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Overview

Psychopathology 2007;40:191–202 Received: January 5, 2004


Accepted after revision: February 23, 2006
DOI: 10.1159/000100367
Published online: March 1, 2007

Theories of Delusional Disorders


An Update and Review

Hanns Jürgen Kunert a Christine Norra a Paul Hoff b


a
Max-Planck-Institute for Experimental Medicine, Göttingen, Germany; b Department of Psychiatry,
University of Zürich, Zürich, Switzerland

Key Words sessment of reality which is unrelated to experience and


Delusion theories  Delusions, etiology adhered to with strong conviction despite evidence to the
contrary and sufficient intelligence; i.e., the patient is in-
capable of learning. Equally important is the fact that
Abstract these delusions are not shared by others of the patient’s
Delusional syndromes can occur in a number of psychiatric, sociocultural background. At the same time, one must
neurological or other disorders. They can also be caused by distinguish delusions from overvalued ideas, which have
neurotoxic agents (e.g., heavy metals) as well as substance a strong emotional content and tend to polarize thinking
addiction. There are several hypotheses on the underlying but are still open to reason.
cognitive or emotional processes associated with organic Acute delusions are accompanied by strong affect and
factors of delusional disorders, depending on the patient exaggerated vigilance, a combination known as delusion-
groups examined and the methods used. The aim of this pa- al mood. Fear, distrust and exaggerated vigilance cause
per is to provide a comprehensive review and critical assess- the patient to read meanings into perfectly mundane
ment of the various, rather heterogeneous theories in this events and even see them as related. Once these delusions
field. Copyright © 2007 S. Karger AG, Basel are conceived, they are linked with the patient’s emotions,
motivations and background, instilled with meaning and
built into his or her world of experiences, thus attaining a
high degree of subjective certainty which places them be-
Introduction yond the reach of reason.
Clinical experience shows that acute delusions tend to
There is no generally accepted definition of delusion. become chronic. The patients systematize their delusions
This is remarkable – indeed, deplorable – not only be- and incorporate them into their life. If delusions, espe-
cause this phenomenon has been researched intensively cially persisting delusions, are elaborated upon through
ever since scientific discussion about psychiatric issues logical or paralogical thinking, they are called systematic
began some 200 years ago, but also because of the great delusions. Hence, chronic delusions are an integral part of
clinical importance of delusions. In the pragmatic de- the patients, constituting a part of their very thoughts,
scriptions (not definitions) currently used worldwide, de- values, world view and goals. The contents usually relate
lusions often are classified as a pathological, incorrect as- to essential human experience and interaction: persecu-

