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EN BANC representing party litigants in other cases before four (4)

[ A.C. No. 12457 (Formerly CBD Case No. 16-5128), branches of RTC Davao.[4]
April 02, 2019 ]
Atty. Pagatpatan, for his part, asserts that there was
REV. FR. JOSE P. ZAFRA III, COMPLAINANT, V. nothing unethical in writing a letter for the investigation of
ATTY. RENATO B. PAGATPATAN, RESPONDENT. Fr. Zafra. As the lawyer of Buniel and Guirnalda, he
merely aided his clients in bringing to the attention of the
RESOLUTION Bishop the actuations of Fr. Zafra in filing the complaint
PER CURIAM: for estafa. The letter was for purposes of convincing Fr.
Zafra to settle "silently" and "not go to the extent of
This administrative complaint arose from a criminal suit having the estafa charges ventilated in a full-blown trial x
for estafa filed by complainant Reverend Father Jose P. x x."[5] He reiterates that the letter was not intended to
Zafra III (Fr. Zafra) against Jojo R. Buniel (Buniel) and malign the reputation of Fr. Zafra.
Anna Liza M. Guirnalda (Guirnalda) docketed as Criminal
Case No. 6538 with the Regional Trial Court (RTC) of Atty. Pagatpatan does not deny in engaging in the
Tandag City, Surigao Del Sur, Branch 40. Attorney practice of law despite this Court's order of suspension in
Renato B. Pagatpatan (Atty. Pagatpatan) is the counsel 2005. He reasoned out that he needed to continue
on record of Buniel and Guirnalda. working in order to maintain and sustain the needs of his
family, especially since his wife was ill and eventually
While the criminal case was pending against Atty. passed away in December 12, 2010. Pagatpatan claims
Pagatpatan's clients, said lawyer wrote a letter to the that he has no intention to defy the order of suspension,
Bishop of the Diocese of Tandag, Surigao Del and manifests withdrawing his appearances in the cases
Sur[1] requesting an investigation of Fr. Zafra for his that he is handling, including the estafa case against
activities, particularly, concocting stories against his Buniel and Guirnalda.
clients, Buniel and Guirnalda, who were charged by Fr.
Zafra of estafa; that such action "was not only a sin but a Proceedings before the IBP ensued. In the Report and
MORTAL SIN." Recommendation dated June 13, 2018,[6] the IBP,
through the investigating commissioner, did not find
Fr. Zafra was embarrassed because of the "malicious" Pagatpatan administratively liable in writing the letter-
letter sent by Atty. Pagatpatan. He was eventually complaint against Fr. Zafra. The investigating
investigated by the Board of Consultors with the Bishop, commissioner held that there was no prohibition for
where he was able to clear his name. lawyers to write a letter to the Bishop of the Diocese of
Thereafter, Fr. Zafra filed a complaint against Atty. Tandag, Surigao Del Sur concerning priests in its
Pagatpatan with the Integrated Bar of the Philippines jurisdiction; and that lawyers are not precluded from
(IBP). He posits that Atty. Pagatpatan's action is a clear writing a letter to the bishop on matters pending before
violation of Rule 1.02 of the Code of Professional the Office of the Provincial Prosecutors or the courts. The
Responsibility, which provides that "(a) lawyer shall not letter was merely requesting for an investigation on the
counsel or abet activities aimed at defiance of the law or conduct of Fr. Zafra. No malice or bad faith on the part of
at lessening confidence in the legal system." Fr. Zafra Atty. Pagatpatan could be attributed from writing the
claims that instead of Atty. Pagatpatan defending his letter-complaint.
clients' case in court, the latter instigated them to stir
controversies by making libelous and untruthful Anent Atty. Pagatpatan's continuous practice of law
accusations. Fr. Zafra asserts that Atty. Pagatpatan's act despite his suspension, the IBP held that Atty.
of writing and sending out the letter to the Bishop of the Pagatpatan "has no discretion, no option and can neither
Diocese of Tandag, Surigao Del Sur "was not from a run or hide from the harsh effects of being suspended
sense of duty x x x but to certainly gratify the personal from the practice of law." Section 27, Rule 138 of the
vendetta and animosity of his clients, who were arrested Rules of Court provides that a member of the bar may be
for the crime Estafa x x x" that Fr. Zafra filed with the removed or suspended from his office as attorney for
RTC. Atty. Pagatpatan "failed to live up to the standard of willful disobedience of any lawful order of a superior
his profession as a lawyer who should be a mediator for court. In this case, Atty. Pagatpatan was ordered
concord and a conciliator for compromise rather than an suspended from the practice of law on June 15, 2005,
instigator of controversy x x x." and there is no order to lift the suspension of Atty.
Pagatpatan. Yet despite this he has continued practicing
Fr. Zafra also argues that Atty. Pagatpatan is engaged in law for over thirteen (13) years, which tantamounts to
the unauthorized practice of law. He learned that, in willful disobedience. Thus, the IBP recommended Atty.
2005, Atty. Pagatpatan had been suspended by this Pagatpatan's suspension for three (3) years with a
Court from the practice of law for two (2) years in a warning that a repetition of the same will warrant a more
decided case entitled Daniel Mortera, et al. v. Atty. severe penalty.
Renato B. Pagatpatan with docket number A.C. No.
4562.[2] Upon further inquiry on said case from the In a resolution dated July 12, 2018, [7] the Board of
Supreme Court-Public Information Office, he also learned Governors of the IBP modified the recommended penalty
that the order of suspension of Pagatpatan in the to suspension from the practice of law for a period of
foregoing case had not yet been lifted by the Court. three (3) years, after serving his previous suspension
[3]
 Notwithstanding the failure to lift the order of from the practice of law for two (2) years.
suspension, Pagatpatan continued to practice law by
Ruling of the Court
This Court cannot subscribe to Atty. Pagatpatan's claims misconduct as defined under Section 27, Rule 138 of the
that he is merely espousing his clients' cause in writing Rules of Court, which is a sufficient cause for suspension
the letter-request for investigation of Fr. Zafra. On record, or disbarment.
We find that Atty. Pagatpatan admits to writing the letter
to the Bishop of the Diocese of Tandag, Surigao Del Sur This Court emphasizes that the practice of law is not a
in order to resolve the estafa case since settlement right but a mere privilege and, as such, must bow to the
proceedings with the regular courts proved to be futile. inherent regulatory power of the Supreme Court to exact
[8]
 To Our mind, Atty. Pagatpatan's letter-request was not compliance with the lawyer's public responsibilities.
based on a sincere purpose to discipline Fr. Zafra for his [11]
Whenever it is made to appear that an attorney is no
actions, but mainly to bring threat to Fr. Zafra and force longer worthy of the trust and confidence of his clients
him to settle the estafa case filed against his clients. Atty. and of the public, it becomes not only the right but also
Pagatpatan did not want the estafa case to proceed to a the duty of the Supreme Court, which made him one of
full-blown trial. On many occasions, this Court has its officers and gave him the privilege of ministering
reminded that lawyers are duty-bound "to abstain from all within its Bar, to withdraw that privilege.[12]
offensive personality and to advance no fact prejudicial to
the honor or reputation of a party or witness, unless The penalty of suspension or disbarment is meted out in
required by the justice of the cause with which he is clear cases of misconduct that seriously affect the
charged."[9] This is in keeping with the dignity of the legal standing and character of the lawyer as an officer of the
profession. It is of no consequence that the letter of Atty. court. Atty. Pagatpatan's acts in wantonly disobeying his
Pagatpatan is filed with the Bishop of Diocese of Tandag, duties as an officer of the court show utter disrespect for
Surigao Del Sur. Pagatpatan, as a member of the bar, is the Court and the legal profession. Therefore, his
an "oath-bound servant of the law, whose first duty is not disbarment is warranted.
to his client but to the administration of justice
and whose conduct ought to be and must be WHEREFORE, premises considered, respondent
scrupulously observant of law and ethics." Attorney Renato B. Pagatpatan is:

