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Article history: The rapid growth of electric vehicle (EV) penetration is promoted by fossil fuels depletion, environmental
Received 18 April 2018 concerns, and energy efficiency initiatives. Battery charging time duration is of the main obstacles to
Received in revised form large-scale deployment of this technology. Battery swapping station (BSS) is a new concept to handle this
26 July 2018
issue in which depleted EV batteries are replaced with a previously full-charged one at a significantly less
Accepted 25 September 2018
time duration. To this end, the optimum location of the EV charging among BSSs in the network in
Available online 28 September 2018
addition to the priority charging of the depleted batteries in each BSS should be determined. In this
context, the present paper is to perform these tasks optimally and simultaneously. The problem is
Keywords:
Battery swapping station
formulated as a multi-objective programming model in which three non-homogenous objectives are
Electric vehicle charge timing taken into account and solved using the NSGA II algorithm. Two cost-based objectives including mini-
Multi-objective programming mizing EV batteries charging and power loss cost along with two technical based objectives, comprising
Dynamic pricing voltage profile flattening and network capacity releasing, are considered. Additionally, besides dynamic
NSGA-II pricing scheme, a time window method to prevent interruptions in the battery charging is developed.
The proposed model is implemented on 33-bus IEEE test system where the results demonstrate its
functionality.
© 2018 Elsevier Ltd. All rights reserved.
1. Introduction fast chargers are pursuing their technological development and are
not matured in terms of widespread use, yet. In addition, fast
A considerable share of the air pollution and greenhouse effects chargers cannot solve the uncertainty and huge power consump-
is pertaining to the utilization of fossil-fueled public and private tion which may occur in peak periods potentially [8].
transportation fleet. In addition, continuing the deployment of Recently, battery swapping station (BSS) concept have been
conventional cars, leads to the faster depletion along with the proposed as a new mean to handle the long charging duration [9].
growing price of the fossil fuels. One of the main solutions to The BSS is based on the fact that the depleted EV battery can be
overcome these obstacles is adopting electric vehicles (EVs) [1e3]. replaced fast with a full-charged one. It should be noted that the
In the past decades, various types of the EVs have been developed gathered depleted batteries will be charged at off-peak time pe-
and commercialized including battery electric vehicle, hybrid riods without the long charging time duration concerns [10].
electric vehicle, and plug-in hybrid electric vehicle [4]. Charging the batteries in off-peak time periods by the BSS will
One of the major problems against massive utilization of the EVs lessen the stress on the network in the peak periods caused by the
is long charging time duration of the included batteries [5]. Besides, EVs charging power as a byproduct. Furthermore, by using the BSS,
massive utilization of EVs can produce considerable problems for the uncertainty in the time of the EVs charging will be disappeared
grid operators because of adding an uncertain and large-scale load thanks to the fact that the batteries will be charged at a proper
[6,7]. Fast charging stations based on the new power electronic predetermined time period [11].
circuits are proposed to lessen charging time duration. However, In this context, various methods have been proposed to
schedule the BSS in the distribution grid. In Ref. [8], performances
of the BSS and the fast charging station were compared. Due to the
* Corresponding author. parameters which are considered in this paper, BSS is more suitable
E-mail addresses: salimi_s@elec.iust.ac.ir (S.S. Amiri), jadid@iust.ac.ir (S. Jadid), for public transportation system and also more profit will be gained
h_saboori@elec.iust.ac.ir (H. Saboori).
https://doi.org/10.1016/j.energy.2018.09.167
0360-5442/© 2018 Elsevier Ltd. All rights reserved.