© 2007 S. Karger AG, Basel Dr. Hanns Jürgen Kunert


0254–4962/07/0403–0191$23.50/0 Max-Planck-Institute for Experimental Medicine
Fax +41 61 306 12 34 Division of Clinical Neuroscience, Hermann-Rein-Strasse 3
E-Mail karger@karger.ch Accessible online at: DE–37075 Göttingen (Germany)
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tion, harm and jealousy (e.g., the Othello syndrome in cortical trauma or dysfunction, and that there is a clear
paranoia and in ‘grumbler’ delusions); love and sexuality correlation with predominantly left-side injury, a hypoth-
(erotomania); personal greatness and glory (megaloma- esis which already was proposed by Davison and Bagley
nia); guilt and failure (delusional depression) as well as the [6]. The delusional contents were similar to those seen in
body (hypochondriac delusions). Special cases are the delusional disorders without a clear organic cause. Thus,
Capgras syndrome and its subform, the Fregoli delusion. following an extensive study of case histories, it was pos-
Patients suffering from Capgras syndrome show a delu- sible to establish the existence of a Capgras syndrome in
sional belief that a person known to them is actually a patients with systemic illness such as hepatic encephalop-
double, and even see subtle differences between the orig- athy, vitamin B12 deficiency, hypothyroid disorder or dia-
inal and the supposed double. In the case of the Fregoli betes mellitus. In the case of structural injury, Alexander
delusion, patients believe that a family member or friend et al. [7] thought that a combination of bilateral frontal
has taken on the appearance of a stranger, or that one fam- and right temporal lesions played a significant role in the
ily member has turned into another family member. formation of a Capgras syndrome, whereas other authors
Delusional syndromes can occur in a number of psy- thought lesions or dysfunctions in the right hemisphere
chiatric disorders, including schizophrenia, affective dis- to be more important [8–11]. To increase the intricacy of
orders, dementias, personality disorders and psychologi- localization, Signer [12] emphasized the importance of
cal disorders of organic origin. Despite the prominence frontal and temporal structures and summarized that le-
of delusions in psychopathology, their etiology still is sions in the left temporal or right frontal areas are often
poorly understood. This article gives an overview of the associated with Capgras syndrome. Indeed, it may well be
principal current theories on the origin of delusional dis- that patients showing delusions due to neurological and/
orders, particularly models of organic brain dysfunction, or other somatic disorders may in fact constitute rather
together with a discussion of their potentials and limita- dramatic clinical cases, but not a truly representative
tions. group. Cummings [1, 5] pointed out that while it may not
be possible to rule out the influence of pre-existing psy-
chiatric illness or other predisposing factors (e.g., hered-
Organic Correlates of Delusion ity, living conditions) from these cross-sectional samples,
these factors had usually not been taken into account.
Delusional Disorders of Organic Origin Likewise, qualitative, quantitative and dynamic aspects of
Delusional syndromes can occur in a number of neu- delusions or their development were hardly looked at. A
rological and other disorders [1], including brain tumor, prospective study by Cummings [1] revealed different
trauma to the skull and brain, cerebrovascular disorders, clusters of delusional disorders which, depending on the
Huntington’s chorea, epilepsy, infectious diseases affect- severity and specificity of the neurological illness, ranged
ing the central nervous system (e.g., HIV), endocrine dis- from simple delusions of persecution to reduplicative par-
orders (e.g., hypothyroid disorder, impaired renal func- amnesia and anosognosis, the latter associated with spe-
tion) and autoimmune diseases (e.g., systemic lupus ery- cific neurological disorders. In most of the 20 cases in this
thematosus). Delusional syndromes can also be caused by study, delusions decreased as cure of the underlying dis-
neurotoxic agents, such as heavy metals, and some recre- order progressed (as is also seen in delusions of organic
ational drugs. This led to the original assumption that or- origin).
ganic factors could underlie delusional disorders. Using carefully documented case histories of patients
Regarding the anatomical correlates of delusional dis- with organic illness or injuries to the brain, different mod-
orders of organic origin, it was discovered early on that els were proposed for delusional disorders of organic ori-
epileptic foci in the temporal limbic regions, especially in gin in the 1970’s and 1980’s. Delusions of patients with
the left hemisphere, are associated with symptoms resem- pronounced neuropsychological illness were looser and
bling schizophrenia [2]. Focal injury to the limbic system simpler, and often passing. Patients with complex and
can also lead to delusions. The importance of left tempo- highly structured delusions, on the other hand, showed
ral lesions in these cases has been known for some time only slight cognitive impairment. This inverse correlation
now [3]. Brain tumors, cerebrovascular disease and injury between neuropsychological impairment and the com-
to the subcortical structures have also been associated plexity of delusions may indicate that largely intact cogni-
with delusions [4]. Cummings [1, 5] postulated that para- tive functions are an important prerequisite for elaborate
noid syndromes are likelier to occur after limbic and sub- delusional processing. Patients with Alzheimer’s or multi-

