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INTRODUCTION
Further, it is said,
“No matter how many contested fields may be provided by the rhetoric of the
universality, indivisibility, interdependence, and inalienability of human rights,
contemporary human rights cultures have constructed new criteria relative to the
legitimation of power. These criteria increasingly discredit any attempt to base power
and rule on the inherent violence institutionalised in imperialism, colonialism, racism,
and patriarchy. "Contemporary" human rights make possible, in most remarkable
ways, discourse on human suffering...Central to … human rights discourse are visions
and ways of constructing the ethic of power which prevent the imposition of repression
and human suffering beyond the needs of regime-survival no matter how extravagantly
2
determined...”
The above observations would make it clear that standards and norms of
international human rights empower the people by acting as a new criterion for
legitimation of political power. This is because human rights construct the ethics of
power in order to prevent repression and human suffering. Concern for rights among the
people as it exists today was not the same in earlier times. The origins of ‘ideas of rights’
have been much disputed because there are many theories and schools contending the
other, emerging from different times and circumstances. Nevertheless, it is universally
accepted that human rights are essential rights that are required for every living human
being. This is because human rights enable every right-holder, without consideration as to
one’s age, race, nationality, gender and any other grounds for discrimination, to enjoy
one’s life fully with utmost dignity. Right to life, liberty of thought, faith, and expression,
freedom of movement, right to privacy, freedom of religion, right to vote, right to
education, right to work, right to equal pay for equal work, right to travel abroad, right to
1
Upendra Baxi, Voices of Suffering and the Future of Human Rights, 8 Transnat'
l L. & Contemp. Probs.
1998, pp.126-27.
2
Ibid., at pp. 137-38.
2
found a family, right to dignity, right against inhuman degrading treatment, right against
arbitrary interference in family life, right against illegal and arbitrary arrest, detention are
some of the rights that are recognised in the International Bill of Human Rights.3
These rights enable the individuals in developing not only one’s personality but
also attaining economic, social, cultural, spiritual and political progressions. Human
rights are found in its ever-evolving status, as a testimony, claims and rights movement
have been constructed in recent times, inter alia, concerning right to food, right to water,
right to rationing, and right to homosexuality. Human rights have played an important
role historically in emancipatory social and political movements and it is said that the
histories of the labour movement, civil rights and rights of the homosexuals all validate
the efficacy of the language of rights.4
Human rights are not western in origin. In fact, every civilised society had
recognised certain basic rights of the individuals, such as right to life, right to worship,
freedom of movement, freedom of speech and expression. It was only the degree and the
form of recognition given to such rights that varied from one society to another and from
one time to another because an act of conferment of the said rights primarily depended
upon nature of the society, existing socio-economic and political circumstances, and
thewill of the ruling Governments. A ‘right’ is generally understood as ‘entitlement’ to
individuals that cast obligation on others including the State and its machineries to
respect it. Rights may even be considered as a typical liberal response that requires
individuals to value rights for the freedom they give to plan one’s own life-courses. In
this way, then, rights bring more closely together the will and the self by enabling the
right-holders to self-definitions.
‘Rights claim’ involves an ethical demand for action, thus they are normative
trump cards according to Ronald Dworkin. Indeed, Joel Feinberg points out that rights
are a most useful sort of moral furniture.5 It is said, appeal to rights establishes a base
within the treatise of political legitimation and then it creates a foundation for the
3
International Bill of Human Rights comprises of the Universal Declaration of Human Rights, 1948,
International Covenant on Civil and Political Rights, 1966, International Covenant on Economic, Social
and Cultural Rights, 1966 along with their Optional Protocols.
4
Kenneth Baynes, Rights as Critique and the Critique of Rights: Karl Marx, Wendy Brown, and the Social
Function of Rights, Political Theory, Vol. 28, No. 4, 451 (Aug., 2000), pp. 451-468.
5
Christian Resu Smit, Individual Rights and the Making of the International System, (United Kingdom:
Cambridge University Press, 2013), p. 31.
3
constant expansion and reformulation of those same rights.6 There are categories of rights
such as natural rights, moral rights, legal rights, and the like, but all categories of rights
are of importance to individuals because they enable the right-holders in achieving the
desired progress while preventing the State from its recourse to arbitrary form of
governance. Therefore, human rights are moral, political and legal entitlements which act
as limitations on the powers of the States.