550 S.S. Amiri et al. / Energy 165 (2018) 549e562
by station owners if the BSS is employed. In Refs. [12] and [13], than private cars owing to the fact that trip route and stations are
charging of the electric buses are scheduled by the BSS. Applying predefined. In this context, in Ref. [12], a stochastic model based on
BSS in order to schedule electric buses charging is more applicable the Monte Carlo simulation (MCS) is developed to assess
S.S. Amiri et al. / Energy 165 (2018) 549e562 551
uncontrolled and intermittent energy consumption of the BSS. In 2. The proposed model
that work, a practical case is also considered to implement the
proposed model. In Ref. [13], the purpose of scheduling is that each In this section, the idea and components of the proposed model
time a bus is arrived at a BSS, a battery is full charged previously are explained entirely. First, the model is described in terms of the
and ready to deploy. In addition, to accelerate the simulation run- structure, concept, and assumptions. Second, mathematical
time, a dual decomposition technique is used so that independent expression of the model including objectives and constraints are
sub-problems can be handled in parallel. In Refs. [14] and [15], the presented. At last, the employed solution method is introduced in
problem of BSS scheduling in context of electricity market is detail.
considered. In Ref. [14], an operation model and business case for
the BSSs is developed. In the proposed model, the BSSs will be
2.1. Problem description
scheduled in the day-ahead clearing process to maximize profit
while uncertainty of the market prices is considered by multi-band
Battery swapping station (BSS) is a promising solution to over-
robust optimization. In Ref. [15], a dynamic operation strategy in
come long battery charge time of the electric vehicles. In addition,
electricity market for the BSSs scheduling is proposed base on a
coordinated and centralized charging, offered in this method, not
short-term period. The proposed model maximizes the BSS profit
only handle charging uncertainties drawbacks, but also can
via dynamically responding to market price fluctuations.
enhance grid reliability and economics [8,14,17]. In this context, the
The BSS concept can be implemented in a microgrid or a
problem is that where each vehicle should swap its battery.
network of microgrids instead of distribution networks. This idea,
Furthermore, the charging order of the depleted batteries in the
i.e., energy management and operation optimization of vehicle
BSSs should be determined.
charging by BSSs within a microgrid is considered in Ref. [16]. In
In this paper, the aforementioned problems are addressed
this work both grid-connected and island mode of the microgrid
simultaneously in an optimization problem framework. To handle
operation are considered and relevant optimization models are
the case, it is supposed that there is an area wherein an aggregator
proposed. In grid-connected operation, a price-incentive model
manages its owned installed BSSs. Also, the distances between BSSs
tries to minimize EV charging cost along with maximizing BSS
are short enough so that the transportation time among them is
benefit. In island condition operation, a fuzzy control approach is
negligible and thus not considered. The BSSs absorb only active
utilized to produce the service price.
power from the grid, meaning that they have unity power factor,
Planning and operation of the BSSs in the distribution network
owing to the fact that the stations possess reactive power
will influence on system reliability as studied in Refs. [17,18]. As
compensation devices to offset the power factor. For the sake of
indicated by the authors in these works, to enhance reliability of
simplicity and without loss of generality, the vehicles are divided in
the system by optimal BSSs scheduling, the behavior of EV users
groups each one consists of the same number of vehicles.
should be extracted first. Finally, in Ref. [19] with the objectives of
The goal of the proposed model is to charge the whole swapped
energy efficiency and emission reduction, a real-time battery swap
batteries economically while ensuring network security. To this
pricing scheme is proposed for the BSSs. The project is developed
end, a multi-objective optimization model is proposed. The devel-
and implemented in china and to charge especially electric taxis.
oped objective functions are generally categorized into two types.
The authors have proposed various battery swap pricing schemes
The former objective category is composed of the two terms rep-
and charging policies for the BSSs.
resenting the total charging cost and cost of the energy loss. The
In this paper, location of the battery swapping among the
latter objective category is responsible for enhancing the network
network BSSs and charging priority of depleted batteries gathered
security. To achieve this goal, two indices comprising voltage pro-
are optimized. To this end, a multi-objective model is developed.
file of the network buses and loading burden of the network lines
The considered objectives include two cost-based and two
are considered.