192 Psychopathology 2007;40:191–202 Kunert /Norra /Hoff


infarct dementia affecting mainly the neocortical associa- ditional factors could help to shed light on this issue, par-
tive areas show simple delusions that are readily medi- ticularly the idiosyncratic content of delusional thinking
cated. Complex delusions, on the other hand, tend to be and experiences. These aspects also are central to several
seen in patients with extrapyramidal illness or with trau- other theories.
matic, neoplastic or cerebrovascular injury affecting
mainly the subcortical areas (e.g., basal ganglia, thalamus) Findings of Imaging and Neurophysiological Studies
or the limbic system. Patients with lesions in these regions Although organic illness or injury to certain brain re-
who show complex delusions are intellectually only slight- gions and delusional syndromes are often related, many
ly impaired: the delusions tend to become chronic and are delusional patients show no such lesions. Only a few
largely resistant to treatment. Regarding lesions in the of them have been examined using imaging methods
limbic system, laterality effects are important inasmuch as such as single-photon emission computed tomography
left-side injury tends to correlate with chronic schizo- (SPECT), positron emission tomography (PET) or func-
phrenia-type disorders whereas right-side parietal tem- tional magnetic resonance imaging (fMRI) to locate func-
poral lesions are associated more with brief, sporadic hal- tional correlates of their illness. A PET study on chronic
lucinatory and/or delusional episodes [4, 13]. It was also schizophrenia patients [18] showed significant positive
shown that lesions in the right hemisphere are involved in correlations between a global, reality perception-related
the formation of Capgras syndrome and reduplicative complex of symptoms (including delusional experiences)
paramnesia [14]. and regional cerebral blow flood (rCBF) in the lateral pre-
These correlations between organic brain disorders, frontal cortex, the ventral striatum and the temporal cor-
including structural injuries to certain brain regions, sug- tex (especially in the superior temporal gyrus and the
gest that impaired brain function is likely to play a role in parahippocampal regions). In a PET study on non-medi-
the pathogenesis of delusional disorders. Considering the cated schizophrenics, Kaplan et al. [19] found a correla-
neuropsychological functions of different brain struc- tion between left temporal rCBF activity patterns and the
tures, it becomes apparent that these regions, being part complex of reality perception-related symptoms. In a
of complex neuronal regulatory cycles, are responsible for SPECT study of non-medicated schizophrenics, Ebmeier
language- and perception-related as well as emotional et al. [20] found negative activation effects in the left tem-
processing [15]. It is believed that patients with a delu- poral striatum, but hyperactivation in the left striatum. A
sional syndrome (as in disorders of the limbic system) SPECT study by Sabri et al. [21] showed a significant cor-
have unusual emotional experiences which are then made relation between the extent of delusional disorders and
into delusions when interpreted by other, still intact re- rCBF in the left frontal and the frontal medial regions.
gions of the brain. Hence, injury to subcortical areas like Although no data were given on the direction of causality
the basal ganglia is assumed to lead to specific dysfunc- for the correlations found (a common problem with cor-
tions of the neurotransmitter system, which in turn can relation studies), the findings reported for the medial
lead to delusional syndromes via cognitive and emotional temporal and the ventral striatal regions of the limbic sys-
changes [1, 16]. In cortical dysfunction, right-side tempo- tem are remarkable. Refining the methodology with mul-
ral parietal lesions are thought to lead to abnormal per- tidimensional scaling to statistically calculate and plot the
ception processes, which results in hallucinations and de- relative position of the regional activation patterns, it was
lusions due to deficient limbic processing. Conversely, fo- possible to examine metabolic factors in delusional syn-
cal left temporal injury is thought to impair limbic dromes more precisely. In a SPECT study of delusional
participation in linguistic processing, with possible devel- schizophrenic patients, Erkwoh et al. [22] found indices
opment of delusional disorders [17]. for a functional disconnectivity between frontal and tem-
These models are built on a great number of clinical poral mesial limbic regions. Nevertheless, the correlations
observations showing that delusional disorders can arise between rCBF parameters and quantified acute delusion-
from different injuries or dysfunctions of various brain al-schizophrenic disorders were remarkably low. Interest-
regions. A feature common to all cases is impaired limbic ingly, the strength of the correlations varied with the com-
cortical processing while a certain minimum of intellec- plexity of the schizophrenic symptoms (this in addition to
tual capacity is retained. Since not all patients with injury delusional disorders). Nasrallah et al. [23] already report-
in these regions develop delusions, there must be further ed a functional disconnectivity, although he associated a
predisposing factors such as heredity, site and extent of the decreased interhemispheric information transfer with de-
lesion, as well as premorbid personality traits. These ad- lusional disorders. An experimental cognitive study by

