Professional Documents
Culture Documents
The authors were supported by the Medical Research Council (MRC) of South Africa.
From the Department of Psychology, University of Cape Town (Kaminer) and the Department of
Psychiatry, University of Stellenbosch, South Africa (Stein).
Address correspondence to Debra Kaminer, MPsych, Department of Psychology, University of
Cape Town, Rondebosch 7701, Cape Town, South Africa; E-mail: dkam@humanities.uct.ac.za.
475
476 KAMINER AND STEIN
HISTORY OF SPD
For over a century, the theoretical literature has recognized the existence of
sadism, that is, taking pleasure in inflicting pain or humiliation on others.
The term was first coined by Krafft-Ebing (1898) and has since undergone
several theoretical developments within psychology (see review by Fiester &
Gay, 1991). There is general agreement that sadism refers to deriving satis-
faction or pleasure from inflicting pain or humiliation upon others, usually
(but not confined to) the sexual object. There is less agreement regarding the
etiology of sadism, with Freudian psychoanalysis emphasising its biologi-
cal, instinctual base (Freud, 1915, 1924) and later schools locating its ori-
gin within early object relations (Avery, 1977; Bieber, 1966; Fromm, 1973)
and disturbances in the development of the self (Kohut, 1971, 1972).
Although sexual sadism has long been considered an Axis I paraphilia
(American Psychiatric Association, 1987), there has been far less consen-
sus on whether repeated sadistic behavior which is not solely for the pur-
pose of sexual arousal, should constitute a personality disorder. With the
development of DSM-III-R (American Psychiatric Association, 1994), sa-
dism was conceptualized in the psychiatric nomenclature as a personality
disorder for the first time. It was proposed that sadistic personality disorder
be included in DSM-III-R to describe a longstanding pattern of cruel, de-
meaning, and aggressive behavior often seen in forensic settings but not ad-
SADISTIC PERSONALITY DISORDER 477
A. A pervasive pattern of cruel, demeaning and aggressive behavior, beginning by early adulthood, as
indicated by the repeated occurrence of at least four of the following:
1. has used physical cruelty or violence for the purpose of establishing dominance in a relationship
(not merely to achieve some noninterpersonal goal, such as striking someone in order to rob him
or her)
2. humiliates or demeans people in the presence of others
3. has treated or disciplined someone under his or her control unusually harshly (e.g., a child, stu-
dent, prisoner, or patient)
4. is amused by, or takes pleasure in, the psychological or physical suffering of others (including ani-
mals)
5. has lied for the purpose of harming or inflicting pain on others (not merely to achieve some other
goal)
6. gets other people to do what he or she wants by frightening them (through intimidation or even ter-
ror)
7. restricts the autonomy of people with whom he or she has a close relationship (e.g., will not let
spouse leave the house unaccompanied or permit teenaged daughter to attend social functions)
8. is fascinated by violence, weapons, martial arts, injury, or torture
B. the behavior in A has not been directed toward only one person (e.g. spouse) and
C. has not been solely for the purpose of sexual arousal (as in sexual sadism)
equately described by other Axis II disorders. Eight criteria for the disorder
were developed (see Table 1), and the category was included in an appendix
of DSM-III-R entitled “Proposed Diagnostic Categories Needing Further
Study.” In the DSM definition, deriving pleasure from the suffering of others
is one possible criteria for sadism, but is not necessary for the diagnosis to
be made.
There was much controversy surrounding the inclusion of SPD as a diag-
nostic category, based primarily on its degree of overlap with other person-
ality disorders, the absence of data on its reliability and validity, and the
potential for misuse (Fiester & Gay, 1991). These issues have yet to be satis-
factorily clarified, as subsequent studies of SPD have been few, and findings
inconsistent. Reported prevalence rates in clinical and forensic settings
range widely from 2.5% to 33%, with a high rate of overlap with other per-
sonality disorders and with Axis I substance abuse and depressive disor-
ders (Berger, Berner, Bolterauer, Gutierrez & Berger, 1999; Freiman &
Widiger, 1989; Fuller, Blashfield, Miller, & Hester, 1992; Gay, 1989; Holt,
Meloy, & Strack, 1999; Reich, 1993; Spitzer, Feister, Gay, & Pfohl, 1991).
