Professional Documents
Culture Documents
REFERENCES
Linked references are available on JSTOR for this article:
https://www.jstor.org/stable/1120094?seq=1&cid=pdf-reference#references_tab_contents
You may need to log in to JSTOR to access the linked references.
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org.
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
Columbia Law Review Association, Inc. is collaborating with JSTOR to digitize, preserve and
extend access to Columbia Law Review
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
LAW AND MORALITY IN THE PERSPECTIVE OF LEGAL
REALISM
HARRY W. JONES*
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
800 COLUMBIA LAW REVIEW [Vol. 61: 799
law camp on the legal realists, and particularly on their hero figure, Justice
Holmes. Consider this natural law charge: "This much must be said for
Realism. If man is only an animal, Realism is correct, Holmes was correct,
Hitler is correct."6 That was guilt by association, with a vengeance, and
suggests the depth of natural law antagonism towards the realist inquiries.
If, as I believe, the natural law attack on legal realism was a mis-
identification of the enemy, how are we to account for it? There are several
possible explanations. For one thing, the realists were asking new and dif-
ferent questions, attempting a long overdue analysis of the decisional process,
without always making it entirely clear that this was what they were about.
There was underbrush to be cleared away, notably the stubborn remnants of
the old slot-machine theory of judicial decision, and the realist commitment
to this limited mission was such as to create a widespread impression that
the realists, as a group, were not at all interested in the problem of law and
morality.7 This concentration on the decisional process as it is in fact, and
consequent underplaying of the legal ought to be, was bound to draw fire
from the members of a philosophical tradition that had focussed its attention
for seven hundred years on justice and righteousness in law. Further, the
realist thesis included an all-out attack on what Holmes had called "the
fallacy of logical form"8 in law, that is, on the adequacy of the syllogism as
an explanation of the process of judicial decision. The historic association of
Scholastic thought, including Thomist natural law, with the method of formal
logic is such that a sharp dissent from the natural law quarter was perhaps
inevitable.
There are indications, in recent natural law writings9 and in the oc-
casional pieces of younger Thomist legal scholars, that legal realism now
is regarded with far less hostility in natural law circles than was the case
thirty, or even twenty, years ago, but it may still be the weight of opinion
there that only a scholar of split personality can be, at once, a natural lawyer
and a legal realist. This is a family disagreement within the natural law
camp, but it suggests a question for those of us who, by philosophical or
religious conviction, are outside the Thomist natural law tradition but share
6. Lucey, Natural Law and Legal Realism, 30 GEO. L.J. 493, 531 (1942). See
also the highly unfavorable appraisals in LEBUFFE & HAYES, THE AMERICAN PHI-
LOSOPHY OF LAW 179-85 (5th ed. 1953) ; Kennedy, Realism, What Next?, 7 FORDHAM
L. REV. 203 (1938).
7. The natural law jurisprudents were not alone in this impression; it was shared
by Pound, Morris Cohen, and others. Pound, The Call for a Realist Jurisprudence, 44
HARV. L. REV. 697 (1931); Cohen, A Critical Sketch of Legal Philosophy in America,
in 2 LAW, A CENTURY OF PROGRESS, 1835-1935, at 266 (1937). The best analysis of
legal realism's affirmative implications for a theory of justice is GARLAN, LEGAL
REALISM AND JUSTICE (1941).
8. Holmes, supra note 2, at 468, COLLECTED LEGAL PAPERS at 184.
9. The most recent American natural law treatise, THE ELEMENTS OF LAW (1957),
by Thomas E. Davitt, S.J., makes effective use of realist insights at many points, see,
e.g., id. at 57-62. And the realist ingredient is basic in Dean O'Meara's admirable
Natutral Law and Everyday Law, 5 NATURAL L.F. 83 (1960).
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
1961] LEGAL REALISM 801
its view that moral evaluation is the great task of legal philosophy. The
question is this: Does the realist perspective obscure or sharpen the moral
dimension of law? Is moral evaluation of the positive legal order less search-
ing and less effective when undertaken in a sceptical spirit towards "traditional
prescriptive rule-formulations" as the controlling factor in legal decision-
making?
Holmes himself is the best case in point. Is his famous address, The
Path of the Law, evidence of a split jurisprudential personality? For this
essay, which sets out many of the seed ideas of American legal realism, con-
cludes with words of high moral affirmation:
The remoter and more general aspects of the law are those which
give it universal interest. It is through them that you not only be-
come a great master in your calling, but connect your subject with
the universe and catch an echo of the infinite, a glimpse of its un-
fathomable process, a hint of the universal law.10
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
802 COLUMBIA LAW REVIEW [Vol. 61: 799
dividual occasion, and the uniqueness of the individual who faces the oc-
casion, to trust in general rules."''3 The analogy from theology to law sug-
gests, at least, that legal realism, with its emphasis on the tensions that exist
in law administration between the demands of the prescriptive rule-formula-
tion and the appeal of the concrete problem situation, is not the irrational
philosophy that it seems to those of its critics who would find all the answers
to law's moral problems in higher law precepts, or in the general concepts
of analytical jurisprudence, or, for that matter, in any body of abstract moral
or political principles.
