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68 IEEE Transactions on Medical Imaging, Vol. MI-1, No.

1, July 1982

over four times the efficiency of the prototype could be N-isopropyl 1-123 p-iodoamphetamine: Concise communication," I
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This work was supported by the National Cancer Institute Nucl. Med., Vol. 22, pp. 1094-1097, 1981.
Grant#5 R01 CA32846. The authors wish to acknowledge [81 R. E. Coleman, B. P. Drager, and R. J. Jaszczak, "Studying regional brain
the work done by the Physics Instrument Shop in construc- function: A challenge for SPECT," J. Nucl. Med., Vol. 23, pp. 266-270,
1982.
ting the tomograph and the secretarial assistance of Diane [9] G. F. Knoll, and J. J. Williams, "Application of a ring pseudorandom
Vecellio in preparation of the manuscript. aperture for transverse section tomography," IEEE Trans. Nuc. Sci., Vol.
NS-245, pp. 581-586, 1977.
[10] J. J. Williams, "Design and investigation of a circular ring emission
tomograph," Doctoral Thesis, University of Michigan, 1979.
[1] D. E. Kuhl, and R. 0. Edwards, "Image separation radio-isotope scann- [11] W. P. Snapp, "Reconstruction methods for nuclear emission
ing," Radiology, Vol. 80, pp. 653-661, 1963. tomography," Systems Engineering Laboratory Technical Report #SEL-
[ 2] H. S. Winchell, R. M. Baldwin, and T. H. Lin, "Development of TR-144, Department of Electrical & Computer Engineering, University
1-123-labeled amines for brain studies: Localization of of Michigan, July 1980.
1-123-iodophenylalkyl amines in rat brain," /. Nucl. Med., Vol. 21, pp. [12] H. 0. Anger, "A scintillation camera with multichannel collimators," J.
940-946, 1980. Nucl. Med., Vol. 5, pp. 515-531, 1964.
[ 3] H. S. Winchell, W. D. Horst, L. Braun, et al., "N-isopropyl-[123] [13] C. Burnham, J. Bradshaw, D. Kaufman, D. Chesler, and G. Brownell,
p-iodoamphetamine: Single pass brain uptake and washout; binding to "One dimensional scintillation cameras for positron ECT ring
brain synaptosomes; and localization in dog and monkey brain," I. detectors," IEEE Trans. Nuc. Sci., Vol. NS-28, pp. 109-113, 1981.
Nucl. Med., Vol. 21, pp. 947-952, 1980. [14] W. L. Rogers, and R. S. Adler, "Time-coded aperture design for nuclear
[ 4] D. E. Kuhl, J. R. Barrio, S. C. Huang, et al., "Quantifying local cerebral medicine imaging: A study of signal-to-noise ratio," Applied Optics,
blood flow by N-isopropyl-p-[123] iodoamphetamine (IMP) Vol. 21, pp. 324-333, 1982.
tomography," 1. Nucl. Med., Vol. 23, pp. 196-203, 1982. [15] K. F. Koral, W. L. Rogers, and G. F. Knoll, "Digital tomographic imaging
[ 5] T. C. Hill, B. L. Holman, R. Lovett, et al., "Initial experience with SPECT with a time-modulated pseudorandom coded aperture and an Anger
(single photon computerized tomography) of the brain using camera," 1. Nucl. Med., Vol. 16, pp. 402-413, 1975.

Quantitative Evaluation of Atherosclerosis Using


Doppler Ultrasound
E. R. Greene, M. W. Eldridge, W. F. Voyles, F. G. Miranda, and J. G. Davis

Abstract new expensive imaging equipment to quantitate atherosclerotic lesions us-


During the last two decades, various Doppler methods have been suc- ing spectral analysis techniques compares favorably with the interpreta-
cessfully used to screen patients with significant cerebral and peripheral tional precision of standard invasive or intravenous digital angiography.
vascular disease. In general terms, the principal advantages of Doppler New data suggest that unique hemodynamic information which reflects the
ultrasound techniques in the evaluation of atherosclerotic lesions are that effects of cardiac output and vascular input impedance on the hemo-
they: 1) are noninvasive, 2) are nontraumatic, 3) are relatively inexpensive, dynamic consequences of an anatomical lesion can also be obtained.
4) provide anatomical and physiological data, and 5) provide direct and This paper will 1) briefly discuss the general considerations of Doppler
dynamic measurements. Nevertheless, the general limitations of the techni- ultrasonics; 2) critique the specific characteristics and utility of standard
clinical Doppler units; and 3) discuss the ability of new, multipurpose equip-
ques are of equal importance: 1) the techniques are difficult in some sub- ment to quantitate (both anatomically and physiologically) atherosclerotic
jects due to obesity and anatomical variations; 2) the technique cannot ex- lesions throughout the cardiovascular system.
amine tissues surrounded by air or bone; 3) the techniques require
operator skill and a thorough knowledge of human anatomy and cardio-
vascular dynamics; 4) the techniques have finite spatial resolutions which *||tFUUMAIVv-
may compromise the important measurement of vessel diameter, ulcera- A quantitative evaluation of the effect of atherosclerosis
tion, and percent stenosis; and 5) the techniques have finite velocity on the blood transport capabilities of the human cardiovas-
measuring capabilities which may compromise some measurements of
highly disturbed blood velocities outside the range of 2-200 cm/sec. cular system would ideally require a method which could
As clinical demands for the early diagnosis and quantification of vascular noninvasively, nontraumatically, and dynamically measure
lesions increased, improvements in Doppler ultrasonics and spectra blood vessel morphology and intraluminal pressure and
analysis significantly increased the technical and clinical capabilities of ex- flow variables.
isting simple, inexpensive instruments. Presently, both anatomical and
physiological images along with quantitative Doppler spectra from super- Recent technological developments in ultrasonic echo-
ficial and deep-lying vessels can be obtained. Consequently, the ability of Doppler instruments have resulted in systems which appear
Vascular Laboratory, Clinical Research Division; Lovelace Medical Founda- more capable of exhibiting the characteristics of an ideal car-
tion, and the University of New Mexico School of Medicine, Albuquerque,
New Mexico 87108 diovascular diagnostic and research tool. Many of these new
Manuscript received at IEEE April 30, 1982. technological capabilities have been sophisticated modifica-
0278-0062/82/0700-0068$00.75 © 1982 IEEE
Greene et al.: Quantitative Evaluation of Atherosclerosis 69