This Court finds that Atty. Pagatpatan was motivated [1] GUILTY of SIMPLE MISCONDUCT and FINED
by malice in writing said letter. However, disbarment, P5,000.00 for his unethical behavior in writing a letter to
as prayed for by Fr. Zafra, is a penalty too severe for the Bishop of the Diocese of Tandag, Surigao Del Sur
said action considering the facts show that Atty. against complainant Reverend Father Jose P. Zafra III;
Pagatpatan is only guilty of simple misconduct. and

The more pressing issue to be tackled in this case is the [2] DISBARRED from the practice of law effective
fact that Atty. Pagatpatan has been practicing law immediately upon receipt of this Resolution.
despite the issuance of a suspension order by this Court Let a copy of this Resolution be entered in the personal
on June 15, 2005. There were no records showing that records of respondent as a member of the Bar, and
he served said suspension or moved to lift said order copies be furnished to the Office of the Bar Confidant, the
because Atty. Pagatpatan, himself, admits that he Integrated Bar of the Philippines, and the Office of the
continued practicing the legal profession notwithstanding Court Administrator for circulation to all courts in the
said order. country.
Section 27, Rule 138 of the Rules of Court provides that:
SO ORDERED.
Sec. 27. Disbarment or suspension of attorneys by
Supreme Court; grounds therefore. - A member of the Bersamin (C.J.), Carpio, Peralta, Del Castillo, Perlas-
bar may be disbarred or suspended from his office Bernabe, Leonen, Caguioa, A. Reyes, Jr., Gesmundo,
as attorney by the Supreme Court for any deceit, Carandang, and Lazaro-Javier, JJ., concur. 
malpractice or other gross misconduct in such office,
grossly immoral conduct, or by reason of his conviction of Jardeleza, J., on official business. 
a crime involving moral turpitude, or for any violation of J. Reyes, Jr., J., on official leave.
the oath which he is required to take before admission to Hernando, J., on leave. 
practice, or for a willful disobedience of any lawful
order of a superior court or for corruptly or willfully
appearing as an attorney for a party to a case without
authority so to do. The practice of soliciting cases at
law for the purpose of gain, either personally or through
paid agents or brokers, constitutes malpractice.
(Emphasis Ours)

On record,[10] Atty. Pagatpatan had been representing


party litigants in court from 2005 until the instant case
was filed before the IBP in 2016. Atty. Pagatpatan has
made a mockery of this Court's authority by defying this
Court's suspension order for over eleven (11) years. If Fr.
Zafra had not filed the instant case, Atty. Pagatpatan
would have continued disregarding the suspension order
of this Court. His actions clearly constitute gross
Republic of the Philippines The Complaint in Civil Case No. 09-269 alleged that
SUPREME COURT Marilu Turla is an heir of Mariano Turla,13 which
Manila allegedly contradicts the Affidavit of Self-Adjudication that
Atty. Santos drafted.14 Hence, Atty. Santos represented
SECOND DIVISION clients with conflicting interests.15

A.C. No. 10583               February 18, 2015 In Civil Case No. 09-269, Atty. Santos testified during
[Formerly CBD 09-2555] cross-examination:

ROBERTO BERNARDINO, Complainant, CROSS-EXAMINATION BY:


vs.
ATTY. VICTOR REY SANTOS, Respondent. ATTY. CARINGAL

x-----------------------x ....

