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● Background: Although urinary tract infection (UTI) occurring late after renal transplantation has been considered
“benign,” this has not been confirmed in a national population of renal transplant recipients. Methods: We
conducted a retrospective cohort study of 28,942 Medicare primary renal transplant recipients in the United States
Renal Data System (USRDS) database from January 1, 1996, through July 31, 2000, assessing Medicare claims for
UTI occurring later than 6 months after transplantation based on International Classification of Diseases, 9th
Revision (ICD-9), codes and using Cox regression to calculate adjusted hazard ratios (AHRs) for time to death and
graft loss (censored for death), respectively. Results: The cumulative incidence of UTI during the first 6 months after
renal transplantation was 17% (equivalent for both men and women), and at 3 years was 60% for women and 47% for
men (P < 0.001 in Cox regression analysis). Late UTI was significantly associated with an increased risk of
subsequent death in Cox regression analysis (P < 0.001; AHR, 2.93; 95% confidence interval [CI], 2.22, 3.85); and
AHR for graft loss was 1.85 (95% CI, 1.29, 2.64). The association of UTI with death persisted after adjusting for
cardiac and other infectious complications, and regardless of whether UTI was assessed as a composite of
outpatient/inpatient claims, primary hospitalized UTI, or solely outpatient UTI. Conclusion: Whether due to a direct
effect or as a marker for serious underlying illness, UTI occurring late after renal transplantation, as coded by
clinicians in the United States, does not portend a benign outcome. Am J Kidney Dis 44:353-362.
This is a US government work. There are no restrictions on its use.
INDEX WORDS: US Renal Data System (USRDS); urinary tract infection; pyelonephritis; death; graft loss; survival;
women; sepsis; creatinine; renal insufficiency; cardiovascular disease; cytomegalovirus.
American Journal of Kidney Diseases, Vol 44, No 2 (August), 2004: pp 353-362 353
354 ABBOTT ET AL
Table 1. Factors Associated With Medicare Claims for UTI After Renal Transplantation, Renal Transplant
Recipients, January 1, 1996, Through July 31, 2000, With Medicare as Primary Payer
NOTE. Data are given as the number (% of total) or mean ⫾ 1 SD. Dates for renal transplant recipients were January 1,
1996, through July 31, 2000, censored at 3 years of follow-up. To convert creatinine levels in mg/dL to mol/L, multiply by
88.4; serum albumin levels in g/dL to g/L, multiply by 10.
Abbreviations: PD, history of peritoneal dialysis for any 60-day period before transplant (no history of peritoneal dialysis);
HD, heart disease; ACS, acute coronary syndrome; CMV, cytomegalovirus.
*P ⬍ 0.05 versus patients without UTI by chi-square test.
†P ⬍ 0.05 versus patients without UTI by Student’s t-test.
‡Obtained only for patients who presented to dialysis on or after April 1, 1995, so limited to 16,662 (57.6%) patients.
pressive medications (specifically use of mycophenolate History of donor UTI was available only for recipients of
mofetil), graft loss, previous transplantation, delayed graft cadaveric donors, and therefore analysis using this variable
function, results of serologic testing for cytomegalovirus was restricted to cadaver donors. Treatment with peritoneal
(both donor and recipient), donor kidney positive for hepati- dialysis for any 60-day period prior to transplantation was
tis C virus, end transplant center, and allograft rejection in obtained from patient treatment files. Data from CMS Form
accordance with previous studies. Specific causes of end- 2728 was available for over half of the cohort (Table 1)
stage renal disease assessed included diabetes mellitus, whose first date of end-stage renal disease was on or after
chronic pyelonephritis, chronic obstruction, polycystic kid- April 1, 1995, due to time elapsed from presentation to
ney disease, and systemic lupus erythematosus (other causes end-stage renal disease until renal transplantation, therefore
