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Multidimensional Scaling Locus of Memristor and Fractional Order Elements

J.A. Tenreiro Machado, António M. Lopes

PII: S2090-1232(20)30004-7
DOI: https://doi.org/10.1016/j.jare.2020.01.004
Reference: JARE 749

To appear in: Journal of Advanced Research

Received Date: 13 November 2019


Revised Date: 3 January 2020
Accepted Date: 8 January 2020

Please cite this article as: Tenreiro Machado, J.A., Lopes, A.M., Multidimensional Scaling Locus of Memristor
and Fractional Order Elements, Journal of Advanced Research (2020), doi: https://doi.org/10.1016/j.jare.
2020.01.004

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© 2020 THE AUTHORS. Published by Elsevier BV on behalf of Cairo University


Multidimensional Scaling Locus of Memristor and Fractional Order Elements

J.A. Tenreiro Machadoa , António M. Lopesb,


a Institute of Engineering, Polytechnic of Porto, Dept. of Electrical Engineering, Porto, Portugal, jtm@isep.ipp.pt
b UISPA–LAETA/INEGI, Faculty of Engineering, University of Porto, Porto, Portugal, aml@fe.up.pt

Abstract

This paper combines the synergies of three mathematical and computational generalizations. The concepts of frac-
tional calculus, memristor and information visualization extend the classical ideas of integro-di erential calculus,
electrical elements and data representation, respectively. The study embeds these notions in a common framework,
with the objective of organizing and describing the “continuum” of fractional order elements (FOE). Each FOE is
characterized by its behavior, either in the time or in the frequency domains, and the di erences between the FOE
are captured by a variety of distinct indices, such as the Arccosine, Canberra, Jaccard and Sørensen distances. The
dissimilarity information is processed by the multidimensional scaling (MDS) computational algorithm to unravel
possible clusters and to allow a direct pattern visualization. The MDS yields 3-dimensional loci organized according
to the FOE characteristics both for linear and nonlinear elements. The new representation generalizes the standard
Cartesian 2-dimensional periodic table of elements.
Keywords: Fractional calculus, Memristor, Information visualization, Multidimensional scaling, Procrustes analysis

1. Introduction

Leibniz (1646-1716) extended the di erential calculus to the paradigm known as “Fractional Calculus” (FC)
[1, 2]. However, the FC remained an abstract tool restricted to the area of mathematics. The first application of FC
is usually credited to Abel (1802-1829) with the so-called tautochrone curve problem [3, 4]. Later we find the work
of Heaviside (1850-1925), who fist applied such ideas in the scope of the operational calculus and electromagnetism
[5, 6]. Nonetheless, it was during the last two decades that FC was recognized as a good tool to characterize complex
phenomena, due to the ability of describing adequately non-locality and long-range memory e ects [7, 8, 9, 10, 11,
12].
Paynter (1923-2002) formulated one systematic approach to modeling and invented the so-called bond graphs
[13]. He considered four generalized variables, namely the e ort, flow, momentum and displacement fe; f ; p; qg so
R R
that p = e(t)dt and q = f (t)dt. In page 136 of his class notes [13] he designed a diagram including the 4
state variables with vertex of a “tetrahedron of state”. Paynter characterized the functional relationship between the

 Corresponding author

Preprint submitted to Elsevier January 17, 2020


variables being associated with the edges of the tetrahedron. The relations for e f, e q and p f (for resistance,
capacitance and inductance, respectively) were marked by continuous lines. Identically for p e and q f (for the
integral/di erential relationships). However, the relation p q was merely marked with a dashed line and no particular
importance was given to it.
In 1971 Chua [14] noticed again the symmetries in the electrical integer order elements (IOE) and variables. Chua
speculated that 4 elements were necessary to preserve a Cartesian arrangement. By other words, in his opinion, besides
the standard 3 elements represented by the resistor, capacitor and inductor, a 4-th one, the so-called “memristor” or
resistor with memory, was also necessary. In 2008 these ideas were brought to light in the scope of a laboratory
experiment [15] and the topic became popular in a variety of applications.
The Chua [16] periodic table of elements (PTE) organizes two-terminal IOE in a 2-dimensional Cartesian matrix.
Besides including IOE the generalization to real- and complex-order elements was also proposed [17, 18]. However,
the necessity of the 4-th element and the Cartesian layout of the PTE is still under debate [19, 20]. In fact, this type of
organization may not be the best one to accommodate the elements. It is out of the scope of the present paper to address
the problem of writing systems, that is the method of visually representing communication. We recall that the Greek
alphabet and consequent systems, settled on a left-to-right pattern, from the top to the bottom of the page. Nonetheless,
Arabic and Hebrew scripts are written right-to-left, while those including Chinese characters were traditionally written
vertically top-to-bottom and from the right to the left of the page. Therefore, we can question up to what point are we
“prisoners” of our cultural heritage (https://en.wikipedia.org/wiki/Writing_system#Directionality).
Furthermore, present day computational techniques for data processing and information visualization can provide
superior forms of representation.
Information visualization involves the computer construction of some type of graphical representations, that oth-
erwise would require more e orts to be interpreted, and helps to unravel patterns embedded in the data [21, 22].
Due to the multidimensional nature of most data, the information visualization can take advantage of dimensionality
reduction [23] and clustering [24] techniques.
This paper adopts information visualization to organize two-terminal fractional order elements (FOE). The new
representation generalizes the 2-dimensional PTE by means of 3-dimensional loci of FOE. We verify that the FOE
form a “continuum” where the IOE are special cases, and not the opposite, as often assumed. Therefore, without lack
of generality, in the follow-up we shall mention as FOE to all elements. The proposed numerical and computational
approach includes 2 phases. First, we characterize the FOE either in the time or in the frequency domains. The
comparison of the FOE characteristics is performed by means of four metrics, namely the Arccosine, Canberra,
Jaccard and Sørensen distances. Second, we process the dissimilarities through the multidimensional scaling (MDS)
visualization computational method, that produces loci representative of the input information. The computational
portraits are not restricted neither to 2-dimensional nor to Cartesian concepts based on human notions. Indeed, the
FOE loci reveal distinct patterns that are built upon the distance metrics properties.
Following these thoughts, the paper has the following organization. Section 2 presents the concepts supporting

