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NeuroImage 59 (2012) 2962–2973

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NeuroImage
journal homepage: www.elsevier.com/locate/ynimg

Review

Exposure to subliminal arousing stimuli induces robust activation in the amygdala,


hippocampus, anterior cingulate, insular cortex and primary visual cortex:
A systematic meta-analysis of fMRI studies
S.J. Brooks ⁎, V. Savov, E. Allzén, C. Benedict, R. Fredriksson, H.B. Schiöth
Department of Neuroscience, Uppsala University, 75124 Uppsala, Sweden

a r t i c l e i n f o a b s t r a c t

Article history: Functional Magnetic Resonance Imaging (fMRI) demonstrates that the subliminal presentation of arousing
Received 14 July 2011 stimuli can activate subcortical brain regions independently of consciousness-generating top-down cortical
Revised 25 September 2011 modulation loops. Delineating these processes may elucidate mechanisms for arousal, aberration in which
Accepted 30 September 2011
may underlie some psychiatric conditions. Here we are the first to review and discuss four Activation Likeli-
Available online 7 October 2011
hood Estimation (ALE) meta-analyses of fMRI studies using subliminal paradigms. We find a maximum of 9
Keywords:
out of 12 studies using subliminal presentation of faces contributing to activation of the amygdala, and also a
Subliminal significantly high number of studies reporting activation in the bilateral anterior cingulate, bilateral insular
Physiological cortex, hippocampus and primary visual cortex. Subliminal faces are the strongest modality, whereas lexical
Emotional faces stimuli are the weakest. Meta-analyses independent of studies using Regions of Interest (ROI) revealed no bi-
Audio asing effect. Core neuronal arousal in the brain, which may be at first independent of conscious processing,
Words potentially involves a network incorporating primary visual areas, somatosensory, implicit memory and con-
Motivation flict monitoring regions. These data could provide candidate brain regions for the study of psychiatric disor-
fMRI
ders associated with aberrant automatic emotional processing.
Meta-analysis
© 2011 Elsevier Inc. All rights reserved.

Contents

Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2963
Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2963
Definition of subliminal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2963
Searching . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2963
Inclusion and exclusion criteria . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2963
Selected studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2964
fMRI methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2966
Whole Brain versus Region of Interest analyses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2966
Quantitative data synthesis: ALE meta-analyses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2966
Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2966
Meta-analysis one: significant ALE clusters from all studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2967
Meta-analysis two: significant ALE clusters from studies employing subliminal physiological paradigms . . . . . . . . . . . . . . . . . . 2968
Meta-analysis three: significant ALE clusters for studies employing the subliminal presentation of emotional faces . . . . . . . . . . . . . 2968
Meta-analysis three: significant ALE clusters for studies employing the subliminal presentation of lexical (words, letters and numbers) stimuli . . . . 2969
Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2969
All subliminal stimuli . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2970
Subliminal physiological stimuli . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2970
Subliminal face stimuli . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2970
Subliminal lexical stimuli . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2971
Subliminal audio stimuli . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2971
Subliminal miscellaneous stimuli . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2971

⁎ Corresponding author at: Box 593, Husargatan 3, Department of Neuroscience, University of Uppsala, Uppsala, Sweden. Fax: +46 18 51 15 40.
E-mail address: Samantha.brooks@neuro.uu.se (S.J. Brooks).

1053-8119/$ – see front matter © 2011 Elsevier Inc. All rights reserved.
doi:10.1016/j.neuroimage.2011.09.077
S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973 2963

Strengths and limitations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2971


Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2972
Disclosures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2972
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2972
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2972

Introduction consciously perceived. Some tasks do not use subliminal stimuli, but in-
stead present stimuli on the periphery of awareness, so that conscious
Subliminal paradigms using stimuli that are not consciously per- perception can be achieved if attention is altered (e.g. luminal or supra-
ceived have been used extensively to test arousal responses in psychiat- liminal presentation). Subliminal presentation is most often achieved
ric populations, such as those suffering from anxiety, depression and by a brief stimulus onset asyncrony (SOA) usually not more than
schizophrenia, and to evoke non-volitional brain mechanisms that 50 ms, followed by a ‘masking’ procedure. Backward masking is the
may underlie such disorders. Subliminal stimuli in turn can evoke most common, where another stimulus is presented directly after the
arousing behavioral responses, which have been shown to both posi- subliminal stimulus, causing the relay of the original stimulus from reti-
tively and negatively influence cognitive processes in healthy people na to visual cortex to be disrupted. Subliminal stimuli can also be used
(Banse et al., 2001; Fazio and Olson, 2003; Gray, 2001; Hartikainen as ‘primers’ that is, influencing future conscious action without aware-
et al., 2000; Murphy and Zajonc, 1993). It has been suggested that a ness of the prime. It is vital to ensure that stimuli were indeed sublimi-
‘quick and dirty’ neural pathway relays sensory information directly to nal for each participant, and this is often done with a subsequent ‘forced
the amygdalae then onto area V1 of the visual cortex (LeDoux, 1996), choice’ procedure. This usually involves presenting two stimuli simulta-
and that ‘somatic markers’, or bodily responses to arousing stimuli, neously, one novel and one that was a subliminal prime, and instructing
often occur outside of conscious awareness (Damasio, 2010). However, the participant to choose one that feels familiar. If a participant per-
it has not been confirmed which core brain regions are activated in re- forms at chance level, it is deemed that the subliminal stimuli were
sponse to subliminal stimuli. Most functional Magnetic Resonance Im- not consciously perceived. Thus, in the present search, all studies ad-
aging (fMRI) studies using subliminal stimuli present emotional faces hered to the standard definition of subliminal presentation of stimuli.
and show activation of sub-cortical regions such as the amygdala and
fusiform gyrus (e.g. Phillips et al., 2004).
fMRI studies are notoriously multi-faceted in terms of the contrasts Searching
applied to measure neuronal activation, participant populations stud-
ied, stimulus presentation employed (e.g. event-related versus block Inclusion and exclusion criteria
design), coordinate systems adopted (e.g. MNI, Talairach, AFNI), statis- PubMed, Medline, Ovid, Sciencedirect, Web of Science and Google
tical analyses applied, differences in scanner equipment and strength of Scholar were searched, and hand searches through each paper's refer-
the scanner magnet. Given this variability, it is advantageous to conduct ence list up to September 2011. Search terms were: (fMRI OR MRI)
a meta-analysis of fMRI data, to gain concordance in the core brain re- AND (subliminal) AND (words OR pictures) AND (faces OR auditory).
gions reported. Previous methods were quite rudimentary, for example, The inclusion criteria were that: a) studies were published within the
listing the anatomical labels qualitatively reported in each study. How- last decade, between January 2001 to September 2011, b) published
ever, for a more objective approach, we have applied the Activation in a peer-reviewed journal, c) used a task that utilized the subliminal
Likelihood Estimation (ALE) meta-analysis method (Eickhoff et al., presentation of stimuli, d) were original articles written in English,
2009, 2010; Laird et al., 2005; Turkeltaub et al., in press). This is a 3-D e) used functional Magnetic Resonance Imaging (fMRI) and not
voxel-based statistical method that creates probability maps of activa- other brain imaging modalities (e.g. Positron Emission Tomography,
tion based on the reported peak neuronal activation coordinates in [PET]) so that the data could be better aggregated for meta-analysis,
standard space (e.g. Talairach coordinates). Recent reviews of brain and f) reported the neural activation coordinates in Montreal Neuro-
imaging studies have used the ALE method to illustrate specific brain re- logical Institute (MNI) or Talairach space (Talairach and Tournoux,
gions that are activated to emotional stimuli (Costafreda et al., 2008) 1988). MNI coordinates were converted into Talairach for meta-
consciously perceived images of food (van der Laan et al., 2011) and analyses. Studies were excluded (n = 35) if they were not written in
rectal distention (Tillisch et al., 2011). English, if the stimuli were presented above a subliminal threshold
Thus, here we aim to use the ALE method to systematically and (e.g. liminal or supraliminal), if no data were available on the Talar-
quantitatively review neural responses to arousing stimuli derived aich (Talairach and Tournoux, 1988) or Montreal Neurological Insti-
by subliminal fMRI paradigms. This is in order to systematically quan- tute (MNI) activation foci coordinates (and if we were unable to
tify which brain responses are associated with non-volitional arousal contact the author), if the study was a case report on one participant
that may underlie some psychiatric conditions. To highlight which are only, if articles were reviews or describing theory but not containing
the core regions of neuronal activation, we conduct to our knowledge original experiments. Studies examining patients with psychiatric
the first systematic review and meta-analysis to date on fMRI studies conditions (e.g. acute depression and schizophrenia) were excluded
using subliminal paradigms. The outcome (dependent) variables are from the meta-analyses, but patients with physiological conditions
coordinate-based peak neuronal activation (“foci”). without diagnosed psychiatric origin (Irritable Bowel Syndrome, IBS,
Gastro-esophageal reflux disease, GERD) were included. We also in-
cluded fMRI studies derived from both Region of Interest (ROI) and
Methods Whole Brain (WB) analyses to increase the number of the foci and
thus the power of each individual meta-analysis, however, as de-
Definition of subliminal scribed below, we ran first level meta-analyses on all studies, then
second level analyses without ROI studies. Study selection was done
All of the studies we include in this review have used subliminal pre- by three researchers and cross-checked between them. Thus, the
sentation of stimuli. According to recent definitions (Dehaene et al., aim of this review is to provide, for the first time, basic information
2006; Pessiglione et al., 2007; Pessiglione et al., 2008) stimuli are ren- about the main areas of activation to arousing subliminal stimuli.
dered subliminal if they are attended to by the brain, but not For a list of excluded studies, see Supplementary Table 1.
2964 S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973

