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Towards a Typology of Community Participation in the Tourism Development


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DOI: 10.1080/13032917.1999.9686975

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Geoforum 36 (2005) 333–352
www.elsevier.com/locate/geoforum

Stages in the emergence of a participatory tourism


development approach in the Developing World
Cevat Tosun
School of Tourism and Hotel Management, Mustafa Kemal Universitesi, Turizm Islet. Otel. Yuksekokulu,
Numune Mah. Dr. Sadik Ahmet Cad. 31200 Iskenderun, Hatay, Turkey

Received 4 March 2003; received in revised form 9 January 2004

Abstract

This study has attempted to examine and explain the stages in the emergence of the participatory tourism development approach
under prevailing socio-economic, cultural and political conditions in developing countries without ignoring rural, peripheral areas of
the developed world. It identifies three stages. These are: (1) the emergence of the pressures from external and internal factors on the
central government to accept, support and facilitate the implementation of a participatory development approach, (2) the emergence
of political will at central level, and (3) enacting legal measurements, re-structuring administrative systems at operational level and
the actual community consultation or participation process. These stages are explored and elaborated under the guidance of three
propositions. It concludes that political will at central level, enacting relevant legal measurements, empowering local communities
and cooperation of dominant elite groups are sine qua non for the emergence and operationalization of the participatory tourism
development approach as a pro-active tourism development strategy in a given developing country.
 2004 Elsevier Ltd. All rights reserved.

Keywords: Participatory development; Tourism; Stages; Limits; Developing countries; Peripheral areas

1. Introduction education, more accessible services of welfare state,


etc. in Western countries have built the infrastructure
The origin of current community participation is for the participatory tourism development approach.
based on three main historical antecedents. These are Thus, the participatory tourism development approach
western ideologies and political theories; the Third World in the developed world had become a reality in the early
community development movement of the 1950s and 1980s whereas it has not been recognized yet in the devel-
1960s; and finally Western social work and community oping world in the early 2000s (Göymen, 2000; Tosun,
radicalism (Midgley, 1986a). Accumulation of participa- 2001).
tory experience in the social, political and economic life The concept of participatory tourism development
of Western societies has become the modern source approach appears not to have been fully considered in
of inclination for community participation in the tour- the context of developing nations. For example, how
ism development process (CPTDP). The accumulated will it emerge? How can its emergence as a development
participatory experience in other parts of life and wider strategy be initiated or accelerated? Who can help in this
enabling economic, social, political and cultural fac- process? In what stages will it pass so as to become a
tors such as more democratic government, high level of reality? These questions and the similar ones have not
been fully answered. It is the main objective of this arti-
cle to find answers for some of these questions in general
E-mail address: cevattosun@hotmail.com and to examine stages in the emergence of community

0016-7185/$ - see front matter  2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.geoforum.2004.06.003
334 C. Tosun / Geoforum 36 (2005) 333–352

participation in the conventional tourism development face difficulty to satisfy their immediate basic needs
process in the context of developing countries in partic- (Chazan, 1993; Dei, 2000; Diamond, 1995; Dieke,
ular based upon a set of propositions developed to lead 1991, 2000; Jones, 1990; Todaro, 1994).
the discussion. Admittedly, this is not an easy task. After giving a brief conceptual description of commu-
Many complexities such as lack of transparencies, polit- nity participation in general and CPTDP in particular,
ical instability, lack of information and data about this study will consider general characteristics of devel-
developmental issues, and undemocratic special circum- oping countries. Then, the study will discuss stages in
stances make it difficult to simultaneously highlight the emergence of participatory tourism development ap-
tourism and local participation in developing nations. proach by taking into account socio-economic, political
In the existence of these difficulties for finding evidence and cultural factors in the developing world under the
to strictly support every contention about CPTDP this guidance of the proposed propositions. The evolution-
paper may reflect in part a polemic based upon the ary stages of participatory tourism development model
authorÕs observations and experiences. are presented in Fig. 1. Finally, based upon overall dis-
The literature review regarding community participa- cussion several conclusions will be drawn.
tion practice and theory shows that there is no standard-
ized community participation or involvement procedure.
Bradley and Karunadasa state that ‘‘despite many 2. Scope of participatory development approach
examples of projects involving various degrees of com-
munity participation, there is no clearly defined commu- In general, according to traditional democratic the-
nity participation procedures which will guarantee a ory, participation is a political activity, civic duty and
successful project in every situation’’ (1989, p. 132). individual right. Indeed, it is an indicator of political
The process of community involvement in development well being, and sine qua non of a democracy (Dowse
efforts differs according to sectors of the economy in a and Hughes, 1986). However, in a number of demo-
country and prevailing local conditions under which cratic countries, voting only in a political election is no
community involvement will be practiced (see Alterman, longer regarded as a satisfactory form of the participa-
1982; Chetkov-Yanoov, 1986; Din, 1997; Paul, 1987; tion in public affairs. Political representation based on
Bamberger, 1991 and Skelcher, 1993; Sofield, 1996; historic pattern is inadequate to meet the needs of
Tosun, 2000; Timothy and Tosun, 2003). Not surpris- fast-changing societies (Wilkins and Passett, 1971). Par-
ingly, there seems to be no examples of a community ticipation as the act of voting in the periodic election of
participation process developed for the tourism sector representatives is a narrow and restrictive view of the
at practical or normative levels. The absence of a stand- role of community participation. Hence, common use
ardized community participation process may be desira- of the term community participation does not cover
ble since attempts to produce standard steps for the the more conventional forms of democratic participa-
community involvement process may severely limit the tion such as voting for elected officials, voting on refer-
flexibility necessary to satisfy community requirements endum and other issues, running for and holding elected
and to meet actual site conditions. However, there is a office, and the use of law suits (Cvetkovich and Earle,
need, therefore, to develop and disseminate sector- 1994). The central concept of participation in decision
related guidelines or at least advise on the use of com- making and development planning goes far beyond the
munity participation in projects relevant to specific political right to vote in elections. In other words, mean-
country contexts. These arguments may partly reveal ingful participation should go beyond control over re-
the necessity of studying CPTDP separately from com- sources and institutions exercised through periodic
munity participation in other sectors such as housing, election, because such control may only be nominal. Un-
education, health services, etc. less there are self-protecting and self-realizing ways for
It should be noted that this study is selective in its the hitherto excluded, adult franchise and going to the
coverage. In its limited scope, it discusses community polls may not mean much. Administration of the whole
participation in the context of tourism development in system may be operated in such a way that it may be-
developing countries although the evolutionary model come a fact that mass of the people do not have a real
suggested by this study may partly apply to community share in it, and in frustration then it may opt not to
participation in the other sectors of developing econo- be actively involved.
mies, and community participation in tourism and the Although community participation as a development
other sectoral development projects in rural, peripheral strategy is clearly different from political participation as
areas of economically advanced countries. On the other a political act or civic duty, most scholars accept that the
hand, this study does not cover CPTDP in under-devel- term community participation is ambiguous and vague
oped nations such as sub-Saharan countries in Africa (Godschalk, 1971; Midgley, 1986a; UN, 1981; Tosun,
where necessary institutional arrangements for democ- 2000). It appears that confusion and vagueness predom-
ratization process have not been established and people inate concerning the operational meaning of community
C. Tosun / Geoforum 36 (2005) 333–352 335

Emergence of Pressures Factors


External Pressures Internal Pressures
Factors Factors
World Tourism Organization, Non-governmental Stage-1
International Monetary Fund, Organizations, Emergence of pressures
International Tour Operators, Local Communities, on central government
European Union, Educational Progress, and military and business
World Bank, Consciousness, etc.. and elites to implement
The United Nations, etc.. participatory development
approach

Dominant
Elite Groups

Bodies of Central Government


Stage-2
Political acceptance
National Tourism Bodies Committee process, and
at the Cabinet of preparation of
Assembly Level Ministries relevant law and
regulation

Local Bodies
Stage-3
Administrative
Bodies
Appointed

Elected Non-governmental re-structuring as a


Bodies Organizations part of the political
and legislative process,
community consultation
and community
participation

Appointed Elected Steering

Task Forces Committee

Keys:

Two-way communication and Mandatory direction


feedback in a form of based upon law and
recommendations regulation

Fig. 1. Stages in emergence of community participation in tourism.