However, Fiester and Gay (1991) note that overlap or comorbidity does not
necessarily indicate the absence of a separate disorder, and it has been re-
ported in both an empirical study (Berger et al., 1999) and a survey of foren-
sic psychiatrists (Spitzer et al., 1991) that a substantial percentage of
forensic patients with SPD do not meet criteria for any other personality dis-
order.
Although one study (Freiman & Widiger, 1989) established that SPD has
high inter-rater reliability, this has yet to be replicated; and while there is
evidence supporting the face validity of most of the SPD criteria (Freiman &
Widiger, 1989; Spitzer et al., 1991; Blashfield & Breen, 1989) there are no
data on external validity. Spitzer and colleague’s 1991 survey of forensic
psychiatrists reported substantial concern about the misuse of SPD in miti-
478 KAMINER AND STEIN
gating responsibility for violent crime, although actual instances of this had
been rare (Spitzer et al., 1991). However, there have been no subsequent
studies of the use of SPD as a legal defense. Thus, the post-DSM-III-R litera-
ture has yet to resolve conclusively the main controversies surrounding
SPD, and SPD was not included in DSM-IV.
Here we examine an issue that has received little attention in the SPD de-
bate. Is (non-sexual) sadism always an individually located personality dis-
order or is it sometimes located in broader social, political, and cultural
processes? In particular, within a context of state-sponsored violence and
intimidation, where do we lay the blame for the intentional infliction of suf-
fering? And at what level do we treat the problem and work toward its future
prevention?
CASE HISTORY
While his lawyer suggested during the amnesty trial that de Kock had been
emotionally desensitized by this upbringing, de Kock himself says:
“I do not believe my childhood was especially bizarre. To be sure, my father
was the proverbial hard man and he drank too much. So what? Many sons
have had hard men and drinkers for fathers” (de Kock, 1998, p. 45).
SADISTIC PERSONALITY DISORDER 479
He describes his mother as politically moderate, but his father was a strong
supporter of the Nationalist Party (the political party that developed and im-
plemented the policy of apartheid). Although politics were seldom dis-
cussed, “my brother and I were brought up by [my father] to be strongly
anti-communist” (de Kock, 1998, p. 49).
De Kock joined the South African police force in 1968 with the specific aim
of fighting “terrorism.” He soon applied for a course in counterinsurgency
and was involved in operations in neighboring Rhodesia (now Zimbabwe)
and South West Africa (now Namibia), which entailed the ambush and kill-
ing of anti-government “terrorists” in these regions. In 1983, several promo-
tions later, he joined the police counterinsurgency unit at a small South
African farm called Vlakplaas, where anti-terrorist operations continued
with the help of substantial government funding. These operations included
the abduction and interrogation of anti-apartheid activists: “We could never
have gained any information about the enemy — including potential acts of
terror — without harsh interrogation techniques. Interrogation methods
were generally a means to an end. And we believed the end justified the
means” (de Kock, 1998, p.103). De Kock was also involved in the bombing of
several buildings, and planned the murder of an activist by letter bomb.
During his time at Vlakplaas, he led numerous local and cross-border oper-
ations in which “terrorists,” their families, and companions were murdered,
often by de Kock himself. For example, on one occasion, “we killed the four
Chand family members, the watchman, and the family dog” (de Kock, 1998,
p. 193). (He later discovered that the family members included two deaf chil-
dren). He was also involved in the harsh punishment of disloyal informants:
“We beat him very badly and for a long time. He was a broken man by the
time we finished . . . .” (de Kock, 1998, p. 166). De Kock later shot the same
informant “twice in the heart with a .38 special revolver” and arranged for
his body to be “utterly blown up” by explosives (p. 167).
Testimony offered in mitigation during de Kock’s amnesty trial argued
that he suffered from the “emotional blunting” associated with
posttraumatic stress disorder (PTSD), as a result of repeated combat experi-
ences (unpublished transcripts). The state contested this and de Kock was
sentenced to two life sentences plus 212 years in prison, to run concur-
rently.