2
the mathematical and computational methods. Sections 3 characterizes the FOE by distinct methods, namely in the
time and frequency domains. Additionally the FOE are compared with four distances and the information is processed
by means of the MDS technique. Section 4 compares the e ect of nonlinearities by means of Procrustes analysis.
Finally, Section 5 draws the most important conclusions.

2. Mathematical and Computational Concepts

2.1. Fractional Calculus

FC generalizes the concept of di erentiation and integration to non integer and complex orders [25, 26]. We find
a variety of applications of FC, such as in control, physics, anomalous di usion, and many others [27, 28, 29, 30].
Fractional derivatives and integrals are non-local operators that capture the history dynamics, contrary to what happens
with integer derivatives. Fractional systems have a memory of the dynamical evolution and many natural and artificial
phenomena revealed these characteristics [31, 32, 7, 8, 9, 10, 11, 33].
The most used definitions of fractional derivative are the Riemann-Liouville, Grünwald-Letnikov and Caputo
formulations [34, 35, 36]. For certain functions, the fractional derivative follows closely their integer order version.
For example, at steady state, a sinusoidal function with amplitude A and phase  has the derivative of order 2R
given by [37]:

d  
cos !t +  +  ;
[A cos( ! t +  )] = A! (1)
dt 2
d
where dt denotes the fractional derivative or order , t represents time, and f and ! = 2 f are the frequency and
angular frequency, respectively.
In the frequency domain, for zero initial conditions and the function x(t), we can write:

( )
d
L x(t) = s Lf x(t)g; (2)
dt

( )
d
F x(t) = ( j!) F f x(t)g; (3)
dt
p
where Lfg and F fg represent the Fourier and Laplace operators, s stands for the Laplace variable and j = 1.

2.2. The Frequency Dependent Negative Conductance and Negative Resistance

The frequency dependent negative conductance and frequency dependent negative resistance (FDNC and FDNR)
were introduced in 1969 and 1971 by Bruton [38] and Antoniou [39]. The electronic implementation of these elements
have been under progress during the last decades [40, 41, 42, 43]. The FDNC and FDNR are denoted by D- and N-
elements and are usually considered with linear behavior, having admittance and impedance Y (s) = Z 1
(s) = Ds2

3
and Z (s) = N s2 , respectively. These devices are often adopted in ladder filters without inductors [38] and chaotic
oscillators [44].
The FDNC and FDNR require an implementation using active devices and, although not passive, demonstrate that
they are feasible and useful. Moreover, for circuit branch impedances Zi (s) = ki sni ; ki 2 R, ni 2 N, i = 1; 2;    , of
integer order we obtain also an integer order input impedance Z (s). On the other hand, if we use fractional impedances
Zi (s) = ki s i ; i 2 R, then we can obtain Z (s) both integer and fractional [45].

2.3. The Memristor

The magnetic flux and the electrical charge, (t) and q(t), are related to the voltage and current, v (t) and i (t), by:
Zt Zt
 (t) = v () d; q (t) = i () d: (4)
1 1

In linear circuits, the resistor, inductor and capacitor, R, L and C, follow the relations:

v (t) = Ri (t) ;  (t) = Li (t) ; q (t) = Cv (t) : (5)

The “memristor” M is the element verifying the relation [46, 47, 48, 49, 50, 51]:

 (t) = M(q)q (t) : (6)

If we have a linear relationship between  and q, then M(q) = M similarly to a resistance, since ddt = M dq
dt ,v=
Mi.
The generalization of the memristor concept to a larger class, the so-called “memristive systems”, is also pos-
sible [52, 53, 54, 16]. The charge-controlled memristor and flux-controlled memconductance are modeled by the
expressions:
 = ˆ (q) ; q = q̂ () ; (7)

and their time derivatives yield:

@ˆ (q) @q̂ ()


v= i; i = v; (8)
@q @
where Mi (q) = @@(q) ( ) @q̂()
q and Mv  = @ are the incremental memristor and memconductance, respectively.
ˆ

The expressions (8) establish that i = 0 ) v = 0 and v = 0 ) i = 0, independently of q and , respectively.