tions of the initial simple, inexpensive Doppler units [27, 2]. megaHertz (MHz) and produces peak energy levels at less
The impetus for the improvement of the technical capabili- than 5.0 W/cm2. The acoustic waves are generated when a
ties of Doppler instruments has resulted from 1) the un- piezoelectric crystal, the transducer, vibrates at its resonant
familiarity of clinicians with the physiological and dynamic frequency after the application of a controlled burst of elec-
nature of the Doppler blood velocity, 2) the uncertainty in tromagnetic energy to its surface. When the vibrating
medicine on the clinical importance of detecting multiple transducer contacts the skin, two important changes occur
grades of stenotic lesions, 3) the technical difficulties in pro- as the acoustic energy propagates through the tissue. The
ducing accurate and reproducible measurements of the energy will be absorbed to reduce its intensity at each point
Doppler flow variables required to quantitatively correlate along the beam, and it will also be reflected at points along
disturbed flow regions with atherosclerotic lesions, and 4) the beam where the acoustic impedance changes. The
the requirement of reliable and precise measurements of acoustic impedance depends on the mechanical properties
the variables needed to calculate volumetric flow (cm3/sec). of the biological tissue. If ultrasonic energy from the
Moreover, we still do not fully understand the epidemiology transducer is delivered in short bursts of energy, or pulsed,
of vascular disease, the pathophysiology of occlusive the same transducer can then be used to receive reflected
changes, the natural history of arterial lesions, or the precise energy.
mechanisms of transient ischemic attacks distal to a stenotic If the location of the interface between two tissues with
lesion. Doppler ultrasound instruments were developed in different values of acoustic impedance is stationary, the fre-
the hope of providing techniques which would help us quency of the reflected wave will be approximately the
understand these phenomena. same as the incoming wave and can be received by the
Clinical Doppler ultrasound systems which at present are same or separate transducers for dynamic structural infor-
commercially available can be listed in order of their com- mation, such as cardiac chamber [24] and blood vessel
plexity and cost: 1) directional and nondirectional portable dimensions [19, 20]. In contrast, a moving interface will
continuous wave (CW) devices, 2) continuous and pulsed cause the reflected signal frequency to be frequency-shifted
wave Doppler (PD) flow imaging scanners, and 3) real-time by a magnitude which is proportional to the velocity of the
ultrasonic sector scanners incorporating a range-gated puls- interface in the direction of the sound beam axis [2]. In the
ed Doppler identified as a duplex scanner (DS). These simplest form, this relationship is given by the classic Dop-
various methods differ not only in initial cost but also in their pler equation: A f = 2 V f cos 0
technical capabilities, limitations, versatility, and clinical C
reliability. Importantly, each Doppler procedure of nonin- where Af represents the Doppler shift expressed in kHz; V is
vasively evaluating atherosclerotic lesions requires different the velocity vector of the interface generally expressed in
degrees of operator skill and clinical interpretation of the m/sec; f is the frequency of the transmitted ultrasound; C is
raw data. Presently, it appears that no best test exists but a the velocity of sound (1400 m/sec) of the tissue media sup-
combination of various Doppler techniques (direct or in- porting the acoustic energy; and 0 is the Doppler incident
direct interrogation of a given vessel) produces the most ef- angle between the transmitted beam and the velocity vec-
fective way of diagnosis [1]. tor. Clearly, if the values of f and C are assumed constant (a
The purposes of this paper are threefold: 1) to briefly reasonable assumption in most applications) and 0 can be
describe the general, theoretical and technical aspects of measured or held constant, Af will be proportional to V.
current ultrasonic Doppler methods; 2) to discuss the impor- When the incident sound beam traverses a blood vessel
tant clinical advantages, assumptions, accuracy, reliability, and its energy is not absorbed or reflected by significant
and technical problems associated with each method; and amounts of calcium [36], small amounts of energy are ab-
3) to suggest future research and development which could sorbed by each moving red cell. Since the dimensions of the
improve the accuracy and precision of noninvasive, non- red cells are small compared to the wave length of the
ionizing Doppler ultrasound in the quantitative evaluation of acoustic energy, the reflected wave is radiated in all direc-
the anatomy, pathophysiology, and natural history of tions [26]. This phenomenon is called backscatter and allows
atherosclerosis. detection of acoustic signals with the receiving transducer
held at any angle with the backscattering particles. If the red
Methods cell is moving relative to the transducer, a backscattered
General Considerations Doppler shift can be recorded [2]. Since a distribution of
Accurate use of any Doppler ultrasound device whether blood velocities is present in each segment of a blood ves-
continuous, pulsed, flow imaging, or real-time duplex re- sel [45], a spectrum of Doppler shift frequencies will be
quires an appreciation of the hemodynamic phenomenon developed [53]. These spectra can become quite dynamic
being measured as well as an understanding of the interac- and complex in physiological states of blood flow and parti-
tion of acoustic energy with biological tissues and moving cularly within the region of atherosclerotic lesions [28, 33].
blood particles. A brief summary will be presented here, Analysis of the Doppler shift frequencies is further compli-
and the reader is referred to the literature for a more com- cated by the inherent pulsatile motion of the blood vessel
prehensive treatment [2, 4, 13, 39, 45, 62]. [21].
The term ultrasound is used to describe mechanical vibra- Even if the velocity distributions of the interrogated blood
tions at frequencies above the limit of human audibility. vessel are well-behaved and not influenced by a focal lesion
Most nontraumatic ultrasound operates between 1-20 and/or changes in distal impedances [64], other factors
70 IEEE Transactions on Medical Imaging, Vol. MI-1, No. 1, July 1982

