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Journal of Cleaner Production 207 (2019) 57e66

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Journal of Cleaner Production


journal homepage: www.elsevier.com/locate/jclepro

The sustainability report as an essential tool for the holistic and


strategic vision of higher education institutions
n
Susana Ya 
~ez*, Angel Uruburu, Ana Moreno, Julio Lumbreras
Universidad Polit
ecnica de Madrid, Escuela T
ecnica Superior de Ingenieros Industriales, Madrid, Spain

a r t i c l e i n f o a b s t r a c t

Article history: Institutions of higher education have a significant role in promoting change to sustainable development
Received 8 February 2018 models as centers of knowledge and innovation. In addition, they are currently facing their own change
Received in revised form management processes, which embrace their core education, research, institution management and
30 July 2018
community outreach areas. This challenge involves a holistic consideration of all activities that are
Accepted 20 September 2018
related to sustainability and can benefit from the support of standardized Sustainable Report business
Available online 22 September 2018
tools. This research presents the case of the “Escuela Te cnica Superior de Ingenieros Industriales” of
“Universidad Politecnica de Madrid,” a prestigious Spanish school of engineering. After eight years of
Keywords:
Sustainability report
experience and three continuous, cyclical improvement processes, the study argues that the Sustain-
Sustainability reporting process ability Report has contributed in outstanding fashion to: i) disseminate and internalize the mission of the
Institutions of higher education center and its alignment with sustainability principles; ii) establish new and robust communication
Sustainable development mechanisms with stakeholders, encouraging their participation in management decision-making pro-
cesses iii) integrate the indicators of sustainability impact in the global management plan; and iv)
develop a more comprehensive and strategic vision of the institution, which is now shared among key
positions.
© 2018 Elsevier Ltd. All rights reserved.

1. Introduction (Commenne, 2006). Thus, as centers of knowledge and innovation


generators, institutions of higher education (HEI) have the potential
The increase in the world's population, growing demands for to become key drivers of societal change in this regard (Waas et al.,
natural resources, global warming, waste management or social 2010).
inequalities are just some of the main sustainability challenges that One of the priorities that was highlighted by the UN Global
society must face in the coming years. Since the Sustainable Action Program on Education for Sustainable Development
Development Goals (UNDP, 2015) were announced, these chal- (UNESCO, 2014), is the whole-institutional approach. This approach
lenges have rapidly gained prominence in the agendas of govern- requires that HEI, in addition to transferring content related to
ments, corporations, multi-actor organizations and public sustainable development, must participate in sustainable devel-
institutions. As people become increasingly concerned about the opment practices, such as managing physical facilities sustainably
social and environmental related impact, the design and imple- and changing the ethos and governance structure.
mentation of sustainable development (SD) models is becoming an To foster change to a new paradigm of sustainability at HEI, a
important subject of discussion in all organizations. holistic integration must consider at least education, research, in-
The corporate sector has a key responsibility to make significant ternal management (operations) and community engagement
progress in SD models, because of its financial, technological and (outreach) as main areas of study and development (Ceulemans
management resources. However, all society actors must et al., 2015b; Lozano et al., 2015; Ramos et al., 2015; Vallaeys
contribute, especially those that have power and influence et al., 2009). In the construction of specific SD models, it is rec-
ommended that related activities be implemented simultaneously
and in parallel. Furthermore, SD should be the “golden thread”
* Corresponding author. throughout the entire university system, and all areas that are
n
E-mail addresses: susana.yanez@upm.es (S. Ya ~ez), angel.uruburu@upm.es essential to achieve a transformative change (Barth, 2013; Cortese,
 Uruburu), ana.moreno.romero@upm.es (A. Moreno), julio.lumbreras@upm.es
(A. 2003; Lozano et al., 2013). The areas are not independent, but are
(J. Lumbreras).

https://doi.org/10.1016/j.jclepro.2018.09.171
0959-6526/© 2018 Elsevier Ltd. All rights reserved.
58 n
S. Ya ~ez et al. / Journal of Cleaner Production 207 (2019) 57e66

