Professional Documents
Culture Documents
CH 04
CH 04
Governance
for security
Sometime around 1775 BCE, Zimri-Lim, the king of When institutions of governance—the specific insti-
the ancient Mesopotamian city of Mari in today’s Syr- tutions for making and implementing policy—solve
ian Arab Republic, wrote the world’s earliest account— cooperation and commitment problems in ways that
engraved on a clay tablet—of the use of arbitration create incentives not to use violence, security prevails.
and restitution to settle a dispute between two of his When they do not, violence prevails. In the absence
vassals. He rebuked one of them: “You have raided of cooperation, contending sides walk away from the
his country. Everything you took, gather it together bargaining table, and citizens do not comply with gov-
and return it” (Munn-Rankin 1956, 95). On another ernment rules. When commitment is lacking, warring
occasion, the same king negotiated a power-sharing factions renege on peace agreements, policy makers
agreement over a contested city with his more pow- default on their promises to transfer resources to dis-
erful rival, King Hammurabi of Babylon. Bargaining contented groups or regions, disputants fail to abide
extended over several years—“Remove [that city] from by court judgments, the police abuse citizens instead
the treaty tablet and I shall commit myself!” offered of protecting them, and violence ensues.
Hammurabi at one point—but no agreement could The framework adopted by this Report emphasizes
be reached, a consequence of the uneven balance of the centrality of three constitutive elements of gover-
power between the two kingdoms (Heimpel 2003, nance for development: (1) the relative distribution
379). Violence ensued, and in 1759 BCE the king of of power among individuals and groups with con-
Violent conflict Babylon destroyed Mari, boasting that he had “turned flicting preferences; (2) the bargaining arena where
is the result of the land into rubble heaps and ruins” and displaced its conflicting interests are mediated and policy choices
three types of entire population (Heimpel 2003, 177). are made and implemented; and (3) the barriers to
breakdowns in entry to this arena. Accordingly, violent conflict is the
governance: the result of three types of breakdowns in governance,
unconstrained Can governance solve the all rooted in cooperation and commitment problems:
power of problem of violence in (1) the unconstrained power of individuals, groups,
individuals, groups, and governments; (2) failed agreements between
and governments;
society? participants in the bargaining arena; or (3) the exclu-
failed agreements Can dispute settlement, power sharing, restitution, sion of relevant individuals and groups from this
between and other forms of governance solve the problem of arena. Power sharing, resource redistribution, dispute
participants in the violence in society? Yes, under certain circumstances. settlement, and sanctions and deterrence have long
bargaining arena; Violence recedes when individuals, groups, and gov- been identified as potential ways governance can pre-
or the exclusion of ernments have incentives not to use it to pursue their vent, reduce, or end violent conflict, yet they succeed
relevant individuals objectives, and when not using it eventually becomes only when they constrain the power of ruling elites,
and groups from the norm. Institutions create incentives to reach agree- achieve and sustain agreements, and do not exclude
this arena. ments (cooperation) and enforce them (commitment). relevant individuals and groups.