A.C. No. 10584 Q : In your Judicial Affidavit[,] you mentioned that you
[Formerly CBD 10-2827] know Marilu C. Turla[,] the plaintiff[,] since she was about
four years old.
ATTY. JOSE MANGASER CARINGAL, Complainant,
vs. A : Yes, sir.
ATTY. VICTOR REY SANTOS, Respondent.
Q : As a matter of fact[,] you know her very well[,]
RESOLUTION considering that you are a Ninong of the plaintiff, isn’t it?

LEONEN, J.: A : I was not a Ninong when I first knew Marilu Turla, I
was just recently married to one of her cousins.
These cases involve administrative Complaints1 against
Atty. Victor Rey Santos for violation of Canon 10, Rule ....
10.012 and Canon 15, Rule 15 .033 of the Code of
Professional Responsibility. Q : Now, the parents of Marilu Turla are Mariano C. Turla
and Rufina C. Turla?
In A.C. No. 10583, complainant Roberto C. Bernardino
(Bernardino) filed a Letter-Complaint4 against Atty. Victor THE WITNESS
Rey Santos (Atty. Santos) before the Integrated Bar of
the Philippines, praying that Atty. Santos be investigated
and subjected to disciplinary action.5 : Yes, sir. As per my study and as per my knowledge of
her relationship[s].
Bernardino alleged that the death certificate of his aunt,
Rufina de Castro Turla, was falsified by Atty. Santos. THE COURT
Atty. Santos made it appear that Rufina Turla died in
1992, when in fact, she died in 1990.6 : What’s the name of the mother?

Atty. Santos used the falsified death certificate to ATTY. CARINGAL


-support the Affidavit of Self-Adjudication7 executed by
Mariano Turla, husband of Rufina Turla.8 Paragraph 6 of
the Affidavit of Self-Adjudication prepared by Atty. Santos : Rufina, your Honor. Rufina Turla.
states:
Q : And wife died ahead of Mariano, isn’t it?
Being her surviving spouse, I am. the sole legal heir
entitled to succeed to and inherit the estate of said THE WITNESS
deceased who did not leave any descendant or any other
heir entitled to her estate.9 (Emphasis in the original
underscoring supplied) : Yes, sir.

Years later, Atty. Santos, on behalf of Marilu Turla, Q : And of course, being the daughter of Rufina Turla,
daughter of Rufina and Mariano Turla,10 filed a Marilu is also an heir of Rufina Turla, isn’t it?
Complaint11 for sum of money with prayer for Writ of
Preliminary Injunction and temporary restraining order A : Of course.
against Bernardino, docketed as Civil Case No. 09-
269.12
Q : Now, we go by the ethics of the profession, Mr. ATTY. REY SANTOS
Witness.
: Your Honor, I would like to reiterate that any question
You recall[,] of course[,] and admitted [sic] in court that regarding the matter that would impugn the legitimacy of
you drafted this document which you requested to be the plaintiff, Marilu Turla[,]is impertinent and immaterial in
marked as Exhibit B. this case[.] [I]t was only the wife Rufina Turla [who] ha[s]
the right to impugn the legitimacy of the plaintiff[,] and
THE COURT that has been the subject of my continuing objection from
the very beginning.

: Exhibit?
THE COURT

ATTY. CARINGAL
: But then again[,] you have presented this document as
your Exhibit B[.] [Y]ou have practically opened the
: "B", your Honor, in particular reference to the Affidavit of floodgate to . . . questions on this document.
Adjudication for the extra judicial settlement of the
intestate estate of the late Rufina De Castro Turla[,] and I
have just learned from you as you just testified. Rufina is ATTY. REY SANTOS
the mother of the plaintiff here[,] Marilu Turla.
: Only for the purposes [sic] of showing one or two . . .
THE WITNESS properties owned by the late Mariano Turla, your Honor.
That is why that’s only [sic] portion I have referred to in
marking the said documents, your Honor.
: Yes, sir.
THE COURT
Q : And as you admitted, you prepared you drafted [sic]
this Extra Judicial.
: So, you now refused [sic] to answer the question?

A : Yes, sir.
ATTY. REY SANTOS

Q : Or this Affidavit of Adjudication.


: No, I am not refusing to answer, I am just making a
manifestation.
ATTY. REY SANTOS
ATTY. CARINGAL
: At this point in time, your Honor, I would object to the
question regarding my legal ethics because it is not the
issue in this case. : What is the answer, is it true or false, your Honor[?]

.... ATTY. REY SANTOS

ATTY. CARINGAL : My answer regarding the same would be subject to my


objection on the materiality and impertinency and
relevancy of this question, your Honor[,] to this case.
....
THE COURT
Q : . . . In this document consisting of one, two, three,
four and appearing to have been duly notarized on or
about 29th [of] June 1994 with document number 28, : So anyway, the court has observed the continuing
page number 7, book objection before[,] and to be consistent with the ruling of
the court[,] I will allow you to answer the question[.] [I]s it
true or false?
number 23, series of 1994 before Notary Public
Hernando P. Angara. I call your attention to the
document[,] more particularly[,] paragraph 6 thereof and THE WITNESS
marked as Exhibit 7-A for the defendants[.] I read into the
record and I quote, "Being her surviving spouse, I am the : No, that is not true.
sole legal heir entitled to succeed to and inherit the
estate of the said deceased who did not leave any ATTY. CARINGAL
descendant, ascendant or any other heir entitled to her
estate."16 Mr. Witness, is this particular provision that
you have drafted into this document . . . true or false? : That is not true. Mr. Witness, being a lawyer[,] you
admit before this court that you have drafted a document
that caused the transfer of the estate of the decease[d] 14.4 Being the lawyer of Mariano Turla in the drafting of
Rufina Turla. the document some fifteen years ago, he is fully aware of
all the circumstances therein recited. Moreover at that
THE WITNESS time, the [sic] Lynn Batac Santos was then employed at
the BIR[sic] who arranged for the payment of the taxes
due. There is some peculiarity in the neat set up [sic] of a
: Yes, sir. husband and wife team where the lawyer makes the
document while the wife who is a BIIR [sic] employee
.... arranges for the payment of the taxes due the
government;
ATTY. CARINGAL
14.5 Respondent attorney could not have been mistaken
about the fact recited in the Affidavit of Adjudication, etc.
Q : This document, this particular provision that you said that said deceased (Rufina de Castro Turla) "did not
was false, you did not tell anybody[,] ten or five years leave any descendant, xxx, or any other heir entitled to
later[,] that this is false, is it not? her estate’ [sic] . . . [.]32 (Emphasis in the original)

