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To cite this article: Jin-Taek Kim, Suhn-Yeop Kim & Duck-Won Oh (2019) An 8-week scapular
stabilization exercise program in an elite archer with scapular dyskinesis presenting joint noise:
A case report with one-year follow-up, Physiotherapy Theory and Practice, 35:2, 183-189, DOI:
10.1080/09593985.2018.1442538
CASE REPORT
a
Korea Archery Association, Songpa-gu, Seoul, Republic of Korea; bDepartment of Physical Therapy, College of Health and Sport Science,
Daejeon University, Dong-gu, Daejeon, Republic of Korea; cDepartment of Physical Therapy, College of Health Science, Cheongju University,
Cheongju, Chungcheongbuk-do, Republic of Korea
CONTACT Suhn-Yeop Kim kimsy@dju.kr Korea Archery Association, Songpa-gu, Seoul, Republic of Korea.
Color versions of one or more of the figures in the article can be found online at www.tandfonline.com/iptp.
© 2018 Taylor & Francis
184 J.-T. KIM ET AL.
the management of problems specific to archers may be while aiming at it to achieve highest accuracy and the
a major contributing factor that makes the early adop- participant had anxiety because this affected his
tion of suitable treatment difficult. Therefore, the pur- performance.
pose of this case report was to illustrate and report the
outcomes of an exercise program for treating shoulder
problems of an elite archer with scapular dyskinesis
Examination
presenting joint noise.
An orthopedist with a specialty in managing athletes’
shoulder impairments performed diagnostic tests and a
Case description physical examination to determine the source of the
joint noise. Based on an outcome obtained by a roent-
History genologist, magnetic resonance imaging was performed
A right-handed, 31-year-old, male, world-class archer and revealed a posterosuperior labral tear with tendi-
with a career of approximately 20 years complained of a nosis of the supraspinatus, subscapularis, and the long
noise from within the shoulder joint while drawing a head of the biceps brachii. The scapular assistance and
bow to shoot at the target. A popping sound in the scapular retraction tests were positive, and there was
right shoulder (drawing arm) was often produced dur- decreased discomfort during shoulder movement, sug-
ing the aiming phase, when after drawing the bow, the gesting the possibility of scapular involvement in
participant was in the holding position. The noise was shoulder impingement (Kibler and McMullen, 2003).
audible to others. This symptom had been present for In addition, an analysis of the scapular position using
5 years; however, there was no other complaint except three-dimensional wing computed tomography (CT)
for slight discomfort while shooting. There was also no summarized the asymmetry, and the scapular align-
difficulty performing routine daily activities, and the ment was noticeable while resting, with the scapula
participant could still enter competitions because the abducted, anteriorly tilted, protracted, and upwardly
shoulder pain was not severe. The participant com- rotated (Figure 1 A, C, and E) (Park et al., 2013). No
plained of having difficulty concentrating on a target specific abnormal signs and symptoms were found in
Figure 1. Computerized tomography scans showing the upward rotation (UR) angle and superior translation (ST) angle at (A) pretest
and (B) posttest on posterior-coronal view, the protraction (PRO) angle at (C) pretest and (D) posttest on superior axes, and the
inferior-angle tipping (IAT) distance at (E) pretest and (F) post-test on inferior axes.
PHYSIOTHERAPY THEORY AND PRACTICE 185
any other regions, and there was no neurological supine position and his arms by his sides. This mea-
impairment. surement has been highly reliable in clinical use (inter-
rater reliability: ICC = 0.97, and intra-rater reliability:
ICC = 0.99) and shows concurrent validity with a
Clinical impressions method using videotapes that enable observers to cate-
The findings from scapular assistance and retraction gorize scapular dyskinesis by examining flexion move-
tests suggested that the postural change in the scapula ment in the scapular plane (Park et al., 2013).
may be a factor that aggravated the participant’s
shoulder symptoms (Kibler and McMullen, 2003). Strength
This postural change may be associated with intensive The strength of the scapular stabilizers (upper, middle,
training for an extended time in which the scapula was and lower trapezius [UT, MT, and LT, respectively] and
placed at an unbalanced position while pulling a bow- serratus anterior [SA] muscles) on the right side was
string and aiming at a target. The participant was measured in the standard manual muscle testing posi-
referred to a physical therapist with specialized training tion (Michener, Boardman, Pidcoe, and Frith, 2005) by
in athletic rehabilitation to establish an optimum ther- using a handheld dynamometer (JTech Power Track II,
apeutic strategy for relieving his main problems. JTech Medical, Salt Lake City, USA). Strength was
averaged over three trials with a 1-min rest interval.
