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Environ Syst Decis (2014) 34:60–87

DOI 10.1007/s10669-014-9491-8

The role of scientific studies in building consensus


in environmental decision making: a coral reef example
Amanda P. Rehr • Mitchell J. Small •
Paul S. Fischbeck • Patricia Bradley •
William S. Fisher

Published online: 16 February 2014


Ó Springer Science+Business Media New York 2014

Abstract We present a new approach for characterizing based on a preliminary application to coral reef protection
the potential of scientific studies to reduce conflict among and restoration in the Guánica Bay Watershed, Puerto
stakeholders in an analytic-deliberative environmental Rico, focusing on assessing and managing anthropogenic
decision-making process. The approach computes a nor- stressors, including sedimentation and pollution from land-
malized metric, the Expected Consensus Index of New based sources such as sewage, agriculture, and develop-
Research (ECINR), for identifying where additional sci- ment. Structured elicitations of values and beliefs con-
entific research will best support improved decisions and ducted at a coral reef decision support workshop held at La
resolve possible conflicts over preferred management Parguera, Puerto Rico, are used to develop information for
actions. The ECINR reflects the expected change in illustrating the methodology. The ECINR analysis was
agreement among parties over preferred management focused on a final study group of seven stakeholders,
actions with the implementation and consideration of new consisting of resource managers and scientists, who were
scientific studies. We demonstrate the ECINR method not in agreement on the efficacy and respective benefits of
reducing loadings from three sources: sewage, agriculture,
A. P. Rehr (&)  M. J. Small  P. S. Fischbeck and development. The scenario assumed that loadings
Department of Engineering and Public Policy, Carnegie Mellon would be reduced incrementally from each source through
University, Baker Hall 129, Pittsburgh, PA 15213, USA a series of management steps, which would be ranked in
e-mail: pearlgrl@gmail.com
order of maximizing anticipated benefits. An examination
M. J. Small of whether beliefs exhibited greater confidence and
Department of Civil and Environmental Engineering, Carnegie coherence between stakeholders when informed by plau-
Mellon University, Porter Hall 119, Pittsburgh, PA 15213, USA sible study results followed. The results suggest that new
scientific research would be generally likely to bring peo-
P. S. Fischbeck
Department of Social and Decision Sciences, Carnegie Mellon ple who initially disagreed to agree. Seventy-five percent of
University, BP 208, Pittsburgh, PA 15213, USA the hypothetical research results were projected to result in
more agreement among the stakeholders. However, there
P. Bradley  W. S. Fisher
can be situations where prior beliefs may be too different
US Environmental Protection Agency, Office of Research and
Development, Pittsburgh, PA, USA from the study results to shift perspectives enough to result
in more agreement. Furthermore, in a few cases, hypo-
P. Bradley thetical research results were projected to lead to more
National Health and Environmental Effects Research
conflict among stakeholders. Priority research, according to
Laboratory, Atlantic Ecology Division, c/o Florida Keys
National Marine Sanctuary, 33 East Quay Road, Key West, the seven stakeholders, would be to quantify loadings from
FL 33040, USA agriculture and sewage, and not loadings from develop-
ment, since it is predicted to make little difference in the
W. S. Fisher
outcome. Assuming the stakeholders are conflict-averse,
National Health and Environmental Effects Research
Laboratory, Gulf Ecology Division, 1 Sabine Island Dr, they would likely opt for research on sewage loadings as
Gulf Breeze, FL 32561, USA the highest priority. Though preliminary, these results

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Environ Syst Decis (2014) 34:60–87 61

suggest that ECINR can provide useful insights into the criteria analysis (MCA), Bayesian Belief Networks
social implications of a research program. (BBNs), and value of information (VOI) analysis.
Encouraging multi-stakeholder participation and delib-
Keywords Environmental decision making  Value of eration to build agreement around a preferred management
information analysis  Conflict resolution  Consensus option is critically important, especially among multiple
building  Coral reefs management  Puerto Rico decision makers and stakeholders who have differing
objectives and beliefs regarding a problem (Cohen 1997;
DeKay et al. 2002; Reed 2008; Renn 2006). MCA is often
1 Introduction used in decision-making contexts that involve multiple
stakeholders, such as in participatory management of nat-
Environmental decision making frequently involves issues ural resources. MCA is a tool aimed at helping to evaluate
over which individuals and groups disagree regarding the the relative importance of multiple, possibly conflicting
critical scientific underpinnings and the degrees of uncer- criteria in a decision scenario (Belton and Stewart 2001;
tainty. As an environmental risk is acknowledged and Makowski et al. 1996; Messner et al. 2006; Cohon 2004;
further studied, associated uncertainties can become Kiker et al. 2005). It is important to note that there can be
amplified as new data or events expose previously unrec- shortcomings to agreement or consensus as a criterion for
ognized aspects of the problem. While people may agree decisions, including the possibility that management
that management decisions require sufficient information responses may be delayed unnecessarily (Coglianese and
to justify a response strategy, those who favor a rapid Allen 2004).
management response may argue that enough information Any decision is made more difficult by significant
is already known, and those who favor a delay may argue uncertainty in relevant scientific knowledge. Uncertainty
that further study is needed (Cullen and Small 2004a). can include variability in current resource conditions or
When environmental decision-making problems involve incomplete scientific knowledge regarding the causal
uncertainty, Bayesian statistical inference can be used to relationships between management options and resulting
assess probabilities or degrees of belief (e.g., about rela- resource outcomes. Probabilistic techniques and expert
tionships between management options and resource con- elicitation are existing tools for analyzing decisions where
ditions) and to update these probabilities when new such uncertainties are present (Cullen and Frey 1999;
evidence or information is obtained (Ellison 1996). Some Morgan et al. 1990; Cullen and Small 2004b; Hoffman
with disciplinary roots in Bayesian statistics and those who et al. 2007a, b). A BBN, or graphical network for modeling
focus on the psychological dimensions of human decisions probabilistic interrelationships between events, presents an
disagree over whether stakeholders’ degree of belief, which effective way to represent uncertainty in environmental
may be different initially, must rationally tend to move decision problems. A BBN can be used to estimate the
closer as new evidence is obtained. While new scientific probabilities that various decision options will have par-
evidence generally leads to a convergence in posterior ticular outcomes and can include corresponding stake-
beliefs (among those with different priors), there are cases holder valuations of these outcomes. A BBN is especially
where conflicting evidence can lead to a greater divergence useful when individual nodes of the network can be
in beliefs (Stiber et al. 2004, 1999). Furthermore, behav- updated to see how new evidence might change the pre-
ioral studies have found that when people hold widely ferred management strategy (Borsuk et al. 2001; Stiber
different worldviews, these are unlikely to change in spite et al. 1999; Henriksen et al. 2004; Henriksen and Barlebo
of repeated additional evidence (Jaynes 2003). In the case 2008; Newton et al. 2006; Van Wees 2008).
of multi-stakeholder environmental decision making, this Reducing uncertainty with new information needs to
suggests that new studies and information that reduce take into consideration different preferences as well as
uncertainty may not always resolve conflicts. beliefs about uncertainty and trust in the science. VOI
Currently, there is no clear way to estimate how addi- analysis is used in decision analysis to assess the expected
tional research affects consensus building among multiple impact of proposed tests, monitoring or research for
stakeholders who may differ in their preferences for out- reducing uncertainties that matter to a pending decision
comes, their beliefs about science and uncertainty, and (Yokota and Thompson 2004). The VOI can be charac-
their trust in the objectivity and quality of proposed studies. terized as an expected increase in value of the optimal
Such cases would benefit from a method to prioritize decision informed by the new knowledge, compared with
research that moved the decision process forward. In this the choice made before the information was available. It is
study, we propose and demonstrate a new method to important to note that information can only have value if it
address this deficiency. It combines and builds on existing has the potential to change the prior (without information)
tools, such as multi-stakeholder deliberation, multiple decision. However, most VOI studies assume (1) a single

