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Yehuda 2009
Yehuda 2009
56
Yehuda: Glucocorticoids in PTSD 57
TABLE 1. Compatibility of Findings in PTSD with in detail, it could be noted that almost all of the
Enhanced Negative Feedback Inhibition observations that have been made in relation to
Enhanced glucocorticoid alterations in PTSD are consis-
negative tent with the idea of enhanced responsiveness to
Finding in PTSD feedback glucocorticoids or increased GR sensitization.
Lower ambient cortisol yes Since most studies have been cross-sectional in
levels12,56,57,60,63,64,70,71,80–84 nature, and confined to persons with chronic
Normal or variable cortisol yes PTSD, it has been difficult to determine the ori-
levels20,35,54,62,65–67,72 gin of these alterations and the extent to which
Higher cortisol levels51,53,55,59,79 yesa they are central to PTSD pathophysiology.
Increased circadian rhythm of yes
cortisol48,58,60,69
Decreased circadian rhythm of cortisol86 no
Normal ACTH levels51,62,70,71,76 yes The Role of Glucocorticoid
Low β-endorphin levels69 yesb Alterations in PTSD
Increased corticotropin-releasing yes Pathophysiology
factor(CRF) levels in cerebrospinal
fluid19,20
Increased glucocorticoid receptor yes Though initial observations connected low
number57,68 cortisol levels and related findings of HPA axis
Increased glucocorticoid receptor yes alterations to PTSD pathophysiology, several
responsiveness46 converging findings suggest that these cortisol-
Normal cortisol levels following 1 mg yes
dexamethasone (DEX)33,54,73,74
related alterations may reflect a pre-existing
Decreased cortisol levels following 0.5 mg yes vulnerability trait that increases the probabil-
DEX28,35,37,39 ity of developing PTSD following trauma ex-
Increased cortisol levels following 1 mg no posure. In some longitudinal studies evaluating
DEX60,75 trauma survivors beginning in the immediate
Decreased number of cytosolic yes
glucocorticoid receptors following DEX
aftermath of exposure, there was an attenuated
compared to baseline receptors35 rise in cortisol immediately after the trauma in
Increased ACTH suppression following yes those at greater risk for developing PTSD or
DEX administration 30,36,38 who actually did develop PTSD.3 This finding
Increased ACTH levels to high dose yes has tended to be confined to samples evaluating
metyrapone58
cortisol in response to a similar event exposure.
Decreased ACTH levels to low dose no
metyrapone71 Thus, lower cortisol levels were associated with
Decreased ACTH levels following CRF61,72 yes prior assault in a study of consecutively appear-
Increased ACTH levels following no ing rape victims to an emergency room hours
CRF26,62,77,78 after rape.85 Lower cortisol levels were also ob-
Decreased ACTH levels following yes served in association with PTSD symptoms in
cholecystokinin (CCK)-470
Increased ACTH levels following no
a group of motor vehicle accident victims 86,87
naloxone76 and in 88
response to the natural disaster of an ice
Increased ACTH levels following stress51,76 yes storm. In contrast, cortisol differences were
Increased cortisol response to ACTH62 no not observed in a large cohort of civilians pre-
Decreased cortisol response to ACTH70 yes senting to the emergency department in re-
a Higher cortisol levels are only consistent with en- sponse to a wide range of events ranging from
hanced negative feedback to the extent that they represent terrorism to accidents based on the subsequent
transient elevations. development of PTSD.89 Possibly, such a dif-
bTo the extent that β-endorphin is co-released with
ferentiation requires a relatively homogenous
ACTH and reflects ACTH, this finding is compatible.
This table demonstrates that the model of enhanced sample with similar risk factors for exposure to
negative feedback is compatible with 18 of these 24 ob- a particular traumatic event or PTSD following
servations of HPA alterations in PTSD. that event.
Yehuda: Glucocorticoids in PTSD 59
pathophysiology of this disorder requires de- cent observation has been the finding of an
lineating molecular manifestations of environ- interaction between childhood trauma expo-
mental impacts on gene activity. However, be- sure and polymorphisms in FKBP5, a GR
cause there are clearly risk factors for PTSD, chaperone gene.109 Reduced expression of this
some of which may be constitutional, it is im- gene would be consistent with increased GR
portant to consider a wide range of biologi- responsiveness.