Delusional Disorders Psychopathology 2007;40:191–202 193


Romney and Mosley [24] also showed hemispheric pro- or delusions [42]. A recent study [43] found that patients
cessing deficits in paranoid schizophrenics. with a delusional misidentification syndrome showed less
Recent studies (also using MR voxel-based morphom- excessive reduction of left prefrontal P300 amplitude but
etry) show a correlation of delusional schizophrenic dis- prolonged latency in the central midline region as op-
orders with reduced gray matter in the left frontal lobe posed to schizophrenics without delusional misidentifica-
[25], impaired top-down support for overriding automat- tion syndrome. Generally, patients with a paranoid sub-
ic responses in connection with dysfunctional activity of type of schizophrenia – characterized by delusions or hal-
the left dorsolateral prefrontal cortex [26] as well as failure lucinations, absence of flat affect and disorganized speech
of the memory strategies associated with a functional dis- or behavior, and little cognitive impairment – tend to
ruption of dorsolateral prefrontal and temporal-limbic show fewer reductions of cognitive event-related poten-
structures [27]. Regarding the delusional symptoms com- tials than do undifferentiated schizophrenics. An im-
plex in particular, evidence has been mounting for dys- paired frontal processing negativity and mismatch nega-
functional connections between the frontal cortex, multi- tivity (P1, N1, P2, MMN) was mostly bilateral in paranoid
modal association areas and paralimbic structures, result- but lateralized in non-paranoid schizophrenics, indicat-
ing in cognitive-perceptual-affective dissonance, which ing that the paranoid patients retained a better preserva-
under specific conditions may cause delusions [28–32]. tion of the frontal-temporal dialogue in distinguishing
Examining paranoid schizophrenics, Ha et al. [33] found relevant from irrelevant stimuli [44]. Together with better
a significant reduction of gray matter in the left insular verbal skills, application of phonetical versus tonal stim-
and the dorsolateral prefrontal regions, and bilaterally in uli leads to greater frontocentral N2 peaks with left-hemi-
the medial frontal, anterior cingulate, inferior frontal and sphere dominance in paranoid schizophrenics [45]. How-
superior temporal regions. On the other hand, patients ever, disorders of the first stages of information process-
showed significantly more gray matter in the bilateral cer- ing (P2) and automatic categorization processing (N2) of
ebellum and the right striatum than did controls. Interest- non-target stimuli were also found to correlate specifi-
ingly, there was a negative correlation between the sever- cally to hallucinations and delusions [37], which may in-
ity score for ‘lack of insight and judgment’ and gray matter dicate subtle early attentional deficits as an underlying
concentrations in the left posterior, the right anterior cin- factor.
gulate and bilateral inferior temporal regions, including Deficits in semantic processing (N400) point to abnor-
the lateral fusiform gyri. In addition to the role of the fron- mal activation of semantic networks with insufficient
tal regulatory circuits, recent studies have shown an im- context utilization, but findings are inconsistent. Apart
portant role of the paralimbic structures in the patho- from preliminary data implying a lacking indirect prim-
physiology of delusions and involvement of the percep- ing effect in delusional patients without formal thought
tual and monitoring systems in the associate mechanism disorders [46], no systematic studies of delusions have
of insight. been done so far.
Unlike the above-mentioned imaging methods, event- Perry and Braff [47] also showed a correlation of delu-
related potentials can provide precise data on early infor- sions in schizophrenia and deficits in sensorimotor gating
mation processing as a biological marker. In schizophren- (measured using prepulse inhibition of the eye blink star-
ics, the auditory P300 amplitude of standard oddball dis- tle reflex). In a different paradigm, impaired prepulse in-
crimination tasks was reduced and delayed – mainly in hibition was associated with greater delusions and suspi-
the left temporal lobe, i.e., the posterior superior temporal cion only when following attended prepulse versus ig-
gyrus with inconsistent volume reduction – and there was nored prepulse [48], thus pointing to some basic
a correlation to enhanced global scores of positive symp- anticipatory attentional modulations of delusional symp-
toms as well as thought disorders, poor clinical outcome toms. Early sensory gating deficits with poorer P50 sup-
or negative symptoms [34–40]. Still, O’Donell et al. [41] pression were reported in subjects with more perceptual
found that in delusional patients, there was a particular abnormalities and magical ideation [49]. A habituation
correlation of the P300 amplitude and left posterior supe- deficit of the blink reflex also was found in depressive pa-
rior temporal gyrus volume. All together, the reductionist tients with delusions [50].
approach of a positive/negative dichotomy has led to some Mounting evidence of a thalamic-cortical imbalance in
heterogeneous conclusions. Results of a more syndromal schizophrenia has led to research into high-frequency os-
approach were findings of a smaller P300 in melancholic cillations (possibly inhibitory in nature) of cortical so-
patients with psychotic features, i.e., hallucinations and/ matosensory evoked potentials, which presumably are

