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Spasticity – Pathogenesis, prevention and


treatment strategies
Anju Ghai, Nidhi Garg, A B S T R A C T
Sarla Hooda, Tushar Gupta
This review of the long‑term management of spasticity addresses some of the clinical
Department of Anaesthesiology dilemmas in the management of patients with chronic disability. It is important for
and Pain Medicine, Rohtak, clinicians to have clear objectives in patient treatment and the available treatment
Haryana, India
strategies. The review reiterates the role of physical treatment in the management,
and thereafter the maintenance of patients with spasticity. Spasticity is a physiological
consequence of an injury to the nervous system. It is a complex problem which
can cause profound disability, alone or in combination with the other features of
an upper motor neuron syndrome, and can give rise to significant difficulties in the
process of rehabilitation. This can be associated with profound restriction to activity
and participation due to pain, weakness, and contractures. Optimum management
is dependent on an understanding of its underlying physiology, an awareness of its
natural history, an appreciation of the impact on the patient, and a comprehensive
approach to minimizing that impact. The aim of this article is to highlight the importance,
basic approach, and management options available to the general practitioner in such
Address for correspondence: a complex condition.
Dr. Anju Ghai,
H no: 19/9J, Medical campus, Key words: Long‑term management, outcomes, peripheral nerve blockade,
Rohtak, Haryana, India.
pharmacological treatment, phenol, spasticity
E‑mail: dr.wadhera@yahoo.com

which can lead to decreased functioning and participation,


INTRODUCTION
and poor self‑esteem. The initial management should
Spasticity is a major challenge to the rehabilitation team. focus on the alleviation of external exacerbating causes
The word “spasticity” is derived from the Greek word before specific treatment is considered. The role of the
“spasticus,” which means “to pull or to tug.” It is defined as multidisciplinary team in the management of spasticity
“disordered sensory-motor control, resulting from an upper has been well described, and good nursing care, optimal
motor neuron lesion, presenting as intermittent or sustained posture, and physical therapy underlie the basic principles
involuntary activation of muscles.”[1] It can range from of treatment.[3] The aims of treatment should be to improve
mild muscle stiffness to severe, painful, and uncontrollable function, to reduce the risk of unnecessary complication,
muscle spasm. It is associated with some common to alleviate pain, and to assist with the maintenance of
neurological disorders: Multiple sclerosis, stroke, cerebral hygiene, dressing, and transferring. Peripheral nerve blocks
palsy, spinal cord and brain injuries, and neurodegenerative and botulinum toxin are two local treatments which are
diseases affecting the upper motor neuron, pyramidal and proving very useful, but are undervalued and underused.[4]
extrapyramidal pathways.[2] Left untreated, it gives rise to This article reviews the variety of options available for
many problems, such as pain, spasms, limb contracture, clinical management of spasticity.
and deformity. As a result, loss of mobility and dexterity,
hygiene/self‑care, and an inability to wear orthoses occur, PATHOPHYSIOLOGY
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Spasticity usually is accompanied by paresis and other signs,
Website: such as increased stretch reflexes, collectively called the
www.saudija.org upper motor neuron syndrome which results from damage
to descending motor pathways at cortical, brainstem, or
DOI: spinal cord levels. When the injury is acute, muscle tone
10.4103/1658-354X.121087 is flaccid with hyporeflexia before the appearance of
spasticity. The interval between injury and the appearance