violence and the threat of violence (coercion).1 Rather Net enrollment rate, secondary
than representing discrete, opposed situations, secu- Adult literacy rate
rity and violence are on a continuum. For that rea-
Primary completion rate
son, this Report measures security as the reduction
in the incidence of violence.2 The threat of violence, Access to improved water source
however, is more difficult to measure. Compounding Access to electricity
the measurement challenge is the overlapping and Poverty rate at $1.90 a day
coexistence of violence and security.3
Vulnerable employment
0.3
capacities of household members, the destruction of
productive assets and livelihoods, and displacement
(Ibáñez and Vélez 2008; Justino 2009). Violence and 0.2
Box 4.1 How modern governance was born offers lessons for today’s
“fragile” countries
Today’s governance is the child of yesterday’s violence. into laws. But violence did not disappear—on the contrary,
From the earliest records of human societies until the more revenues were available to finance more external
modern era, violence has been the norm (Pinker 2011). It wars. It was now monopolized by these emerging states
was not until violence was constrained by the state that and channeled toward providing law and order, combating
development began to occur on a large scale (North, crime, and protecting property rights (Bates, Greif, and
Wallis, and Weingast 2009). Even the countries that enjoy Singh 2002). Modern governance was born.a
the highest per capita incomes and most peaceful societies Today, millions of people live under the rule of nonstate
in the world, such as most of Europe, emerged from wars armed groups, contemporary equivalents of the medieval
and violent contests for power (Tilly 1985, 1990). They were violence specialists who gave rise to the western European
“fragile states” for most of their historical trajectory. states.b Wartime institutions—the “rules of the game that
How these countries made this transition from violence result from the interaction between civilians and armed
and underdevelopment to security and prosperity reveals factions”—have created new, enduring realities on the
intriguing patterns. As commerce expanded in medieval ground, with profound implications for processes of state
Europe, violence specialists—individuals or groups that and nation building in the aftermath of violence (Justino
procured resources for themselves primarily through vio- 2016; see also spotlight 4). The relative security of places
lence and coercion—traded the provision of security for such as Somaliland provides a compelling illustration of the
financial resources to finance their wars (Braudel 1966). sustainability of the governance arrangements that arise
They allowed economic activity to flourish under their organically—and without donor intervention—from the
protection, founded states, and ceded some power and bargains struck among armed rebels, business communi-
rights to business and other elites (Duby 1991; Bates 2001). ties, and civilians (Bradbury 2008). These arrangements
Later, these rights were gradually expanded and eventually exemplify the significance of these homegrown rules for
conceded to the majority of the population (Acemoglu and the future governance of postwar countries—and the puz-
Robinson 2006). Constraints on unbridled power and other zles they pose to the international development commu-
outcomes of these bargains between elites were formalized nity (Weinstein 2004).
Source: WDR 2017 team.
a. This narrative has been extended by some authors to contemporary states in eastern Africa and Southeast Asia as well. See Weinstein (2005) and
Slater (2010).
b. Gambetta (1996); Weinstein (2007); Mampilly (2011); Ahmad (2015); Arjona, Kasfir, and Mampilly (2015); Sanchez de la Sierra (2015).
Gender-based violence (GBV) reflects power inequalities internalized, and violence can even become acceptable for
between women and men. Women and girls are more com- the victims, who may be afraid to challenge shared norms
monly the victims of GBV—a manifestation of power imbal- out of fear of backlash (they may not even be aware of
ances tilted in favor of men that characterizes many cultures alternatives to the norm). For example, more positive atti-
around the world, most of them patriarchal. According to tudes toward FGM are typically found in countries where its
Watts and Zimmerman (2002, 1232), “Violence against prevalence is higher. Interestingly, support for the continu-
women is not only a manifestation of sex inequality, but ation of FGM is generally similar among women and men,
also serves to maintain this unequal balance of power.” and among women greater support is expressed by those
Collectively shared norms about women’s subordinate role who themselves have undergone FGM.
in society, which potentially leads to violence against them, Biased formal laws restricting women’s economic
perpetuate the power imbalance. opportunities reinforce (and are reinforced by) discrimi-
Female genital mutilation (FGM), sex selection, child natory gender norms, which in turn strengthen the power
marriage, dowry deaths, honor killings, and widowhood imbalance. Although many countries have recently carried
rituals are harmful cultural practices that are supported by out reforms to remove legal restrictions, about 90 percent
various social norms and beliefs. For example, FGM is tradi- of the 173 countries reviewed in a recent study still have at
tionally believed to preserve a girl’s virginity until marriage; least one legal gender difference on the books, including
not conforming to the practice may lead to social exclusion, laws requiring a woman to seek her husband’s permission
stigma, and the inability to find a husband (UNICEF 2013). to work, travel, and register a business, and prohibitions on
Sex-selective abortions, infanticide, neglect of female chil- women working in certain industries or hours (World Bank
dren, and mistreatment of women who did not bear male 2015).
