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Improving Test-Retest Reliability of Quantitative

Electroencephalography Using Different Preprocessing Approaches*


Jazmin Suarez-Revelo, John Ochoa-Gomez, Jon Duque-Grajales

A critical step in the EEG analysis is the data


Abstract— This work aims to assess the effect of


preprocessing approaches over test–retest reliability of preprocessing which increase the signal-to-noise ratio and
quantitative electroencephalography measurements. Two remove unwanted artifacts in the data. Common EEG
electroencephalography sessions were recorded during an eyes- preprocessing approaches include data filtering, interpolation
closed resting state condition in 15 young healthy individuals. of bad channels, epoch segmentation, re-referencing data, and
The second session was 4 to 6 weeks after the first one. Clean removing of physiological artifacts as eye blinking or muscle
recordings were obtained from the implementation of different activity. The order and implementation of these steps affect
preprocessing approaches commonly used in the literature. We the quality of signal for further analysis. For example, the
then estimated the power spectrum density, for each individual data referencing to average could contaminate the entire
and preprocessing approach, in six frequency bands: delta, dataset if there are unusual channels [7]; the suppression of
theta, alpha1, alpha2, beta, and gamma. Test-retest reliability
artifacts by independent component analysis (ICA) can lead
using the intraclass correlation coefficient was calculated for
to loss of brain signal [8]. In order to validate a protocol for
power spectrum in each methodology and frequency band. We
found that the test-retest reliability varied considerably across EEG recording and a preprocessing pipeline that can be
frequency bands and preprocessing approaches. Reliability was considered in a clinical follow-up, this study assess the test-
higher for theta, alpha1, and alpha2 frequency bands. Also, the retest reliability of qEEG measurements calculated in EEG
use of preprocessing approach that includes a robust reference recordings with different preprocessing methodologies. To
to average and independent component analysis, can improve achieve this, we recorded EEG during eyes-closed resting in
test-retest reliability in other bands such as beta and gamma. 15 healthy volunteers in two sessions, each session with four
Results suggest that quantitative electroencephalography are to six weeks of time difference. The recordings were cleaned
test-retest reliable and can be used in longitudinal studies. using different EEG preprocessing pipelines commonly
applied [7]–[10]. Power spectrum was estimated in six
I. INTRODUCTION frequency bands: delta (1–4 Hz), theta (4–8Hz), alpha1 (8–
The electroencephalography (EEG) is a technique used in 10Hz), alpha2 (10–13Hz), beta (13–30Hz), and gamma (30–
brain mapping with applications in research and clinical 50Hz). The intraclass correlation (ICC) was used for measure
practice [1]. It provides a noninvasiveness representation of the test-retest reliability of qEEG values.
electrophysiological brain activity, reflecting both local and II. METHODOLOGY
global activity with high temporal resolution. The different
rhythms measured by EEG reflect the current state of the A. Subjects and EEG acquisition
brain and help to identify dysfunction related to disease as EEG signals were recorded twice in 15 young healthy
epilepsy, structural abnormalities, and cognitive impairment subjects (23.33 ± 3.02 years) at awake resting (eyes closed
[2]. Quantitative EEG (qEEG) comprises a set of statistical during 5 minutes). The time between sessions was around 4.8
and signal processing methods for the analysis of frequency ± 0.7 weeks. A Neuroscan unit amplifier (Neuroscan Medical
and amplitude of EEG signals. It enables the detection of System, Neurosoft Inc. Sterling, VA, USA) was used to
abnormal patterns associated with specific pathological record EEG signals. Data were recorded (0.05-200 Hz
conditions and regulatory patterns that exist in cognitive bandpass) and sampled at 1000 Hz from 58 electrodes
conditions [3]. Previous electrophysiological studies have positioned according to the international 10-20 system with
shown changes in large-scale patterns of synchronized right earlobe reference. Informed consent for participation
neuronal activity and a considerable variability over time [4]. was obtained from all subjects according to the protocol
EEG analysis has been based mainly on statistical processing approved by the Human Subjects Committee of the
to obtain stable and reliable characteristics because brain Universidad de Antioquia.
activity is essentially nonstationary, nonlinear, and noisy [5],
[6]. In order to characterize disease states and progression, B. EEG data preprocessing pipelines
qEEG measurements should have low inter-subject We implemented four parallel automated preprocessing
variability and high test-retest reliability. pipelines using two MATLAB toolbox: EEGLAB [11] and
the standardized early-stage EEG processing pipeline (PREP)
[7]. The preprocessing approaches are described below
* Research supported by Universidad de Antioquia under the project (Figure 1):
“Identificación de marcadores preclínicos de la mutación E280A de la
enfermedad de Alzheimer a partir de medidas de conectividad en EEG” Pipeline 1 includes importing data; application of high-
identified by the code PRG14-1-02F. pass FIR filter at 1 Hz and low-pass FIR filter at 50 Hz;
J Suárez, J. Ochoa, J. Duque are with Bioinstrumentation and Clinical
detection of noisy channels based on kurtosis, probability,
Research Group, Bioengineering Program, Universidad de Antioquia UdeA,
Calle 70 # 52-51, Medellin, Colombia (e-mail: jazmin.suarez@udea.edu.co, and spectrum measures; interpolation of these channels using
john.ochoa@udea.edu.co, jon.duque@udea.edu.co, respectively). spherical splines; epoching data to 2s; re-referencing the data

