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Periodontology 2000, Vol.

60, 2012, 78–97  2012 John Wiley & Sons A/S


Printed in Singapore. All rights reserved PERIODONTOLOGY 2000

Periodontal disease in HIV ⁄ AIDS


M A R K I. R Y D E R , W I P A W E E N I T T A Y A N A N T A , M A E V E C O O G A N ,
D E B O R A H G R E E N S P A N & J O H N S. G R E E N S P A N

Since the early 1990Õs, the face of HIV infection and recommendations for future epidemiological, basic
the AIDS global epidemic have changed significantly. science and clinical investigations.
Although the death rate from AIDS among 25- to 44-
year-old adults has shown a marked decline in the
USA and in other developed countries, largely be-
Trends of HIV infection and AIDS
cause of newer antiretroviral therapies and improved in the developing and the
access to these therapies, AIDS remains one of the developed worlds
leading causes of premature death, particularly in the
developing world. The total number of new cases of HIV infection and AIDS continue to have catastrophic
HIV infection worldwide has remained relatively global medical and social effects, especially in regions
constant from 2006 to 2011 with approximately half where the prevalence is relatively high, such as in
of all HIV-infected individuals receiving some form of sub-Saharan Africa, Central and South-East Asia,
antiretroviral therapy (97). Therefore, despite the re- eastern Europe and South America. More than 60
cent advances in antiretroviral therapy and preven- million people have been infected with HIV world-
tion of HIV infection, dental and other healthcare wide. More than 30 million have died, and 34 million
practitioners will be required to continue to treat oral are currently living with HIV infection (168).
and periodontal conditions unique to HIV ⁄ AIDS as However, the growth rate of the pandemic appears
well as conventional periodontal diseases in the HIV- to have plateaued since the first case of AIDS was
infected patient. reported by the US Centers for Disease Control and
In order to present the full scope of the epidemi- Prevention in year 1981 (20, 97). In 2009, an esti-
ological and clinical issues involved in HIV-associ- mated 2.6 million people became newly infected with
ated oral and periodontal diseases and conditions of HIV, which is nearly one-fifth (19%) fewer than the
infection in the developing world, we discuss the 3.1 million new cases in 1999. In sub-Saharan Africa,
current clinical and epidemiological trends of HIV the estimated 1.8 million people who became in-
infection in general, and the oral and periodontal fected in 2009 is lower than the estimated 2.2 million
manifestations of HIV infection in both the devel- new cases in 2001 (168).
oping and developed worlds, in both adults and However, some other parts of the world do not fit
children. This is followed by a brief update on recent this overall declining trend. For example, Central
insights into the microbiology and pathogenesis of Asia, defined by the World Health Organization as the
periodontal diseases in HIV-infected patients, and Republics of Kazakhstan, Kyrgyzstan, Uzbekistan,
their implications for diagnosis and treatment in the Tajikistan and Turkmenistan, is experiencing one of
antiretroviral therapy era in developing and devel- the fastest growing HIV epidemics in the world (177).
oped countries. The current standard accepted ther- Following the collapse of the Soviet Union, there has
apies for the treatment of both the uncommon peri- been a rise in sex work and injection drug use, both
odontal lesions seen with greater frequency in HIV risk factors associated with the HIV infection. High
infection, and the more common periodontal dis- rates of HIV transmission in this region continue to
eases in both developing and developed countries are occur among injecting drug users and their sexual
then discussed. The concluding section of this paper partners (160).
will discuss the broad implications of the current A combination of factors, including the impact of
state of knowledge of HIV infection and oral ⁄ perio- HIV-prevention efforts and the scientific progress in
dontal diseases in the developing world, and provide HIV ⁄ AIDS research, especially in the development of

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Periodontal disease in HIV ⁄ AIDS

antiretroviral therapy, has proven to be a life-saving The HIV ⁄ AIDS epidemic is also a significant
approach to many millions of HIV-infected individ- obstacle to the universal access of children to edu-
uals worldwide (39). The availability of antiretroviral cation. In many African countries the epidemic is
therapy has resulted in dramatic reductions in expected to contribute substantially to the future
HIV ⁄ AIDS-related mortality and morbidity (167). shortage of primary school teachers. The quality of
Consequently, more people infected with HIV are education has been affected as skilled teachers fall ill
able to have better health and lead productive lives. and die. Children from AIDS-affected families are
Currently, approximately 30 anti-HIV agents are often withdrawn from school in order to look after
licensed and evidence-based guidelines have been the home and to find employment, to compensate for
developed for their optimal use. the loss of income incurred through a parentÕs illness
More than 4 million people in low- and middle- and the expenses encountered as a result of caring for
income countries, as well as approximately 1 million ill relatives (130).
people in the developed world, are receiving antiret- The HIV epidemic has negative effects on the
roviral therapy. However, there are far more who health sector, particularly in developing countries.
need, but are not receiving, these medications. With Many health services and facilities are struggling to
improvements in antiretroviral therapy approaches, cope with the growing impact of HIV ⁄ AIDS. Severe
the estimated life expectancy of certain HIV-infected shortages of human and financial resources are
patients now approaches that of uninfected individ- prominent, especially in the worst-affected countries
uals (157). Of interest, antiretroviral therapy has also of Africa and Asia. In sub-Saharan Africa, people with
proven efficacious in HIV prevention, reducing the HIV-related illnesses occupy more than 50% of hos-
risk of mother-to-child transmission and serving as pital beds (167). Demand for health services is also
postexposure prophylaxis for individuals exposed to increasing because more healthcare personnel are
HIV (2, 25, 55). Unfortunately, poverty, stigma, dis- dying or are unable to work as a result of AIDS.
crimination, inadequate healthcare systems and Therefore, more healthcare personnel will need to be
other social problems remain powerful barriers to trained and new categories of healthcare workers,
treatment and prevention programs. In addition, including primary health workers, assistants and
many countries with HIV epidemics among hetero- health counselors should be established.
sexuals in the general population lack effective pre-
ventive interventions, such as programs of male cir-
cumcision, programs to prevent mother-to-child
HIV-associated oral lesions in
transmission, and educational and cultural efforts to
discourage engagement in multiple concurrent sex-
developing and developed
ual partnerships (43). countries in the pre- and
HIV infection continues to erode health, economic postantiretroviral therapy era
and social progress, particularly in developing coun-
tries. AIDS continues to reduce life expectancy by While the current trends of HIV infection in both
years. As a result, the average life expectancy of a developing and developed countries remain in con-
person born between 1995 and 2000 in some African tinuous flux, dental and other healthcare providers
countries, where the HIV prevalence is more than need to remain cognizant of the oral lesions and
20%, is now 49–13 years shorter than in the absence conditions that are associated with HIV infection. Of
of AIDS. In some other African countries that lack particular importance is that these oral lesions may
access to antiretroviral programs, such as Swaziland, represent the first clinical signs of HIV infection (62).
Zambia and Zimbabwe, the average life expectancy is Furthermore, changing patterns of the incidence and
predicted to drop below 35 years. In addition, HIV prevalence of oral lesions may serve as surrogate
infection is deepening the poverty of those infected. markers for the efficacy of antiretroviral therapy. The
HIV ⁄ AIDS-affected households are more likely to oral lesions of HIV infection are opportunistic and
suffer severe poverty than nonaffected households their presence is somewhat correlated with viral load
because the infection reduces the income and pro- and CD4 cell counts. Several authors have suggested
ductivity of family members who are ill; it also creates that these lesions could be used as markers of the
extraordinary care needs and increases household efficacy of antiretroviral therapy treatment, especially
medical expenses and other costs, which absorb a in the developing world (101, 174). In this section, the
significant proportion of the household monthly in- past and current patterns of these oral lesions will be
come (130). discussed in relation to both developing countries