technical-based ones. The cost-based objectives minimize battery
General constraints of the model are related to the network
charging and power loss costs which have identical nature and are
power balance, line flow limitation, voltage magnitude bounds,
summed up. The technical-based objectives include voltage profile
maximum permitted number of battery swapping (NBS) for each
flattening and network capacity releasing. These technical-based
BSS, and charging all of the swapped batteries (CASB). Exercising
objectives are different in nature and regarded as independent
flow and voltage limits on the proposed model makes the operator
ones. In other words, the proposed multi-objective problem, solved
satisfied with the network security bounds. Since each BSS has a
by NSGA-II algorithm, is consists of three different objectives
predefined number of charged batteries ready for swapping, the
including a monetary term (charging and power loss cost), an index
maximum permitted NBS for each BSS is employed as a constraint
for voltage profile flattening, and an index for network capacity
not to allow the program to assign more than the permitted
releasing. Moreover, to prevent interruption in battery charging, a
numbers. Furthermore, in order to assure that all the depleted
novel charge time window concept is proposed. Besides, a dynamic
batteries gathered in BSSs will be charged, another constraint,
pricing scheme is proposed to more practically simulate behavior of
which is named as CASB, is established. For the latter constraint, the
the realistic transactions in the network. The proposed model is
charging algorithm is forced to choose the answer in which
implemented on IEEE 33-bus test system and the results are pre-
charging all of the swapped batteries is considered.
sented and discussed.
In the following, the concept of the charge timing algorithm
The remainder of the paper after this introductory part is as
related to the proposed charging strategy comprising time window
follows. In section 2, the idea and components of the proposed
determination in addition to the dynamic pricing scheme are
model are explained. This section contains problem description,
described.
mathematical model, and solution method of the proposed strat-
egy. Details of the implementing the proposed model on a test case
including case inputs and simulation results are stated in section 3. 2.1.1. Charge timing algorithm
At last, conclusions are presented in section 4. In the proposed optimization problem, every time the charging
priority and location of EV groups are produced, the charging time
552 S.S. Amiri et al. / Energy 165 (2018) 549e562
Get input
Get solutions
parameters Start
No Refer to (6)
Finish End
Fig. 1. Flowchart of the charge timing algorithm. Fig. 2. Flowchart of the group time window determination.
S.S. Amiri et al. / Energy 165 (2018) 549e562 553
Time slot number other words, a dynamic pricing scheme should be defined and
employed. To this end, after each time that the time window of each
0 1 2 3 4 5 6 7 group is settled and the power consumption of the whole BSSs
... calculated respectively, it is time to check that whether it is
necessary to update the prices or not.
The flowchart for the dynamic pricing phase is illustrated in
Fig. 4. As the figure shows, the first time slot is considered. For the
selected time slot, the power demand of BSSs after the last time that
its alternation make the Prices changed is received. Then the al-
gorithm checks whether the demanded active power of BSSs for the
selected time slot is enough to enhance the price a step or not, as
declared by equation (7).
Ch;A
Pg;t PtCh;ALTPC St AP (7)
equation (8).
Fig. 3. The paradigm of the time window movement through the time horizon.
$ Ch;A %
Pg;t PtCh;ALTPC
PriAg;t ¼ $St Pr þ PriBg;t (8)
window for each group in the time horizon, the price of the whole
St AP
time slots surrounded by the window should be calculated for each
place of the window. This will be performed by (4).
nCTW
g ¼ T Durg þ 1 (3)
tg þDur n o
Start
Xg 1
CTW
Cg; tg ¼ ft ; ctg 2 1; 2; …; nCTW
g (4)
t¼tg
Yes
2.1.1.2. Dynamic pricing. It is obvious that the low energy price of
light load periods attracts BSSs to these time spans thanks to the
total charging costs. This is favorable, in general. But, accumulating
a large number of power demand in these periods may create new finish
peaks. To handle the case and also to calculate the cost of charging
realistically, the price of each time period should be determined so
that it increases with power demand growth, simultaneously. In Fig. 4. Flowchart of the dynamic pricing scheme.
554 S.S. Amiri et al. / Energy 165 (2018) 549e562
X
K
Ch;BSS 2.3. Solution method
PtCh ¼ Pk;t (15)
k¼1
The abovementioned proposed model is solved using non-
dominated sorting genetic algorithm type II (NSGA-II) [21]. The
nb
X 2 reason is the non-convex, non-linear, mixed integer, and large-scale
PtLoss ¼ Il;t j $Rl (16)
l¼1
nature of the problem [8,11].