interlinked (Ceulemans et al., 2015b). global event in which university chancellors and directors
Regarding management frameworks and tools, ISO26000 committed to implement the related activities. The initiative is
(2010), Global Reporting Initiative (GRI, 2018) and Accountability currently followed by more than 500 universities from around sixty
(Krick et al., 2005) have been adapted to HEI context, whereas countries, such as United States, Brazil, Taiwan, Canada, Colombia,
others, such as Sustainability Tracking, Assessment & Rating Sys- India or Australia as representative examples. The association of
tem (STARS) (Lidstone et al., 2015), Auditing Instrument for Sus- University Leaders for a Sustainable Future (ULSF) is the Secretariat
tainability in Higher Education (AISHE) (Roorda, 2001) and for signatories of this declaration, (ULSF, 2015).
Graphical Assessment of Sustainability in Universities (GASU) Similarly, the Kyoto Declaration was developed in the Ninth
(Lozano, 2006a) have been designed to help the institutions ach- International Association Universities Round Table (1993). It was a
ieve a sustainable transformation. two pages statement in which the need of action plans to pursue
However, despite the large number of tools that are available to the goal of sustainability was stressed (Kumar et al., 2017). It was
measure social and environmental impact, Sustainability Reporting endorsed by the International Association of Universities (IAU,
(SR) at universities is in an early stage (Alonso-Almeida et al., 2015; 2011), formed by 614 organizations of more than 120 countries.
Ceulemans et al., 2015a; Lozano, 2011; Ramos et al., 2015). At the United Nations Summit on Environment and Develop-
Although the topic has been receiving growing attention in busi- ment in Rio de Janeiro (1992), three axes in the final document
ness and academia (Hahn and Kühnen, 2013), more research needs were highlighted in relation with HEI's mission: to reorient edu-
to be conducted to explain how to promote SR at universities cation towards sustainable development, increase public aware-
(Alonso-Almeida et al., 2015), the link between SR and successful ness of environmental issues and promote environmental training
change to sustainability (Ceulemans et al., 2015a) or the impact of among educators.
SR and the influence of data collection on decision-making pro- At European level, the Copernicus University Chapter was
cesses (Adams and Frost, 2008). released in 1993 by the Association of European Universities,
In this regard, this paper attempts to add more clarity and to providing general guidelines to integrate sustainable development
highlight the aspects that are most relevant to how the design, into the main areas of HEI. Nowadays, the association comprises
implementation and systematic review of SR can significantly 320 signatories from 36 countries (University of Groningen, 2016).
support HEI management teams to establish the foundations of More recently, the Principles for Responsible Management Ed-
their long-term strategic planning processes, beyond the ucation founded in 2007 (PRME, 2018), and the Higher Education
commonly related sustainability issues. Sustainability Initiative created in 2012 (United Nations, 2012) are
For this purpose, it is necessary to respond to the following remarked as worldwide initiatives that focus on sustainable
questions: What is the true meaning of sustainability in an HEI development through education, research, green campuses and the
context? What aspects should HEI consider for the transformation consolidation of international networks.
to SD? How should SR be designed for this purpose? Which are the These declarations show the commitment of universities to
potential benefits of SR process? sustainable development, as well as the interest of organizations to
Answering these questions firstly requires a problem-oriented guide them in order to incorporate sustainability philosophies and
nature, long-term perspectives, multi-stakeholder involvement provide frameworks with which to embed them in their systems
and inter-/trans-disciplinary approaches (Yarime and Tanaka, (Larran et al., 2015; Lozano et al., 2013; Sylvestre et al., 2013).
2012), and also to cope with the lack of studies concerning data The nature of higher education enables universities to train and
collection for SR in HEI, performance evaluation and strategic develop future professionals by teaching, developing new tools
alignment with organizational management systems (Adams and with which to face new challenges in society due to their structures
Frost, 2008). and research resources, to share their generated knowledge to
The “Escuela Te cnica Superior de Ingenieros Industriales” of the provide value to enterprises and society through the university
“Universidad Polite cnica de Madrid” (ETSII-UPM) has been selected outreach, to apply new societal models in center management, and
as a case study due to its special interest in this research context to maintain consistency with the lessons that are taught in class-
and, more specifically, because of the gradual importance that the rooms (Barth, 2013; Benneworth and Jongbloed, 2009; Davidson
SR has acquired in the management of the Center in eight years of et al., 2010; Hoover and Harder, 2015). These actions correspond
implementation, and demonstrating its intrinsic value as a holistic to the main HEI areas of education, research, operational manage-
tool that facilitates a more strategic vision of the Institution. ment and community engagement (Vallaeys et al., 2009).
The paper is structured as follows: Section 2 describes the HEI have implemented different actions to a significant extent.
literature review, Section 3 (method) analyzes in depth the case These include transformation of their own missions, inclusion of SD
study, Section 4 presents the main findings of the SR process, concepts in their curricula, modification of their research programs,
Section 5 contains the discussion and Section 6 provides the study's introduction of new ways of living on their campuses, promotion of
conclusions. community engagement and assessment through SR (Alonso-
Almeida et al., 2015). However, the holistic implementation of all
of the areas remains a major challenge in HEI (Ceulemans et al.,
2. Literature review 2015a; Lozano et al., 2015).
Transformation to a sustainable institution has special features
2.1. Sustainability at higher education institutions at universities. Certain barriers, such as academic freedom, incen-
tive structure and conservative administration create challenges
Since 1990, HEI have demonstrated their commitment to sus- that can turn the HEI transformation back into an SD, in the sense
tainability, gradually embracing different initiatives, declarations that the promotion of sustainability cannot be imposed, there are
and chapters. In 2011, around 1400 institutions all over the world difficulties in promoting changes economically at the individual
had signed at least one of the 31 main declarations (Grindsted, level or that the culture does not embrace significant changes
2011). Next paragraphs show some of these declarations. (Ferrer-Balas et al., 2008). Thus, the evolution to a new status quo of
Chronologically, the Talloires Declaration (1990) -a ten-point SD could be difficult because of resistance to change or lack of re-