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Ryder et al.

and developed countries, with special emphasis on


Oral hairy leukoplakia
lesions associated with the periodontium.
In the pre-HAART era, oral hairy leukoplakia (Fig. 2)
was the second most common oral lesion associated
Oral candidiasis
with HIV infection, with a reported prevalence in the
In the pre-antiretroviral therapy era, the various USA and Europe of 7–30% and a lower rate among
forms of oral candidiasis were the most common women (129). In the developing world the prevalence
HIV-related oral lesion seen in developed and of hairy leukoplakia was lower, ranging from 0% in
developing countries (Fig. 1a–c). Among adults in the Tanzania (155) to 20% in South Africa (10). In Thailand
developed world, the prevalence of oral candidiasis the reported percentage of patients with hairy leuko-
has been reported to range from 5% to 92% (129). In plakia was 7–26% (116, 117). More recent studies re-
the developing world, the reported prevalence of oral ported a prevalence of hairy leukoplakia in children of
candidiasis is 15% in Africa (155), 70% in India (9, 6.9% in Tanzania (64) and 18.3% in Brazil (31).
141) and 66% in Thailand (117). However, these fig- Following the introduction of antiretroviral ther-
ures were much higher in individuals who had full- apy, a significant decrease of hairy leukoplakia was
blown AIDS (9, 155). Pseudomembranous candidiasis found in populations from Germany and Mexico that
was associated with severe immunosuppression in had previously reported a high prevalence of hairy
studies where clinical parameters were available (66, leukoplakia (137, 156). This was not the case for
141, 155, 165). Among HIV-infected women in Kigali, women enrolled in the WomenÕs Interagency HIV
Rwanda, oral candidiasis, although fairly rare, was study in the USA (61).
highly predictive of death (88). Another study on
children not receiving antiretroviral therapy found
KaposiÕs sarcoma
that prior Candida infection was an important inde-
pendent predictor of high mortality (174). In the pre-antiretroviral therapy era, the percentage
There has been a marked change in the prevalence of patients with KaposiÕs sarcoma (Fig. 3) varied
of oral candidiasis since the introduction of antiret- according to the region of the world and the cohort
roviral therapy (42, 67). The largest cohort, followed examined. In the USA and Europe, the prevalence of
over 12 years, showed a 50% decrease in oral can- KaposiÕs sarcoma varied from 2% to 7% but reached
didiasis (137). The relative risk was halved in subjects 38% in a selected group of 84 patients with AIDS who
on highly active antiretroviral therapy (HAART) were referred to the National Institute for Dental
compared with untreated women in San Francisco, Research. In a similar group from San Francisco, the
and the rate of recurrence was reduced indepen- prevalence was 32%. A high proportion of both of
dently of both the CD4 count and the HIV-RNA viral these groups consisted of men who have sex with
load (61). Protease inhibitor therapy also decreased men (128). Reports on KaposiÕs sarcoma in the
both the frequency and the recurrence of oral can- developing world were also variable. In two African
didiasis in HIV-infected individuals (32, 127). How- studies in Zimbabwe, the reported prevalence of
ever, the effect of HAART on reducing the incidence KaposiÕs sarcoma varied from 78% (77) to 19% in a
of other oral lesions does not appear to be as signif- later report (22). In the 1990s there were no reports of
icant. this lesion in South Africa (11), or in Thailand and

A B C

1
2

Fig. 1. Oral candidiasis in an HIV-positive patient. (a) Note tached gingiva with candida invasion. Note the extension
the areas of whitish filamentous plaque-like lesions (1) and of filamentous processes of the candida into the deeper
areas of surface ulceration (2). (b) Erythematous candidi- layers of the epithelium (arrows).
asis of the tongue (arrows). (c) Toluidine Blue stain of at-

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Periodontal disease in HIV ⁄ AIDS

of salivary gland disease of 47% among 192 adults (73


with AIDS and 119 HIV-positive patients not on an-
tiretroviral therapy) in Tanzania, 30 in Nigeria and 24
in Brazil. Salivary gland enlargement has been linked
with human leukocyte antigen gene products and
untreated advanced stage of AIDS in Africans (95).
Chronic malnutrition may play a role in salivary
gland disease because it reduces saliva flow and
promotes dental caries, as observed in Indian chil-
dren (76). Xerostomia may be influenced by the
concurrent use of traditional medicines (176).
Over the past 15 years in the antiretroviral therapy
Fig. 2. Oral hairy leukoplakia in an HIV-positive patient. era, there have been reports of a declining trend in
Note the pronounced hyperkeratosis on the left lateral the prevalence of HIV-related salivary gland disease
border of the tongue. in the USA and Europe (60, 114, 127). This trend was
not supported by studies in Mexico (137), where HIV-
infected women were at a significantly higher risk of
xerostomia and salivary gland hypofunction than
noninfected women. HAART was a significant risk
factor for these conditions (111).