The Non-dominated Sorting Genetic Algorithm (NSGA) is a kind
Limitation on the magnitude of the bus voltages is stated in of Multi-Objective Optimization (MOO) algorithm based on
equation (17). Also, equation (18) establishes the same situation for evolutionary computations. NSGA is an extension of the Genetic
the branch flow limits. The third constraint, which is stated in Algorithm (GA) for MOO problems, including two versions, namely
equation (19), refers to the NBS constraint through all the BSSs. The conventional NSGA and the augmented form or NSGA-II. The
last constraint of the problem, abbreviated before by CASB objective of the NSGA algorithm is to increase the adaptive fit of a
constraint, is modeled in equation (20). population of candidate solutions to a Pareto Front limited by a set
of objective functions. The algorithm uses an evolutionary process
ci2f1; 2; …; Nb g with surrogates for evolutionary operators including selections,
Min Max
Vi;t Vi;t Vi;t ; (17) crossovers, and mutations.
ct2f1; 2; …; Tg Using the NSGA-II algorithm, the so-called Pareto solutions will
be obtained approximately. Among numerous points (solutions) in
cb2f1; 2; …; nb g the Pareto line, the most favorable one with respect to the decision
Sb;t SMax ; (18) maker preferences should be selected. Multi-Attribute Decision
b;t
Making (MADM) methods can be used to this end. Here, an Analytic
ct2f1; 2; …; Tg
Hierarchy Process (AHP) is employed to capture the ultimate so-
lution [22].
S.S. Amiri et al. / Energy 165 (2018) 549e562 555
X T
nb X Finally, the all-inclusive variable standing for violation from all
zM
3 ¼ SMax
b;t Sb;t þ c (27) constraints is obtained by (36).
b¼1 t¼1
The added auxiliary variable representing constraints violation c ¼ a$ðTPVCÞ þ b$ðTPAPCÞ þ g$ðTPNBSCÞ þ y$ðTPCASBCÞ (36)
is responsible for line flow, bus voltage, NBS, and CASB. Constraint
violation for each variable is calculated in (28)e(31) for bus voltage,
line flow, NBS, and CASB, respectively.
3. Simulation and results
h i h i
Max Max Min Min
PVCi;t ¼ max Vi;t ; Vi;t Vi;t þ Vi;t min Vi;t ; Vi;t In this section, the proposed model and solution method, rep-
resented in the previous section, are implemented on a test case
(28)
and then the results are shown and discussed. To do this, first, input
parameters, constants, and numerical assumptions are presented.
h i h Then, the simulation results and interpretations are given.
PAPCb;t ¼ max Sb;t ; SMax
b;t SMax
b;t þ SMax
b;t
i
Max
min Sb;t ; Sb;t (29) 3.1. Inputs
12
11
10
Active power (MW)
9
8
7
6
5
4
3
16 17 18 19 20 21 22 23 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Time of day and night
Fig. 5. Estimated active power consumption of residential loads for the day and night of the charge scheduling program.
556 S.S. Amiri et al. / Energy 165 (2018) 549e562
Fig. 6. One-line diagram of 33-bus IEEE network configuration along with location of the BSSs.
model is IEEE 33-bus radial network [23,24]. Some modifications given in Table A1 (in Appendix). The BSSs are located at buses 18,
are applied on the original test system including increasing load 22, 25, and 33, as added to the one-line diagram in Fig. 6 [25,26].
profile, branch flow limits, and nominal voltage of the buses and Indeed, the location of BSSs are established before. However, ac-
also decreasing line resistance and reactance parameters (aug- cording to the SoC of all batteries, the proposed program selects the
menting lines of the network). The considered load profile of the best location of battery swapping, along with charging priority, for
network is depicted in Fig. 5 [11]. each EV group by solving the optimization problem. The maximum
The line parameters are decreased by half of the relation be- allowable power consumption of the network dedicated to the
tween new considered peak load to the previous original one battery charging in the whole BSSs is set to 10.5 MW considering
(multiplied by (3.715 2)/11.1). For each time slot, apparent power the load profile. It is assumed that each time slot consists of
consumption of all the consumers, first, increased by the relation 15 minutes. Price of the power for each time slot is illustrated in
between new peak load to the previous one, then, power con- Fig. 7 [25]. As introduced in the previous section, a dynamic pricing
sumption of each BSS, is added to the bus where the BSS is con- scheme is used where each increase in consumed power greater
nected to. Voltage of the slack bus of the system, namely substation, than 0.5 MW (power step) will increase charging price by 6.5 unit of
is set to 1.03 per-unit where voltage can vary 5% from the nominal money (price step).
