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AMERICAN JOURNAL OF PHYSICAL ANTHROPOLOGY 000:000–000 (2009)

Technical Note: Applicability of Tooth Cementum


Annulation to an Archaeological Population
Mirjana Roksandic,1* Dejana Vlak,2 Michael A. Schillaci,3 and Diana Voicu4
1
Department of Anthropology, University of Winnipeg, Winnipeg, Canada
2
Department of Anthropology, University of Toronto, Toronto, Ontario, Canada
3
Department of Social Sciences, University of Toronto Scarborough, Scarborough, Canada
4
Albion Library, Etobicoke, Ontario, Canada

KEY WORDS age determination; osteology; dental anthropology; histology; taphonomy; tooth
cementum annulations

ABSTRACT The use of tooth cementum annulations lithic series. Our examination of the method pointed to
for age determination has been deemed promising, several sources of error that call into question the use of
exhibiting high correlations with chronological age. this method for estimating the chronological ages of
Despite its apparent potential, to date, the tooth archaeologically derived dental samples. The poor per-
cementum annulations method has been used rarely for formance of the method in our analysis might
estimating ages in archaeological populations. Here we be explained by taphonomic influences, including the
examine the readability of cementum annulations effect of chemical and biological agents on dental
and the consistency of age estimates using a sample microstructures. Am J Phys Anthropol 000:000–000,
of 116 adults from the Iron Gates Gorge Mesolithic/Neo- 2009. V 2009 Wiley-Liss, Inc.
C

Accurate age determination from skeletal and dental Radlanski, 2006) have drawn attention to the method’s
remains is an important goal for biological anthropolo- weaknesses.
gists. Sequential changes during growth and develop- Given the reported high correlations with chronologi-
ment facilitate estimation of biological age in nonadults. cal age, it is surprising that the application of the TCA
Once growth is over, however, assessing age at death method of age determination to past populations has not
becomes more problematic as the degenerative process of been more widely adopted (Großkopf, 1990; Cipriano-
aging is variable and influenced by lifestyle and the Bechtle et al., 1996; Geusa et al., 1999; Wittwer-Backo-
environment. fen et al., 2008). With the exception of two studies that
Since the publication of several articles critical of our have reported problems with the TCA technique applied
ability to accurately assess age in adult skeletons (e.g., to past populations (Geusa et al., 1999; Wittwer-Backo-
Bocquet-Appel and Masset, 1982; Jackes, 1992; Wood fen et al., 2008), all previous studies have assumed the
et al., 1992), more attention has been paid to improving method’s superior performance for age determination in
the already existing methods of age determination and adults.
developing new ones. One of the techniques deemed We analyzed the applicability of the TCA method for
promising utilizes tooth cementum annulations (TCA). estimating age in an archaeological population. Because
Based on the hypothesis that the annual formation of we could not establish the correlation between histologi-
one dark and one light incremental line reflects a natu- cal and chronological age for archaeological specimens,
ral metabolic rhythm of seasonal changes in diet and we concentrated on evaluating inter- and intraobserver
hormonal cycles (Laws, 1952; Grue and Jensen, 1979; error, and consistency of results obtained by reading
Kay et al., 1984; Geiger, 1993), the TCA method involves several segments of the same tooth. The influence of
counting lines visible on the accelular cementum band of previous experience with the TCA method was also
thin root crossections. Histological age of the individual examined.
studies is obtained by adding the number of observed
lines to the age at which the tooth erupted (Wittwer-
Backofen et al., 2004).
Originally developed for nonhuman mammalian spe-
Grant sponsors: Max Planck Institute for Demographic Research,
cies (e.g., Spinage, 1973; Grue and Jensen, 1979), the Connaught New Staff Matching Grant, University of Toronto.
TCA technique was first applied to humans by Stott et
al. (1982). Technical improvements (e.g., Naylor et al., *Correspondence to: Mirjana Roksandic, Department of Anthro-
1985; Kvaal et al., 1996; Maat et al., 2006) which have pology, University of Winnipeg, Winnipeg, Canada, MB, R3B 2E9.
yielded high correlations with chronological age in analy- E-mail: m.roksandic@uwinnipeg.ca
ses of known-age samples (e.g., Jankauskas et al., 2001;
Kagerer and Grupe, 2001; Wittwer-Backofen et al., 2004) Received 2 January 2009; accepted 9 June 2009
led to the suggestion that TCA might be superior to
other methods of age estimation. Despite seemingly DOI 10.1002/ajpa.21136
exceptional results, several scholars (Lipsinic et al., Published online in Wiley InterScience
1986; Lucas and Loh, 1986; Miller et al., 1988; Renz and (www.interscience.wiley.com).