THE WITNESS Atty. Caringal argued that Atty. Santos was bound by the
statement in Mariano Turla’s affidavit that Rufina Turla
: I called the attention of Mr. Mariano Turla[.] I . . . asked had no other heir.33
him what about Lulu17 she is entitled [sic] to a share of
properties and he . . . told me, "Ako na ang bahala kay Moreover, Atty. Santos allegedly converted funds
Lulu[,] hindi ko pababayaan yan". So, he asked me to belonging to the heirs of Mariano Turla for his own
proceed with the Affidavit of Adjudication wherein he benefit. The funds involved were rental income from
claimed the whole [sic]properties for himself.18 Mariano Turla’s properties that were supposed to be
(Emphasis supplied) distributed to the heirs. Instead, Atty. Santos received the
rental income.34 Lastly, Atty. Caringal alleged that Atty.
Another Complaint19 was filed against Atty. Santos by Santos cited the repealed Article 262 of the Civil Code in
Atty. Jose Mangaser Caringal (Atty. Caringal). This was his arguments.35
docketed as A.C. No. 10584.20 Similar to Bernardino’s
Complaint, Atty. Caringal alleged that Atty. Santos In his Answer,36 Atty. Santos denied having falsified the
represented clients with conflicting interests.21 He also death certificate.37 He explained that the death
alleged that in representing Marilu Turla, Atty. Santos certificate and the Affidavit of Self-Adjudication were
would necessarily go against the claims of Mariano given to him by Mariano Turla and that he was not aware
Turla.22 that there was a falsified entry in the death certificate.38

Also, in representing Marilu Turla, Atty. Santos was As regards the issue on conflict of interest, Atty. Santos
allegedly violating the so-called "Dead Man’s Statute"23 argued that he did not represent and was not
because "he [would] be utilizing information or matters of representing conflicting interests since Mariano Turla
fact occurring before the death of his deceased client. was already dead.39 Further, "he [was] representing
Similarly, he . . . [would] be unscrupulously utilizing Marilu Turla against those who ha[d] an interest in her
information acquired during his professional relation with father’s estate."40 Mariano Turla’s Affidavit of Self-
his said client . . . that [would] constitute a breach of Adjudication never stated that there was no other legal
trust . . . or of privileged communication[.]"24 heir but only "that Mariano Turla was the sole heir of
Rufina Turla."41
Atty. Caringal further alleged that Atty. Santos violated
Canon 1225 of the Code of Professional Responsibility Regarding the allegations of Atty. Caringal, Atty. Santos
when he filed several cases against the other claimants insisted that he did not commit forum shopping because
of Mariano Turla’s estate.26 In other words, he engaged the various cases filed had different issues.42
in forum shopping.27
As to the conversion of funds, Atty. Santos explained that
In addition, Atty. Santos allegedly violated Canon 10, the funds used were being held by his client as the
Rule 10.0128 of the Code of Professional Responsibility special administratrix of the estate of Mariano Turla.43
when he drafted Mariano Turla’s Affidavit of Self- According to Atty. Santos, payment of attorney’s fees out
Adjudication. The Affidavit states that Mariano Turla is of the estate’s funds could be considered as "expenses
the sole heir of Rufina Turla, but Atty. Santos knew this to of administration."44 Also, payment of Atty. Santos’ legal
be false.29 Atty. Santos’ wife, Lynn Batac, is Mariano services was a matter which Atty. Caringal had no
Turla’s niece.30 As part of the family, Atty. Santos knew standing to question.45
that Rufina Turla had other heirs.31 Atty. Caringal further
alleged:
On the allegation that Atty. Santos cited a repealed
provision of law, he discussed that Article 262 of the Civil
Code is applicable because it was in force when Marilu . . . To further explain, the respondent[,] in agreeing to
Turla’s birth certificate was registered.46 represent Marilu Turla[,] placed himself in a position
where he is to refute the claim in Mariano Turla’s Affidavit
The Commission on Bar Discipline of the Integrated Bar of Adjudication that he is the only heir of Rufina Turla.54
of the Philippines recommended that Atty. Santos be (Citations omitted)
suspended for three (3) months.47
In the Resolution55 dated May 10, 2013, the Board of
It found that Bernardino failed to prove his allegation that Governors of the Integrated Bar of the Philippines (IBP
Atty. Santos knew that the death certificate was falsified Board of Governors) adopted and approved the findings
and used it to support Mariano Turla’s Affidavit of Self- and recommendations of the Commission on Bar
Adjudication.48 Likewise, Atty. Caringal failed to prove Discipline.
that Atty. Santos converted funds from Mariano Turla’s
estate.49 Atty. Santos filed a Motion for Partial Reconsideration,56
which was denied by the IBP Board of Governors in the
With regard to the citation of a repealed provision, the Resolution57 dated March 22, 2014.
Commission on Bar Discipline stated that the evidence
presented did not prove that Atty. Santos "knowingly This administrative case was forwarded to this court
cited a repealed law."50 Further, Atty. Santos did not through a letter of transmittal dated July 15, 2014,58
engage in forum shopping. The various cases filed pursuant to Rule 139-B, Section 12(b) of the Rules of
involved different parties and prayed for different Court which provides:
reliefs.51
RULE 139-B
However, the Commission on Bar Discipline agreed with DISBARMENT AND DISCIPLINE OF ATTORNEYS
Bernardino and Atty. Caringal that Atty. Santos
represented clients with conflicting interests.52 The SEC. 12. Review and decision by the Board of
Report and Recommendation53 of the Commission on Governors.—
Bar Discipline stated:

....
. . . Canon 15 of the Code of Professional Responsibility
particularly Rule 15.03 specifically proscribes members
of the bar from representing conflicting interests. The (b) If the Board, by the vote of a majority of its total
Supreme Court has explained that "the proscription membership, determines that the respondent should be
against representation of conflicting interest finds suspended from the practice of law or disbarred, it shall
application where the conflicting interests arise with issue a resolution setting forth its findings and
respect to the same general matter and is applicable recommendations which, together with the whole record
however slight such adverse interest may be; the fact of the case, shall forthwith be transmitted to the Supreme
that the conflict of interests is remote or merely probable Court for final action.
does not make the prohibition inoperative."
The issues in this case are: (1) whether respondent Atty.
.... Santos violated the Code of Professional Responsibility;
and (2) whether the penalty of suspension of three (3)
months from the practice of law is proper.
. . . In the case at bar, the fact that the respondent
represented Mariano Turla is no secret. The respondent
has in a number of pleadings/motions/documents and This court accepts and adopts the findings of fact of the
evenon the witness stand admitted that he drafted IBP Board of Governors’ Resolution. However, this court
Mariano Turla’s Affidavit of Adjudication which expressly modifies the recommended penalty of suspension from
states that he was the sole heir of Rufina Turla. the practice of law from three (3) months to one (1) year.

And then he afterwards agreed to represent Marilu Turla Canon 15, Rule 15.03 of the Code of Professional
who claimed to be Mariano Turla’s daughter. To Responsibility states:
substantiate her claim that she is Mariano Turla’s
daughter, the respondent admitted that he relied on the CANON 15 — A lawyer shall observe candor, fairness
birth certificate presented by Marilu Turla[,] which and loyalty in all his dealings and transactions with his
indicates that she is not only the daughter of Mariano client.
Turla but also of Rufina Turla as evidenced by the Birth
Certificate presented stating that Rufina Turla is Marilu
Turla’s mother. This means that Marilu Turla was also a ....
rightful heir to Rufina Turla’s inheritance and was
deprived of the same because of the Affidavit of Rule 15.03 — A lawyer shall not represent conflicting
Adjudication which he drafted for Mariano Turla[,] stating interests except by written consent of all concerned given
that he is his wife’s sole heir. after a full disclosure of the facts.
The rule on conflict of interest is based on the fiduciary evidence showing that he disclosed to Marilu Turla that
obligation in a lawyer-client relationship. Lawyers must he previously represented Mariano Turla and assisted
treat all information received from their clients with him in executing the Affidavit of Self-Adjudication. Thus,
utmost confidentiality in order to encourage clients to fully the allegation of conflict of interest against respondent
inform their counsels of the facts of their case.59 In was sufficiently proven.
Hornilla v. Atty. Salunat,60 this court explained what
conflict of interest means: Likewise, we accept and adopt the IBP Board of
Governors’ finding that respondent violated Canon 10,
There is conflict of interest when a lawyer represents Rule10.01 of the Code of Professional Responsibility,
inconsistent interests of two or more opposing parties. which states:
The test is "whether or not in behalf of one client, it is the
lawyer’s duty to fight for an issue or claim, but it is his CANON 10 — A lawyer owes candor, fairness and good
duty to oppose it for the other client. In brief, if he argues faith to the court.
for one client, this argument will be opposed by him when
he argues for the other client." This rule covers not only
cases in which confidential communications have been Rule 10.01 — A lawyer shall not do any falsehood, nor
confided, but also those in which no confidence has been consent to the doing of any in court; nor shall he mislead
bestowed or will be used. Also, there is conflict of or allow the court to be mislead by any artifice.
interests if the acceptance of the new retainer will require
the attorney to perform an act which will injuriously affect In the Report, the Commission on Bar Discipline
his first client in any matter in which he represents him explained:
and also whether he will be called upon in his new
relation to use against his first client any knowledge
acquired through their connection. Another test of the Corollary to the foregoing, the Commission by virtue of
inconsistency of interests is whether the acceptance of a the doctrine res ipsa loquitor[sic] finds that the
new relation will prevent an attorney from the full respondent’s act of failing to thwart his client Mariano
discharge of his duty of undivided fidelity and loyalty to Turla from filing the Affidavit of Adjudication despite . . .
his client or invite suspicion of unfaithfulness or double his knowledge of the existence of Marilu Turla as a
dealing in the performance thereof.61 (Emphasis possible heir to the estate of Rufina Turla, the
supplied, citations omitted) respondent failed to uphold his obligation as a member of
the bar to be the stewards of justice and protectors of
what is just, legal and proper. Thus in failing to do his
Applying the test to determine whether conflict of interest duty and acting dishonestly[,] not only was he in
exists, respondent would necessarily refute Mariano contravention of the Lawyer’s Oath but was also in
Turla’s claim that he is Rufina Turla’s sole heir when he violation of Canon 10, Rule 10.01 of the Code of
agreed to represent Marilu Turla. Worse, he knew that Professional Responsibility.66 (Emphasis in the original)
Mariano Turla was not the only heir. As stated in the
Report of the Commission on Bar Discipline:
As officers of the court, lawyers have the duty to uphold
the rule of law. In doing so, lawyers are expected to be
Worse[,] the respondent himself on the witness stand honest in all their dealings.67 Unfortunately, respondent
during his April 14, 2009 testimony in the Civil Case for was far from being honest. With full knowledge that
Sum of Money with Prayer of Writ of Preliminary Rufina Turla had another heir, he acceded to Mariano
Injunction and Temporary Restraining Order docketed as Turla’s request to prepare the Affidavit of Self-
Civil Case No. 09-269 filed with the RTC of Makati City Adjudication.68
admitted as follows: "I called the attention of Mr. Mariano
Turla[.] I . . . asked him what about Lulu she is entitled
[sic] to a share of properties and he . . . told me, ‘Ako na This court notes that the wording of the IBP Board of
ang bahala kay Lulu[,] hindi ko pababayaan yan.’ So he Governors’ Resolutions dated May 10, 2013 and March
asked me to proceed with the Affidavit of Adjudication 22, 2014 seems to imply that it is the Integrated Bar of
wherein he claimed the whole [sic] properties for the Philippines that has the authority to impose sanctions
himself." This very admission proves that the respondent on lawyers. This is wrong.
was privy to Marilu Turla’s standing as a legal and rightful
heir to Rufina Turla’s estate.62 (Citation omitted) The authority to discipline members of the Bar is vested
in this court under the 1987 Constitution: ARTICLE VIII
However, Rule 15.03 provides for an exception,
specifically, "by written consent of all concerned given JUDICIAL DEPARTMENT
after a full disclosure of the facts."63 Respondent had the
duty to inform Mariano Turla and Marilu Turla that there
is a conflict of interest and to obtain their written consent. ....