participation since the concept of community participa- number of researchers in development studies and rele-
tion is a subject to multiple definitions that reflect differ- vant organizations such as the World Bank (WB),
ent ideological interpretations of development and may World Health Organization (WHO), UNICEF, the Uni-
take diverse forms, which range along a continuum. At ted Nations (UN) (see Cohen and Uphoff, 1980; Green
one end, it can initiate participatory movement at the and Isely, 1988; Gow and Vansant, 1983; Midgley,
grassroots level without technocratsÕ sponsorship; at 1986a; Morgan, 1993; Moser, 1989; Stone, 1989; UN,
the other, professionals and politicians impose it by 1975, 1981, etc.). While it is not appropriate to provide
structuring the organization (Lisk, 1985; Moser, 1989; a detailed historical account of the concept of commu-
Morgan, 1993). This makes it impossible to encapsulate nity participation in the development process, it appears
within one definitive term. It may be, therefore, those to be essential to give a brief explanation of the term to
decision-makers, technocrats and other sponsors of such establish a conceptual framework in the context of this
(participatory) initiatives are more concerned with paper.
implementation procedures than definitions. The United Nations Economic and Social Council res-
Comprehensive reviews of the historical development olution 1929 (LVIII) proposed the concept of participa-
of community participation have been provided by a tion in development as follows: ‘‘participation requires
336 C. Tosun / Geoforum 36 (2005) 333–352

the voluntary and democratic involvement of people in interests own major industries and land, any participa-
(a) contributing to the development effort (b) sharing tion will mean little in terms of economic gains and will
equitably in the benefits derived there from and (c) deci- inevitably fall under manipulation or pseudo participa-
sion-making in respect of setting goals, formulating pol- tion. On the other hand, the longevity and intensity of
icies and planning and implementing economic and community participation is not adequately addressed.
social development programs’’ (Midgley, 1986a, p. 25). In terms of participation, local people may be placed
Although the UN did not clearly mention distribution fairly high up the ladder, but enthusiasm may wane over
of some power hitherto excluded, the proposed resolu- time, be lower than expected, or be preempted by other
tion for the concept of community participation implies concerns beyond the communityÕs control, such as the
and requires a certain level of power sharing and trans- political and economic instability prevailing in many
ferring to have-not individuals. developing countries.
According to Arnstein, citizen participation is ‘‘the
redistribution of power that enables the have-not citi- 2.1. Definition of community participation in the
zens. . . it is the means by which they can induce signifi- tourism development process
cant social reform, which enables them to share in the
benefits of the affluent’’ (1969, p. 216). In this definition Community participation as a tourism development
of participation, the most important point is the degree strategy has been accepted and supported by many
of power distribution. Arnstein has approached this in scholars of tourism. However, the review of the tourism
terms of a ladder or typology of citizen participation literature suggests that different phareses have been used
including eight levels, which are classified in turn among interchangeably to explain the participatory develop-
three categories relative to authentic citizen participa- ment strategy (see Blank, 1989; Haywood, 1988; Ins-
tion. Pretty (1995) describes community participation keep, 1994; Jamal and Getz, 1995; Keogh, 1990;
at seven levels that run from manipulative participation Murphy, 1985; Simmons, 1994; Prentice, 1993; Ryan
to self-mobilization. Each level allows for the differing and Montgomery, 1994; Tosun and Jenkins, 1998;
degrees of external involvement and local control, and etc.). This may imply that there is no agreement among
reflects the power relationships between them. While scholars on what the term means. Consequently, sub-
manipulative participation represents unfair or pseudo stantial arguments have been raised for CPTDP.
participation in which non-local people have all power Although giving a comprehensive review of these argu-
and control over the development process, self-mobiliza- ments may be helpful, here is not the place to touch
tion describes full control and power of local people upon them in any further detail. As implied, each re-
over all aspects of the development process. searcher should define and explain the term CPTDP to
Stiefel and WolfeÕs (1994) approach to the defini- suit their studies and fulfill their pre-determined spe-
tional argument of community participation seems to cific goals since it is very difficult to establish a universal
be identical with ArnsteinÕs approach and PrettyÕs valid definition of community participation.
model. They all emphasize community participation as a Nevertheless, this study considers CPTDP as an
categorical term for citizen power that has a paramount adaptive and categorical (flexible) paradigm that allows
importance since it may reflect a range of possible power local communities in various tourist destinations at dif-
distribution to have-not individuals in community in the ferent levels of development to participate in the deci-
real world. In short, unlike many other attempts to pin sion making process of tourism development including
down the elusive nature of community participation, sharing benefits of tourism development, and deter-
these categorical and flexible approaches for community mining type and scale of tourism development in their
power succeed in clarifying the concept of community localities (Tosun, 2000). In the context of this arti-
participation, which is analytical and comprehensive. cle community participation is considered as a tool to
However, it should be noted that although commu- design tourism development in such a way that intended
nity participation is presented as an important tool to beneficiaries (indigenous people) are encouraged to
achieve sustainable tourism development in general, it take tourism development matters into their own hands
has many constrains. It is assumed that the greater the via mobilizing their own resources, defining their felt-
degree of community participation is, the better devel- needs, and making their own decisions about how to
opment or planning will be. This may not be the case use tourism for meeting their own needs. In other words,
in reality because of paternalism, racism, clientelism, community participation as a tourism development
lack of financial resources and lack of expertise in addi- strategy is based on community resources, needs and
tion to the other structural problems in many develop- decisions. To a large extent, in the context of a partici-
ing countries and peripheral areas of the developed patory development approach host communities them-
world (Tosun, 2000). You can have a high degree of selves determine tourism policies. Hence, members of
community participation in the decision making process host communities are the main actors of development.
of development projects, but if local elite or foreign This may imply that host communities themselves can
C. Tosun / Geoforum 36 (2005) 333–352 337

only determine the best for their own needs. However, some under developed countries such as sub-Saharan
someone may ask that if the basic needs for food and countries where basic needs of people have not been sat-
shelter are what concern people in local tourist destina- isfied and institutional arrangements for basic democra-
tions the most, do they have the motivation and are they tization process have not initiated are not considered in
ready to participate in tourism? Do people at the local the scope of this study. Clearly, in this heterogeneous
level have the necessary skills and training to provide collection of nation states some countries are closer
meaningful input? How will community participation to ÔdevelopmentÕ than the others. However, most devel-
be carried out under the wide-spread political and eco- oping countries are characterized by a number of struc-
nomic instability? What and who will guarantee enthusi- tural deficiencies. These common features of developing
asm for local CPTDP? It is difficult to deny those countries can be given under three main traditional
limitations about community participation in the con- headings.
ventional tourism development process, but it should
be accepted that host communities would learn the pol- 3.1. Socio-economic features
itics of tourism development by participating in local
institutions and associations that make decisions on • Low level of living. General levels of living tend to be
tourism projects and other local developmental issues. very low for the vast majority of people in the devel-
Clearly, ‘‘We do not learn to read or write, to ride or oping world. ‘‘This is true not only in relation to their
swim, by merely being told how to do it but by doing counterparts in rich nations but often also in relation
it, so it is only by practicing popular government on a to small elite groups within their own societies’’ (Tod-
limited scale, that people will ever learn how to exercise aro, 1994, p. 38). These low levels of living are man-
it on a large scale’’ (Low, 1991, p. 86). ifested quantitatively and qualitatively in the form of
In brief, the working definition of CPTDP for this low income (poverty), inadequate housing, poor
study accepts community participation as a categorical health, limited or no education, high infant mortality,
term that legitimizes various forms (direct, indirect, ac- low life and work expectancy, and in many cases a
tive, passive, etc.) of participation at different levels general of malaise and hopelessness (Graham, 1994;
(local, regional and national) under specific circum- Pinch, 1997; Todaro, 1994).
stances. Obviously, participation is not an aim for local • Lack of services of welfare state. The vast majority of
communities, but a means to create opportunities to people are excluded from socio-economic life. The
take tourism development matters into their hands state does not feel responsible for providing unem-
through utilizing their potential resources and having ployment benefits, general health insurance, child
more information about tourism development issues. benefits, etc. (Jones, 1990; Tosun, 2001).
The main aim of CPTDP is to empower host communi- • High rates of population growth and dependency
ties in a gradual process to take control over tourism burdens (Nafziger, 1990; Todaro, 1994).
development in particular and other local matters in • Low per capita national income (see Todaro, 1994).
general. This can be achieved by participation of local • Low economic growth rates.
communities in the decision making process of tourism • Increasing income inequality (Todaro, 1994).
development and in the benefits of tourism. • High and increasing unemployment and under-
Before progressing further, it seems to be beneficial to employment.
give a brief characteristic of developing countries since • Inadequate human resources (Nafziger, 1990; Thirl-
this study will examine and explain stages in emergence wall, 1990).
of community participation as a tourism development • Narrow resources base.
strategy under common prevailing conditions in devel- • Low level of capital accumulation (Todaro, 1994).
oping countries. • Dependence on primary products (Killick, 1981;
Todaro, 1994).
• Declining terms of trade.
3. Common characteristics of developing countries

