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TPP0010.1177/2045125319859969Therapeutic Advances in PsychopharmacologyH Quigley and JH MacCabe
Introduction have been proposed, which are not necessarily Correspondence to:
Harriet Quigley
Psychosis arises from difficulties establishing mutually exclusive: Department of Psychosis
what is real and what is not, and is characterized Studies, Institute of
Psychiatry, Psychology
by disordered thinking and speech, hallucina- 1. Reverse causation: high rates and intensity of and Neuroscience, Kings
tions and delusions, so-called positive psychotic smoking in individuals with psychotic disor- College London, SE5 8AF,
Denmark Hill, London, UK
symptoms or experiences. A psychotic disorder ders are secondary to the illness itself, whether harriet.quigley@kcl.ac.uk
constitutes more persistent and pervasive psy- through self-medication to alleviate symp- James H. MacCabe
chotic symptoms, typically alongside a number toms or antipsychotic-induced side effects, Department of Psychosis
Studies, Institute of
of other deficits. One of the most severe psy- to improve attention and working memory, Psychiatry, Psychology
chotic disorders is schizophrenia. It has long or through a process of institutionalization. and Neuroscience, Kings
College London, London,
been acknowledged that there is a strong rela- 2. Shared liability: psychotic disorders and cig- UK
tionship between cigarette smoking and psy- arette smoking share some liability, likely
chotic disorders. More recently, smoking has genetic, and the high prevalence of tobacco
also been found to be associated with psychotic smoking in this population is a manifesta-
experiences in the general population.1–3 Rates of tion of this common liability.
cigarette smoking in individuals with psychotic 3. Confounding: tobacco smoking is associated
disorders are 2–3 times greater than those with- with established risk factors for psychotic
out.4 Moreover, tobacco smokers with psychotic disorders, be they social (e.g. adversity) or
disorders display patterns of heavy smoking,5 biological (e.g. other drug use), which may
severe nicotine dependence4 and are less likely to be causally related to psychosis.
quit than nonsmokers.6 There is an increased risk 4. Smoking itself is causally related to psychosis: it
of tobacco-related morbidity and excess mortal- is clear that smoking is neither a necessary
ity in this population,7 constituting a major con- nor a sufficient factor for the development
tributor to health inequalities. of schizophrenia and related disorders. It
can be inferred from temporality and dose-
The reasons underlying the smoking–psychosis dependence effects, however, that smoking
association are unclear. A number of explanations could be a primary causative factor for
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Therapeutic Advances in Psychopharmacology 9
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H Quigley and JH MacCabe
preclinical data suggest that the adolescent brain the disorder or the adverse effects of antipsychotic
is more vulnerable to nicotine-induced increases drugs (often referred to as self-medication).
in nAChR expression than the adult brain.26
The self-medication hypothesis assumes that
Of note, it has been suggested that psychotic dis- individuals with psychotic disorders smoke to
orders such as schizophrenia are neurodevelop- allay clinical symptoms or treatment side effects.30
mental in origin, with the emergence of prodromal Indeed, smokers with schizophrenia more com-
symptoms typically occurring in adolescence and monly attribute their motivation to the calming,
early adulthood. This has led to speculation that mood enhancing, and pro-cognitive effects of
neurodevelopmental processes that take place smoking than smoking controls.31 Nicotine has
during this period may be important in the expres- been shown to reduce sedating and other side
sion of latent vulnerability for psychosis,27 and effects of antipsychotic medication,32 as well as
may be susceptible to the influence of psychoac- diminish negative psychotic symptoms33 and
tive substances such as nicotine. lessen distress. Use of nicotine prior to psychosis
onset could be attributed to self-medication for
In a recent study, Jobson and colleagues used a anxiety in the prodromal phase of the illness.
rodent model of adolescent neurodevelopment to
show that exposure to nicotine during a critical Cigarette smoking in individuals with psychosis
period of adolescent neurodevelopment led to may be related to the type of antipsychotic. First
long-term behavioural, neuronal and molecular generation antipsychotics (FGAs) such as halop-
phenotypes consistent with mood and anxiety- eridol are associated with an increased risk of
related disorders, including an alteration in neu- smoking.34 This may be explained by nicotine-
ronal activity states in both dopaminergic neuronal induced increases in dopaminergic activity,
populations in the mesolimbic VTA, and increased which compensate for the preferential D2 block-
spontaneous neural activity in the PFC.28 This ade produced by FGAs. Smoking has been associ-
suggests a convergence of nicotine-induced neu- ated with lower levels of antipsychotic-induced
roadaptation in the mesocorticolimbic system, akathisia,35 possibly suggesting an increased pro-
leading to neuropsychiatric phenotypes which pensity for smoking in individuals exhibiting
persist into adulthood, and has implications for akathisia, though this is not a universal finding.36
the development of pharmacological interventions Interestingly, studies have reported that clozapine
to prevent or reverse the long-term effects of nico- might reduce smoking in patients with schizo-
tine exposure, as well as in identifying those who phrenia.37–39 Clozapine binds more strongly to D4
may be at increased risk from nicotine exposure dopamine receptors than to D2 receptors and is
during select periods of neurodevelopment. associated with a lower incidence of extrapyrami-
dal side effects; akathisia is also a rare side effect.40
Constituents of tobacco smoke can increase the
The smoking–psychosis association: metabolism of some antipsychotic drugs through
candidate hypotheses induction of cytochrome P450 enzymes,41 thereby
accelerating their metabolism.