which affect the Doppler spectra must be known in order to preciation of the complexities involved in making the
be certain that the Doppler spectrum genuinely reflects the measurements and processing the data [5, 29, 52]. One
various blood velocities within the lumen. These factors in- must recognize that V and Q are variables that cannot be
clude the following: 1) whether there is axial migration of directly obtained with a single noninvasive measurement of
the red blood cells which would weigh the Doppler spectra one physiological variable. Noninvasive Doppler methods
toward the higher velocities, 2) whether there is a uniform of measuring V require the following three distinct steps:1)
sound beam which is required for uniform insonation of the location of the vessel, 2) determination of the Doppler inci-
vessel, and 3) whether there is distortion of the Doppler dent angle, and 3) measurement of the spatial average Af,
signal due to nonlinearities and overall band-pass which represents V. To calculate Q, a measurement of the
characteristics of the device. lumen diameter is also required.
If the mean frequency shift (At) can be electronically ex- The third step, determination of the value of Af and hence
tracted from the Doppler spectrum generated from a uni- V, can be quite difficult. Technological improvements have
provided more control of the blood velocity sensing region
formly insonified velocity profile, the spatial average veloci-
ty(V) as a function of time can be measured [4]. Volumetric known as the sample volume. Consequently, specific loca-
blood flow (Q) can then be determined from an indepen- tions of blood velocities can be more uniformly insonated
dent ultrasonic measurement of lumen diameter (D) (assum- to provide Doppler spectra which accurately reflect the true
mean velocity or distribution of velocities within the vessel
ing a circular cross-section) by the equation: [4, 46]. From these spectra, appropriate signal processing
D2 can yield a more reliable display of a normal or disturbed
4 velocity profile or a more accurate calculation of Q.
The Doppler ultrasound methods of calculating V and Q A summary of important design parameters and opera-
are deceivingly simple. This has led some investigators to tional controls of either CW or PD units which influence the
use simple, commercially available, noninvasive Doppler extraction of Doppler audio spectra from the received
systems to arrive at quantitative measurements without ap- ultrasonic signal is given in Table 1.
Table 1
Relationship of Doppler Design Parameter and Operational
Controls with Measurement Characteristics
Design Parameters
or Operational Controls Relationship Measurement Characteristics
1. Transmitter frequency Direct Resolution, scattering power
(all units) attenuation
Inverse Near field longitudinal
dimension

2. Transducer diameter Direct Returned power, near field lateral


(all units) dimension
Inverse Resolution, signal/noise ratio
3. Transducer Q Value Direct Returned power
(all units)
Inverse Bandwidth, resolution
4. Pulse width (pulsed Direct Returned power
units)
Inverse Resolution
5. Gate interval Direct Returned power
(pulsed units)

Inverse Resolution
6. Pulse repetition fre- Direct Processed power, maximum measur-
quency (pulsed units) able frequency (Nyquist)
Inverse Range
Greene et a/.: Quantitative Evaluation of Atherosclerosis 71