value (nominal voltage of the buses is 20 KV). Flow limit for each It is assumed that 100 groups of 10 vehicles should be scheduled
branch (along with the considered label number of each branch) is for charging. Characteristics of the batteries are shown in Table 1. It
140
Price (Unit of money per MWh)
120
100
80
60
40
20
16 17 18 19 20 21 22 23 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Time of day and night (h)
Fig. 7. Fundamental electricity purchase price with respect to the time slot.
S.S. Amiri et al. / Energy 165 (2018) 549e562 557
Table 1 Table 5
Batteries characteristics. Output information of charging schedule pertaining to EV groups.
EV type Tesla model S Group NO. (g) Durg Locg Prog Group NO. (g) Durg Locg Prog
Table 3
Statistical performance of charge scheduling program.
Running time (minute) z1 (Unit of money) z2 (Per unit) z3 (MVA) C Ch (Unit of money) ELoss (MWh)
Table 4
Results pertaining to one of the charge scheduling program runs.
Running time z1 (Unit of z2 (Per z3 C Ch (Unit of ELoss ECh Residential energy consumption Percent of energy
(minute) money) unit) (MVA) money) (MWh) (MWh) (MWh) loss
chromosomes in each iteration is 50 wherein the stopping criteria time periods. Fig. 9 is decomposed for each BSS in Figs. 10e13. By
is iteration numbers, namely 300. The results for 20 runs are shown considering the figures, all of the BSSs try to charge the batteries in
in Table 3. The table shows the value of each objective function, light load periods in addition to this fact that each BSS respects to
execution time, total charging cost, and total energy loss. These its allowable number of battery swaps. It is worth mentioning that
values are presented for best, worst, median, mean, and standard for this solution, the obtained numbers of battery swapping for
deviation of the whole simulation runs. BSSs 1 to 4 are 100, 300, 300, and 300, respectively.
The total results for one of the solutions is presented in Table 4. Apparent power consumption of the network at each time
Besides abovementioned values, the table contains total consumed period is depicted in Fig. 14. Compared to the active power con-
energy for charging, total residential energy consumption, and sumption plot (Fig. 8) the apparent power is increased by the
percentage of lost energy. Table 5 presents the optimal obtained reactive power flow and network loss. Also, the apparent power at
charging priority and location of the batteries for the solution given any time period is below the network capacity.
in Table 4. Also, the table shows the required time slots to charge Fig. 15 depicts maximum and minimum of the voltage magni-
the battery groups. tudes with respect to the bus number toward all time slots. As it is
Fig. 8 demonstrates the total active power of the system for demonstrated in the figure, all bus voltages are limited to the
cases with and without power consumption of the BSSs. As it can be maximum and minimum allowable bounds for each time period.
concluded from the figure, the proposed model was successful to Maximum flow value of each line among all time slots in addition to
optimally charge the batteries in terms of leveling the load profile. the corresponding limit is demonstrated in Fig. 16. The results show
Equivalently, Fig. 9 depicts the charging power of the whole BSSs. that the technical limit of line flow is respected for any time period,
By comparing Figs. 7 and 8, it is obvious that by employing the as for the voltage limit.
proposed method, the BSSs are beneficially charged at low cost At last but not the least, Fig. 17 presents the charging prices at
13
12 Without power consumption of BSSs
With power consumption of BSSs
11
Active power (MW)
10
9
8
7
6
5
4
3
16 17 18 19 20 21 22 23 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Time of day and night
Fig. 8. Active power consumption curve of the network (without active power loss).
5
Active power (MW)
0
16 17 18 19 20 21 22 23 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Time of day and night (h)
Fig. 9. Active power consumption of BSSs.