This would further indicate that rights safeguard some minimal level of well-
being because such a threshold is necessary if citizens are to live their lives with dignity,
which their humanity entitles them.7 Human beings are entitled to human rights by virtue
of their birth. Human rights are universal in nature, hence, all human beings on the
principle of equality, and non-discrimination as to nationality, religion, caste, gender or
any other allied criteria can enjoy them. States must not only guard liberties as are
necessary for their subjects but also ensure that all its subjects have access to basic social
amenities that enable them to live human lives with dignity.
Initially, each State held full autonomy in matters of giving recognition and
protection to the rights of its subjects that made it purely a State-affair. Subsequently, this
autonomy gave rise to certain complications. History reveals that certain totalitarian,
authoritarian regimes had adverse impact upon the rights of the individuals and in
addition, where States had involved in combats or wars, the rights of the subjects were
violated on large scales. This in turn affected peace and security of the people,
relationship of the nations, and even the international order. To preserve, and to protect
peace and security at the global level, it was inevitable for the international community to
stay away from wars and to give recognition to the basic rights of individuals that can be
enjoyed everywhere. Therefore, the rights that were subjugated by totalitarian or despotic
regimes, despite their relevance to humanity and the society as a whole, had to be
protected by establishment of Rule of Law and constitutionalism.
Though the ‘idea of human rights’ transcend all nations, groups and cut across
varieties of historical and political experiences, this in itself was not sufficient to ensure
6
Claude Lefort, Human Rights and the Welfare State in Democracy and Political Theory, Trans. David
Macey, (Minneapolis: University of Minnesota Press, 1988), p.39.
7
Robin West, Rights, Capabilities and the Good Society, 69 Fordham L. Rev. 1901, 1904-07, 1914-15
(2001) in Marius Pieterse, Eating Socioeconomic Rights: The Usefulness of Rights Talk in Alleviating
Social Hardship Revisited, Hum. Rts. Q., Vol. 29, No. 3 (Aug., 2007), p. 796.
4
that all humans could enjoy human rights similarly. Internationalisation and
universalisation of the human rights was the sole path to empower all the individuals to
relish their basic rights devoid of any distinction. Along with that, sovereign States had to
commit themselves to the cause of protection and promotion of human rights. This led to
the formal recognition of State-intervention on humanitarian grounds, development of
human rights and its norms based on international cooperation. It is submitted that
international peace, security and rights of the individuals are closely connected with each
other. Therefore, they may be regarded as interdependent. This is because if security and
peace has to survive, then the individuals must have cordial relations and harmony with
one another, and from the States’ side, they must limit their powers to ensure that their
actions comply with human rights norms.
Wisdom emerging from the sufferings in the past, such as wars and authoritative
regimes, has helped the human kind to become serious about the need to protect their
basic rights. In addition, cases of violations of human rights are not limited to any
particular State as it is a global occurrence. Mere desire to have rights is insufficient to
protect the real entitlements of the individuals. Therefore, the need was to list the rights
that are to be recognised human rights, guarantee effective recognition under legal
frameworks and to develop and provide effective remedies in case of breach of such
rights. Accordingly, based on cooperation, the members of the human family have
developed norms, institutions and mechanisms to protect human rights of all living
human beings. Presently, human rights are protected and promoted with the aid of law
and thus the human rights protection mechanism depends upon either charter-based or
treaty-based mechanisms created globally. The International Human Rights Law (IHRL)
has listed human rights that are now regarded as ‘minimum morality’ for all the States.
Human rights also act as a ‘higher law principle’. The International Bill of Rights led by
the Universal Declaration of Human Rights, 1948, (UDHR) has had impact on
Constitution and other subsequent norms of several States. Human rights are ethical
demands and they have become the touchstone for the nations to achieve through their
laws and policies. To give effect to the rights contained in the International Bill of Rights
the States are required to develop basic institutional structure and organise economy.
5
It is observed that the international law serves only as preventive measures and on
its own, it is insufficient to provide adequate human rights protections. This would be
clear from the harsh reality of abuses occurring on daily basis. This would imply that
appropriate steps are to be initiated to protect human rights effectively, including
development of norms and mechanisms at regional and national levels. Occurrence of
violation of human rights intrudes in the enjoyment of life and liberty of the individuals.