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decision maker with known prior beliefs regarding the


probability of different environmental and economic out-
comes associated with each decision option; (2) a known
utility for different outcomes; and (3) a known likelihood
function for scientific studies that inform the probabilities
for reducing the uncertainty associated with some or all of
the decision options. These conditions generally do not
apply in a deliberative-analytical process where multiple
stakeholders often have different views of the scientific
evidence and different values and objectives for the out- Fig. 1 Map of the study site (Ramos-Scharron 2009)
comes (Apostolakis and Pickett 1998; National Research
Council 1996). In these cases, an approach that considers
the potential contribution of scientific information to con- We hypothesized that participants would move to
flict resolution and consensus building is needed (Emerson agreement over preferred management options based on
et al. 2009; Leach 2006; Lipsky and Ryan 2011). science that reduces key uncertainties. However, in cases
To characterize the potential VOI for reducing uncer- where prior beliefs regarding the outcomes of decisions are
tainty and resolving conflicts in a multi-stakeholder too disparate, agreement may not be achieved with new
environmental decision, we propose a new metric, the evidence and could even lead to greater divergence.
Expected Consensus Index of New Research (ECINR). Therefore, the value of the information would be greater
ECINR recognizes that decision support is needed as part when the uncertainty being reduced matters in a similar
of an iterative analytical-deliberative process involving manner across stakeholders. We also hypothesized that the
scientific studies, assessments, and negotiations among value of information would be greater when research
stakeholders. It assumes that two or more stakeholders results were more certain.
currently prefer different decision options. ECINR is
calculated based on the prior probability (before the new
research is conducted) that a scientific study will lead to a 2 Method
result that allows stakeholders having conflicting prefer-
ences to reach consensus on the preferred decision option. An influence diagram, or BBN, was created based on a
ECINR therefore incorporates aspects of MCA, BBNs, conceptual model of an environmental decision problem
and VOI. and information elicited from stakeholders, and then used
In this study, we demonstrate the ECINR metric in an to compute preferred management actions. The ECINR
assessment of alternative options for coastal ecosystem method was then applied to identify where additional sci-
management. The need for advanced scientific knowledge entific research would support better informed decisions
and monitoring to inform these management decisions is and resolve possible conflicts over preferred management
broadly recognized (e.g., Boesch 2006; Borja 2005; Gu- actions. At issue was the control of major coral reef
trich et al. 2005; Matso and Becker 2013). Here, we con- stressors in Puerto Rico, which include land-based sources
sider the specific case of research in support of of pollution, overfishing, and global climate change.
management of coral reef stressors in Guánica Bay, Puerto A Coral Reefs Decision Support Workshop held in Puerto
Rico. This study problem was selected because it deals Rico in April 2010 [sponsored by the US Environmental
with an environmental decision-making situation that Protection Agency (EPA) and Caribbean Coral Reef
involves uncertainty in the relevant science and multiple Institute (CCRI)] provided an opportunity to elicit prefer-
stakeholders who likely have different views of the scien- ences and beliefs of a group of stakeholders regarding the
tific evidence, different values, and objectives for the out- efficacy of proposed regulations for coral reef protection.
comes, as well as, an interest in working together to reach Below we detail the elements of our approach.
agreement on a plan of action. We use the ECINR to
examine whether beliefs can be expected to exhibit greater 2.1 Descriptions of study problem, data sources,
confidence and coherence among stakeholders when equations, and calculations
informed by plausible (albeit hypothetical) study results.
We suggest how these results can be used to identify pri- 2.1.1 Study problem: control of coral reef stressors
orities for new research. The information for this study was in the Guánica Bay Watershed, Puerto Rico
obtained from elicitations completed by volunteers partic-
ipating in a coral reef decision-science workshop held at La The Guánica Bay Watershed located in the southwest
Parguera, Puerto Rico, in April 2010. region of Puerto Rico (Fig. 1) was the focus of the Coral

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Environ Syst Decis (2014) 34:60–87 63

Reef Decision Workshop. Coral reefs in this area have the should be taken, and their likely environmental and
highest abundance of living corals in Puerto Rico and once socioeconomic outcomes.
were considered an example of ‘‘healthy reefs,’’ since they
had more than 20 % total coral cover (Morelock et al. 2.1.2 Data sources: discussion-based elicitation exercise
2001; Warne et al. 2005). Over the last decade, coral reef and face-to-face elicitation
condition near Guánica Bay and La Parguera (to the west)
has declined, presumably affected by a major sea temper- Preliminary data were collected from workshop attendees
ature elevation in 2005–2006 (Miller et al. 2006; Whelan through an elicitation exercise carried out in a discussion
et al. 2007; Woody et al. 2008) and land-based sources of format and used to structure and populate a template BBN
pollution (Center for Watershed Protection 2008; Warne (See ‘‘Appendix 1’’ for the elicitation questions). Addi-
et al. 2005). tional data were then collected through subsequent open
The coral reef tract in Puerto Rico extends up to 15 km interviews designed to populate prior and conditional
offshore and covers an area of approximately 2,000 km2 probabilities in BBNs for each of the participants (See
(UNEP 2006). Because of their extent, Puerto Rico’s ‘‘Appendix 1’’ for the face-to-face elicitation questions;
coral reefs are estimated to be worth upward of over one and Fig. 2 for an example of a BBN for Participant A
billion dollars per year in ecosystem services (i.e., showing prior beliefs before implementation of new
shoreline protection, water quality maintenance, climate research and management options).
regulation, fish, pharmaceuticals, tourism, recreation, We developed the conceptual model used to structure
nutrient cycling, habitat, and nursery areas (Hassan et al. the discussion-based elicitation exercise using the DPSIR/
2005; Principe et al. 2012)—according to a United DL framework, which covers the relevant components of a
Nations Environmental Programme (UNEP) estimate that multi-attribute environmental decision-making problem,
coral reefs provide a total of $100,000–$600,000/km2/year and which we demonstrated previously for the case of
(UNEP 2006). This is likely true in Puerto Rico, which managing coral reef stressors in the Florida Keys (Rehr
supports a tourism industry based partially on marine et al. 2012). The DPSIR/DL framework integrates the
resource-based activity worth 3.5 billion dollars (Burke Driving Forces, Pressures, States, Impacts, and Responses
and Maidens 2004). model (which aims to identify the important causal rela-
The abundance and cover of coral reefs across the tionships among anthropogenic environmental stressors,
Caribbean Sea have declined over the past 30 years due to processes, and outcomes); and the Decision Landscape
local stressors associated with rapid population growth, model (which aims to ensure that relevant legal, institu-
which has led to increased development, deforestation for tional, and social factors affecting a decision, as well as the
agriculture, and increased discharge of sewage. Some of knowledge, values, and decision making of participants in
the consequences include high sediment influx, increased the various elements of the DPSIR process, are recognized
nutrient levels, overfishing, and habitat modification, and considered).
which, when combined, threaten 90 % of reefs (Burke and Three kinds of data were gathered from participants in the
Maidens 2004). On top of local stressors, there are global discussion-based elicitation: (1) preferences, captured by
stressors, including ocean warming and acidification. Coral weighting different resource outcomes or objectives; (2)
disease and bleaching (loss of photosynthetic algae) have current beliefs about scientific relationships (including asso-
been observed. The loss of coral in Puerto Rico has led to a ciated uncertainty) among multiple elements in this environ-
decline in ecosystem services, including economic benefits mental system, such as between management options,
from fisheries, which decreased by 70 % from 1970 to stressors, and outcomes; and (3) beliefs regarding the efficacy
1990 (Burke and Maidens 2004). Despite the fact that of possible new research and data collection programs for
Puerto Rico’s coral reefs are under government jurisdic- reducing key uncertainties and improving future management
tion, effective management is limited by poor enforcement decisions. Some beliefs about implementation cost and the
of laws regulating fishing activities and recreation (Garcı́a- value of affected ecosystem services were also captured.
Sais et al. 2005). In addition, three kinds of information were collected
A wide range of decision makers and stakeholders now from each of seven final participants in the face-to-face
recognize the priority and urgency for actions to protect elicitations: (1) a relative rating of preferences for out-
and restore Puerto Rico’s coral reefs. These options may comes (coral reef health, tourism, fisheries); (2) beliefs
require economic sacrifices by the Puerto Rico community about science including both a breakdown of loadings from
and likely tradeoffs with industries, such as agriculture and sewage, agriculture, and development and the probability
municipal and industrial growth. There are conflicting that restoration of a lagoon upstream from Guánica Bay
views among stakeholders on the severity of different would be effective at filtering nutrients and sediments; and
threats, the potential to manage those threats, which actions (3) probabilities that different combinations of stressors