At the risk of overgeneralization, developing coun- 3.2. Political features


tries collectively refer to Asian, Latin American and
the former second world countries to distinguish them • High level of centralization in public administration
from the economically advanced Ôcapitalist democraticÕ system (UN, 1981; Tosun, 2000).
countries. In the context of this article, while developing • Wide-spread patron–client relationships (Ayata,
nations/countries here refer to countries not regarded by 1994; Escobar, 1994; Wang, 1994).
the WB as High Income Economies, as well as about a • Elite domination in political life (Das Gupta, 1995;
dozen oil-rich states and a few island economies with rel- Diamond et al., 1995; Levy and Bruhn, 1995; Lamou-
atively high GNP per capita (see Harrison, 1992, p. 2), nier, 1995).
338 C. Tosun / Geoforum 36 (2005) 333–352

• High level of favoritism and nepotism (Tosun, 2000). • Apathy among the poor stops them effectively
• Inadequate or no democratic experience. demanding that the institutions which serve them
• High level of political instability. accommodate their needs. The output is that ‘‘their
• High level of clashes among supporters of different plight worsens and their capacity for effective action
ideologies or tribes. is further weakened. A vicious cycle of poverty rein-
forces a vicious cycle of bureaucratic dysfunction’’
(Miller and Rein, 1975, p. 7).
3.3. Cultural features
The above argument suggests that the biggest chal-
• The given socio-economic and political factors natu- lenge for the poor in the developing world appears to
rally have shaped cultural features of people in devel- be mere survival that occupies all their time and con-
oping countries. sumes their energy. Under such conditions, it may be
• The vast majority of the people in the developing a luxury for these hitherto excluded to take an active
world have been excluded from socio-political life and direct role in a participatory program, which also
owing to the fact that, as UN (1981) argued, they requires time and energy that they cannot afford.
are absorbed by the daily challenge of survival, which
makes it very difficult, if not impossible, for them to
become actively involved in issues of public concern. 4. Stages in emergence of participatory tourism
• Lack of education, a high incidence of health prob- development approach
lems and widespread poverty tend to perpetuate
exclusion of local people from their affair. The emergence of participatory tourism development
• Satisfaction of basic needs of majority depends on strategy in the developed world is a fruit of the Ôdemo-
government administrators who are all too often cratic-capitalist stateÕ, and wider enabling socio-eco-
insensitive to its true needs or insufficiently attuned nomic and cultural factors, that have been ushered in
to its interests. ‘‘This dependence is intensified by by the industrial revolution experienced last century in
the lack of effective community organizations that Western Europe and North America. However, such
can be instrumental in defining and advancing the enabling factors and environment do not exist in the
collective interests of the poor’’ (UN, 1981). developing world that may have prevented the emer-
• Many governments in developing nations have gence of a participatory tourism development approach
focused on serving organized groups such as civil in these countries. Although there are several studies on
servants and employed workers in the modern sec- participatory tourism development strategy in the con-
tors of the economy. People in rural areas living on text of developing countries, a theoretical framework
farming have not been given enough opportunities has not been established to lead discussions regarding
to use basic welfare services such as hospitals and participatory tourism development issues. Thus, it is
schools. not easy to develop a proper guideline for a participa-
• The vast majority of people are motivated to meet tory tourism development approach. However, there is
their basic needs and felt-needs by ignoring wider some research regarding community participation issues
socio-political issues which indeed prevent them in education, irrigation projects, family planning, hous-
from satisfying their these needs in more efficient ing, etc. in developing countries in development studies
ways. that may give a rough idea to design a model for emer-
• Centuries of poverty and injustice have bred an over- gence and implementation of a participatory tourism
whelming fatalism among the poor. It can be difficult development approach. The relevant researches in devel-
for people to gain confidence enough in their own opmental studies imply that generally participatory ini-
power to control things for themselves. In no small tiatives have come from central government via
measure, traditional social structures account for this encouragement or enforcement of international organi-
inertia (Mathur, 1995). zations (Benicourt, 1982; Gow and Vansant, 1983;
• The poor live in highly stratified societies, with castes Midgley, 1986b; Moser, 1989; Page, 2003; Paul, 1987;
and classes clearly demarcated in a rigid hierarchical Oakley and Marsden, 1984; Stone, 1989; UN, 1975,
order. Religion, language, ethnicity and other social– 1981; etc.). By taking into account the given socio-eco-
cultural forces divide the poor and undermine their nomic, political and cultural features of developing
chances of making a united challenge to the position nations and based upon research in development stud-
of powerful elite groups. ies, three main stages are determined in the emergence
• Exclusion of the grassroots for years from the affairs of a participatory tourism development approach in
has affected their dignity and rendered them apathetic developing countries. These stages are: (1) the emer-
about taking a hand in matters beyond their immedi- gence of pressures from internal and external factors
ate family domain (Hollnsteiner, 1977). on central governments of developing countries to
C. Tosun / Geoforum 36 (2005) 333–352 339

accept, support and facilitate implementation of a par- At this stage, the question of who will initiate CPTDP
ticipatory development approach, (2) the emergence of should be answered. In this regard, the role of govern-
political will at the central level, and (3) enacting legal ment is essential. Particularly, central government and,
measurements, re-structuring administrative system at civil and military elites must be forced and encouraged
operational level, and the actual community participa- to accept and support community participation. It is ar-
tion process. These stages are figuratively shown in gued that ‘‘in promoting popular participation, govern-
Fig. 1. ments must be prepared to accept its consequences,
Moreover, a set of three propositions is developed be- among which could be a re-alignment of political and
low as a guide to these stages, for managers, planners economic power at the local, intermediate and national
and researchers studying the domain of participatory levels’’ (UN, 1981, p. 6). Otherwise, it seems to be impos-
tourism development approaches. They relate to the sible to formulate and implement a participatory tourism
main stages in emergence of a participatory tourism development strategy in developing countries. But one
development approach as a planning and destination can rightly ask that ‘‘why should central government
management tools. Each proposition is considered as and the elite groups do this?’’ Oakley and Marsden rec-
an essential requisite for emergence of a participatory ognize that ‘‘The concept of participation as empower-
tourism development approach. The propositions are ing. . . faces formidable barriers and that it is. . . difficult
based upon the premise that this domain is a product to imagine governments and local established structures
of a certain level of achievement in economic, political, offering other than powerful opposition’’ (1984, p. 27).
cultural and social development in developing countries The past experiences of community involvement prac-
and peripheral areas of the developed world sharing tices suggest that some pressures or push factors seem
many of the same characteristics given for developing to be necessary to initiate a participatory tourism devel-
nations. A higher level of development in economic, so- opment approach in the developing world (Harrison,
cial and political life ushers in better conditions for the 1994; Göymen, 2000; Oakley and Marsden, 1984; UNDP
emergence of a participatory tourism development ap- and WTO, 1992 cited in Inskeep, 1994; Tosun, 2000).
proach. Generally speaking, these propositions support Moreover, the socio-cultural, economic and political
the adage that tourism does not bring development, structures of many developing countries reveal that the
but development brings tourism (Tosun et al., 2003). emergence of a participatory tourism development ap-
Evidently, ‘‘the tourism sector is a small element of proach from these countriesÕ internal dynamics seem to
prevailing sophisticated socio-political, cultural and be very difficult in the foreseeable future without some
economic system in developing countries. Hence, achiev- exogenous pressures. The case of Iraq and many other
ing sustainable tourism development largely depends countries in the Middle-East may be a good example in
upon this macro socio-political and economic structure, this regard. That is to say, some push factors are needed
and as a small element of this macro system, the tourism for inducing the internal dynamics of developing coun-
sector cannot develop itself in a sustainable manner’’ tries to overcome elite opposition to alternative develop-
(Tosun, 1998, p. 602). The participatory development ment strategies such as community participation, and for
model offers a dynamic and flexible approach for har- encouraging central governments to initiate participa-
monizing and incorporating the often diverse views tory development strategy.
and interests. Thus, it is a useful tool to achieve a com- The reader is reminded here that these arguments for
munity-responsive, community driven, community-sen- creating pressures on central governments and various
sitive and sustainable tourism development in elite groups of developing nations not to oppose to par-
culturally sensitive tourist destinations. ticipatory development approach should not imply that
this study suffers from an inherent belief in top-down or
4.1. Proposition one and stage one centralized approaches to encourage community partic-
ipation. It should be clearly underlined that highly cen-
External and internal pressures on the central govern- tralized and over-empowered governments in many
ment of developing countries are required to take initia- developing countries have very strong opposition to
tives for the emergence of a participatory tourism decentralize some of their power and implement alterna-
development approach since there is lack of political will tive development strategies (Tosun and Timothy, 2001).
at the central level in many developing countries to Therefore, external pressures are needed to force these
implement CPTDP because of its implications for the central governments to facilitate the implementation of
distribution of power and resources (Tosun, 2000). the participatory development approach in the absence
The implication of such a formidable political obstacle of strong internal pressure factors. However, for the
is that deliberate help and collaboration of national sustainability of a participatory development strategy
and international organizations are essential to over- local people and local organizations including local
come this political obstacle to facilitate emergence of non-governmental organizations and elected local bod-
participatory tourism development approach. ies must be empowered.
340 C. Tosun / Geoforum 36 (2005) 333–352