Oral warts and antiretroviral therapy


In contrast to the declining trends of oral candidiasis,
oral hairy leukoplakia, KaposiÕs sarcoma and possibly
salivary gland disease following the introduction of
antiretroviral therapy, there has been an increased
prevalence of oral warts in the USA and the UK
(Fig. 4a,b) (60, 63, 81, 127, 185). Similar detection rates
Fig. 3. KaposiÕs sarcoma affecting the mucosa and at-
tached gingiva region of the right maxillary lateral and of oral warts were documented in Mexican subjects on
central incisor. antiretroviral therapy compared with those not on
therapy (137). This was also found in a prospective
India (77); however, in later studies from Africa and multicenter study, which showed no change in inci-
Brazil there was a reported prevalence of 0.2–7% dence with HAART therapy (61). The development of
among HIV-infected children (122, 182). The distri- human papillomavirus-related oral mucosal lesions in
bution of these lesions is probably related to the HIV-infected individuals may be related to a decreased
endemic presence of human herpesvirus-8 in sus- HIV load (81) and ⁄ or a decreased CD4+ cell count (81,
ceptible populations (140). 82). The mechanism by which a reduction in HIV load
In the postantiretroviral therapy era, there have may lead to an increased risk of oral warts remains
been conflicting reports about changes in the prev- unclear, but may represent a form of immune-recon-
alence of oral KaposiÕs sarcoma. A German study re- stitution syndrome (81, 136).
ported a significant decrease in the prevalence of Studies have shown that many oral lesions are
KaposisÕs sarcoma, from 9% to 1%, after initiation of opportunistic and directly related to the immune
HAART (156), whereas studies from the USA (127) system and hence to the CD4 cell count. Several au-
and Mexico (137) found no significant change. thors have suggested that these lesions could be used
as markers of the efficacy of HAART treatment,
especially in the developing world (101, 174).
Salivary gland disease
In the pre-antiretroviral therapy era, salivary gland
disease, involving enlargement of the major salivary HIV and periodontal diseases
glands and often accompanied by dry mouth, was
reported to be high in northern Africa and Thailand Periodontal lesions associated with HIV include lin-
(117). More recently, there was a reported prevalence ear gingival erythema (Fig. 5a,b) and necrotizing

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Ryder et al.

A B
2

Fig. 4. (a) Extensive oral warts from possible herpetic infec- infected patient. Note the multiple vesicular lesions in the
tion in an HIV-positive patient, affecting both the hard palate attached and free gingiva around the mandibular right ca-
(1) and the gingival margin of the palate (2). (b) Human nine. Such viral infections may also contribute to the necrotic
papillomavirus infection in the gingival margin of an HIV- lesions of the gingival tissue seen in late-stage HIV infection.

A B

Fig. 5. Mild (a) (arrows) and more severe (b) forms of disease, these lesions usually do not respond to conven-
linear gingival erythema in HIV-positive patients. While tional treatment of plaque debridement and plaque
the clinical appearance is somewhat similar to the clinical control. These lesions often resolve with topical and ⁄ or
inflammatory manifestation of plaque-induced gingival systemic antifungal treatment.

Fig. 7. Necrotizing ulcerative periodontitis in an HIV-po-


sitive patient. In addition to the clinical features of soft
Fig. 6. Necrotizing ulcerative gingivitis in an HIV-positive tissue necrosis, as seen in necrotizing ulcerative gingivitis,
patient. The clinical characteristics are identical to previ- there is also necrosis of the alveolar crest (arrows).
ous descriptions of acute necrotizing gingivitis in HIV-
negative patients with rapid necrosis of the soft tissue,
especially in the interproximal area.
rotizing stomatitis (126, 146, 178). Studies have
shown that these diseases are strongly associated
periodontal diseases, which are subclassified as with HIV infection and have implications not only for
necrotizing ulcerative gingivitis (Fig. 6), necrotizing oral health but also for systemic health (127, 166, 172,
ulcerative periodontitis (Fig. 7) and necrotizing sto- 173).
matitis (Fig. 8a,b), but appear to be different stages of With the declines in the frequency of these less
the same disease (36). There are reports of necrotiz- common forms of destructive periodontal disease
ing ulcerative gingivitis that have progressed to nec- in HIV-infected patients in both developed and

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Periodontal disease in HIV ⁄ AIDS

A B

Fig. 8. Further extension of acute necrotizing periodon- which includes removal of the necrotic bone and other
titis into the supporting bone (arrows) in two severely necrotic tissue, and antimicrobial therapy. After soft tis-
immune-compromised HIV patients. These necrotizing sue healing, there will be pronounced residual defects in
stomatitis conditions require immediate treatment, these areas.

developing countries, and with the increased life- added the parameter of gingival recession to clini-
span of these patients, the dental practitioner will cal studies of HIV and periodontal disease there
still be required to diagnose and treat the more was a reported relationship of increased gingival
common forms of periodontal disease in these pa- recession (96) (Fig. 9). While a similar pattern of
tients. Before the widespread use of antiretroviral increased gingival recession was observed with
therapy, there were conflicting reports as to the HIV-infected patients in other studies, there was no
relationship of HIV infection with attachment loss observed increase in underlying alveolar bone lose
and bone loss. Several of these studies reported with advancing HIV status (3). The increased gin-
that in patients with a pre-existing chronic peri- gival recession in HIV-infected patients with
odontal disease, periodontal attachment loss was chronic periodontitis may share pathological char-
greater in HIV-infected patients (13, 23, 90, 147, acteristics with the more overt necrotic periodontal
184), which correlated with declining CD4 counts. lesions seen in these patients in that there may be
Of particular importance to the delivery of antiret- destructive patterns of common periodontal dis-
roviral therapies in the developing world was that eases in HIV-infected patients that not only include
this relationship was apparent particularly in pop- the bone and attachment apparatus, but also the
ulations that were not receiving antiretroviral ther- oral gingival epithelium (120, 121). These pat-
apy or antimicrobial therapy (113). In studies that terns of increased attachment loss and recession in
HIV may be partly caused by atypical fungal,
bacterial and viral infections of the periodontium
and ⁄ or changes in the destructive inflammatory
response.
Furthermore, in the developing world, the fre-
quency of less common necrotizing forms of peri-
odontitis may be much higher than in developed
countries, regardless of HIV status. This may a par-
ticular issue in South Africa where recent studies
have shown that the clinical signs of necrotizing
periodontitis and necrotizing gingivitis, and other
severe forms of periodontitis, are much higher than
reported in developed countries (175), are similar in
HIV-seropositive and HIV-seronegative patients, and
Fig. 9. Chronic periodontitis in an HIV-positive patient. are not related to the CD4+ T-cell count, to neutrophil
This patient reported no previous history of necrotizing counts, to gender or to age (132, 180).
periodontitis or gingivitis. This clinical presentation is In some studies that have compared the preva-
typical of chronic periodontitis in HIV patients, as there is lence of HIV-associated oral lesions in the pre- and
considerable gingival recession (indicated by arrows) with
loss of attachment. It is possible that necrotizing period-
postantiretroviral therapy era, there is a reported
ontitis and conventional periodontal diseases develop reduction in oral candidiasis and hairy leukoplakia,
through similar pathways in HIV patients. and a shift in the prevalence of periodontal