In current clinical practice, only the abnormality, normali-


ty, and degree of abnormality of the Doppler spectral pat-
terns generated by a Doppler unit form the basis of the
noninvasive detection and quantification of atherosclerotic
lesions. In spite of their clear theoretical importance [64],
quantitative Doppler flow measurements (Q) in diseased
vessels are still of unknown clinical utility. These
measurements are subject to all the physiological and
technical assumptions outlined above.
Doppler Audio Signal Analysis
Although several methods of Doppler signal analysis have
been developed to extract a mean Af or to correlate Dop-
pler spectral characteristics created by disturbed flow
regions to anatomical lesions [9, 31, 57], the initial clinical
analysis of the signal is generally an audible interpretation by
the person performing the procedure. In the majority of
cases, this audible interpretation provides the operator with Fig. 2 FFT spectral waveform obtained from a normal internal carotid
artery at different Doppler gain settings which are operator controll-
reliable feedback information which governs the quality of ed. Note the increased spectral width at a gain setting of 10 db com-
the noninvasive examination and subsequent permanent pared to 4db which may influence the interpretation of the spectra
recordings [58, 61]. Audio interpretation is obviously the and hence the quantification of the degrees of arterial stenosis. It is
also important to note that small degrees of spectral broadening
simplest and cheapest method of detecting arterial lesions. can also be present in normal, unstenotic flow regions such as
Clearly, the observer must learn to recognize and differen- vessel branches. An additional waveform, the mode frequency,
tiate normal and abnormal velocity signals. This skill is ob- represents the frequency of highest amplitude and may be used to
estimate if' and V.
tained with extensive training. Furthermore, the method is
relatively subjective, qualitative, and it does not allow for a nels. The significant disadvantages of this method, especially
permanent record. when applied to disturbed flow regions near lesions, are as
The most common technique used to analyze and display
the detected Doppler shift signal is the inexpensive zero- follows [52]: 1) the method requires high signal-to-noise
crossing frequency meter [2, 4, 26]. This device produces a ratios which are often difficult to achieve from the Doppler
voltage output which is proportional to the number of zero- signal, 2) the output is not always linear with wide band in-
crossings that occur in the Doppler audio signal. In the put audio frequencies, 3) the output varies with the
analysis of narrow band spectra with a good signal-to-noise amplitude of the input audio signal and threshold control
ratio (>20/1), this method provides an analog signal which settings, and 4) no display of the spectra width (which is sen-
adequately reflects the mean frequency within the spectra sitive to disturbed flow regions) is obtained.
[43]. Furthermore, it is possible to depict forward and As a result of these difficulties, several generations of spec-
reverse flow velocity on a common or on separate chan- tral analyzers have been developed. The most recent and
versatile units are the digital fast Fourier transform (FFT)
systems [34, 54]. These expensive devices can be obtained
as multipurpose units applied to the audio output of any
Doppler instrument or they can be incorporated into an in-
tegrated Doppler system. Generally, the FFT technique ac-
curately and reliably displays normal and abnormal Doppler
audio spectra and allows various spectral indices (yet to be
standardized) to be calculated and correlated to anatomical
lesions [9, 31, 40, 57]. Fig. 1 illustrates the FFT display (kHz)
of Doppler spectra obtained from angiographically normal,
mild, moderate, and severe internal carotid diameter reduc-
tions (DR) taken from our lab. Note the significant increases
in peak frequencies and spectral width associated with in-
creased stenosis. Peak frequencies are significantly depen-
dent on the location of the sample volume [53] and will be
proportional to the degree of stenosis only until the stenosis
becomes hemodynamically significant. It is important to
realize that gray scale or color-coded FFT devices and subse-
Fig. 1. FFT display of image-guided pulsed Doppler spectra obtained from quent calculated indices derived from the spectra are also
angiographically normal (0% DR); mild (<20%DR); moderate (20-49% subject to the gains and dynamic range settings of the input
DR); and severe (50-99%) internal carotid maximum diameter reduc- Doppler signal and the FFT display. Fig. 2 demonstrates two
tion (DR). Note the significant increases in peak frequencies and
spectral width associated with increased stenosis. Waveforms are spectral waveforms obtained from a normal internal carotid
ainverted to signify flow away from transducer. artery at different Doppler gain settings. An additional
72 IEEE Transactions on Medical Imaging, Vol. MI-1, No. 1, July 1982

