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Brain & Development 31 (2009) 52–57

www.elsevier.com/locate/braindev

Original article

Predicting executive function task scores with the


Rey-Osterrieth Complex Figure
Tatsuya Ogino a,*, Kiyoko Watanabe b, Kousuke Nakano c, Yoko Kado d,
Teruko Morooka b, Akihito Takeuchi b, Makio Oka b, Satoshi Sanada e, Yoko Ohtuska b
a
Department of Children Studies, Faculty of Children Studies, Chugokugakuen University, Niwase 83, Okayama 701-0197, Japan
b
Department of Child Neurology, Okayama University Graduate School of Medicine, Dentistry and Pharmaceutical Sciences, Okayama, Japan
c
Department of Pediatrics, Matsuyama Red Cross Hospital, Matsuyama, Japan
d
Department of Psychology, Faculty of Letters, Kansai University, Osaka, Japan
e
Division of Special Education, Faculty of Education, Okayama University, Okayama, Japan

Received 25 February 2008; received in revised form 15 July 2008; accepted 17 July 2008

Abstract

The Boston Qualitative Scoring System (BQSS) is one of the scoring methods of the Rey-Osterrieth Complex Figure Test
(ROCF). With BQSS, 17 qualitative ratings are generated, and subsequently 6 summary scores are calculated by combining several
qualitative scores. Previously we showed that 5 of 6 BQSS summary scores were correlated with the scores of the several executive
function tests in children. The objective of this study was to develop a new summary score which correlates with the executive func-
tion test scores more strongly than the existing summary scores. For this purpose, we conducted multiple regression analysis to pre-
dict PEN, CA, DSM of the Wisconsin Card Sorting Test Keio Version, and the Mazes scores from WISC-III, by the BQSS
qualitative scores derived from ROCF drawings in copy condition. The subjects were 78 children with various neuropsychological
disorders (5 years 5 months-14 years 11 months; mean: 9 years 2 months; F 22, M 56). Significant predictive models were generated
for PEN, CA, and Mazes scores. Among them the models for the Mazes scores were the most accurate. The second model for the
Mazes scores was most suitable for a new summary score. Its degree-of-freedom-adjusted coefficient of multiple determination and
multiple correlation coefficient reached 0.467 and 0.695, respectively. A new summary score should be applied in future studies to
evaluate its clinical usefulness.
Ó 2008 Elsevier B.V. All rights reserved.

Keywords: The Rey-Osterrieth Complex Figure Test; Boston Qualitative Scoring System; Executive function; Children; Pervasive developmental
disorders; Attention-deficit/hyperactivity disorder

1. Introduction and planning abilities in addition to visual cognitive


functions [3,4]. Though there are a variety of scoring
The Rey-Osterrieth Complex Figure Test (ROCF) methods for the ROCF, many of them are based on
has been widely used for the assessment of visuocon- Taylor’s 36-point system [5], and assess the presence
structional ability and visual memory [1,2]. Because of and accuracy of each drawn element of ROCF. Such
the complexity of the figure, the ROCF has been said scoring methods, however, cannot evaluate qualitative
also to reflect executive functions such as organizational features such as drawing steps.
The Boston Qualitative Scoring System (BQSS) for the
* ROCF [6,7] (Psychological Assessment Resources, Inc.)
Corresponding author. Tel.: +81 86 293 6860; fax: +81 86 293
3993. published in 1999 is one of the most recent scoring methods
E-mail address: tatsu@cjc.ac.jp (T. Ogino). for ROCF which was developed to evaluate the qualitative