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Ryder et al.

diseases in HIV-infected adults (83). However, other ies on children (182), with most studies investigating
studies have found no differences in periodontal the prepubertal form of these diseases. In the pre-
parameters in patients using antiretroviral therapy antiretroviral therapy era, one study reported that
and in non-HIV-infected adults. For example, in a 92% of the children investigated in the USA had ei-
large cross-sectional and longitudinal study con- ther gingivitis or periodontitis and plaque indices
ducted from 1995 to 2002 in a female cohort, no ranging from 55% to 94% (71). In a 2001 study in
significant differences were found in baseline mean Romania, Vaseliu et al. (170) reported that 49% of
clinical attachment levels and probing depths, or children had gingivitis. The corresponding values
on progression of attachment loss and pocket were lower in Brazil, ranging from 13.5% to 17.5%
depths, between HIV-positive and HIV-negative (92, 153), whereas in Thailand the values were as low
women (8). as 2.2% (80, 143). In 2010, Duggal et al. (35) reported
In the antiretroviral therapy era, no clear correla- a low incidence of linear gingival erythema in South
tion has been shown between viral load and CD4 Africa. Ranganathan et al. (139) reported no cases of
counts (i.e. measures of HIV infection) and peri- linear gingival erythema in Indian patients, even
odontal attachment loss or pocket depth. Some though the patients were not on antiretroviral ther-
studies have reported that with the exception of the apy. In contrast, in a study in India on HIV-infected
presence of linear gingival erythema in some HIV- children not on antiretroviral therapy ⁄ HAART, the
infected patients, there were no major differences in prevalence of HIV-associated oral lesions was still
other periodontal parameters between HIV-infected relatively high, with reports of the incidence of gin-
and non-HIV-infected patients (17) or in tooth-loss givitis being 10.8% (139). In 2010, Duggal et al. (35)
patterns (37). Another study demonstrated a lower found that periodontal lesions, particularly linear
degree of gingival inflammation in severely immune- gingival erythema, were directly associated with viral
compromised HIV-positive patients with CD4 cell load and immune status, regardless of the use of
counts of <200 cells ⁄ mm3, while in patients with antiretroviral therapy. Despite these observations,
CD4 cell counts of >500 cells ⁄ mm3 there was no data from a large multicenter prospective cohort
association between CD4 cell count and periodontal study of 2767 children in the USA and Puerto Rico
indices (171). However, a 10-fold increase in viral show that these opportunistic infections are
load was associated with a marginal increase in tooth uncommon and have a lower prevalence rate in
loss (8). In another study on an HIV-infected cohort children on HAART compared with studies under-
of adults, the level and extent of periodontal disease taken during the pre-HAART era (49).
were high, even though most patients were being
treated with HAART. Those with CD4+ T-cell counts
of <200 cells ⁄ mm3 were at greater risk for peri-
odontal disease (173). These authors recommended
HIV and the microbiology and host
that earlier initiation of antiretroviral therapy may response in periodontitis:
decrease exposure to immunosuppression and re- implications for developing
duce periodontal disease morbidity. In addition, countries
observations from HIV-infected cohorts in individual
countries have demonstrated that the overall levels of When considering the role of bacteria, fungi and
oral care and disease are poorer when compared to viruses in the pathogenesis of periodontal diseases in
levels in other developed countries. For example, the the HIV-positive patient, in both developed and
dental health status of HIV-infected Portuguese pa- developing countries, one needs to consider that
tients was reported to be unsatisfactory and related to conditions such as linear gingival erythema and
clinical, socioeconomic and behavioral variables necrotizing gingivitis and periodontitis, and ⁄ or
(152). From the findings of these recent studies it is conventional periodontal diseases such as chronic
apparent that continuity of preventive and active periodontitis, may present in the oral cavity as either
dental care remains important for HIV-infected unique disease states or as a combination of these
patients, either with or without antiretroviral lesions. The microbiological profile of each of these
therapy ⁄ HAART, in both developing and developed lesions may present both with species normally
countries. associated with periodontal diseases as well as with
Much of the focus on periodontal disease in unique opportunistic flora that may produce more
HIV-positive patients in both the pre- and post- destructive and ⁄ or necrotic lesions. Earlier studies
antiretroviral therapy eras has shifted towards stud- on the microbiological profiles between linear gingi-

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Periodontal disease in HIV ⁄ AIDS

