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Introduction
The concept of resilience has its origins in 1973 after Holling introduced it for the first time in the
ecological realm. For Holling, ecological resilience was defined as the time required for an
ecosystem to return to an equilibrium or steady state following a perturbation. The mentioned
conceptualization gave origin to the widely used concept of “engineering resilience.” Engineering
resilience focusses on the behavior of a system near a state of equilibrium, and it is about
resistance to disturbances and change in order to conserve what you have (Folke, 2006). In other
words, resilience is focussed on how quickly a destination can return to its previous condition
Received 20 January 2016
(a “normal” condition) after a shock. According to Brown and Williams (2015) the core of this
Revised 18 February 2016 approach is to identify social or infrastructural vulnerabilities due to various hazards, and
7 March 2016 therefore assessing risk is a major component of the engineering resilience framework.
Accepted 8 March 2016
When trying to reduce hazards, and build resilience after a disaster, the primary purpose is to
© International Tourism Studies
Association “get up and running” quickly. The research in this context tends to focus on the speed and
DOI 10.1108/IJTC-01-2016-0002 VOL. 2 NO. 2 2016, pp. 149-163, Emerald Group Publishing Limited, ISSN 2056-5607 j INTERNATIONAL JOURNAL OF TOURISM CITIES j PAGE 149
efficiency with which a social entity can achieve this (Brown and Williams, 2015). For that reason
engineering resilience has been the preferred framework when trying to enhance disaster
resilience in cities. The standardized procedure to measure the construct is through aggregation
of numerous variables into an index, which help to define management alternatives for effective
manager’s decisions.
Many national organizations have adopted the concept of resilience as a foundation for disaster
management to deal with the increasing perturbation due to global climate change, war, political
unrest, environmental degradation, etc. Under that paradigm, the concept of tourism disaster
resilience has raised and starting to become a trend in the tourism sector. Researchers have
conceptualized and redeveloped the concept of tourism resilience. Some researchers
have defined it as the capacity of systems to deal with stressors by maintaining the stability of
a tourism-related regional economy; while others have extended the concept beyond to include
flexibility and innovation as components of dealing with stressors (e.g. Nelson et al., 2007;
Becken, 2013). For the present study, this paper adopts the first conceptualization of resilience,
because it is argued that the mentioned approach constitutes the first stage to achieve resilience
within the tourism sector. It is argued that the first step in a comprehensive resilience plan is to
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archive engineering resilience. Only after obtaining engineering resilience of the destination can a
more holistic resilience framework be applied and adopted.
The destination typically has the same boundaries as the city or county the conceptual difference
between the city management (city commission or similar) and the DMO is that within the DMO
there is a focussed set of sectors and stakeholders related to tourism, travel, hospitality,
transportation, which sell or manage the main products and services used by the tourist.
In actuality many of the elements that the DMOs are the very same elements that the city/state
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authorities manage. However, if the ratio of tourists to residents is out of balance, like in Florida
where there are five tourists for every one resident[1], the importance of the DMO is elevated.
Thus, having the DMO part of the planning process is important so as not to ignore this critically
important vulnerable population (Pennington-Gray et al., 2011). Moreover, it is argued that the
DMO should have its own specific document which is more focussed on the user, which happens
to be a tourist.
In the case of resilience, it is important that all tourism assets which could be affected by disasters
have a plan to address the resilience of the assets. Within tourism, the concept of resilience has
largely focussed on economic resilience, rather than cultural, or institutional. In fact, resilience
has more often than not been measured by “return of visitor numbers.” Scholars such as Ritchie
and Hudson (2009) and Hall et al. (2013) provide overviews of resilience but these tend to be
micro-or property-level foci to advance our knowledge of tourism resilience (Lew, 2014).
The UNIDSR scorecard is an established tool at the international level to measure the readiness of
a city or state in the event of a disaster or the preparedness for a better community (resilience). It is
mostly focussed on structural engineering resilience in urban settings while using an index that
includes detailed criteria for response time. Despite, the many positive outcomes of the tool,
we argue this framework constitutes the benchmark for resilience rather than the culminating
point for resilience. Nevertheless, the scorecard represents an extremely useful tool when trying
to diagnose the current state of resilience and the effectiveness of its crisis management plan.