children are manifestations of pervasive son preference, The persistence of these cultural practices depends in
typically grounded in rigid patrilineal and patrilocal family part on reciprocal expectations about the behavior of oth-
systems and the special role of male children in religious ers.b As long as discriminatory norms are broadly shared
rituals.a Dowries—a practice that strengthens son pref- by a critical mass of individuals who expect that others
erence because it leads parents to consider daughters as will conform to the practice, there will be no incentive to
liabilities—has often been linked to brutally violent acts deviate from them. A shift requires coordination of beliefs
against women—such as harassment, domestic violence, because each individual’s action depends on expectations
murder, and suicide—as a way to extract a higher dowry of what the others will do. Strategic interdependence of
from the wife’s family (UNFPA 2013). Honor killings involve individual beliefs will maintain the unequal distribution
murders, often committed by close relatives, in the name of of power. Many state laws (such as those prohibiting FGM,
“family honor.” Such killings of women are a way to sanc- domestic violence, child marriage, sex-selective abortions,
tion the refusal of a female to enter an arranged marriage, and dowries, often introduced under domestic and interna-
an attempt by a female to marry outside her own social tional pressure from women’s movements) have not been
group, or the attack of a female by a rapist (UNFPA 2000; effective in reducing the prevalence of harmful practices
Pande 2015). Widows are sometimes victims of violence because of the failure to understand the conditions needed
by in-laws and the object of humiliating rites and isolation to shift norms and the need to translate laws in the context
as part of the mourning process. Such acts are intended of the local culture (see chapter 3). Other forces may lead to
to demonstrate a widow’s grief and innocence in her hus- persistence that does not depend specifically on reciprocal
band’s death (Chen 2000; Sossou 2002). social expectations, but rather on private motives that vary
The continuation of these practices is supported by considerably across individuals and may require specific
both women and men. The power imbalance can become policy interventions (Efferson and others 2015).
Source: WDR 2017 team.
a. Das Gupta and others (2003); Milazzo (2014); Jayachandran (2015).
b. Mackie (2000), with specific reference to FGM.
Identity is perhaps the broadest set of drivers of conflict. access) resources is ubiquitous and has been the subject of
It encompasses ethnicity, race, language, territory, caste, landmark analyses and case studies (Ostrom 1990; Ellickson
gender, sexual orientation, religion, belief, and potentially 1991). Resources also generate rents, which can be used to
all “markers” of difference between human beings. Identity fuel and sustain conflict (Besley and Persson 2011).
carries the seeds of conflict in its womb: those who share Economic and other shocks may also drive conflict: An
the same identity are part of the “in-group,” while those external (exogenous) event or condition (such as a drought,
who do not are the “out-group”—the others. When people climate change, the discovery of a new trade route, or a hike
acquire a strong and exclusive sense of belonging to a sin- in commodity prices) or an internal (endogenous) event or
gle group, the stage is set for conflict (Sen 2006). Just as condition (such as technological change or demographic
identities are a primary driver of conflict, conflict is the main shifts) can disrupt a stable situation by introducing tension
way identities are shaped (Berman and Iannaccone 2006; in the control of scarce or expanding resources.a
Fearon 2006): “There is nothing like conflict to determine, The development process itself—or rather its uneven-
delineate, and accentuate the sense of belonging” (Lianos ness in the form of poverty, income inequality, and urban
2011, 4). migration—can also be a powerful driver of conflict.b
Resources are another major driver of conflict, whether Drivers of conflict can combine. Horizontal inequality—
they are natural resources such as oil, minerals, and gem- the confluence of ethnic identity and income inequality—is
stones; common pool resources such as fisheries, forests, a particularly explosive combination (Esteban and Ray
grazing land, and water basins; or private resources such 2008; Esteban, Mayoral, and Ray 2012). Extreme sce-
as agricultural land and cattle. An extensive literature asso- narios feature all drivers. Such was the case of Darfur in
ciates natural resources with the onset of violent conflict Sudan, where local conflicts over land and water resources,
(Caselli, Morelli, and Rohner 2015; Ross 2015). Resources drought, poverty and inequality, and ethnic and religious
can trigger conflict whether they are scarce or abundant polarization all conspired, at a time when local governance
(Collier and Hoeffler 1998; Bardhan 2005). Conflict over the broke down, to turn these drivers of conflict into one of the
mismanagement and overuse of common pool (or open deadliest civil wars of the time (de Waal 2007).