De Kock has been dubbed “Prime Evil” by the South African media due to
his long list of political crimes. Yet, according to his trial testimony (unpub-
lished transcripts) and his autobiography, each act was perpetrated on the
orders of his superiors (including, he claims, the state president) and, fur-
thermore, he was frequently rewarded for his actions (he received the Police
Star for Outstanding Service several times and had been promoted to the
rank of colonel by the time of his discharge).
So who is to blame and who is to be punished? Where is the line between
the sadism of an individual and that of an entire political system? Similar is-
sues were debated at the trials of Nazi war criminals half a century ago
(Arendt, 1964) and more currently in the genocidal contexts of Rwanda and
480 KAMINER AND STEIN
Bosnia (Deklava & Post, 1997). The question for clinicians and researchers
is whether one should diagnose SPD for someone like de Kock if he meets
the criteria for the diagnosis, or whether the nature of the socio-political
context mitigates against such psychological reductionism? This question
is crucial to the development of strategies aimed at the prevention of future
human rights abuses, as well as to the rehabilitation of perpetrators (an im-
portant, albeit morally contentious, social and clinical issue).
According to his testimony and that of other witnesses during his amnesty
trial (unpublished transcripts), and also according to his autobiography, de
Kock meets enough SPD criteria to warrant a diagnosis (four out of eight cri-
teria are required for the diagnosis of SPD to be met). He has used physical
cruelty or violence for the purpose of dominating others, he has humiliated
and demeaned people in the presence of others, he has treated or disci-
plined someone under his control unusually harshly, he has gotten others
to do what he wanted by frightening them, and he is fascinated by weapons
and military tactics. There is no evidence from his autobiography or reports
of the expert witnesses who evaluated him at trial (unpublished transcripts)
that any of these behaviors have been for the purpose of sexual arousal, and
thus, they cannot be better accounted for by an Axis 1 diagnosis of sexual
sadism.
As an additional source of data, several people who had close contact with
de Kock during his trial were asked to rate his behavior according to the
Structured Clinical Interview for DSM-IV Axis II Personality Disorders
(SCID-II; First, Spitzer, Gibbon, & Williams, 1994), a structured diagnostic
interview of DSM-IV Axis II disorders. The raters included: the journalist to
whom de Kock related his autobiography; a psychologist and a criminologist
who both evaluated de Kock and testified at his trial as expert witnesses;
and the daughter of a slain anti-apartheid activist about whose assassina-
tion de Kock claimed to have knowledge, who visited him in jail on several
occasions and who reported extensively on the TRC proceedings in her pro-
fessional role as a journalist. These data have limited empirical value: they
were not formal clinical interviews, two of the raters had no clinical or foren-
sic background, and it is possible that de Kock’s situation at the time —
awaiting trial in a maximum security prison — would have made him reluc-
tant to reveal very much about himself, particularly anything that may be
incriminating. However, the ratings provide supplemental data on de Kock’s
behavior from four independent perspectives and from a variety of types of
interactions, and are used here primarily to contribute to the theoretical de-
bate.
The highest SPD rating was given by the biographer, who endorsed seven
criteria but did not endorse the criteria for taking pleasure in the suffering of
others. His ratings yielded additional diagnoses of borderline, narcissistic,
and obsessive compulsive personality disorders. The criminologist en-
dorsed five SPD criteria, but noted that each of these behaviors was specific
to de Kock’s previous work context. She did not endorse the following crite-
ria: takes pleasure in the suffering of others, has lied for the purposes of
harming or inflicting pain on others, restricts the autonomy of people with
whom he has a close relationship. She also rated de Kock as having a schiz-
oid and an antisocial personality disorder. Although these two raters also
SADISTIC PERSONALITY DISORDER 481
DISCUSSION
Based on information from his autobiography and trial, together with the
observations of four independent raters, do we diagnose de Kock as having
SPD? An argument can be made both for and against doing so.
Let us argue in favor of making the diagnosis for a moment. De Kock him-
self, several witnesses at his trial, and two raters all acknowledge sufficient
behaviors by de Kock to warrant a diagnosis of SPD. These behaviors, ac-
cording to DSM-III-R, specifically distinguish de Kock from “normal” people.