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Sew Load Inland Water Quality Restore Lagoon? Marine Protect (MPA)
Low 23.0 Total Load Poor 91.4 Yes 0 Yes 0
Medium 24.0 VeryLow 0 Good 8.60 No 100 No 100
High 25.0 Low 0 0.086 ± 0.28 0 0
VeryHigh 28.0 ModLow 2.64
119 ± 89 ModHigh 18.5
High 57.9 Coral Reef Health
VeryHigh 21.0 Ocean Warm/Acid.
Sew Reduction Poor 78.6 Low 50.0
385 ± 160 Lagoon WQ
None 100 Good 21.4 High 50.0
None 100
Forty 0 0.214 ± 0.41
Poor 0
Seventy 0 Good 0
Ninety 0
0
Dev Reduction Tourism Econ. Gr. Comm. & Rec. Fishing
Ag Load None 100 Bay & Ocean Water Quality Low 79.4 Poor 73.6
Low 6.00 Forty 0 Good 10.3 High 20.6 Good 26.4
Medium 11.0 Seventy 0 Poor 89.7 0.206 ± 0.4 0.264 ± 0.44
High 28.0 Ninety 0
VeryHigh 55.0 0
180 ± 83 Coral Links Benefits
Dev Load None 0
Ag Reduction other- 100
Low 40.0 Wq 3.00 Fish Links
None 100 Medium 36.0 Ow 1.0 183 ± 240
None 0
Forty 0 High 23.0 Mp 1.0 Cr 1.0
Seventy 0 VeryHigh 1.0 WqOw 30.0 Ow 1.0
Ninety 0 59.2 ± 43 WqMp 20.0 Coral Eco. Services
Mp 3.00
0 OwMp 5.00 Low 25.0 CrOw 20.0
WqOwMp 40.0 Medium 50.0 CrMp 30.0
High 25.0 OwMp 5.00
Sew Load Research Ag Load Research Dev Load Research 1.13 ± 0.54 CrOwMp 40.0
Low 23.2 Low 7.52 Low 38.8 Coral Effects Research
Medium 24.1 Medium 12.1 Medium 35.1 None 3.00
High 25.0 High 27.8 High 23.2 Wq 5.28
VeryHigh 27.8 VeryHigh 52.6 VeryHigh 2.92 Fisheries Research
Ow 3.76 Coral Eco. Services Research
Mp 3.76 None 3.00
Low 26.2
WqOw 25.8 Cr 3.76
Medium 47.5
WqMp 18.2 Ow 3.76
High 26.2
OwMp 6.80 Mp 5.28
WqOwMp 33.4 CrOw 18.2
CrMp 25.8
OwMp 6.80
CrOwMp 33.4

Fig. 2 Bayesian Belief Network showing prior beliefs for Participant A (gray nodes represent management options)

(marine protection areas (MPAs), water quality and climate implementing marine protected areas (MPA). If lagoon
change) would produce outcomes of interest. The final restoration is implemented, an additional node captures
study group consisted of one natural resource manager, lagoon water quality, which is dependent on the effec-
four scientists, and two resource conservation specialists tiveness of lagoon filtration. If the MPA is implemented,
who worked for local non-profit organizations. coral health and fisheries are enhanced. Ocean warming
Note that the exercises and subsequent elicitations are and acidification are included as a single external variable
not intended to provide a representative sample of scientific that affects coral health and can be set at low, high, or left
or popular opinion on the issue of interest. Rather, they are to chance. Research can then be carried out by activating
intended to reflect the range of values and beliefs held by research nodes and their results (for loadings, coral effects,
particular participants in a decision problem (those asked to fisheries, and ecosystem services), and then, their effects on
participate in the workshop as a result of their prior and preferences for management options can be determined.
ongoing managerial, scientific and community experience The total pollution load, Total load, is represented by a
and expertise). function of the individual sources and their associated
hypothetical reductions (management options) as shown in
2.1.3 Design of BBNs: equations and calculations Eq. 1:
 
SewRed
The template BBN was designed to represent the current TotalLoad ¼ SewLoad  1  þ AgLoad
situation of coral reef stressors and management in the   100
AgRed
Guánica Bay Watershed from the viewpoint of stakehold-  1 þ DevLoad
 100 
ers (See ‘‘Appendix 2’’ for a full explanation of each node DevRed
of the BBN). The network depicts that loadings from  1 ð1Þ
100
agriculture, sewage, and development are polluting inland
water quality and Bay water quality, which in turn, affects Distributions of stressor loadings were computed over the
coral health and the benefits that people care about—fish- low, medium, high, and very high categories in a manner
eries and tourism. Natural resource managers can imple- that minimized variance based on stakeholders’ prior
ment management options, which include reducing beliefs. Loading values included in the model are relative
loadings from different sources; restoring the Lagoon, and (and therefore unitless) though roughly scale to mg/L