C 2009
V WILEY-LISS, INC.
2 M. ROKSANDIC ET AL.

MATERIALS AND METHODS using a bootstrapped odds ratio (OR). Statistical signifi-
cance (i.e., the probability that OR 5 1) was estimated
Our sample consisted of 116 adults from the Iron Gates using a Fisher’s Exact test.
Gorge skeletal collection (Serbia), representing both
Mesolithic (Padina, Lepenski Vir, Vlasac, and Hajducka
Vodenica) and Early Neolithic (Velesnica) sites on the
RESULTS
right bank of the Danube dating from 8500 BC to 5500 From 116 processed teeth, we selected 40 that had
BC calibrated (Bonsall et al., 2008). Of the 263 adults in at least one readable segment of any of the three cros-
the collection, only 116 had at least one of the monoradi- sections. On the remaining 76 teeth we could not identify
cal teeth preserved. One tooth was extracted from each any sections that exhibited continuously visible lines
individual. Each tooth was measured, photographed, from the cemento/dentine junction to the edge of the
described, and processed at the TCA Laboratory at Max root. Each of these 76 teeth contained segments of cros-
Planck Institute for Demographic Research (MPIDR) in sections that were visibly destroyed by diagenesis, seg-
Rostock, Germany. Description included archaeological ments with faint to invisible lines, or segments where
provenience, tooth type, level of occlusal wear, hyperce- lines were interspersed with pits and either vertical and/
mentosis, and dental pathology (paradotosis, caries). The or horizontal breaks. In several cases saw marks parallel
crowns and the upper third of the root were removed to TCAs (n 5 7), and/or breakage of cementum adjacent
using a microtome. The remaining two thirds of the to the embedding medium (n 5 6), were observed in seg-
tooth root were embedded in a two component epoxy ments where the lines were visible. Out of the remaining
resin and dried in a vacuum chamber. Three sequential 40 teeth for which photographs of selected segments
were obtained, 23 teeth (represented by 40 segments)
70–80 lm undecalcified crossections were prepared for
were judged by the first author to exhibit lines that were
each tooth from the middle third of the root using a
clear enough to allow readings. These were read by all
Leica SP 1600 microtome fitted with a diamond coated three readers at three different times (Table 1). Given
blade following the protocols of the MPIDR TCA lab the conservative selection process resulting in a high
(Wittwer-Backofen et al., 2004). Unstained sections were number of teeth rejected prior to analysis, we expected
mounted on slides for further analysis. Visual scanning reasonably consistent results.
was done at the laboratory of Paleoethnobotany at The odds of teeth being excluded from the analysis
the University of Toronto Mississauga using a Nikon1 based on the presence of hypercementosis (OR 5 2.901,
LABOPHOT2-POL microscope at 4003 magnification. P 5 0.096), periodontal disease (OR 5 0.787, P 5 0.834),
Segments that showed readable lines were captured as dental caries (OR 5 0.365, P 5 0.908), or level of occlu-
JPEG images (1,600/1,200 pixels) with a Nikon DS Cam- sal wear (OR 5 0.460, P 5 0.194) were not significant
era Control Unit DS-L1 and DS Camera Head DS-5M, statistically. These odds ratio tests suggest that the pres-
DS Cooled Camera Head DS-5Mc fitted on the micro- ence of dental pathology and attrition have not biased
scope. Readings were done on selected segments in the study sample. The results of our intraobserver error
Adobe1 Photoshop1 CS2. tests revealed one significant comparison out of a total of
Three observers were involved in the evaluation pro- six comparisons (Table 2). Mean differences between the
cess: one undergraduate student (DiV) with limited lab readings ranged from 1.333 to 4.8 years, while maximum
experience in biological anthropology (Observer 1), a difference between readings ranged from 6 to 17 years.
graduate student (DeV) with substantial experience with One out of nine of our tests of interobserver error was
both forensic and archaeological populations, though no significant (Table 3). The results of these observer error
previous experience with the TCA method (Observer 3), tests indicate that observer error likely has not substan-
and the primary author (MR) with previous experience tially affected the results of the study.
using the TCA method (Observer 2). Initially, three More than one readable segment was available in only
segments were selected and evaluated by all three 9 out of the 23 teeth. Comparison of the variation in the
authors together, allowing the senior author to instruct number of lines counted between different segments for
the student observers. Subsequent readings were per- these nine teeth, given in the Table 4, revealed a range
formed independently. To calculate intraobserver error, of age estimates of up to 24 years. This level of uncer-
segments were scanned and read twice at 2-month inter- tainty in age estimates is similar to that obtained using
vals after the first reading. standard macroscopic methods of age determination.
Statistical analyses included an evaluation of interob-
server error for three sets of readings, intraobserver DISCUSSION
error for each author, and differences in reading between
different segments of the same tooth. Inter- and intraob- In our study a large number of teeth were discarded
server error was tested using a normal approximation of (93 teeth, 80.17%) because cementum annulations within
the Wilcoxon sign-rank test of equal medians (Sokal and crossections presented clear evidence of advanced diage-
Rohlf, 1995). For the tests of intraobserver error, we netic process, no visible lines (see Fig. 1), wavy lines
looked at the differences between original counts (T1) interspersed with ‘‘pits’’ (see Fig. 2), numerous impur-
and counts taken during two additional data collection ities represented by bifurcating lines (see Fig. 3), par-
sessions (T2 and T3) by each of the three observers inde- tially obscured lines (see Fig. 4). Other studies on
pendently. To evaluate differences between different seg- archaeological samples have also reported problems with
ments of the same tooth we used original counts (T1) for unreadable segments (Cipriano-Bechtle et al., 1996;
all three observers, reporting minimum and maximum Wittwer-Backofen et al., 2008). The determination of
difference in line counts for nine teeth with multiple readability of a tooth segment is necessarily subjective.
sections. The odds of teeth being excluded from the anal- Such subjectivity was evident in recent research by
ysis based on the presence of hypercementosis, periodon- Wittwer-Backofen et al. (2008) where the senior author
tal disease, dental caries, or occlusal wear were assessed rejected 14.1% of the teeth, while the second observer in