were not excluded but were not specifically identified). disproportionately including recipients of living donor kid-
356 ABBOTT ET AL
neys. This form included information on pertinent labora- graft loss are not constant over time; in fact, rates of all 3
tory values and baseline comorbidities, predominantly car- outcomes are more common early after transplantation than
diovascular disease. late. Therefore, late UTI was defined as UTI occurring 6
months or more after renal transplantation, and outcomes
Statistical Analysis assessed were death or graft loss occurring after the diagno-
All analyses were performed using SPSS 12.0 (SPSS, sis of UTI, compared with recipients who did not develop
Inc., Chicago, IL). Files were merged and converted to SPSS UTI. Because pyelonephritis might have different implica-
files using DBMS/Copy (Conceptual Software, Houston, tions than other classifications of UTI, analysis was also
TX). Additional analyses were validated in Stata 8.0, Inter- performed separately using late pyelonephritis (ICD-9 code
cooled (College Station, TX). Analysis was performed with 590.x) as an outcome. Since approximately half of Medicare
chi-square testing for categorical variables (Fisher’s exact claims for UTI were institutional (hospitalization claims),
test was used for violations of Cochran’s assumptions) and specific-cause hospitalizations were assessed as time-
Student’s t-test for continuous variables (Mann-Whitney test dependent variables in the final model. Also, analysis was
was used for non-normally distributed variables), respec- performed excluding patients who had been hospitalized for
tively. Statistical significance for univariate comparisons heart failure, acute coronary syndrome, sepsis, or cytomega-
was defined as P ⬍ 0.05. Variables with P ⬍ 0.10 in lovirus. Analysis also was stratified by sex and by receipt of
univariate analysis for a relationship with development of a kidney-pancreas transplant, given previous reports that blad-
first Medicare claim for UTI were entered into multivariate der drainage of pancreas allografts may be associated with a
analysis as covariates, because of the possibility of negative higher risk of UTI.20,21
confounding. Variables thought to have a known clinical
reason to be associated with UTI were introduced into RESULTS
multivariate models even if univariate P values were greater
than 0.10, in accordance with established epidemiologic Of 59,077 recipients of renal transplants from
principles.15 Continuous variables were explored and values January 1, 1996, to July 31, 2000, 29,597 had
thought to be inconsistent with clinical experience were valid follow-up times and evidence of Medicare
excluded. as primary payer at the time of transplantation.
The independent association between patient factors and Of these, 28,942 (97.7%) had Medicare payment
time to the first Medicare claim for UTI during the study
period was examined using multivariate analysis with Cox dates with valid Medicare as primary payer sta-
regression, (likelihood ratio method16), controlling for vari- tus (by SAF.PAYHIST) within 14 days of trans-
ables entered into the model as described above. Both formal plantation. During the study period, 12,508
and graphic assessments for all covariates in the final models (43.2%) had either an inpatient or outpatient
were performed to verify the existence of proportional claim for UTI (composite UTI); 12,803 recipi-
hazards. Multivariate analysis will exclude all patients with
missing values, likely resulting in substantially smaller mod- ents (44.3%) had physician supplier (outpatient)
els than the entire study population. Continuous variables claims for UTI, 8,812 (28.0%) had institutional
that were non-normally distributed were also assessed by (inpatient) claims for UTI, and 6,124 (21.2%)
quartiles. Models also substituted values for missing values had both inpatient and outpatient claims for UTI.
of variables (“interpolation”) to assess for potential bias All subsequent results refer either to composite
resulting from exclusion of patients with missing values.