194 Psychopathology 2007;40:191–202 Kunert /Norra /Hoff


generated in the afferent thalamocortical and early corti- is rare and because patients usually do not see themselves
cal fibers. Early high-frequency oscillations were absent as such, and so do not seek medical help or participate in
in schizophrenia [51], and the higher amplitude in the scientific studies. Indeed, paranoid schizophrenics some-
low-frequency range showed a markedly inverse correla- times do better at executive functions, attentiveness,
tion to formal thought disorders and delusions [52]. learning and memory tests. Nevertheless, many of the
Hence, delusional processing may also be caused by dys- studies had methodological flaws, thus limiting their
functional mechanisms of filtering and inhibition of ir- comparability; such as standardized, empirically validat-
relevant stimuli at the thalamic level before reaching the ed tests not always being used for examining cognitive
neocortex. Neurophysiological research may complement functions.
the morphopathometric methods, although this approach The study by Kremen et al. [56] is a case in point: per-
has not been pursued in great detail yet. We also can dis- formance for higher verbal (but not visual) memory was
cern a parallel to neuropsychological research here. found to be associated with systematic, complex delu-
sions, but these differences disappeared when comparing
Neuropsychological Findings only paranoid with non-paranoid schizophrenics using
Since a variety of CNS and psychological disorders and the then current DSM-III-R criteria. Likewise, Bornstein
delusions are related, it could well be that neuropsycho- et al. [57] found a higher fluidity of speech in paranoid
logical examinations will yield clues to subtle brain dys- than in non-paranoid and schizoaffective schizophrenics,
functions in delusional patients – regardless of the as- but this difference also disappeared after controlling for
sumed etiology of the delusion. It is noteworthy that delu- group differences regarding education, medication and
sions are often associated with pronounced cognitive number of psychopathological symptoms. No group dif-
abnormalities [53]. It was expected that delusions would ferences between paranoid and non-paranoid patients
eventually correlate with specific impairments of cogni- were found for expressive speech or language-related re-
tive processing (e.g., attentiveness, learning and memory, ceptive abilities [58, 59]. An exception was the study by
perception, planning, logical thinking), but research does Langell et al. [60], who observed that delusional schizo-
not appear to support this hypothesis so far. phrenics showed better language comprehension, expres-
Maher [54] was one of the first to suspect neurocogni- sion and writing compared to non-paranoid schizophren-
tive dysfunctions in delusional patients. In his theory of ics. Kremen et al. [56] also found better language skills in
‘perceptive-cognitive anomalies’, he stressed a neuropsy- patients with complex delusions, but these differences
chological causality by assuming disorders of basic cogni- also disappeared when the data were re-analyzed accord-
tive processing (e.g., losses in perception and attentive- ing to DSM-III-R criteria (paranoid versus non-para-
ness) to underlie delusional disorders. If filtering of stim- noid).
uli (relevant versus irrelevant) is impaired, incoming Unlike classical neuropsychological examinations,
stimuli will gain in complexity while losing coherence and where individual cognitive functions are assessed, statisti-
consistency, thus leading to insecurity and disorientation cal classification studies [61–64] part from the usual cri-
in an environment which the patient perceives as first al- teria like DSM-III (i.e., paranoid versus non-paranoid)
tered and then threatening. In order to alleviate the situ- and instead classify groups according to neuropsycholog-
ation, the patient explains these changes by assigning ical test performance. Disregarding nosological boundar-
them meanings and making connections. Delusional ide- ies has lately become very popular in psychiatric research.
ation and processing would thus be seen as the autochtho- The above-mentioned studies yielded three subgroups:
nous conceptualization of an excessively complex, ‘un- (1) a globally impaired group characterized by avolition,
consciously’ experienced altered perception. It remains social withdrawal and blunted affect; (2) a group with
unclear, however, to which group of patients Maher’s data slight cognitive disorders, characterized mainly by disor-
apply. More recent neuropsychological studies show that ganized behavior and thinking (alogia, bizarre behavior,
subjects with ‘pure’ delusions tend not to show any severe attentiveness and formal thought disorders), and (3) a
neuropsychological dysfunctions. Reviewing more than neuropsychologically unremarkable group characterized
32 neuropsychological articels, Zalewski et al. [55] found solely by systematic delusions. The authors of these stud-
no great differences in cognitive performance between ies concluded that delusional disorders are associated
paranoid and non-paranoid schizophrenics. Further- only with slight cognitive impairments, if any. It was once
more, neuropsychological data are scarce for non-schizo- again proposed that elaborate delusions require an intact
phrenic delusional patients, mainly because the disorder neurocognitive system.