calculation, the mode, displays the frequency with the angiography is reserved only for surgical candidates. In addi-
highest energy level at any time (an estimate of Af and V). tion, unique baseline physiological data (segmental
Even in this example of narrow band spectra associated with pressures, qualitative flows, and vascular reserve) of signifi-
normal flow patterns, note the variation in gray scale cant importance to patient management are also obtained
presentation of the spectra. These variations may influence in a cost-effective manner. Few limitations are present in the
the calculations of various correlative indices associated application of continuous wave units to peripheral vascular
with spectral width. The effect of this and other controls on disease. In advanced occlusive arterial disease, no Doppler
the audio spectra display is even more pronounced in high shifts may be generated due to lack of blood velocity which
energy, broad band spectra generated from disturbed flow will not create high enough Doppler shifts to pass the band-
regions. Clearly, if one is to quantitatively analyze Doppler pass output filters of the unit. In addition, Doppler determin-
spectra generated from flow velocity fields created by dif- ed cuff blood pressures may be artificially elevated (>200
ferent degrees of arterial narrowings, careful attention to mmHg) due to arterial calcification. Generally, these condi-
the control and display settings of the instruments is most tions are self-evident and do not compromise the accuracy
important. As with all applications of noninvasive diagnostic of the noninvasive diagnosis.
ultrasound, optimal instrument control settings will vary The genuine success of simple, nonimaging continuous
with application and patient habitus. wave units in peripheral vascular disease can be attributed
The preceding theoretical comments and operational to the advanced state of the occlusive arterial disease
suggestions have been general to all three categories of (hemodynamically significant) in most patients presenting
Doppler ultrasonic instruments regardless of clinical applica- with resting or intermittent claudication. Significant flow and
tion. Each modality has specific characteristics, capabilities, pressure reduction can be detected reliably and correlated
and limitations which will now be discussed. to stenotic lesions demonstrated angiographically. Reliable
detection of nonhemodynamically significant lesions (ar-
Critique and Discussion_ bitrarily defined as <50% maximum diameter reduction in
Continuous Wave Devices any angiographic plane) which do not significantly reduce
Simple, inexpensive continuous wave (CW) devices are flow and pressure clearly put unresolvable technical
certainly the most versatile and widely used Doppler in- demands on simple continuous wave devices in peripheral
struments in clinical practice [7, 44]. Initial systems were and other applications.
nondirectional but more recent versions were designed to Application in Cerebrovascular Disease
differentiate flow directionality which is often of clinical im- Although their relative importance remains controversial,
portance. The major technical deficiency of the CW units is nonhemodynamically significant but emboligenic lesions in
their lack of depth resolution. Consequently, if two distinct the extracranial cerebrovascular system have been implicat-
flow fields (vessels) are insonated by the relatively large ed in cerebral ischemia (transient ischemic attacks) and in-
sample volume (created by the three dimensional overlap farcts (strokes) (10, 29, 48). Consequently, attempts to
of the beam patterns of the transmitting and receiving crys- noninvasively detect hemodynamically and nonhemody-
tals), unspecific Doppler audio spectra will be developed. As namically significant stenosis using continuous wave units
an example, overlapping veins and arteries, a common ana-
were undertaken. Due to inherent physiological and ana-
tomical situation, can distort the CW Doppler spectra. Direc- tomical complexities of the cerebral circulation, simple in-
tional units have helped differentiate flow fields, but they direct periorbital Doppler techniques are not accurate
have not completely resolved this problem. Although no enough to detect all hemodynamically significant lesions
range resolution is possible, continuous wave units allow
and can detect very few nonhemodynamically significant le-
ultrasonic Doppler signals to be continuously sampled. Con- sions in the extracranial vasculature [16]. Generally, total oc-
sequently, no artificial distortion (aliasing) of the audio signal clusion of the internal carotid gives a positive test result (par-
is produced by high frequency shifts associated with ticularly with compression maneuvers) and thus allows this
elevated blood velocities and/or small Doppler angles [4]. simple indirect procedure to be a useful and commonly ap-
This distortion can be created by pulsed units which sample plied adjunct to more direct methods [1].
high flow rates. The distortion due to aliasing can mimic ab- Direct, continuous wave Doppler interrogation of the
normal spectra created by anatomical lesions [60]. carotid bifurcation using audio interpretation [61], zero-
Application in Peripheral Vascular Disease crossing detection [55] and FFT methods [8] have allowed
In spite of its technical limitations, the simple hand-held useful differentiation between angiographically determined
continuous wave device (with or without sophisticated spec- significant and nonsignificant lesions. One of the difficulties
tral analysis) has found wide acceptance in the diagnosis of with these nonimaging methods is the critical problem of
hemodynamically significant (flow and pressure reducing) le- the proper identification of the three major vessels (com-
sions in the peripheral arteries during rest and exercise mon, internal, and external carotids) in a small region
[7, 31, 44]. In this application, the procedure can be under- [11, 50]. Consequently, Doppler flow imaging systems with
taken by a technician without extensive training in the inter- and without audio spectra analysis were developed.
pretation of Doppler spectra. Unpublished results from our
laboratory with over 100 angiographic correlates support Doppler Flow Imaging
published results with an overall accuracy of 98% compared Continuous Wave Flow Imaging
with angiography. Thus, in our institution, peripheral In order to meet the need of proper vessel identification in
Greene et al.: Quantitative Evaluation of Atherosclerosis 73