action plan to foster the sustainability and environmental literacy sources (time, money, access to information and specific
into the main areas of the university context, marked the first
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legislation) (Verhulst and Lambrechts, 2015). practice of assessment itself has been recognized increasingly as a
driving force to promote efforts to transform HEI into sustainable
2.2. Change management towards sustainability directions (Yarime and Tanaka, 2012). As previously mentioned,
some of these tools have been adapted from business and others
Change to sustainability follows the aspects of organizational have been tailored to the needs of universities. These tools attempt
change (Hoover and Harder, 2015). Change management has been to include the specific areas of education and research that are not
studied extensively. However, there are few studies that focused on common in other kinds of institutions.
management of change to sustainability at HEI (Ceulemans et al., A total of twenty-six SR tools have been identified and analyzed
2015a; Hoover and Harder, 2015; Verhulst and Lambrechts, 2015). in different studies (Fischer et al., 2015; Lozano, 2011; Lozano et al.,
The 8-step process for leading the change management that was 2015; Ramos et al., 2015; Yarime and Tanaka, 2012). The weight of
enunciated by Kotter (1995), has been used in this section as a the needed information for assessment purposes varies by area:
framework for analysis of the experiences in implementing sus- operations (44%e67%), governance (35%e45%), education (8%e
tainability at HEI because of its effectiveness in corporate sector. 18%), research (5%e10%) and community engagement (from 4% to
Thus, the main steps and principles are identified as follows: 6%).
Environmental dimension aspects are commonly provided by
- The first step is to create a sense of urgency. This requires these tools. Other interesting issues concern operational matters
convincing audiences of the need for change. Change to sus- such as resources (physical resources, human resources and insti-
tainability is a delicate process that requires the support of a tutionalization), external motivation for reporting (increasing
critical mass of people within the organization who must transparency, enriching brand value, reputation and legitimacy,
internalize the concept of sustainability and the need to allowing evaluation versus competitors), and internal motivation
implement it (Barth, 2013; Doppelt, 2003; Lozano, 2006b). (supporting corporate information and control processes, motiva-
- The second step is to create the guiding coalition. It is important tion of employees, increased sustainability awareness and
to count on agents for change to spread the need for change and improved communication with internal stakeholders).
to lead it. These early-adopters are called “sustainability However, the tools generally lack indicators in research, edu-
champions” (Ferrer-Balas et al., 2008). It is necessary to cation and community engagement areas. This highlights the need
empower and give them means and structure to improving for a more holistic approach in the use of these frameworks in HEI,
sustainability (Barth, 2013). These champions can belong to any and for the convenience of considering the particularities and les-
position of the organizational chart because it is strong leader- sons of previous experiences in implementing SR at HEI (Barth,
ship that is needed. Both topedown and bottom-up approaches 2013; Bullock and Wilder, 2016; Disterheft et al., 2015; Ferrer-
are compatible and recommended (Connor and Spangenberg, Balas et al., 2008; Larr an et al., 2015; Verhulst and Lambrechts,
2008; Matos and Silvestre, 2012). 2015).
- The third and fourth steps are to create a vision for the change
and to communicate this vision. These steps are strongly related
to organizational communication. In SD context, it is necessary 2.4. Global reporting initiative at universities
to have acquired a high degree of skill in listening, communi-
cating, relationship building, vision development, responsive- The Global Reporting Initiative (GRI) is an independent, inter-
ness and continuous strategic adaptation (Hoover and Harder, national organization that was founded in 1979. It develops
2015). guidelines for reporting the economic results of an organization
- The fifth step is to overcome barriers. It is essential to know the and also on the social and environmental impact of its activities.
problems that the organization will face and to attempt to These guidelines provide organizations with a way to measure,
prevent them (section 2.1). understand and communicate their economic, social and environ-
- The sixth step is to create “quick wins” and is especially mental performance (GRI, n.d.; Lozano, 2006a).
important at universities. Change management processes take The generic methodology that GRI described to develop a sus-
time, and incentive policies can be rigid. Therefore, the change tainability report consists of five generic phases: preparing, con-
agents are often motivated solely by the positive effects of the necting, defining, monitoring, and reporting. The objectives of the
change (Hoover and Harder, 2015). preparing phase, the objective is to prepare to begin with the
- The seventh and eighth steps are related to building on the process and identify the main economic, social and environmental
change and anchoring the change culture within the organiza- impacts of the organization. The objective of the connecting phase
tion. The SD process acts as a continuous improvement cycle is to identify, prioritize and establish a dialogue with relevant
(Holm et al., 2015). To move to a more sustainable status quo, stakeholders. In the defining phase, the objective is to select issues
institutional framework plays an important role facilitating the for action and reporting and to define goals to achieve with the
institutionalization of sustainability (Ceulemans et al., 2015a). approval of the decision-makers. In the monitoring phase, the
objective is to check processes and monitor the performance.
In summary, the main lessons learned from the cases studies Finally, the objective of the reporting phase is to finalize the report
have to do with the existence of an inspiring team that share a and publish it for reading by its stakeholders.
common vision of sustainability in HEI, the design of top-down and GRI methodology seeks to achieve its reporting goals. It provides
bottom-up communication channels, the importance of over- an opportunity of value to the organization, as SR creates tools to
coming resistance to change and lack of resources, and the neces- gather together the vision of different stakeholders (inclusiveness)
sity to incorporate sustainable development in the strategic plans. and to select important issues (materiality).
The most distinguishing and outstanding achievement of GRI in
2.3. Sustainability reporting guidelines and tools at universities HEI is that, as a well-structured indicator-based assessment tool, it
has the potential to increase the transparency and consistency of an
SR is a tool that is used to assess the state of an organization's organization. In addition, it facilitates its decision-making pro-
social, economic and environmental dimensions, as well as to cesses (Lozano, 2006a).
communicate its advances to stakeholders (Lozano, 2011). The In regard to HEI, GRI accounts for 353 reports (GRI, 2018) from