Saudi Journal of Anaesthesia Vol. 7, Issue 4, October-December 2013


Ghai, et al.: Review on spasticity management
Page | 454
of spasticity varies from days to months according to the grade “1” was indiscrete. The MAS has an additional value
level of the lesion. The pathophysiologic basis of spasticity of 1+ and has demonstrated inter‑rater reliability of 86.7%
is incompletely understood. The changes in muscle tone in assessment of elbow flexor muscle spasticity.[7]
probably result from alterations in the balance of inputs from 0 = No increase in muscle tone
reticulospinal and other descending pathways to the motor 1 = Slight increase in muscle tone, manifested by a catch
and interneuronal circuits of the spinal cord, and the absence and release or by minimal resistance at the end of
of an intact corticospinal system. Loss of descending tonic the range of motion (ROM) when the part is moved
or phasic excitatory and inhibitory inputs to the spinal motor in flexion or extension/abduction or adduction, etc.
apparatus, alterations in the segmental balance of excitatory 1+ = Slight increase in muscle tone, manifested by a catch,
and inhibitory control, denervation supersensitivity, and followed by minimal resistance throughout the
neuronal sprouting may be observed. Once spasticity is remainder (less than half) of the ROM
established, the chronically shortened muscle may develop 2 = More marked increase in muscle tone through most
physical changes such as shortening and contracture that of the ROM, but the affected part is easily moved
further contribute to muscle stiffness [Figure 1].[5] 3 = Considerable increase in muscle tone, passive
movement is difficult
ASSESSMENT OF SPASTICITY 4 = Affected part is rigid in flexion or extension (abduction
or adduction, etc.).
Before any intervention is undertaken to modulate
hypertonicity, it is important to attempt to assess the Severity of pain is assessed on a visual analog scale (VAS)
severity of spasticity. Measuring spasticity is difficult, as where zero represents no pain and 10 represents the worst
there are no direct measures. Many grading scales are used possible pain.[8]
to quantify spasticity. These assess the degree of muscle
Triple flexion of the lower limb, consecutive to the flexor
tone, frequency of spontaneous spasms, and the extent
muscle spasm, is assessed using a 4‑point scale:[9]
of hyperreflexia.
0 = Hip and/or knee flexion <30°, with or without mild
Ashworth Scale was developed in 1964. It is inadequate in gait disability
measuring spasticity.[6] 1 = Hip and/or knee flexion between 30° and 45°, with
0 = No increase in tone moderate gait disability
1 = Slight increase in tone, giving a “catch” when the limb 2 = Hip and/or knee flexion between 45° and 60°, with
is moved in flexion or extension severe gait disability
2 = More marked increase in tone, but limb easily flexed 3 = Hip and/or knee irreducible flexion with gait inability.
3  =  Considerable increase in tone; passive movement
Range of Motion of the hip abductors is assessed passively
difficult
by the abduction of the hip joint and graded as 0-3.[9]
4 = Limb rigid in flexion or extension.
0 = Ability to abduct the thigh easily to 45°
Modified Ashworth Scale  (MAS) developed in 1987 in 1 = Ability to abduct the thigh to 45° with mild effort
response to concerns by the authors that the Ashworth 2 = Ability to abduct the thigh to 45° with major effort
3 = Inability to abduct the thigh to 45°.

Number of spasms experienced are recorded on spasm


frequency scale.[10]
0 = No spasm
1 = One spasm or fewer per day
2 = Between one and five spasms per day
3 = Between five and nine spasms per day
4 = Ten or more spasms per day.

Perineal hygiene is assessed using a 4‑point scale, considering


the ability of the patient to perform perineal hygiene care,
related to the degree of adductor muscles spasticity.[9]

Hygiene score
0 = Hygiene performance with relative ease
Figure 1: Vicious cycle of spasticity 1 = Hygiene performance with mild difficulty

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Ghai, et al.: Review on spasticity management
Page | 455
2 = Hygiene performance with moderate difficulty splinting can be key to managing spasticity both in the
3 = Hygiene performance with severe difficulty. short and the long term.