The historical, political and economic situations in ism development. This may be achieved by providing
many developing countries may recommend that possi- financial supports, giving consultancy services and train-
ble sources of the external pressures as push factors ing local communities to organize themselves to partici-
would be various departments of the UN, WB, Interna- pate more actively in socio-political and economic
tional Monetary Fund (IMF), European Union (EU), affairs affecting their daily life. Tourism may be used as
World Tourism Organization (WTO), international tour a pilot sector for participatory initiatives since tourism
operators and multinational companies, etc. For exam- development has wider impacts on socio-cultural, eco-
ple, some of these organizations can provide financial re- nomic and political structures of host communities in
sources in the form of loans and aid for the governments developing nations. These strategies may also be valid
of developing countries to finance participatory initia- for peripheral areas of the developed world. The IMF
tives in tourism. They can also share their experience and WB can encourage developing countries to imple-
via direct help of their human capital. They can give free ment a participatory tourism development approach by
consultancy service to establish non-governmental using outstanding external debts of these countries as a
organizations in local tourist destinations to encourage pressure tool. They can require this as pre-conditions
local people to take part in tourism development. In of loans. On the other hand, for example, Turkey is eager
other words, through various financial, technical and to join the EU. Thus, the EU has the opportunity to put
political instruments these organizations can play an pressure on Turkish governments to move towards par-
important role in the emergence of participatory tourism ticipatory development approach in general and tourism
development strategy in the developing world. in particular as it is doing for resolution of the conflict
As Stiefel and Wolfe (1994, p. 212) state, ‘‘interna- over Cyprus between Turkey and Greece.
tional organizations, the international lending insti- As Tosun and Jenkins (1998) argue, the WB and Uni-
tutions, major donor countries and development ted Nations Development Program (UNDP) working in
co-operations agencies increasingly have become the conjunction with specialist agencies such as the Interna-
prime force behind community development programs, tional Labor Organization and WTO acting as Execut-
community involvement and development of self-help ing Agencies for tourism projects have played an
initiatives at the grassroots level. This is not surprising increasingly significant role in supporting tourism plan-
owing to the fact that most developing states have prob- ning and development in developing countries. In the
ably not much choice but to follow what these prime 1990s the UN via its Lome Convention has provided
forces recommend’’. Evidently, these international the major source of funding for tourism planning and
organizations have already made substantial contribu- investment programs for Eastern European coun-
tions to the current socio-economic and political struc- tries. However, these international organizations have
ture of many developing countries such as Turkey, focused on ensuring that commissioned studies are pro-
Egypt, India, Mexico, Argentina, etc. Particularly, the fessionally executed. Hence, they tend to select the
IMF and WB have played very active and important established multinational companies to undertake these
roles in determining strategies for the economy of these major studies. As a result, the way in which these inter-
countries by structuring economic adjustments pack- national organizations have tried to help developing
ages. However, although these organizations typically countries to develop tourism plans and investment pro-
interact with the central governments of the developing jects has increased dependency by the developing coun-
countries, there appear to be no cases (tourism and/or tries on the developed world. Moreover, such efforts of
non-tourism) where they have successfully worked with the international organization to facilitate tourism
local groups. Moreover, as the current political and eco- development in developing countries have intensified
nomic crisis in these countries show, the present strate- non-participation of indigenous people in tourism devel-
gies designed and recommended by these international opment since the international consulting companies,
organizations have isolated a vast majority of the people which have executed the commissioned studies, have gi-
from their affairs and almost put them out of the eco- ven little attention to indigenous local organizations and
nomic and political system of these countries. This may consulting companies. This lack of institutional co-oper-
suggest that these organizations should find ways to ation has also contributed to emergence of the reality
work directly and more closely with local groups. There that in developing countries tourism is an industry for
seems to be enough good reasons for some of those inter- foreigners run by foreigners.
national organizations to put pressures on governments Although some agencies such as the UNDP stimu-
of these countries to initiate participatory development lates developing countriesÕ governments to appoint rele-
approaches as an alternative development strategy. While vant indigenous bodies such as the National Tourist
they are encouraging central governments and the elite Board/Ministry of Tourism to act as executing agencies
groups to accept and support CPTDP, they should also for some projects (Tosun and Jenkins, 1998), more sys-
help local communities and local non-governmental tematic and localized efforts of international organiza-
organizations to take part in their affairs including tour- tions are needed for the emergence and success of
C. Tosun / Geoforum 36 (2005) 333–352 341

participatory tourism development approach. On the Evidently, ‘‘even states with non-authoritarian rule
other hand, it should be reminded that, historically, share fundamental characteristics with developing world
international donor agencies have given loans and finan- authoritarian states; their manifestations are different
cial aid to central governments of developing countries from those prevailing in western countries’’ (Sangmpam,
to accelerate industrialization processes. However, evi- 1992, p. 401). However, Ô‘‘where governments are
dences from Argentina, Turkey, Mexico, India, etc. sug- authoritarian-personalist, oligarchic, or radical-collec-
gest that these financial resources made available to tivist, there is a tendency for the authorities to prevent,
central bodies of these countries seem to have been limit or manipulate popular involvement in decision
wasted owing to the corrupt party politics, nepotism making. Too much participation may be viewed as
and wide-spread patron–client relationships. For exam- politically threatening or economically damaging so that
ple, the last economic crisis emerged in Turkey because de-participation, a conscious attempt to reduce partici-
of corrupt-party politics and allocation of public re- pation, comes to be favored’’ (Hughes, 1985, p. 53).
sources including loans borrowed from international The above discussion suggests that political accept-
agencies based-upon patron–client relationships, rather ance of and developing legal structure for CPTDP at
than entrepreneurial-skills and qualifications (Tosun the central level is essential for its effective implementa-
et al., 2003). Thus, international donor agencies should tion. To Bradley and Karunadasa (1989), failure of
give financial support to developing countries based- many participatory development projects stems from
upon certain pre-conditions such as transparent eco- lack of support from relevant institutions or absence
nomic policies, establishment of democratic institutions, of proper institutional arrangements. In brief, this stage
empowerment of non-governmental organizations and has two important sub-stages. The first is the political
enacting laws that guarantee freedom of speech and reli- process within which the approach will be proposed
gion, decentralization and equal opportunity right for and discussed among and between various ministries
job, education, health services, etc. Ultimately, these in national assemblies of developing countries. The sec-
democratic developments may create a better climate ond is a legislative and regulative process. This process
for CPTDP. seems to be very important since it will structure and
give guidelines for the implementation of the participa-
tory development approach at operational level.
4.2. Proposition two and stage two
To Smith (1984), the legal right and opportunities to
participate are some of the pre-requisites for community
Legal structures in many developing countries do not
participation in the development process. It goes with-
encourage local people to participate in their local af-
out stating that there is a substantial distinction between
fairs; rather the legislative structure puts a distance be-
the legal right to participate and the discretionary
tween grass-roots and formal authorities, and it is
opportunity afforded participation by decision-makers.
difficult to understand how it is operated from a lay per-
Moreover, as Hughes (1985) contends, often-official atti-
sonÕs point of view. Without a proper legal back-up,
tudes towards popular participation are ambivalent.
mere political will at the central level cannot make com-
Although governments may proclaim the value of com-
munity participation a reality in many developing coun-
munity participation as their policy statement, the prac-
tries where the ruling partyÕs access to immense state
tice may be less consistent with such proclamations.
resources, and the clientelistic tradition that gives the
Thus, one can find examples wherein participatory proc-
political class wide scope in distributing state resources.
esses are periodically undermined by the withholding of
Thus, political acceptance of participatory tourism
information, resources or real freedom of action or at-
development strategy at the central level should manifest
tempts by governments to use community participation
itself via enacting relevant legal measurements.
as a means of co-opting popular effort and support for
The second stage in the emergence of participatory
centralized decisions, rather than for delegating real
tourism development approach is the process of estab-
power over decision making and resources to local-
lishing legal structure and developing institutional
level bodies concerned with development. Experiences
arrangements for participatory development approach
regarding community participation suggest that ‘‘wide
by the central government.
participation was often precluded by the locus standi
A necessary condition for the effectiveness of pop- provision of tort law’’ (Smith, 1984, p. 254). In this re-
ular participation in development is its endorse- gard, it is stated that ‘‘the education of local residents
ment as a national policy. Popular participation and the involvement of local in the economic benefits
in development increases in scope when the gov- of tourism are happening in theory. . . However, resi-
ernment and other national institutions go beyond dents and other stakeholders participation in decision
this Ôacceptance in principleÕ and give it political making has not been recognized as important in plan-
legitimacy and legal standing by facilitating its ning documents, nor has it been addressed in prac-
inclusion in development activities (UN, 1981, p. 6). tice. . .’’ (Timothy, 1999, p. 33). Thus, the legal right to
342 C. Tosun / Geoforum 36 (2005) 333–352