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133 universities. There is no specific supplement to adapt the the board of directors with a team of 20 people (three experts in
methodology to this sector. So, universities are currently using their sustainability, 10 members of the SD advisory committee and seven
own, tailor-made versions (Bullock and Wilder, 2016). In this re- members of the management of the institution).
gard, it highlights the initiatives of the University Leaders for Sus- Once the work group was defined, the first task was to prepare
tainable Future (ULSF), the Secretariat for signatories of the an exhaustive list of relevant issues for four main areas of the
Talloires Declaration (ULSF, 2018) and Graphical Assessment of institution. Based on the academic literature (Vallaeys et al., 2009),
Sustainability in Universities (GASU), an extended tool that in- four areas of action that are related to the impacts of the university
corporates a group of 24 indicators to the GRI standard model were identified. They are: education, research, internal manage-
(Lozano, 2006a). ment (operations) and community engagement (outreach). This
In summary, there is not a great deal of experience in applying classification meant that the first conceptual framework under
GRI methodology at universities (Alonso-Almeida et al., 2015) and which the improvement actions could be globally coordinated,
there is a lack of standardized sectorial indicators related to edu- aligned and assigned to responsible people by area, which had been
cation and research areas. Nevertheless, GRI seems to be the most rather disconnected previously.
appropriate tool to carry out a holistic integration of sustainability Phase 2: Connecting. According to GRI, the stakeholders’
in all key areas (classified by Barth, 2013; Ceulemans et al., 2015b; participation is essential to ensure success in the implementation
Cortese, 2003; Lozano et al., 2013 as: education, research, institu- of the sustainability project. In this regard, the main task for the
tion management and outreach), because of its comprehensive team was to identify the stakeholders of the institution, to highlight
nature (Lozano, 2006a) and influential guidelines (Pe rez-Lo pez their relevance for the organization and to establish specific
et al., 2013). communication plans. It was also decided to prioritize the limited
resources with groups with a strong, long standing relationship
with the School.
3. Method
Phase 3: Defining. Once the first lists of stakeholders and rele-
vant issues were created and prioritized, the objective was to
3.1. Research design
identify needs and expectations that were aligned with the mission
of the organization for the purpose of creating share value for all
The case of “Escuela Te cnica Superior de Ingenieros Industriales”
groups involved.
(ETSII) is analyzed in this section from different perspectives,
Tools, such surveys, interviews, and focus groups, were used in
gathering the main relevant aspects and lessons learned from eight
the process. Although sustainability aspects were the target sub-
years of SR implementation (2008e2016).
ject, many other issues related to the global management of the
ETSII is an engineering school with approximately 4300 stu-
institution appeared. Following the methodology that was pro-
dents, more than 300 faculty members, and 150 staff members. It is
posed by Accountability (Krick et al., 2005), the issues were map-
part of “Universidad Polite cnica de Madrid” (UPM), one of the most
ped and classified in a two axis chart, by relevance for the
important technical and public HEI in Spain.
stakeholders and maturity. The output of this analysis was its clas-
In 2008 ETSII was an HEI pioneer in developing an SR. More
sification in four categories: preferential (high relevance, low
precisely, the institution was the first University Center in Spain to
maturity), continuous improvement (high relevance, high maturity),
achieve GRI certification in applying GRI-G3 methodology. That
vigilance (low relevance, low maturity), and continuous updating
meant that a great number of economic, environmental and social
(low relevance, high maturity).
aspects and indicators were systematized and considered for
Phase 4: Monitoring. Implementation of the plans required
further follow-up processes. This experience consisted of a
concrete actions, persons to be in charge and resources. Once pri-
comprehensive approach to sustainability that covered teaching,
ority actions were approved and responsible people were assigned,
research, operational and community engagement areas.
key indicators were developed for a follow-up system. In addition, a
The SR processes were supported by various positions within
person to be in charge of the overall SR process was designated and
the School (general management, SD commission, and specialized
empowered. Another challenge at this stage was to connect the
staff), facilitating the access of available information to the authors
identified relevant issues to the internal quality procedures of the
of this study. These latter participated in the review stages at the
institution, with the objective of regularly monitoring them, along
end of each reporting period in analyzing organizational data,
with the other indicators.
monitoring results, identifying best practices and drafting action
Phase 5: Reporting. Finally, the objective of the last phase was to
plans.
communicate to all stakeholders the advances in sustainability. In
The ETSII SR reports correspond to the periods of 2007e2009,
this case study, the phase consisted of two steps. The first was to
2009e2010, 2011e2013, and 2014e2015 (ETSII-UPM, 2016),
gain the approval of the School Board and the second was to publish
although the study concentrated mainly on the first three. The steps
the first sustainability report, an important milestone in the history
taken in each reporting cycle, following GRI methodology, are
of the institution.
described below. All reports were certified by GRI and published
Fig. 1 summarizes the main steps followed in the period prior to
every two years.
publication of this SR.
Second Sustainability Report:
3.2. Research implementation The second SR period started after the issuance of the first SD
memory, which reflected the main issues of 2007e2009 years. The
First Sustainability Report: specific objectives and tasks were addressed in the new biennial
The main challenge in this period (2007e2009) was to adapt GRI cycle. The project management team was inspired by continuous
methodology to the special characteristics of the School. Thus, the improvement methods. The latter are not only proposed by GRI, but
five GRI phases were implemented as follows: also by the ISO family of standards (ISO, 2015), or the EFQM model
Phase 1: Preparing. The main goals of this phase were to create a of excellence (EFQM, 2016).
work team and to make a preliminary general diagnosis of the in- Phase 1: Preparing. The main aspect here was the creation of an
stitution's sustainability. Therefore, a faculty member was integrated Vice Deanship of Quality and Social Responsible Man-
appointed as sustainability project manager to work closely with agement to manage the entire process under the supervision of the
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Fig. 1. First SR cycle at ETSII.