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Environ Syst Decis (2014) 34:60–87 65

concentrations of suspended solids in unpolluted source Table 1 Set of nine alternative Reduction Ag Sew Dev
waters (very low = 0–25; low = 25–50), moderately pol- management options for reduc- (%)
luted source waters (moderately low = 50–125; moder- ing loadings from sources
40 1 2 3
ately high = 125–250), and highly polluted source waters
70 4 5 6
(high = 250–500; very high = 500–750). The range of
values used for TotalLoad of 0–750 was selected to allow 90 7 8 9
for a more realistic distribution (with six intervals from low
to very high) than would a smaller range. Since the analysis
lagoon (their first and second choices, respectively). Since
is of a comparison of benefits, the actual units used are
they were already in agreement for their top management
irrelevant.
choices, the ECINR analysis was based on the next set of
The BBN was designed to be used for computing the
decision options, reducing nutrient loadings from sewage,
preferred management option based on maximizing bene-
agriculture, and development, for which they were not in
fits and then for performing a comparative benefits
agreement. The scenario assumed that loadings would be
assessment (between without- and with-information con-
reduced incrementally from each source by 40, 70, and
ditions). Benefits are computed as shown in Eq. 2:
90 %, which would amount to nine management options in
Benefits ¼ A  Tourism þ B  Fisheries þ C total (Table 1).
 Coral Health  Ecosystem Services ð2Þ Based on their prior (without new information) beliefs
about the contribution of loadings from different sources,
where A, B, and C are weightings of the importance of the
their stepwise ranking of the nine management options was
outcomes, relative to Ecosystem Services, given by the
determined. Next, three hypothetical new research pro-
volunteers. Netica, a commercially available BBN software
grams (one each of agriculture, sewage, and development
package, is used to build and run the BBN models (Norsys
loadings) were added to the scenario to clarify the contri-
2010). To examine the effect of plausible new study results
bution to total loadings from each source. The degree to
as described earlier, Netica uses probabilistic inference (the
which each of the proposed study findings is predicted to
probability of some event given the occurrence of some
promote agreement (consensus) around options at each step
other event) to adjust beliefs based on the new evidence,
in their stepwise ranking, CIstep, was computed as shown in
i.e., Bayes’ theorem. Bayes’ theorem adjusts probabilities
Eq. 5:
given new evidence by calculating a posterior probability
(H given E) as shown in Eq. 3: CIstep ¼
# of management option selections with concurrence ð5Þ
PðHjEÞPðHÞ
PðHjEÞ ¼ ð3Þ # of option selections undertaken
PðHÞ
where it can be defined further in Eq. 6:
where H represents a specific hypothesis; P(H) is the prior
probability of H that was inferred before new evidence, E, CIstep ¼
became available; P(E|H) is the conditional probability of ð# management option to which all agreeÞ  ð# shakeholdersÞ
seeing the evidence E if the hypothesis H happens to be ð# of sequential managements stepsÞ  ð# shakeholdersÞ
true (it is also a likelihood function when it is considered as
ð6Þ
a function of H for fixed E); and P(E) is the marginal
probability of E: the a priori probability of witnessing the an example of how the agreement index is computed at
new evidence E under all possible hypotheses calculated as each step for two stakeholders is shown in Table 2. When
the sum of the product of all probabilities of any complete options are tied, it is assumed that the option selected first
set of mutually exclusive hypotheses and corresponding is the one that leads to more agreement at that step and then
conditional probabilities as shown in Eq. 4: the other option is automatically selected in the next step.
X The agreement index is cumulative considering all
PðEÞ ¼ PðEjHi ÞpðHi Þ ð4Þ management options up to and including the given step.
A limitation of the analysis due to the assumption made for
2.2 Implementation with the working group handling ties is that the option automatically selected
second may not always be the one that would lead to the
2.2.1 ECINR analysis most agreement at the given decision step.CINRstep is the
value of each of the study results (after the research is
A preliminary analysis (before new research was applied) conducted) at each step. This was computed as the change
showed that all of the stakeholders preferred the manage- in agreement between the with- and without-information
ment options of establishing MPAs and restoring the conditions. Next, the individual stakeholder perspectives

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66 Environ Syst Decis (2014) 34:60–87

Table 2 Example of computing agreement for two stakeholders in a strategies have already been implemented. Next an exam-
hypothetical decision ple of the method used for selecting preferred options in the
Steps Stakeholder 1 Stakeholder 2 Consensus Index stepwise ranking of management options to reduce load-
ings is shown for steps 1 and 2 (an AgRed of 40 % and an
1 1 2 0/2 = 0
AgRed of 70 %, respectively) of each of the possible
2 4 5 0/4 = 0 selections are compared and the option with the highest
3 7 8 0/6 = 0 benefits is selected (and bolded). In Table 4, the complete
4 2 1,3 (1) 4/8 = 0.5 stepwise ranking of all nine management options is shown
5 5 1,3 (3) 6/10 = 0.6 for Participant A based on prior beliefs. This ranking shows
6 3 4,6 (4) 9/12 = 0.75 that Participant A initially favors reductions in agriculture
7 8 4,6 (6) 13/14 = 0.93 followed by sewage and then development. In Table 5, the
8 6 7,9 (7) 16/16 = 1.0 stepwise ranking is repeated after knowledge of a research
9 9 7,9 (9) 18/18 = 1.0 finding that loadings from agriculture are in fact low
The individual rankings of the nine management actions are indicated (AgLow). This ranking shows how changing beliefs from
for each of the two stakeholders, and the consensus index is calculated agricultural loadings being high to agricultural loadings
being low also changes preferences for reductions from
that a particular study will bring stakeholders to agreement agriculture versus other options (now Participant A favors
(before the research is conducted) (Expected CI or ECI) at reductions in sewage followed by development and then
each management step was computed as shown in Eq. 7: agriculture). Table 6 is a comparison of the stepwise
rankings of management options under prior beliefs versus
X
n  
ECIstep ¼ CIstep under new research finding of AgLow. Reductions in
outcome
outcome¼1 ð7Þ sewage and development have risen in the stepwise ranking
 Preposterior Probabilityoutcome (the old and new positions are connected with orange
arrows), while reductions in agriculture have fallen (the old
where an outcome is one of the various ways that the and new positions are connected with blue arrows).
research can turn out, and the Preposterior Probability is
the probability before the research is conducted that a result
will come out a given way, with associated implications for 3 Results
decision preferences. Finally, the value of each of the
research programs (before the research is conducted) at 3.1 Demonstrations of what BBNs produced
each step, ECINRstep, was computed as the expected
change in the agreement between the with- and without- 3.1.1 Prior beliefs about the contribution of loadings
information conditions. from different sources
The study assumed that stakeholders shared the same
beliefs about the accuracy of the research (the likelihood The prior beliefs of the seven volunteers about the contri-
functions or false ?/false- rates) and that the new research bution from agriculture, sewage, and development to total
is nearly perfect, with the probability that the correct loadings are shown in Fig. 3. Three volunteers believed that
inference is made equal to 94 %. sewage had the largest contribution (at 50 %). Two volun-
The following examples illustrate in tabular form how teers believed that agriculture had the largest contribution (at
we identified preferred management options under the 60 and 50 %). All volunteers believed that development did
cases of (1) prior beliefs and (2) research outcomes, using not have the largest contribution. Two believed that all of the
the BBN for Participant A. sources contributed equally. As a group, they believed that
sewage contributed the most to total loadings (average of
40 %), followed by agriculture (average of 37 %), and
2.2.2 Identifying preferred management options finally development (average of 24 %).
under prior beliefs and research outcomes
3.1.2 Change in agreement among stakeholders
In Table 3, the baseline case (for the BBN in Fig. 2) is over preferred options due to study results
shown with initial probabilities of good coral reef health,
high tourism, good fisheries, and their respective associated Depending on the results of the proposed new research
benefits. Next the effects and associated benefits of programs, we predict variable trends in the change in
implementing the preferred management options of MPAs agreement (CINR) among stakeholders regarding preferred
and the Lagoon are shown. Our analysis assumes that these management options across the management steps.