Mariano Turla died on February 5, 2009,64 while Section 5. The Supreme Court shall have the following
respondent represented Marilu Turla in March 2009.65 It powers:
is understandable why respondent was unable to obtain
Mariano Turla’s consent. Still, respondent did not present ....
(5) Promulgate rules concerning the protection and the Integrated Bar of the Philippines. The findings of the
enforcement of constitutional rights, pleading, practice, Integrated Bar, however, can only be recommendatory,
and procedure in all courts, the admission to the practice consistent with the constitutional powers of this court.
of law, the integrated bar, and legal assistance to the
underprivileged. . . . (Emphasis supplied) Its recommended penalties are also, by its nature,
recommendatory.74
Zaldivar v. Sandiganbayan69 elucidated on this court’s
"plenary disciplinary authority over attorneys"70 and The authority given to the Integrated Bar of the
discussed: Philippines is based on Rule 139-B, Section 1 of the
Rules of Court, which provides that "[p]roceedings for the
We begin by referring to the authority of the Supreme disbarment, suspension or discipline of attorneys may be
Court to discipline officers of the court and members of taken by the Supreme Court motu proprio, or by the
the court and members of the Bar. The Supreme Court, Integrated Bar of the Philippines . . . upon the verified
as regular and guardian of the legal profession, has complaint of any person." However, this authority is only
plenary disciplinary authority over attorneys. The to assist this court with the investigation of the case, to
authority to discipline lawyers stems from the Court’s determine factual findings, and to recommend, at best,
constitutional mandate to regulate admission to the the penalty that may be imposed on the erring lawyer.
practice of law, which includes as well authority to
regulate the practice itself of law. Quite apart from this We reiterate the discussion in Tenoso v. Atty.
constitutional mandate, the disciplinary authority of the Echanez:75
Supreme Court over members of the Bar is an inherent
power incidental to the proper administration of justice
and essential to an orderly discharge of judicial functions. Time and again, this Court emphasizes that the practice
... of law is imbued with public interest and that "a lawyer
owes substantial duties not only to his client, but also to
his brethren in the profession, to the courts, and to the
. . . The disciplinary authority of the Court over members nation, and takes part in one of the most important
of the Bar is but corollary to the Court’s exclusive power functions of the State—the administration of justice—as
of admission to the Bar. A lawyers [sic] is not merely a an officer of the court." Accordingly, "[l]awyers are bound
professional but also an officer of the court and as such, to maintain not only a high standard of legal proficiency,
he is called upon to share in the task and responsibility of but also of morality, honesty, integrity and fair dealing."76
dispensing justice and resolving disputes in society.71 (Citations omitted)
(Citations omitted)

Only this court can impose sanctions on members of the


This court’s authority is restated under Rule 138 of the Bar.1âwphi1 This disciplinary authority is granted by the
Rules of Court, specifically: Constitution and cannot be relinquished by this court.77
The Resolutions of the Integrated Bar of the Philippines
RULE 138 are, at best, recommendatory, and its findings and
ATTORNEYS AND ADMISSION TO BAR recommendations should not be equated with Decisions
.... and Resolutions rendered by this court. WHEREFORE,
we find respondent Atty. Victor Rey Santos guilty of
SEC. 27. Disbarment or suspension of attorneys by violating Canon 15, Rule 15.03 and Canon 10, Rule
Supreme Court, grounds therefor.—A member of the bar 10.01 of the Code of Professional Responsibility. The
may be disbarred or suspended from his office as findings of fact and recommendations of the Board of
attorney by the Supreme Court for any deceit, Governors of the Integrated Bar of the Philippines dated
malpractice, or other gross misconduct in such office, May 10, 2013 and March 22, 2014 are ACCEPTED and
grossly immoral conduct, or by reason of his conviction of ADOPTED with the MODIFICATION that the penalty of
a crime involving moral turpitude, or for any violation of suspension from the practice of law for one (1) year is
the oath which he is required to take before admission to imposed upon Atty. Victor Rey Santos. He is warned that
practice, or for a wilful disobedience appearing as an a repetition of the same or similar act shall be dealt with
attorney for a party to a case without authority so to do. more severely.
The practice of soliciting cases at law for the purpose of
gain, either personally or through paid agents or brokers, Let a copy of this Resolution be furnished the Office of
constitutes malpractice. (Emphasis supplied) the Bar Confidant, to be appended to respondent’s
personal record as attorney, to the Integrated Bar of the
In Ramirez v. Buhayang-Margallo,72 this court Philippines, and to the Office of the Court Administrator
emphasized the authority of this court to impose for dissemination to all courts throughout the country for
disciplinary action on those admitted to the practice of their
law.
information and guidance.
Parenthetically, it is this court that has the constitutionally
mandated duty to discipline lawyers.73 Under the current SO ORDERED.
rules, the duty to assist fact finding can be delegated to
MARVIC M.V.F. LEONEN (21.) IN RE CUNANAN (94 Phil 534)
Associate Justice March 18, 1954

