[NAME] **********@gmail.

com
(B.com, CA, CS) +91-xxxxxxxxxx

Career Objective
Looking forward to a position of responsibility so as to contribute significantly and
consistently to the organization’s objectives along with professional growth.

Professional Experience

[company name] (Since October, 2010)

[company name] (From July, 2013 to present)

Responsibilities include:
 Assisting Head of Audit in developing the risk based Annual Audit Plan, resource
allocation and reporting time lines.
 Analysed the risk profiles of Refining & Marketing business basis parameters -
likelihood and impact for drawing up Risk Based Internal Audit plans
 Conducting on site internal audit reviews for international subsidiary of RIL
engaged in distribution of petroleum products in East Africa.
 Leading audits on retail sale of petroleum products and re-commissioning of retail
petrol stations.
 Conducted Design and Operating Effectiveness reviews for trading processes
(Crude and Products) Effective engagement with business process owners for process
walkthroughs and controls testing.
 Defining Terms of Reference for audit which includes the scope, risks and audit cycle
timelines and leading the execution of audit assignments with co-sourced assurance
providers.
 Establishing in close collaboration with the business the Risk Registers & Risk and
Control Matrices.
 Reviewing master data controls, transaction analysis, IT General Controls,
configuration controls.
 Identifying process improvement areas in high risk areas that will add value to the
business in terms of cost optimization, plugging revenue leakage controls.
 Regular engagement and communication with the process owners on internal control
deficiencies and follow-up for open audit actions. Maintaining audit documentation
in line with the requirements for Quality Assurance reviews
 Preparation of snapshot of audit activities and observations, risk heat map on
quarterly and annual basis for presentation before the Business Risk Assurance
Committee and Audit Committee meetings.
 Trained and mentored junior team members on Reliance Internal Audit
methodology through case studies and walk through

Manager, GRC Development & Implementation team

(From June, 2011 till present)

Currently involved in implementation and roll-out of SAP GRC AMS (Governance, Risk &
Compliances - Audit Management System) across group. Unit tester of the SAP GRC AMS
suite and imparting training to audit staff at HO and manufacturing sites.
 SAP GRC AMS is a suite which helps the audit function to manage the audit lifecycle
from planning, preparation, executing, reporting upto follow-up and closure of
audits. This is linked with GRC Risk Management and Process Control modules to

provide a holistic view of risks and controls identified by the business and the
business analysis of the risks and risk mitigation procedures.

Engaged in implementation of the SAP-GRC (Governance, Risk & Compliances) across RIL
including all manufacturing sites, functions, businesses and group companies.

Job Role:
 Ensuring development & implementation of GRC system as per COSO framework
and Clause 49 requirements.
 Understanding of business processes, internal control risk management, IT controls
and related standards
 Preparation of Risk Control Matrix, Authorization Matrix and RACI Matrix for all the
functions and processes
 Designing Business Rules and SAP Queries for internal process controls
 Development of SAP queries and reports in PRD for pulling data for reports through
GRC for Process Controls
 Knowledge Transfer and conducting training sessions for end users along with
training material preparation.

Manager, Legal Compliance Department

(From October, 2010 to June, 2011)
Worked with Legal Compliance Department to ensure compliance with all statutory /
regulatory requirements for various areas (including corporate and secretarial laws, labour
laws, health, safety and environmental laws) across the organisation and mitigation of
organization-wide risks associated with legal non-compliances.

Job Role:
 Associated in development & management of Compliance Monitoring Portal
(RCMS):On-line in house System for monitoring all statutory compliances
 Preparation and updating the Almanac for the applicable regulatory requirements
 Preparing Audit Checklists, Audit plans for Compliance Audit, conducting annual
audits at all manufacturing sites. Monitoring and following for the non-compliances
and following-up for corrective actions

Professional Qualifications
Course/ Level Year Institution Performance
CA-Final (First Attempt) Nov, 2009 ICAI 52%
CA- PE-II (First Attempt) May, 2007 ICAI 65%
CS-Professional (First Attempt) June, 2010 ICSI 55%
CS-Executive (First Attempt) June, 2009 ICSI 63%

Academics
Course/ Level Year Institution Performance
University Maharani’s
B.com (in merit list) 2008 76%
College, Jaipur (UOR)
Senior Secondary (in merit
2005 Rajasthan Board 88%
list)
Secondary 2003 Rajasthan Board 85%
Articleship and Other Experiences

 Articleship training with Kalani & Co., Jaipur.

 Also worked with Mr. Sanjay Jhanwar, FCA, LLb, Chir Amrit Law Chambers,
Jaipur, one of the leading Advocates and Tax Consultants of Rajasthan.

Computer Proficiency

 Working knowledge in SAP – MM and FICO modules

 Well versed with MS-Office

Core Competence

 Work towards partnering with business for playing effective role as “solution-
providers”
 Conducting risk based internal audit reviews and thematic reviews within the defined
audit scope and time limits
 Expertise in SAP-GRC (RM, PC and AMS modules) – Unit Tester for SAP GRC
AMS
 Strong communication skills – verbal and written
 Team player

Achievements

 6th Rank in the Merit List, Rajasthan Board in Senior Secondary

 1st Rank in Maharani College, UOR in Graduation
 Secured 79% marks in Income Tax and Information Technology each in CA PE-II
level and 66% marks in Financial Management in CA Final
 Participated in various debate competitions at School Level
 House Captain at School level

Personal Profile

Date of Birth : dd-mm-yyyy

Marital Status : Single
Languages known : English and Hindi
Present Address : xxxx