Reverse causation
Until recently it was widely assumed that the Nicotine has been shown to improve cognitive
smoking–psychosis association could be explained deficits in individuals with psychosis, including
by reverse causation and that cigarette smoking working memory and attention,42–45 and in this
was a consequence of the psychotic disorder itself. context nAChRs have emerged as targets for the
This could arise through: (1) a process of institu- treatment of cognitive and negative symptoms.46,47
tionalization, whereby smoking habits are cultur- It is postulated that nicotine compensates a hypo-
ally transmitted via mental health settings; (2) dopaminergic state in prefrontal brain regions,
due to psychotic individuals who smoke being thought to underlie the negative symptoms and
less likely to give up due to more limited access to cognitive deficits seen in schizophrenia.48 Indeed,
smoking cessation treatment and misguided atti- a recent study by Koukouli and colleagues showed
tudes regarding the supposed psychological ben- that chronic nicotine administration reversed
efits of smoking held by patients or mental health hypofrontality in mouse models of schizophre-
staff,29 (3) through boredom, apathy or reduced nia.49 There is a reduction in the density of α750
motivation as part of a deficit syndrome; or (4) as and α4β2 nicotinic receptors51 in postmortem
a deliberate attempt to alleviate the symptoms of brain tissue of patients with schizophrenia, and
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Therapeutic Advances in Psychopharmacology 9
the degree of upregulation of α4β2 receptors in complex human diseases and traits, including
schizophrenia (for a given level of smoking) also schizophrenia68 and smoking behaviour pheno-
appears to be impaired,52 further strengthening a types,69 which provide an opportunity to examine
compensatory role for tobacco smoking in schizo- the genetic relationship between correlated traits,
phrenia. Moreover, smoking may be implicated in as well as identify shared risk genes. The
improving a number of neurophysiological abnor- Schizophrenia Working Group of the Psychiatric
malities associated with psychotic disorders, includ- Genomics Consortium identified 108 genome-
ing sensory gating deficits,53,54 pre-pulse inhibition,55 wide significant loci associated with an increased
and abnormal smooth pursuit eye movement.56 risk of schizophrenia, and one of these is located
in a cluster of genes, CHRNA5-A3-B5 which
The fundamental principle of the self-medica- code for the α5-α3-β4 nicotinic receptor subunit,
tion hypothesis is that psychotic individuals seek the strongest genetic contributor to nicotine
out nicotine to alleviate the symptoms associ- dependence.69–71 There are three further genetic
ated with the illness or side effects of treatments, studies that have also cast nicotine dependence as
that is smoking is initiated upon development of a phenotype that shares genetic liability with
the illness, or initiation of antipsychotic medica- schizophrenia.72–74 For example, Reginsson and
tion. Evidence for this, however, is scarce.57 colleagues use polygenic risk scores for schizo-
Furthermore, symptoms of psychosis do not phrenia to predict smoking and nicotine depend-
appear to be exacerbated by smoking cessation.58 ence in an Icelandic sample, suggesting shared
Not all studies have found an improvement in genetic aetiology, and show that as smoking rates
cognition with nicotine use in individuals with decline, genetic risk appears to gain importance
psychotic disorders,59–61 and many of those that as a determinant of smoking behaviour.74 A
did failed to match groups on smoking severity, shared genetic architecture could suggest biologi-
thus the greater nicotine effects in individuals cal pleiotropy, in which a single locus affects mul-
with psychosis may reflect more pronounced tiple traits; however, alternate explanations are
withdrawal-induced deficits, as a result of heavier possible, involving mediated pleiotropy wherein
smoking.61 A review conducted by Prochaska and one phenotype is itself causally influenced by the
colleagues exposed that the tobacco industry second phenotype, consistent with causal or
monitored or directly funded research promoting reverse-causal effects.75
the idea that individuals with schizophrenia need
tobacco to self-medicate, and that they are less Causality can be studied in observational epide-
susceptible to the harms of tobacco smoking.62 miological studies using Mendelian randomiza-
Such revelations have stimulated further empiri- tion (MR), whereby randomly assorted genetic
cal research and novel and alternative hypotheses variants that are associated with an environmental
to the notion of self-medication.63,64 exposure are used as proxy measures for the expo-
sure itself. Subject to certain assumptions, MR
has the potential to overcome many of the biases