Quality Management Department. Remarkably, this change facili- engender risk, if not properly and promptly addressed.
tated the raising of sustainability related issues to a level equivalent Phase 4: Monitoring. Most attention during this phase was given
to those of the other key aspects of the organization. to including the sustainability targets by area into the procedures of
Phase 2: Connecting. The launching of “Antenas de Sostenibili- the quality assessment system that describe how the organization
dad” groups was a milestone in this period. The main goal of this works. Processes involved in the continuous improvement plan
project was to support the SD Advisory Committee with the inputs were revised, and countermeasures were considered based on the
of three different teams: students, professors and faculty staff key indicators that were provided before and after the planned
members. The name of “antennas” represents the ability of these actions.
groups to receive and transmit information that is related to rele- Phase 5: Reporting. This phase was conducted in the same way
vant issues upstream and downstream of the organization, thus as the previous period. Consequently, the period ended with the
enabling a fluid dialogue between internal stakeholders of the publication of the second sustainability report (2009e2010).
School. Fig. 2 shows the main aspects of the process.
Each group consisted of 10e20 persons. In the case of teachers, Third Sustainability Report.
researches and non-academic staff, the representation of all areas The SR process began after reviewing the results of the two
and departments was ensured. On the other hand, in the case of previous cycles. The initial picture of the institution was, therefore,
students, the group was formed by students of various academic clearer. It facilitated the identification of new goals by area, and the
courses and degrees. It is important to highlight that they all design of related action plans.
participated voluntarily in the project, encouraged by their desire Phase 1: Preparing. The person in charge of the sustainability
to implement changes in the organization. project was selected by the Academic Vice-Dean, the second most
The underway project attempted to provide a vision of the important person within the organization. In collaboration with the
institution from three different perspectives, highlighting one or Quality Department, this change enabled the plan to gradually
two special-interest issues by group and reporting period that are include sustainability competencies and key concepts in the
considered most relevant for careful management by the head of curricula.
the center. By doing this, the mechanisms for communication with Then, the main purpose of SR was not only redefined by re-
the remaining stakeholders were reinforced, enabling the identi- orienting the global management of the institution in a sustain-
fication of new issues of interest in the SD context. able manner, but also by reflecting how the School was providing
Phase 3: Defining. The four SD areas were reviewed again to future engineers with a solid base of ethical and responsible
update relevant aspects. The identification of materiality was led by knowledge of their profession.
the SR team who, instead of using pre-defined surveys, used the Phase 2: Connecting. In this phase, special training was given to
“antennas” meetings to detect stakeholders’ concerns. The three the antennas groups to reinforce their knowledge of sustainability
groups were first trained in sustainability concepts and dimensions. and also to help them to acquire leadership, communication and
The meetings also helped to uncover some issues that could conflict resolution skills and to motivate personal competences.
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Fig. 2. Second SR cycle at ETSII.