At the risk of belaboring the theological analogy, I summon one more
witness in support of the proposition that the interplay of law and conscience
is better seen in the context of the decisional process than in disputations
about the "morality" or "policy" of general legal rules and principles. Martin
Buber, the great Jewish existentialist theologian, has a paragraph in his
Between Man and Man'4 that states the task of decision more precisely and
forcefully than anything I know in the literature of jurisprudence:
Of course there are all sorts of similarities in different situations;
one can construct types of situations, one can always find to what
section the particular situation belongs, and draw what is appropriate
from the hoard of established maxims and habits, apply the ap-
propriate maxim, bring into operation the appropriate habit. But
what is untypical in the particular situation remains unnoticed and
unanswered.... In spite of all similarities every living situation has,
like a new-born child, a new face, that has never been before and will
never come again. It demands nothing of what is past. It demands
presence, responsibility; it demands you.
Let us then survey, as briefly as is manageable, how choice and decision are
inevitable in the life of the law, inescapable in the life of the lawyer, what-
ever his role in the calling. This, unavoidably, requires an analysis of what
lawyers do in their manifold tasks as judges, prosecutors, advocates, and
counsellors.
II
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
1961] LEGAL REALISM 803
Behind the logical form lies a judgment as to the relative worth and
importance of competing legislative grounds, often an inarticulate
and unconscious judgment, it is true, and yet the very root and
nerve of the whole proceeding. You can give any conclusion a logical
form. You always can imply a condition in a contract. But why do
you imply it?1-5
It is when the colors do not match, when the references in the index
fail, when there is no decisive precedent, that the serious business of
the judge begins.17
Is it not manifest that the area of the judge's serious business is the area
most worth studying to reveal the moral dimension of judicial action? If
the judge, whatever his metaphysical views, takes his moral convictions
seriously, they will be relevant, above all, to his serious business.
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
804 COLUMBIA LAW REVIEW [Vol. 61: 799
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
1961] LEGAL REALISM 805
attribute of reason. Our institutions demand a great deal of the more or less
ordinary human beings to whom judicial power is entrusted. Can the judge be
better armed for the task of responsible decision than when he possesses a
sense of divine judgment upon all human institutions and all human history?
American legal thought has focussed too much on judges, perhaps be-
cause the judge, to us as to Aristotle, is "living justice."22 Let us consider the
far less frequently discussed matter of the moral responsibility of the prac-
ticing lawyer for the causes to which he gives his training and his talents.23
The lawyer, whether in court or as a counsellor in his office, is a professional
partisan. By the nature of his calling, he works not in his own cause but in
the causes of others. Does he carry personal moral responsibility for the cases
he accepts, the enterprises with which he becomes identified? The conventional
answer is that a lawyer is a spokesman by profession and that it is unfair to
identify him personally with the clients and causes he serves. This is usually
justified in terms of an appeal to professional tradition. That tradition is
expressed, for American lawyers, by the Canons of Ethics of the American
Bar Association. Do these Canons make the criteria for the provision or with-
holding of professional service so clear that the individual lawyer has no moral
leeway, and hence no responsibility, in the acceptance or rejection of profes-
sional employment?
We turn to Canon 30:
Thus far, we have the conventional explanation: the lawyer has a professional
right25 to take any case offered to him, excepting only the quite infrequent
303, 304. Holmes's life refutes the familiar argument that a man is not capable of
effective social action unless he is convinced that the moral principles to which he
subscribes are absolute and final ones. A. T. Mollegen has addressed himself to this
issue in terms of striking juridical relevance:
When Luther said that we must sin boldly, he meant that we must live with
courageous responsibility yet not having the justification of the works of the
law, that is, without being able to know that we are right. This courageous
living will include the use of the coercive power of the state . if there seems
to us to be no alternative in the doing of the right as we see it.
Ethics of Protestantism, in PATTERNS OF ETHICS IN AMERICA TODAY 53, 58 (Johnson
ed. 1960).
22. NICOMACHEAN ETHICS, V. iv, 1132, 21-32, in MCKEON, INTRODUCTION TO
ARISTOTLE 406 (1947); commented on in DEL VECCHIO, JUSTICE 61 (1952).
23. Llewellyn, as so often, was here first, too. THE BRAMBLE BUSH 148-49 (2d
ed. 195 1).
24. Emphasis added.
25. Canon 5 uses the same "right" formulation. "It is the right of the lawyer to
undertake the defense of a person accused of crime, regardless of his personal opinion
as to the guilt of the accused; otherwise innocent persons, victims only of suspicious
circumstances, might be denied proper defense." (Emphasis added.) An English
barrister might express the lawyer's situation in terms of "duty" rather than of right.