Hierarchically well-formed models were used for the assess- UTI (as defined), UTI as an inpatient all-listed
ment of interaction terms. Interaction terms that were found diagnosis (institutional claims), or UTI as a pri-
to be statistically significant in Cox regression analysis were mary hospital discharge diagnosis. As shown in
presented stratified for each level of the covariate, as appro- Fig 1, the incidence of composite UTI during the
priate.17 The independent association of Medicare claims for first 6 months after renal transplantation was
UTI with patient mortality and graft loss was determined
using Cox nonproportional hazards regression assessing the 17% (equivalent for both men and women), and
time of the first Medicare claim for UTI as a time-dependent at 3 years was 60% for women and 47% for men
variable, with times after the first Medicare claim for UTI (P ⬍ 0.001 by log rank test). Almost all patients
coded as 1, and all other times coded as 0, as in previous with outpatient claims for UTI had multiple
reports.18,19 Other hospitalizations (acute coronary syn- claims. Among patients with institutional claims
drome, heart failure, cytomegalovirus, and sepsis as men-
tioned above) were also assessed as time-dependent vari- for UTI (all-listed diagnoses), 62.9% had a single
ables in analysis. To assess for possible bias of repeated UTI claim for UTI, 18.8% had 2 institutional claims,
affecting survival associated with late UTI, analysis of late 7.5% had 3 institutional claims, with the remain-
UTI also excluded patients who were coded for UTI during der having 4 or more institutional claims for
the earlier period of the study. In addition, a separate UTI. Of recipients with Medicare institutional
variable coding for multiple (2 or more) institutional claims
for UTI were assessed in analysis. Analysis of the associa- claims for later UTI, 85% were coded as UTI
tion between UTI and outcomes (death and graft loss) is (not otherwise specified, 599.0x), 13.0% as pyelo-
further complicated by the fact that rates of UTI, death, and nephritis (590.1x), and 1.3% as cystitis. There
URINARY TRACT INFECTION AFTER RENAL TRANSPLANTATION 357
was no difference in site of UTI by sex. Among Patient characteristics associated with compos-
patients with UTI coded as a primary discharge ite UTI are shown in Table 1. Female sex, African-
diagnosis (n ⫽ 2,225, 7.7%), the leading diagno- American race, older age in men only, history of
sis was UTI unspecified (599.0x, 69%) and acute peritoneal dialysis (versus hemodialysis), and
pyelonephritis (23%). Among women, 24% of cause of end-stage renal disease (diabetes, poly-
primary discharge diagnoses were for acute py- cystic kidney disease, chronic pyelonephritis,
elonephritis versus 19% in men (P ⬍ 0.01 by and chronic obstruction), cadaver kidney, kidney-
chi-square test). Very few (0.8%) were coded as pancreas transplant, older donor age, rejection in
cystitis. the first 6 months, and elevated serum creatinine
Of the 8,812 recipients with Medicare institu- within 6 months after transplantation were signifi-
tional claims for UTI, 4,863 (59.9%) occurred as cantly associated with UTI. Specific hospitaliza-
a primary or secondary hospitalization discharge tions as shown were associated with UTI. In
diagnosis; of these, 2,225 (25.6%) were for a information from CMS Form 2728, heart failure,
primary discharge diagnosis. A higher proportion
lower serum albumin, and lower serum creati-
of patients with UTI occurring within the first 6
nine were associated with increased risk of UTI.
months had UTI coded as a primary discharge
Table 2 shows results of Cox regression analy-
diagnosis than UTI occurring more than 6 months
sis of factors independently associated with a
after transplantation (46.7% versus 19.6%, P ⬍
0.001 by chi-square test). Among patients with a shorter time to UTI. A high serum creatinine
primary or secondary discharge diagnosis of UTI, level, as well as recipient female sex, longer
the most common primary discharge diagnosis duration of pretransplantation diabetes, older re-
was code 996.81, complication of kidney trans- cipient age for men, renal failure due to diabetes,
plant (21.7%), followed by code 599.x, UTI chronic pyelonephritis, chronic obstruction, poly-
unspecified (15.9%). cystic kidney disease, and kidney-pancreas trans-
The time to UTI, stratified by recipient sex, is plantation were independently associated with
shown as a Kaplan-Meier plot in Fig 1. The peak an increased risk of later UTI. Among data from
risk of UTI occurred in the first 6 months after CMS Form 2728, prevalent heart failure (but not
renal transplantation, and the risk of UTI was the ischemic heart disease), lower serum albumin,
same for men and women. After this, the risk of and lower serum creatinine at the time of dialysis
UTI was significantly higher for female recipi- were significantly associated with a higher risk
ents than for male recipients. of later UTI. Risk factors for multiple episodes
358 ABBOTT ET AL
Table 2. Cox Regression Analysis of Factors Independently Associated With New Medicare Claims for
Composite UTI Occurring 6 Months After Renal Transplantation
Serum creatinine level 6 months after transplantation (mg/dL) ⬍0.001 1.09 (1.06,1.13)
Female recipient (v male) ⬍0.001 1.86 (1.76,1.97)
Age (in years, limited to men only), ⬎55.4 v lower ⬍0.001 1.36 (1.21,1.54)