Delusional Disorders Psychopathology 2007;40:191–202 195


Summarizing the results of these neuropsychological dopaminergic or noradrenergic hyperactivity. The mount-
studies, it appears that paranoid schizophrenics, in spite ing anxiety and insecurity which accompany acute delu-
of their different cognitive style, show fewer neuropsy- sions would thus go together with a neuromodulatory
chological disorders than do non-paranoid schizophren- condition characterized by an increased noise-to-signal
ics. So far, no indices for localizable cerebral dysfunctions ratio in those neuronal networks responsible for the high-
in paranoid disorders have been found in neuropsycho- er mental faculties. This would cause patients to focus
logical studies, although the results are heterogeneous, more strongly on irrelevant events, increasing their sub-
probably at least in part due to different diagnostic crite- jective meaning. Once these meanings are activated in the
ria, the influence of medication, artifacts produced by semantic networks, they can influence subsequent per-
spot sampling, as well as different neuropsychological ception and thinking, leading to delusional processing
tests. Regarding the problem of inclusion and exclusion like ascribing meanings, starting relationships for no rea-
criteria, Sorensen et al. [65] pointed out that these factors son or being unable to judge different viewpoints criti-
may artificially increase or decrease the number of para- cally. Acute delusions can then enter other higher-level
noid or non-paranoid test subjects, thereby also skewing cortical maps as input and there interact with experiences
the test data for group comparisons. Bornstein et al. [57] or other psychotically distorted ideas. The longer psy-
also showed that between-group differences in cognitive chotic symptoms persist, the greater the likelihood of
performance could be due to confounding variables (see them altering the patient’s personal attitudes or opinions.
above). Finally, Kremen et al. [56] emphasized the impor- Hence, chronic delusions are understood as alterations of
tance of qualitative and quantitative aspects of delusions, higher-level cortical map-like representational systems.
an approach which seems promising, given that consider- Spitzer draws a parallel between Janzarik’s [69] structural
ing disorder-related characteristics across the various deformation which, neurobiologically speaking, would
classifications had already been proposed by Bilder et al. constitute a dynamic neuroplastic alteration. However,
[61] and Liddle et al. [63]. Even so, the neuropsychologi- these alterations are also of therapeutic significance and
cal correlates of delusion remain to be identified, espe- Spitzer suggests different neuroleptic medication for acute
cially in view of methodological problems. Assuming var- or chronic delusions, depending on their noradrenergic
ious levels of brain dysfunction in delusional disorders and dopaminergic modulation. With chronic delusions,
[66], the question also arises whether the neuropsycho- the altered maps require specific input, as through behav-
logical examination methods currently used are not in ioral therapy. Behavioral therapy is also well suited be-
fact too coarse to detect subtle organic brain changes or cause it simulates the effects of both classical and opera-
differences. Hypothesis-oriented research that takes into tional methods in network models [70]. It is therefore es-
account the above-mentioned organic abnormalities of sential to create new experiences to counteract both
the brain seems more promising, although emotional or emotional and cognitive processing. Although this theory
affective processing would have to be taken into consid- seems very attractive, a new operationalization – and
eration. hence empirical validation – of this approach would be
difficult. Unfortunately, research in this direction has not
Neuronal Network Models been pursued further.
The neuronal network theory offers another explana-
tion. According to this theory, delusions are seen as a
complex activity pattern of neuronal networks which ex- Theories of Neurocognitive and Emotional
hibit a special type of organization and are termed ‘maps’ Dysfunctions
(comparable to the somatosensory, motor, retinotopic
and tonotopic brain centers). A central tenet of this theo- Unlike the above-mentioned theories, the theory of
ry is that these maps are plastic, i.e., they change over a mind, the probabilistic reasoning theory and the theory
person’s life. This is taken from the neurosciences, which of attributional bias deal with neurocognitive abnormali-
have conclusively proven the plasticity of the functional ties in delusional disorders and their organic correlates.
organization of the brain, as following amputations. The Scientific study of the emotional aspects is only begin-
network theory was first advanced by Hoffman [67] to ning. The following sections summarize the main aspects
explain psychopathological syndromes, and later refined of these theories regarding organic correlates of brain dys-
by Spitzer [68], particularly regarding delusions. Spitzer function.
[68] assumes a connection between acute delusions and

196 Psychopathology 2007;40:191–202 Kunert /Norra /Hoff


Theory of Mind tex plays an important role – via mirror neurons – in plan-
Gallese [71] proposed that the capacity to understand ning and carrying out actions [79–81]. Psychological pro-
others as intentional agents could well be a basic organi- cesses, on the other hand, are usually based on observations
zational feature of our brain, enabling our rich and diver- of the behavior of others, and seem to be connected with
sified intersubjective experiences. This perspective could the superior temporal sulcus [82]. Another part of the ‘so-
be in a position to offer a global approach to the under- cial brain’ circuitry which may be relevant in the context
standing of the vulnerability to major psychoses such as of ToM is the amygdala [83]. Recent work by Shaw et al.
schizophrenia. On this note, the theory of mind (ToM) [84] suggests that lesions to the amygdala interfere with
refers to the capacity of attributing mental states such as ToM reasoning most consistently if they were acquired
intentions, knowledge, beliefs, thinking and willing to relative early in life. This agrees with developmental theo-
oneself as well as to others. Amongst other things, this ca- ries of schizophrenia but the etiological relevance of ToM
pacity allows us to predict the behavior of others. The in delusional disorders is yet to be determined.
ToM also includes the knowledge that the beliefs and de-
sires of others may differ from our own. Central tenets of The Role of Emotions in Delusional Disorders
the ToM are beliefs, desires and actions. Together with our In addition to ToM deficits, the etiological relevance of
own beliefs and desires, our mental picture of reality leads which to delusions is increasingly being questioned, evi-
us to decide on this or that course of action. However, the dence has been mounting for some time now that emo-
mental picture does not always correspond to actual real- tional processes must be given special consideration, even
ity. Meanwhile, there are now several fMRI studies which if their exact role is not well understood yet [85]. Delu-
support the cortical correlates of the ToM. Frith [72] pos- sions driven by underlying affect (mood congruent) may
tulated that paranoid syndromes exhibit a specific ToM differ neurocognitively from those which have no such
deficit, e.g., delusions of reference can be explained, at connection (mood incongruent) [86]. Thus, specific ‘de-
least in good part, by the patients’ inability to put them- lusion’-related autobiographical memory contents may be
selves in another person’s place and thus correctly assess resistant to ‘normal’ forgetting processes, and so can esca-
their behavior and intentions. Thought insertion and ide- late into continuous biased recall of mood-congruent
ations of control by others can be traced back to dysfunc- memories and beliefs [86]. Regarding threat and aversive
tional monitoring of one’s own intentions and actions. response, identification of emotionally weighted stimuli
Hence, thoughts enter the patient’s consciousness without relevant to delusions of persecution has been associated
his or her awareness of any intention to initiate these with activation of the amygdala and the anterior insula
thoughts. The inability of these patients to correct errors [87]. Limbic-mediated inappropriate conjunction of af-
is also believed to rest on an internal monitoring disorder. fective tone to memories of imaginary events could im-
However, the question remains whether delusional ideas pair reality monitoring and lead to delusions by adding
in a narrow sense and symptoms like thought insertion or misleading contextual information [88]. Seen in this con-
other positive symptoms of schizophrenia should be dis- text, it must also be kept in mind that schizophrenic pa-
cussed under the same perspective. Seen from this angle, tients show morphometric abnormalities of the amygdala,
serious neurophenomenological arguments against the the thalamus, the hippocampus and the insula [89, 90],
global theory of meta-representational self-monitoring which by itself may indicate disorders such as affectively
processing deficits in schizophrenic patients emerged [73, biased information processing. Interestingly, treatment of
74]. Nevertheless, Frith and Frith [75] found a particu- co-morbid mood disorders has been shown to reduce de-
larly strong correlation of the medial and the lateral infe- lusions [91]. The etiology of mood-incongruent delusions
rior prefrontal cortex and the temporal parietal transition is less clear. It would therefore be good to take the role
brain regions with delusions and ToM deficits. Since de- which emotions and affect play in delusions more into ac-
luded patients in symptomatic remission performed as count.
well as normal controls at ToM tasks, ToM deficits seem
to be a state rather than a trait variable [76]. Furthermore, Probabilistic Reasoning Bias
the specificity of ToM deficits in delusions is also ques- On the other hand, the theory of probabilistic reason-
tionable because delusional patients may perform nor- ing bias [92] assumes that the probability-based decision-
mally at ToM tasks [77]. Nevertheless, it is currently held making process in delusional individuals requires less in-
that the medial prefrontal cortex is important for the per- formation than that of healthy individuals, causing them
ception of self [78] whereas the lateral frontal inferior cor- to jump to conclusions, a phenomenon which has been