This paper adapts the scorecard to the destination focus, where the tourist (visitor) is the focus of
attention rather than the local resident. The outcome of the scorecard is an index which can
be used as a benchmark for the destinations to compare itself both overtime as well as to other
destinations. This score is also a policy tool which can help to funnel funds to areas where
the destination may be more vulnerable if a disaster were to occur.
Purpose of study
The purpose of this study is to apply the tourism disaster resilience scorecard for destinations
(TDRSD) to Manta, Ecuador to test the scorecard as well as provide a benchmark for the DMO.
The resultant score along with the assessments at the item level allow for prioritization within the
organization (CVB) which in turn can help improve the destination’s ability to rebound from a
disaster. The main study question is: what is the overall score of Manta’s tourism resilience?
The second stage included conducting interviews with members of the Manta CVB and Mesa 5
(Emergency Management Department of Manta). A total of four individuals (two from each
organization) were asked to evaluate each item for the city of Manta. The four-participant were
invited to be part of the study because of their vast knowledge of the destination. All of them have
been born and raised in Manta and have an extensive experience in either tourism destination
management or crisis management. The members of the CVB had at least ten years of
experience in tourism, and are currently in charge of the city promotion, evaluation and
categorization of the tourism infrastructure. Because of the nature of their jobs the participants
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have daily feedback about visitor’s perception of the destination, quality of the infrastructure and
tourism attractions. The members of Mesa 5 that participated in the study have been in charge of
the decisions for assessing risk and ensure safety of the destination for at least four years. They
are aware of the risk assessment initiatives taken from both the private and public sector, and
have access to crisis management plans and risk assessments that have not been yet socialize
with the citizens.
The participants selected the appropriate item’s scores in consensus and each score was used
to contribute to a criteria. Essentials were measured trough those criteria, and a total score was
computed across all nine essentials for the resultant benchmark score. Interviews were
conducted in Spanish by a native Spanish speaker. Interviews lasted approximately one hour.
The third stage was to pair each answer with support for the item and criteria score (reports,
plans, etc.). This approach allowed us to justify the resultant score and demonstrate that the item
was met by the DMOs’ plan.
The next stage was to identify the weak and strong scores for each essential and match them up
with recommendations and trends available in literature. The final stage allowed to undercover
gaps in the current risk management plan of the destination, while providing an evaluation of the
engineering resilience of the tourism sector of Manta in case of a disaster.
Essential 1
Essential 1 was divided into three criteria: organization and coordination; skill and experience; and
tourism integration of disaster resilience with other initiatives.
A total of nine items were used to measure essential 1. Seven items contributed to criteria
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“organization and coordination.” These seven items were: pre-event action: corresponds to
existence of coordination of all relevant pre-event planning and preparation activities, with rolls
and responsibilities assigned; event response: coordination of all relevant event response with
clarity of roles and responsibilities across all relevant organizations and tourism stakeholders;
participation: participation and coordination of all relevant organization included tourism
stakeholders with a clear policy established; contributions: economic or physical contributions
from public and private sectors; effectiveness of grassroots: grassroots in charge of protect
tourists, attractions, and heritage objects and sites; effectiveness of neighborhoods: availability of
organizations within the neighborhood to reach all tourists and citizens; inclusion: engagement of
vulnerable segments of the population, including tourists.
Criteria “skills and experience” was measured with one item: integration of tourism actors:
availability of skills and experience of tourism actors regarding disaster resilience, risk identification
and mitigation, planning, response and post event response, carried out in an inventory.
Criteria “tourism integration of disaster resilience with other initiatives” was measured through one
item: government proposals: extent to which any proposal in government that included policy
and budget for tourism resilience after disaster. The total score for essential 1 was 9 points.