Gait is assessed, when possible, using a 4‑point score, Cooling of muscles


representing the effect of obturator neurolysis on spasm This inhibits monosynaptic stretch reflex and lowers the
and leg crossing:[9] receptor’s sensitivity, thus inhibits spastic muscles, but the
0 = Patient able to walk with mild difficulty effect is short lived. Different techniques such as quick icing
1 = Patient able to walk with moderate difficulty and evaporating spray like ethyl chloride are occasionally
2 = Patient able to walk with severe difficulty used.[14]
3 = Patient unable to walk.
Heat
Heat may increase the elasticity of the muscles, causing
AIMS OF SPASTICITY MANAGEMENT relaxation of spastic muscles. Techniques used include
ultrasound, fluidotherapy, paraffin, and superficial heat.
When the patient presents a pattern of spasticity that These techniques should be combined with stretching
implies on functional or postural loss, management and exercise.[15]
of spasticity must be considered within a progressive
approach – from the most conservative to the most Orthosis/equipment/aids
invasive therapy.[11] The aims of treatment should be the An orthosis or splint is an external device designed to
following: apply, distribute, or remove forces to or from the body
1. Improve function - mobility, dexterity in a controlled manner to control body motions and/or
2. Symptom relief  - Ease pain‑muscle shortening, tendon alter the shape of body tissues, e.g., ankle foot orthosis,
pain, postural effects insoles, ankle supports, wrist/hand/elbow splints,
‑Decrease spasms knee splints, spinal brace, hip brace, neck collar. The
‑Orthotic wearing application of splints and casts can prevent the formation
3. Postural - body image of contractures in the spastic limb and serial casting
4. Decrease care burden - care and hygiene, positioning, can improve the range of movement in a joint that is
dressing already contracted - a new cast being applied every few
5. Optimize service responses - to avoid unnecessary days as the range improves. Some equipment can also
treatments, facilitate other therapy, delay/prevent surgery. aid positioning, e.g., T roles, wedges, cushions, and foot
straps. These are usually used in combination with other
PRINCIPLES OF MANAGEMENT modalities like botox therapy.[16,17]

Physical Electrical therapy


Positioning and seating Functional electrical stimulation
Correct positioning, for the immobile patient, is an important This is an adjunct to physiotherapy that can be of benefit
aspect of management. Incorrect positioning in bed, to selected individuals predominantly affected by upper
particularly in the early stages after stroke or brain injury, is motor neuron pathologies resulting in foot drop.[18]
a major cause of unnecessary spasticity. Side lying, sitting,
and standing are of help in different circumstances, with Transcutaneous electrical nerve stimulation
the primary aim of producing stretch on the spastic muscles, This has been found to reduce spasticity through its
thereby reducing spasticity as well as facilitating the use of nociceptive action and reduction of pain.
antagonistic muscle groups.[12] Guidelines have been made to
Pharmacological
put each joint through a full range of movement for at least
Medication should always be used as an adjunct to good
2 h in every 24 h. The fundamental principle of seating is
general management and education though the effect is
that the body should be contained in a balanced, symmetrical,
short lived. Aims should be to improve function and relieve
and stable posture which is both comfortable and maximizes
troublesome symptoms.
function. A proper seating system should aim at stabilization
of pelvis without lateral tilt or rotation, but with a slight
anterior tilt, so that the spine adopts its normal curves.[13] Delivery of medications

Stretching • Enteral - orally, e.g., baclofen, benzodiazepines,


Maintaining muscle length through passive or active dantrolene, clonidine, tizanidine, gabapentin
exercise and stretching regimens including standing or • Intrathecal - baclofen pump (other drugs used alone

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Ghai, et al.: Review on spasticity management
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or in combination intrathecally include clonidine, consequent inhibition of excitation, contraction, and
morphine, fentanyl, midazolam, lidocaine) coupling.[25] The recommended dosage is 25-400 mg daily
• Intramuscular/focal injection, e.g., botulinum toxin with a slow titration. Doses higher than this can result in
• Nerve blocks, e.g., phenol, ethanol. severe hepatotoxicity.[26]

