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T H E D O C T R I N E OF L O G I C AS F O R M
I. T H E D O C T R I N E
Benjamin is healthy.
Benjamin is wealthy.
So, Benjamin is healthy and wealthy.
while observing that the next is not:
Someone is healthy.
Someone is wealthy.
So, someone is he'althy and wealthy.
form. That doctrine is this: Two sentences cannot differ logically if they
do not also differ formally or structurally. Should this structural
difference not show up in the grammatical form assigned to the sen-
tences, we are free to claim just one of two things: Either logical form is
independent of grammatical form, or our grammatical theory is some-
how wrong; it has not come up with the proper underlying grammatical
structures.
In this paper I will explain two reasons the doctrine of logic as form
has seemed so plausible to philosophers. Both stem from the philosophy
of logic, from the branch of philosophy concerned with, among other
things, the general nature of the logical properties and relations that hold
among sentences of a language. Both involve theories about what that
general nature is, about what distinguishes logical truths from run-of-the-
mill truths, about what distinguishes logically valid arguments from your
average string of sentences. Should either of these theories turn out
correct, the doctrine of logic as form can scarcely be denied: Sentences
with precisely the same structural properties could not possibly differ in
their logical properties. But neither view is correct, or so I will argue,
and hence in the end the doctrine of logic as form gleans no support
from the philosophy of logic.
II. PRELIMINARIES
Before turning to the two theories mentioned, let me make a few points
that I take to be obvious, points nevertheless good to have out in the
open. The first is that the doctrine of logic as form gains no particular
support from our ability to construct languages in which it holds. In an
artificially regimented first-order language, two sentences with identical
structural properties always display similar logical properties. But this
fact does not imply that the same must hold true in English. After all, in
our first-order language the logical properties go hand in hand with
surface grammatical structure, and we know that this is not the case in
English.
A related point concerns translation. In any adequate translation of
English sentences into a regimented first-order language, two English
sentences with different logical properties will go over into sentences
that differ formally. But of course if they did not, the translators would
simply have made a mistake: An adequate translation must, among other
things, preserve the logical properties of the translated sentences. And
when logic and structure coincide in the receiving language, we cannot
help but assign structurally different translations to logically different
THE DOCTRINE OF LOGIC AS FORM 321
there seem to be arguments with precisely the same structure, the same
intuitive grammatical structure, which nonetheless fail to be valid. As we
saw earlier, replacing 'Benjamin' with 'Someone' produces one such
argument.
Now my point here is simple. The partial success of the formal
technique when it employs simple grammatical descriptions (e.g. Aris-
totle's sentence and argument forms) cannot itself imply the doctrine of
logic as form. It cannot imply that under some other structural descrip-
tion, the logical properties of sentences will always be distinguishable
formally. To put it even more simply, the fact that all instances of
certain argument forms are intuitively valid does not imply that all
intuitively valid arguments are, under any description, instances of
argument forms of this sort. The formal tradition in logic is neutral when
it comes to the doctrine of logic as form.
The template theory of logic may no longer move us, but it would be
a mistake to underestimate its historical importance. It certainly con-
vinced many people of the truth, indeed the analytic truth, of the
doctrine of logic as form. And in so doing, the template view was largely
responsible for the emergence of the expression "logical form", for its
first appearance in the philosophical vocabulary.
The template theory isn't the only motivation for believing the doctrine
of logic as form. At this point let us turn to the second of the two
accounts of logic that I mentioned earlier. I will call this account the
substitutional~interpretational theory of logic, or the S/I theory for short.
The account first appears in Bolzano's Wissensschaftslehre; it is implicit
in Padoa's early work on consistency and definability, and is cham-
pioned, in somewhat different forms, by Quine and Tarski. With slight
modifications Tarski's version now appears in virtually every text on
mathematical logic. Quine's version appears, naturally enough, in
Quine's logic texts, as well as countless philosophy books and articles by
various authors.
So much for its pedigree; let me present a simple, general version of
the theory. The guiding idea is that we can define logical truth in terms
of ordinary, run-of-the-mill truth, and logical validity in terms of
ordinary, run-of-the-mill truth preservation. What I mean by "truth
preservation" is just the property any argument has when one of its
premises happens to be false, or else when its conclusion happens to be
true. So this is a truth preserving argument:
Reagan is president.
So, Etchemendy is in New Jersey.
It is truth preserving simply because the conclusion is presently 2 true.
But last summer the argument was not truth preserving: Then, the
premise was true and the conclusion false. On the other hand, three
years ago the argument did preserve truth; not because I was in New
Jersey (I was no0, but because Carter was president.
Obviously there is quite a gap between run-of-the-mill truth and
logical truth, and between run-of-the-mill truth preservation and logical
validity. The S/I account attempts to close the gap with some syntactic
manipulations. Specifically, we will take logical truth to be a property
that a sentence has just in case each and every member of an associated
class of syntactically similar sentences is true. Similarly, an argument
THE DOCTRINE OF LOGIC AS FORM 327
Clearly, one of these instances will have a true premise and a false
conclusion. Perhaps not this one, since Benjamin may be prone to
wishful thinking, but one very much like it. Thus, we might consider this
a valid argument of epistemic logic, the logic of knowledge and belief,
but not a valid argument of mere doxastic logic, the logic of belief alone.