Delusional Disorders Psychopathology 2007;40:191–202 197


confirmed by a number of studies [93]. This jumping to without delusions of persecution [103]. Patients may also
conclusions is neither a function of impulsive decision- expect a threat where none exists.
making nor a consequence of memory deficit [94]. It has Blackwood et al. [104] found that non-self-serving at-
been suggested that the characteristic of delusional rea- tributional bias is associated with activity in the left pre-
soning is the unwillingness to admit anything which central gyrus, a region which is thought to play an impor-
would appear to refute one’s beliefs [95]. However, Kemp tant role in the executive control of behavior inhibition
et al. [96] pointed out that delusional patients are not de- [105] as well as in semantic memory representation. The
luded about everything and that there may be no global authors believe that in delusional patients, self-serving at-
deficit in reasoning abilities. Goel et al. [97] found that tributional bias is mainly a motivationally prepotent re-
healthy controls are most accurate on a syllogistic reason- sponse, with the corresponding activity in the precentral
ing task, where they can mobilize their pre-existing be- gyrus representing the inhibitory process necessary for
liefs, but not when the beliefs are irrelevant or emotive. this particular attributional bias. However, Blackwood et
On the other hand, schizophrenic patients were signifi- al. [102] point out that those brain regions where delu-
cantly less accurate at this task than controls in general. sional patients show remarkable cognitive activation are
The authors assume that the excessive parallel mobiliza- largely those which correlate with the extent of delusional
tion of salient and irrelevant beliefs may be typical for disorders in other patients. Furthermore, these are also
dysfunctional reasoning processing in schizophrenic pa- the regions where paranoid schizophrenic patients show
tients. Considering different underlying cerebral net- structural [106, 107] and functional abnormalities [108].
work processing, Goel and Dolan [98] showed that acti- Particularly in the case of paranoia and the sociocognitive
vation of the right lateral prefrontal cortex occurs when dysfunctions thought to be associated with it, Blackwood
subjects inhibit responses associated with belief in order et al. [102] believe that the amygdala and the ventral me-
to reach the correct solution to a logical reasoning task, dial prefrontal cortex are also involved. Their assumption
while the ventral medial prefrontal cortex is activated is based on the fact that the amygdala plays a significant
when reason is overruled by belief. Sanfey et al. [99] re- role in encoding and recall of emotionally and socially
ported similar findings. One might hypothesize an im- relevant clues such as facial expression [109], something
balance in these neural processing systems in delusional which could be observed in many patients with lesions in
patients, but taken together, the findings in reasoning this region. The ventral medial prefrontal cortex, on the
abilities in delusional patients are only subtle and one other hand, is thought to play an important role in assess-
might question the strength of their causality in delu- ing social situations regarding their emotional and social
sional thinking. significance to the individual, according to Damasio’s the-
ory of the self [110]. Taken together, hypoactivation would
Theory of Attributional Bias characterize the delusional state, reflecting excessive at-
In his theory of attributional style and self-discrepan- tention to self-referential information with a diminished
cies, Bentall [100, 101] and others proposed that negative capability to inhibit the self-serving attributional bias.
events that could potentially threaten the self-esteem are Recent work with fMRI [111] has shown that when de-
attributed to others (externalized causal attribution) so as lusional patients evaluate potentially negative personal
to avoid a discrepancy between the ideal self and the self statements, they show less activation of the rostral-ventral
as it is experienced. An extreme form of a self-serving at- anterior cingulate cortex – a region noted for self-moni-
tributional style should explain the formation of delusion- toring – yet show greater activation in the posterior cin-
al beliefs, at least in cases where the delusional network is gulate gyrus than do normal controls. The authors suggest
based on ideas of persecution, without any co-occurring that this underlies impaired self-reflection in delusional
perceptual or experiential anomaly. During the course of states involving ideas of persecution. Here, too, the etio-
illness, the preferential encoding and recall of delusion- logical relevance of this approach is questionable.
sensitive material can be assumed to continually reinforce Nevertheless, research of the cerebral correlates of at-
and propagate the delusional belief [102]. Using psycho- tentiveness distortion or shifting in the sense of attention-
physiological methods, it could be shown that patients ex- al bias regarding neutral or threatening stimuli has shown
periencing delusions of persecution were quick to iden- that these activate a specific neuronal network which in-
tify the threatening elements in ‘ambiguous’ pictures but, cludes the left lateral inferior frontal cortex, the ventral
rather counter-intuitively, actually spent less time reap- striatum and the anterior cingulate, the left lateral inferior
praising these threatening elements than did controls frontal cortex handling semantic processing [112], the