Again, if the models (7) are linear, then we obtain the resistance R and conductance G, respectively.
If we consider the generalized relations:

Zt Zt
 (t) = q () d;  (t) =  () d; (9)
1 1
then we have [55]:

4
 = ˆ () ;  = ˆ (q) ; (10)

q = C M () v;  = L M (q) i; (11)

where C M () = @@


ˆ ()
and L M (q) = @@ˆ (q)
q stand for the incremental memcapacitor and meminductor, respectively.

Similarly to what occurs with Mi (q) and Mv (), the elements C M () and L M (q) “remember” the flux and charge
previously applied.
These ideas support the so-called one-port higher order element, establishing a relation between v (t) and i (t), such
that: !
dm dn
v (t) = i (t) ; m; n 2 Z: (12)
dtm dtn
 
Linearizing expression (12) around some operating point Q = dm
;dn
dtm vQ dtn iQ on the element characteristic (12), we
obtain:

dn  dm 
v vQ = mQ  i iQ ; (13)
dtn dtm
 
where mQ denotes the slope of the line tangent to the characteristic dm
dtm v
(t) = dn
dtn i
(t) at point Q.
In the frequency domain, expression (13) yields:

V( j!) = Z( j!)I( j!); (14)

where

Z( j!) = ( j!)n m
 mQ ; (15)

is the small-signal impedance of the element at the operating point Q.


Based on those concepts, the PTE was proposed [16] as represented in Figure 1. Each point (m; n) represents
an IOE and we verify that: (i) there are four element categories that repeat ad infinitum along the diagonal
lines; (ii) if we take any (m; n) IOE and add (subtract) a multiple of 4 to either m or n, or to both m and n, then
we obtain a higher (lower) order IOE of the same category; (iii) if we add or subtract 1 to both m and n, then
we move the (m; n) IOE along its diagonal line to the new position (m + 1; n + 1), maintaining the IOE cate-
gory; (iv) both the local and the global properties of all IOE on any diagonal line are preserved; (v) the cases
(m; n) = f(0; 0); ( 1; 0); ( 2; 0); (0; 1); ( 1; 1); ( 2; 1); ( 1; 2)g stand for fR; L; D; C; M; L M ; C M g. The location of
the elements in the PTE may also be specified by other types of coordinates. For example, if we choose the coordinates
(; ), where  = n + m and = n m, then all IOE with the same value = lie on one of the = diagonals and
the element of coordinates (; ) is at the intersection of both lines. Moreover, the  diagonals are occupied either
by resistive or reactive IOE, for even or odd values of , respectively [56].

5
n
3

0 D L R m

-1 LM M C

-2 CM

-3
-3 -2 -1 0 1 2 3

Figure 1: Simplified Cartesian representation of the PTE of two-terminal IOE. The acronyms fR; L; D; C; M; L M ; C M g stand for fresistor, inductor,
frequency dependent negative conductance, capacitor, memristor, meminductor, memcapacitorg.

The classical PTE represents only IOE and, therefore, we are restricted to 2 Z. However, other non-planar
and non-Cartesian arrangements are possible for representing the IOE. If we apply the coordinate transformation
(m; n) ! ('; ; z), such that


' = (m n)  ;  = m + n; z = '; (16)
2
then we obtain the 3-dimensional PTE illustrated in Figure 2. With this representation, R is located at the center of
the spiral-like locus and the elements in the diagonals are represented at horizontal lines.
In another point of view, a closer look to the standard PTE reveals that the space in the middle of the grid lines is, in
fact, the locus for the FOE. Indeed, it is known the existence of fractional inductors and capacitors [57, 58, 59, 60, 61]
and, therefore, the generalization of the PTE to a “continuum” of FOE is the logical step to follow [62].