The training would allow them to perform better in their mission of 4. Results
detecting and transmitting key issues that are directly related to
their roles in the school. The following paragraphs describe the immediate consequences
A second important action plan was to establish and standardize of implementation of SR on the ETSII during the eight-year period.
communication channels with four external stakeholders (corpo- The results have been analyzed firstly, examining the reflections
rate advisory board members, alumni, social organization members after each SR cycle; secondly, showing the framework obtained by
and public administrators). It was believed that a transparent dia- materiality process in which relevant management aspects were
logue with these stakeholders would help to garner their support in classified; and thirdly, describing the evolution in the stakeholder
the achievement of the institution's mission. management process.
Phase 3: Defining. All information, needs and expectations that In the first cycle, the SR process permitted relevant issues to be
were gathered by the antennas groups and other ways of identified for the first time by a participatory process that included
communication, such as the suggestion mailbox, were transmitted managers, SD advisory committee members and the internal in-
to the person responsible, thereby enabling new issues to be terest groups (students, professors and administrative and service
identified by area. staff).
Phase 4: Monitoring. Procedures were compiled for the Quality The publication of the first report brought the mission and
Assessment System (QAS) for which action plans also were pre- general values of the School closer to its stakeholders. However, the
pared for review. A great of effort was made to link sustainability action plans that were included didn't enable the internalization of
indicators to QAS indicators. The action plans were implemented sustainability values and social responsibility concepts. Hence, the
under the supervision of the vice deans and those in charge of the main findings of SR for this cycle were that to permeate the culture
affected areas, with the results communicated to the antennas of sustainability would take time and resources, and that the
groups. communication channels must be analyzed, improved and re-
Phase 5: Reporting. In addition to the actions that were under- designed for the purpose of facilitating the participation of key
taken in the previous cycles, new tools were designed to gather stakeholders in the SD mission.
feedback from the stakeholders. Their ideas on many issues were After the second cycle, the organization realized that the
included for the first time in SR, and thus submitted to the man- traditional communication mechanisms that had been used did not
agement of the Center for final approval. facilitate a smooth, bidirectional flow with the stakeholders. The
Like the previous figures, Fig. 3 shows the key aspects of the formal channels were slow and insufficient, and useful only for top
third SR period. management. Therefore, new semiformal and informal, less insti-
Fourth Sustainability Report. tutionalized communication channels were created. This enabled
After this research period, the fourth report was prepared. The access to debates and information to representatives of key ETSII
phases were completed by the GRI adapted methodology and the groups.
continuous improvement approach. The main aspect of this new Leading by the SD advisory committee, “antennas” project was
cycle is its more strategic and longer-term approach to the relevant one (and the most important) of these new channels. The meetings
issues that are identified and/or reviewed. with the three groups enabled the committee to identify not only
issues related to sustainability, but also other ones of more concern
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Fig. 3. Third SR cycle at ETSII.