Selected studies both neutral faces and a gray rectangle (Dannlowski et al., 2007), neu-
We found 72 studies that were initially screened for inclusion in tral faces and no faces (Degonda et al., 2005), neutral faces and a base-
the systematic review and subsequent meta-analyses, but 20 of line fixation cross (Killgore and Yurgelun-Todd, 2004), neutral faces or a
these did not meet the eligibility criteria, leaving a total of 52 studies blank screen (Sabatini et al., 2009; Suslow et al., 2010; Williams et al.,
for inclusion in the meta-analyses. Of these 52 eligible studies, 15 2006). When there were two contrast conditions, we chose to report
were not included in the meta-analyses because they did not provide neutral activation to the subliminal emotional vs. neutral face as this
details of Talairach or MNI peak activation coordinates, and it was not was the most common contrast (only two studies did not use sublimi-
possible to gain contact with the authors. Thus, there were 37 studies nal neutral faces as a contrast condition: Kouider et al., 2009, unknown
that contributed to the meta-analyses. Four separate meta-analyses faces, and Pannese and Hirsch, 2011 a blank screen). Additionally, two
were conducted, representing the different subliminal stimulus studies used subliminal faces that cannot be deemed ‘emotional’; gray
modalities that studies employed: all stimulus types, physiological, scale faces (Dannlowski et al., 2007) and professional faces (Degonda
visual emotional faces and lexical (visual words/letters/numbers). et al., 2005). We have performed meta-analyses both including and ex-
Auditory stimuli or ‘miscellaneous’ were not separately meta- cluding the non-emotional faces, and the results are almost identical
analyzed because there were only 3 studies in auditory, and 5 and are discussed below.
studies that used a variety of stimulus types in miscellaneous
(which are considered separately in the discussion). In all studies Lexical (words, letters, numbers) (n = 10). Ten studies aimed to mea-
we only extracted neural activation data relating to contrasts sure brain activity evoked by subliminal lexical stimuli, e.g. words,
between the ‘subliminal stimulus presentation’ and the ‘control’ letters, and numbers (Bianchi-Demicheli and Ortigue, 2009; Dehaene
condition that was used for each study (see Table 1 for details of et al., 2003, 2004; Diaz and McCarthy, 2007; Heinzel et al., 2008;
the control conditions used). We did not consider neural activation Kouider and Dehaene, 2007; Luo et al., 2004; Naccache and Dehaene,
associated with interaction data (e.g. case vs. control, which only 2001; Naccache et al., 2005; Nakamura et al., 2005; Nakamura et al.,
applied to a few of the studies, and we extracted only within-group 2007; Ortigue et al., 2007; Ortigue et al., 2010; Qiao et al., 2010).
comparisons). We did this because the aim of this systematic meta- The paradigms included showing words or letter strings or numbers
analysis is only to report core neuronal responses to subliminal as primes and target stimuli, subliminally or supraliminally. To create
stimuli, and not to consider differences between groups. See Table 1 subliminal presentation forward and backward masks were used in
for details of included studies. order to hinder potential future perception or camouflage previously
The following sections describe these stimulus modalities for each presented subliminal stimuli.
of the meta-analyses and the studies employing them. The contrasts used to measure neural responses to subliminal lexi-
cal stimuli were mainly either a non-subliminal fixation cross
Physiological stimuli (n = 7). Seven studies used subliminal physiolo- (Dehaene et al., 2004; Diaz and McCarthy, 2007; Qiao et al., 2010), a
gical stimuli. In five experiments, researchers studied the sensitivity neutral name or noun (Bianchi-Demicheli et al., 2009), an empty
to subliminal rectal stimulation in IBS patients (Andresen et al., frame (Heinzel et al., 2008), a non-word (Kouider et al., 2007), a
2005; Lawal et al., 2005, 2006; Sidhu et al., 2004) and healthy controls blank screen (Luo et al., 2004; Ortigue et al., 2007a, 2007b) or non-
(Kern et al., 2004; Lawal et al., 2005; Smith et al., 2011). A catheter- threatening words (Naccache et al., 2005).
affixed polythene bag was used as a source of the stimuli. Brain activ-
ity in response to this stimulation, which was deemed subliminal at a Auditory stimuli (n = 3). 3 studies examined unperceived auditory
distension of below 10 mm Hg, was measured with fMRI, and no dis- stimuli on the healthy human brain (Bijsterbosch et al., 2011; Diekhof
tention was used as a comparison condition. In the studies by Kern et al., 2009; Kouider et al., 2010). In one study (Diekhof et al., 2009)
et al. (2004) and 2009 they used unperceived acid stimulation of subliminal stimuli consisted of undetected deviant tones. In another
the lower part of the esophagus to elucidate symptoms such as heart- study (Kouider and Dehaene, 2007), subliminal words and pseudo
burn in GERD patients. Lawal et al. (2008) examined brain activity in- words spoken by either male, or female voices were used. In the
duced by proximal esophageal distension before, after or without third study (Bijsterbosch et al., 2011), subjects were asked to tap
subliminal acid stimulation. his/her finger in synchrony with a repetitive pacing stimulus. The
The contrasts used to measure neural responses to subliminal pacing stimulus was a simple auditory sequence consisting of metro-
physiological stimuli were: resting phase without rectal bag inflation nome tones at a frequency of 500 Hz and duration of 50 ms presented
(Andresen et al., 2005; Lawal et al., 2005, 2008; Sidhu et al., 2004; through MRI-compatible headphones. Beside regular conditions, the
Smith et al., 2011), resting phase with no esophageal acid perfusion task also included an irregular tone with a three percent perturbation,
(Kern et al., 2004); and resting phase with no electrical stimulation considered subliminal. In order to measure the neural responses to
to the finger (Taskin et al., 2008). subliminal auditory stimuli all studies used silence as a contrast
condition.
Emotional faces (n = 12). 12 studies examined the effects of sublimi-
nal presentation of facial images (Dannlowski et al., 2007; Degonda Miscellaneous (n = 5). Five studies used subliminal stimuli to measure
et al., 2005; Duan et al., 2010; Killgore and Yurgelun-Todd, 2004; spatial memory, reward-related motivational responses, cognitive
Kouider et al., 2009; Liddell et al., 2005; Morris et al., 2007; Nomura control of effects caused by subliminal conflicting stimuli and re-
et al., 2004; Pannese and Hirsch, 2011; Phillips et al., 2004; Sabatini sponses to subliminal phobic stimuli (Janzen and Weststeijn, 2007;
et al., 2009; Suslow et al., 2010; Williams et al., 2006). Lipka et al., 2011; Pessiglione et al., 2007, 2008; Wolbers et al.,
Studies first set the discrimination threshold by presenting the im- 2006). In the study by Janzen et al. subjects watched a short video
ages at different time durations before the mask or detection thresh- leading them through a virtual maze containing recognizable objects
old where the subjects were unable to tell whether the stimulus is a placed at decision points and non-decision points within the maze
picture of a face or a blank screen. The target stimuli across studies (e.g. crossroads). They were afterwards asked in the MR scanner to
consisted of angry faces, surprised faces, happy and sad faces or recognize objects shown in the maze that were combined with novel
familiar and unfamiliar faces. In Killgore et al. subjects were also objects not previously shown in the maze. Pessiglione et al. (2007) con-
asked to complete a task where they made a gender discrimination. ducted an fMRI study combined with a skin conductance test and a
The contrasts used to measure neural responses to subliminal emo- hand-grip force measurement made during an incentive force task
tional faces were mostly ‘neutral’ faces with no emotional expression, with a monetary reward. Pessiglione et al. (2008) used instrumental
but in a small number of studies there were two contrast conditions: conditioning to show how small punishments altered the incentive to
S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973 2965