2.4. Distance Functions

We adopt a set of 4 distances, fA ; C ;  J ; S g, to measure the dissimilarity between pairs (Pn ; P p ) of objects with
real and imaginary components [63]. Therefore, the items are characterized by K
h
 2 dimensional matrices Pn =
h i iT
[RefPn1 g    ; RefPnK g]T ; [ImfPn1 g;    ; ImfPnK g]T and P p = RefP p1 g;    ; RefP pK g ; [ImfP p1 g;    ; ImfP pK g]T ,
where Refg and Imfg stand for the real and imaginary parts. The distances are given by the expressions:
0 1
B
B X K K
X C
C
B
B C
C
B
B
B
B
B
f
Re Pnk gRefP pk g + ImfPnk gImfP pk g C
C
C
C
C
B
B C
C
B = k=1 C
A (Pn ; P p ) = arccos BBBB u
v
t
k 1
v
u
t
C
C
C
C
; (17)
B
B C
C
B
B XK XK C
C
B C
B
B
B
@ f
Re Pnk 2 g + ImfPnk g2 RefP pk g2 + Imf g
P pk CCCA
2

k =1 k=1

6
6

2
C
0 R
CM
LM
M
L
-2
D

-4

-6

4
2
2
0 0
-2 -2
-4

Figure 2: The 3-dimensional representation of the PTE of two-terminal IOE using the coordinate transformation (16). The acronyms
fR; L; D; C; M; LM ; C M g stand for fresistor, inductor, frequency dependent negative conductance, capacitor, memristor, meminductor,
memcapacitorg.

K
X jRefPnk g RefP pk gj X K
jImfPnk g ImfP pk gj
C (Pn ; P p ) = + ; (18)
k=1
jRefPnk gj + jRefP pk gj k=1 jImfPnk gj + jImfP pk gj

K 
X 2
RefPnk g RefP pk g
k=1
J (Pn ; P p ) = K K K
+
X X X
RefPnk g2 + RefP pk g2 RefPnk gRefP pk g
k=1 k=1 k=1
(19)
K 
X 2
ImfPnk g ImfP pk g
k =1
K K K
;
X X X
ImfPnk g2 + ImfP pk g2 ImfPnk gImfPnk g
k =1 k=1 k=1

K
X K
X
jRefPnk g RefP pk gj + jImfPnk g ImfP pk gj
k=1 k=1
S (Pn ; P p ) = K K
: (20)
X X
jRefPnk gj + jRefP pk gj + jImfPnk gj + jImfP pk gj
k=1 k=1

If the objects to be compared have no imaginary part, then the vectors Pn and P p are K  1 dimensional, and the
set fA ; C ;  J ; S g corresponds to the standard fArccosine, Canberra, Jaccard, Sørenseng distances [64].

7
We must note that other distances are possible [64] and that several of them were also tested. By other words, we
are not restricted to the standard Cartesian concepts, neither for in the chart nor for the di erence measurements. It
is well known that the Cartesian perspective is a particular case of the Minkowski formulation and that this is just a
family of distances within a plethora of generalized expressions [64, 63]. However, further distances are not included
herein for sake of parsimony, since fA ; C ;  J ; S g illustrate adequately the proposed concepts.

2.5. Multidimensional Scaling

The MDS is a computational recursive method that provides dimensionality reduction and envisages to produce
a locus with clusters and, possibly, some data organization capable of being visualized and interpreted [65, 66, 67].
Given a set of N objects K-dimensional and a dissimilarity index, we calculate a N N matrix,  = [np ], n; p =
1; : : : ; N, of object-to-object dissimilarities, such that np =  pn and nn = 0. This information represents the input of
the visualization algorithm. The MDS represents the N objects by points in a W-dimensional space, with W < K, and
tries to reproduce the measured dissimilarities. The MDS iterates the estimate of point configuration for optimizing a
given fitness, achieving a matrix of distances ˆ = [ˆ np ], n; p = 1; : : : ; N, that approximates the original one  = [np ].
A common fitness is the raw stress:

X n 1h
N X i2
S= ˆ np (np ) ; (21)
n=2 p=1

where () denotes some kind of linear or nonlinear transformation.


The MDS interpretation is based on the clusters and patterns in the W-dimensional locus and not in the individual
coordinates of the points. Points that are close (distant) in the W-dimensional locus represent similar (dissimilar)
objects in the K-dimensional space. We can translate, rotate and magnify the locus to provide a better visualization.
The MDS axes have no units and no special physical meaning.
The MDS quality can be verified through the Shepard and stress plots. The first compares the resulting and
the original distances, ˆ np and np , for a given value of W. Therefore, a narrow (large) dispersion of the points
represents a good (poor) fit between ˆ np and np . On the other hand, the stress plot represents S versus W and
is a monotonically decreasing function. Usually the values W = 2 or W = 3 are adopted, because they allow a
straightforward computational visualization and establish a compromise between low values of S or W.

3. Visualizing Fractional Order Elements

In this Section we generate several MDS representations both of linear and nonlinear FOE. Firstly, we describe the
FOE by their behavior either in the time or in the frequency domains. This information will represent the objects P,
that is, the FOE. Secondly, we use the resulting data for comparing the FOE and calculate the dissimilarity matrix 
measured by means of a given distance function . Finally, we feed the data into the MDS for constructing the matrix
ˆ and the W-dimensional loci of FOE.