0387-7604/$ - see front matter Ó 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.braindev.2008.07.003
T. Ogino et al. / Brain & Development 31 (2009) 52–57 53

features of ROCF as well as presence and accuracy. It pro- (mean: 9 years 2 months), who were examined at the
vides, first, a comprehensive set of 17 qualitative ratings Department of Child Neurology, Okayama University
based on the presence and accuracy of elements and the Hospital between April 2002 and July 2005. All subjects
process of drawing, and second, 6 quantitative summary were diagnosed as having various neuropsychological
scores by combining the qualitative scores. disorders: pervasive developmental disorders, 24 cases;
The BQSS was introduced predominantly for adults. attention-deficit/hyperactivity disorder, 27; epilepsy, 25
However, the BQSS should also be useful for children (including 2 with pervasive developmental disorders, 5
because it enables us to evaluate ROCF multidimension- with attention-deficit/hyperactivity disorder); and other
ally, and its scoring criteria are very clear. In fact, Nak- disorders, 9. Their full-scale IQs were 70 or higher
ano et al. [8] found that 5 of 6 summary scores showed (71–127; mean: 93.0) as evaluated by the Wechsler Intel-
continuous development throughout childhood. In addi- ligence Scale for Children Third Edition (WISC-III;
tion to this, some differences were noted in the age Nihon Bunka Kagakusha Co. Ltd, Tokyo). Though
ranges during which each score showed the most rapid all examinations were done for clinical purposes, we
development. Furthermore, Watanabe et al. [9] showed received written consent from all parents of the partici-
that, among children with neuropsychiatric impairment, pants following a full explanation of the assessments
the BQSS summary scores significantly correlated with and future publications. We presented small gifts to
the scores of various executive function tasks such as the subjects after the tests. Fifty-six of 78 subjects were
the Wisconsin Card Sorting Test (WCST). Watanabe the same as those of the previous study [9].
et al. also stated that among those examinations, the
correlation between the summary scores and the scores 2.2. Procedure
of the Mazes task was strong. However, there was no
summary score which showed specifically high correla- Each subject underwent ROCF, several executive
tion with the scores of executive function tasks. Unex- function tasks including WCST, and WISC-III. The
pectedly, the partial correlation coefficients between details were described in the previous paper [9]. The
the Organization score, which is considered to represent WISC-III was administered on a different day from
organization abilities by the authors of BQSS, and the other tests.
scores of WCST or Mazes were smaller than those The ROCF was administered strictly according to the
between other summary scores and the executive func- BQSS manual [6]. Three examination conditions, copy,
tion task scores. The salient features of BQSS are that immediate recall and 20- to 30-min delayed recall were
it provides abundant qualitative scales, and by using performed. The ROCF was drawn with six colored felt
the qualitative scale scores we can calculate quantitative pens which were changed in a fixed order to enable the
summary scores. Therefore, it might be possible to examiner to track the drawing sequence. The point rat-
develop a new summary score with new properties by ing was strictly based on the criteria described in the
combining qualitative scores. BQSS manual.
Here, we tried to predict the scores of executive func- In the WCST, the subjects were instructed to classify
tion tests using BQSS qualitative scores with multiple each card by one of three attributes: color, shape and
regression analysis in order to develop a new summary number. We used the Keio version (WCST-K) [11],
score which correlates specifically with the scores of which includes two sessions, each of which is composed
executive function tests. As executive function tests, we of 48 trials. Mazes, one of the subtests of the WISC-III,
adopted WCST, which is considered to serve as a stan- was used as a Mazes task.
dard index of general executive functions [10], and the
Mazes task, which showed the strongest correlation with 2.3. Data analysis
BQSS summary scores in the study by Watanabe et al.
[9]. Our aim was to clarify the correlations that exist The BQSS divides the ROCF into three sets of ele-
innately between the test scores, not to uncover the char- ments, namely, configural elements, clusters, and details.
acteristics of specific disorders. Therefore, we chose These are hierarchically arranged in terms of structural
patients with various kinds and degrees of brain dys- importance. For each of the three ROCF conditions,
functions without mental retardation as the subjects in 17 kinds of qualitative scores were calculated by evalua-
order to maximize the variance of variables. tion of the presence, accuracy and placement of each ele-
ment, the accuracy of the size and orientation, the
2. Subjects and methods neatness of drawing, and the drawing order and plan-
ning (Table 1). All these qualitative scores, except Asym-
2.1. Subjects metry, are based on an ordinal scale of 0 (extremely
poor) to 4 (excellent). We used 16 qualitative scores
The subjects consisted of 78 individuals (22 girls and for the copy condition, with the exception of Asymme-
56 boys) aged 5 years 5 months to 14 years 11 months try, as independent variables. The reason why we chose
54 T. Ogino et al. / Brain & Development 31 (2009) 52–57