the carotid system, Doppler flow imaging systems have


been developed. The Doppler flow image is created by a
video display whose spot patterns indicate a detected flow
velocity. To be displayed, this velocity (frequency shift) must
exceed a certain threshold value. The transducer is coupled
to a scanning arm which can be used to create a map of the
detected flow loci. Continuous wave Dopplers can be used
to drive the transducer [511 and create the ultrasonic
arteriogram whose image format has been more readily ac-
ceptable to image-oriented radiologists and clinicians. One
advantage (of undetermined significance) of the flow image
over standard echo imaging (B-scan) is that the true flow
lumen can be displayed in many planes. Unfortunately, the
flow lumen image may not coincide precisely with the ac-
tual vessel wall if there are calcified plaques or other lesions
in the interrogated vessel. The resolution of the flow image
(which requires several minutes to produce from a sta-
tionary patient) is dependent on the lateral width of the
acoustic beam pattern whose present resolution [62]
precludes the detection of plaques less than 1 mm. For the
same reason, thhe imaged flow lumen may also be several
millimeters larger than actual size. Although an image of the
carotid bifurcation is generated by the Doppler allowing
identification of the vessles, the quantification of the
atherosclerotic involvement generally depends on concur- ~
rent analysis of the Doppler audio spectra [9, 57]. CW Dop-
pIer imaging correlates with angiography have been promis-
ing for both nonhemodynamically significant and
hemodynamically significant lesions [9, 56, 411. In an at-
tempt to quantiate stenotic lesions, Spencer and Reid [571
obtained best fit regression lines relating percent stenosis by
angiography to percent stenosis by Doppler frequency I
ratios obtained from CW Doppler flow imaging. Unfor- .4 j

Fig. 4. Angiographic (top) and freeze frame DS images (bottom) with FFT
spectra of a normal carotid bifurcation with the sample volume (SV)
placed in the external carotid (EC) and later in the internal carotid
(IC) distal to the common carotid (CC). Note the high diastolic flow
velocity in the IC compared to the EC. In our experience, real-time
noninvasive images of the carotid bifurcation which are similar to
angiographic presentation are not easily obtained. Often the far
walls of the EC and IC are nonvisualized, hence calibration of the
spectra into V and Q is not always feasible.

tunately, their results showed significant scatter. Color-


coded CW Doppler imaging [47, 63] has also proven suc-
cessful in reliably separating occlusive, significant, and non-
significant lesions, but the more elaborate color technique
~ ~-. ~ has yet to be shown more clinically efficacious compared to
earlier black and white displays. Although CW flow imaging
systems have made important contributions in detection of
Cmm X _ _cerebrovascular disease, their main limitation, spatial resolu-
tion, has prompted the development of pulsed Doppler
Fig. 3. A freeze frame of a DS image with the sample volume (SV) in a nor- flow imaging units.
mal common carotid artery (CC). Note the narrow band spectra Pulsed Doppler Flow Mapping
(velocities) created by undistributed laminar velocity profiles. Due
to the ability of the DS to provide measurements of Af, Doppler
Comparatively, pulsed Doppler (PD) flow imaging units are
angle and vessel diameter, the FFT spectra can be calibrated in KHz,
velocity (cm/sec) or flow (Umin.).
more complex and expensive than the CW devices [38].
Due to their capacity to detect flow velocity from discrete
74 IEEE Transactions on Medical Imaging, Vol. MI-1, No. 1, July 1982
lesions using flow imaging will probably come from improv-
ed methods of Doppler spectral/blood velocity analyses.
This is presently a difficult matter due to the spatial distribu-
tion of various disturbed velocity patterns within and distal
to lesions and their convolution with the generally ill-
defined CW and PD sample volumes [60]. In spite of the
clinical success of static flow imaging instruments, their pro-
blems of 1) spatial resolution, 2) narrow fields of view and
versatility, 3) time required from image production, and 4)
relatively poor image quality were not overlooked. Predic-
tively, the development of sophisticated and quite expen-
sive systems which incorporate ongoing high resolution
real-time echo imaging technology [20] and pulsed Doppler
velocimetry was achieved [6]. This instrumentation was
denoted as duplex scanning.
Duplex Scanning
Available duplex scanning (DS) systems vary in their em-
phasis on imaging, image processing, pulsed Doppler
capabilities, and audio spectra analysis [49]. Units are being
applied in cardiology [3, 32] and in carotid [12, 14, 15, 17,
25] and femoral arteries [13]. In spite of the improved
resolution in vessel imaging [19], quantitative evaluation of
the lesion has often rested on the analysis of the range-
gated Doppler audio spectra. Quantitative peak blood
velocities calculated from calibrated FFT velocity spectra
[41] have been used. Fig. 3 demonstrates Doppler audio
spectra sampled from a normal common carotid artery ex-
amined by a 5 MHz DS in our laboratory. Note the narrow
band Doppler spectrum created by undisturbed velocity
profiles. Due to the ability of DS to provide measurements
of the Doppler angle and vessel diameter, estimates of
volume flow rate can be calculated [4, 32]. Doppler spectra
Fig. 5. Angiographic (top) and freeze frame images (bottom) of an abnor- from normal external and internal carotids are shown in Fig.
mal carotid bifurcation with abnormal FFT spectra created by a
moderate stenotic lesion in the IC. Note the imaged vessel calcifica- 4. The high diastolic flow due to the low impedance
tion denoted by the white arrow. Abbreviations are the same as in vascular bed supplied by the internal artery is clearly distinct
Fig. 4. The spectral waveform can be electronically inverted if
desired but is displayed here in the downward direction to from the reduced diastolic flow of the
high impedance bed
demonstrate flow away from the transducer. It is most important to of the external carotid. The shape of the spectral waveforms
note that calculations of if and V are unreliable in the distinct demonstrates an important discriminatory feature of the DS
regions of disturbed flow.