8
Let us consider N FOE of orders = f n : min  n  max ; n = 1; : : : ; N g. To each FOE we apply a collection
of sinusoidal signals xd;e (t) = Ae cos(!d t) with frequencies
= f!d : !min  !d  !max ; d = 1; : : : ; N! g. For
nonlinear systems the set of testing amplitudes is given by A = fAe : Amin  Ae  Amax ; e = 1; : : : ; NA g, but, obviously,
for the linear case we can use just one value (NA = 1). Then we compute the N!  NA system outputs zd;e (t) =
h  i
Ae ! dn cos !d t + n 2 , where represents some kind of linear/nonlinear function, t = l  td , l = 0; 1; : : : ; Nt 1
and td = N p  !d (N 2
t 1)
, with td denoting the sampling period, Nt standing for the number of time samples, and N p
representing the number of periods of the signals (Figure 3).

i(t) Dm i (Dm i) = Dn v v(t)


m
D In

Figure 3: Block diagram of a FOE where () is some linear/nonlinear function: input i(t) and output v(t) given by xd;e (t) = Ae cos (!d t) and
h  i

zd;e (t) = Ae !dn cos !d t + n 2 , respectively.

During the experiments some e ect of truncating the series of n values, that is, of limiting to min and max was
observed on the produced loci. Therefore, to reduce that e ect, all experiments adopted some extra values at both
extremes that are not represented.

3.1. Time Domain Analysis and Visualization of Linear Fractional Order Elements

In this case we compare linear FOE in the time domain, meaning that we consider NA = 1. Therefore, after
collecting the N! outputs of the n-th FOE, we construct the K = Nt  N! dimensional real-valued vectors Pn (t) =
 
z1;1 (t); : : : ; zN! ;1 (t) and calculate the distance matrices  = [(Pn (t); P p (t))], n; p = 1; : : : ; N, where (Pn (t); P p (t))
denotes one distance of the set fA ; C ;  J ; S g between the vectors Pn (t) and P p (t) given by expressions (17)-(20).
Finally, we process each matrix  by means of the MDS for constructing the FOE loci.
Figure 4 depicts the 3-dimensional MDS loci of N = 721 linear FOE with order values spaced linearly in the
interval 10  n  10, when adopting N! = 40 test frequencies spaced logarithmically in the interval 10 1

!d  10 , Nt = 1000 time samples and N p = 5 periods. Several distinct amplitudes were tested numerically, but, as
1

expected, the FOE loci do not depend on this parameter. All other parameters were adjusted by successively increasing
their values until the loci are insensitive to changes. The markers represent the FOE and the colors vary with the FOE
order, n , to enhance the visualization. In the loci (a) and (b) the IOE of the same category are connected by dashed
lines. Such lines are not included in (c) and (d), since for their good visualization we need to rotate the charts. For
all distances, we verify that the FOE form smooth patterns, exhibiting regularities that depend on the FOE categories.
Moreover, the representations do not follow the standard Cartesian arrangement and use eciently the 3-dimensional
visualization space.
Variations to the previous loci are possible to highlight specific aspects of the organization of the FOE and to
capture distinct information provided by the MDS computational scheme. These possibilities are illustrated in Figure

9
A C

0.3 7
8
1.5
0.2 4 3
59 -9
1 -5

z-MDS coordinate
8
1 6
z-MDS coordinate

4 -1 0.1 5
0.5 0 10
-4 9
-8 0 0 -1
0 2
-10 1
-6 -0.1
-2 -4 -9
-0.5 62
10 -8 -5
-3 -0.2 -2
-1 3
-7 -3
7 -10
-0.3
-1.5 0.4 -6
2 2 -7
0.2 0.4
1 1
0 0.2
0 0 0
-1 -1 -0.2
-0.2
y-MDS coordinate -2 -2 x-MDS coordinate y-MDS coordinate -0.4 -0.4 x-MDS coordinate

(a) (b)

J S

0.3 9
8

0.2
-1 -8 0.3
z-MDS coordinate

-2 5 -7
0.1 2 1
4 0.2 -9 3
-8 -10
z-MDS coordinate

0 2 0
0.1 -7 4
3

-0.1 -4
-5 0 -6 -1
5
-6 -3
-0.2 -0.1
-10 0 -5 6
-9 -2
10 1
-0.3 -0.2 -4 -3
0.4 6 7
0.6
10
7 -0.3
0.2 8 0.4
0.4 9
0 0.3 0.2 0.2
0.2
-0.2 0.1 0
0 0
-0.1 -0.2
y-MDS coordinate -0.4 -0.2 x-MDS coordinate
-0.3 y-MDS coordinate -0.4 -0.2
x-MDS coordinate

(c) (d)

Figure 4: The 3-dimensional loci of N = 721 linear FOE, characterized in the time domain by means of the distances: (a) A ; (b) C ; (c)  J ; (d)
S . The markers represent the FOE and their color varies with the FOE order n 2[ 10; 10]. The other parameters are N! = 40, !d 2 [10 1 ; 101 ],
NA = 1, Nt = 1000 and N p = 5. In the loci (a) and (b) the IOE of the same category are connected with dashed lines.