Thus, de Kock was not just an ordinary person in an abnormal situation.
Certainly, the socio-political context of the time encouraged his actions. But
even if his crimes were politically motivated and not purely for his own psy-
chological gratification, surely he must have a personality structure that
can accommodate the repeated commission of acts of cruelty. How else do
we explain his willingness to perpetrate these acts continually over a period
of many years (and it is clear from his autobiography that he acted willingly,
with conviction and commitment, not out of fear or simple obedience to au-
thority)? His boast that he was one of the most successful and feared of the
apartheid regime’s so-called counterinsurgency forces is not an idle one,
and his satisfaction in the details of his work appears to have been more sig-
nificant to him than the importance of fighting for apartheid. Furthermore,
the inflexibility of his methods and approach (which sometimes resulted in
the wrong person being killed, and in general acted only to further
strengthen the struggle against apartheid) appear to suggest dysfunction.
Although his autobiography expresses some disapproval of cruelty inflicted
by his colleagues, at no point do his own actions appear to be ego-dystonic
— his many violent acts are described in a pragmatic, matter-of-fact tone
devoid of emotional conflict or ambivalence (Foster, 2000b) — and some-
times boastfully proud. The weight of evidence could lead us to conclude
that de Kock had a longstanding, inherently sadistic personality structure
that simply found its perfect niche in the apartheid state.
482 KAMINER AND STEIN
Let us look at the argument against labeling de Kock with sadistic personal-
ity disorder. First, two raters commented that de Kock’s so-called SPD be-
haviors were specific to his previous work context and were not apparent in
his current general personality style. Similarly, many of the behaviors en-
dorsed by the two raters who did diagnose SPD could be viewed as an inher-
ent part of de Kock’s job description (that of “hired gun”), rather than
self-motivated behaviors. There is no evidence of sadism in de Kock’s behav-
ior toward his wife and children. Does the perpetration of sadistic acts (in
which, both these raters agree, de Kock took no pleasure) necessarily imply
an inherently sadistic character? Second, strong ideological justifications
(defending the state against “terrorists” and “communists”) may have
superceded any ego-dystonic feelings about his work (as many Nazi war
criminals also claimed in their defense). Third, it could be argued that de
Kock was indeed a normal person in abnormal circumstances. In the ideo-
logical atmosphere of the day, many white South Africans may have consid-
ered it normal and appropriate for “terrorists” and “communists” to be
eliminated by the state. Finally, if we label de Kock with SPD, we may have to
do the same for many others who commit similar crimes in contexts of
state-sponsored violence. This could yield a huge general prevalence of SPD
in countries such as South Africa, Bosnia, Rwanda, and Chile, which seems
unlikely given the low reported prevalence rates for other personality disor-
ders (APA, 1994).
What are the implications if we choose not to diagnose de Kock with a sa-
distic pathology, even though he meets the criteria on paper? First, it may
be taken to imply that atrocities are perpetrated by dysfunctional systems,
not dysfunctional individuals. Second, it might suggest that treatment and
rehabilitation lie in “de-programming” perpetrators of undesirable ideolo-
gies and prejudices, rather than personality restructuring. Third, it implies
that the future prevention of such atrocities lies in socio-cultural interven-
tions, namely the prevention of particular kinds of state structures and ide-
ologies.
system, then we all have the potential to become “Prime Evil” under the right
circumstances. But this thesis does not adequately explain what leads
some people to actively take up the “dirty work” of state-sponsored violence
while others do not, nor what made the much-decorated de Kock particu-
larly lethal in his job.
On the other hand, if we conclude that individual psychopathology is a
necessary prerequisite for the perpetration of state-sponsored violence,
what are the broader social mechanisms that trigger particular pre-existing
psychological disturbances in some people? How do social influences and
individual pathology intersect to cause the perpetration of acts of political
violence?
As we have argued above, these are not merely theoretical debates — they
have implications for clinical intervention, legal culpability, and prevention.
We posit that neither psychological redunctionism nor social reductionism
are adequate to explain and address the actions of political perpetrators.