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Environ Syst Decis (2014) 34:60–87 67

Table 3 Example of the baseline without management options, the effects of implementing MPAs and Lagoon (the baseline for the analysis),
and the strategy for selecting steps 1 and 2 in the stepwise ranking of alternatives for reducing loadings for Participant A
MPAs Lagoon SewRed AgRed DevRed P(GoodCorals) P(HighTourism) P(GoodFisheries) Benefits DBenefits
(%) (%) (%)

Baseline ? No No None None None 21 26 20 183 –


W/mgmt Yes No None None None 40 41 60 320 137
Options ? No Yes None None None 46 31 35 292 109
Baseline Yes Yes None None None 74 57 71 474 291
analysis
!
Yes Yes 40 % None None 74 58 71 476 2
Step 1 ? Yes Yes None 40 % None 74 58 71 477 3
Yes Yes None None 40 % 74 57 71 475 1
Yes Yes 40 % 40 % None 75 59 71 480 6
Step 2 ? Yes Yes None 70 % None 75 59 71 481 7
Yes Yes None 40 % 40 % 75 59 71 479 5

Table 4 Example of a stepwise ranking of management alternatives to reduce loadings based on prior beliefs for Participant A
Mgmt MPAs Lagoon SewRed AgRed DevRed P(GoodCorals) P(HighTourism) P(GoodFisheries) Benefits DBenefits
steps (%) (%) (%)
Baseline Yes Yes None None None 74 57 71 474 –
analysis
!

1 Yes Yes None 40 % None 74 58 71 477 3


2 Yes Yes None 70 % None 75 60 71 481 7
3 Yes Yes None 90 % None 76 61 72 487 13
4 Yes Yes 40 % 40 % None 76 63 72 493 19
5 Yes Yes 70 % 70 % None 77 65 72 500 26
6 Yes Yes 70 % 90 % 40 % 78 68 73 508 34
7 Yes Yes 90 % 90 % 40 % 79 71 73 516 42
8 Yes Yes 90 % 90 % 70 % 80 73 73 522 48
9 Yes Yes 90 % 90 % 90 % 81 74 73 527 53

Table 5 Example of a stepwise ranking of management alternatives to reduce loadings based on a research finding of AgLow for Participant A
Mgmt steps MPAs Lagoon SewRed AgRed DevRed P(GoodCorals) P(HighTourism) P(GoodFisheries) Benefits DBenefits
(%) (%) (%)
Baseline Yes Yes None None None 74 57 71 474 –
analysis
!

AgLow ? Yes Yes None None None 75 60 71 483 9


1 Yes Yes 40 % None None 76 61 72 487 15
2 Yes Yes 70 % None None 76 63 72 492 18
3 Yes Yes 70 % None 40 % 77 65 72 498 24
4 Yes Yes 70 % None 70 % 78 67 72 505 31
5 Yes Yes 90 % None 70 % 78 68 73 509 35
6 Yes Yes 90 % 40 % 70 % 79 71 73 516 42
7 Yes Yes 90 % 70 % 70 % 80 73 73 523 49
8 Yes Yes 90 % 70 % 90 % 81 75 73 528 54
9 Yes Yes 90 % 90 % 90 % 81 76 74 532 58

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68 Environ Syst Decis (2014) 34:60–87

Table 6 A comparison of the stepwise rankings of management DevMed) was monotonically increasing across the man-
options under prior beliefs versus under new research finding of agement steps (Fig. 5b). These research results were most
AgLow
consistent with the stakeholders’ prior beliefs. The other
Steps Under Prior Beliefs Under New Research =AgLow
five results that led to more agreement among stakeholders,
on average, were found to have incremental changes in
1 Ag 40% Sew 40% agreement that were non-monotonic across the manage-
2 Ag 70% Sew 70% ment steps (Fig. 5c). Three of those results (AgHigh,
SewLow, and DevHigh) produced more agreement at more
3 Ag 90% Dev 40%
of the management steps than they produced less agree-
4 Sew 40% Dev 70% ment, one result (SewMed) produced neither more nor less
5 Sew 70% Sew 90%
agreement, and one result (DevLow) resulted in less
agreement more often than not. These research results
6 Dev 40% Ag 40% tended to be somewhat consistent with the stakeholders’
7 Sew 90% Ag 70% prior beliefs. However, the three study results that appeared
to be the most different from any of the stakeholders’ prior
8 Dev 70% Dev 90%
beliefs (AgLow, Dev V High, and AgMed) had negative
9 Dev 90% Ag 90% value in terms of bringing stakeholders to agreement across
the management steps (Fig. 4). In fact, the incremental
change in agreement in response to these results was
monotonically decreasing (Fig. 5d). In these cases, the
posterior probabilities on the levels of loadings in response
to research results were not large enough to fully shift
perspectives and bring stakeholders to agreement.

3.2 Degree of convergence among stakeholders

3.2.1 Stakeholder expectations that research studies will


lead to agreement (ECINR)

Depending on the different research programs, we predict


variable trends among the individual stakeholders in their
expectations about whether the programs will lead to
agreement about preferred management options. Beliefs of
individual stakeholders before the research are conducted
about the degree to which each of the individual research
studies and a combined study will lead to agreement
Fig. 3 Prior (w/o research) beliefs about the contribution of different compared with under the ‘‘No Research’’ alternative
sources to total pollution loadings
(change in agreement adjusted by preposterior probabili-
ties = ECINR) are shown in Fig. 6. Stakeholders believed
on average before the research was conducted that research
Predicted agreement at each management step in response programs to determine sewage loadings and agriculture
to each new study result compared with the ‘‘No Research’’ loadings would tend to promote the most agreement of the
alternative is shown in Fig. 4. The incremental change in three research programs on average (ECINR for each of the
agreement at each management step with each new piece two programs is 0.2 averaged across the management
of information is shown in Fig. 5. Most of the research steps) (Fig. 6a, b). Research to determine loadings from
results (9 out of 12, or 75 %, which include all results development was expected to produce neither more
except for AgLow, AgMed, and Dev V High) were pre- agreement nor conflict on average (ECINR is 0.0 averaged
dicted, on average, to lead to an increase in agreement across the management steps) (Fig. 6c). The predicted
among stakeholders across the management steps (Fig. 4). ECINR of a combined research study to determine loadings
Therefore, the value of the research results in terms of from all three sources was not conducted here, but is
bringing stakeholders to agreement was generally positive. expected to be higher than that of individual research
In fact, the change in agreement in response to four of the programs and probably less than the sum of that of the
research results (Ag V High, SewHigh, Sew V High, and individual research programs.

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Environ Syst Decis (2014) 34:60–87 69

Fig. 4 Agreement among stakeholders (CIstep) (y-axis) for study results versus no research alternative across the management steps (x-axis) (All
results lead to more agreement, on average, except for Ag Low, Ag Med, and Dev V High)

In terms of prioritizing their research agenda to reduce 4 Discussion


uncertainty and resolve conflict, these results suggest that
stakeholders would first conduct research to determine A new decision support method for identifying where
loadings from sewage and agriculture, and they would additional scientific research may be helpful in supporting
forego research to determine loadings from development better informed decisions, and in resolving stakeholder
since it is not predicted to change their decisions to a conflicts over preferred management actions was presented
degree that would allow them to come to agreement. Now and demonstrated. As hypothesized, the participants in our
if stakeholders wished to choose only one research program study most often moved to greater agreement over pre-
to implement, and assuming they are conflict-averse, the ferred management options based on proposed science to
trends observed in the individual research outcomes shown reduce key uncertainties. However, we found that there can
in Fig. 5 would lead them to opt for sewage loadings be cases where prior beliefs may be too different from the
research. This is because the incremental changes in study results to shift perspectives and enhance agreement
agreement across the management steps for two of the among participants. Furthermore, there are cases where
outcomes of the agricultural loadings research program new studies are predicted to be more likely to reduce
(AgLow and AgMed) were zero or negative (with more consensus rather than enhance it.
conflict produced at each step) (Fig. 5d); whereas the These results are consistent with arguments in the lit-
incremental changes in agreement across the management erature that well-targeted scientific input is important for
steps for all of the outcomes of the sewage loadings collaborative decision making for coastal ecosystem man-
research program were likely to be positive (with more agement and other environmental issues (Bartlett 2011;
agreement produced at each step) (b and c). Dreelin and Rose 2008; Gutrich et al. 2005; National