198 Psychopathology 2007;40:191–202 Kunert /Norra /Hoff


ventral striatum contributes to the egocentric memory are better at detecting abnormal brain structures or con-
[113], and anterior sections of the cingulate cortex to the nectivities. However, a simple model assuming purely or-
motivational content of stimuli [114]. Further support for ganic causes is not enough since delusions can occur with-
a neurobiological contribution to the development of de- out any detectable brain disorder. Neurobiological factors
lusions has recently been reported. Zwanzger et al. [115] are only a venue through which psychological processes
attempted to treat depression in a patient using repetitive operate and, regarding delusions, counterbalance belief
transcranial magnetic stimulation (rTMS) over the left structures. Delusional disorders are likely to be caused by
dorsolateral prefrontal cortex. After several sessions, the a combination of neurobiological, cognitive and other
patient developed severe psychotic symptoms with ideas psychological factors. It is no surprise, therefore, to find
of persecution – which he had never had before. These different contending hypotheses and the data somewhat
disappeared when rTMS was combined with medication. inconsistent, even contradictory. The competing ap-
Interestingly, it was recently shown that acute rTMS has a proaches are good inasmuch as each sheds light on a dif-
dopaminergic action in healthy volunteers [116]. Future ferent aspect of delusional symptoms, aspects for which a
work may clarify whether alteration or amelioration of unified theory may perhaps be developed in the future. In
perceptual input in ‘perceptual’ delusions can attenuate closing, it should be pointed out that, to a greater or a
delusional belief. Hoffman et al. [117] have recently shown lesser extent, all the neurobiological, psychological and
that auditory hallucinations can be greatly reduced by neuropsychological approaches listed here stress cogni-
slow (1-Hz) TMS stimulation of the inferior temporal tion, yet the specific interaction between emotional and
lobe, which is adjacent to the primary auditory cortex. cognitive areas has hardly been investigated, which is sur-
prising since delusions have a strong emotional compo-
nent. Research on delusion always was and always will be
Summary at the center of psychiatric conceptualization. It is very
unlikely that this complex phenomenon – and paranoid
The data available on neurobiological, cognitive and and schizophrenic psychoses in general – will be traced
neuropsychological correlates of delusions suggest dys- back to one single cause. The fact that patients can very
functions of the prefrontal, limbic and subcortical re- well ‘overcome’ their delusions could indicate that these
gions, but further research is needed. Still, a neurobio- are not quite so fixed and immobile and that there may be
logically sound and empirically validated theory of delu- subgroups with different etiologies, although we are only
sions is not in sight, although recent examination methods beginning to understand them.

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