S.S. Amiri et al. / Energy 165 (2018) 549e562 559
2
1.8
1.6
2
1.8
1.6
Active power (MW)
1.4
1.2
1
0.8
0.6
0.4
0.2
0
-0.121617 18 19 20 21 22 23 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Time of day and night (h)
Fig. 11. Active power consumption of BSS NO. 2.
2.4
2.2
2
1.8
Active power (MW)
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0
16 17 18 19 20 21 22 23 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Time of day and night (h)
Fig. 12. Active power consumption of BSS NO. 3.
560 S.S. Amiri et al. / Energy 165 (2018) 549e562
2
1.8
1.6
14
13
Apparent Power (MVA)
12
11
10
9
16 17 18 19 20 21 22 23 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Time of day and night (h)
Fig. 14. Apparent power consumption curve of the network.
1.05
Maximum value among all time slots
1.04
Minimum value among all time slots
1.03
Voltage magnitude (v)
1.02
1.01
1
0.99
0.98
0.97
0.96
0.95
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33
Bus NO.
Fig. 15. Maximum and Minimum voltage magnitude of each bus among all time slots.
S.S. Amiri et al. / Energy 165 (2018) 549e562 561
0
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32
Branch NO.
Fig. 16. Maximum value of apparent power flowing each branch among all time slots (together with the maximum permitted value curve).
140
130 In Dynamic mode
Price (Unit of money per MWh)
Fundamental mode
120
110
100
90
80
70
60
50
40
30
20
16 17 18 19 20 21 22 23 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16
Time of day and night (h)
Fig. 17. Ultimate status of dynamic pricing curve (comparing with the fundamental pricing curve).
each time period and for cases with and without power con- new peak periods in the load profile due to charging power, a dy-
sumption of the BSSsdultimate location of prices in dynamic namic pricing procedure was proposed. The results of implement-
pricing and fundamental prices, respectively. Regarding the ing the proposed model on a test case showed that besides optimal
designed dynamic pricing method, explained previously, the prices charging schedule in terms of cost and network constraints, the
didn't spike. load profile was leveled. To promote the adoption of EVs, the gov-
ernment should propose and exercise appropriate policies.
4. Conclusions Through the implementation of these policies, the government will
achieve its own benefits indirectly by massive utilization of the EVs.
In this paper, an electric vehicle battery charge scheduling in By using the proposed BSS algorithm not only cost goals are aimed,
battery swapping stations was proposed. The scheduling was but also technical performance of the grid is considered. In this
defined as optimal charging location and priority of electric vehi- context, legislation should be developed to construct required
cles ensuring network security and economics. The problem was number of the BSSs based on the area population and EVs share.
formulated as a multi-objective problem and was solved using Also, the legislation should allow paying some subsidies to
NSGA-II algorithm. Also, the optimal timing of charging swapped decrease charging cost in order to promote EV user to charge their
batteries was determined considering continuity in charging pro- vehicles in the BSSs. Also, advertisement on the benefits of charging
cess to enhance life time. Additionally, in order to modeling an in the BSSs for the EV users can increase their willingness
applicable electricity purchase pricing and also prevent forming considerably.
562 S.S. Amiri et al. / Energy 165 (2018) 549e562
Appendix
Table A1
Thermal capacity together with the numbering manner of network branches.
Branch NO. Primary Bus NO. Secondary Bus NO. Thermal Capacity (MWh) Branch NO. Primary Bus NO. Secondary Bus NO. Thermal Capacity (MWh)
1 1 2 14 17 17 18 7
2 2 3 14 18 2 19 7
3 3 4 10.5 19 19 20 7
4 4 5 10.5 20 20 21 7
5 5 6 10.5 21 21 22 7
6 6 7 7 22 3 23 7
7 7 8 7 23 23 24 7
8 8 9 7 24 24 25 7
9 9 10 7 25 6 26 7
10 10 11 7 26 26 27 7
11 11 12 7 27 27 28 7
12 12 13 7 28 28 29 7
13 13 14 7 29 29 30 7
14 14 15 7 30 30 31 7
15 15 16 7 31 31 32 7
16 16 17 7 32 32 33 7
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