There are several causes for violation of human rights, like, terrorism, State’s failure to
observe its obligations under the IHRL, war, and non-inclusion of certain rights within
the ambit of municipal law or failure in domestic application of certain human rights. It is
said, the second half of the twentieth century, known as the ‘age of human rights’, came
to be plagued by its own innovations in the politics of cruelty. Prof. Upendra Baxi has
explained this phenomenon as human suffering vibrating in the Universal Declaration of
Human Rights, 1948.8
Indian society is one of the oldest civilisations and it has all along recognised
certain basic rights of the individuals. However, the modern normative protection of
human rights in India has evolved from the time of freedom struggle and developed
subsequently. The Constitution of India is inspired by the UDHR, 1948 and consequently
contains in it certain civil and political rights, and economic, social and cultural rights in
the form of Fundamental Rights and Directive Principles of State Policy. However, the
rights guaranteed by the Constitution are not absolute and they are subject to few
limitations: (i) Fundamental Rights are subjected to reasonable restrictions as provided by
the Constitution; (ii) Fundamental Rights are amenable to suspension during
proclamation of emergency;9 and (iii) not all International human rights standards have
been recognised by the Constitution of India.
Since the Indian Constitution protects human rights, they are understood as a set
of minimal standards for the States and its institutions to achieve under all circumstances.
The Indian Government with an object to give better protection to the human rights
enacted the ‘Protection of Human Rights Act, 1993’. This Act constitutes Commissions,
8
Upendra Baxi, supra note 1 at p. 125.
9
Fundamental Rights can be suspended when National Emergency is proclaimed under Article 352 of the
Constitution. All the Fundamental Rights may be suspended vide Articles 358 and 359 except the rights
conferred by Articles 20 and 21 of the Constitution of India.
6
enforcement machinery at the Central and State level, i.e. National Human Rights
Commission and State Human Rights Commission, respectively. Besides this, the Act has
provided for establishment of Human Rights Courts under Section 30 to hear the cases
involving the question of human rights. However, the implementation of this law has
been very poor on the note that the District Courts are declared as Human Rights Courts10
and that the Act does not recognise any additional human rights which are unspecified
under the Constitution.
Therefore, lack of legislative and executive action coupled with exploitation of
the masses by the few power-holders, made the Judiciary to rise to the occasion by
extending its powers to help at least some of the needy people. Judiciary being the
saviour of the Fundamental Rights in India did not wait in anguish, it has responded to
the needs of the downtrodden by providing justice and adopting operational principles.
Judicial activism in India, generally speaking, in some attempts has filled legislative
vacuum in the field of human rights only to reinforce the strength of democracy and to
reaffirm the faith of the common person in the rule of law.
Public Interest Litigation, that is an instance of judicial activism, has proved to be
a useful judicial tool that represents a continuous effort on the part of the Judiciary to
provide access to justice to the deprived sections of Indian humanity with a view to
protect their human rights. It is said that Public Interest Litigation “… come(s) with
unusual problems, never before so directly confronted by the Supreme Court. They seek
extraordinary remedies, transcending the received notions of separation of powers and the
inherited distinctions between adjudication and legislation on the one hand,
administration and adjudication on the other. They bring, too, a new kind of lawyering
and a novel kind of judging. They add a poignant twist to the docket explosion which was
so far merely a routine product of the Bar committed only to justice according to the fees.
They also bring a new kind of dialogue on the judicial role in a traumatically changeful
society”.11
The Courts have all along given expansive interpretation of the enumerated rights
by taking recourse to judicial activism that has resulted in incorporation of certain
10
The Protection of Human Rights Act, 1993, Section 30.
11
Upendra Baxi, Taking Suffering Seriously: Social Action Litigation in the Supreme Court of India, Third
World Legal Studies: Vol. 4, Article 6, (1985), p.108.
7
international human rights standards into the Indian legal system. A virtual interpretation
of the Court authorising for judicial incorporation of treaty law into the municipal law is
demonstrated in Vishaka v. State of Rajasthan.12 The Court in this case has pointed out
that,
Therefore, it is clear that any International Convention not inconsistent with the
Fundamental Rights but in harmony with its spirit may be read into the provisions to
enlarge the meaning and content thereof, to promote the object of the constitutional
guarantee. Accordingly, the Court has been trying to give recognition to certain
international human rights standards such as right to privacy, right to dignity, right to
work, right to equal remuneration for equal work, by reading them into the ambit of
‘enumerated rights’under the Constitution. This apart the Court has been attempting to
enforce some of the economic, social and cultural rights contained in Part IV of the
Constitution.