engage in rewarding subliminal monetary stimuli. Pessiglione et al. to link with either a good or a bad outcome. This study tested the degree
(2007) compared alterations in grip force to no grip force (“just do to which participants alter their responses following the unperceived
nothing”), in order to measure the degree to which the presentation prime. Wolbers et al. (2006) examined cognitive control over the inter-
of a subliminal reward stimulus (monetary) alters motivational re- fering effects caused by arousing subliminal conflicting stimuli. They did
sponses (the level of grip force). In a follow-up study by Pessiglione this by presenting two stimuli adjacently on a screen (a complete
et al. (2008), subjects were asked to choose either a risky or a safe square vs. a square with a hole) both subliminally and afterwards as tar-
choice for monetary reward. Backward masked behind some of the get stimuli and the participant responded to the square with a hole.
risky choices was a prime that the participants were previously trained Subliminal conflicting stimuli were those when the squares with the

Table 1
fMRI studies included in total and separate ALE meta-analyses for each subliminal modality (n = 37).

Study Subliminal Control n Foci fMRI


name stimuli condition analysis

a) Physiological
1 Andresen et al., 2005 Rectal stimulation (bag inflated) Resting phases without inflation 16 45 ROIb
2 Kern et al., 2004 Esophageal acid (acid perfusion) No acid perfusion (resting phase) 11 6 WBe
3 Lawal et al., 2005 Rectal stimulation (bag inflated, muscle contraction) No stimulation (muscle relaxation) 18 16 WBb
4 Lawal et al., 2008 Rectal stimulation (phases of proximal esophageal no distention 20 28 WBe
distention)
5 Sidhu et al., 2004 Rectal stimulation (bag inflated) No stimulation (pressure in bag was at atmospheric 16 62 WBb
pressure)
6 Taskin et al., 2008 Electrical finger stimulation No electrical stimulation (resting phase) 12 5 ROIb
7 Smith et al., 2011 Rectal stimulation (balloon inflation) Balloon deflation 14 9 WBb
107 171

b) Faces
1 Dannlowski et al., 2007 Gray scale faces Neutral faces (or no face block just a gray rectangle) 23 9 ROIb
2 Degonda et al., 2005 Professional faces Neutral faces/no faces 16 45 WBb
3 Duan et al., 2010 Surprised, happy faces Neutral faces 18 39 WBb
4 Killgore and Yurgelun-Todd, Sad, happy faces Neutral faces (or baseline with fixation cross) 12 26 ROIb
2004
5 Kouider et al., 2009 Familiar/famous faces Unknown faces 16 36 ROIb
6 Liddell et al., 2005 Fearful faces Neutral faces 22 18 ROIb
7 Nomura et al., 2004 Angry faces Neutral faces 9 9 WBb
8 Pannese and Hirsch, 2011 Participant's own face Blank screen 12 8 WB and
ROIb
9 Phillips et al., 2004 Angry, disgusted faces Neutral faces 8 55 WBb
10 Sabatini et al., 2009 Angry faces Neutral faces (or blank screen) 10 15 ROIb
11 Suslow et al., 2010 Happy, sad faces Neutral faces (or blank screen) 56 6 WBe
12 Williams et al., 2006 Fearful faces Neutral faces (or blank stimuli) 15 8 ROIb
217 274

c) Lexical
1 Bianchi-Demicheli and Sexual partner's name Neutral person's name and noun describing their 29 6 WBb
Ortigue, 2009 favorite hobby
2 Dehaene et al., 2004 Classifying A, E, I, O, and U letters in words Fixation point 26 17 ROIb
3 Diaz and McCarthy, 2007 Words and non-words Fixation cross/non-word baseline 14 4 WB and
ROIb
4 Heinzel et al., 2008 Identifying A or B Empty frame condition 12 18 ROIb
5 Kouider et al., 2007 Pseudo words differing by 1 letter Blank screen 15 24 WBb
6 Luo et al., 2004 Word repetition vs unrelated words Blank screen 9 12 WBb
7 Naccache et al., 2005 Threatening words Non threatening words 3 10 ROIb
8 Ortigue et al., 2007a Lover, acquaintance and hobby primes Blank screen 29 30 WBe
9 Ortigue et al., 2007b Beloved, friend, passion name Blank screen 36 30 WBe
10 Qiau et al., 2010 Easy vs difficult handwriting Fixation cross 14 19 WBb
187 170

d) Audio
1 Bijsterbosch et al., 2011 Perturbation of auditory tone Silence 16 15 ROIb
2 Diekhof et al., 2009 Subtle changes in audio frequency Silence 9 6 WBe
3 Kouider et al., 2010 Words/pseudo words, different voices Silence 16 4 WBb
41 25

e) Miscellaneous
1 Janzen and Weststeijn, 2007 Object location, route in film clip Scrambled objects 15 18 ROIb
2 Lipka et al. (2011) Spider pictures Neutral pictures 18 2 ROIb
3 Pessiglione et al. (2007) Grip force with monetary reward No grip force, “just do nothing” 18 3 ROI and
WBe
4 Pessiglione et al. (2008) Risky response combined with a rewarding or punishing Risky versus safe responses 20 2 WBe
subliminal cue
5 Wolbers et al., 2006 Strategic control, location prediction Blank screen 14 28 ROIb
67 51
Grand total 619 691