Rather, a fuller understanding of the interplay between individual pathol-
ogy and broader contextual (social, cultural, political, historical, ideologi-
cal) factors is required.
It is likely that the interaction between individual pathology and contex-
tual influences as determinants of the perpetration of human rights abuses
is complex and bi-directional. Pre-existing sadistic personality characteris-
tics may lead sadistic individuals toward particular environments (e.g. po-
lice services or the military), which provide gratification for their needs, or
may make one person more comfortable with perpetrating sadistic acts in
an environment of state oppression than a colleague would be. A particular
combination of factors in the socio-political context (e.g. nationalist ideology
together with an authoritarian culture; ethnic prejudice together with a
threatened loss of resources) may activate in some individuals a pre-exist-
ing tendency toward sadism that would otherwise have remained perma-
nently dormant.
As both individual and contextual factors play a critical role in the perpe-
tration of human rights abuses, it may perhaps be most accurate to say that
the etiology of such forms of sadism is located at the interface between the
individual and his or her social context. It is this interface that requires
careful exploration and understanding. Since the acts, motivations, and
socio-political contexts of perpetrators are increasingly being documented
by truth commissions and war crime tribunals, there is growing scope for
the refinement of more integrated theoretical models of perpetration, in
which SPD and other psychopathologies may constitute one element. Such
an integrative approach may hold the key to the prevention of future
state-sponsored atrocities.
The case of de Kock, and perpetrators like him, suggests that the utility of
the current diagnostic criteria for SPD may be limited insofar as they fail to
account for the role of the social context in the commission of atrocities. If
perpetrators of human rights abuses display behavioral criteria for SPD,
but this behavior is restricted to the performance of politically or ideologi-
484 KAMINER AND STEIN
REFERENCES
Agger, I., & Jensen, S. B. (1990).Testimony as recommendations for DSM-IV. Journal of Per-
ritual and evidence in psychotherapy sonality Disorders, 5, 376-385.
for political refugees. Journal of Trau- First, M. B., Spitzer, R. L., Gibbon, M. & Wil-
matic Stress, 3, 115-130. liams, J. B. W. (1994). Structured clini-
American Psychiatric Association. (1987). cal interview for DSM-IV personality
DSM-III-R: Diagnostic and Statistical disorders, Version 2. New York: New
Manual of Mental Disorders, 3rd ed., re- York State Psychiatric Institute.
vised. Washington, DC: American Psy- Foster, D. (2000a). The Truth and Reconcilia-
chiatric Press. tion Commission and understanding
American Psychiatric Association. (1994). perpetrators. South African Journal of
DSM-IV: Diagnostic and Statistical Man- Psychology, 30, 2-9.
ual of Mental Disorders, 4th ed. Wash- Foster, D. (2000b). Book review: A long
ington, DC: American Psychiatric night’s damage: Working for the apart-
Press. heid state, Eugene de Kock (as told to
Arendt, H. (1964). Eichmann in Jerusalem. Jeremy Gordin). South African Journal
New York: Viking. of Psychology, 30, 59.
Avery, N. (1977). Sadomasochism: a defense Freiman, K. & Widiger, T. (1989). Unpub-
against object loss. Psychoanalytic Re- lished raw data.
view, 64, 101-109. Freud, S. (1915). Instincts and their vicissi-
Bauman, Z. (1989). Modernity and the Holo- tudes (Standard ed., Vol. 14, pp.
caust. Cambridge: Polity. 127-128). London: Hogarth Press.
Baumeister, R. (1997). Evil. New York: W. H. Freud, S. (1924). Three essays on the theory
Freeman. of sexuality. (Standard ed., Vol. 7, p.
Berger, P., Berner, W., Bolterauer, J., 193). London: Hogarth Press.