978-1-4577-0220-4/16/$31.00 ©2016 IEEE 961


to average; removing epochs with ocular, muscular, and other III. RESULTS
types of artifact by a procedure based on linear trend, joint
probability and kurtosis approach [9]; and independent Table I shows the number of channels interpolated,
component analysis enhanced by wavelet (wICA) to correct epochs removed, and epochs remaining in each preprocessing
remaining eye blinks artifacts [8]. wICA uses a wavelet pipeline. Figure 2 shows a comparison of applying classical
thresholding to the demixed independent components as an data average reference (pipeline 1) and using the robust
intermediate step. This step enables recovering the neural average reference (other pipelines). Figure 2a show DC
activity that exists in artefactual components that are detected shifting levels in the pipeline 1 that are corrected with the
using the Multiple Artifact Rejection Algorithm [12]. application of robust reference (Figure 2b). Figure 3 shows
Pipeline 2 comprises importing data; PREP pipeline, which the effect of applying analysis wICA. In Figure 3a there is
includes a robust reference to average, where bad channels noise produced by ocular activity which is corrected with the
are excluded, and detection and interpolation of bad channels application of wICA (Figure 3b).
relative to this reference [7]; filtering data using high pass
TABLE I. RESULTING NUMBER OF EPOCHS AND INTERPOLATED
FIR filter (1 Hz) and low-pass FIR filter (50 Hz); and epoch CHANNELS.
segmentation. Pipeline 3 includes the pipeline 2 followed by
removing epochs step used in pipeline1. Pipeline 4 comprises Number of
Number of Number of
interpolated
the pipeline 2 followed by wICA analysis. Prepro channels
removed epochs remaining epochs
cessing Mean ± SD Mean ± SD
Figure 1 Summary of EEG preprocessing pipelines. Mean ± SD
S1 S2 S1 S2 S1 S2
1.7 1.9 65.5 109.3 64.8 46.3
P1
±1 ± 0.7 ± 39 ± 15.5 ± 27.9 ± 15
6.1 7.4 130.3 155.7
P2 - -
± 4.7 ±3 ± 29.6 ± 4.8
6.1 7.4 13.9 ± 19.4 116.4 136.3
P3
± 4.7 ±3 6.4 ± 6.4 ± 24.1 ± 6.8
6.1 7.4 130.3 155.7
P4 - -
± 4.7 ±3 ± 29.6 ± 4.8
P1: Pipeline 1. P2: Pipeline 2. P3: Pipeline 3. P4: Pipeline 4. S1: session 1. S2: session 2. SD:
standard deviation.

Figure 2 Comparison of traditional and robust average references. a)


Classical average referencing. b) Robust average referencing. (Red
rectangles show segments corrected. The data has been band-pass filtered
at 1-50 Hz).
C. qEEG analysis
Power spectrum density was computed using the Welch
approach [13] in 30 artifact-free epochs. These epochs were
randomly selected from each recording. Relative power
spectrum was calculated as the ratio of the power in a band
over total power spectrum. The power in six frequency bands
was calculated: delta (1–4 Hz), theta (4–8Hz), alpha1 (8–
10Hz), alpha2 (10–13Hz), beta (13–30Hz), and gamma (30–
50Hz). As result an array of 58x6x30 with power values for
each subject and preprocessing strategy was obtained. In the
array 58 is the number of channels, 6 the number of bands,
and 30 the number of epochs. The original 58x6x30 matrix
was reduced to 58x6 by the power averaging across the 30
epochs.
D. Statistical analysis
Intraclass correlation coefficient (ICC) derived from a
two way mixed model with an absolute agreement definition
was calculated between the two EEG recording sessions to
quantify the test-retest reliability of qEEG measurements The mean ICC values calculated over all channels for
[14]. ICCs are reported descriptively and then we used a two- each frequency band and processing pipeline are shown in
way analysis of variance (ANOVA) model to test hypotheses Figure 4. The mean ICC ranged from 0.38 to 0.8 with a mean
about effects of frequency band and preprocessing approach of 0.62 ± 0.14 (SD). Test-retest reliability varied considerably
on ICCs. Statistical significance of 5% was used for all tests. over different frequency bands. The lowest mean ICC was
All statistical comparisons and validation of assumptions found in the delta (0.47 ± 0.07 (SD)) and gamma band (0.48
were implemented in MATLAB. ± 0.05 (SD)), and the highest was found in the alpha2 band
(0.79 ± 0.02 (SD)). The ANOVA analysis showed interaction
effect among the factors Pipeline and Band (F(15)=3.28,