bBlock design fMRI, eEvent-related fMRI, n = number of participants, foci = number of separate Talairach coordinates contributing to the meta-analysis, ROI = Region of Interest
analysis; WB = Whole Brain analysis. Bold items represent total participants and total foci per separate meta-analysis, and grand total.
2966 S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973

holes were presented on the opposite side of the screen to the target. Quantitative data synthesis: ALE meta-analyses
Finally, Lipka et al. (2011) examined how the brains of people with a
spider phobia responded to subliminal phobic (e.g. spiders) and non- To examine consensus in reported clusters of neural activation
phobic images. across studies, we conducted four meta-analyses using BrainMap
GingerALE version 2.0 software (Laird et al., 2005; Turkeltaub et al.,
fMRI methods in press). We applied the updated version of the ALE approach
(Eickhoff et al., 2009) to conduct the meta-analyses using Talairach
Functional Magnetic Resonance Imaging (fMRI) is a brain imaging or Montreal Neurological Institute (MNI) coordinates (“foci”) from
technique that indirectly measures neural activation represented by neuroimaging results. The first meta-analysis consisted of coordinates
Blood Oxygen Level Dependency (BOLD). This is a signal derived taken from all subliminal stimulus modalities (physiological, faces,
from the ratio of deoxygenated to oxygenated blood in localized vas- lexical, auditory, and miscellaneous). For the second meta-analysis,
culature of a specific brain region. The premise is that the more active we examined coordinates taken only from fMRI studies using
the neuronal population, the greater the level of oxygen extracted subliminal physiological stimuli. For the third meta-analysis we
from local vasculature. used coordinates only for subliminally presented emotional faces.
We found in this review, that to measure the BOLD response, stud- The fourth meta-analysis we used only coordinates taken from stud-
ies adopted either a block design or an event-related method; 8 out of ies presenting subliminal lexical stimuli. Foci from other stimulus
the 37 fMRI studies used event-related design. Event-related design modalities were not meta-analyzed (auditory and miscellaneous) be-
is a technique to measure neuronal responses to briefly presented cause the number of contributing studies was too small (n = 3 and 5
stimuli. Contrasts of neuronal activation are calculated between the respectively), and also the stimuli used were too diffuse to conduct a
baseline and the event. Event-related paradigms in this review used single meta-analysis. Papers that reported coordinates in standard
deviant tones, deviant motion, brief esophageal acid infusion, esopha- MNI space were converted into Talairach space using the GingerALE
geal distention, rectal distention, odd-ball number presentation, writ- software. Text files were then created, listing the study names, their
ten name of a loved one, image of a penny or pound, reward or number of subjects and a list of the foci (Talairach coordinates)
punishment words and an incongruent emotional face. associated with neural activation (but not deactivation) to subliminal
In contrast, a block design, which aims to maintain cognitive en- stimuli. Text files of foci were cross-checked by three
gagement during a task, presents similar images together in blocks researchers independently.
and alternates between different blocks (to represent different condi- ALE is a statistical modeling technique, specifically designed to ad-
tions, usually a neutral control and active experimental condition). It dress the variance between and within fMRI studies. This technique
is the most popular fMRI method mainly because it increases the sta- uses the total foci coordinates reported in each study to build a 3-
tistical power when interpreting the ‘signal-to-noise’ ratio in neural dimensional Gaussian kernel to provide a modeled activation (MA)
activation. Furthermore, statistical analyses can be quite simple, map for each study. The position of foci can be a consequence of
often involving the subtraction of neural activation data in the control between-study variances, such as the different templates used, or
condition from the experimental condition, and fitting the resulting the differences between participants, and as such these two main is-
data to a General Linear Model (GLM) of predicted BOLD activation. sues are considered in the parameters of the kernel. This is done by
Block design studies identified in this review (of which there were weighting the foci reported by the number of participants in each
29) used spoken words, sexual partner's name, electrical finger sti- study. Finally, the MA maps for each study are combined for each
mulation, and presentation of arrows, numbers, word primes, ana- separate meta-analysis, creating an experimental ALE map. This is
grams, emotional or recognizable faces and images of spiders. In all tested against the null hypothesis that there is random variation in
cases, the stimuli could be regarded as ‘emotionally arousing’ (apart relation to the spatial orientation of neural activation for the specific
from two studies using gray scale and professional faces, although a meta-analysis (e.g. subliminal presentation of faces), but that the
face per se could be deemed an arousing stimulus). within-study variation is fixed. A random effect model is employed
For the purposes of this review we took data only from fMRI con- by the ALE analysis technique, which assumes a higher than chance
trasts that were done between subliminally arousing and sublimi- likelihood of consensus between different experiments, but not in
nally non-arousing conditions (see Table 1), and foci were reported relation to activation variance within each study. The null distribution
on specific neural activation that was greater in the subliminally map is permuted by the number of studies that constitute each meta-
arousing compared to the subliminally non-arousing condition (e.g. analysis. To correct for multiple comparisons, we used a threshold of
we did not report deactivation to subliminal stimuli, nor did we re- p b 0.05 False Discovery Rate (FDR), and chose a minimum cluster size
port interactions if a study did them). of 100 mm 3 in line with a recently published fMRI ALE meta-analysis
(van der Laan LN, 2011). We used an anatomical image overlay pro-
Whole Brain versus Region of Interest analyses gram called Mango (Creators, Jack Lancaster, Michael Martinez:
Additionally, fMRI studies generally analyze contrasts either using http://ric.uthscsa.edu/mango) to illustrate the results of our meta-
a Whole Brain (WB) or a Region of Interest (ROI) approach. A WB analyses.
analysis means that reported significant clusters of activation are de- GingerALE employs the term “contributing studies”, to describe
rived by comparing areas of activation globally across the whole studies that are located within the boundaries of ALE cluster. However,
brain, and is not subject to a priori threshold settings. Conversely, a this does not discount other studies that might be located near these
ROI analysis means that a mask or small volume correction is used, boundaries but outside of the cluster, which could have also contributed
to either include or exclude a region of the brain during statistical to it.
analysis. Inclusion ROI analyses were found in some studies reported
here, whereby analyses were only done in a small brain region that Results
was expected, based on previous studies, to show differential neural
activation. This of course can alter the strength of results obtained, Of the 72 fMRI studies in our searching, that were found to use sub-
so we decided to run meta-analyses within each modality, for both liminal stimuli, 20 did not meet the search inclusion criteria. Thus, 52
total studies, and then after excluding those studies that only used studies remained and were included in the review. Of these 52 studies,
ROI analyses. This meant that in the second level meta-analyses 15 were excluded from the meta-analyses because they did not ade-
(results reported below) we excluded 2 studies from the physiologi- quately report peak activation coordinates in either MNI or Talairach
cal modality, 6 from faces and 3 from audio. space (and we were unable to contact the authors). Thus, there were
S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973 2967

37 remaining studies that contributed to the four meta-analyses Meta-analysis one: significant ALE clusters from all studies
reported here. In the first meta-analysis, all 37 studies were included;
the second meta-analysis contained 7 studies using subliminal physio- From 691 foci, 619 subjects and 37 separate experiments, 14 clusters
logical stimuli; the third meta-analysis used 12 studies with subliminal were found that survived the FDR correction threshold, three of these
faces; the fourth examined 10 studies with subliminal lexical (words, passed the predefined cluster criterion (see Methods). Cluster one
letters, numbers) stimuli. There were not enough contributing studies was found in the left fusiform gyrus (x= −48, y = −58, z = −6), clus-
to conduct meta-analyses on auditory (n= 3) or miscellaneous ter two was found in the left insular cortex (x= −26, y = 20, z = −4)
(n= 5) stimuli. See Table 1 for details of included studies, and supple- and cluster three was found in the right hippocampus (x= 28, y = 2,
mentary material for details of excluded studies. z = −18). It must be noted that the data obtained from this meta-
The significant clusters (see Methods section for contributing study analysis includes foci from all stimulus modalities, and so caution
criteria), along with the remaining clusters that were significant at the must be applied when interpreting these data. See Fig. 1.
False Discovery Rate (FDR) and 100 mm3 voxel thresholds are reported We excluded 15 studies that only conducted ROI analyses and
in Table 2 and Supplementary Table 2 for non-ROI studies. there were no surviving clusters. This could simply be a power

Table 2
Locations of centredTalairach peak coordinates with significant ALE values for the subliminal fMRI studies included in the meta-analysis.