American Journal of Physical Anthropology


TOOTH CEMENTUM ANNULATION 3
TABLE 1. Reported readings for the 23 scanned and read teeth TABLE 2. Results for the tests of intraobserver error
represented by 40 segments
T1 vs. T2 T1 vs. T3
Observer 1 Observer 2 Observer 3
Observer 1
Slide T1 T2 T3 T1 T2 T3 T1 T2 T3 N 40 40
HV13 12 8 8 8 11 10 13 9 8 Mean difference 1.25 1.325
HV15 42 43 48 32 45 37 37 36 40 Max difference 16 19
LV2 38 38 38 34 38 32 29 30 34 Wilcoxon (Z5) 0.936 0.421
LV4 31 31 35 31 44 28 30 30 33 P-value 0.349 0.674
LV8 34 34 45 42 48 43 47 47 47 Observer 2
LV8 24 27 24 32 33 31 29 26 27 N 40 40
LV8 36 35 38 45 41 40 42 45 40 Mean difference 4.800 4.275
LV8 43 42 43 51 39 42 45 46 45 Max difference 13 13
LV39 40 46 42 60 54 49 41 42 44 Wilcoxon (Z5) 1.442 1.045
LV39 41 44 43 65 59 58 52 52 52 P-value 0.149 0.296
LV39 57 61 57 64 60 56 57 56 55 Observer 3
LV62 43 34 31 38 40 37 32 35 35 N 40 40
LV69 83 67 70 70 78 69 82 89 79 Mean difference 2.550 3.325
LV74 63 58 54 58 60 50 70 58 64 Max difference 12 17
LV83A 45 47 41 55 47 52 42 47 40 Wilcoxon (Z5) 2.324 1.444
LV83A 48 48 48 50 41 38 47 46 43 P-value 0.020 0.149
LV88 49 52 52 48 53 49 53 56 58
A significance level of a 5 0.05 was used for all tests.
LV126 34 36 35 39 39 34 30 34 32
P5A 37 38 38 32 30 44 37 38 34
P5A 37 38 38 31 30 30 34 31 33
TABLE 3. Results for the tests of interobserver error
P12 20 20 20 22 16 23 27 29 29
P12 28 32 29 26 25 25 22 23 26 T1 T2 T3
P12 20 20 21 19 18 22 23 26 23
P18 36 35 40 33 34 33 44 42 40 DiV-MR Z 5 0.841 Z 5 1.791 Z 5 0.094
P18 41 50 45 40 46 40 37 39 37 P 5 0.400 P 5 0.073 P 5 0.925
P24 39 31 29 33 40 40 39 42 38 DiV-DeV Z 5 0.451 Z 5 2.079 Z 5 1.132
VEL2B 37 34 42 29 35 36 40 43 36 P 5 0.652 P 5 0.038 P 5 0.258
VEL2G 32 31 32 28 27 29 30 34 33 MR-DeV Z 5 1.017 Z 5 0.606 Z 5 0.957
VL26 39 39 31 36 36 33 34 37 30 P 5 0.309 P 5 0.544 P 5 0.339
VL26 34 31 30 30 31 33 31 33 35
A significance level of a 5 0.05 was used for all tests.
VL26 41 41 41 40 48 36 37 39 54
VL32 30 29 32 33 27 29 28 32 28
VL45 88 81 83 77 81 76 78 82 77
VL45 64 64 62 76 78 72 82 83 73 TABLE 4. Minimum and maximum difference in line counts
VL45 86 72 67 75 87 88 86 86 83 associated with observations of different tooth sections
VL47 27 26 27 23 29 30 34 36 27 Burial no. Observer 1 Observer 2 Observer 3
VL55 42 28 31 35 38 37 37 40 36
VL55 35 34 34 33 31 27 37 32 32 Lepenski Vir 8 2–19 (4) 3–19 (4) 3–18 (4)
VL55 29 31 29 28 34 34 37 35 33 Lepenski Vir 39 1–17 (3) 1–5 (3) 5–16 (3)
VL55 35 34 34 31 35 31 38 38 32 Lepenski Vir 83A 3 (2) 5 (2) 5 (2)