The oral agents Benzodiazepines: Diazepam is a GABA A agonist and it


Oral antispastic medications are helpful for milder cases. increases presynaptic inhibition of polysynaptic and
However, in more severe cases and for focal spasticity, monosynaptic reflexes.[27]
the side effects, commonly drowsiness and weakness, can
significantly restrict the usefulness of these drugs. The most Nerve block
commonly used drugs are baclofen, tizanidine, dantrolene, Peripheral nerve blockade using neurolytic agents is one of
benzodiazepines, and gabapentin [Table 1].[19,20] the therapeutic possibilities in the treatment of spasticity.
Nerve block refers to the application of chemical agents
Baclofen: It is GABA B receptor agonist that has to a nerve to impair, either temporarily or permanently,
presynaptic inhibitory effects on the release of excitatory the conduction along that nerve. The agents most
neurotransmitters such as glutamate, aspartate, and substance frequently used are phenol, alcohol, and local anesthetics.
P. It is interesting to note that there is no convincing evidence This can be done with the help of fluoroscopy or nerve
of efficacy in spasticity of cerebral origin.[21] In double‑blind, stimulation  [Table 2]. Khalili and co‑workers were the
crossover, placebo‑controlled trials, baclofen was reported to first to describe the use of phenol for nerve block.[37] The
be effective, producing statistically significant improvements obturator nerve is the commonest and most accessible
in spasticity.[22] The main adverse effects of oral baclofen nerve blocked for adductor spasticity. The posterior tibial
include sedation or somnolence, excessive weakness, vertigo, nerve is the second common nerve blocked for calf muscle
and psychological disturbances. The incidence of adverse spasticity.[4] The main indication is debilitating or painful
effects ranges from 10 to 75%. The majority of adverse spasticity. Peripheral blocks with local anesthetics are used
effects are not severe; most are dose related and reversible. as tests to mimic the effects of motor blocks and determine
The main risks of oral baclofen administration are related to their potential adverse effects. They are easy to perform,
withdrawal; seizures, psychic symptoms, and hyperthermia.[2] effective, and inexpensive.
Tizanidine: It acts by preferential inhibition of polysynaptic
spinal excitatory pathways by stimulating alpha 2 receptors. INDICATIONS FOR CHEMICAL NEUROLYSIS
There is large evidence for the effective use of tizanidine
monotherapy in the management of spasticity.[23] It has 1. Management of chronic, intractable, non‑terminal pain
better tolerability; in particular, weakness was reported to that are not responsive to other modalities[38]
occur less frequently with tizanidine than with baclofen. 2. Alternative to treat spasticity in order to improve
It is comparable to baclofen and may even be superior.[24] balance, gait, self‑care, and global rehabilitation. An
important difference between neurolytic blocks for
Dantrolene sodium: It has a peripheral mode of action pain relief versus spasticity is that motor or mixed
via a direct effect on suppression of release of calcium nerves are targeted preferentially in the management
ions from the sarcoplasmic reticulum of muscle, with of spastic disorders.[38]

Table 1: Drugs used in spasticity


Drug Dosage Doses Mechanism of action Common side effects
Initial dosage Maximum dosage per day
Baclofen 5 mg×3 90 mg 4 GABA‑ergic Seizure, sedation, dizziness, GI disturbances,
psychosis, muscle weakness
Baclofen 25 µg 500-1000 µg Infusion Decreased ambulation speed, muscle weakness
(intrathecal)
Tizanidine 2-4 mg 36 mg 2-3 Agonist at α2 adrenoreceptors Liver dysfunction, dry mouth
Diazepam 5 mg or 2 mg×2 60 mg GABA agonist Dizziness somnolescence, muscle weakness, addiction
Dantrolene 25 mg 400 mg 4 Inhibits release of Hepatotoxicity, Decreased ambulation speed, muscle
intramuscular calcium stores weakness
Clonazepam 0.5 mg 3 mg Sedation, muscle weakness
Gabapentin 100 mg 400 mg×3 GABA agonist Sedation, dizziness
GABA – Gamma Amino Butyric Acid

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Ghai, et al.: Review on spasticity management
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Table  2: Efficacy of peripheral nerve blocks in clinical trials