5, where we consider two MDS dimensions for the (x; y) coordinates, while the z coordinate is calculated by means
of radial basis interpolation (RBI) [68] of the FOE order n . The thin-plate spline RBI function, ( ) =  2 log  , is
considered, where the variable  denotes the Euclidean distance between the points generated by the 2-dimensional
MDS. Nonetheless, we believe that the 3-dimensional visualization is more advantageous than the 2+1-dimensional
portrait. Therefore, for reducing length, in the follow-up we restrict to the richer visualization method.

3.2. Frequency Domain Analysis and Visualization of Linear Fractional Order Elements

For the n-th FOE, n = 1; : : : ; N, we convert the sinusoidal outputs zd;1 (t), d = 1; : : : ; N! , to the Fourier domain,
yielding F fzd;1 (t)g = Zd;1 ( j!), where ! = !d . We generate the N!  2 dimensional complex-valued matrix Pn (!) =

10
(a) (b)

(c) (d)

Figure 5: The 2+1-dimensional loci of N = 721 linear FOE, characterized in the time domain by means of the distances: (a) A ; (b) C ; (c)  J ;
(d) S . The z coordinate of the loci is calculated by means of RBI based on the value of n 2[ 10; 10] at each MDS (x; y) coordinate. The other
parameters are N! = 40, !d 2 [10 1 ; 101 ], NA = 1, Nt = 1000 and N p = 5

 
RefZd;1 ( j!)g; ImfZd;1 ( j!)g and calculate the dissimilarity matrices  that feed the MDS algorithm and generate the
FOE loci.
Figure 6 depicts the 3-dimensional loci of the N = 721 linear FOE, characterized in the frequency domain by
means of the distances fA ; C ;  J ; S g. The values of the parameters are identical to those adopted in the Subsection
3.1. For all distances we verify that the linear FOE loci do not depend on the amplitude of the sinusoidal inputs
and that the loci form smooth patterns with regularities that depend on the FOE categories. The charts are di erent
from those obtained in the time domain, but follow an identical logic, namely using a non-Cartesian arrangement in a
3-dimensional space.

11
A C

9 5 0.5

1 -5
-9

z-MDS coordinate
-8 1 -1
-4 8 3
4 -1
-5
0
0.5 7
z-MDS coordinate

0 0
-9
-2 4
-4 8
2
0 -6
2 6
-0.5 10
-10
6 -2 -8
10 -10
1
-3
-0.5
-7 -6 -3 1
5 9
3 0.5 -7
1
7
-1 0.5
1 0 0 0.5
0.5
0 -0.5 0
-0.5 y-MDS coordinate
-1 -1 x-MDS coordinate -0.5
y-MDS coordinate -0.5 x-MDS coordinate

(a) (b)

J S

0.5 -4
z-MDS coordinate

4 -8

8
0.3
0 9
7 10 8
6 -3
-4 0.2
5 -5 -3
-0.5 -2 1 -7
4 -6
z-MDS coordinate

-7 5
3 -10 -9 -8 -1 0.1
9
-9
-1 -5
2 -1
-0.5 1
0 3
7

-10
0 -0.1
-6
0 10
-0.2 -2 0.4
6 2
0.2
0.5 -0.3
0.4 0
x-MDS coordinate 0.6 0.8 0.2 -0.2
0.2 0.4 0
-0.2 0 -0.2
1 -0.6 -0.4 -0.4 x-MDS coordinate
-0.8 -0.4
y-MDS coordinate y-MDS coordinate

(c) (d)

Figure 6: The 3-dimensional loci of N = 721 linear FOE, characterized in the frequency domain by means of the distances: (a) A ; (b) C ; (c)  J ; (d)
S . The markers represent the FOE and their color varies with the FOE order n 2[ 10; 10]. The other parameters are N! = 40, !d 2 [10 1 ; 101 ],
NA = 1, Nt = 1000 and N p = 5. In the loci (a) and (b) the IOE of the same category are connected with dashed lines.

3.3. Time Domain Analysis and Visualization of Nonlinear Fractional Order Elements

In this case we compare nonlinear FOE in the time domain adopting for a cubic nonlinearity. We must note that
other nonlinearities [69] are possible and that several were tested. However, they are not included herein for sake of
parsimony, since this one illustrates well the proposed ideas.
For the n-th nonlinear FOE, n = 1; : : : ; N, we collect N!  NA outputs, zd;e (t), where d = 1; : : : ; N! and e =
1; : : : ; NA . Then, for comparing the FOE, we construct the K = Nt  N!  NA dimensional real-valued vectors Pn (t) =
 
z1;1 (t); : : : ; z1;NA (t); : : : ; zN! ;1 (t); : : : ; zN! ;NA (t) . Finally, we calculate the distance matrices  = [(Pn ; P p )], n; p =
1; : : : ; N, and apply the MDS numerical algorithm. Figure 7 depicts the 3-dimensional MDS loci of the N = 721
nonlinear FOE, characterized in the time domain by means of fA ; C ;  J ; S g. The values of the parameters are

12
identical to those adopted in the previous Subsections, but for the nonlinear case we consider NA = 10 amplitudes of
the input signal spaced logarithmically in the interval 10 2
 Ne  102 . Comparing Figures 7 and 4, we verify that
the loci generated with the distances fA ; S g do not vary, while those generated with fC ;  J g vary considerably with
the presence of the nonlinearity. We verify again that we can adjust the characteristics of the loci, in this case the
sensitivity to the nonlinearity , by a judicious choice of the proper distance.