Padina 5A 0 (2) 1 (2) 3 (2)
Repeat slides indicate more than one segment read per tooth. Padina 12 0–8 (3) 3–7 (3) 1–5 (3)
HV, Hajducka Vodenica; LV, Lepenski Vir; P, Padina; VEL, Padina 18 5 (2) 7 (2) 7 (2)
Velesnica; VL, Vlasac. Vlasac 26 5 (2) 4–10 (3) 3–6 (3)
Vlasac 45 2–24 (3) 1–2 (3) 4–8 (3)
Vlasac 55 0–13 (4) 2–7 (4) 0–1 (4)
the study rejected 22.3% of the specimens as unreadable.
In our study, the decision to discard teeth was made sub- Number of sections is given in parenthesis.
jectively by the senior author on the basis of clarity and
continuity of observable annulations in each crossection. the formation of a mold of an original histological struc-
We suggest that in our archaeological sample poor mi- ture (Retallack, 1984; Henderson, 1987; Francillon-Veil-
croscopic preservation might be one of the contributing liellot et al., 1990; Garland, 1993). Thus, despite the mac-
factors leading to a large number of discarded teeth. It roscopic morphology being maintained, there can be a
has been established that good macroscopic preservation total or partial substitution of the components at a micro-
of skeletal tissue does not necessarily mean good micro- scopic level (Lambert et al., 1979; Francillon-Veilliellot
scopic preservation as well (Schultz, 1997; Pfeiffer, 2000; et al., 1990; Gilber, 1997; Gill-King, 1997).
Nonato do Rosario Marinho et al., 2006). Chemistry (e.g., We suggest that cementum, like bone, is subject to
ground water ionic exchange and mineral deposition) and/ these same diagenic processes. Recent research analyz-
or postmortem biological activity (e.g., bacteria and fungi) ing animal teeth from an archaeological context by Stutz
can alter microscopic tissue, yielding cloudy, incomplete, (2002: p 1343) has demonstrated that ‘‘chemical diage-
or structurally altered histological images (Pfeiffer, 2000). netic processes of collagen leaching and apatite recrys-
While water and microorganisms decompose the organic tallization can create bands that mimic true biogenetic
components of bone (Henderson, 1987; Heuck, 1993), the growth increments in archaeological cementum.’’
mineral portion undergoes intense chemical action and Our inability to get consistent results represents a
degradation by microorganisms, which facilitates the major problem in terms of applicability of the method to
impregnation by minerals such as CaCO3, Fe2O3, and archaeological populations. Similar to the findings by
SiO2, leached from the soil. In many cases this results in Renz and Radlinski (2006), we recognized problems in