Source: WDR 2017 team.
a. For drought, see Miguel, Satyanath, and Sergenti (2004); for climate change, Burke, Hsiang, and Miguel (2015); for commodity price shocks, Dube and
Vargas (2013) and Bazzi and Blattman (2014); and for demographic shifts, Goldstone (2002).
b. For poverty, see Justino (2009); for income inequality, Fajnzylber, Lederman, and Loayza (2002), Montalvo and Reynal-Queyrol (2008), Stewart
(2008), Enamorado and others (2016), and Ray and Esteban (2016); for urban migration, World Bank (2010).
Violent conflict is the result of a individuals from using violence. The absence of this
governance failure deterrent will likely decrease the cost of the violent
There are converging indications that the use of orga- option. Violent conflict, then, is the outcome of the Violent conflict
nized violence to resolve a conflict is the outcome of a failure of institutions of governance to resolve a con- is the outcome
rational decision: leaders go to war when they believe flict, regardless of what factors or combinations of of the failure of
the expected benefits of a war outweigh its expected factors cause it. Three types of such governance fail- institutions of
costs (Tilly 1978; Fearon 1995), and young men join ures can lead to violent conflicts: bargaining failures governance to
gangs and rebellions when this option is superior to between individuals and groups; the unconstrained resolve a conflict,
the next best opportunity foregone (World Bank 2011). power of the state; and the exclusion of powerful indi- regardless of
Institutions and norms shape behavior—including viduals and groups from the bargaining arena where what factors or
violent behavior. They create incentives for individu- policies are made and implemented. combinations of
als and groups to use violence, or refrain from using Bargaining failures. Violence can arise when agree- factors cause it.
it, to resolve conflicts by determining the expected ments between opposing sides break down, such as
gains from each option. These incentives differ in when the state’s monopoly over violence falls apart
various institutional settings. For example, the exis- (Bates 2008a, 2008b). This violence becomes the pre-
tence of a credible threat of sanctions will discourage ferred—and rational—way for certain individuals and
6.2
Total/civil servants recruited
Workers recruited
5.8
30,000 10,000
5.6
5.4
20,000 5,000
5.2
Sources: Tunisia: Brockmeyer, Khatrouch, and Raballand 2015; Arab Republic of Egypt: Bteddini 2016.
as parliamentarians to secure public employment makes them very credible commitment devices
for their followers. Although some of this employ- (Acemoglu and Robinson 2006).
ment was real—particularly in the army and security Such commitment, coupled with the demon-
forces—an informal mechanism awarded government strated and repeated capacity of governments to
jobs to more than 40,000 “ghost workers”—that is, make good on their promises, could increase trust
clients and relatives of tribal leaders who received sal- in government over time and reduce the chances
aries without being expected to work. This fictitious of choosing the violent option. Conversely, the poor
employment consumed up to 6 percent of the national credibility of governments in committing to the
budget in the education sector alone (Egel 2013). transfer of resources can lead to violence, especially
if the chances of overthrowing the government by
Redistribution can reduce violence by violent means are greater than the probability of it
increasing trust in government and credibly transferring the resources (Acemoglu and
interpersonal trust Robinson 2006; Murshed and Tadjoeddin 2009).
The exact mechanisms by which redistributive Social welfare policies can also reduce political
policies achieve security entail the resolution of conflict by helping to strengthen interpersonal trust
commitment and cooperation problems between gov- between citizens. In both theory and analytical case
ernments and groups pressing for redistribution— studies, interpersonal trust has been classically linked
whether these are powerful elites or mobilized to increased social cohesion and thus less social con-
citizens (Addison, Le Billon, and Murshed 2002). flict. Empirically, it is linked to reductions in crime lev-
Sustained and steady increases in government expen- els (Lederman, Loayza, and Menéndez 2002). Quanti-
ditures on social welfare, such as those in Latin Amer- tative evidence linking social welfare to interpersonal
ica in the 1990s and 2000s, signaled governments’ trust is more limited, but empirical studies do show
commitment to the social contract that ties the state that interpersonal trust is higher among members
to its citizens—or at least to the groups that would of communities that are economically homogeneous
otherwise threaten elite control over the state (Bueno and more equal. Conversely, participation in social
de Mesquita and others 2002, 2003). The political activities, a close proxy of social cohesion, is lower in
difficulty in rolling back these social welfare pro- places where economic and social inequality are high
grams, which have become seen as entitlements, (Alesina and La Ferrara 2002a, 2002b).