participate in the tourism development process should bers of the municipal council, provincial government
encourage and reward local people. For example, ex- and neighborhood headmen. Particularly, popularly
penses of the local people to take part in the participa- elected local bodies and local non-governmental organ-
tory activities of tourism development should be izations should have a mandatory legal right to manage
covered. These kinds of expenses should not be seen and control the participatory development process at the
only for participatory activities, but they should also local level, the other local bodies should have a right to
be accepted as basic expenses on citizen education to take part in the participatory development process at a
achieve conscientization of the local people with regard non-decisive level. This SC may be named as Local
to the complexities and the potential impacts of tourism Development Organization (LDO).
development, which is badly needed in the developing A task force, whose members should work under
world (see Mitchell and Reid, 2001). the management and supervision of the LDO, should
National tourist boards and national planning organ- be appointed by the elected local bodies and local
izations of developing countries should prepare compre- non-governmental organizations to conduct community
hensive proposals for legislation and regulation of participation and consultation. Members of the task
participatory tourism development approach with col- force should cover more than professional people in
laboration of each other, experts at universities, NGOs the Western planning and development model. The task
and private sectors. At this point, lessons should be de- force may consist of enthusiastic local champions, NGO
rived from the participatory development programs workers and leaders, tourism operators and professional
supervised by international aid agencies such as the people from different disciplines. The LDO should ap-
WB, UN and WTO. If necessary, views of these organ- proach universities, national planning organization, na-
izations should be taken. Implementing the approach in tional tourist board, relevant ministries, NGOs and
a few local tourist destinations should do pilot-test of private sector to get experts to be employed as volunteer
participatory development approach. Based upon the consultants to the task force for a certain period of time.
test results, the legislation and regulation should be re- In this process, there should be two-way communication
vised and improved. and continuous feedback between the task force and
LDO. Members of LDO should personally join in the
4.3. Proposition three and stage three community participation and consultation activities. If
there is conflict between LDO and the task force, the
Although participatory rights as legal protection and local bodies should resolve the problems.
political acceptance are essential, they do not themselves Emergence of the steering committee and the task
guarantee authentic CPTDP due to lack of powerful force may bring about the following advantages: (1)
institutions at local level to design and operate partici- there will be a certain group of people responsible for
patory tourism development approach. This partly con- tourism development, management and control, (2) the
firms de KadtÕs (1979) assertion that the ability of local committee may use effectively potential political power
authorities to impose laws and regulations are limited of the host community to meet the needs of the local
and directed by important interest groups outside the people, (3) the committee may prevent various interest
community in the developing world. Thus, formulation groups from exploiting the host community, and (4)
and implementation of any kind of community partici- the committee may help local authorities impose the
pation approach requires decentralization of the politi- laws and regulations by learning from their experience.
cal, administrative and financial powers of central However, it should be kept in mind that while the SC
government to local government at least to some extent. provides much valuable input into tourism devel-
It is essential to establish or re-organize local institutions opment, this community group tends to act more like
to defend, protect and reflect concerns and interests of traditional planners who ignore preferences of the com-
local people for effective participatory development munity as they become more informed or sophisticated
approach. about the tourism development issues (Syme and Eaton,
Legislation and regulation should specify administra- 1989).
tive structuring and institutional arrangements at the Moreover, it should be accepted that Western notions
operational level. This also has a crucial role in the effec- of public participation may not be readily transferred to
tiveness and efficiency of CPTDP. Members of the the developing world. A relatively small group of indi-
municipal and provincial councils (elected), neighbor- viduals can exercise control over dominant resources
hood headmen (elected) and representatives of local and personnel, and control the outcome of all key deci-
non-governmental organizations including religious sions within the community. Increased local participa-
organizations, ethnic societies, and environmentalist tion may simply transfer control over development
groups should assign a task force to lead community from one elite group to another (Brohman, 1996; Tosun,
participation and to establish a steering committee 2000). Thus, the tourism task force and/or steering com-
(SC) whose members should be elected from the mem- mittee may in fact be local elite that exploit their special
C. Tosun / Geoforum 36 (2005) 333–352 343

knowledge and contacts to take advantage of local com- countries and in peripheral areas of the developed
munities. That is to say, the committee cannot be as- world; and necessity of considering CPTDP separately
sumed to be neutral from the start, let alone as the from community participation in other sectors such as
process gets underway and various factions (whether education, housing, and health services, etc.
private or public) begin to lobby hard. Power cannot
be swept aside by any task force, whether legitimate or 5.1. Evidence for participatory and non participatory
otherwise. Often dedicated but naive professionals tend tourism development practices
to emphasize a focalized view of problems, rather than
seeing them as dimensions of a totality. This may sug- Although it is beyond this study to consider commu-
gest that local people should be helped to establish a nity participation in tourism development in the context
counter power against local elite who tend to circumvent of developed countries, one may ask whether or not this
best-intentioned efforts at participation if community- evolutionary process of community participation is valid
based tourism projects are to succeed. This may be for developed countries. As mentioned, many developed
achieved by empowering local people by supporting countries in Western Europe and North America have
them to own and operate establishments (businesses) the experience of pre-industrial phase which led these
in the tourism sector and educating them to control countries to establish democratic institution by partici-
development in general. However, it is not an easy task. pation of a vast majority of their society. Whereas devel-
By now, community power and control over tourism oping countries do not have such pre-industrial phase
development appear not to have been subjected to dis- experience, and an elite minority has initiated the
cussion on its own at the beginning phase of the plan- democratization process, and shaped and legalized dem-
ning process. ocratic institutions so as to protect and secure their long
The efficiency and effectiveness of a participatory term interest at the expense of their society (Ayata, 1994;
tourism development approach will substantially be Diamond et al., 1995; Escobar, 1994; Tosun, 2000;
determined by quantity and quality of community input Tosun and Jenkins, 1998; etc.). As Todaro asserts that
that will come out as an output of actual community the correctness of economic policies alone is often not
participation process. Hence, SC should be in continu- sufficient to determine the outcome of national strategies
ous touch with the task force during the community for critical development problems in developing coun-
consultation process. If it is needed, members of SC tries. ‘‘The political structure and the vested interests
should personally be involved in the community partic- and allegiances of ruling elites. . . will typically determine
ipation and consultation process to ensure that sufficient what strategies are possible and where the main road-
and accurate information is gathered. However, it blocks to effective economic and social change may
should be noted here that it is not claimed that political lie’’ (1994, pp. 36–37).
and administrative decentralization is an easy task or Moreover, pattern of power and wealth distribution
will be effective right away. As Tosun and Jenkins among various groups in most developing countries is it-
(1996) argue, it is not easy to persuade central govern- self the reflection of their economic, social and political
ment to delegate its various powers, particularly in a histories and likely varies from one nation to the other.
developing country, to regional or local authorities. Nonetheless, developing nations are ruled by a small
On the other hand, citizens in the local tourist destina- group of well-organized powerful elites to a larger extent
tions may not be ready to take on the responsibilities. than developed countries are (Seckelmann, 2002; Tod-
This might be true that if the basic needs for food and aro, 1994; Tosun et al., 2003). It should be recognized
shelter are what people in a developing tourist destina- that there are internal and external limitations to CPTDP
tion concern the most and they lack the necessary skills in developing countries. While the internal obstacles stem
and training to provide meaningful input. from socio-cultural, political, administrative and eco-
nomic dynamics of developing countries, external obsta-
cles are ushered in by the structure of international
5. Critical issues in community participation in tourism tourism industry that has dependency, as its central fea-
development tures, on the international tour operators and multina-
tional companies (Öztürk, 1996; Tosun, 1999). This
This study has attempted to raise discussion on the argument may suggest that tourism growth in developing
gradual emergence and implementation of CPTDP. An countries is beyond the control of these countries. There-
evolutionary model has been suggested for this purpose. fore, implementation of a participatory tourism develop-
Fig. 1 shows the stages in this evolutionary model. How- ment approach as a pro-active development strategy is
ever, it seems that several issues require further discus- largely at the mercy of foreigners such as international
sion so as to clarify some points raised in this paper. tour operators and multinational companies.
These are: evidence for community participation and/ However, it is not claimed that these limits do not
or non-community participation practices in developing exist at any level or to any extent in the developed world.
344 C. Tosun / Geoforum 36 (2005) 333–352