cal contributors to the HPA axis alterations The limited number of gene-related find-
that have been observed. These include ge- ings in PTSD may reflect the complexity in-
netic polymorphisms, permanent changes in volved in executing research in this area. Al-
gene expression resulting from epigenetic mod- ternatively, if the failure to find susceptibility
ifications, and transient and reversible changes genes for PTSD continues, this may suggest
reflecting day-to-day alterations in biological that PTSD risk is related to enduring pre-
processes, as well as the role of ongoing environ- traumatic changes that are not based on dif-
mental perturbations on these latter processes. ferences in genetic polymorphisms, but rather
The most compelling evidence for an as- on differences in genes related to epigenetic
sociation between genetic factors and PTSD alterations. Epigenetic mechanisms offer the
has been provided by findings of an increased possibility of defining pathways by which en-
prevalence of PTSD among trauma survivors vironmental risk factors might directly alter the
who also had a twin with PTSD compared to expression of a gene, thus forming a basis for in-
trauma survivors whose exposed twin did not dividual differences in a function relating to the
develop PTSD.105–107 This was first demon- gene and, perhaps, vulnerability to a disease or
strated in a cohort of combat veterans, in which disorder.
the risk for developing PTSD after trauma ex- Epigenetics refers to a transgenerationally
posure was significantly greater for monozy- transmissible functional change in the genome
gotic than for dizygotic noncombat exposed that can be altered by environmental events
co-twins of PTSD-affected probands,106 and and does not involve an alteration of se-
then repeated in a population-based study in quence.110,111 Methylation of polymerase II
civilians. These observations suggested that it promoters is an efficient way of gene si-
would be possible to detect specific suscepti- lencing and accordingly provides a concrete
bility genes for PTSD. Significant associations molecular mechanism through which genetic-
were found with a variable number tandem environmental interactions occur.112 Such
repeat polymorphism in an untranslated re- mechanisms are likely to be highly relevant to
gion of the dopamine transporter gene108 with PTSD and might specifically explain the origin
a reduced number of repeats in 93 chronic of glucocorticoid-related alterations associated
PTSD patients compared with 95 non-PTSD with PTSD and PTSD-risk.
trauma survivors. In another study, no as- DNA methylation has been shown to be
sociation was found between two GR poly- a mechanism for programming the activity
morphisms, N363S and BclI, and the diag- of genes regulating HPA activity by early life
nosis of PTSD in 118 chronic PTSD pa- events (i.e., differences in maternal care),113,114
tients compared with 42 unaffected control sub- paralleling observations that early life events
jects, though PTSD patients homozygous for are associated both with the development of
the BclI GG genotype tended to be more re- PTSD115–117 and the HPA axis alterations de-
sponsive to a peripheral test of glucocorticoid scribed in this condition.21,118,119 Such changes
sensitivity (dermal vessel vasoconstrictor assay) in rat pups result in permanent changes in hip-
and displayed more severe PTSD symptoms.45 pocampal GR expression and HPA function120
Both of these studies were comprised of rela- and provide a clear molecular link between
tively small convenience samples. A more re- early environment and gene expression and
Yehuda: Glucocorticoids in PTSD 61
function. Interestingly, the alterations observed sized the stability of both cortisol levels and
are in the same direction as those described in PTSD, yet in a follow-up, replication study, the
PTSD (i.e., increased GR sensitivity, enhanced same authors reported marked lability of corti-
cortisol suppression to DEX, lower cortisol), sol levels in association with symptom change
offering proof of principle that environmental during specialized therapeutic programs, in
exposures can result in such changes. It is there- which there is an emphasis on reliving trau-
fore possible that epigenetic alterations underlie matic exposures.121 A recent longitudinal study
some of the HPA changes observed, particu- of Holocaust survivors also demonstrated that
larly in relation to parental PTSD, and there- in those whose symptom status remained rel-
fore explain the stable neuroendocrine pattern atively unchanged over a 10-year period, cor-
observed in PTSD. The extent to which epi- tisol levels were highly correlated at Time 1
genetic mechanisms are involved in other risk and Time 2.122 If anything, there were con-
factors thought to reflect more “constitutional” sistent decrements in total mean 24-h cortisol
alterations is not clear but remains an exciting levels. This was particularly true in the group
horizon for future investigations. that had developed PTSD at Time 2 but had
not had the disorder at Time 1. In the group
that recovered from PTSD by Time 2 after
Stability of Glucocorticoid having the disorder at Time 1, cortisol levels
Alterations in PTSD increased.
If glucocorticoid alterations represent pre-
If glucocorticoid alterations are related to existing vulnerability factors that determine bi-
PTSD risk, it becomes important to under- ological responses at the time of the trauma,
stand the extent to which such alterations can they may be stable measures or may not
be altered over time. Although some biological change as PTSD symptoms change. Alterna-
risk factors associated with glucocorticoid al- tively, different components of the HPA axis
terations would be immutable (i.e., genotype), may be regulated differently, such that some
others might not. To date, there are only a glucocorticoid-related alterations are more
few longitudinal biological studies examining trait-like, while others are more related to
aspects of glucocorticoid alterations in PTSD symptom severity. Few treatment studies to date
over time. Thus, it is not possible to know have incorporated glucocorticoid alterations
whether some or all of the observed changes before and after treatment as either predic-
are stable. However, this is an important emerg- tors of response (consistent with trait) or state-
ing area. This question becomes particularly measures reflecting symptom severity. In one
interesting when the longitudinal trajectory of study, treatment responders to psychotherapy
PTSD symptoms is considered. The conven- showed increases in cortisol levels compared
tional dogma of PTSD, at least in the early to pretreatment levels, whereas nonresponders
years following the appearance of this diagno- continued to manifest lower cortisol levels. 123
sis, was that it was a chronic and stable disorder. These observations are consistent with our re-
However, PTSD may also be a dynamic disor- cent data demonstrating lower cortisol in non-
der, with symptom severity reaching high and responders at post-treatment compared to pre-
low points depending on a wide range of factors treatment with psychotherapy.124
generally associated with concurrent environ-
mental stressors.