Table 1
BQSS Qualitative Scores
(A) Evaluations of each element
Configural Presence Cluster Presence Detail Presence
Configural Accuracy Cluster Accuracy
Cluster Placement Detail Placement
(B) Assessments of the size and aspect of the whole drawing
Vertical expansion Horizontal Expansion Reduction
Rotation
(C) Assessments of the drawing order and systemicity
Fragmentation Planning Neatness
(D) Others
Perseveration Confabulation Asymmetry

the qualitative scores only for the copy condition was Cluster Presence as variables. The adjusted R2 for each
that we wanted to avoid problems of multi-collinearity model were between 0.122 and 0.227, and the multiple
derived from excessive variables. Furthermore, it seemed correlation coefficients were between 0.366 and
that if a measure reflecting executive function could be 0.507.
calculated with only the product of copy condition, it Five significant predictive models were obtained for
would be clinically useful. the Mazes score. The adjusted R2 for the predictive
As dependent variables predicted by BQSS qualita- models for Mazes were higher than those of the models
tive scores, we adopted Categories Achieved (CA), Per- for other dependent variables. Even the adjusted R2 of
severative Errors of Nelson (PEN), and Difficulty the first model, which is composed of only one variable,
Maintaining Set (DMS) from WCST-K, each of which Configural Accuracy, was 0.429, which is higher than
was the sum of the scores of the first session and the sec- that of the third model for PEN. The adjusted R2 of
ond session, and the raw score of the Mazes task from the fifth model comprised of five variables, Configural
WISC-III. Since some data were lost, there were 77 Accuracy, Planning, Reduction, Horizontal Expansion,
available subjects (F 22, M 55) for predicting the and Vertical Expansion, was as high as 0.569, and the
WCST-K scores, and 72 (F 21, M 51) for the Mazes multiple correlation coefficient reached 0.774. However,
score. among the five variables of the fifth model, the partial
In order to predict the executive function scores by regression coefficients of Reduction and Horizontal
BQSS qualitative scores for copy condition, step-wise Expansion were negative values, in contrast to the other
multivariate regression analyses were performed. As variables. The maximum variance inflation factor (VIF)
the criteria to apply variables to or eliminate them from of the partial regression coefficients of the five models
predictive models, F = 2 was employed. When the stan- was only 1.667 (Vertical Expansion of the fifth model).
dardized residual for each case exceeded 3, the case was Although condition indices for the first and the second
considered as an outlier. SPSS 12.0.2J for Windows was model did not exceed 5.8, the index was 24.3 for the
used for statistical calculations. third model, and more than 30 for the fourth and the
fifth model.
3. Results Partial correlation coefficients between the predicted
values and the actual values of the Mazes score with
Using multiple regression analysis, significant predic- age as the control variable were 0.433, 0,491, 0.535,
tive models for CA and PEN of WCST-K and Mazes 0.557, and 0.595 for the first model through the fifth
scores were obtained (Table 2). There was no outlier model, respectively. We previously reported the partial
case in any of the analyses. No significant predictive correlation coefficients between the ordinary BQSS sum-
model was obtained for DMS of WCST-K. mary scores and the Mazes score [9]. In order to com-
Only one predictive model comprised of one variable, pare the new summary score and the ordinary BQSS
Detail Presence, was obtained for CA. The degree-of- summary scores, partial correlation coefficients between
freedom-adjusted coefficient of multiple determination the ordinary summary scores and the Mazes score were
(adjusted R2) was so low that the model could explain calculated again with the new data. As a result, similar
only 5.6% of the variance of CA. The multiple correla- values were obtained. Namely, the partial correlation
tion coefficient was 0.261. coefficients of the Mazes score with Copy Presence
Three significant predictive models for PEN were and Accuracy, Immediate Presence and Accuracy,
obtained. The first model consisted of Neatness, the sec- Delayed Presence and Accuracy, Immediate Retention,
ond model consisted of Neatness and Reduction, and Delayed Retention, and Organization were 0.361,
the third model consisted of Neatness, Reduction, and 0.371, 0.446, 0.224, 0.151, and 0.225, respectively.
Table 2
Summary of the models predicting WCST and Mazes scores
Y WCST (n = 77) Mazes (n = 72)
CA (n = 77) PEN (n = 77) DMS (n = 77) Raw score (n = 72)
Model 1 1 2 3 – 1 2 3 4 5