Intra-rater reliability for strength measurements was
Measurements reported by a previous study (ICC = 0.89–0.96)
With no assessor blinding, measurements were per- (Michener, Boardman, Pidcoe, and Frith, 2005).
formed before and after an 8-week intervention, and
during a 1-year follow-up. Emotional burden and disability
Emotional burden was assessed using a fear-avoidance
Analysis of scapular position belief questionnaire (FABQ). Although the FABQ is an
A 16- or 64-slice multi-detector CT (MDCT) scanner assessment tool used to identify psychological and emo-
(Light Speed Pro16 or Light Speed VCT; GE tional behaviors associated with back pain (Waddell
Healthcare, Little Chalfont, Bucks, UK) was used to et al., 1993), we used the FABQ to assess apprehension
obtain 3-dimensional wing CT images for the measure- in a history of shoulder joint noise during archery
ment of the angles (upward rotation [UR], superior performance such as drawing, targeting, and shooting,
translation [ST], and protraction [PRO]) and inferior- with a modification of the FABQ by replacing the
angle tipping (IAT) distance (Table 1). The scanning expression “low back pain” with “shoulder join noise.”
parameters included tube voltage, 120 kV; tube current, Shoulder disability was assessed with the sports module
300 mA; slice thickness, 2.5 mm; effective pitch, 0.938 of disabilities of the arm, shoulder, and hand (SM-
for 16-MDCT and 0.975 for 64-MDCT; and field of DASH). The FABQ (test–retest reliability – physical
view, 50 cm2. The 3D volume-rendered image was activity: ICC = 0.69, and work: ICC = 0.55) (Inrig,
created on a CT workstation, with a 0.625 or 1.25- Amey, Borthwick, and Beaton, 2012) and SM-DASH
mm reconstruction slice thickness. Average CT dose (test–retest reliability: ICC = 0.91) (Beaton et al., 2001;
index volume ranged from 15.6 to 29.9 mGy, and the Schmitt and Di Fabio, 2004) are reliable and valid for
dose-length product ranged from 350 to 750 mGy cm. the upper extremity. In these assessments, a higher
An examination was performed with the athlete in the score indicates a greater emotional burden and
shoulder disability.
description for the exercise program is provided in Table 2. Outcomes measured at pretest, posttest, and 1-year
Appendix 1. This program focuses on recruiting mus- follow-up.
cular effort to achieve scapular retraction, which con- Pretest Posttest 1-year follow-up
Strength (kg)
tributes to the recovery of scapular position, thereby Upper trapezius 31.18 33.89 35.00
enhancing scapular kinematics during shoulder move- Middle trapezius 21.20 25.39 30.67
Lower trapezius 22.13 28.46 30.33
ments (De Mey, Danneels, Cagnie, and Cools, 2012). Serratus anterior 32.61 38.35 43.67
Based on the participant’s response and compliance FABQ (score) 51 22 19
SM-DASH (score) 75.00 6.25 6.25
with the exercise program, the exercise load was
FABQ: Fear-avoidance belief questionnaire; SM-DASH: sports module-dis-
advanced by adding weight force and modifying elas- ability of the arm shoulder and hand.
tic band tension. Determination of weight force was
based on 20-repetition maximum testing, every SM-DASH and FABQ scores appeared to be main-
2 weeks. The athlete participated in 24 exercise ses- tained at 1-year follow-up (Table 2).