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
806 COLUMBIA LAW REVIEW [Vol. 61: 799
What now of the lawyer's moral responsibility for his career decisions?
Our lawyer, according to the traditional rules of the game, has a right to take
the usual case offered to him, but, at the same time, he also has a right to
reject it. If he is a lawyer of uncommon skill and resourcefulness, more cases
will be offered than he can handle. If he is of limited talent or reputation,
self-interest will exert pressures on him to accept every employment offered.
The professional tradition merely blocks out an area of choice, a right to
accept and a right to decline. Thus, at the heart of the lawyer's functioning, we
see a power to choose and, with that right of choice, responsibility for choices
made. Here, again, is professional decision seen in its inescapable moral
dimension.
The thoughtful lawyer seeks always to discern a morally consistent pat-
tern, a justifying value, in the work to which he is giving his life. He seeks
this authentication of his professional existence not in one case but in the
professional work of a lifetime. Have his choices, in the acceptance and rejec-
tion of offered professional employment, contributed in some way to greater
justice between man and man, to the creation of a fairer and more productive
economic system, to higher standards in commercial life or in family life or
in the administration of the criminal law? Can any body of ethical principles
symbolize this deeply felt need for professional authentication with the clarity
and power of the religious concept of the "calling" or "vocation ?"27
So far, I have given only a few illustrations of the inevitability of re-
sponsible choice in the life of the law. They are illustrations only of a
decisional process seen everywhere. No matter where we turn in an analysis
of lawyers at work, we find power to choose and accompanying responsibility
for choices made. Lawyers, more than any other group in our society, are
the architects and engineers of our economic system. The structures of Ameri-
can economic development have had their origin, times without number, in
major law offices. The counsellor, the office lawyer, is fully as important as
the advocate in the contemporary profession and far less controlled in his
choices by the rules of law. A great office lawyer uses legal sources as an
artist uses pigments, to accomplish a design. He can not evade moral re-
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
1961] LEGAL REALISM 807
sponsibility for the worth of that design. In the words of the 1958 report of
the Joint Conference on Professional Responsibility:
Reason and learning are not enough; in his office, as in court, the lawyer must
"possess the resolution necessary to carry into effect what his intellect tells
him ought to be done."29
Or consider the decisions, unpublicized and quite uncontrolled by strictly
"legal" doctrine, that are made every day in the administration of criminal
justice. The penal statutes tell the prosecuting attorney when he is em-
powered to invoke the sanctions of the criminal law. But he can not institute
criminal proceedings in every case in which prosecution is technically ap-
propriate, or the law would operate most oppressively and the courts soon
be swamped beyond rescue. I have some existential knowledge of the prose-
cutor's task from two years spent in a law enforcement post30 where excellently
prepared potential criminal cases poured in from field offices by the dozens.
It was impossible, for reasons of court congestion and limited enforcement
personnel, to institute fullfledged criminal proceedings in more than one of
ten possible criminal cases. Choice was inescapable, one case for criminal in-
formation or grand jury indictment, the other nine for such milder sanctions
as treble damages, suspension order or mere formal reprimand. I realized
then the soul-searching called for in devising moral criteria for the sifting
of potential criminal cases. The exercise of the prosecutor's discretion, I have
believed since, is even more important than the content of a penal code as
a force in the administration of criminal justice.
Again, once the criminal defendant has been found guilty, leeway and
responsibility characterize the duty of the sentencing judge. The statutory
precept, more likely than not, leaves a wide range of permissible treatment of
the offender. "Punishable by fine not to exceed $10,000 or by imprisonment
from one to five years, or by both such fine and such imprisonment" is a not
untypical sentencing provision of our day. The law, thought of as rule, merely
fixes the outside bounds for the act of judicial choice. On what other sources
shall the sentencing judge draw as he exercises the awful power conferred on
28. 44 A.B.A.J. 1159, 1161 (1958). The draftsman for the Conference was Pro-
fessor Lon L. Fuller of the Harvard Law School.
29. Id. at 1218.
30. Director of Food Enforcement, Office of Price Administration, Washington, D.C.,
1942-1943.
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
808 COLUMBIA LAW REVIEW [Vol. 61: 799
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms
1961] LEGAL REALISM 809
fallible human decision-makers determine what is the better and what the
worse in concrete human situations? "Act in accordance with reason," yes,
but man's reason is no superhuman faculty, and just decision requires both
an intellect that perceives the good and a will that perseveres resolutely in
the good course intellectually perceived. When we enter the realm of the
judge's "serious business," the prosecutor's discretion, the practicing lawyer's
choices, we need a moral theory fully as demanding as the older natural law
tradition but more directly addressed to the points of strain at which moral
insights are most needed. In realist perspective, choice, decision, and re-
sponsibility for decision are central elements for a philosophy of law.
This content downloaded from 152.32.99.240 on Thu, 06 Feb 2020 01:20:13 UTC
All use subject to https://about.jstor.org/terms