T. Ogino et al. / Brain & Development 31 (2009) 52–57


R 0.261 0.366 0.461 0.507 – 0.661 0.695 0.731 0.752 0.774
R*2 0.056 0.122 0.192 0.227 – 0.429 0.467 0.514 0.539 0.569
p 0.022 0.001 <0.001 <0.001 – <0.001 <0.001 <0.001 <0.001 <0.001
b1* (VIF) 0.261 (1.000) 0.366 (1.000) 0.363 (1.000) 0.280 (1.158) – 0.661 (1.000) 0.560 (1.226) 0.559 (1.226) 0.596 (1.272) 0.581 (1.278)
X1 Detail Neatness Neatness Neatness – Configural Configural Configural Configural Configural
Presence Accuracy Accuracy Accuracy Accuracy Accuracy
b2* (VIF) – – 0.281 (1.000) 0.255 (1.016) – – 0.236 (1.226) 0.263 (1.240) 0.263 (1.240) 0.194 (1.382)
X2 – – Reduction Reduction – – Planning Planning Planning Planning
b3* (VIF) – – – 0.228 (1.175) – – – 0.230 (1.014) 0.279 (1.093) 0.254 (1.111)
X3 – – – Cluster – – – Reduction Reduction Reduction
Presence
b4* (VIF) – – – – – – – – 0.185 (1.119) 0.302 (1.516)
X4 – – – – – – – – Horizontal Horizontal
Expansion Expansion
b5* (VIF) – – – – – – – – – 0.240 (1.667)
X5 – – – – – – – – – Vertical
Expansion
Maximum 6.069 4.592 22.132 27.490 3.770 5.826 24.331 30.422 33.984
condition index
R, multiple correlation coefficient; R*2, degree-of-freedom-adjusted coefficient of multiple determination; p, level of significance; bn*, standardized partial regression coefficient; VIF, variance
inflation factor; Xn, variable.