Some of these limits to participatory tourism develop- developed countries. By and large, such difference
ment approach may be observed especially in rural re- manifests itself in three ways. First, local commu-
gions of or peripheral regional economic development nities in some developing countries devote minor
in advanced economies as well. For example, it is re- attention to issues of tourism development and
ported that there are various barriers to local people planning as they are much more troubled by the
participating in tourism development in Baker Lake, lo- lack of clean and hygienic food and drink and suit-
cated in the barrenlands, about 200 km west of Hudson able shelter in the short time frame. Second, lack of
Bay, Canada. Some of these barriers are cultural democracy in many developing nations dictates
remoteness, lack of trained local work force and lack that the will of the ruling class expresses the pro
of financial resources at local level (Woodley, 1993; Uni- bono publico (the public good). Third, there is
versity of Guelph, 1990). Similarly, the Curry County, no system that would allow social outputs to be
Oregon sustainable nature-based tourism project case determined by the people most immediately
study reflects, to some extent, some of pathologies of affected by them, even in the presence of local gov-
participatory tourism development faced in the develop- ernment, as tourism is usually looked upon as an
ing countries. While this project in a resources-depend- industry of national concern (1997, p. 135).
ent area of the US involved consultants from outside
Students of tourism writing on community participa-
and local people (professionals, tourism operators,
tion agree that CPTDP has not taken place in the form
NGO representatives), it too faced similar issues of
of citizen power or active/direct participation in devel-
being driven by external financial resources (USDA For-
oping countries (Brohman, 1996; Din, 1997; Harrison,
est Services, Oregon government agencies) and difficul-
1994; Linton, 1987; Mowforth and Munt, 1998; Timo-
ties with getting local people involved. While the focus
thy, 1999; Seckelmann, 2002; Tosun, 2000; Tosun and
on survival did not preclude participation, it was simi-
Jenkins, 1998). On the other hand, it is interesting to
larly hard to get the broad public involved. Government
note that while scholars of tourism writing on commu-
officials (city, county, state, and federal employees)
nity participation in economically advanced economies
whose participation time could be compensated as part
have focused on benefits of participatory tourism devel-
of their employment were overrepresented. Many re-
opment (Blank, 1989; Gunn, 1988; Haywood, 1988;
source workers, whose adjustment to industry changes
Keogh, 1990; Murphy, 1985; Reed, 1997; Simmons,
the project was ostensibly addressing, did not partici-
1994; etc.), researchers writing on community par-
pate. The tourism development project thus was more
ticipation in the context of developing nations have
of a partnership between the Forest Service, the local
emphasized challenges of community-based tourism
Chamber of Commerce, and the elected county commis-
development (Brohman, 1996; Din, 1997; Harrison,
sioners. So like the cases in developing countries, it was
1992; Long, 1991; Tosun, 2000, etc.). Moreover, it is rec-
dominated by the local elite even though businesses, a
ognized that CPTDP has emerged from and been refined
citizensÕ environmental and social assessment commit-
in the context of developed countries. It has also been
tee, and a local non-profit tourism board were estab-
popularized by advocates writing on developed coun-
lished (Forbes, 1998).
tries. These scholars have made substantial contribu-
These limited cases from economically advanced
tions to the studies of the participatory tourism
countries may suggest that rural, peripheral areas of
development approach by advocating it under prevailing
the developed world may share many of the same char-
conditions in the developed world. However, practical-
acteristics as given for developing countries. Obviously,
ity of participatory tourism development approach in
‘‘effects of these problems on operation of the participa-
developing countries seems not to be considered in detail
tory development approach vary from developed
(Tosun and Jenkins, 1998). After examining several
nations to developing nations’’. To Tosun, ‘‘it is likely
tourism development plans in developing nations, Mow-
that these limitations make CPTDP less probable in
forth and Munt have stated that ‘‘the push for local par-
developing countries that do not have the basis of the
ticipation comes from a position of power, the first
pre-industrial phase experienced last century in Western
world: the principles of local participation, however, is
Europe and North America where now better economic,
easier to promote on paper from a distance than it is
legislative and political structure are in operation than in
to practice at the local level’’ (1998, p. 242).
developing countries’’ (2000, p. 614).
Linton argues that ÔThird WorldÕ tourism has been
After analyzing participatory tourism development
set up by agreements between foreign image-makers/
issues with special reference to Egypt in a comparison
investors and local elites. There has been no participa-
with CPTDP in the developed world, Wahab concludes
tion by, and consultation of, the people of the host
that
country in shaping the phenomenonÕ (1987, p. 96). To
Community participation in the tourism develop- Din, the notion of CPTDP Ômay not be readily applica-
ment process differs in developing countries from ble to Third World destinations where public scrutiny is
C. Tosun / Geoforum 36 (2005) 333–352 345

lacking owing to a universal ignorance of the planning based groups to Disney America Project in Prince Will-
procedureÕ (1997, p. 78). Harrison (1994) contends that iam County, VA, US. Disney officials could not carry
there are few examples from developing nations of out their project effectively and efficiently and decided
where CPTDP has successfully occurred. Research con- not to implement the project in the state of Virginia
ducted on CPTDP in Indonesia found that local people (Farhl and Spayd, 1994; Hawkins and Cunningham,
involvement in the economic benefits of tourism is 1996). The result of community struggle for stopping
occurring in theory, but not in practice (Timothy, DisneyÕs America project may be seen as a contempo-
1999). Moreover, results of one study suggest that cen- rary example of democratic community participation
tral government, local bodies and private sector repre- and citizen power in an economically advanced country.
sentatives have not supported the notion of CPTDP in This kind of participatory democratic incidence may not
Turkey (Tosun, 1998). Another study conducted by occur in developing countries because of strong and
the former undersecretary of Ministry of Tourism in wide-spread clientelistic relations between political/
Turkey concludes that bureaucratic patrons and entrepreneur/developer clients
that impede emergence of democratic political culture
. . .the lack of a strong political culture and devel-
and establishment of mechanisms for local community
oped mechanisms of participation result in an elite
participation (Ayata, 1994; Göymen, 2000; Tosun,
minority dominating the scene, creating a suitable
2001). For example, in Hatay County, Turkey opposi-
atmosphere for clientelistic relations. Such rela-
tion of local people to the construction of airport on
tions between political/bureaucratic patrons and
the fertile agricultural soils of Amik Plain has not been
entrepreneur/developer clients may be contrary to
taken into account. Some bird lover groups have also
overall national and local interests, creating a neg-
expressed their opposition to the airport project because
ative image of tourism activity. . . emergence of
they believe that airplanes will flight over birdsÕ migra-
partnership approach has failed because of not
tion line, and thus the airport will be very harmful for
only incomparable authority and resources of pub-
natural life. Neither the unorganized bird lover groupsÕ
lic partners but also timidity of non-governmental
opposition nor strong concern of local farmers about
partners embedded deeply in the local political cul-
their fertile agricultural lands could have impeded the
ture (Göymen, 2000, pp. 1035–1042).
airport construction project.
The WTO (1994) has given 25 case studies of tourism Moreover, the tourism development project in North-
planning in the developing world. Only one of them, the umberland County, Ontario, Canada may be another
Sri Lanka tourism plan, considered community consul- example of participatory tourism development in the
tation (indirect participation or degree of tokenism) context of developed countries. Various stakeholders
via tourism committees composed of local interest representing diverse cross section interest groups in the
groups and local agents of central government. How- county as well as provincial representatives from the
ever, it has not been operationalized and remained as Ministries of Culture, Tourism and Recreation, Munic-
a proposal. In brief, the above quotations and limited ipal Affairs, and Economic Development and Trade
examples from several developing countries and periph- were invited to participate in community workshop
eral areas of the developed world may suggest that there organized by the Waterfront Regeneration Trust (Joppe,
seems to be no evidence which show that participatory 1996). Furthermore, while community-based tourism
tourism development practices have taken place or have planning in the Baffin Region, Canada has created an
gone beyond community consultation or manipulative appropriate step towards greater political self-determi-
participation. nation for local communities (Addison, 1996 quoting
Although the validity of this model for devel- Reimer and Dialla, 1992), residents in Bedford County,
oped countries where bottom-up democratization has PA, USA expressed overwhelming opposition, which re-
achieved in relative term is not specifically considered sulted in the withdrawal of the proposal despite strong
within the context of this study, a brief literature review local government support for a plan to develop the old
suggests that there are also evidence for CPTDP in eco- hotel at taxpayer expense (Bourke and Luloff, 1996).
nomically advanced countries. For example, local commu- While the above overall discussions reveal that there
nity as stakeholders participated in the decision making is evidence for CPTDP in economically advanced coun-
process of tourism development in Vancouver Island, tries, they also exemplify that CPTDP seems to occur
British Columbia (DÕAmore, 1983; Murphy, 1992). rarely in the sense of Western paradigms in developing
While some aspects of community capacity in Can- countries and in peripheral areas of the developed
more, a town adjacent to Banff National Park, were world. However, it may not be right to claim that local
enhanced via various financial and educational instru- people involvement does not happen at all in the devel-
ments to enable local people to participate actively in oping countries and peripheral regions of the developed
tourism development (Jamal and Getz, 2000; Telfer, world. In some parts of world, local cultural attributes
2003) because of strong opposition of 20 community of a community and its decision-making traditions that
346 C. Tosun / Geoforum 36 (2005) 333–352