val erythema and necrotizing ulcerative periodontitis monas aeruginosa (37, 161) are present at a higher
were similar, with the implication that there is a frequency in the subgingival biofilm.
continuum between these lesions (102, 105, 106, 138, In addition, yeasts (such as candida species) and
186, 187). In addition, these studies demonstrated herpes-like viruses have also been observed in high
that the microbial patterns were similar to those numbers in the plaque biofilm of HIV-positive pa-
observed in chronic periodontitis lesions in both tients (21, 24, 48, 59, 69, 90, 121). These yeasts and
HIV-positive and HIV-negative patients. viruses have been implicated in the progression of
In both developing and developed countries, the necrotic lesions into the supporting alveolar bone.
availability of less expensive antiretroviral therapies, More recently, considerable attention has been given
either as single agents or in combinations of agents to the high prevalence of candida species in several
(HAART), have had a variety of effects on the forms of periodontal disease in the HIV-positive pa-
microflora of periodontal diseases, with implications tient and their role in the pathogenesis of destructive
for both diagnosis and treatment. In this current and necrotic lesions. Although candida species are
antiretroviral therapy era, similar observations have detectable in almost all HIV subjects, invasion of
been made on the nature of the subgingival flora in candida into the soft tissues is closely associated with
HIV-positive subjects with chronic periodontitis, with periodontal diseases (48, 121, 134). This invasion
several species such as Enterococcus faecalis and occurs not only within the gingival crevice, but also
Fusobacterium nucleatum present in higher numbers beneath the oral epithelium (Fig. 1c). These candida
with lower CD4 counts (50, 124). In addition, certain infections may trigger the destructive arm of the local
combinations of suspected periodontal pathogens host response (47, 48, 150), which may result in the
are more prevalent in the HIV-positive patient (125). tissue necrosis seen in the necrotizing ulcerative
More recent microbial studies in the antiretroviral periodontitis lesion and ⁄ or facilitate further loss of
therapy era mirror the previous findings for the pre- attachment and alveolar bone in chronic or aggres-
antiretroviral therapy era, in that there are essentially sive periodontal diseases. This destructive arm could
few to no differences in the periodontal microflora of include the release of potentially destructive enzymes
patients with common forms of periodontitis, such as into periodontal tissue from adjacent ÔprimedÕ neu-
chronic periodontitis, when comparing HIV-positive trophils attempting to neutralize this candida inva-
and HIV-negative patients. In particular, the patterns sion (150). In addition to a ÔprimedÕ neutrophil
for the most suspected periodontal pathogens appear response, priming of other inflammatory responses
similar between HIV-positive and HIV-negative pa- to HIV may play a role in the pathogenesis of peri-
tients with chronic forms of periodontitis (1). As these odontal disease (166). These include excessive pro-
combinations of putative pathogens may increase duction of interferon-gamma (4, 38), prostaglandins
susceptibility for periodontal breakdown in the HIV- (6), matrix metalloproteinase-9, tissue inhibitor of
positive patient, there is a need to continue to de- metalloproteinase-1 and other metalloproteinases (7,
velop and apply low-cost and effective antimicrobial 100), interleukin-1beta and interleukin-6 (57), trans-
therapies to HIV patients in the developing world. forming growth factor-beta (5) and interleukin-2 and
One very important consideration for the preven- interleukin-18 (38). As in HIV-uninfected patients,
tion and treatment of periodontal diseases and con- several of these inflammatory cytokines are found at
ditions in HIV patients in the developing world is the higher concentrations in deeper vs. shallower peri-
widely reported presence of opportunistic microor- odontal pockets (12, 58, 85, 86). This elevated
ganisms in general, and yeasts and viruses in particular, inflammatory cytokine response in HIV-infected pa-
that may have a major impact on the progression of tients may occur partly in response to the HIV
these periodontal lesions. For example, the preva- infection per se and ⁄ or partly in response to
lence and variety of treponemes (spirochetes) may opportunistic infections such as candida. This
play a critical role in the pathogenesis of both chronic primed inflammatory response may, in turn, play a
periodontal diseases and necrotizing periodontal role in the pathogenesis of chronic periodontitis in
diseases in the HIV-positive patient (24, 151). In the HIV-infected subjects (4). These patterns of tissue
current antiretroviral therapy era there continue to be destruction in the HIV-infected patient would occur
reports of atypical ⁄ opportunistic microbial species both within the gingival crevice and within the oral
isolated from the periodontal pockets of HIV patients gingival epithelium.
(94). Recent reports have demonstrated that in HIV- Xerostomia, associated either with HIV infection
positive patients, opportunistic pathogens such as per se or with concomitant HAART therapy, may also
Helicobacter pylori, E. faecalis (37, 161) and Pseudo- contribute to an increased incidence of periodontal

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Ryder et al.

diseases and dental caries (19, 115). In a study from susceptibility for periodontal breakdown and devel-
Thailand, the salivary flow rate of HIV-infected sub- opment of necrotic lesions in HIV-infected individ-
jects was found to be affected by HIV infection (118) uals may also be caused partly by the reduced
in that the rate was significantly decreased with ad- numbers of host defense dendritic cells (e.g.
vanced disease stage. Various factors, including LangerhanÕs cells) on the oral epithelial side (110) and
medication use, were associated with hyposalivation reduced antibody reactivities to periodontal patho-
and xerostomia among the subjects. The subjects on gens and other infections (7, 12, 58, 85, 99, 100, 108,
long-term HAART were found to have a greater risk of 163).
having oral lesions than those on short-term HAART. These observations are particularly important in
A direct or indirect role for viruses in the progres- the antiretroviral therapy era, as it appears that the
sion of necrotic periodontal lesions in the HIV-posi- incidence and levels of bacteria, yeasts and viruses
tive patient has also received considerable attention are declining in both typical chronic periodontal
over the past 30 years. Early studies on cases of ne- lesions and in atypical ⁄ necrotic periodontal lesions.
crotic gingival and periodontal lesions reported the However, the use of these antiretroviral regimens,
presence of cytomegalovirus (46), herpes zoster virus while having some beneficial effects, may also have
(103) and papillomavirus (91). Such viruses may play some adverse effects, both directly and indirectly, on
a role in the pathogenesis of destructive periodontal periodontal diseases. In the current antiretroviral
lesions in the HIV-positive patient. In addition, therapy era, a high prevalence of oral infections
viruses in the herpesvirus family, including cyto- caused by bacteria, viruses and fungi has been de-
megalovirus, Epstein–Barr virus, herpes simplex virus scribed in HIV-infected patients, and these infec-
and other human herpesviruses, may also play a role tions include periodontal disease. As oral epithelial
in the initiation and progression of these destruc- cells, gingival crevicular fluid and saliva have been
tive ⁄ necrotic lesions (33, 54, 84, 86, 159). HIV-posi- shown to be a reservoir for HIV, finding low-cost
tive patients harbor greater numbers of these viruses and easy-to-use treatments for oral chronic peri-
in periodontal pockets than their HIV-negative odontal diseases may be a critical issue in managing
counterparts (26, 93). While the role of these herpe- HIV infections in both developed and developing
sviruses as a primary etiology or a contributory factor countries.
has yet to be determined, the presence of elevated From a periodontal disease perspective this is a
levels of these viruses in periodontal tissues may lead particularly important issue because several recent
to the overgrowth of periodontal pathogens and to in vitro studies have implied that such chronic oral
the emergence of opportunistic infections through inflammatory diseases and microbial diseases, such
suppression of the protective functions of the host as periodontal diseases, may facilitate HIV infection
response and increased secretion of potentially of a host (74). For example, the common periodontal
destructive inflammatory mediators (159). pathogen P. gingivalis may facilitate transinfection of
Diffuse invasion of viruses, fungi and other HIV-1 from oral keratinocytes to dendritic cells and
opportunistic organisms into the gingival tissue and other antigen-presenting cells (44). Oral infections
underlying periodontal support may also help, in such as periodontitis may therefore increase the risk
part, to explain the patterns of periodontal destruc- for oral infection and dissemination of HIV. Evidence
tion in HIV infection. This diffuse invasion may be for this potential pathway is further supported by in
facilitated by a reduction in key components of the vitro studies on cultured fibroblasts and epithelial
immune system though direct mechanisms such as cells, which have demonstrated that the cell super-
the effect of HIV infection on reducing CD4 counts or natant contains inflammatory mediators (such as
through other, more indirect, mechanisms. Specifi- interleukin-6, interleukin-8 and granulocyte–macro-
cally, a diffuse microbial invasion could lead to a phage colony-stimulating factor) that are elevated in
diffuse destructive inflammatory infiltrate through- periodontal diseases as a result of enhanced pro-
out the gingiva and marginal breakdown of the soft moter activation for HIV in HIV-infected monocytes,
and hard tissues. This concept of a unique diffuse macrophages, dendritic cells and T-cells. Another
gingival inflammatory infiltrate is supported by sev- finding with implications for the clinician in both
eral studies (107, 109, 110). This is in contrast to the developing and developed countries is that several
pattern of chronic periodontal diseases in non-HIV- common periodontal pathogens, including F. nucle-
infected individuals, where inflammatory cells are atum, P. gingivalis and several other gram-negative
localized primarily in connective tissue regions species associated with chronic periodontal diseases,
adjacent to the junctional epithelium. This greater significantly enhance promoter activity for the HIV in