points in space independently and simultaneously (multi- SERIX_Xg t 'Ett<FFfPNOZY A NCWWASIE &F 0 jA A
gated), PD flow imaging units theoretically provide more cn- $EN $&.o4t y

specific flow images and Doppler spectra [3]. Compared -~


~'PA
*- '
;*
~~~~~~~~~M*a A te AN~
*ieft :
=

with CW imaging, increased operator skill is required with _S Ct 0 A: PN

PD devices due to the problem of finding the desired vessel


in three dimensions rather than two as is done with CW
Doppler techniques. Similar to CW imaging but, multiplane 0V | t; < t 0F'gf
views of the carotid bifurcation can be obtained. As with W

CW imaging methods, angiographic correlates using PD im- .4

ff ii0 t00
U
aging and Doppler spectral analysis are encouraging [37]
and their pitfalls can be delineated [11]. Generally, imaging :e
errors caused by calcification can be overcome by sono- PNAtff f
graphic spectral analysis. It is important to note that
nonoperable occlusive disease can be reliably separated
from operable, highly stenotic lesions. Due to the finite
spatial and velocity resolution of Doppler flow imaging in-
struments (either CW or PD), improvements in image reso- Fig. 6. Serial clinical results in our laboratory using different Doppler
lution (even at higher frequencies) seem unlikely. Conse- methods to identify angiographically demonstrated IC lesions of
quently, improved quantitative evaluation of atherosclerotic >20% diameter reduction and occlusions. See test for details.
Greene et al.: Quantitative Evaluation of Atherosclerosis 75

method. By analyzing the Doppler signal, vessel identity can


be further defined by its inherent flow patterns. In Fig. 4,
spectral data are displayed in kilohertz to emphasize that
the velocity and/or flow calibration requirements of angle
and diameter are not always reliable in internal and external
carotids in consecutive patients in our laboratory. This is
contrary to reports of other investigators [12, 40]. Fig. 5 il-
lustrates a carotid bifurcation with Doppler audio spectra
created by a moderate stenotic lesion (10-49% diameter
reduction) in the internal carotid artery. Note the imaged
vessel calcification which provides morphological informa-
tion along with the Doppler physiological data. As sug-
gested by Fell et al [25], implementation of the FFT spectra
analysis with the expensive DS has provided new, refined
capabilities of lesion categorization. These noninvasive
capabilities appear to stress the quantitative limits of biplane
angiographic interpretations. By careful separation of exter- Fig. 8. A freeze frame DS image of the left main coronary artery at its origin
nal and internal blood velocity signals and by noting the lack with the aortic root. In these preliminary studies, the SV is trached
of diastolic flow velocity in the proximal common carotid in the LMCA thus allowing only blood velocity spectra and not wall
[17], total occlusions can be reliably differentiated for highly reflections to be recorded throughout the cardiac motion. Note the
predominant diastolic flow velocity (R is the R wave of the EKG). It is
stenotic lesions in the internal carotid. Other calculated hoped that lesions of the LMCA can be detected and noninvasive
spectral indices obtained from the DS have been proposed estimates of LMCA flow variables can be made.
and prospectively studied with favorable angiographic cor- ferent patient groups are given in Fig. 6. Results using the DS
relates in the internal carotid [40]. As previously demonstrat- with FFT spectral analysis obtained in 1980 are compared to
ed by Fig. 2, careful attention must be given to gain and results using simple nonimaging CW audio spectral analysis
other control settings to obtain reliable results. in 1979 and results using oculoplethysmography (OPG) in
Serial clinical results using different Doppler methods 1978. These results suggest that relatively inexpensive CW
which demonstrated the ability of our laboratory to nonin- methods with careful operator training and Doppler audio
vasively identify angiographically demonstrated lesions spectral analysis can significantly increase the diagnostic ef-
which obstructed >20% of the internal carotid lumen in dif- ficacy of the noninvasive cerebrovascular lab with OPG on-
ly. More costly, yet more versatile, imaging DS methods can
further improve (but not significantly) the overall accuracy of
the noninvasive detection of lesions of >20% diameter
reduction in the extracranial vasculature. Importantly, the
percentage of negative angiographic procedures decreased
significantly with implementation of either CW or DS
methods. These results suggest that only patients with a
high probability of carotid disease are subjected to the risks
and costs of angiography.
Upon consideration of the good clinical results published
by others and results from our laboratory using the DS in
carotid disease, an important question arises [1]. If adequate
noninvasive diagnostic procedures which lessen the need
for angiography and provide unique qualitative physiologi-
cal information can be obtained with simple Doppler equip-
ment, why develop expensive DS systems which should not
and will not be competitive with standard arterial injection
or intravenous digital angiography [22] in the appropriate
workup of patients presenting symptoms of vascular insuffi-
ciency? In the experience of this laboratory, the answer to
this question is twofold. First, due to its unique imaging and
Fig. 7. A freeze frame DS image with the sample volume (SV) placed in a range-gating Doppler capabilities, a DS system with variable
normal right renal artery (RRA). Anatomical landmarks include a transmit frequencies can be used noninvasively to detect
cross-section of the superior mesenteric artery (SMA) and the ab-