to general management of the Center. The main finding was that published reports.
once they were known, these subjects were reported to each per- The latest classification considers six internal and 13 external
son responsible for the affected area. Therefore, the SR process stakeholders: students, professors, faculty staff, center manage-
began to assume a greater role in defining future strategic lines. ment, university management and directors of departments in the
The strategic value of the third cycle was that, after defining the first case, and other universities and research centers, collaboration
areas for improvement and creating new channels of communica- networks, enterprise-employers, suppliers, unions, associations (of
tion in the previous periods, new concrete actions were undertaken students and professionals), alumni, social organizations, public
that had a significant impact on the organization. Thus, the SR administration and external government entities, neighborhoods,
process helped to select subjects, such as the elaboration of an communication media, and accreditation agencies, for the external
ethical code for teaching, the inclusion of competences for sus- stakeholders.
tainability in the curricula or the institutionalization of communi- Only internal stakeholders participated in the first and second
cation with other stakeholders. In addition, to firmly implant the SR processes, whereas in two last processes, alumni, enterprises
changes into the university systems, the processes and indicators of and social organizations were consulted for their elaboration. In
the Quality Assessment Systems were modified to show the in- addition, a social network analysis identified the stakeholders who
stitution's employment of the sustainability reporting process and had the most power and influence. They were the first ones to be
principles. convinced to support sustainability implementation and to analyze
In regard to the relevant issues, the SR process has enabled the the communication channels. These actions led the SD committee
design of an official and standardized framework that has become to (re)activate the bidirectional communication by the imple-
more complete and comprehensive after each cycle. The framework mentation of informal and semi-informal ways of communication
presently includes 17 action lines that are classified into the four like the sustainability antennas project.
following areas: At a higher level, the most important results of the SR success
Education: integral education, quality education, subject were recognition of the importance of the commitment to and
improvement, and educational results; 2) Research: research and leadership of senior management of the project and the vision of
societal problems, research resources and research results 3) SD. Also recognized were the need for the construction of bottom-
Community outreach (social impacts): external stakeholders rela- up channels to gradually change the organizational culture, the
tionship, volunteering and sustainability awareness and knowledge participation of external groups in the processes, and the stan-
transmission to society; and 4) Management: internal stakeholder dardization of the materiality methodology to identify relevant
management, ethical code and good governance, quality assess- issues. To this end, Table 1 provides the above information, showing
ment system and human resources, environment, economic man- key aspects of the cycles.
agement, infrastructures and services management areas.
Concerning stakeholders’ management, thanks to the SR, the 5. Discussion
groups were identified following GRI requirements and the
Accountability Methodology (Krick et al., 2005). An updated list The Introduction underlined the need to indicate how to pro-
(with related lines of action) is included every two years in the new mote SR at universities (Alonso-Almeida et al., 2015), how SR is
64 n
S. Ya ~ez et al. / Journal of Cleaner Production 207 (2019) 57e66