Investigator No. of No. of Nerves blocked Neurolytic Duration of Complication
patients peripheral agent used effect
nerve blocks
Khalili and Betts[28] (1967) 68 126 Median 32 5 ml of 2-3% 2-743 days Burning sensation and
phenol hyperesthesia to light touch-
common complaint
Ulnar 7 Paresthesia in 10 patients
Radial 2
Musculocutaneous 3
Femoral 5
Obturator 7
Medial popliteal 55
Common peroneal 5
Sciatic 7
Perineal1
L=2 root 1
L=3 root 1
Spira[29] (1971) 61 136 38 Obturator nerve 2-5 ml 5% 5-29 months Reduction of motor power in
phenol (average 14 17 patients
months)
80 Tibial nerve 0.5-0.75 Pain and paresthesia in seven
5 Sciatic nerve ml of 5% patients
phenol
5 Median nerve
3 Musculocutaneous
nerve
2 Common peroneal
Nerve
2 Femoral nerve
1 Brachial plexus
Trainer et al.[30] (1986) 3 Obturator nerve 1-5 ml of 6% 6 weeks _
phenol
Gunduz et al.[31] (1992) 36 50 34 Obturator nerves 2-3 ml of 5% 2-3 months Cutaneous anesthesia in one
11 Sciatic nerves phenol patient
5 Femoral nerves
Yadav et al.[32] (1994) 116 246 110 Obturator 6% Aqueous 3-18 months Paresthesias in five patients
nerves phenol (average 13 with posterior tibial nerve
months) block, pain at the site of
injection or in the distribution
of nerve in one patient, motor
weakness in two patients,
complete loss of sensation in
one patient
134 Posterior tibial
2 Median nerves
Kong and Chua (1999)[33] 13 Absolute Follow‑up up Local swelling over the
alcohol to 6 months injection site
Pain in eight patients
Kong and Chua (2000)[34] 8 Sciatic nerve 50-100% Follow‑up up None
alcohol to 6 months
Viel et al.[9] (2002) 23 27 Obturator nerve 8-9 ml of Up to 4 months Local pain lasting for 2 months
65% ethanol in one patient, obturator
neuralgia for 3 weeks
Kumar et al.[35] (2008) 20 Obturator nerve 6% phenol Follow‑up up None
Posterior tibial nerve to 21 days
Akkaya et al.[36] (2010) 62 80 Obturator nerve 5-10 ml of Follow‑up up None
6% phenol to 3 months

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The success and duration of the block may vary anywhere maximum in 2 weeks, followed by maximum recovery in
from partial to excellent pain relief lasting from weeks to 14 weeks because eventually there is regrowth of most of
months depending upon the type of block and the skill of the axons.[39] It has an immediate local anesthetic effect due
the physician. The most common cause of an unsuccessful to its immediate selective effect on smaller nerve fibers.
block is incorrect placement of the neurolytic agent. This differential blocking ability is due to small vessel
destruction that initially spares large fibers. However,
Neurolytic agents the effects of the block cannot be evaluated until after
Phenol 24-48 h, to allow time for the local anesthetic effect to
Phenol is a chemical composite containing carbolic acid, dissipate. The neurolytic effect may be clinically evident
phenic acid, phenylic acid, phenyl hydroxide, hydroxybenzene, only after 3-7 days. If inadequate pain relief is obtained
and oxybenzene. It is available as colorless crystal and after 2 weeks, this may indicate incomplete neurolysis and
can be prepared to a maximum concentration of 6.7% requires repetition of the procedure.[41,42] The subsequent
solution in water. This substance is highly soluble in fibrosis that occurs following phenol injection makes nerve
organic solvents such as alcohol and glycerol. The solution regeneration more difficult, but not impossible. Nerve
can be diluted with saline and is compatible when mixed regeneration occurs as long as the nerve cell body is intact,
with radiocontrast dye to allow fluoroscopic guidance at a rate of 1-3 mm/day. Nerve arborization and neuroma
during injection of the agent and to monitor spread of the formation can also occur at the site of nerve disruption
solution. When mixed with glycerol, it slowly diffuses from and can be a focus of neuropathic pain.
the solution and is an advantage when injected intrathecally
because it allows for limited spread and is localized in the Ethyl alcohol has similar destructive effect as phenol and is
area that needs to be destroyed. When mixed with water, more efficient in destroying nerve cell bodies. Its mechanism
it has a wider spread, causing a bigger area of nerve of nerve destruction is similar to that of phenol. It extracts
destruction. Aqueous solution of phenol is more potent phospholipids, cholesterol, and cerebroside from neural
than the glycerine solution.[39] The choice of diluent is tissues and precipitates mucoprotein and lipoprotein.[43]
dependent upon the extent of neurolysis desired. The use Although 50%-100% alcohol is used as a neurolytic agent,
of higher concentrations of phenol might predispose to a the minimum concentration required for neurolysis has not
higher incidence of vascular injury. been established. A concentration of 95% will reliably lyse
sympathetic, sensory, and motor components of the nerve.
Shelf life exceeds 1 year when the solution is refrigerated It is hypobaric to the CSF, is readily soluble in body tissues,
and not exposed to light. Phenol turns red on exposure and produces severe burning pain on injection. It spreads
to sunlight and air because of oxidation. It is metabolized quite rapidly from the injection site and requires 12-24 h
in the liver by conjugation to glucuronides and oxidation before the effects of the injection can be assessed.[40]
to equinol compounds or to carbon dioxide and water.
Excretion of metabolites is via the kidneys. Systemic doses COMPLICATIONS OF CHEMICAL NEUROLYSIS
of more than 5 g can cause convulsive seizures and central
nervous system depression. Doses less than 100 mg are less Skin and other non‑target tissue necrosis and sloughing
likely to cause serious side effects.[40] This is due to damage of the vascular supply to the skin,
causing ischemia, and chronic trauma to denervated tissue.
Phenol causes nerve destruction by inducing protein Necrosis of muscles, blood vessels, and other soft tissues
precipitation. There is loss of cellular fatty elements, has also been reported.[44]
separation of the myelin sheath from the axon, and
axonal edema. At a concentration of 2%-3% in saline, Neuritis
phenol seems to spare motor function. The efficacy of The reported incidence of neuritis is up to 10%. It is caused
3% phenol in saline is comparable to that of 40% alcohol. by partial destruction of somatic nerve and subsequent
Protein denaturation occurs at concentrations less than regeneration. Neuritis would occur only if the nerve
5%, and concentrations higher than 5% produce protein cell body is not destroyed. It is clinically manifested as
coagulation, nonspecific segmental demyelination, and hyperesthesia and dysesthesia that may be worse than the
orthograde degeneration. Wallerian degeneration occurs original pain problem. It is one of the limiting factors in
approximately 2 weeks following the injection. The degree the use of chemical neurolysis.
of damage correlates directly with the concentration and
the total amount used. Concentrations of 3.3% and less are Anesthesia dolorosa
ineffective. Pain transmission is blocked at a concentration The patient complains of distressing numbness caused by
of 5%. Touch, proprioception, and nociceptive fibers are an imbalance in afferent input. It is caused by long‑term loss
blocked at concentrations above 5%. The effect reaches of afferent input and the resultant CNS changes. A local