Clustera Anatomical labelb Peak voxel coordinatesc Cluster ALE No. of


size value contributing
(mm3) (×10−2) experiments

x y z %

All modalities (n = 37)


1 L fusiform gyrus − 48 − 58 −6 5280 4.59 15 43
2 L insular cortex − 26 20 −4 3656 3.53 13 37
3 R hippocampus 28 2 − 18 3648 5.55 12 34
4 R insular cortex 42 10 12 3200 4.56 10 29
5 L anterior cingulate −6 36 22 1440 3.47 5 14
6 R superior temporal gyrus 46 − 42 20 1168 4.61 3 9
7 L hippocampus − 16 −8 − 16 768 3.44 4 11
8 R thalamus 8 − 14 12 736 3.14 5 14
9 R inferior temporal gyrus 50 − 72 2 640 4.67 4 11
10 R anterior cingulate 2 18 40 592 2.75 3 9
11 R anterior cingulate 6 48 0 376 2.50 1 3
12 L thalamus − 16 − 22 10 280 2.97 3 9
13 R mid frontal gyrus 36 42 16 280 2.95 3 9
14 R fusiform gyrus 34 − 62 − 14 256 2.67 1 3

Physiological (n = 7)
1 R insular cortex 36 10 4 2688 2.21 4 67
2 L anterior cingulate −2 36 18 2232 2.35 4 67
3 R anterior cingulate 2 16 32 2168 2.62 4 67
4 R anterior cingulate 2 36 0 1408 1.90 3 50
5 L insular cortex − 42 14 10 1160 2.50 2 33
6 L insular cortex − 42 2 −4 600 2.07 2 33
7 L thalamus −8 − 34 4 432 1.94 1 17
8 L posterior cingulate 0 − 46 22 312 1.84 1 17
9 R orbitofrontal gyrus 6 54 12 1352 2.00 1 17

All faces (n = 12)


1 R amygdala 28 2 − 18 5576 5.07 9 75
2 L hippocampus − 16 −8 − 16 3352 3.43 7 58
3 L fusiform gyrus − 48 −76 2 1680 2.70 4 33
4 R fusiform gyrus 44 − 78 −4 792 3.61 2 17
5 L fusiform gyrus − 42 − 62 − 14 680 2.03 3 25
6 R dorsolateral prefrontal cortex 34 12 36 384 1.94 3 25
7 L anterior cingulate − 12 34 18 344 2.13 1 8
8 L inferior parietal lobe − 34 − 42 46 240 1.98 2 17
9 R cerebellum 22 − 56 − 14 208 1.73 2 17
10 R hippocampus 28 − 18 − 12 208 1.57 1 8

Only emotional faces (n = 10)


1 R amygdala 25 −1 −17 4528 4.57 7 70
2 L fusiform gyrus −49 −72 2 1536 2.69 3 30
3 L amygdala −18 −3 −15 1224 2.34 5 50
4 R fusiform gyrus 49 −72 2 928 3.61 2 20
5 L fusiform gyrus −38 −55 −9 912 2.03 4 40
6 R cerebellum 26 −52 −12 376 1.73 2 20
7 L anterior cingulate −9 38 21 312 1.99 1 10

Lexical — words, letters, numbers (n = 10)


0 – – – – – – –

Numbers in bold type represent study contributions over the 33% threshold as reported by van der Laan et al. (2011).
a
ALE clusters at p b 0.05 (FDR threshold correction for multiple comparisons, cluster size N 100 mm3.
b
L, left hemisphere and R, right hemisphere.
c
Voxel coordinates are inTalairach space.
2968 S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973

Fig. 1. Significant ALE cluster maxima of neural activation to stimuli of all modalities surviving FDR correction, p b 0.05 for multiple comparisons, cluster size N 100 mm3, Talairach
coordinates are given for the respective slices; left fusiform gyrus (43% of studies contributed; ALE = 4.59, foci = 40, cluster size = 5280 mm3), left insular cortex (37% of studies
contributed; ALE = 3.53, foci = 29, cluster size = 3656 mm3), right hippocampus (34% of studies contributed; ALE = 5.55, foci = 26, cluster size = 3648 mm3).

issue, in that the variation in stimulus modalities combined with a predefined cluster criterion (see Methods). These were in the right
smaller number of studies prevented any significant clusters of acti- amygdala (x= −49, y = −72, z = 2), the left amygdala (x= −18,
vation. However, it cannot be ruled out that the ROI studies did not y = −3, z = −15) and the left fusiform gyrus (x= −38, y = −55,
bias our initial findings. We will be able to more accurately measure z = −9).
the effect that ROI studies have on the results, by excluding them Additionally, we ran a separate meta-analysis after removing
from the individual meta-analyses below. those studies that only used ROI analysis (n = 7). For all faces we
The next meta-analyses are done on the separate subliminal found 7 clusters that survived FDR correction, 5 passed the predefined
stimuli modalities. cluster criterion (see Methods). The clusters were almost identical to
those found in the previous meta-analysis, suggesting that the ROI
Meta-analysis two: significant ALE clusters from studies employing studies did not cause much bias to the results. The clusters were
subliminal physiological paradigms found in the right amygdala (x = 25, y = −3, z = −17), left hippo-
campus (x = − 16, y = −9, z = − 16), left fusiform gyrus, right dorso-
From 171 foci, 107 subjects and 7 studies, the ALE analysis lateral prefrontal cortex (x = 37, y = 14, z = 39) and right cerebellum
revealed 9 significant clusters that survived the FDR threshold, six (x = 25, y = −52, z = − 12). For faces, excluding non-emotional
of these clusters passed the predefined cluster criterion (see faces, we found two clusters that survived all thresholds, in the
Methods). Cluster one was found in the right insular cortex (x = 36, right amygdala (x = 26, y = 0, z = − 18) and right cerebellum
y = 10, z = 4), cluster two was in the left anterior cingulate cortex (x = 25, y = − 52, z = −12). All clusters are listed in Table 2 and
(x = −2, y = 36, z = 18), cluster three, in the right anterior cingulate Supplementary Table 2. See Fig. 3 for an illustration of the significant
cortex (x = 2, y = 16, z = 32), cluster four was found in the right ante- clusters of neural activation to emotional faces.
rior cingulate (x = 2, y = 36, z = 0), cluster five was found in the left
insular cortex (x = − 42, y = 2, z = −4) and cluster six was also in
the left insular cortex (x = − 42, y = 2, z = −4). The remaining clus-
ters reported in the ALE (that did not pass the predefined cluster
criterion, see Methods) are presented in Table 2. See Fig. 2.
We also ran a separate meta-analysis after excluding the studies that
used ROI analysis (n= 2). By doing this, we also found 9 cluster surviv-
ing FDR threshold correction, six of these clusters passed the predefined
cluster criterion (see Methods). The clusters were from the same re-
gions as described above, except in this case we also found activation
in the left orbitofrontal cortex (−3, 57, 16), created from 2 studies.
See Supplementary Table 2 for more details.