86
Periodontal disease in HIV ⁄ AIDS

infected monocytes ⁄ macrophages (52, 53, 72, 73,


75). In addition, when the gingival epithelial barrier is Treatment of HIV-associated oral
damaged or when there are inflammatory changes in and periodontal lesions in
the underlying periodontal tissues, bacterial translo- developing and developed
cation can occur, causing bacteremia. Therefore, it is countries
conceivable that a bacteremia of oral and periodontal
bacteria could trigger a similar re-activation of the Treatment strategies in both developing and devel-
HIV at sites distant from the oral cavity. oped countries should include both general antiviral
While the effects of periodontopathic bacteria may approaches to the HIV and antimicrobial approaches
induce re-activation of the HIV, thereby adversely to suspected fungal, viral and bacterial etiologies of
affecting the potential benefits of antiretroviral ther- the specific periodontal and oral diseases and con-
apy, the effects of antiretroviral therapy per se may ditions that are associated with HIV infection, as well
have either adverse or beneficial effects on the mic- as for conventional periodontal diseases. In both
robiota of the oral cavity. For example, in a study on developing and developed countries, the control and
women receiving antiretroviral therapy, there was an elimination of candida infection may be a critical
increased risk of recovering Fusobacterium, spe- approach in the prevention of overt clinical oral
cies, enteric gram-negative rods, Peptostreptococcus candidiasis and in reducing the incidence and slow-
micros, Campylobacter species, Eubacterium species ing the progression of both common and atypical
and Tannerella forsythia (112). These authors spec- necrotizing periodontal diseases in HIV-infected
ulated that HAART may result in a shift of the eco- individuals.
logical balance to a more pathogenic microbiota. By For treating oral candidiasis, a number of treat-
contrast, in a study of HIV-infected children under- ment options are available and include both topical
going antiretroviral therapy, HIV-infected children and systemic antifungal drugs. The main classes of
(almost all of whom were on antiretroviral therapy) antifungal agents used for the treatment of oral
had a lower bacterial count of several salivary-spe- candidiasis are polyenes (e.g. nystatin and ampho-
cific bacteria compared with HIV-uninfected controls tericin), imidazoles (e.g. clotrimazole) and triazoles
(158). (such as fluconazole). Even though topical agents
When considering the treatment of periodontal may be effective, they are very often unpalatable and
diseases in patients in the developing world, an their use can be inconvenient. A low-dose miconaz-
important question for the provider would be ole mucoadhesive tablet (10 mg) has been shown to
whether inflamed periodontal tissues per se are be as effective as ketoconazole treatment (169). In a
more susceptible to HIV infection. In periodontal recent study (14) it was reported that a 50-mg
disease there is an increase in HIV primary recep- miconazole mucoadhesive buccal tablet was well
tors (gp120) and co-receptors (such as CCR5) in tolerated and similar in efficacy to miconazole oral
gingival cells but, counterbalancing this effect, a gel in the treatment of oral candidiasis in patients
concomitant tenfold increase in antiviral alpha de- with head and neck cancer who were undergoing
fensin-1 (29). Alpha defensin-1 is a protein of the radiation therapy. Some other studies have focused
innate immune system, produced by neutrophils on new delivery modes of antifungal drugs, the use of
and natural killer cells that have antiviral activity. natural remedies and the resurgence of older treat-
Therefore, to date it is unclear as to which of these ments. Slow-release tablets are new methods used in
two opposing effects may play a bigger role. Two the treatment of oral candidiasis with the purpose of
other protective mechanisms against HIV invasion sustained local oral drug delivery. To improve pa-
of the oral cavity should also be considered: human tientsÕ compliance, once-daily application of the
beta-defensins produced by oral epithelial cells, medications should be recommended. It should be
which may play a protective role (29, 79); and the noted that medications used to treat conditions such
oral mucosa, which normally expresses low levels of as candida infection associated with HIV may have
CCR5 and may thus account for the low binding unfavorable interactions with other medications used
affinity of the HIV to the oral epithelium (29). to treat HIV per se and other associated opportunistic
Therefore, low expression of HIV-1 co-receptors in infections. For instance, fluconazole, ketoconazole,
healthy patients and high expression of alpha- itraconazole, metronidazole, ciprofloxacin, midazo-
defensin in patients with chronic periodontitis may lam and triazolam can interact with some antiretro-
provide protection from oral HIV-1 infection. viral medications such as zidovudine, nevirapine and