The initial observation of low cortisol in Glucocorticoid Challenge Strategies
PTSD was based on a longitudinal study ex-
amining cortisol levels at four intervals during The increased responsiveness of the GRs re-
patient hospitalization. 12 This study empha- ported in PTSD may amplify the effects of
62 Annals of the New York Academy of Sciences
endogenous cortisol.16,21,44,125,126 A more clas- in working memory and the extent to which
sic understanding of low cortisol is that it re- hydrocortisone suppressed plasma ACTH lev-
sults in reduced cortisol signaling.127 Direct els. The association between hydrocortisone’s
administration of cortisol provides a power- effects on cognition and endocrine measures re-
ful challenge strategy to differentiate between inforces the links among neuroendocrine status,
these two alternatives. Although there are only PTSD symptomatology, and measures of clini-
a few studies examining the effects of exoge- cal pathology in this disorder. Indeed, there are
nously administered glucocorticoids in PTSD, numerous studies documenting working mem-
they are informative. When administered as ory dysfunction in PTSD.
an intravenous bolus (17.5 mg), hydrocortisone Assessment of regional relative glucose
produced a greater decrease in corticotropin metabolic rate (rGMR) in the hippocampus
(ACTH) in combat veterans with PTSD com- and amygdala and discrete regions of in-
pared to combat veterans without PTSD. This terest in the prefrontal cortex in response
finding suggests an exaggerated negative feed- to hydrocortisone and placebo was also per-
back effect of the GRs. 128 Similarly, a study formed, measured by radio-labeled 2-deoxy-
examining the effect of 30 mg of oral hydro- 2-[18F]fluoro-D-glucose positron emission to-
cortisone on trace eyeblink conditioning also mography (18FDG PET).131 On the placebo
demonstrated an exaggerated suppression ef- day, group differences in hemispheric lateral-
fect in PTSD.129 Trace eyeblink conditioning ity of rGMR were observed following placebo
is a hippocampal-dependent associative learn- administration, reflecting lower rGMR in the
ing task that is thought to reflect hippocampal right hippocampus and ventral amygdala, and
function. However, because it can be manipu- higher rGMR in the left ventral amygdala in
lated by glucocorticoids, it is also a good probe the PTSD group compared to the non-PTSD
of GR responsiveness. In both of these studies, group. Hydrocortisone administration reduced
hydrocortisone administration produced an ef- these group differences in laterality, such that
fect directionally similar to the one produced hippocampal rGMR increased in the PTSD
in comparison subjects, but it did so in a more group and decreased in the non-PTSD group.
exaggerated manner. Hydrocortisone also reversed laterality differ-
The effect of hydrocortisone administration ences in rGMR in the amygdala. In the gray
on memory performance in PTSD has also matter of the anterior cingulate cortex (ACC),
been examined. Here, interpretations of hydro- hydrocortisone reduced rGMR in the PTSD
cortisone’s effects are somewhat complicated by group and slightly increased metabolism in the
the bidirectional effects of glucocorticoids on non-PTSD group, consistent with central glu-
memory performance observed in normal sub- cocorticoid responsiveness. The net effect of
jects. Declarative and working memory were hydrocortisone was to restore a normal inverse
measured in combat veterans who received the association between the ACC and amygdala
i.v. bolus of 17.5 mg of hydrocortisone one in the PTSD group, but to disrupt this neural
day, and placebo another day 2 weeks later network in the non-PTSD group. The magni-
(in a randomized, double-blind design counter- tude of improvement in working memory cor-
balanced for order). Hydrocortisone improved related with greater hemispheric laterality in
performance in declarative memory in both the dorsal amygdala following hydrocortisone
groups but preferentially improved working in both groups. These findings indicate that
memory only in combat veterans with PTSD, restorative effects of even a single dose of hydro-
such that there was no longer a group differ- cortisone on metabolism and working memory
ence in performance as had been observed on provide a rationale for examining the therapeu-
the placebo day.130 Furthermore, there was a tic benefits of glucocorticoids in aging PTSD
correlation between the extent of improvement subjects.
Yehuda: Glucocorticoids in PTSD 63
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