Meta-analysis three: significant ALE clusters for studies employing the


subliminal presentation of emotional faces

An ALE analysis of 274 foci and 217 subjects revealed that 10 clusters
survived FDR multiple comparison corrections, but of these only three
passed the predefined cluster criterion (see Methods). Cluster one
was in the right amygdala (x= 28, y = 2, z = −18), cluster two was in Fig. 2. Significant ALE cluster maxima of neural activation to subliminal physiological
the left hippocampus (x= −16, y = −8, z = −16) and cluster three stimuli surviving FDR correction, p b 0.05 for multiple comparisons, cluster
was in the left fusiform gyrus (x= −48, y = −76, z = 2). Additionally, size N 100 mm3). Talairach coordinates are given for the respective slices: bilateral an-
terior cingulate cortex (67% of studies contributed; ALE = 2.35, foci = 9, cluster
we removed from this initial meta-analysis two studies that used non- size = 2232 mm3; ALE = 2.62, foci = 10, cluster size = 2168 mm3), and bilateral insular
emotional faces and re-ran the analysis. This resulted in seven clusters cortex; (left: 33% of studies contributed, ALE = 2.50, foci = 7, cluster size = 1160 mm3;
that survived FDR correction; three of these clusters passed the right: 67% of studies contributed, ALE = 2.20, foci = 15, cluster size = 2688 mm3).
S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973 2969

Meta-analysis three: significant ALE clusters for studies employing the feeling” (LeDoux, 1996). Such non-conscious somato-sensory activa-
subliminal presentation of lexical (words, letters and numbers) stimuli tions may cause an underlying sense of conflict (e.g. reflected by acti-
vation of the anterior cingulate cortex) and altered motivation
No significant clusters were reported by the ALE analysis, and this towards subconsciously rewarding stimuli, as suggested by some re-
could be due to vast differences in the subliminal paradigms used. searchers in the field (e.g. Pessiglione et al., 2007, 2008). Additionally,
Due to the variance between paradigms and the relatively small the pregenual ACC is highly activated during the anticipation of pain,
study numbers (n = 10), it was not possible to separate the studies and can be modulated when pain is consciously perceived (Straube
into further meta-analyses. et al., 2009), thus, it is highly plausible for the pregenual ACC to acti-
vate during subliminal physiological stimulation of the rectum, and
Discussion esophagus. Others also propose that activation of bottom-up arousal
systems (e.g. involving the striatum, amygdala, hippocampus) likely
We have shown in the first meta-analysis of its kind, that in the ab- guide our subsequent decision-making behavior via impingement on
sence of awareness subliminally presented arousing stimuli activate top-down processes (Damasio, 2010; Dehaene et al., 2006; Diekhof
core brain regions associated with somatosensory, emotional, memo- et al., 2009). We found no significant activations in the range of studies
ry and visual brain regions. Our most robust findings were that 9 of 12 presenting subliminal lexical stimuli (words, letters), which might sug-
studies presenting subliminal faces contributed to activation in the gest that there was huge variance in the semantics of the paradigms
right amygdala. To check the validity of this result, we removed from employed. It could also be that for words to be adequately encoded,
the meta-analysis, fMRI studies that employed ROI analysis, and conscious, higher order processing might be needed. However, we did
found similar results. Additionally, subliminal physiological stimuli find that subliminal audio stimulus deviancy activated bottom-up
produced activation, as represented by 4 of 6 studies in the bilateral somato-sensory responses, perhaps as a gut-feeling of discrepancy
anterior cingulate and bilateral insular cortices. Similar clusters of ac- (Diekhof et al., 2009), but there were not enough studies to contribute
tivation were also confirmed by removing the ROI fMRI studies from to a meta-analysis. Thus, the basis of neural activation to subliminal
the analysis. However, no significant clusters of activation were arousing stimuli is seemingly embedded in somato-sensory affective re-
found to lexical stimuli. These meta-analyses suggest that subliminal sponses, which likely impinge on prefrontal cortex systems enabling
arousing stimuli of different modalities have distinct patterns of neu- eventual conscious processing.
ral activation. We do not compare subliminal stimuli separately be- These meta-analyses have separately shown that subliminal emo-
cause the modalities differ greatly, however, we speculate on what tional stimuli of different modalities have distinct patterns of neural
the differences might mean in response to specific stimuli. With acti- activation. It could be that different neural systems are more sensitive
vation of the amygdala, hippocampus, bilateral anterior cingulate cor- to subliminal stimuli of different modalities. However, we did not
tex, insular cortex and primary visual cortex being most consistently deem it possible, given the variability between stimuli to explicitly
activated across studies, these data provide specific regions in the test the comparative effects, and so caution must be exercised when
brain that are highly responsive to stimuli when awareness is absent. making comparisons between stimuli. It is also important to empha-
In comparison to other meta-analyses and in conjunction with size that the variance in fMRI paradigm design could have had an in-
views on the reproducibility of fMRI data (e.g. Turkeltaub et al., in fluence on the data obtained, although a previous ALE meta-analysis
press; Wiener et al., 2010; Bennett and Miller, 2010), our most signi- also found no significant difference between event-related and
ficant finding that 9 of 12 studies using subliminal emotional faces block design paradigms (van der Laan et al., 2011). Nevertheless, it
contribute to activation is extremely robust. It could be that the evo- is definitely the case that, although the ALE method solves many is-
lutionary advantage in humans, to recognize the emotional content of sues from previous attempts to meta-analyze fMRI data, there is still
a face and adjust behavior accordingly, is so deeply embedded in neu- a need for more sophisticated meta-analyses (e.g. by taking in to ac-
ral systems that it is rendered quick and automatic, without the initial count strength of the BOLD signal in each study). Furthermore, it is
need of higher order evaluation. Subliminal physiological stimuli also apparent that there is a need for studies presenting subliminal food
produced a high rate of study concurrence with 4 of 6 studies contrib- stimuli, in order to assess the origin of appetitive responses in the
uting to clusters of activation. Subliminal physiological stimuli likely brain, as no fMRI studies have yet used the subliminal presentation
evoke somato-sensory responses that are the foundation of a “gut- of food stimuli.

Fig. 3. Significant ALE cluster maxima of neural activation to subliminal faces stimuli surviving FDR correction, p b 0.05 for multiple comparisons, cluster size N 100 mm3. Talairach
coordinates are given for the respective slices; left fusiform gyrus (33% of studies contributed; ALE = 2.70, foci = 8, cluster size = 1680 mm3); left hippocampus (58% of studies con-
tributed; ALE = 3.43, foci = 16, cluster size = 3352 mm3); and right amygdala (75% of studies contributed; ALE = 5.07, foci = 24, cluster size = 5576 mm3).
2970 S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973