87
Ryder et al.

ritonavir (51). It should also be noted that antiretro- KaposiÕs sarcoma that is not extensive enough to
viral therapy approaches that employ protease warrant systemic therapy but is too extensive to be
inhibitors may have indirect benefit as antifungal treated with intralesional chemotherapy. Systemic
agents by inhibiting the aspartyl proteases secreted treatments have traditionally involved cytotoxic
by candida as part of their invasion into the oral soft chemotherapy using liposomal anthracyclines and
tissues. Thus, the antiproteases used in antiretroviral the taxane paclitaxel. These treatments should be
therapy may have an indirect, beneficial effect on the given to patients with rapidly progressing, extensive
incidence and progression of candida invasion and cutaneous and ⁄ or visceral KaposiÕs sarcoma. Recent
may help to reduce the potential role of candida in clinical trials have focussed on other nontraditional
necrotizing periodontal diseases (16). therapies, including thalidomide, rapamycin, bev-
In developing countries where there may be lim- acizumab, sunitinib and sorafenib (30, 162).
ited availability of these specific antifungal agents When considering periodontal treatment per se for
there is a need to develop and to evaluate less the HIV-infected patient in both developed and
expensive and easy to access antifungal alternatives. developing countries, the practitioner must consider
The use of inexpensive topical therapies such as oil of approaches for treating both the relatively less com-
melaleuca (tea tree oil), chlorhexidine, povidone- mon atypical periodontal lesions associated with
iodine and gentian violet has been proposed for periodontal disease, such as necrotizing gingivitis,
managing oral candidiasis in resource-poor coun- necrotizing periodontitis and linear gingival ery-
tries. Previous studies have revealed that gentian thema, as well as the more common periodontal
violet is a promising and inexpensive antifungal conditions, such as plaque-induced gingival disease
agent (28, 119, 164). The safety and efficacy of lemon and chronic periodontitis. For the treatment of the
juice and lemon grass (Cymbopogon citratus) in the more atypical necrotic lesions, the therapeutic prin-
treatment of oral candidiasis in HIV ⁄ AIDS patients ciples developed in the mid-1980s by Winkler and
have been investigated and compared with gentian others still remain the standard of care in both
violet aqueous solution (0.5%) used in the control developed and developing countries (56, 70, 98, 104,
group. Lemon juice was found to yield better results 131, 133, 142, 148, 149, 179, 183). Owing to the high
than gentian violet in the treatment of oral candidi- morbidity of these atypical periodontal conditions, it
asis (P < 0.02) (181). would be difficult from both ethical and procedural
A second atypical periodontal lesion associated standpoints to conduct randomized control clinical
with HIV infection that may have serious conse- trials to test the efficacy of these approaches. There-
quences on the periodontium is KaposiÕs sarcoma fore, a rigorous evidence-based approach to evaluate
caused by human herpesvirus-8. In the developing these therapies may not be possible. Reports of the
world, KaposiÕs sarcoma is a common malignant management of these more atypical periodontal le-
lesion seen in patients with HIV ⁄ AIDS. The gingiva sions generally involve case reports or a series of case
and hard palate are usually affected by the lesion studies (Fig. 10a,b). The basic treatment principles
(Fig. 3). A wide range of treatments for KaposiÕs sar- for these necrotic conditions can be readily applied to
coma is available. Effective antiretroviral therapy, both developing and developed countries with minor
especially with the use of protease-inhibitor-con- modifications. These principles include some form of
taining regimens has been shown to be associated gross scaling to remove visible plaque, soft debris and
with a reduction in the incidence of AIDS-related necrotic tissue when present. Irrigation with povi-
KaposiÕs sarcoma, a regression in the size and num- dine-iodine, a relatively inexpensive antimicrobial
ber of existing lesions and histological regression of that should be readily available in developing coun-
existing KaposiÕs sarcoma lesions (18, 30). tries, is often recommended during this debridement
Several antiviral agents, including ganciclovir, fo- procedure for its anesthetic and antiseptic effects
scarnet and cidofovir, have been shown to inhibit the (56). Following this initial debridement, a more fre-
replication of human herpesvirus-8 in vitro. Appro- quent recall ⁄ follow-up interval has been recom-
priate treatment can be selected based on the clinical mended for the HIV-positive patient as these patients
context of KaposiÕs sarcoma, including HIV status, may be more prone to periodontal breakdown
and the extent and site of disease. Patients with (Fig. 9) (133). In necrotizing forms of periodontal
limited local disease may undergo intralesional che- disease, this therapeutic approach should be given as
motherapy, cryotherapy, laser therapy, photody- soon as possible because bone and soft tissue
namic therapy and (infrequently) excisional surgery. necrosis may extend into the palate and adjacent
In contrast, radiation therapy can be applied for tissues, leading to a life-threatening condition such

88
Periodontal disease in HIV ⁄ AIDS

A B

Fig. 10. Treatment of a necrotizing ulcerative periodontitis with debridement of necrotic tissue, systemic antibiotics
lesion in an HIV-infected patient. (a) A necrotic lesion and antimicrobial rinses, the necrotic features of the lesion
extending to the alveolar crest is evident between the two have resolved leaving the altered architecture in this
central incisors (arrow). (b) Three weeks after treatment interproximal area.