sions averaging 40 min each, three times a week, for
8 weeks. During the first 6 weeks of treatment, the
therapeutic focus was on improving postural aware-
Discussion
ness and muscular function needed for maintaining
the neutral position of the scapula and enhancing Archers must repeatedly use their upper limbs to draw
scapular stabilization. In the last 2 weeks, progressive and shoot a bowstring to ensure that they hit the
exercises involved the use of a therapeutic ball to appropriate target. Drawing and shooting a bow
enable reinforcement of the scapular control in the involves stress on shoulders; therefore, archers are at
functional position. This technique has been clinically high risk for injury, including inflammation of the
used as an efficient tool to increase exercise load muscles and tendons in the shoulder. However, they
progressively with safe adaptation of scapular control feel a great difficulty in finding an optimal strategy to
in a closed-chain environment. The participant was avoid possible shoulder problems during competitive
instructed to carry out the self-exercise program daily events and field practices.
at home, and an exercise booklet describing scapular High precision at the release of a bowstring requires
stabilization exercises was provided to facilitate the fine control of scapular movement toward the body’s axis
self-performance of the program. after anchoring the scapular position at the end of hor-
izontal shoulder extension (Kim and Park, 2009).
Therefore, in the earlier phase of the intervention, we
Outcomes
focused on strengthening of weakened scapular stabilizers
Based on the analysis of the scapular position using 3- to neutralize the scapular position. In the later part of the
dimensional CT, the athlete achieved significant gains intervention period, the therapy allowed additional
in UR (gain [improvement rate], 16.4° [12.88%]), ST attempts to adapt to a greater exercise load in a closed-
(3.5° [3.75%]), and PRO (6.8° [6.65%]) angles, and IAT chain mechanism by using a therapeutic ball and sling
distance (3.8 mm [8.98%]) after the intervention suspension system, depending on the increase of muscle
(Figure 1B, D, and F). At 1-year follow-up, the scapular strength and exercise tolerance. During archery, a closed-
position improved and CT evaluation was no longer chain movement pattern is demonstrated by drawing a
required because a near-normal alignment had been string on a fixed, recurve bow limb (Kibler and
achieved when distances between the scapulae and McMullen, 2003); therefore, our program included fac-
thoracic vertebrae were measured (Sobush et al., tors similar to those in archery performance. In addition,
1996). In addition, after the intervention, the strength the repetition and holding time in each exercise reflected
of the UT (2.71 kg [8.69%]), MT (4.19 kg [19.76%]), LT the international standard (within 20 s in each, maximum
(6.33 kg [28.60%]), and SA (5.74 kg [17.60%]) had 15 arrows) for shooting time in archery competition.
improved, and the FABQ and SM-DASH scores To draw and shoot a bowstring, the scapula is
decreased by 29 points (56.86%) and 68.75 points repeatedly placed in forward rotation, leading to a
(91.67%), respectively. Moreover, during archery per- decrease in the length of the pectoral muscles and
formance, the joint noise was markedly reduced to the weakness of the interscapular muscles (Kibler et al.,
extent that it was no longer audible to others, including 2013; Ludewig and Reynolds, 2009). Consequently, as
coaching staffs, physical trainers, and teammates. In seen in the athlete of this case report, this posture pulls
addition, the participant reported the smooth use of the scapula out and away from the middle of the back,
the arm during drawing, aiming, and shooting move- resulting in scapular winging. Decreased activity of
ments. Gains in the strength of each muscle and the interscapular muscles contributes to disparity between
PHYSIOTHERAPY THEORY AND PRACTICE 187
muscular stabilization efforts and temporospatial generalizability of our results. Rather, the main purpose
demand during loaded events and may disrupt the of this case report was to demonstrate the use of an
control mechanism of upper limb movement. In addi- individually designed intervention to alleviate possible
tion, the shoulder joint becomes even more unstable shoulder symptoms in an archer with scapular dyskin-
(Ludewig and Reynolds, 2009), contributing to poor esis presenting joint noise. Also, it may also be inap-
performance of archers during competitions. propriate to evaluate an athlete’s condition using the
Joint noise may be an important factor that impedes SM-DASH score, which can have a ceiling effect in the
archers’ concentration on a given target while they pre- assessment of higher level athletes (Hsu et al., 2010).