In the next section, we review the most significant regions of neu- Subliminal face stimuli
ral activation found in our meta-analyses, in relation to the subliminal
stimulus modality in which they were found; 1) all subliminal sti- Presentation of subliminal faces activated the right amygdala, left
muli, 2) subliminal physiological stimuli, and 3) subliminal faces. hippocampus and left fusiform gyrus. The most robust neural re-
We also briefly discuss the individual findings of studies employing sponse across studies to the subliminal presentation of faces was in
4) subliminal audio stimuli and 5) miscellaneous stimuli. the right amygdala. It is well known that the amygdala is responsive
to affective stimuli, particularly negative emotion such as fear and
All subliminal stimuli disgust, and a recent meta-analysis of 385 neuroimaging (fMRI and
PET) studies confirmed this (Costafreda et al., 2008). In our review,
Subliminal stimuli of all modalities most significantly activated the studies contributing to the surviving cluster in the amygdala used
left fusiform gyrus, left insular cortex and right hippocampus. In a re- subliminal faces depicting the negative emotions: fear, sadness, dis-
cent meta-analysis of fMRI studies using explicitly presented appeti- gust or anger (Dannlowski et al., 2007; Killgore and Yurgelun-Todd,
tive stimuli, it was shown that the bilateral fusiform gyri, which form 2004; Liddell et al., 2005; Nomura et al., 2004; Phillips et al., 2004;
part of the primary visual cortex, were consistently activated (van Suslow et al., 2010; Williams et al., 2006). Rapid activation of the
der Laan et al., 2011). The fusiform gyri are seemingly involved in amygdala, which bypasses conscious perception, occurs in response
the rapid recognition of highly salient stimuli, even in the absence of to stimuli that have been previously associated with a negative emo-
conscious perception (Litt et al., 2011). Such a rapid response may be tion, for example, stimuli associated with a psychiatric condition (e.g.
driven by an initial ‘quick and dirty’ activation of a pathway from the excessive fear responses to social stimuli). It is plausible that rapid
amygdala to the visual cortex (LeDoux, 1996). The insular cortex is as- activation of the amygdala in response to negative emotion (particu-
sociated with feeling states and interoceptive awareness of the body larly depicted in faces) escapes prefrontal cortex modulation, and
and probably achieves this function via dense connections between could be the basis of overgeneralization of fear, leading to anxiety dis-
the cortex and sub-cortex, aiding somatosensory processing (Craig, orders (Dunsmoor et al., 2011). Given that the amygdalae also form
2009; Shelley and Trimble, 2004). One of the main functions of the in- part of the hippocampal complex, a region associated with memory
sular cortex is in the orchestration of somato-sensory responses from formation and also found to be highly activated to faces in this
the internal mileu (e.g. body temperature, hunger, pain, discomfort, meta-analysis, it is plausible that the emotional context assigned to
sensory changes) for future interoceptive awareness (Critchley et al., a face aids future recognition and the necessary behavioral adjust-
2004). Thus, it is plausible that the insular cortex would be activated ments needed to maintain effective social status quo (Conty and
in response to subliminal arousing stimuli, as such stimuli would likely Grezes, in press). There is some evidence to suggest that different re-
cause somatosensory changes prior to higher order cognitive proces- gions of the amygdala activate to different types of subliminal emo-
sing, and be a basis for a gut feeling. Finally, the hippocampi, part of tional faces (e.g. negative vs. positive emotion), particularly those
the subcortical entorhinal complex with the amygdalae, were also scoring high on anxiety measures (Vizueta et al., 2012). However,
most significantly activated across all subliminal stimuli. The hippo- there were not enough studies of separate emotional categories to
campi are known to be involved in the consolidation of long-term im- compare the effect of positive and negative faces.
plicit memory and spatial navigation, e.g. episodic and semantic The hippocampus was the next most robust finding across studies
recollections of familiar objects and locations (Squire and Wixted, in response to subliminal faces. The hippocampi, part of the entorhi-
2011; Cowell et al., 2010). Thus, implicit memory systems were also nal complex with the amygdalae, are known to be involved in the
likely engaged in response to subliminal stimuli, particularly highly consolidation of long-term implicit memory and spatial navigation,
salient stimuli such as subliminal emotional faces. e.g. episodic and semantic recollections of familiar objects and
locations (Squire and Wixted, 2011; Cowell et al., 2010). Subliminal
Subliminal physiological stimuli faces are able to activate the hippocampus, likely because they are
consolidated in long-term memory, aiding in the recognition of fa-
Subliminal physiological stimulation activated the bilateral ante- miliar faces and also to rapidly recognize facially expressed emotion.
rior cingulate cortex (ACC) including the pregenual area, and the bi- Additionally, since the amygdalae form part of hippocampal complex,
lateral insular cortex. The ACC is known for its involvement in it is plausible that high arousal, attributed to activation of the amyg-
predicting and detecting conflict and error, particularly during the dala, helps to consolidate highly salient stimuli, such as faces, parti-
presentation of unexpected stimuli (e.g. Botvinick, 2007; Kim et al., cularly emotional faces. For example, if a person we meet was angry
2010; Yeung and Nieuwenhuis, 2009). Furthermore, it is suggested and elicited threat towards us in the past, it is advantageous to our
that motor control, drive and cognition interface at the ACC (Paus, survival to remember this person's face in the future, so that we can
2001). It is plausible that signals derived from subliminal physiologi- avoid them, or alter our behavior in an attempt to lower the chances
cal stimulation are processed by this region, due to the unexpected of a repeat threat. Perhaps this automatic, non-conscious activation of
nature of such stimulation, or because they may cause future pain. arousal mechanisms in the brain to a face underlies the higher levels
Some theories on the function of the ACC purport that it signals the of interpersonal stress in urban areas, as we are constantly bom-
need for cognitive control in the presence of conflict, to other prefron- barded with emotional faces that we try to encode for future survival.
tal cortex regions, such as the dorsolateral prefrontal cortex (DLPFC) Overstimulation of the hippocampal–amygdala complex, indepen-
(e.g. Kern et al., 2004). The pregenual ACC, one of the regions we re- dent of top-down cortical regulatory processes, might be an underly-
port here, is involved in the anticipation of pain (Straube et al., 2009), ing factor in many psychiatric diseases prevalent in developed
and so this brain region may be involved in translating initially un- societies today (e.g. anxiety, depression, schizophrenia).
consciously processed bodily sensations in to cognitions about pain. Finally, the subliminal presentation of faces also showed a consis-
This is particularly plausible given that the bilateral insular cortex tent pattern of activation across fMRI studies in the fusiform gyrus,
were also most significantly activated in response to subliminal strongest for the left than the right. A recent meta-analysis suggests
physiological stimuli. Interoceptive awareness, which is the basis of that the affective representation of a face is largely encoded at the
perceiving how the body ‘feels’, is strongly associated with the insular level of the fusiform gyrus, with dense connections to subcortical
cortex (Craig, 2009; Critchley et al., 2004; Shelley and Trimble, 2004). emotional regions (Said et al., 2011). If subcortical responses, e.g. in
Furthermore, physiological changes in the body, which underlie a gut the amygdala, are largely associated with unconscious emotional per-
feeling can inform future decision making and are possibly not at first ception (LeDoux, 2003), our finding of increased fusiform gyrus acti-
perceived consciously (Damasio, 2010). vation to subliminal emotional faces suggests that processing outside
S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973 2971