Essential 2
Essential 2 was divided into three criteria: financial planning and budgeting; contingency funds;
and incentives and financing. A total of seven items were used to measure the three domains in
essential 2. Criteria “financial plan and budget” was measured with three items: adequacy of
financial planning: a plan exist for at least five years, where priorities and needs are identified
and responsible agencies are appointed; capital in budget: plans are totally funded and
protected and in coordination with scenarios in essential 3; operating funding: budget exists, its
adequate and is protected. Criteria “contingency funds” was measured with one item:
availability of contingency funds: contingency funds and insurances exists to rectify impacts,
and they are protected. Criteria “incentives and financing to improve resilience” was measured
with three items: incentives for tourism organizations: there are incentives for tourism
organizations to improve disaster resilience, and they are been achieved; incentives for
non-profit organization: there are incentives for non-profit tourism organizations to improve
disaster resilience, and they are been achieved, and insurance coverage for tourism sites and
heritage assets: there are insurance coverage for all heritage sites, and tourist attractions.
The total score for the essential was 7 points.
Essential 3
Essential 3 was divided into two criteria: risk management and update. A total of three items were
used to measure the two domains in essential 3. Criteria “risk management” was measured with
two items: the first item was knowledge of hazard: a comprehensive estimate of hazards exists,
Essential 4
Essential 4 was divided into four criteria: communication; electricity; administrative operation
CVB; and computer system and data. A total of six items were used to measure the four domains
in essential 4. Criteria “communication” was measured with one item: number of assets to ensure
communication (e.g. satellite phones): there are enough designate critical assets to avoid
communication loss in case of crisis, and there is not loss of service even from “most severe”
scenario. Criteria “electricity” was measured with three items: existence of backup generators:
there are enough backup generators in case of crisis, and there is not loss of electricity even from
“most severe” scenario; knowledge of number of days of electricity loss after disaster: no loss of
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service even from most severe scenario; knowledge of cost and numbers of days for restoration
of electricity after disaster: there is no loss of service with cost of restoration included in annual
billed revenue. Criteria “administrative operations CVB” was measured with one item: continuity:
assurance of continuity of all critical administration functions with no disruption of services even
under most severe scenario. Criteria “computer system and data” was measured with one item:
continuity: assurance of continuity of computer systems and data critical to government
continuity with routine backup of all critical apps and data, and remote access from site known to
be invulnerable to events affecting the city. essential 4 had a total of 4 points.
Essential 5
Essential 5 has one criteria: tourism facilities. The criteria “tourism facilities” was measure with two
items: structural safety: knowledge of structural safety of public tourism facilities with no facilities
at risk even from “most severe” scenario; number of days of loss of operation: numbers of day of
loss of operation from most severe scenario are estimated and are less than 1 percent of annual
operational days.
Essential 6
Essential 6 was removed because it was considered unconnected when trying to measure the
tourism destination resilience of Manta. Originally, the scorecard proposed by UNISDR includes
essential 6 to measure risk awareness in planning, land use and building codes. However, in the
specific case of Manta the tourism attractions are based on nature resources, and the regulation
for buildings and land use are beyond the scope of the tourism sector.
Essential 7
A total of seven items were used to measure essential 7. Criteria “education and awareness” was
measured with three items: number of tourists reached after disaster by CVB: CVB has data of all
tourists in hotels in the city with information to reach them by social media or through the hotel
personnel in case of emergency and are able to reach at least 90 percent of visitors in hotels.
exposure per person: all visitors in hotels are informed during check in about emergency contacts
and procedure in case of crisis through brochures, and CVB has data and feedback from hotels;
effectiveness of education: most probable scenario, and applicable response and preparation
appears to be generally known by at least 90 percent of visitors as verified by opinion poll. Criteria
“training” was measured with three items: (1) availability of training: full training curriculum is
available for all population including tourist; (2) percentage of population trained: this item was
measured a little different than others where 0 ¼ no training, 1 ¼ at least 0.5 percent in all
neighborhoods, 2 ¼ 0.5-1 percent in all neighborhoods, 3 ¼ 1-2.5 percent in all neighborhoods,
4 ¼ 2.5-5 percent in all neighborhoods, 5 ¼ more than 5 percent in all neighborhoods. The last
item of this criteria was (3) frequency of repeat training: trainings are conducted in all
Essential 8
Essential 8 focussed on one criteria: (1) ecosystem services, which was measured by one item
awareness of the role of the ecosystem in the destination: critical ecosystem services are
identified and monitored annually on a defined set of key health/performance indicators.
