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The effects of balance training on gait late after stroke: a randomized controlled trial
Gunes Yavuzer, Filiz Eser, Dilek Karakus, Belgin Karaoglan and Henk J Stam
Clin Rehabil 2006 20: 960
DOI: 10.1177/0269215506070315
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What is This?
Received 29th April 2006; returned for revisions 2nd July 2006; revised manuscript accepted 19th July 2006.
neurophysiological, motor learning or orthopaedic should not be used for both treatment and assess-
principles. However, they do not specifically target ment. Quantitative gait analysis is effective for
balance, and there is no evidence that any of these monitoring gait performance in stroke patients, as
approaches is more effective than another in well as guiding therapy and documenting im-
promoting the recovery of postural control.7 provement.16 20
Balance is an essential part of sitting, sit-to- The present study was designed to evaluate the
stand and walking activities. Impaired balance and effects of task-oriented force platform biofeedback
increased risk of falling toward the paretic side is balance training on the gait pattern of hemiparetic
found to be significantly correlated with locomotor patients with stroke using quantitative kinematic
function, functional abilities and length of stay in and kinetic gait analysis.
inpatient rehabilitation facilities.7 10 Therefore,
falls and injury prevention strategies are suggested
as an integral part of each person’s rehabilitation
plan after stroke.6 The relearning of postural Methods
control through external visual and auditory
biofeedback is believed to be an effective therapy The trial included a sample of 41 (25 men, 16
for improving balance control.1,11,12 It is thought women) inpatients with hemiparesis after stroke,
that by giving patients additional visual informa- with a mean (standard deviation; SD) age of 60.9
tion, they will become more aware of the body’s (11.7) years and a median time since stroke of six
displacements and orientation in space. months. Stroke was defined as an acute event of
In a Cochrane review, Barclay-Goddard et al.13 cerebrovascular origin causing focal or global
searched the results of seven randomized clinical neurological dysfunction lasting /24 h, and diag-
trials and indicated that providing feedback from a nosed by a neurologist and confirmed by com-
force platform resulted in improved stance symme- puted tomography or magnetic resonance imaging.
try after stroke but did not improve balance during Patients recruited in this study were referred from
active functional activities, nor did it improve all over Turkey for inpatient rehabilitation. Gen-
overall independence. In a recent review, van erally, in Turkey, an estimated 50% of the stroke
Peppen et al.14 reported that the additional value population is referred to a rehabilitation centre if
of visual feedback in bilateral standing compared they cannot return home directly after discharge
with conventional therapy shows no statistically from the hospital.
significant effects on symmetry of weight distribu- Patients were required to meet the following
tion between paretic and non-paretic limb while criteria for inclusion in the study: (1) first episode
standing, postural sway in bilateral standing, of unilateral stroke with hemiparesis, in the
balance and gait performance tests. On the other territory of the internal carotid artery, (2) ability
hand, Matjacic et al.15 presented the effectiveness to understand and follow simple verbal instruc-
of balance training by using kinesiological gait tions, (3) ambulatory before stroke, (4) ability to
analysis on one patient with chronic hemiparesis. stand with or without assistance and to take at
Other than this case report, all reviewed studies least one or more steps with or without assistance,
measured postural sway and weight-shifting ability (5) no medical contraindication to walking. They
while the patients were standing on the forceplates were excluded if they had a history of any other
(posturography), and used only gait velocity to neurological pathology, conditions affecting bal-
assess gait performance. Posturographic data has ance, neglect, dementia, impaired vision or con-
been used both for therapeutic purposes, enabling scious levels or concomitant medical illness or
visual and auditory feedback to patients, and as an musculoskeletal conditions affecting lower limbs
outcome parameter to assess the effectiveness of (Figure 1).
the treatment. However, in controlled trials, if the The stage of motor recovery of the lower limbs
control group does not receive balance training by was determined by Brunnstrom’s Motor Recovery
posturography, the experimental group gets the Stage (BMRS).21 The Functional Independence
advantage of the experience with the system. In Measure (FIM) was used to assess activity limita-
order to avoid this ‘learning effect’ the same system tion.22 The reliability and validity of the Turkish
Exclusion (n = 50)
Other neurological pathology, conditions affecting balance, neglect, dementia,
impaired vision or conscious levels or concomitant medical illness or
musculoskeletal conditions affecting lower limbs
Intervention (n = 25)
Control (n = 25)
Conventional stroke rehabilitation
Conventional stroke rehabilitation
programme
programme
plus 15 sessions of balance retraining
Losses (n = 6)
Losses (n = 3) Due to early discharge for non-medical
Due to early discharge for non-medical reasons
reasons
version of the FIM has been previously well gait analysis was blinded to the use of the balance
documented in our clinic.23 The protocol was training programme; however, neither the patients
approved by the Ankara Physical Therapy and nor the physiotherapists who deliver the interven-
Rehabilitation Education and Research Hospital tion were blinded, because it was impossible to
Ethics Committee in Ankara, Turkey, and all do so.