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P=2.11e-5), which indicated that preprocessing approach was Figure 6 shows ICC mean values for each electrode over
not associated with increasing test-retest reliability in all a surface rendering of the scalp. For alpha1 and alpha2 bands
frequency bands. Figure 5 shows an interaction plot among test-retest reliability is higher and uniformly distributed
pipeline and frequency band; ICC values decrease in delta, throughout the scalp for all preprocessing pipelines. In theta
theta, alpha1, and beta bands in the pipeline 1. It is also noted band is observed that in central region reliability is lower, but
that with the pipeline 4 ICC values are less dispersed around this increases with the application of pipeline 4. Similar
the six frequency bands, and it improves test-retest reliability characteristics are observed for delta, beta and gamma bands,
in the beta and gamma bands. where the distribution is less uniform and the ICC values
Figure 3. Effect of wICA in the signal. a) Without wICA (pipeline 2); b)
lower for pipeline 1.
With wICA (pipeline 4). (Red rectangles show segments corrected). Figure 6. Scalp map representation of test-retest reliability (measure by
ICC) of qEEG measures. Results for the six frequency bands are given from
top to bottom and are categorized according to preprocessing pipeline from
left to right.

Figure 4. Mean ICC values. (δ: delta, Ө: theta, α1: alpha1, α2: alpha2, β:
beta, γ: gamma. ICC: intraclass correlation coefficient. Vertical bars show
the standard deviation.)
IV. DISCUSSION
In this work we studied the test-retest reliability of qEEG
measurements at resting state between two recording
sessions. We found that in general qEEG measures showed
good test-retest reliability. However, this reliability varied
considerably through frequency bands and preprocessing
approaches, being higher for alpha2, theta, and alpha1 bands.
Additionally, it was found that the use of a suitable
processing pipeline, which includes a robust reference to
average and wICA analysis, could improve the test-retest
reliability in other frequency bands such as beta and gamma.
The use of PREP toolbox for referencing data and
interpolation of bad channels improved visual quality of
Figure 5. Interaction plot. (Band 1: delta, 2: theta, 3: alpha1, 4: alpha2, 5: signals and allowed to retain more data for analysis. The
beta, 6: gamma)
Pipeline robust reference correct the DC shifting because this
1 2 3 4
0.8
algorithm does not consider bad channels to calculate
Band 0.75
reference and the average is not affected by outliers.
Preprocessing approaches that included the use of PREP
0.7
Band = 1 0.65
Band = 2
(pipelines 2, 3, and 4) interpolated more channels than the
ICC

0.6
Band = 3
0.55
Band = 4
Band = 5 0.5 one who does not used it (pipeline 1), because this technique
Band = 6 0.45
0.4
includes more rigorous selection criteria for detection of bad
0.8
channels. These criteria include extreme amplitudes, lack of
0.75 Pipeline correlation with any other channel, lack of predictability by
0.7
0.65
other channels, and unusual high frequency noise [7]. Due to
Pipeline = 1
bad channel interpolation and robust reference to average is
ICC

0.6
Pipeline = 2

also noted that the number of epochs removed is less for


0.55
Pipeline = 3
0.5 Pipeline = 4
0.45
0.4
pipeline 3 than pipeline 1. It is important to note wICA
1 2 3 4 5 6
analysis corrects eye blinks artifacts. This analysis is based
Band on ICA signal decomposition and includes as an intermediate
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This work was supported by Vicerrectoría de state cortical EEG rhythms in Alzheimer’s disease: Toward EEG
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E280A de la enfermedad de Alzheimer a partir de medidas
de conectividad en EEG”, code PRG14-1-02.

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