Quartiles of years of dialysis before transplantation (v ⬍ 1.00) 0.012 1.25 (1.13,1.37)
⬎2.98 v less
Cause of ESRD (v all others)
Diabetes ⬍0.001 1.19 (1.11,1.33)
Chronic pyelonephritis 0.002 1.46 (1.24,1.72)
Chronic obstruction ⬍0.001 1.54 (1.26,1.89)
PKD 0.007 1.23 (1.04,1.29)
Kidney-pancreas transplant 0.018 1.18 (1.03,1.35)
N in final model 17,395
Model also including data from CMS Form 2728*
Prevalent congestive heart failure ⬍0.001 1.26 (1.11,1.43)
Serum albumin ⬍3.0 mg/dL v higher 0.001 1.26 (1.10,1.43)
N in final model 6,730
NOTE. Data are given as the number (% of total) or mean ⫾ 1 SD. Dates for renal transplant recipients were January 1,
1996, through July 31, 2000, censored at 3 years of follow-up. Patients who died, were lost to follow-up, or reached the end of
the study period within 6 months after transplantation were not included in analysis. To convert creatinine in mg/dL to mol/L,
multiply by 88.4; albumin in g/dL to g/L, multiply by 10.
Abbreviations: ESRD, end-stage renal disease; PKD, polycystic kidney disease.
*Obtained only for patients who presented to dialysis on or after April 1, 1995, as per Table 1 (57.6%) patients. In this
model, all factors presented above in the larger model were still significant with similar point estimates except for diabetes,
which was no longer significant, AHR for UTI, 1.01; 95% CI, 0.91, 1.13; P ⫽ 0.86.
of UTI (2 or more Medicare institutional claims a primary discharge diagnosis had a statistically
for UTI) were similar; that is, risk factors for significant interaction with sex in the association
multiple episodes of UTI were similar to risk with death; therefore, adjusted hazard ratios are
factors for single UTI episodes. Results were shown separately for men (in whom UTI as a
similar using interpolated values for missing primary discharge diagnosis was independently
values of variables. associated with death) and for women (in whom
Cumulative patient survival after UTI as a this association was not significant). A variable
composite diagnosis was 87% at 1 year, 81% at 2 coding for the occurrence of multiple (more than
years, and 76% at 3 years. Cumulative graft 1 Medicare institutional claim) for UTI was not
survival after UTI was 84% at 1 year, 78% at 2 independently significant in analysis, either over-
years, and 73% at 3 years. Figure 2 shows all or separately for men or women; that is,
adjusted hazard ratios for the association be- single episodes of UTI were associated with
tween late UTI, death, and graft loss, respec- mortality to a similar degree as multiple episodes
tively. UTI was assessed both as composite UTI of UTI.
(inpatient and outpatient claims, all-listed diag- Additional analysis was performed with UTI
noses) and hospitalizations with primary dis- defined as an outpatient diagnosis only occurring
charge diagnoses of UTI (primary hospitalized more than 6 months after transplantation (from
UTI). Variables fitted in the final Cox regression physician supplier codes, N with outpatient UTI
model are specified in the legends to the figures. only ⫽ 4,302, 19.1%), excluding patients who
As shown, composite late UTI was indepen- had inpatients claims for UTI (total N in model ⫽
dently associated with an increased risk of subse- 13,041). In this analysis, even outpatient UTI
quent death, adjusted for other factors, with no was significantly associated with subsequent risk
interaction between UTI and other factors for the of death using the same covariates as above
association with either death or graft loss. UTI as (adjusted hazard ratio [AHR], 1.33; 95% confi-
URINARY TRACT INFECTION AFTER RENAL TRANSPLANTATION 359
dence interval [CI], 1.15, 1.12; P ⬍ 0.001) with those without UTI (not significant), and chronic
no interaction between UTI and sex. Outpatient rejection accounted for over 50% of specified
UTI was also significantly associated with graft causes of graft loss for both groups, followed by
loss (AHR, 2.35; 95% CI, 1.61, 3.43; P ⬍ 0.001) acute rejection, accounting for 16% and 19%,
excluding patients with inpatient graft loss. respectively. As shown in Figure 2, both late
Separate analysis of kidney-pancreas recipi- composite UTI and primary hospitalized UTI
ents revealed that late UTI was also indepen- after renal transplant were significantly associ-
dently associated with death (AHR, 4.06; 95% ated with an increased risk of graft loss, P ⬍
CI, 1.55, 10.63); the association of UTI with 0.001. There was no significant interaction be-
graft loss was not significant (AHR, 1.21; 95% tween UTI and sex for the risk of graft loss,
CI, 0.19, 7.81) either early or late. Among patients with UTI
There were no substantial differences in speci- who died, primary specific causes of death were
fied causes of graft loss between patients with missing or unknown for 61%. Cardiovascular
UTI and those without UTI. Specifically, among death was coded less commonly as a primary
patients with specified causes of graft loss (ie, cause of death among patients with total UTI
excluding patients with missing or unknown (20.7% versus 23.9% for those without UTI)
causes or patients who died with functioning while coding for infectious death was no differ-
grafts), infection was listed as a cause of graft ent (12.6% versus 12.5%). This association did
loss in 6.5% of patients with UTI versus 5.0% of not differ by sex.