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70 Environ Syst Decis (2014) 34:60–87

Fig. 5 Incremental change in agreement (CIstep) (y-axis) across the management steps (x-axis) with each new piece of information

Fig. 6 Stakeholder expectations that research studies will lead to agreement over preferred management options (ECINRstep) (y-axis) compared
with no research alternative across the management steps (x-axis)

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Environ Syst Decis (2014) 34:60–87 71

Research Council 1996; Ribarova et al. 2011; Sanger et al. the results of this study and confirm whether the method is
2010), but may not always yield improvements in decision beneficial.
processes involving multiple stakeholders with conflicting Different from what we had expected, differences in
values and beliefs (Doremus and Tarlock 2005; Nelkin preferences for outcomes (values) did not influence the
1975; Peuhkuri 2002; Sarewitz 2004; Gregory et al. 2006). degree of conflict or agreement in this pilot study. This is
However, conflict resolution is not the only objective for likely because our seven participants placed similar
evaluating an effective decision-making process (Dietz weightings on the outcomes and also because the outcomes
2003; Rauschmayer and Wittmer 2006; Beierle 2002). In were generally correlated (coral health * fisheries
particular, coming to agreement on a scientifically misin- health * tourism health). More value-driven conflict over
formed and harmful management option should not be preferred management actions may have been observed
viewed as successful outcome, and scientific studies that given the following situations: (1) Had a greater diversity
challenge such a consensus can be viewed as providing a of stakeholder groups, e.g., farmers and developers, who
positive contribution to the decision process. In addition, were invited but unable to attend (and who would have
many other factors besides scientific input can influence the likely held value-based conflicts with management options
achievement of conflict resolution among diverse stake- to reduce loadings from agriculture and development)
holders (Bartlett 2011; Connelly and Richardson 2004; participated in the workshop and (2) Had additional out-
Emerson et al. 2009). The formal framework developed comes been included in the model that presented more
here for considering the effects of stakeholder values, complete tradeoffs between the environment and economy.
beliefs, and perceptions regarding proposed scientific Additionally, including cost information for management
studies on the likelihood that they will foster consensus options and research studies, which was difficult to gather
toward a jointly preferred management option provides a as it was largely unknown to participants, would have
further basis for exploring the potential contributions of allowed for more realistic tradeoffs.
science toward such deliberative policy making. Further limitations of the study were reflected in its
Considerable effort is currently underway to set priori- inability to show that ECINR would have increased based
ties for research and data collection by regional, national, on research results that were more certain and when
and multinational agencies to better inform management stakeholder beliefs about the meaning of the study results
decisions for coastal and related ecosystems (Boesch 2006; (likelihood functions or false ?/false- rates) were not too
Borja 2005; Brodie et al. 2012). It is now widely recog- different. Varying these factors would likely lead to more
nized that the provision of scientific information is a social, realistic conflicts among stakeholders over research find-
as well as a technical process, requiring careful consider- ings. Thus, to address the limitations of the pilot study and
ation of decision participants, decision context, and the confirm the usefulness of the method going forward, future
factors that build credibility and trust in the quality and work could involve a larger and more diverse sample group
utility of the information for building consensus in favor of and the inclusion of information reflecting stakeholder trust
a well-designed management plan (Dreelin and Rose 2008; in the science, additional outcomes (tradeoffs), and cost
Gutrich et al. 2005; Matso and Becker 2013; Sanger et al. information.
2010). Tools to evaluate the potential value of scientific
information for addressing conflict among stakeholders Acknowledgments This is a contribution to the US Environmental
Protection Agency Office of Research and Development’s Ecosystem
regarding environmental values, beliefs, outcomes, and Services Research Program. The US Environmental Protection
preferred management options can help to further enlighten Agency through its Office of Research and Development collaborated
this process. in the research described here. Any opinions, findings, and conclu-
Though preliminary, these results suggest that our new sions or recommendations expressed in this material are those of the
author(s) and do not necessarily reflect the views of the Agency. We
decision support method can provide useful insights on the thank the workshop participants for sharing their expertise and for
social implications of a research program. The contribution their generous input of information, time, and effort. Support for
here is not a test of the hypothesis that the method is Mitchell Small was also provided by the Center for Climate and
beneficial, but rather the novel invention and pilot study of Energy Decision Making (CEDM), through a cooperative agreement
between the National Science Foundation and Carnegie Mellon
the method. Based on our observation, the study partici- University (SES-0949710).
pants were receptive to and generally understood the new
decision method and were satisfied with the manner in
which they were engaged as experts during the problem Appendix 1: Blank elicitation form
scoping and elicitation process. In subsequent research, a
larger and more diverse sample group would help to clarify

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72 Environ Syst Decis (2014) 34:60–87

Participant Assessment of Objectives, Values, and Beliefs


Coral Reef Decision Support Workshop: Guánica Bay Watershed, Puerto Rico

Guánica Bay Watershed

Importance and Value to you

Resources and Outcomes


(check one box for each outcome) Unimportant Low Medium High Very High

Guánica Bay Water Quality


Coral Reef Health

Fisheries

Drinking Water Quality

Agriculture

Tourism

New Construction and Development

Other

Other

Other

B. (Optional) Please identify your specific objectives for the economic and environmental future
of the Guánica Bay Watershed. You may include items from part A above and, if you wish,
specific goals and measures, such as target water quality standards, percent coral reef recovery,
etc.

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Environ Syst Decis (2014) 34:60–87 73

Guánica Bay Watershed

Affected Strength of I am ___ confident in my


Environmental Threat Relationship is estimate (check one box):
Resource/Outcome (assign % chance
(Driver/Pressure): (States/Impacts): with an X): Slightly Somewhat Very
0 X 100 X
Example: Smoking Lung Cancer (You might give this answer if you are quite certain
there is a strong relationship.)

0 X 100 X
More Frequent and ( Youmight give this answer if you are quite
Example: Global Warming
Severe Hurricanes uncertain about therelationship.)

1. Sewage and wastewater Reservoir and drinking 0 100


treatment plant loadings water quality
2. Sewage and wastewater 0 100
Bay water quality
treatment plant loadings
3. Agrochemical discharges Reservoir and drinking 0 100
t lit
4. Agrochemical discharges Bay water quality 0 100
Reservoir and drinking 0 100
5. Sediment loadings
water quality
6. Sediment loadings due to 0 100
Bay water quality
clear-cutting
7. Sediment loadings due to 0 100
Bay water quality
building construction
8. Bay water quality (nutrient 0 100
Coral reef health
level)
9. Bay water quality 0 100
Coral reef health
(sediment level)
10. Bay water quality (toxics 0 100
Coral reef health
and pathogens)
11. Ocean acidification Coral reef health 0 100

12. Ocean temperature rise Coral reef health 0 100

13. Coral reef health Fisheries 0 100

14. Coral reef health Tourism 0 100

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74 Environ Syst Decis (2014) 34:60–87

Guánica Bay Watershed

I believe that this By this amount I am ___confident in my


would This
Management Option: (check one box): estimate (check one box):
improve: Outcome:
A Little Moderately A Lot Slightly Somewhat Very

Example: Anti-smoking advertising Respiratory Health X X

Reservoir and
1. Restrictions on agrochemicals Drinking Water
Quality
2. Wastewater treatment wetlands Bay Water Quality

3. Advanced wastewater treatment Bay Water Quality


4. Rio Loco streambank riparian
Bay Water Quality
plantings
5. Hydroseeding of areas with bare
soil in high elevation erodible soil Bay Water Quality
areas
6. Cover crop outreach and cost
Bay Water Quality
share to high elevation coffee farms
7. Restoration of Guánica Lagoon Bay Water Quality
8. Reef education for youth and their
Bay Water Quality
parents
9. Subsidy for shade grown coffee Bay Water Quality

10. Marine protection areas Coral Reef Health

11. Other

12. Other

Identify a portfolio of options that you Bay Water Quality


believe would be best, and predict its
overall effect on Coral Reef Health
1.
2.
3. Other?
4.