are already in place may require grassroots participation 2001). Developing countries have seen tourism as an
in the decision making process of local matters. For easy, effective and relatively cheap instrument for
example, Solomon Islands culture requires consultation achieving export-led industrialization as recommended
with communities, if that consultation does not take by the international donor agencies. ‘‘Thus, tourism is
place; rights have been affronted with the result that vio- too important for the central government to leave to
lence can occur. As it is clearly reported in the Solomon local communities and non-governmental organizations
Islands case, ignorance of local culture which requires (NGOs) at local level’’. Not surprisingly, tourism devel-
proper consultation with local people by foreign inves- opment issues are administered and represented at the
tor escalated a conflict. The dispute between the local level governmental bodies not lower than cabinet
people (the customary land owners) and the foreign level. That is to say, tourism as a primary source of
investor has not only created a conflict, but it also foreign currency earning and employment generation
brought about a serious diplomatic rift between two is perceived as a national priority that pre-dominates
sovereign states (Solomon Islands and Australia). The over secondary objectives and wider issues such as pre-
Ôfinal result was the complete dismantling of the resort serving cultural heritage, environment, local people
and repossession of the island by the local communityÕ involvement, fair distribution of economic growth, etc.,
(Sofield, 1996, p. 183). Obviously, every host community all of which comprise the principles of participatory devel-
does not have such a strong participatory culture. opment approach and sustainable tourism development
Therefore, it should not be generalized for all host com- (Tosun, 2001). Consequently, tourism development in
munities, and the expectation from this strategy should many tourist destinations in developing countries is
not be exaggerated. not driven by the community, but driven by local elites
in conjunction with international tour operators and
5.2. What differentiates community participation in multinational companies. This has led to a complete iso-
tourism from community participation in the other lation of indigenous local people from tourism develop-
sectors of an economy? ment taking place in their localities.
In brief, the reasons for and forces behind tourism
As noted, the evolutionary stages identified for com- development, the structure of international tourism sys-
munity participation in tourism may, to some extent, tem, and characteristics of tourism sector that differenti-
apply to community participation in other sectors of ate it from the other sectors of an economy appear to be
developing nations. However, there are three main char- main limitations to participatory tourism development
acteristics that differentiate community participation in approach in developing countries. These limitations
tourism from community participation in other sectors have different implications for and spell different obsta-
such as housing, education, health, agriculture, etc. It cles to CPTDP from citizen participation in commu-
is believed that these peculiarities of tourism and the nity development projects. Therefore, it may not be
participatory tourism development approach deserve claimed that what has been discussed here in terms of
to be studied separately from community participation tourism development has same implications for the
in the other sectors. other sectoral developments in developing countries and
First, it should be recognized that reasons for and peripheral regional development in the developed world.
forces behind tourism development in developing coun- Second, although education, health, housing and
tries are very different from these of housing, education, agriculture are activities that are related directly to basic
family planning, health projects, etc. Although involve- and immediate felt needs of local people, tourism devel-
ment of local communities in these developmental ef- opment appears to be a secondary issue for many local
forts has been supported to satisfy basic needs of local communities in the developing world where, as popu-
people, tourism development has been encouraged pri- larly argued in the literature, tourism is an industry
marily to increase foreign currency earning that is badly developed for and by foreigners due to the fact that
needed for the finance of industrialization and repay- developing countries lack financial and qualified human
ment of foreign debt. While international organizations resources to invest in and manage tourism particularly at
and central governments of the developing world have local level. While the local people do not have accepta-
supported and manipulated, respectively, local people ble houses, schools of national standard, proper irriga-
to be involved in the implementation process of the tion systems and modern agricultural equipment,
development efforts such as family planning and irriga- luxury hotels and leisure facilities for tourists have re-
tion projects at collaborative level (Desia, 1995; Oakley ceived a major share from public funds as incentives
and Marsden, 1984; Mathur, 1995; Moser, 1989), polit- to comfort the Western mass tourist by creating protec-
ical and business elites have seen tourism as their tive ecological bubble of his accustomed environment
own business, and thus they have not encouraged local (Cohen, 1972; Long, 1991; Tosun, 2002). It is a fact that
peopleÕs participation in the tourism development proc- citizens tend to participate only when strongly moti-
ess (Brohman, 1996; Long, 1991; Poirier, 1997; Tosun, vated to do so, and most of the time they are not moti-
C. Tosun / Geoforum 36 (2005) 333–352 347

vated (Rosener, 1982). It should be difficult to persuade 6. Conclusion


host communities to participate in tourism that seems to
have no or little direct contribution to their basic and The study provides concrete examples for participa-
felt needs. tion and non-participation in tourism development both
Third, tourism is a new phenomenon in relative terms in developing and developed world. It is hoped that
for indigenous people in the developing world and in the these practices of non-participation and participation
peripheral areas of the developed world. While local in tourism under different political cultures and differ-
people have been working in traditional sectors such ent institutional arrangements would be of interest to
as agriculture and fishery, central governments have ini- human geographers and may motivate them to study
tiated tourism in their localities by encouragement of CPTDP in further details. It should be noted that this
international tour operators and multinational compa- study does not propose a standard step and is not an at-
nies that have aimed at opening more and more locali- tempt to develop a rigid framework or guideline for the
ties for tourism so as to create fierce price competition emergence of participatory tourism development strat-
among them and increase their own profit margin. In egy in developing countries and peripheral areas of the
both peripheral regions of developed and developing developed world. But, it has intended to open a much-
countries, local people are not very familiar with the needed debate on how a participatory tourism develop-
modern tourism industry. Culturally, they seem to be re- ment approach may emerge and in which stages it may
mote from this service sector of economy. In addition to pass through. The main conclusion of this paper is that
this cultural remoteness of local people, there are limited only forms of local participation likely to break existing
skills, business culture, entrepreneurship and financial patterns of power and unequal development. However,
resources at local levels to enable genuine local partici- without removing various socio-cultural, financial, eco-
pation (Barnes and Hayter, 1994; Freudenberg, 1992; nomic, political and administered obstacles to participa-
Tosun, 1998; Woodley, 1993). As Din asserts, ‘‘Unlike tory development approach, efficient and fruitful forms
the ideal-typical case as depicted in evolutionary models of community participation will not emerge. Based upon
in tourism literature, the extent of local entrepreneurial the overall discussion, several broad recommendations
involvement is usually very limited, owing to the fact can be drawn, which may function as policy implications
that the local indigenous groups are rarely adequately for the emergence of a participatory tourism develop-
pre-adapted to the business culture in tourism’’ (1988, ment approach and as well as conclusions for this study.
p. 563). But, without a financial and entrepreneurial First, central governments in many developing coun-
commitment by local communities, community partici- tries have accepted tourism as a relatively easy, effective
pation as a strategy might be ineffective. It should be and cheap instrument to achieve their short term objec-
noted that removing especially the cultural barriers to tives such as satisfying the requirements of international
participatory tourism development approach requires donor agencies and maximizing interests of their clients
long educational process and flexibility rather than whose support is essential for the patron (central gov-
once-over rigid development efforts. Participatory ernment) to become in power. Moreover, the opportu-
capacity cannot be built like a road or dam; it must be nity to derive foreign exchange from tourism export
developed. This is a universally valid principle of partic- and employment created by tourism are opportunities
ipatory development approach in both developing and not easily ignored in developing countries (Jenkins,
developed countries. 1982). It appears to be very difficult for the central gov-
Fourth, although community-based tourism projects ernments owing to the pressures brought to bear on
in their nature are at small scale, integrated tourism them by their clients and macro-economic imperatives
industry favors larger entities. Tour operators do not to accept and support a participatory tourism develop-
find it worthwhile dealing with small accommodation ment strategy without sufficient external pressures since
establishments and the other small businesses that pro- CPTDP, whose main objective is to satisfy basic and
vide services for tourists (Ioannides, 1998; Timothy felt-needs of local people, contradict interests of political
and Ioannides, 2002; Tosun et al., in press). Thus, both and business elite. In other words, the emergence of a
community-based tourism projects in the developing participatory tourism development strategy within the
and developed world face problems in accessing tourists. dynamics of developing countries is not probable in
For example, the 35 largest outbound nature tour oper- the foreseeable future owing to the given socio-cultural,
ators had 90% of the market. The five largest operators political and economic limitations prevailing in many
alone held 40% of the total market (Higgins, 1996). developing countries. This suggests that sufficient pres-
These operators have established destinations, tours, sure from external bodies such as NGOs, IMF, WB,
and suppliers. As they can also be held liable for the neg- UN, WTO, EU, etc. is sine qua non to encourage and
ligence of suppliers they contract within the destinations persuade governments of developing countries to initiate
visited, the tour operators tend to favor larger entities participatory tourism development strategy. Of course,
over smaller, local suppliers. these international organizations should not play a role
348 C. Tosun / Geoforum 36 (2005) 333–352