55
56 T. Ogino et al. / Brain & Development 31 (2009) 52–57

4. Discussion flexibility among the processes reflected by WCST.


However, the reason why the accuracy of the predictive
Because of the complexity of the figure, strategies and equation for PEN and that for CA differ is unclear.
an organizational approach are needed to recognize the The highest multiple correlation coefficient and the
presence and configuration of the elements of the highest degree-of-freedom-adjusted coefficient of multi-
ROCF, and also to draw or recall. Reflecting this, signif- ple determination of the predictive models of the Mazes
icant correlations between BQSS scores and several score were very high, namely, 0.774 and 0.569, respec-
executive function task scores were reported in research tively. The results indicated that the BQSS scores tap
among adults [3]. As mentioned above, significant corre- mental processes reflected by the Mazes score more than
lations between BQSS summary scores and many kinds those reflected by PEN of WCST. The Mazes score was
of executive function task scores were reported also in shown to correlate with the score of the Tower of Lon-
research among children with various neurological dis- don among executive function tests, so it was purported
eases [9]. Unexpectedly, in their research, the BQSS to represent planning ability [14]. The frontal lobe, espe-
summary scores which showed significant correlations cially the prefrontal cortex, was found to be involved in
with executive function task scores were Copy Presence solving the Mazes task in studies with brain-damaged
Accuracy, Immediate Presence Accuracy, and Delayed patients or functional brain imaging [15,16]. The fact
Presence Accuracy, which were purported to be indices that the Mazes score could be predicted excellently by
of visuoperceptive and visual memory abilities. The par- the BQSS scores indicates that frontal lobe functions,
tial correlation coefficient between Delayed Presence especially planning ability, are strongly involved in the
Accuracy and the Mazes score was the highest (0.446). execution of the ROCF task. However, there is a strong
The purpose of our research was to develop a new possibility that in addition to planning ability, percep-
summary score which would show higher correlation tual abilities to recognize complex figures and visuomo-
with executive function task scores. Using multiple tor coordination abilities are also involved in
regression analysis we could obtain significant predictive implementation of both the ROCF task and the Mazes
equations for CA and PEN of WCST-K and for the task. Further research is needed to clarify common men-
Mazes score. The multiple correlation coefficient of the tal processes reflected by the ROCF task and the Mazes
third model of PEN with Neatness, Reduction, and task.
Cluster Presence as variables was moderate (0.507), BQSS may have a broader range of applications
and that of the fifth model of the Mazes score with Con- using the predictive equation of the Mazes score in this
figural Accuracy, Planning, Reduction, Horizontal study as a new summary score. The fifth model com-
Expansion, and Vertical Expansion as variables was prised of all five variables is not necessarily suitable
strong (0.774). for a summary score. First, the partial regression coeffi-
WCST has been considered to reflect planning, the cients of Reduction and Horizontal Expansion among
use of feedback, cognitive flexibility, and self-regulation the qualitative scores put into the equation as variables
of impulsive reaction, so it is thought to serve as a stan- were negative values. This means that the higher the
dard index of general executive functions [10]. The Reduction and Horizontal Expansion scores, the lower
results of our study showed that the accuracies of the the Mazes score. Such a relationship is difficult to
predictive equations of scores from the same WCST-K explain logically. Second, although the VIF of each par-
varied. The predictive equation of PEN was accompa- tial regression coefficient was not so high, the condition
nied by the highest multiple correlation coefficient, and indices of the third, fourth, and fifth model were over 20,
that of CA was the second highest. Contrary to this, indicating some possibilities of multi-collinearity. Con-
no significant predictive model of DSM was obtained. sidering that it is generally desirable to limit the number
This fact indicates that the psychological processes of independent variables to two or three, the second pre-
mainly tapped by PEN, CA, and DSM are distinct. Sev- dictive model seems to be the most suitable for the new
eral studies on the factor analysis of WCST showed summary score.
three-factor solutions, namely, cognitive flexibility (or In order to simplify the interpretation of the contri-
perseveration), problem-solving (or nonperseverative butions of the explanatory variables, we presented the
errors), and response maintenance (or inefficient sorting) predictive equations generated by multiple regression
[12,13]. Perseverative errors and number of categories analysis with standardized partial regression coefficients
completed resided in the cognitive flexibility factor, in Section 3. The second model for the Mazes score with
and were purported to reflect, in particular, set-shifting non-standardized partial regression coefficients was as
ability and mental flexibility among executive functions. follows:
On the other hand, Failure-to Maintain-Set, which cor-
responds to DSM, was the only index residing in the Mazes score ¼ 3:902 þ 2:378  configural accuracy
response maintenance factor. Our results indicate that
BQSS scores most strongly correlate with cognitive þ 1:198  Planning
T. Ogino et al. / Brain & Development 31 (2009) 52–57 57

Considering usability in clinical practice, we recommend [4] Beebe DW, Ris MD, Brown TM, Dietrich KN. Executive
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