American Journal of Physical Anthropology


4 M. ROKSANDIC ET AL.

Fig. 3. A segment showing a number of bifurcating lines of


unclear origin (indicated by letters a, b, c, and d). These lines
appear as bands of varying width that obscure the flow of the
annulations.
Fig. 1. A segment with no clearly visible lines and substan-
tial diagenic? destruction. The few faint lines can not be fol-
lowed throughout the segment.

Fig. 4. The portion of the segment closer to the dentine (a)


shows clear regular lines, the top part (b) is much more difficult
to read as lines are not clear and are at times overlapping.

who claim high performance and high reliability of the


method should provide a much more thorough descrip-
tion of the expert knowledge guiding their decision to
count or discard problematic or ambiguous lines.
Our strongest reservation regarding the method stems
from readings obtained from teeth where more than one
segment was available. A range of age estimates of up to
Fig. 2. Wavy lines (a) interspersed with ‘‘pits’’ (b). The por- 24 years is comparable to ranges obtained by other
tion closer to the dentine is not showing any clear and consist- methods, and while certainly useful where no other
ent lines (c); the upper portion of the segment shows lines (a) observations are possible, the method does not warrant
interspersed with pits (b) and vertical breaks (d). destruction of archaeological material where other
means of age assessment are available.

visually identifying a number of TCA lines: the first and CONCLUSION


the last, faint, bifurcating, inconsistent, and other prob-
lematic lines. Because previous experience does not seem The results of our application of the TCA method to an
to play a significant role, we suggest that the authors archaeologically derived dental sample pointed to several

American Journal of Physical Anthropology


TOOTH CEMENTUM ANNULATION 5
sources of error which might be related to taphonomic Grue H, Jensen B. 1979. Review of the formation of incremental
changes at the microscopic level. What is troubling is lines in tooth cementum of terrestrial mammals. Dan Rev
the fact that even when individual segments produced Game Biol 11:1–48.
consistent results between observers, differences Henderson J. 1987. Factor determining the state of preservation
between readable segments of one tooth were substan- of human remains. In: Boddington A, Garland AN, Janaway
RC, editors. Death, decay and reconstruction: approaches to
tial. When all ages obtained through the reading of mul- archaeology and forensic science. Manchester: Manchester
tiple crossections were taken into consideration, the University. p 43–54.
range of age estimates was similar to that which can be Heuck FW. 1993. Comparative histological and microradio-
obtained by standard macroscopic osteological methods. graphic investigations of human bone. In: Grupe G, Garland
The destruction of archaeological specimens for TCA age AN, editors. Histology of ancient human bone: methods and
determination, therefore, may not be warranted until diagnosis. New York: Springer-Verlag. p 125–136.
the biology and diagenic processes influencing cementum Jackes M. 1992. Paleodemography: problems and techniques.
annulations are fully understood. We suggest that future In: Saunders SR, Katzenberg MA, editors. Skeletal biology
research examine the effects of taphonomy on dental his- of past peoples: research methods. New York: Wiley-Liss. p
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lines of dental cementum in biological age estimation. HOMO
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ACKNOWLEDGMENTS nation of life-history parameters by incremental lines in
human dental cementum as an identification aid. Forensic Sci
The authors thank Prof. G. Crawford at the University Int 118:75–82.
of Toronto in Mississauga for use of his laboratory for Kay RF, Rasmussen DT, Beard KC. 1984. Cementum annula-
processing the samples and the Faculty of Philosophy at tions counts provide a means for age determination in Macaca
the University of Belgrade (Serbia) for access to the skel- mulatta (Primates. Anthropoidea). Folia Primatol 42:85–95.
etal material used in our analysis. We also wish to thank Kvaal S, Solhein T, Bjerketveld D. 1996. Evaluation of prepara-
the anonymous reviewers for their thoughtful and con- tion, staining and microscopic techniques for counting incre-
structive comments. menral lines in cementum of human teeth. Biotech Histochem
71:165–172.
Lambert JB, Szpunar CB, Buikstra JE. 1979. Chemical analysis
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