subjects provided written informed consent prior Patients were randomly assigned to one of the
to data collection. two groups after initial evaluation. We used the
block randomization method in order to ensure
Design an equal number of patients in each group. Blocks
An assessor-blinded, randomized controlled de- were numbered, and then a random-number
sign was used. The physician who performed the generator programme was used to select numbers
that established the sequence in which blocks were week for three weeks,1,24,25 using the Nor-Am
allocated to one or the other group. A resident Target Balance Training System (Nor-am Patient
who was blinded to the research protocol and was Care Products, Oakville, Ontario, Canada) in
not otherwise involved in the trial operated the ‘standing stability’ mode. The Nor-Am device is a
random-number programme. After randomiza- portable balance trainer system including a dual
tion, 25 patients were assigned to the control forceplate made up of four load cells that detect
group (conventional rehabilitation programme) pressure. Connected to a monitor, it provides visual
and the remaining 25 were assigned to the representation of a person’s centre of gravity.
experimental group (conventional rehabilitation Menu-driven exercise tasks depict still or moving
programme plus balance training). Three patients targets on the computer monitor. Subjects stood
from the experimental group and six patients from with one bare foot on each forceplate with their
the control group dropped out of the study eyes open (according to the manufacturer’s instruc-
because they discharged themselves early from tions). Support devices or personal assistance were
our rehabilitation clinic, due to non-medical provided when needed. The subjects were instructed
problems. Hence, outcome data were obtained to maintain or shift their weight, in the sagittal and
from the remaining 41 patients (Figure 1). The frontal plane as appropriate, to make the represen-
control group did not receive placebo intervention tation of their centre of gravity reach the targets
because it would not be logical to ask the patients presented visually. In this study, because the Nor-
to stand in front of a dark screen, doing nothing. Am device was used for intervention purposes only
None of the patients missed more than two and not for assessment, data obtained from the
scheduled therapies during the study. balance trainer were not analysed statistically.
SD, standard deviation, the values are mean (SD) for age, time since stroke; BMRS, Brunnstrom’s Motor Recovery Stage; FIM,
Functional Independence Measure.
Table 2 Outcome measures in the experimental group and the control group
Walking velocity (m/s) 0.36 (0.2) 0.44 (0.2) 0.146 0.44 (0.2) 0.45 (0.2)
Cadence (steps/min) 69.9 (17.7) 77.3 (16.1) 0.154 77.8 (16.1) 75.8 (18.7)
Step length (m) 0.30 (0.10) 0.31 (0.10) 0.990 0.34 (0.12) 0.33 (0.09)
Single-support time (s) 0.40 (0.09) 0.44 (0.11) 0.307 0.41 (0.08) 0.45 (0.10)
Step length asymmetry ratio 0.64 (0.45) 0.08 (0.05) 0.097 0.44 (0.27) 0.30 (1.5)
Single-support time asymmetry ratio 0.28 (0.16) 0.11 (0.27) 0.058 0.24 (0.20) 0.14 (0.19)
Pelvic tilt (degrees) 7.7 (4.4) 6.2 (5.3) 0.155 6.8 (3.7) 6.3 (5.4)
Pelvic obliquity (degrees) 7.0 (2.7) 4.7 (2.2) 0.007 5.9 (2.5) 5.0 (3.0)
Pelvic rotation (degrees) 11.1 (5.0) 9.7 (3.6) 0.637 10.3 (5.6) 8.7 (4.5)
Hipb (degrees) 24.8 (9.6) 25.4 (9.1) 0.396 25.2 (8.9) 26.4 (9.1)
Kneeb (degrees) 31.3 (12.5) 34.3 (13.0) 0.229 32.3 (13.6) 35.1 (11.8)
Ankleb (degrees) 21.5 (14.5) 18.0 (11.4) 0.512 18.9 (11.0) 20.0 (12.9)
Peak hip extensor moment /0.13 (0.3) 0.05 (0.5) 0.465 0.06 (0.2) 0.12 (0.4)
Peak hip abductor moment 0.71 (0.2) 0.85 (0.3) 0.157 0.70 (0.3) 0.80 (0.3)
Peak knee extensor moment 0.26 (0.3) 0.40 (0.3) 0.081 0.30 (0.2) 0.38 (0.3)
Peak ankle plantar flexor moment 0.73 (0.3) 0.97 (0.4) 0.088 0.75 (0.4) 0.92 (0.4)
Vertical GRF 1st peak (N% bodyweight) 88.5 (9.5) 92.5 (8.3) 0.329 90.1 (8.4) 90.3 (6.1)
excursions in the frontal plane (P /0.021) after on the paretic limb.16,18,20 Restoration of normal
treatment and the difference in change scores was movements of the trunk, pelvis and lower extre-
significant (P /0.039) in favour of the experimen- mity, and improved weight-bearing on the paretic
tal group (Table 3). Neither group had significant side while walking are some of the most important
changes in hip, knee and ankle excursions after goals of stroke rehabilitation.30 This study reveals
treatment (Table 2). that a task-oriented balance training with force
platform biofeedback in addition to a conventional
Kinetic parameters stroke rehabilitation programme provides more
Neither group had a significant difference be- benefit than a conventional stroke rehabilitation
tween pre- and post-treatment knee and ankle programme alone, in terms of pelvic excursions in
moments on the paretic side (Table 2). Peak hip the frontal plane and weight-bearing on the paretic
extensor moment of the paretic side in stance side, while walking.