of a broad-spectrum antibiotic, such as tetracycline


or metronidazole, as an aid in periodontal treatment
has also been a factor for the development of su-
perinfections by resistant bacteria and Candida spe-
cies (154). Thus, the introduction of new drugs, such
as the next generation of azoles, is essential before
the onset of emergent species in periodontal disease.
In the dental literature there are several case re-
ports, employing these management principles,
which demonstrate a reduction in the acute symp-
toms of these conditions However, if there is no
resolution of these lesions with this therapeutic ap-
Fig. 11. Teeth of an HIV-infected patient with a history of proach, the practitioner should consider other oral
episodes of necrotizing ulcerative gingivitis and peri- lesions associated with HIV infection that may have a
odontitis, now in maintenance therapy. Note the general similar clinical picture. These include lymphomas,
reverse architecture that requires special plaque control
neoplastic growths and severe herpetic or aphthous
by the patient to maintain the enlarged and irregular
interproximal areas, and the stain from long-term use of ulcerations of the gingiva (46, 65, 123). Where a
chlorhexidine rinse. neoplasm is suspected, a biopsy of the area should be
performed to confirm the diagnosis.
as necrotizing stomatitis (144) (Fig. 8a,b). Patients With the development of new strategies for con-
who have previously had necrotizing gingivitis, peri- trolling the HIV, such as antiretroviral therapy ⁄ HA-
odontitis or stomatitis will usually have permanent ART, there may be a significant delay in the devel-
areas of gingival recession, large irregular embrasure opment of overt AIDS in a larger proportion of the
spaces and reverse gingival architecture (Fig. 11). infected population. As previously discussed, this has
Plaque control is essential in these areas and may led, in turn, to a downward trend in the occurrence of
require special brushes, toothpicks or specially some of these atypical and necrotic periodontal
shaped cleaners to access these larger residual de- conditions in the HIV-infected patient in both
fects. developed and developing countries. However the
Where antibiotics are more readily available in dental practitioner is still faced with the problem of
developing countries, it should be noted that clinical treating HIV patients with more common periodontal
centers who treat relatively large cohorts of HIV-in- conditions such as gingival inflammation associated
fected patients recommend the use of certain anti- with plaque alone or modified by other factors. This
biotics, such as metronidazole, as valuable adjuncts issue is of particular importance when considering
to treatment (131). However, antibiotics should be possible associations of more conventional peri-
used with caution because of the risk of overgrowth odontal diseases in HIV-infected patients with sys-
of candida species (144). Narrow-spectrum antibiot- temic diseases and conditions (172, 173). Therefore,
ics, such as metronidazole, may leave a greater pro- in developing countries the reduction of inflamma-
portion of gram-positive flora intact and thus prevent tion and plaque biofilm in conventional periodontal
candida overgrowth. However, more recently, the use diseases may have broad general public health ben-

89
Ryder et al.

efits. The question facing dental practitioners is how HIV-infected patients (15, 40, 41, 129). However, the
the HIV infection in general, and specifically the dental practitioner should bear in mind that the
immune status, may affect conventional therapeutic immune status in general and the CD4 count in
approaches to these diseases. In studies on the re- particular may alter surgical decisions. For example,
sponse to periodontal treatment, as measured by low CD4 counts may affect the healing response to
conventional parameters of attachment loss and periodontal treatment. In addition, some HIV-in-
pocket depths, similar results were found for both fected subjects may exhibit a markedly depressed
HIV-positive and HIV-negative patients (68, 78). As platelet count during the course of their HIV infec-
with non-HIV-infected patients, oral hygiene com- tion (41), which may have an adverse effect on the
pliance is a key factor for successful treatment (68). bleeding and clotting time during and after peri-
As discussed previously in the management of odontal surgical procedures. Therefore, in both
necrotizing periodontal diseases, the vast majority of developing and developed countries, if tooth extrac-
HIV-infected periodontal patients with necrotic and ⁄ tion is indicated the dental practitioner should ob-
or conventional conditions will require some form of tain, if at all possible, the necessary information
debridement to remove local irritants and reduce regarding the HIV-infected patientÕs most current
inflammation. Recent studies have demonstrated the immune and hematological status prior to consider-
effectiveness of this approach in HIV-infected pa- ing elective surgical procedures. In addition, patients
tients with periodontal diseases regardless of the with platelet counts of <60,000 cells ⁄ mm3 and ⁄ or
original CD4 counts or HIV staging (87). This neutrophil counts of <500 cells ⁄ mm3 may require
debridement approach may be the only feasible ap- prophylactic antibiotic treatment before periodontal
proach for the treatment of plaque-associated peri- procedures (27).
odontal diseases in developing countries. A concern
of the practitioner treating the HIV patient, particu-
larly in the developing world, may be the effects of Conclusions and future directions
developing a systemic bacteremia and subsequent
systemic infections and, as discussed in the previous HIV ⁄ AIDS is a globally devastating problem. Con-
section, possible activation of the HIV in distant trolling and ending this pandemic requires a multi-
systemic sites. To date, the one study that investi- faceted global effort involving expanded testing,
gated this potential problem found a higher per- treatment, striving for a cure in at least a proportion
centage of transient bacteremias in HIV-infected of infected individuals and comprehensive preven-
patients immediately after scaling (89), which re- tion programs. No single nation or organization can
turned to baseline levels after 30 min. Therefore, accomplish this. A truly global commitment and ef-
from this limited evidence, it appears that it is safe to fort are essential. It is believed that based on solid
perform scaling and debridement in HIV-infected scientific data and universal access to effective HIV
patients. prevention, treatment, care and support, there is an
A second major concern of the practitioner is unprecedented opportunity to control and ultimately
whether the immune status of the HIV-infected pa- end the AIDS pandemic (39).
tient could alter the decision to perform periodontal In the postantiretroviral therapy era there have
surgical procedures. To date, no studies have been been changes in the patterns of the incidence and
performed to compare the healing response after prevalence of both the more atypical periodontal
periodontal surgery between HIV-infected and non- conditions, such as linear gingival erythema, necro-
HIV-infected individuals. Some of the more complex tizing gingivitis and periodontitis, as well as more
periodontal surgical procedures performed in devel- conventional periodontal diseases, such as chronic
oped countries may not be commonly performed in periodontitis (166). However, as discussed in this
developing countries. However, in developing coun- review, the use of these antiviral approaches may
tries, surgical extraction of teeth with more severe have both beneficial and detrimental effects on
periodontal involvement may be a more common oral ⁄ periodontal health and disease. In addition,
approach. With regard to the risks of tooth extraction chronic local and systemic dissemination of the
in HIV-infected patients, several studies have com- microbiota and inflammatory products of common
pared healing responses between HIV-infected and periodontal diseases, found in greater prevalence in
non-HIV-infected patients (34, 45, 135, 145): the developing countries, may have adverse effects both
majority of these studies showed slight, but not sig- on the progression of HIV infection and in the
nificant, increases in postoperative adverse events in effectiveness of the antiretroviral therapies. These

90
Periodontal disease in HIV ⁄ AIDS

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monitor the progression of periodontal disease and
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