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Ghai, et al.: Review on spasticity management
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anesthetic block done a few hours prior to the performance Surgical technique
of the neurolytic block seems to prevent the development Neurosurgical techniques
of this complication. Management of this problem is Anterior and posterior rhizotomy, peripheral neurotomy,[49]
pharmacotherapy with the use of tricyclic antidepressants, percutaneous radiofrequency rhizotomy, spinal cord and
major antipsychotic tranquilizers, and anticonvulsants. deep cerebellar stimulation of the superior cerebellar
peduncle,[50] functional neurosurgery[51]
Prolonged motor paralysis
This can be a major complication and is greatly feared by Orthopedic procedures
physicians, patients, and family. It occurs infrequently and Directly act on muscles and tendons, e.g., lengthening
is usually temporary. operation, tenotomy, neurectomies, and transfer of tendons.

Systemic complications
CONCLUSION
These include hypotension secondary to sympathetic
block and systemic toxic reactions, heart rate, and rhythm The management of spasticity is complex involving
disturbances, blood pressure changes, and CNS excitation contribution from physiotherapist, orthopedician, and pain
and depression. physician. Most individuals, even with quite severe spasticity,
Botulinum toxin injection
can be managed by a combination of physiotherapy and
Botulinum toxin is the most widely used treatment for focal local nerve block or botulinum toxin injection, sometimes
spasticity. The effect of the toxin is to inhibit the release of combined with relatively low dose oral medication.
acetylcholine at the neuromuscular junction.[45] The clinical Neurolytic block with phenol, when adequately indicated,
effect of injecting botulinum toxin is reversible due to nerve is a tool that presents excellent cost-benefit relation,
sprouting and muscle reinnervation, leading to functional high margin of safety and rare complications, especially
recovery of the muscle in a few months. It is essential that when administered by well‑qualified professionals. More
botulinum toxin injections are given in conjunction with advanced intrathecal and surgical techniques are rarely
physiotherapy in order to obtain the maximum benefit. The needed. A multidisciplinary approach helps to deal with
toxin is injected directly into the targeted muscle and an the problem and improve the quality of life.
effect is noticed in 2-3 days with a maximum effect seen
by about 3 weeks, lasting at least 3 months. As it is not a REFERENCES
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the effectiveness of phenol blocks to peripheral nerves in

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