improved significantly only in the experimental Walking velocity is a preferred outcome para-
group (P /0.023), but the difference in change meter for hemiparetic gait research as it is easy and
score was not significant. There was a statistically reliable to measure.19 Slow walking velocity has
significant difference in change scores of vertical been attributed to a lack of selective motor control
GRF first peak (N% bodyweight) (P /0.030) in and poor balance.31 However, rehabilitation pro-
favour of experimental group (Table 3). grammes do not mainly focus on increasing
velocity because it may cause a more abnormal
gait pattern and result in safety problems. In this
study, after treatment, walking velocity improved
Discussion in the experimental group but the difference was
not significant. The majority of patients in both
Hemiparetic gait is characterized by slow and groups showed an asymmetrical gait pattern with
asymmetric steps with delayed and disrupted less step time on the paretic side than on the non-
equilibrium reactions and reduced weight-bearing paretic side. Spatio-temporal asymmetry is a
Table 3 Comparison of the change scores after treatment in the experimental group and the control group
characteristic of poststroke gait and leads to and sagittal planes; however, functional improve-
increased energy expenditure and risk of falls.32,33 ments during rehabilitation are most prominent in
Consequently, improvements in gait symmetry the frontal plane. Dault et al.39 suggested that
provide an important clinical marker of recov- sagittal plane imbalance in healthy elderly and
ery.28,29 Hesse et al.34 found no significant im- stroke patients may be largely due to the effects of
provement in gait symmetry after an intensive ageing, whereas frontal plane imbalance is much
four-week inpatient rehabilitation programme more specific for the postural problems associated
based on a neurodevelopmental technique. In with stroke. They proposed that visual feedback
agreement with their findings, neither group may help stroke patients to better correct their
showed a significant improvement after treatment frontal plane asymmetry and imbalance. The total
in terms of gait symmetry in our study. pelvic excursions in sagittal and frontal planes
It has been shown that patients with hemiparesis while walking were investigated in this study and it
have asymmetric trunk movements with increased was found that excessive pelvic excursion in the
pelvic excursion in frontal plane.18,33,35 Kinematic frontal plane decreased significantly in the experi-
and kinetic studies of upper-body motion in the mental group with a significantly higher change
frontal plane have shown that the trunk is precisely score, indicating a better postural control. Bujanda
controlled and highly dependent upon the motion et al.40 found a strong correlation between motor
of the pelvis.36 38 Control of pelvic motion is recovery of the lower extremity and frontal plane
critical to the maintenance of total body balance kinematics of the trunk after stroke. It has been
since the weight of the head, arms and trunk acts shown that hip abductor and adductor muscles are
downward through the pelvis. Dynamic balance of highly responsible for balance control in the
the head, arms and trunk about the supporting hip frontal plane by controlling equal weight-shifting
is dependent upon the control of pelvic motion by between the paretic and non-paretic sides after
the hip musculature (hip muscle moment) and the stroke.41 These findings support the idea that
coupling between the pelvis and upper trunk. treatment techniques improving the motor func-
Haart et al.33 suggested that stroke patients suffer tion of the paretic lower limb, particularly those
from severe postural instability and postural aiming to exercise the hip abductor/adductor
asymmetry during quiet standing in the frontal muscles, would improve symmetry and balance
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