Gutierrez, K., & Berger, K. (1999). Sa- Fromm, E. (1973). The anatomy of human de-
distic personality disorders in sex of- s tr u c ti v e n e s s . N e w Y o r k : H o l t ,
fenders: Relationship to antisocial Rinehart, Winston.
personality disorder and sexual sa- Fuller, A. K., Blashfield, R. K., Miller, M. &
dism. Journal of Personality Disorders, Hester, T. (1992) Sadistic and self-de-
13, 175-186. feating personality disorder criteria in a
Bieber, I. (1966). Sadism and masochism. In rural clinic sample. Journal of Clinical
S. Arieti (Ed.), American handbook of Psychology, 48, 827-831.
psychiatry (Vol. 3). New York: Basic Gay, M. (1989). Personality disorders among
Books. child abusers. Paper presented at the
Blashfield, R. K. & Breen, M. J. (1989). Face Symposium on Psychiatric Diagnosis,
validity of the DSM-III-R personality Victimization and Women, Scientific
disorders. American Journal of Psychia- Proceedings, American Psychiatric As-
try, 146, 1575-1579. sociation Annual Meeting, Washing-
Cienfugos, A. J. & Monelli, C. (1983). The tes- ton, DC.
timony of political repression as a ther- Goldhagen, D. J. (1997). Hitler’s willing exe-
apeutic instrument. American Journal cutioners. New York: Random House.
of Orthopsychiatry, 53, 43-51. Hayner, P. B. (1994). Fifteen truth commis-
Clark, R. (Ed.) (1992). War crimes: a report on sions, 1974-1994: a comparative
United States war crimes against Iraq. study. Human Rights Quarterly, 16,
Report to the Commission of Inquiry for 597-655.
the International War Crimes Tribunal. Holt, S. E., Meloy, J. R., & Strack, S. (1999).
Washington, DC: Maisonneuve Press. Sadism and psychopathy in violent and
Dekleva, K. B. & Post, J. M. (1997). Genocide sexually violent offenders. Journal of
in Bosnia: The case of Dr. Radovan the American Academy of Psychiatry
Karadzic. Journal of the American and the Law, 27, 23-32.
Academy of Psychiatry and the Law, 25 International Criminal Tribunal for Former
485-496. Yugoslavia. (1999). Judicial reports:
De Kock, E. (1998). A long night’s damage. 1994-1995, Vos. I and II. The Hague:
Saxonwold: Contra Press. Kluwer Law International.
Fiester, S. J. & Gay, M. (1991). Sadistic per- Kohut, H. (1971). The analysis of self. New
sonality disorder: A review of data and York: International Universities Press.
486 KAMINER AND STEIN
Kohut, H. (1972). Thoughts on narcissism Spitzer, R. L., Feister, S., Gay, M. & Pfohl, B.
and narcissistic rage. Psychoanalytic (1991). Is sadistic personality disorder
Study of the Child, 27, 360-400. a valid diagnosis? The results of a sur-
Krafft-Ebing, R. (1898). Psychopathia vey of forensic psychiatrists. American
sexualis (10th ed.). Stuttgart: Enke. Journal of Psychiatry, 148, 875-879.
Kressel, H. J. (1996). Mass hate. New York: Staub, E. (1989). The roots of evil. Cambridge:
Plenum Press. Cambridge University Press.
Oldham, J. M., Skodol, A. E., Kellman, H. D., Staub, E. (1998). The evolution of evil. Theory
Hyler, S. E., Rosnick, L., & Davies, M. and Psychology, 8, 702-706.
(1992). Diagnosis of DSM-III-R person- Stein, D. J. (2000). The neurobiology of evil:
ality disorders by two structured inter- psychiatric perspectives on perpetra-
v i e w s : P a tte r n s o f c o m o r b i d i t y . tors. Ethnicity and Health, 5, 303-315.
American Journal of Psychiatry, 149, Stein, D. J., Swartz, L., & Walaza, N. (Eds.)
213-220. (2000). Mental health beyond the Truth
Post, J. M. (2000).Terrorist on trial: The con- and Reconciliation Commission. Eth-
text of political crime. Journal of the nicity and Health, 5, 189-315.
American Academy of Psychiatry and Truth and Reconciliation Commission of
the Law, 28: 171-178. South Africa (1998). Truth and Recon-
Reich, J. (1993). Prevalence and characteris- ciliation Commission of South Africa
tics of sadistic personality disorder in Report. Cape Town: Author.
an outpatient veterans population.
Psychiatry Research, 48, 267-76.