of the big brother to tell them what to do and what is the Third, models of tourist destination life-cycle suggest
best for them, but they may encourage and lead them via that local people at the initial stage of tourism develop-
financial and monetary aids, and consultancy services to ment (exploration stage) own and operate small scale
establish institution and enact necessary law and regula- guest-houses, economy class hotels or souvenir shops,
tion to operationalize CPTDP. and work as workers in the tourism industry (Tosun,
Second, although external pressures on governments 1998). However, unfortunately ‘‘much of third world
of developing countries are essential to initiate participa- tourism today is not small-scale. . .’’ (Clancy, 1999, p.
tory tourism development approach, it is not sufficient 5). In a gradual manner local control over tourism
for the success of local people participation in tourism development is lost as local tourist destinations attract
development because in many developing nations more psychocentrics and institutionalized tourists who
although there is a formal structure of constitutional, prefer familiar and popular tourist locations (Cohen,
multiparty democracy, these democratic institutions 1972; Plog, 1973). In the emergence of a strong compe-
and regulations are not shared with the majority. In tition under the imperfect market conditions, these lo-
these countries democracy is limited to business elites cally owned small businesses in the tourism industry
and states elites (e.g. Thailand, Brazil, South Korea, cannot survive and are closed. That is to say, as a local
Chile, etc.) (Diamond et al., 1995). tourist destination moves towards development stage
The prevailing political culture and socio-economic from exploration stage (initial stage of tourism develop-
conditions may imply that a strong and coherent legal ment), local people may lose control over local tourism
back up is needed for emergence and success of CPTDP development. In brief, relatively larger capital flows to
alongside political acceptance of it at the central level. In local tourist destinations tend to threaten local control
other words, mere political will at central level cannot over local tourism development, rather than strengthen-
guarantee effective and efficient operation of participa- ing local people to participate in the benefits and deci-
tory tourism development approach in the absence of sion making process of tourism development in a
relevant legal measurements. It is a fact that most devel- better way. This may reflect the assertion that ‘‘the tech-
oping countries approached tourism development in an nical, economic and commercial characteristics of mod-
ad hoc way. A participatory tourism development ap- ern tourist travel favor the development of integrated
proach as a pro-active tourism development strategy enterprises, further reducing the possibility of local par-
has emerged in the developed world where the basis ticipation’’ (Pearce, 1989, p. 94). In this regard, it may
of the pre-industrial phase was experienced in last cen- be recommended that international donor agencies and
tury, democratic regime has been well-established, and NGOs should encourage both governments of develop-
macro-economic problems have been relatively solved. ing and developed nations to provide special fiscal and
Although it is assumed that increasing democracy holds monetary incentives for local indigenous people to
greater possibilities for community participation as it al- own and operate small scale tourism establishments,
lows for empowerment of local people and NGOs, particularly in peripheral regions. These deliberate
democracy will not necessarily lead to the implementa- measurements must be taken at the Ôexploration stageÕ
tion of participatory approaches. The central govern- of tourist destinations to empower local people to keep
mentÕs implementing a legal structure for participatory control over tourism development before local destina-
development/laws mandating public involvement do tions become more popular and attractive for large cap-
not equal public involvement in actual decision mak- ital owners.
ing. In developed countries like the US, even with legis- Fourth, a participatory development strategy in gen-
lation mandating community involvement, true public eral and CPTDP in particular is a local issue at opera-
participation may be negatively impacted as govern- tional level, to a large extent. However, this highly
ments use the process to educate the public/shape the localized issue cannot be operationalized under the
decision or to steer opposing sides towards a pre-se- highly centralized public administration system prevail-
lected compromise decision (Douglas, 1993). This may ing in many developing countries. As Poirier (1997)
suggest that unless democratization process genuinely argues, developing countries recognized that tourism is
empowers local people and NGOs so as to establish a too important to leave to the market, and governmental
delicate balance among various interest groups includ- posts at the cabinet level were created to develop, mon-
ing business elite and government agencies, effective itor and administer tourism policy. Therefore, there is a
participation in the development process may not ena- need for re-structuring public administration system and
ble local people to protect their interest. In brief, it local governments to be a source of democratic commu-
appears that the emergence and the operationaliza- nity participation. This suggests that political and
tion of a participatory tourism development approach administrative decentralization is sine qua non to move
may be difficult without implementing the described towards a more participatory tourism development
political, entrepreneurial financial and developmental strategy. The main aim of decentralization should be
strategies. to re-organize local governments to defend, protect
C. Tosun / Geoforum 36 (2005) 333–352 349

and reflect concerns and interests of local people in their wider socio-economic and political circumstances, sys-
administrative units. Moreover, the decentralization tematic empowerment strategies should be employed
process should remove clientelism catered for business to make a participatory tourism development approach
interests at the expense of indigenous communities in a reality for achieving a more sustainable tourism
many local tourist destinations. While local govern- development.
ments are given more legal and political rights, more Sixth, it is clear that there are some distinctions be-
financial resources should also be provided to enable tween mass or conventional tourism and forms of alter-
them to use their new legal and political power. In other native tourism in terms of CPTDP. Participation of
words, a shift from local government (the power to gov- local communities in sharing benefits and in the decision
ern) to local governance (the act of governing) should be making process of mass tourism appears to be very dif-
achieved. ‘‘The shift is dependent upon the mobilization ficult and have almost never occurred in the form of cit-
and empowerment of civil society and a citizen-oriented izen power or self mobilization in the developing nations
management approach in government institutions’’ context, but involvement of local people in forms of
(McEwan, 2003, p. 469). alternative tourism is supposed to be easy in relative
However, it should be kept in mind that the local elite terms because of the nature of alternative tourism (espe-
could shape and direct organs of local government and cially ecotourism and sustainable tourism) and cultural
participation for their own benefit. This means that attributes of local communities under which local partic-
tourism development is still kept in the hands of a ipation in alternative tourism takes place. Clearly,
few. Decentralization and participatory initiates should CPTDP is in part determined by cultural attributes of
not move patron–client relationships to local level. This local communities. In this context, it may be said that
may recommend that a mechanism of control and man- although community participation in decision making
agement of development must be established at local le- for tourism in the sense of Western paradigms seems
vel with co-ordination of central bodies. While this to rarely occur in developing countries, it may not be
mechanism creates flexibility at the bottom, it should right to claim that local people involvement does not
also provide the opportunity for supervision. The right happen at all. Public participation in tourism develop-
mix of supervision and local autonomy must be found ment can take place in many forms, ‘‘which may be a re-
by taking into account national, regional and local spe- sult of a melange of place-specific conditions, such as the
cific circumstances. In addition, it should be recognized cultural attributes of the community and its decision-
that it is difficult for developing countries to stop the making traditions that are already in place’’ (Timothy,
catering to business interests since they do not have 1999, p. 388).
many choices to attract the most needed capital for Seventh, it should be noted that participatory capac-
industrialization. In fact, this is a bigger problem than ity cannot be built like a road or dam; it must be devel-
tourism. This may be true for all economic and political oped. This implies that participation of local people in
activities in many developing countries. the decision making process and benefits of tourism
Fifth, although political acceptance of a participatory should take place in a gradual manner. In this regard,
strategy at central level, decentralization of public more efforts are needed to examine and explain how this
administration system, and enacting relevant legal meas- gradual process can be achieved with special references
urements are essential to initiate participatory tourism to local destinations. While it is observed that rural re-
development strategy, these may not be enough to make gions or peripheral areas of the developed world share
this strategy a reality without empowering local people many of the same characteristics given for developing
to take an active role in tourism development. This countries and, thus, face similar limitations to CPTDP
may imply that empowerment of local people to take observed in developing countries, Solomon Island case
tourism development matters in their hands is needed is a proof that cultural attributes of a host community
for the success of a participatory tourism development and its decision making traditions may make a difference
approach. As Tosun (2000) suggests, governments in terms of participatory development approach. These
should carefully introduce deliberate measures to enable may suggest that efficiency and effectiveness of CPTDP
indigenous people to take advantage of the opportuni- also depend on local or regional conditions under which
ties brought by tourism if the intended objectives are local communities in question live. That is to say, its
to distribute benefits to the local communities. One of emergence and implementation is determined more by
the important strategies, in this regard, may be to local conditions than by national conditions.
encourage local people to make a financial commitment Finally, it should be noted that it is impossible to dis-
via various educational, financial and fiscal tools in cuss every relevant issue of CPTDP here in this study
tourism development in their localities. However, it is since the scope of community participation as a strategy
a fact that the members of indigenous local communities for development is very wide and inter-related to eco-
are rarely adequately preadapted to the business culture nomic, social, cultural and political histories of the devel-
in tourism. By taking into account this cultural issue and oping nations and peripheral regions of the developed
350 C. Tosun / Geoforum 36 (2005) 333–352

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