Shared genetic liability that impact the validity of traditional approaches
Shared genetic liability to both smoking and psy- such as confounding and reverse causation.76 A
chosis has been suggested based on findings from MR study by Wium-Andersen and colleagues
discordant twin and sibling studies of schizophre- found that a single nucleotide polymorphism
nia.65,66 A Swedish study by Kendler and col- (SNP) in the CHRNA3 gene associated with
leagues found, in a co-relative analysis, that heavy smoking intensity and the likelihood of receiving
smokers in discordant monozygotic twin pairs a prescription for antipsychotic medication (con-
were approximately 1.7-times more likely to sidered a proxy for risk of psychotic illness), sug-
develop psychosis compared with the nonsmok- gesting that smoking could have a causal influence
ing twin, however, there was only a modest on the development of psychosis.77 Two-sample
decrease in the hazard ratio when comparing full MR has recently been developed, in which data
siblings to half-siblings, cousins or the general on the gene-risk factor and gene-outcome associ-
population,67 suggesting that genetic factors can- ations are taken from different data sources to
not fully explain the relationship between smok- conduct MR analyses.78 Using this technique,
ing and risk of psychosis. Gage and colleagues combined SNPs associated
with smoking initiation (from the Tobacco and
Large scale genome-wide association studies Genetics Consortium69) and schizophrenia (from
(GWASs) have identified risk genes for many the Psychiatric Genetics Consortium68) and show
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H Quigley and JH MacCabe
little evidence of a causal association between memory.90 Co-use of tobacco and cannabis also
smoking initiation and schizophrenia in either leads to poorer psychosocial, cessation and physi-
direction,79 which supports a possible pleiotropic cal health outcomes.91,92 Thus, it is plausible that
effect. However, the authors emphasize that this tobacco smoking might directly perpetuate can-
does not rule out a causal effect of smoking on nabis dependence and relapse in co-dependent
schizophrenia related to heavier, lifetime expo- users, in this way mediating the risk of developing
sure. In a recent study, Wootton and colleagues psychosis. Evidence also exists to suggest a pos-
describe the development of a novel genetic sible synergistic effect whereby the combination
instrument for lifetime exposure that can be used of tobacco and cannabis gives rise to psychotic
in two-sample MR without the need to stratify by symptoms.2 There might be implications for clini-
smoking status, and using this instrument the cal practice here, given the lack of empirical
authors report evidence that the association research guiding treatments for simultaneous and
between smoking and schizophrenia is due, at co-use of tobacco and cannabis,84,93 particularly
least in part, to a causal effect of smoking.80 in those with psychotic disorders.
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Therapeutic Advances in Psychopharmacology 9
small numbers of longitudinal prospective studies. synthesis capacity in heavy smokers.112 Nicotine
Of note, early initiation of daily smoking is also alters the release of almost all major neurotrans-
associated with greater risk of later developing a mitters, many of which have been implicated in
psychotic illness, consistent with the hypothesis the pathogenesis of psychotic symptoms.13 There
that exposure during a critical period of brain is also an inverse relationship between smoking
development may be specifically associated with and risk of Parkinson’s disease,113 a dopamine
psychosis risk.63,99 deficiency disorder. Work in animal models
shows that nicotine exposure might increase D2
The Bradford Hill criteria can be useful in estab- high-affinity receptors114 thus supporting a role
lishing epidemiologic evidence of a causal rela- for nicotine in the induction of supersensitive D2
tionship between a presumed cause and an receptors, which has been posited as an underly-
observed effect, and constitute the strength, con- ing mechanism for a number of schizophrenia risk
sistency, specificity, temporality, biological gradi- factors, and as a common pathway for symptoms
ent, plausibility, coherence, experiment, and of psychosis.115
analogy of an association.100 In relation to strength,
the association reported in prospective studies Thus far, we have primarily focused on the rela-
undertaken in the general population identifies a tionship between nicotine and dopamine. A num-
modest increase in relative risk. Moreover, the ber of other factors, however, have relevance in
association has persisted after adjustment for terms of their relationship with both cigarette
smoking onset during a prodromal period, and smoking and the pathoaetiology of psychosis.