of awareness can infiltrate and influence visual processing. Such a Subliminal audio stimuli
rapid response may be driven by an initial ‘quick and dirty’ activation
from the amygdala to the visual cortex (LeDoux, 1996). Recognizing There were too few studies to complete a meta-analysis on this
the emotional context of a face is of high social value, given that a per- sub-category (n = 3), however, all studies were similar in that they
son must adjust behavior accordingly for successful social interaction examined how the brain responds to changes in a subliminal auditory
with another human being. Another meta-analysis recognizes the fu- stimulus. The left lateral cerebellum, left superior temporal gyrus and
siform gyrus, known also as the ‘fusiform face area (FFA)’, to be highly left insular cortex were most significantly activated in response to
activate specifically and rapidly to the presentation of faces and im- subliminal auditory changes. However, in one study, repetition of a
portant for social interaction (Kanwisher and Yovel, 2006). Thus, voice was shown to reduce insular cortex activation (Kouider et al.,
combined with our findings on hippocampal–amygdala activation to 2010). Thus, regions associated with speech production (Broca's
emotional faces, and with knowledge that these structures connect area), speech comprehension (Wernicke's area) and somatosensory
to the visual cortex, hypervigilance towards the visual processing of responses seem to be activated independently of conscious aware-
faces could ensue in some people. This may cause paranoia and hy- ness. These regions might be particularly susceptible to heightened
persensitivity to another person's facial expressions, particularly in activation during auditory hallucinations that are perceived to be in-
social situations, as observed in people with schizophrenia, and dependent of conscious volition, as experienced by, for example,
could be minimized with better top-down regulation of these subcor- those with schizophrenia.
tical systems.
Subliminal miscellaneous stimuli
Subliminal lexical stimuli
In this final subcategory of fMRI studies employing subliminal
We did not observe any significant clusters of neural activation paradigms, it was impossible to find a common corollary in tech-
across studies in response to general subliminal lexical (words, letters) nique, thus we briefly discuss their separate findings. One study
stimuli. This could be because the semantics of the stimuli were too dif- asked participants to remember objects located on a virtual 3-D
fuse, or that activation of higher order cognitions is needed in order to route in the scanner (Janzen and Weststeijn, 2007). By doing this
fully process such stimuli. Further, perhaps it is a necessity that sub- the authors found significant activations in the parahippocampal
liminal stimuli are of an emotionally arousing nature, otherwise they gyrus, inferior parietal gyrus, ACC and right caudate. These regions
are not salient enough to provoke strong subcortical responses. This are all involved in somatosensory activation and motivation, thus it
also highlights the importance of limbic and paralimbic structures, seems plausible that such arousal mechanisms are activated when
such as the hippocampus, amygdala and insular cortex, in the proces- we view familiar landmarks that help to guide us through our envi-
sing of subliminal stimuli that are of an arousing nature. The null result rons. Another study examined neural responses to subliminal spider
for subliminal lexical stimuli potentially highlights the distinction be- images, in those with a spider phobia (Lipka et al., 2011), and found
tween semantic and emotional processing, in terms of brain regions greater activation in the right amygdala. This is expected, given that
that are engaged. Some studies identified in this review did use emo- the amygdala, particularly the right, is associated with fear processing
tional words, for example, a sexual partner's name (Bianchi-Demicheli (e.g. Costafreda et al., 2008). Another study examined alterations in
and Ortigue, 2009; Ortigue et al., 2007a), a friend's name (Ortigue grip force, indicative of how much a person is prepared to work for
et al., 2007b), or threatening words (Naccache et al., 2005). A left later- an unconscious monetary reward (Pessiglione et al., 2007), and
alized insular cortex response was most prevalent to sexual experi- found significant activations in the basal ganglia. These authors also
ences, whereas the name of a beloved was mostly associated with examined the effects of reward and punishment on motivation for
activation of the fusiform gyrus. These results fit with our meta- monetary reward in relation to masked contextual cues (Pessiglione
analyses described above, in that states of high arousal and bodily sen- et al., 2008). Subliminal cues associated with reward were still able
sations are associated with activation of the insular cortex. The left insu- to activate the striatum, a region of the brain associated with uncon-
lar cortex has been associated more with pleasant bodily sensations, scious reward encoding and motivation. A final study examined
whereas the right with negative bodily states such as pain (Craig, how strategic control over subliminal stimuli influences neural
2011). Additionally, we have discussed how connections between emo- activity (Wolbers et al., 2006). They found activation in the pre-
tional centers in the brain (e.g. hippocampus, amygdala) and the fusi- supplementary motor area, occipital region and the striatum, suggest-
form gyrus may form the basis of the perception of saliency in visual ing that motor regions of the brain are able to interact with uncon-
stimuli. Thus, seeing a beloved person's name written is likely to be scious processing during deliberate control.
more salient than other words.
The other lexical studies identified in this review used ‘cognitive’ Strengths and limitations
subliminal paradigms, such as detecting differences between recogniz-
able versus unrecognizable words and letters (Dehaene et al., 2004; This is the first meta-analysis to date using the ALE statistical ap-
Diaz and McCarthy, 2007; Heinzel et al., 2008; Kouider et al., 2007; Luo proach to illustrate the core brain regions activated to subliminal
et al., 2004; Qiao et al., 2010). In general, words that would be deemed emotional stimuli during fMRI. The main advantage of using the ALE
recognizable, in contrast to unrecognizable, when they were presented method is that it is a more scientifically robust measure than counting
subliminally, activated the fusiform gyrus. This finding complements the anatomical coordinates reported in studies (e.g. Laird et al., 2005).
our other findings about the fusiform gyrus and its role in saliency per- Furthermore, our combined analysis incorporated 691 separate foci
ception. Other studies showed that despite an absence of awareness, and 619 subjects, with maximum concordance between reported
masked words are still able to activate left hemisphere language regions, neuronal activation in 9 of 12 studies. Data derived from fMRI studies
such as Broca's area. Thus, in line with the theories of some researchers are notoriously difficult to systematically meta-analyze, due to high
in the field (e.g. Kouider and Dehaene, 2007), there may be two levels variability in the statistical contrasts used to create images of neuro-
of non-perceived cognitive processing: subliminal and preconscious, nal activation. In this review, we analyzed only reported neural acti-
the second being able to infiltrate top-down attention mechanisms vation, and not deactivation relative to a subliminal ‘baseline’. The
without necessarily being aware of them. Such a neural mechanism relative subliminal baselines included: neutral faces, neutral words,
might underlie the huge impact that implicit advertising has in our cur- resting periods where no physiological stimulation was given,
rent society, for example, the abundance of food advertising that may be the same (as opposed to deviant) tones, and images of money. Thus,
causing an obesity epidemic. the reader must also consider these unavoidable variances when
2972 S.J. Brooks et al. / NeuroImage 59 (2012) 2962–2973

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Disclosures
direction: an event-related fMRI study. Brain Res. 1165, 116–125.
Kanwisher, N., Yovel, G., 2006. The fusiform face area: a cortical region specialised for
The authors declare no conflicts of interest. the perception of faces. Philos. Trans. R. Soc. Lond. B. Biol. Sci. 361 (1476),
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Kern, M., et al., 2004. Characterization of the cerebral cortical representation of heart-
Acknowledgments burn in GERD patients. Am. J. Physiol. Gastrointest. Liver Physiol. 286, G174–G181.
Killgore, W.D., Yurgelun-Todd, D.A., 2004. Activation of the amygdala and anterior cingulate
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With thanks to Jonathan Burgos and Jonathan Cedernaes, from the Kim, C., Chung, C., Kim, J., 2010. Multiple cognitive control mechanisms associated with
Department of Neuroscience, Uppsala University, and to Doroteya the nature of conflict. Neurosci. Lett. 476 (3), 156–160.
Raykova, for their excellent feedback on this manuscript. The study Kouider, S., Dehaene, S., 2007. Levels of processing during non-conscious perception: a
critical review of visual masking. Philos. Trans. R. Soc. Lond. B Biol. Sci. 362, 857–875.
was supported by the Swedish Research Council, Brain Research Kouider, S., et al., 2007. Cerebral bases of subliminal and supraliminal priming during
Foundation, Novo Nordisk, Tore Nilsons Foundation, Gunvor och reading. Cerebral Cortex 17, 2019–2029.
Josef Anérs stiftelse, and Åhlens Foundation. Kouider, S., et al., 2009. Activity in face-responsive brain regions is modulated by
invisible, attended faces: evidence from masked priming. Cereb. Cortex 19, 13–23.
Kouider, S., et al., 2010. Cerebral bases of subliminal speech priming. Neuroimage 49,
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