12
AIR 1997 SC 3011, at 3015.
8
13
Article 19 states that all citizens shall have the right- (a) to freedom of speech and expression; (b) to
assemble peaceably and without arms; (c) right to form associations or unions or cooperative societies; (d)
to move freely throughout the territory of India; (e) to reside and settle in any part of the territory of India;
and (g) to practise any profession, or to carry on any occupation, trade or business.
14
The Constitution of India, Article 358.
9
to it, war, external aggression or armed rebellion are the grounds for proclamation of a
national emergency. This would suggest that wider scope for proclamation of emergency
is made available to the Executive under Article 352 of the Constitution.
Furthermore, under IHRL, in the case of emergency alone the States can resort to
preventive detention, whereas, in India, the preventive detention can be invoked during
times of emergency and in peacetime as well. This establishes the distinction in
circumstances in which deprivation of certain essential rights like liberty can be affected.
The Indian Government has passed a number of enactments authorising preventive
detention, though the safeguards are made available against arbitrary detention.15
In addition, the Protection of Human Rights Act 1993, which is a special
legislation that aims at better protection and promotion of human rights by establishing
human rights institutions and the court, has not given recognition to any constitutionally
not specifically incorporated human rights. Thus, it may be inferred that the Constitution
and the Protection of Human Rights Act, 1993, even if taken together, do not account for
giving recognition to certain important international human rights standards, among
others, right to privacy, right to compensation, and right against torture, This has led to
certain important consequences.
Firstly, it has led to poor protection of human rights in India leaving much scope
for violations by the State authorities. Secondly, it causes sufferings to the people, as
some of their essential rights are not conferred by the Constitution. Thirdly, it amounts to
legitimised deprivations of those rights by the State authorities, as the authorities have no
obligation to protect those unincorporated human rights. Fourthly, it makes India a
country that has inadequately recognised international human rights standards. Lastly, it
results in deprivation for the individuals from having all rounded development. This
effect is based upon the understanding that every human right provides a dimensional
growth to individuals. In this sense, if individuals enjoy all international human rights
because they are interdependent, then only one can be a well-formed human being.
Therefore, judiciary has intervened to confer better protection to the individuals’ interests
by attempting to incorporate some of the human rights standards, selectively, into the
Indian legal system.
15
Ibid. Article 22 (4) to (7).
10
1.3 Hypothesis
The primary hypothesis to be tested in the course of study is that the Constitution of
India has not given recognition to all the international human rights standards. This
provides for poor protection of human rights of the people in India. Realising this, the
Supreme Court has used the technique of ‘expansive and progressive interpretation’to
enlarge the scope and ambit of ‘enumerated rights’. In addition, the Court has even resorted
to judicial incorporation by which it has provided recognition to certain ‘un-enumerated’
rights with an object to protect the interests of the Indian citizens. However, the Court is
unsuccessful in giving recognition to all of the un-enumerated international human rights
standards and in enforcing every economic, social and cultural rights contained in Part IV
of the Indian Constitution.
In testing the above hypothesis, an attempt is made to verify the following.
Firstly, whether the international human rights contained in the International Bill of
Human Rights are fully recognised by the Constitution of India;
Secondly, whether non-recognition of certain international human rights standards
has resulted in legitimised deprivation of human rights of the people in India;
Thirdly, whether lack of legislative protection of human rights lead to judicial
incorporation of human rights; and
Fourthly, whether the Supreme Court of India has been successful in giving
recognition to and protection of all of the rights that are not specifically mentioned in the
Constitution of India.
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the human rights model, as they were aware of the utility and importance of human
rights. Considering the then available resources, social, political and economic situations,
the framers gave recognition to certain civil and political rights, and economic, social and
cultural rights by specifying them in Parts III and IV of the Constitution, respectively.
However, not all the existing international human rights could be given recognition in the
Constitution. Accordingly, in this Chapter, it is attempted to study the development of the
idea of Fundamental Rights; to identify international human rights that are
constitutionally specified and the human rights that are not specifically recognised in the
Constitution of India; to distinguish Fundamental Rights from human rights; and to
highlight consequences of non-incorporation of some international human rights
standards.
to internationally proclaimed civil and political rights and economic, social and cultural
rights. Thus, this Chapter undertakes critical evaluation of the role of the Supreme Court
of India in protection of the said rights wherein an attempt has been made to highlight the
contributions and failures of the Court concerning protection of human rights through
judicial incorporation.