Essential 9
Essential 9 focussed on six criteria: early warning; event management plan; equipment and relief
supply needs; food, shelter, staple goods and fuel supply; interoperability and interagency
compatibility; and drills. Each criteria was measured through a set of items. Items were measured
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in a five-point scale were values correspond to: 0 ¼ no action has been done with respect to the
item; 1 ¼ no action has been done but is planned to do it in the near future, 2 ¼ initial steps taken,
3 ¼ item exists but with major omissions, 4 ¼ item exists but with minor omissions, 5 ¼ item exist
and fulfill all the requirements. Criteria “early warning” was measured with two items: existence of
warming systems: warnings system exists for all hazards known to be relevant in the city, and will
allow time for reaction; effectiveness in terms of percentages of the population reach. This item
was measured a little different from other ones. The measures for item “effectiveness in terms of
percentages of the population reach” were: 0 ¼ less than 50 percent reached, 1 ¼ 50-70 percent
reached; 2 ¼ 70-80 percent reached; 3 ¼ 80-90 percent reached, 4 ¼ 90-100 percent reached;
and 5 ¼ 100 percent reached. Criteria “event management plan” was measured with one only
item existence of plan: complete plan exist, keyed to scenarios referenced in essential. Criteria
“equipment and relief supply need” was measured with two items: need for equipment: need
defined, keyed to scenarios of essential 3, and take into account work of volunteers; availability of
equipment: equipment known to be available in line with defined needs for most severe scenario.
Criteria “food, shelter, staple goods and fuel supply” was measured with one item numbers of days
that city can feed after a disaster: available food exceeds estimated days’ disruption to regular supply.
Criteria “interoperability and interagency compatibility” was measured with two items:
cooperation availability: proven interoperability with neighboring cities of all key system and
procedures; and emergency operation center: emergency operation center exists, it is functional
and can monitor all city. Criteria “drills” was measured with two items annual drills including
tourism sector: at least one drill per year validated by professionals to be realistic representation
of most severe and most probable scenarios. Effectiveness of drills and trainings: all professional
and public participants in drills show strong evidence of having absorbed training.
Essential 10
Finally, essential 10 was measured by one criteria: marketing post crisis, and the criteria was
measured with one item: plan existence: full comprehensive marketing plan exists to address at least
90 percent of people staying in hotels, include use of mass media and social media, and responsible
actors. Each item in the TDRSD has been selected taking into account the resilience scorecard
proposed by the UNISDR, but adapted a little, so it could be able to measure the tourism destination
resilience as primary focus of interest. The particular characteristics of the destination were taken into
account as well in the elaboration process. One of the participants of the Delphi study was born and
raised in the destination and had first-hand information of the particularities of Manta.
tourists daily. Most international tourists are from countries where English is the first language,
and they are not familiar with Spanish, which is the language spoken in Ecuador. Manta is located
in front of the Pacific Ocean and it is susceptible to natural disasters, like tropical storms, floods,
tsunamis and earthquakes.
The main attractions of the city of Manta are the beaches, Pacoche forest, and the intangible
cultural manifestations of the cholo and montuvio culture. Most of the natural attractions of the
destination are located in the rural area, as well as a considerable number of intangible
manifestations. Due to the geographical location of the attractions (apart from the urban
settlement) both the tourism sector and the tourists are more susceptible of been overseeing
when planning crisis response, recover strategies and resilience actions. The TDRSD allows
planners to identify if the tourism sector and the tourists have been taken into account in the risk
management plans, and permits to determine if the tourism attractions, infrastructures, public
organizations, and private tourism sector are resilience enough to face a disaster. A deeper
analysis about the efficiency of the tourism sector and about the path of the tourism
development of the destination are beyond the scope of the present study, but need to be
explored in further research.