360 ABBOTT ET AL
causes of renal failure) certainly predisposed to factors associated with UTI in the present study
later UTI, as indicated in Table 2, both our data were similar to risk factors for UTI in the general
and the cited studies indicate that most late population and did not reflect risk factors for
recipient UTIs occur independent of these risk cardiovascular disease. Medicare claims do not
factors. It was remarkable that the risk of UTI reliably capture medication use, and therefore
was the same for either sex during the first 6 antibiotic use could not be determined. We were
months after transplantation. In fact, no specific unable to determine the role of postoperative
risk factors were significantly associated with complications, such as urine leak or lymphocele
early UTI, a time when almost all patients have formation, or cumulative immunosuppression
urethral catheters in a setting of their transplant dose on the future risk of UTI. Presumably all
surgeries. Although the present study could not renal transplant recipients had urethral catheter-
determine use of prophylactic antibiotics, most ization at their initial surgery, but we were unable
transplant centers prescribe prophylactic antibiot- to determine the duration of urethral catheteriza-
ics to their recipients for the first 3 to 6 months tion. We were also unable to determine the pres-
after transplantation.9 ence of persistent anatomic abnormalities (other
The key potential limitation of this study is than as specified causes of renal failure), which
that UTI, as we have assessed it, may merely be a could have played a role in late UTI risk.
marker for sicker patients and not itself cause In conclusion, the findings of the present study
either a higher risk of death or graft loss. This of the US renal transplant population contrast
limitation may apply to either UTI assessed as an with previous studies in that late UTI was inde-
all-listed (total) diagnosis or as a primary dis- pendently associated with both an increased risk
charge diagnosis. UTI as an all-listed diagnosis, of subsequent death and graft loss. Whether this
particularly in hospitalized patients, could reflect is because late posttransplantation UTI truly con-
patients admitted for other conditions who devel- tributes to an increased risk of death and graft
oped nosocomial UTI, and the subsequent risk of loss or is a marker for more serious conditions,
adverse outcomes could be related to the admit- such as posttransplantation renal insufficiency or
ting diagnosis rather than UTI. Whether this cardiovascular disease, could not be conclu-
limitation applied to outpatient cases of UTI sively determined due to the observational nature
could not be determined. Further, the prioritiza- of the database and our inability to confirm
tion of the diagnosis of hospitalized UTI may not diagnoses. However, in either case, it is clear that
necessarily reflect the severity of the diagnosis. hospital-associated UTI occurring late after renal
For example, in our previous analysis of the transplantation, as coded by clinicians in the
USRDS renal transplant population, we found United States, does not portend a benign out-
that UTI was the leading secondary diagnosis for come. Follow-up studies to assess the causes of
patients with a primary discharge diagnosis of the increased risk of death and graft loss associ-
sepsis1; ie, sepsis attributed to UTI. Therefore, ated with UTI in this population could shed light
coding of UTI as a secondary discharge diagno- on issues not fully discernable from the USRDS.
sis does not necessarily mean that these UTIs
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