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Environ Syst Decis (2014) 34:60–87 75

Guánica Bay
Watershed

I believe this study will


Key scientific reduce the uncertainty by I am ___confident in my
uncertainties and This uncertainty could be reduced
this amount estimate (check one box):
by the following study or studies
data gaps: (check one box):
A Little Moderately A Lot Slightly Somewhat Very
a. Calibration and use of a X
watershed nutrient model, such as X
SPARROW
X X
Example: Nitrogen
b. Intensive monitoring program for
loss rates in the
sediment & nitrogen transport in Rio (These answers indicate a belief that the
Rio Loco
Loco monitoring study is more likely to be effective
than model development.)

1a.

1.

1b.

1c.

2a.
2.

2b.

2c.
3.

3a

3b.

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76 Environ Syst Decis (2014) 34:60–87

Glossary Strength or magnitude The degree to which one variable


of the relationship is associated with or can cause a
Drivers Socioeconomic sectors that (between variables) change in a second variable (i.e.,
drive human activities (Waste between decisions and outcomes)
disposal, agriculture, Toxics Poisonous chemicals
construction, fisheries, tourism) Uncertainty Inability to predict outcomes
Ecosystem Services The products of ecological due to random variability (for
functions or processes that example, streamflow is
directly or indirectly contribute sometimes high and sometimes
to human well-being (clean air low) or incomplete scientific
and water, food and fiber, knowledge regarding causal
erosion and flood control, relationships (for example, how
habitat and biodiversity, does a given concentration of
climate stability, and esthetic sediments in the harbor affect
enjoyment) coral reef growth rates)
Hydroseeding A planting process which
utilizes a slurry of seed and
References
mulch, which is transported in
a tank, either truck- or trailer-
SPARROW: http://water.usgs.gov/nawqa/sparrow/
mounted and sprayed over
prepared ground in a uniform Questions in the face-to-face elicitation
layer
Impacts Effects of environmental 1. How would you rate the following outcomes in relation to
degradation on ecosystem one another? (e.g., a 1 for tourism and a 2 for fish indicates
functioning, affecting the that fish health is twice as important as tourism health).
quality and value of ecosystem
services tourism -
Management and A number of alternatives that are fish -
policy options under the control of and from coral -
which one or a combination of 2. What percentages of the total loadings (nutrient and
several of them (to be sediment) to the Guánica inland water system comes from
implemented as a strategy) can development, agriculture, and sewage, respectively? (per-
be chosen centages should sum to 100 %)
Pathogen Microorganisms (e.g., bacteria,
development -
viruses, or parasites) that can
agriculture -
cause disease in humans,
sewage -
animals, and plants
Pressures Human activities that stress the 3. How sure are you that the lagoon will work (i.e., be
environment (discharge, boating effective in reducing loadings that enter the Bay)?
activities, climate change, land I am _% sure that the lagoon will work
use/land cover change, coastal
4. What are the probabilities that the following sets of
erosion)
environmental stressors would produce: (a) good/bad coral
Riparian Of or relating to or located on
reef health; and (b) good/bad fisheries health, respectively?
the banks of a river or stream
(percentages should sum to100 %)
States Reflect condition of the natural
and living phenomena (such as stressors for coral reef health:
air, water and soil parameters water quality (WQ),
and growth, survival, and ocean warming/acidification (OW)
reproductive parameters) marine protection areas (MPA)

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Environ Syst Decis (2014) 34:60–87 77

Stressors for fisheries health: % that it’s all 3 (CR/OW/MPA) -


coral reef health (CR) % that it’s these 2 (CR/MPA) -
ocean warming/acidification (OW) % that it’s these 2 (CR/OW) -
marine protection areas (MPA) % that it’s these 2 (MPA/OW) -
Example 1: If water quality is considered to be most % that it’s only 1 factor (CR) -
responsible, followed by ocean acidification/warming, and % that it’s only 1 factor (MPA) -
then marine protection areas (considered useless in this % that it’s only 1 factor (OW) -
example), and no synergism is assumed, the following
probabilities could apply: Appendix 2: Explanation of BBN
25 % WQ/OW/MPA
20 % WQ/MPA Our BBN was designed to represent the current situation of
25 % WQ/OW coral reefs stressors and management in the Guánica Bay
5 % MPA/OW Watershed, Puerto Rico from the viewpoint of stakeholders.
20 % WQ Based on elicitations and discussions at the workshop in
0 % MPA Puerto Rico, we developed a model in Netica (Norsys 2010)
5 % OW based on the DPSIR/DL framework (Rehr et al. 2012) that
summarizes the essential components involved in coral reefs
Example 2: If water quality combined with ocean warming/ management. We included management options, environ-
acidification and MPAs is thought to be the most important mental processes, and ecosystem services outcomes. Each
set of stressors contributing to coral health, followed by node in Fig. 2 represents a particular variable that is part of
water quality and ocean warming/acidification, and then coral reefs management. Each arrow in Fig. 2 represents a
followed by water quality and MPAs, and assuming causative link between two nodes. In this explanation of the
synergism among the various factors, the following prob- model, we use the BBN and inputs for Participant A.
abilities could apply: At the lower right of the diagram is the endpoint of the
50 % WQ/OW/MPA BBN: Benefits. Benefits is continuous variable distributed
30 % WQ/OW over ten intervals, and a function of Tourism, Fisheries,
10 % WQ/MPA Coral Reef Health and Coral Eco Services (ecosystem ser-
4 % MPA/OW vices), the four inputs or outcomes of interest to stakeholders
5 % WQ that influence the level of benefits. Generally, the greater the
1 % MPA inputs, the greater the resulting benefits. However, the total
2 % OW benefits are weighted according to the elicited values
stakeholders place on each outcome in relation to each other.
a. Probabilities that these sets of stressors lead to good/bad
For example, Participant A believes that coral health is twice
coral reef health:
as important as tourism and fisheries and has the following
% that it’s all 3 (WQ/OW/MPA) - equation for benefits (the particular values applied to the
% that it’s these 2 (WQ/MPA) - weightings are set to correspond to values used throughout
% that it’s these 2 (WQ/OW) - the model and will be discussed later in this document):
% that it’s these 2 (MPA/OW) -
Benefits ¼ 150  Tourism þ 150  Comm: & Rec Fishing
% that it’s only 1 factor (WQ) -
þ 300  Coral Reef Health
% that it’s only 1 factor (MPA) -  CoralEco Services
% that it’s only 1 factor (OW) -
b. Probabilities that these sets of stressors lead to good/bad The following is the data table in Netica for Benefits for
fisheries health: Participant A:

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78 Environ Syst Decis (2014) 34:60–87

The first input into Benefits, Tourism, is a discrete var- influence the level of tourism. With improvements in these
iable and can be either low or high. Lagoon WQ, Comm. & inputs come improvements in tourism. The following is the
Rec Fishing, and Coral Reef Health are three inputs that data table in Netica for Tourism for Participant A:

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Environ Syst Decis (2014) 34:60–87 79

The second input into Benefits, Comm. & Rec Fishing, is of testing the effects of different research outcomes for
a discrete variable and can be either poor or good. Coral FishLinks, and updating prior probabilities based on new
Reef Health, Marine Protect (MPAs), FishLinks, and evidence. The probability that fishing will be good is
Ocean Warm/Acid are four inputs that influence the level of adjusted by the elicited inputs into Fish Links, which can
Comm. & Rec Fishing. As coral reef health improves and if take into account the belief that there is synergism among
MPAs are applied, the probability that fishing will be good variables. For example, Participant A’s inputs into Fish-
tends to increase. As ocean warming/acidification increa- Links are shown in the table below:

ses, the probability that fishing will be good tends to The higher the probability placed on a set of stressors
decrease. FishLinks is a discrete variable that contains that contains coral reef health and MPAs, the higher the
elicited probabilities (that sum to 100 %) that varying sets probability that fishing will be good. The higher the
of environmental stressors (coral reef health, MPAs, and probability placed on a set of stressors that contains ocean
ocean warming/acidification) will produce poor or good warming/acidification, the lower the probability that fishing
fisheries. FishLinks can be influenced by a node Fisheries will be good tends. The following is the data table in Netica
Research, a discrete variable that allows for the possibility for Comm. & Rec Fishing for Participant A:

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80 Environ Syst Decis (2014) 34:60–87

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Environ Syst Decis (2014) 34:60–87 81

The third input into Benefits, Coral Reef Health, is a ferent research outcomes for CoralLinks, and updating
discrete variable and can be either poor or good. Bay & prior probabilities based on new evidence. The proba-
Water Quality, Marine Protect (MPAs), Coral Links, bility that coral reef health will be good is adjusted by
and Ocean Warm/Acid are the four inputs that influence the elicited inputs into Coral Links, which can take into
the level of coral health. As bay water quality improves account the belief that there is synergism among vari-
and if MPAs are applied, coral reef health increases. As ables. For example, Participant A’s inputs into Coral-
ocean warming/acidification increases, the probability Links are shown in the table below:

that coral reef health will be good decreases. Coral The higher the probability placed on a set of stressors
Links is a discrete variable that contains elicited prob- that contains ocean water quality and MPAs, the higher
abilities (that sum to 100 %) that varying sets of the probability that coral reef health will be good. The
environmental stressors (MPAs, ocean water quality, higher the probability placed on a set of stressors that
and ocean warming/acidification) will produce poor or contains ocean warming/acidification, the lower the
good coral health. Coral Links can be influenced by a probability that fishing will be good tends. The following
node Coral Effects Research, a discrete variable that is the data table in Netica for Coral Reef Health for
allows for the possibility of testing the effects of dif- Participant A:

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82 Environ Syst Decis (2014) 34:60–87

Coral Reef Health is multiplied by Coral Eco. Ser- Marine Protect (MPAs), an input into both Comm. &
vices, a discrete variable with probabilities set at 25 % Rec Fishing and Coral Reef Health, is one of the five
that they are low, 50 % that they are medium, and 25 % management options included in the model. Marine Protect
that they are high. Coral Eco. Services can be influenced (MPAs) is a discrete variable and can be either applied
by a node Coral Eco. Services Research, a discrete (Yes = 100 %) or not (No = 100 %). Implementation of
variable that allows for the possibility of testing the MPAs is believed to increase the probabilities that coral
effects of different research outcomes for Coral Eco. reef health and fishing are good.
Services, and updating prior probabilities based on new Ocean Warm/Acid, an input into both Comm. & Rec
evidence. Fishing and Coral Reef Health, is a discrete variable and

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Environ Syst Decis (2014) 34:60–87 83

can be either high or low. Left to chance these probabilities


are set at 50 % that it is low and 50 % that it is high.
Bay & Ocean Water Quality, an input into Coral Reef
Health, is a discrete variable and can be either poor or
good. Inland Water Quality and Lagoon WQ (water qual-
ity) are the inputs that influence the level of bay water
quality. As the probability that inland and lagoon water
quality are good increase, the probability that bay water
quality will be good also increases. Lagoon WQ is a dis-
crete variable and can be either none (if the node is not
activated), poor, or good. This node is only activated when
the management option, Restore Lagoon, is implemented.
Restore Lagoon is a discrete variable and can be either
applied (Yes = 100 %) or not (No = 100 %). Restoring
the lagoon is believed to increase the probability that bay
and ocean water quality will be good if inland water quality Inland Water Quality, an input into Lagoon WQ and
is not too poor. The following is the data table in Netica for Bay & Ocean Water Quality, is a discrete variable and
Lagoon WQ for Participant A: can be either poor or good. Total Load is the main
input into Inland Water Quality. The following is the
data table in Netica for Inland Water Quality for Par-
ticipant A:
Total Load, the total pollution load, is a continuous
variable distributed over six intervals (very low, low,
moderately low, moderately high, high, and very high) and
a function of individual loading sources (SewLoad, Ag-
Load, and DevLoad) and their associated hypothetical
reductions (SewRed, AgRed, and DevRed) (management
options), as shown in the following equation:
 
SewLoad
Total Load ¼ SewLoad  1  þ AgLoad
  100
AgLoad
The following is the data table in Netica for Bay &  1 þ DevLoad
 100 
Ocean Water Quality for Participant A:
DevLoad
 1
100
SewLoad, AgLoad, and DevLoad are discrete variables
and can be low, medium, high, or very high. Loading
distributions for the individual sources were computed over
the low, medium, high, and very high in a manner that
minimized variance based on stakeholders’ prior beliefs.
As the distributions tend toward the very high, the total
load tends toward the very high. Loading values included
in the model are relative (and therefore unitless) though
roughly scale to mg/L concentrations of suspended solids
in unpolluted source waters (very low = 0–25;
low = 25–50), moderately polluted source waters (mod-
erately low = 50–125; moderately high = 125–250), and
highly polluted source waters (high = 250–500; very

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84 Environ Syst Decis (2014) 34:60–87

high = 500–750). The range of values used for TotalLoad


of 0–750 was thought to allow for a more realistic distri-
bution (with six intervals from low to very high) than
would a smaller range. Since the analysis is of a compar-
ison of benefits, the actual units used are not important.
SewLoad, AgLoad, and DevLoad can be influenced by
the nodes Sew Load Research, Ag Load Research, and Dev
Load Research, which are discrete variables with four
possible outcomes each, and which allow for the possibility
of testing the effects of different research outcomes, and
updating prior probabilities based on new evidence. The
following table in Netica for SewLoad shows the likelihood
functions (false ?/false- rates) for Participant A (they
indicate that the research is nearly perfect, with the prob-
ability that the correct inference is made equal to 94 %): The management options, SewRed, AgRed, and DevRed,
are discrete variables and can be set to a 0 % (None), 40,
70, or 90 % reduction. The following is the first and last
parts of the lengthy data table in Netica for TotalLoad for
Participant A:

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Environ Syst Decis (2014) 34:60–87 85

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