I will have more to say about the selection of f in a moment. But at
this point let me pause for a brief remark about Tarski. The account I've
just sketched is more faithful to Bolzano and Quine than to Tarski,
though Tarski's basic idea is the same. Tarski was worried about the
dependence of the strictly substitutional account, the account I have just
described, on the expressive resources of the language. As it stands, a
sentence in our language can be logically true with respect to a given
selection of f, yet n o t be logically true in a simple expansion of the
language. For when we add new words to the lexicon, we may very well
add new members to the substitution class associated with our sentence.
And one of these might well turn out false.
I will not go into the details here, but the upshot of Tarski's
modification is just that the logical properties are made to persist
through certain simple expansions of the language. Briefly, we can think
of the bodily replacement of the word 'white' by the word 'green' as a
way of finding out what would happen to our sentence, to its truth value,
THE DOCTRINE OF LOGIC AS FORM 329
if the predicate 'is white' meant is green, that is, if the extension of 'is
white' encompassed all and only the green things in the world. Well, now
suppose our language had no predicate expession, simple or complex,
whose extension comprised just my little finger and a certain cumquat in
Brazil° Tarski's idea is here to skip the actual demand for an expression
like 'is green', an expression we can substitute for 'is white' but which
extends to my little finger, to the cumquat, and no further. We can just
pretend 'is white' itself fills the bill, and on that interpretation my finger
will be "white", the cumquat will be "white", but snow will not. In this
way our determination of the logical properties cannot be affected by
introducing a new word, say 'fingquat', that actually has precisely the
right meaning.
Now, back to the problem of selecting the fixed terms. It has often
been remarked that with various choices of f, the S/I account yields an
unintuitive crop of logical truths and logically valid arguments. This is
most obvious if we fix all the words in the language. For then a n y true
sentence will qualify as logically true, and a n y truth preserving
argument will qualify as logically valid. On that selection of f, the
associated classes have shrunk to their smallest size, to singletons
including just the sentence or argument itself. On the other hand, if f
contains no words at all, if no terms are held fixed, then in general n o
sentence will be logically true, no argument logically valid: It would take
real stamina to survive the resulting orgy of substitution. At points in
between we sometimes get plausible results, sometimes not.
This problem is a nagging one, but it needn't be taken too seriously. It
is generally thought that the account should be supplemented with a
specification of the distinctly "logical" terms of the language - basically
the ones singled out in Carnap's rules of logical syntax - and that these
should be the only ones held fixed, the only ones included in f. For
example, we will certainly include 'or', 'not', and 'some'; perhaps be
daring and add 'believes' or 'necessarily'; and maybe even terms like
'very' and 'quickly'. Of course the more expressions we include, the
harder it will be to say what they have in common. But for now I will
just say that the logical terms are the ones for which the substitutional
test w o r k s , that is, the ones whose inclusion in f produces an intuitively
plausible harvest of logical truths and logically valid arguments.
Naturally this can't be the final word. We will eventually need some
explanation of why our shared logical intuitions seem keyed to this
motley collection of terms, while those s a m e intuitions rebel against the
s a m e test when other choices of f are made, when f contains expressions
like 'snow' and 'white'.
330 JOHN ETCHEMENDY
truths" all analytic truths, but only because they happen to be true. The
account cannot reliably distinguish analytic truths from truths influenced
by mere matters of fact.
Let me explain that I am here expressing a partial agreement with
Quine. Quine realizes that the S/I account has nothing to do with
analyticity, that it is not sensitive to the sorts of distinctions needed to
make sense of this notion. But I am not thereby expressing agreement
with his other views about analyticity. There is no need to go into that
now; for present purposes it suffices that the S]I account cannot guaran-
tee a harvest of analytic truths. It may sometimes produce a plausible
collection of such truths, but this is no more surprising than the
production, on occasion, of genuine logical truths and genuinely valid
arguments.
The final reason offered in favor of the S/I account, in support of its
agreement with our intuitive understanding of the logical properties, is
simple. I quote from Tarski. The account shows the logical consequence
relation "to be uniquely determined by the form of the sentences
between which it holds". Tarski is right: The account does agree with
that aspect of the "common conception", the common conception held
by the template theorists to which he was addressing his article. But of
course this just brings us full circle. We will find no support here for the
doctrine of logic as form.
V. CONCLUSION
Let me briefly review the bidding, and offer a few words in conclusion.
The doctrine of logic as form requires support from somewhere other
than the traditional conduct of formal logic. Historically it has derived
much of that support from general views in the philosophy of logic,
views about the nature of the logical properties themselves. The tem-
plate account sees these properties arising from the conventional adop-
tion of syntactical rules. When we learn a language, we in effect
internalize a formal system of derivation; our intuitions about the logical
properties are then seen as intuitions about formal derivability. The
substitutional-interpretational theory replaces this purely syntactic view
of ~ogic with a quasi-semantic account. It is semantic in that it presup-
poses the notion of truth. But it retains some of the crucial syntactic
characteristics of the earlier view. It defines the logical properties in
terms of certain syntactic features of a sentence plus the single semantic
notion of truth, the simple run-of-the-mill variety.
I have argued that there is no reason to think that either of these
334 JOHN ETCHEMENDY
Princeton University
NOTES