FACTS:
Cayetano vs. Monsod 201 SCRA 210 September 1991
Congress passed Republic Act Number 972,
commonly known as the “Bar Flunkers’ Act of 1953.” In
Cayetano vs. Monsod
accordance with the said law, the Supreme Court then
201 SCRA 210 passed and admitted to the bar those candidates who
had obtained an average of 72 per cent by raising it to 75
September 1991 percent. After its approval, many of the unsuccessful
postwar candidates filed petitions for admission to the
Facts: Respondent Christian Monsod was nominated by bar invoking its provisions, while other motions for the
President Corazon C. Aquino to the position of chairman revision of their examination papers were still pending
of the COMELEC. Petitioner opposed the nomination
also invoked the aforesaid law as an additional ground
because allegedly Monsod does not posses required
qualification of having been engaged in the practice of for admission. There are also others who have sought
law for at least ten years. The 1987 constitution provides simply the reconsideration of their grades without,
in Section 1, Article IX-C: There shall be a Commission however, invoking the law in question. To avoid injustice
on Elections composed of a Chairman and six to individual petitioners, the court first reviewed the
Commissioners who shall be natural-born citizens of the motions for reconsideration, irrespective of whether or
Philippines and, at the time of their appointment, at least not they had invoked Republic Act No. 972.
thirty-five years of age, holders of a college degree, and
must not have been candidates for any elective position
in the immediately preceding elections. However, a
majority thereof, including the Chairman, shall be
members of the Philippine Bar who have been engaged ISSUE:
in the practice of law for at least ten years.
Whether or not RA No. 972 is constitutional.
Issue: Whether the respondent does not posses the
required qualification of having engaged in the practice of
law for at least ten years.
HELD:
Held: In the case of Philippine Lawyers Association vs.
Agrava, stated: The practice of law is not limited to the No. It is not constitutional.
conduct of cases or litigation in court; it embraces the
preparation of pleadings and other papers incident to
actions and special proceeding, the management of such By its declared objective, the law is contrary to
actions and proceedings on behalf of clients before public interest because it qualifies 1,094 law graduates
judges and courts, and in addition, conveying. In general, who confessedly had inadequate preparation for the
all advice to clients, and all action taken for them in practice of the profession, as was exactly found by this
matters connected with the law incorporation services, Tribunal in the aforesaid examinations. The public
assessment and condemnation services, contemplating interest demands of legal profession adequate
an appearance before judicial body, the foreclosure of
preparation and efficiency, precisely more so as legal
mortgage, enforcement of a creditor’s claim in
bankruptcy and insolvency proceedings, and conducting problem evolved by the times become more difficult. An
proceedings in attachment, and in matters of estate and adequate legal preparation is one of the vital requisites
guardianship have been held to constitute law practice. for the practice of law that should be developed
Practice of law means any activity, in or out court, which constantly and maintained firmly.
requires the application of law, legal procedure,
knowledge, training and experience. In the judicial system from which ours has been
evolved, the admission, suspension, disbarment and
The contention that Atty. Monsod does not posses the
reinstatement of attorneys at law in the practice of the
required qualification of having engaged in the practice of
law for at least ten years is incorrect since Atty. Monsod’s profession and their supervision have been disputably a
past work experience as a lawyer-economist, a lawyer- judicial function and responsibility. Even considering the
manager, a lawyer-entrepreneur of industry, a lawyer- power granted to Congress by our Constitution to repeal,
negotiator of contracts, and a lawyer-legislator of both alter supplement the rules promulgated by this Court
rich and the poor – verily more than satisfy the regarding the admission to the practice of law, to our
constitutional requirement for the position of COMELEC judgment and proposition that the admission,
chairman, The respondent has been engaged in the
practice of law for at least ten years does In the view of suspension, disbarment and reinstatement of the
the foregoing, the petition is DISMISSED. attorneys at law is a legislative function, properly
belonging to Congress, is unacceptable. The function towards that end in the admission, suspension,
requires (1) previously established rules and principles, disbarment and reinstatement of lawyers to the Bar,
(2) concrete facts, whether past or present, affecting inasmuch as a good bar assists immensely in the daily
performance of judicial functions and is essential to a
determinate individuals. and (3) decision as to whether
worthy administration of justice. It is therefore the primary
these facts are governed by the rules and principles; in and inherent prerogative of the Supreme Court to render
effect, a judicial function of the highest degree. And it the ultimate decision on who may be admitted and may
becomes more undisputably judicial, and not legislative, continue in the practice of law according to existing rules.
if previous judicial resolutions on the petitions of these
same individuals are attempted to be revoked or 4. The reason advanced for the pretended
modified. classification of candidates, which the law makes, is
contrary to facts which are of general knowledge and
Its retroactivity is invalid in such a way, that does not justify the admission to the Bar of law students
what the law seeks to “cure” are not the rules set in place inadequately prepared. The pretended classification is
by the SC but the lack of will or the defect in judgement arbitrary. It is undoubtedly a class legislation.
of the court, and this power is not included in the power
granted by the Constitution to Congress, it lies 5. Article 2 of Republic Act No. 972 is not
exclusively within the judiciary. embraced in the title of the law, contrary to what the
Constitution enjoins, and being inseparable from the
provisions of article 1, the entire law is void.
Laws are unconstitutional on the following
grounds: first, because they are not within the legislative
powers of Congress to enact, or Congress has exceeded 6. Lacking in eight votes to declare the nullity of
that part of article 1 referring to the examinations of 1953
its powers; second, because they create or establish to 1955, said part of article 1, insofar as it concerns the
arbitrary methods or forms that infringe constitutional examinations in those years, shall continue in force.
principles; and third, because their purposes or effects
violate the Constitution or its basic principles. As has
already been seen, the contested law suffers from these
fatal defects.
FATHER RANHILIO C. AQUINO v. ATTY. EDWIN
Republic Act No. 972 is unconstitutional and PASCUA, AC. NO. 5095, 2007-11-28
therefore, void, and without any force nor effect for the
following reasons, to wit:
Facts:

1. Because its declared purpose is to admit 810


In his letter-complaint, Father Aquino alleged that Atty.
candidates who failed in the bar examinations of 1946-
Pascua falsified two documents committed as follows:
1952, and who, it admits, are certainly inadequately
prepared to practice law, as was exactly found by this
Court in the aforesaid years. It decrees the admission to (1) He made it appear that he had notarized the
the Bar of these candidates, depriving this Tribunal of the "Affidavit-Complaint" of one Joseph B. Acorda entering
opportunity to determine if they are at present already the same as "Doc. No. 1213, Page No. 243, Book III,
prepared to become members of the Bar. It obliges the Series of 1998, dated December 10, 1998".
Tribunal to perform something contrary to reason and in
an arbitrary manner. This is a manifest encroachment on (2) He also made it appear that he had notarized the
the constitutional responsibility of the Supreme Court. "Affidavit-Complaint" of one Remigio B. Domingo
entering the same as "Doc. No. 1214, Page 243, Book III,
2. Because it is, in effect, a judgment revoking Series of 1998, dated December 10, 1998.
the resolution of this Court on the petitions of these 810
candidates, without having examined their respective Father Aquino further alleged that on June 23 and July
examination papers, and although it is admitted that this 26, 1999, Atty. Angel Beltran, Clerk of Court, Regional
Tribunal may reconsider said resolution at any time for Trial Court, Tuguegarao, certified that none of the above
justifiable reasons, only this Court and no other may entries appear in the Notarial Register of Atty. Pascua;
revise and alter them. In attempting to do it directly that the last entry therein was Document No. 1200...
Republic Act No. 972 violated the Constitution. executed on December 28, 1998; and that, therefore, he
could not have notarized Documents Nos. 1213 and
3. By the disputed law, Congress has exceeded 1214 on December 10, 1998.
its legislative power to repeal, alter and supplement the
rules on admission to the Bar. Such additional or Atty. Pascua admitted having notarized the two
amendatory rules are, as they ought to be, intended to documents on December 10, 1998, but they were not
regulate acts subsequent to its promulgation and should entered in his Notarial Register due to the oversight of
tend to improve and elevate the practice of law, and this his legal secretary, Lyn Elsie C. Patli, whose affidavit
Tribunal shall consider these rules as minimum norms was... attached to his comment.
On April 21, 2003, the Office of the Bar Confidant issued revocation of notarial commission, the same should...
its Report and Recommendation partly reproduced as also be imposed upon him.
follows:
WHEREFORE, Atty. Edwin Pascua is declared GUILTY
A notarial document is by law entitled to full faith and of misconduct and is SUSPENDED from the practice of
credit upon its face. For this reason, notaries public must law for three (3) months with a STERN WARNING that a
observe the utmost care to comply with the formalities repetition of the same or similar act will be dealt with
and the basic requirement in the performance of their more severely. His notarial commission,... if still existing,
duties (Realino v. Villamor, 87 is ordered REVOKED.

SCRA 318). SO ORDERED.

Under the notarial law, "the notary public shall enter in


such register, in chronological order, the nature of each
instrument executed, sworn to, or acknowledged before
him, the person executing, swearing to, or
acknowledging the instrument, xxx xxx. The notary shall
give to... each instrument executed, sworn to, or
acknowledged before him a number corresponding to the
one in his register, and shall also state on the instrument
the page or pages of his register on which the same is
recorded. No blank line shall be left between entries"

Failure of the notary to make the proper entry or entries


in his notarial register touching his notarial acts in the
manner required by law is a ground for revocation of his
commission

In the instant case, there is no question that the subject


documents allegedly notarized by Atty. Pascua were not
recorded in his notarial register.

Issues:

Atty. Pascua guilty of misconduct in the performance of


his duties for failing to register in his Notarial Register
the... affidavit-complaints of Joseph B. Acorda and
Remigio B. Domingo.

Ruling:

His failure to enter into his notarial register the


documents that he admittedly notarized is a dereliction of
duty on his... part as a notary public and he is bound by
the acts of his staff.

The claim of Atty. Pascua that it was simple inadvertence


is far from true.

fter a close review of the records of this case, we resolve


to adopt the findings of facts and conclusion of law by the
Office of the Bar Confidant. We find Atty. Pascua guilty of
misconduct in the performance of his duties for failing to
register in his Notarial Register the... affidavit-complaints
of Joseph B. Acorda and Remigio B. Domingo.

In the present case, considering that this is Atty.


Pascua's first offense, we believe that the imposition of a
three-month suspension from the practice of law upon
him is in order. Likewise, since his offense is a ground for

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