In the present study we are assuming that the tourism sector and tourism attractions of the city of
Manta are in the most favorable state and therefore need to be preserved. For that reason, efforts
need to be taken in order to build engineering resilience in the destination. The TDRSD addresses
that necessity with the identification of the capacity of response of the destination when facing
external drivers that could provoke it to cross a point of no return.
The DMO in Manta is the Department of Tourism. The Department of Tourism is in charge of
monitoring the supply side of the tourism sector to assure high quality of services and products as
well as marketing and promoting the city to potential and past tourists. Manta’s CVB is in charge
of organizing different events and providing information to tourists about their tourism’s
superstructure, activities, events, attractions, infrastructure of the city, etc. However, tourism
safety is not currently its principal concern. This is not uncommon; in fact, a small majority of
destinations invest in strategic tourism crisis management plan. Members of Manta CVB are part
of a tourism area response network (TARN) (Pennington-Gray et al., 2014), called the “Mesa 5,”
which is an organization represented by members of several organizations that supervise tourism
events. The members of Mesa 5 are the Safety Department, Hygiene Department, Environment
Department, Tourism Department, and the Department of Risk Management of Manta. The CVB
of Manta is interested in developing new strategies to achieve sustainability and tourism resilience
in order to ensure the safety of citizens, tourists, and visitors.
6.52 percent to the total; 11 items ranked 3 on a five-point scale and contributed 23.91 percent to
the total; five items were ranked 4 on a five point scale and contributed 10.87 percent to the total;
and nine items were ranked 5 on the five point scale and contributed 19.57 percent to the total.
Essential 1
The score was 24/45. The items measured were organization and coordination, skill and
experience, and tourism integration of disaster resilience with other initiatives. The outcomes
indicated that under the subject of organization and coordination, scores were remarkably
low for contributions and inclusion. This finding is consistent with the findings presented by
Komino in 2014, where active participation of community members and donations from people
(not only government), are not highly planned for, yet these acts are necessary to increase
resilience capacity.
With regard to “skills and experience” low scores were found. This might be attributed to the
novelty of this type of initiative in South-American countries such as Ecuador. Finally, with regard
to the item on tourism integration, the resultant scores were relatively high.
Essential 2
The score was 14/35. The issues within this essential included: financial plan and budget,
contingency funds, and incentives and financing. According to the data, the risk management
department confirmed that only an operating budget exists. There is not a contingency fund in the
case of a crisis. Unfortunately, this requires government requests to appropriate money for
disaster relief and recovery post crisis, which can lead to slow recovery (Komino, 2014).
Essentials
Items Scores Contribution to the total scores Valid % Cumulative %
Essential 4
The score was 16/30. The issues measured were communications, electricity, administrative
operations (CVB), and computer systems and data. Low scores were obtained for electricity
recovery. Communication restoration and recovery of the systems and data are concerns as well;
most information is backed up in physical location that could be susceptible in case of a crisis.
However, continuity of operation of the CVB received a high score, which means tourists could be
able to reach administrative personal after an event.
Essential 5
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The score was 3/10 for this essential. This essential measured tourism facility. The results
indicated that there is not data about structural safety of tourism facilities, and estimations of
number of days without operation are uncertain.
Essential 7
The score was 17/35 for essential 7. The criteria measured were education and awareness,
training, and languages. According to the results, several representative groups of citizens have
been trained to assist tourists in case of emergency. However, the trainings have been completely
in Spanish and they have not included tourists or tourism facilities. It is imperative to start a
multi-language training, because many tourists might not speak Spanish and this could lead to
misunderstanding of safe instructions in case of emergency. In addition, is important to increase
awareness among tourists and public to improve resilience (Kotzee and Reyers, 2016).