A C

1.5
0.3
1 4 -3
9 -2 -4
5
8 0.2
-1 -5

z-MDS coordinate
z-MDS coordinate

1 -1
0.5 -4 -5
-9 0.1
-8 0 -6
0
0 0 10

1 -7
-2 -6 -0.1 9
-0.5 -8
-3 -10 2 8
-7 -0.2 7
6 3
-1 7 3 -9
2 6
10
-0.3 4 5 -10
-1.5 0.4
2 0.4
1 2 0.2
1 0.2
0 0
0 0
-1 -1 -0.2
y-MDS coordinate -2 -2 y-MDS coordinate -0.2 -0.4
x-MDS coordinate x-MDS coordinate

(a) (b)

S
J

8 0.3
0.3

0.2
-8 -8
0.2
z-MDS coordinate

-2 -7
4 -9
0.1
-6
z-MDS coordinate

9 -10
1
0 2 -1 5 -7 0.1 -5 2
3
-3 -4
-0.1 -5 0
-9 -4
1 0 3
-0.2 7
-6 -10 -3
-0.3 0 4
-1
10 -0.1
0.4 -2
5
0.2 10
6 6
0.6
0.3 -0.2 9
0 7 0.4
0.2 0.3
0.1 0.2 8 0.2
0.1
-0.2 0 0 0
-0.1 -0.1
-0.2 -0.2
y-MDS coordinate -0.4 -0.2 -0.3 x-MDS coordinate
-0.3 x-MDS coordinate y-MDS coordinate

(c) (d)

Figure 7: The 3-dimensional loci of N = 721 nonlinear ( of degree 3) FOE, characterized in the time domain by means of the distances: (a) A ;
(b) C ; (c)  J ; (d) S . The markers represent the FOE and their color varies with the FOE order n 2[ 10; 10]. The other parameters are N! = 40,
!d 2 [10 1 ; 101 ], NA = 10, Ne 2 [10 2 ; 102 ], Nt = 1000 and N p = 5. In the loci (a) and (c) the IOE of the same category are connected with dashed
lines.

3.4. Frequency Domain Analysis and Visualization of Nonlinear Fractional Order Elements

We compare N = 721 nonlinear FOE in the frequency domain adopting for the cubic nonlinearity.

13
In a first phase, for the n-th FOE, n = 1; : : : ; N, we convert the N!  NA outputs zd;e (t) to the Fourier domain,
yielding F fzd;e (t)g = Zd;e ( j!), noting that for a cubic nonlinearity zd;e (t) has the first and third harmonics. In a
second phase, for comparing the FOE, we generate the (2  N!  NA )  2 dimensional complex-valued array Pn (!) =
 
RefZd;e ( j!)g; ImfZd;e ( j!)g . Finally, we calculate the dissimilarity matrices , and generate the MDS FOE loci.
Figure 8 depicts the 3-dimensional MDS loci of the N = 721 nonlinear FOE, characterized in the frequency
domain. All values of the parameters are kept unchanged from the previous Subsections.

A
C

1.5

-4 0.5
1 8 4 -8
-1
3
z-MDS coordinate

-5

z-MDS coordinate
7
0.5 5
9
1 0
-2
-5 -9 0
-92 4 8
0 -4
-1 -6
0 6 10

-7
-10
3 -3 1-8
-3 9
7 5
-0.5
-7
2
-2
-0.5
-10 6
0.5
-1 10
-1 -6 0.5
0 1.5 0
1 0.5 1 0
-0.5 0
2 -1.5 -1
x-MDS coordinate y-MDS coordinate y-MDS coordinate -0.5 -0.5 x-MDS coordinate

(a) (b)

S
J 0.3

0.2
-1
1 3
z-MDS coordinate

0.1 -5

0.5 7
z-MDS coordinate

0
-9
-4 0
-2
0 -0.1 2 4
2 -58 0 -6
10 65 -10 8
-93 7 1
-1 4
-6 -8 -0.2 -8 -10 6 10
-0.5 9 -3 -7
-4
-2
-3
-0.3
0.4 -7 1
-1
5 9
1
0.2
0.5 0.8
0.6 0
0 0.4
-0.5 0.2 y-MDS coordinate 0.2 0.3
-0.2 0 0.1
0 -0.2 -0.1
y-MDS coordinate -0.3
-1 -0.2 x-MDS coordinate x-MDS coordinate

(c) (d)

Figure 8: The 3-dimensional loci of N = 721 nonlinear ( of degree 3) FOE, characterized in the frequency domain by means of the distances:
(a) A ; (b) C ; (c)  J ; (d) S . The markers represent the FOE and their color varies with the FOE order 2[ 10; 10]. The other parameters are
N! = 40, !d 2 [10 1 ; 101 ], NA = 10, Ne 2 [10 2 ; 102 ], Nt = 1000 and N p = 5. In the loci (a) and (d) the IOE of the same category are connected
with dashed lines.