Table 1
ETSII sustainability reporting cycle evolution.

First SR Second SR Third SR

Position in Charge of Assistant for Sustainability and Social Vice-dean of Quality and Social Responsibility Vice-dean of Academic Affairs
Sustainability Responsibility Issues
Stakeholders Internal Internal Internal and some external
Materiality SD Advisory Committee Focus groups SD Advisory Committee Meetings with SD Advisory Committee Meetings with Sustainability
and surveys Sustainability Antennas groups Antennas groups Suggestions mailbox
Impact of Relevant Goals identification Sustainability Performance measurement through Performance measurement through sustainability
Issues indicators definition sustainability indicators indicators linked with quality assessment system
indicators

links to successful change towards sustainability (Ceulemans et al., For this purpose, the establishment of new communication
2015a,b) and how SR influences decision-making processes (Adams channels with different stakeholders was useful for gathering in-
and Frost, 2008). formation. They have brought to light some of the weak points of
In addition, the review of the literature has enabled the iden- the institution. Organizations that make efforts to improve re-
tification of other important challenges such as the holistic lationships with their stakeholders are able to increase under-
implementation of sustainability in all HEI areas (Ceulemans et al., standing, manage risks and solve conflicts more effectively (Krick
2015a; Lozano et al., 2015), the convenience of consider the par- et al., 2005; Uruburu, 2013) For example, discussions in the meet-
ticularities and lessons of previous experiences in implementing SR ings with antennas working groups produced new ideas to improve
at HEI, and the usefulness of GRI methodology to achieve specific the institution, take advantage of new opportunities, and design
goals towards the SR by consideration of the different approaches improvement plans were feasible and could efficiently solve the
by stakeholder (inclusiveness) and the selection of relevant issues defects that were detected. Therefore, the SR mechanism also
(materiality). provided the detection of risks and opportunities for the school in a
The description and in-depth analysis of the ETSII case study comprehensive way.
following eight years of experience sheds more light on these and Commitment to the biennial publication of the reports and in-
other aspects of SR, thereby enhancing its importance towards SD clusion of its main indicators in the QAS guarantee the consolida-
of HEI. tion of the SR as a fundamental tool for the overall management of
Thereby, when the ETSII decided to implement the SR (2008), the ETSII and support of the audit processes. In turn, this leads to
the reporting activities differed greatly from the current practice, certifications by national and international agencies (ABET, 2000;
especially in HEI. In this way, ETSII was a pioneer in Spain in the ANECA, 2018). Since the SR indicators have been linked to the
publication of a report that followed the GRI methodology. The first QAS and, therefore, to the organization's process map, every action
sustainability report represented a milestone for the organization plan of a relevant issue is regularly checked, the changes are
and the beginning of a strategic roadmap within the four defined registered and updated and the process is reviewed. This is another
areas (education, research, management and community engage- potential benefit of the application of SR to HEI.
ment). In this new and first strategic framework, the initiatives that In summary, SR produced a positive impact in many aspects of
were linked to sustainability were settled down. In addition, other the global management of the organization, in excess of those of
initiatives of great importance at higher level were undertaken, the SD vision. Nevertheless, there were some difficulties and risks.
with all the related decisions aligned under a common umbrella (a SR in HEI is commonly driven by internal motivations, which
unifying discourse). depend to a large degree on management team sensitivity,
In this way, it has been shown how the promotion of SR in the commitment and inspiration. Thus, changes in governing bodies
Center has enabled the start of a management change towards SD could reverse some structural attainments.
and for each endeavor to gain more influence in the decision- In the ETSII case, the SR implementation attained an important
making processes of top management. Moreover, during these ef- level of maturity. It can be argued that its implementation is
forts, the successive sustainability reports have served as funda- definitive in its organizational structures, despite changes in gov-
mental tools to gradually communicate essential strategic aspects erning bodies. Moreover, the SR represents a key driver to enhance
of the institution and its progress towards pre-defined targets. values and principles of sustainability that today permeate from top
This fact has been especially relevant in this case study, since, management to the academic departments and, ultimately, to the
there was no written strategy for the center when the SR began, students by various means. One relevant example is the inclusion of
except for compliance with the legislation that was established by sustainability aspects and Sustainable Development Goals in many
the Ministry of Education and the UPM university, as the Quality subjects. Another example is the reinforcement of personal com-
Assurance Systems (QAS) for public universities were still in the petencies, such as the understanding of professional and ethical
preliminary design phase. responsibility, the consideration of the impact of engineering so-
In regard to holistic implementation of SR, the biennial reports lutions in a global and societal context, or the knowledge of
under the GRI methodology that has been adapted to the ETSII, has contemporary issues.
resulted in referral of the relevant issues that are identified to the These actions end up in a graphic way the characterization of SR
persons who have responsibility for them in each of the four areas. influence in a HEI like the ETSII providing answers to research
In this sense, the SR and the materiality studies have been the questions raised.
main tools with which the head of the center has managed the
action lines and initiatives related to SD and other key issues of the
institution. The proposals of internal and external stakeholders 6. Conclusions
began to be considered, and the improvement action plans and
countermeasures have had a consensual, longer-term acceptance This study has attempted to describe in detail all aspects of the
by those persons who are responsible by area. SR implementation process in a HEI in order to highlight how its
design, implementation and systematic review has produced a
n
S. Ya ~ez et al. / Journal of Cleaner Production 207 (2019) 57e66 65

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