Essential 8
The score for essential 8 was 0/5. The criteria measured as ecosystem services. There is no awareness
of ecosystem role regarding resilience. The biological diversity of ecosystem is crucial to recovery
because it appears to enhance resilience (Elmqvist et al., 2003). Furthermore, ecosystems provide
natural capital for recovery. However, Manta has not considered this in their resilience plan as of yet.
Essential 9
The score was 19/50 points. The criteria measured were early warming; event management plan;
equipment and relief supply needs; food, shelter, staple goods and fuel supply; interoperability
and interagency compatibility; and drills. Findings demonstrated that warning systems were
insufficient and do not reach all populations. There is some availability of resources (shelter, food,
supplies) for couple days after a crisis, and cooperation initiatives are in place but if tourists are
considered there is not enough. There is need for drills and procedures to measure assessment.
Essential 10
The final score was 0/5. The criteria measured was marketing post crisis. The idea of marketing
post crisis to reach further number of tourists in case of a crisis has not been discussed in the risk
management department.
Conclusions
Resilience is an important trend adopted recently by the United Nations to encourage cities to get
ready for disasters. In response to this attention, an instrument has been developed and
distributed called the “disaster resilience scorecard for cities, based on UNISDR’s ten essentials.”
interviews. This is disappointing given that tourism is the second contributor to the city’s GDP.
The scorecard also revealed that the tourism department does not have available funds for
recovery. In addition, the zero score on contingency funds, is a critical concern for tourism and
the industry. If a major disaster were to strike, the tourism industry would be significantly
impacted due to the lack of funds set aside to build the industry back better.
Manta CVB and Department of Risk Management should work more in sync regarding safety of
visitors and tourist. One way is to ensure the inclusion of most stakeholders in the tourism industry
is to create a more integrated crisis partnership. A large concern revealed by the TDRSD is the low
levels of integration among different sectors and the low levels of awareness about the desirability of
the current state of the tourism attractions and infrastructure. This could be addressed by the
proposed TARN. Pennington-Gray et al. (2014) have suggested a TARN, which includes many
stakeholders both inside and out of the tourism sector, can help mitigate response time during the
recovery period of a disaster. Participation by private sector is recommended to achieve awareness
among tourists, visitors and other people related to tourism.
Another surprising outcome is the lack of knowledge about the state of the destination
ecosystems and their capacity to recover after a crisis. The current actions seem to be focussed
mostly on the elaboration of a plan and the identification of possible risks generated for external
drivers rather than what to do if the ecosystem is impacted by a disaster.
The TDRSD provided important and valuable outcomes that allow Manta’s DMO to have a clearer
picture of the state of resilience with regards to a natural disaster. The TDRSD is useful when
measuring risk awareness, recovery capability and engineering resilience of a tourism destination.
It also allows a DMO to undercover flaws in the crisis management plan of the destination as well
as provide an unbiased diagnostic of the strength and weaknesses in policies and resources in
times of crises. For those reasons, the relevance and usability of the developed tool is
acknowledged. However, further studies to test the instrument in other destinations is needed to
confirm the reliability of the TDRSD.
Note
1. Florida has a population of 19.9 M in 2014 according to the Census, and almost 100 M visitors visit the
state each year according to Visit Florida.
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Berkes, F., Colding, J. and Folke, C. (Eds) (2002), Navigating Social-Ecological Systems: Building Resilience
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for Complexity and Change, Cambridge University Press, New York, NY.
Biggs, R., Schlüter, M. and Schoon, M.L. (Eds) (2015), Principles for Building Resilience: Sustaining Ecosystem
Services in Social-Ecological Systems, Cambridge University Press, New York, NY.
De la Torre, C. and Striffler, S. (2008), The Ecuador Reader: History, Culture, Politics, Duke University Press,
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du Cross, H. and McKercher, B. (2015), Cultural Tourism, 2nd ed., Routledge, New York, NY.
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Holladay, P.J. and Powell, R.B. (2013), “Resident perceptions of social-ecological resilience and the
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