14
4. Procrustes Analysis and Visualization of Nonlinear Fractional Order Elements

In this Section, we compare the loci obtained with di erent nonlinearities by means of Procrustes analysis [70, 71,
72, 73]. The Procrustes analysis takes a collection of loci and transforms them for obtaining the “best” superposition.
The algorithm performs four iterative numerical steps: (i) the user chooses a reference locus (by selecting one of the
available instances); (ii) superimposes all other loci into the current reference by means of linear transformations,
namely translation, reflection, orthogonal rotation and scaling; (iii) computes the mean form of the current set of
superimposed loci; (iv) compares the distance between the mean and the reference instances to a given threshold
value and, if above, sets the reference to the mean form and continues to step (ii). The result is a global representation
of all loci that best conforms them.
Figures 9 and 10 depict three superimposed 3-dimensional MDS loci of N = 721 FOE (using Procrustes), char-
acterized in the time and frequency domains, respectively. Besides the linear case we adopt power law nonlinearities
of degree 3 and 5. The values of all parameters are identical to those used in the previous Section. We verify an
evolution of the loci with n, demonstrating the sensitivity of the technique to the nonlinearity. For the distances A
and S this evolution is smooth, while for C and  J we obtain a sharp transition between the linear and the nonlinear
cases, when the FOE are characterized in the time and the frequency domains, respectively. Therefore, we verify that
we can extend the construction of the MDS loci and their comparison to other types of nonlinearites.

5. Conclusions

This paper used clustering and information visualization techniques to organize and map FOE accordingly to their
characteristics. The new representation generalizes the concept of PTE, revealing that the integer order cases are
just a limited number of cases in the FOE “continuum”. The use of MDS allows exploring the 3-dimensional space
for representation and the adoption of distinct measures, so that users can choose the one fitting better their needs.
The technique is e ective both in the time and frequency domains and can be extended from linear to nonlinear
elements. Moreover, the study provides a complementary perspective in the on-going discussion about the properties
of the memristor and fractional-order elements. Indeed, a new form of representation, based in distinct domains and
distances, may shed further light into possible similarities or dissimilarities between elements.
In summary, this paper did not intend to give responses to a variety of possible questions such as if there are
finite boundaries, or not, to the Chua’s PTE, or what is the physical meaning of fractional elements. The study shows
that we are often conditioned by representations methods that can be bettered by modern computer-based information
visualization algorithms. Furthermore, in the scope of the new visualization methods, the use of Cartesian concepts,
namely for graphical representations and for distance (or di erence) assessment, can be outperformed by a careful
selection of the formulation that fits better a specific application.

15
A C
Linear Linear
Nonlinear ( of degree 3) Nonlinear ( of degree 3)
Nonlinear ( of degree 5) Nonlinear ( of degree 5)

1.5
0.4
1
z-MDS coordinate

z-MDS coordinate
0.2
0.5

0 0

-0.5
-0.2
-1
-0.4
-1.5
2 -0.4 -0.4
2
1 1 -0.2 -0.2
0 0 0 0
-1 -1 0.2 0.2
y-MDS coordinate -2 -2 x-MDS coordinate y-MDS coordinate 0.4 0.4 x-MDS coordinate

(a) (b)

J S
Linear Linear
Nonlinear ( of degree 3) Nonlinear ( of degree 3)
Nonlinear ( of degree 5) Nonlinear ( of degree 5)
0.4 0.4
z-MDS coordinate

z-MDS coordinate

0.2 0.2

0 0

-0.2 -0.2

-0.4 -0.4
0.5 0.4
0.4 1
0.2
0 0.2 0.5
0
0
-0.2 -0.2 0
y-MDS coordinate -0.5 -0.4 x-MDS coordinate y-MDS coordinate -0.4 -0.5 x-MDS coordinate

(c) (d)

Figure 9: Three superimposed 3-dimensional loci of N = 721 FOE (using Procrustes), characterized in the time domain by means of the distances:
(a) A ; (b) C ; (c)  J ; (d) S . The functions of degree 1 (linear case), 3 and 5 are adopted.

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Compliance with Ethics Requirements

This article does not contain any studies with human or animal subjects

Corresponding author

António M. Lopes, aml@fe.up.pt

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