other risk factors such as socioeconomic status, First, much attention has recently been directed
other drug use, baseline psychotic experiences and towards inflammation and the neural diathesis-
parental psychosis and drug use.63,67 The findings stress hypothesis of schizophrenia,116 and cigarette
appear to be consistent between different popula- smoking is highly associated with both the release
tions.101,102 With the exception of one sample, and inhibition of proinflammatory and anti-
wherein cigarette smoking reduced risk of later inflammatory mediators.117 Indeed, inflammatory
developing schizophrenia,103 cigarette smoking processes underlie a number of the physical health
typically predates psychosis onset, thereby satisfy- consequences of smoking, and preclinical studies
ing temporality criteria, and prospective studies show that peripheral inflammation can induce
demonstrate a dose–response effect, suggesting neuroinflammation.118 Inflammatory cytokines
that a biological gradient exists.67,104,105 Further, may also modulate dopaminergic and glutamater-
daily smoking appears to have a greater effect on gic neurotransmission directly.119,120 Second, con-
the positive symptoms of psychosis,106 and there is stituents of cigarette smoke have significant effects
evidence that schizophrenia with comorbid nico- on the endocrine system, for example altering pro-
tine dependence is more severe and has worse duction and metabolism of estradiol,121 which is
clinical and functional outcomes.104,107,108 thought to contribute to the sex differences in
Smoking affects a number of disease processes, schizophrenia incidence,122 as well as cortisol,123
therefore limiting the applicability of the specific- which has also been implicated in psychosis.124
ity criterion, while experimental animal models of Finally, epigenetic processes may mediate the
psychosis do not exist. relationship between genetic risk burden, environ-
mental exposure, and phenotype, and increasing
If cigarette smoking is causally related to psycho- emphasis has been placed on the potential role of
sis, we must consider how this might plausibly fit epigenetic dysfunction in the aetiology of psycho-
with our current understanding of the neurobiol- sis.125 Smoking is strongly associated with DNA
ogy of psychosis, which implicates excess subcor- methylation in a distinct set of loci,126 thus inves-
tical dopamine synthesis and release.109 Nicotine tigation of the tobacco epigenetic signature in
appears to increase dopamine release directly and individuals with psychosis may provide insight
to a similar extent as other misused substances, as into mechanisms by which tobacco smoking and
measured in vivo by positron emission tomogra- psychosis are associated.
phy (PET) in the dorsalventral striatum and basal
ganglia.110,111 Bloomfield and colleagues, how- There is increasing acceptance that schizophrenia
ever, show that moderate smoking does not is not a homogenous disorder; instead, it is likely
appear to be associated with marked effects on that subtypes of schizophrenia exist, reflecting
striatal dopamine synthesis capacity, in contrast distinct neurobiological aetiologies. As the risk
with previous findings of elevated dopamine that smoking confers in the development of
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H Quigley and JH MacCabe
cancer varies as the subtype of cancer becomes been reflected in individuals with psychotic dis-
more specific, so too might parallels exist with orders,129 and there is also stark evidence that
subtypes of schizophrenia. the mortality gap is widening.130 Establishing
smoke-free inpatient psychiatric units is a goal
that hospitals and policymakers are increasingly
Discussion supporting, however the impact on long-term
In this review we have compared the evidence for patterns of smoking in this population remains
four possible explanations for the relationship to be elucidated. While science continues the
between smoking and psychosis. The elevated challenging task of unravelling this complex rela-
smoking rates found in those with psychosis led to tionship, every effort should be made to imple-
the supposition that these individuals smoke to ment change in smoking behaviours in this
self-medicate, and a self-medication hypothesis population, with initiation of counselling and
put forward almost 40 years ago remained the treatment for nicotine dependence alongside
default explanation for the association between treatment for the primary psychotic disorder.
smoking and psychosis. However, over recent
years, studies have exposed that self-medication Funding
and reverse causation cannot fully explain the The authors received no financial support for the
association. The jury is out on whether tobacco research, authorship, and/or publication of this
might be causally related to the risk for psychosis, article.
or whether the association manifests through a
shared genetic vulnerability, or is c onfounded by Conflict of interest statement
use of illicit substances or other social factors. Of The authors declare that there is no conflict of
course, if smoking is a causal risk factor for psycho- interest.
sis, this does not preclude the possibility that
smoking is also used as a form of self-medication, ORCID iD
and indeed the dopaminergic effects of nicotine on Harriet Quigley https://orcid.org/0000-0003-
the mesocorticolimbic pathway might support this. 3204-1707
journals.sagepub.com/home/tpp 7
Therapeutic Advances in Psychopharmacology 9
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