pare to shoot an arrow. Although we could not determine Our assessment didn’t involve athletic performance;
the noise level of the shoulder joint because of the absence therefore, our findings cannot be described as better
of a reliable and valid tool for its measurement, our athlete performance in competitions. Future studies with a
found it distracting. The FABQ at pretest showed a score larger sample size will be required.
of 51, which indicates that the patient’s apprehension level
was elevated (Holden, Davidson, and Tam, 2010). After
the intervention, the FABQ score improved by 29 points Conclusions
(56.86%), assuring a criteria of the minimal detectable In archers with scapular dyskinesis, a well-organized
change (21 points) in the FABQ (Inrig, Amey, exercise program needs to relieve shoulder symptoms,
Borthwick, and Beaton, 2012). Specifically, a history of including pain and joint noise, by reinforcing neuro-
joint noise (popping, clicking, or catching) has been muscular control of the shoulder girdle during activities
described as an important element in the diagnostic accu- and preventing shoulder injury. This case report
racy for superior labral anterior posterior (SLAP) lesions demonstrated that the scapular stabilization exercise
(Abrams and Safran, 2010; Michener, Doukas, Murphy, program alleviated shoulder symptoms in an archer
and Walsworth, 2011). In the present case report, diag- with scapular dyskinesis. In addition, improved symp-
nostic tests were positive for shoulder impingement and toms may be crucial for improved performance in
SLAP lesion, with tendinopathy in some muscles, which archery competitions. This case report provides clini-
are demonstrated in cases of scapular dyskinesis (Kibler cally relevant information for managing shoulder pro-
et al., 2013). Therefore, our findings suggest that blems in athletes who repeatedly perform overhead
decreased apprehension to joint noise during the aiming activities, including archery, because they often com-
and shooting phases is a possible effect of the positional plain of various problems related to scapular dyskinesis.
correction of the scapula and recovery of the scapular
dyskinesis.
As seen in this case report, scapular position Declaration of interest
improved by a range of 3.75–12.88%, reaching normal The authors report no conflict of interest.
UR (106.2°), ST (85.7°), and PRO (95.9°) angles (Park
et al., 2013), and strength of the scapular stabilizers
improved by a range of 8.69–28.60%. Scapular stabilizers ORCID
must have sufficient strength to maintain the scapula in Suhn-Yeop Kim http://orcid.org/0000-0002-0558-7125
the optimal position during upper limb movements, and Duck-Won Oh http://orcid.org/0000-0001-7430-7134
strength influences the function level of the upper limb
and competition power in archery (Kim and Park, 2009).
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PHYSIOTHERAPY THEORY AND PRACTICE 189
1. Scapular retraction
Start position: Elbow fully extended in the prone position. Further, the arms are lifted with the thumb up and the
shoulder at 90° and 120° abduction, respectively
Repetition: Twenty repetitions of 10 s hold for each exercise
4. Dipping
Start position: The athlete is made to sit in a chair with arm rests. The rests are firmly grasped and the body is pushed
with an attempt to lift the body about 2.5 cm off the seat. Scapular retraction and elbow extension on the sides are
maintained
Repetition: Twenty repetitions of 10 s hold
5. Forward leaning
Start position: The athlete is made to kneel in front of the therapeutic ball. The ball is positioned to support the
forearms with elbows at 90° flexion. The athlete is made to lean forward with shoulder flexion and the scapula is
protracted as much as possible. This exercise is progressed to sling suspension system use
Repetition: Twenty repetitions of 5 s hold
The chin is kept tucked and trunk is kept straight while performing all exercises. The repetitions and holding time of each exercise can be modified, and a
rest interval can be maintained during the exercises, depending on the athlete’s requirement. The athlete should be instructed to keep breathing pattern
normal through all procedures. Verbal cues and manual guide should be provided, as needed.