dominal aorta (AA). Note the narrow band spectra with significant and quantitate anatomical lesions not only in the carotids
diastolic flow associated with the low impedance renal bed. Vessel and femorals but also in other segments of the cardiovascu-
diameter and Doppler angle can be estimated to allow calibration lar system which are not surrounded by bone or air. The
in V and Q. These spectra patterns will change with the region of a
stenotic lesion. Significant increases in distal vascular impedance same DS unit can be used to examine intracardiac flow
will reduce the diastolic flow component. regimes as well as systemic vascular lesions. As shown in
76 IEEE Transactions on Medical Imaging, Vol. MI-1, No. 1, July 1982
NONINVASIVE ECHO DOPPLER ULTRASOUND
FLOWMETRY
metabolic disorders [59]. In our view, a uniplane or biplane
anatomical description of an atherosclerotic lesion is impor-
tant but not sufficient information in the understanding and
quantitative evaluation of atherosclerosis. Hopefully, the
development of computer controlled videodensitometry
HZaHV
method will allow quantitative blood flow information to be
SUlsI* AN
obtained during angiography. Until then, more specified
anatomical and dynamic physiological information may be
obtained noninvasively (and without radiation exposure) in
mw1 the human from the DS.
-eA-

Conclusions and Suggestions


PU MONARY
I [T71s Clearly, the simple continuous wave velocity detector
RENAL with or without sophisticated audio spectral analysis will re-
- iT I
UT.
tain and increase its role as an important noninvasive tool in
the qualitative evaluation of cerebral and peripheral
vascular disease. No significant modifications of these
____.
devices and methods which would not decrease their favor-
able cost-effectiveness seem warranted.
^Wor'&'ltl^lU The diagnostic efficacy of CW and PD flow imaging devices
generally determined by the capability of Doppler spec-
are
tral analysis to reflect flow disorders secondary to anatomic
lesions. These relatively inexpensive imaging units are quite
specialized only to carotid examinations, but they appear to
adequately separate occlusive, less than 50% diameter re-
duction, and greater than 50% diameter reduction internal
carotid lesions. Compared to other modalities, relatively lit-
Fig. 9. A schematic representation of the various cardiovas cular applica- tle operator training and expertise are required for reliable
tions of a single, multifrequency DS. Not shown her(e are its addi- results. Standardization of the examination procedure and
tional intracardiac applications and its ability to measure cardiac the interpretation of results will further enhance the utility of
output. Note the variations of the blood velocit waveforms
y
depending on the input impedance to different v ascular beds. these modalities.
These results suggest that image guided Doppler spectra and In the extracranial vascular system, duplex scanning
calculated hemodynamic variables obtained from the DS can be us- methods appear equally precise as angiographic interpreta-
ed to detect anatomical lesions and to quant ify the
tions in the quantification of atherosclerotic lesions. This
true

hemodynamic significance of these lesions througl iout the car-


diovascular system. capability should extend to applications in other superficial
of
Fig. 7, application of the DS to the renal arterie .s has been deep-lying pure
and vessels. Due to technical constraints

as been 1) resolution, 2) fields of view, and 3) penetration, ultrasonic


reported [35]. Attempts to noninvasively di
ntect
flow images [30] are unlikely to provide the extensive anatomical
characteristics of the left main coronary artery usi ng tracking detail of either standard or With im- digital angiography.
devices [21] are presently being undertake proved transducer design, sample volume control [60], and
laboratory (Fig. 8). Fig. 9 illustrates the various aenplictinons
of DS to obtain vessel images and calibrated blotopplications
digital coding, adequate vessel images and Doppler spectra
can be recorded to provide the acquisition of unique blood
signals (and subsequent flow rates) throughout tod
velocity

vascular system. Spectral analysis techniques to identify velocity and flow data. Consequently, a better clinical and
pathophysiological understanding of the true hemodynamic
arterial lesions can be applied to any of the ve.ssels. Gray severity of an atherosclerotic lesion can be obtained.
scale [18] and color-coded, real-time, multigaited, echo-
Doppler images [23] have also been develope u irom u1 J - AL.A..
technology to demonstrate the immense amoun t of physio- The authors would like to thank Drs. U. C. Luft, Jack Loep-
logical information and display formats that can b)e obtained pky, Neal Halpern, Jonathan Sands, Robert jahnke, David
from pulsed Doppler ultrasound. Sommerville, Robert Croke, Emmett Mathews, Pratap
Second, it is the opinion of this laboratory that technologi- Avasthi, David Hoekenga, and Richard Conn for their profes-
cal innovations associated with the DS have allov ved reliable sional expertise. John Adams, Treva Miller, Pat Reilly, Arthur
noninvasive estimates of cardiac output [42] ar id regional Witt, Ruth Graham, Linda Bernhardt, and Isidora Miranda
blood flow rates [32]. These measurements will become in- provided excellent technical support. The work was sup-
creasingly important for the following reasons: The hemo- ported by grants from the American Heart Association and
dynamic severity and clinical consequences of irnpared gas NHLBI grants 5-R01HL26025- 02 and 1-R01HL27095-01.
exchange due to an anatomical lesion depencI on many References
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