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Message from Honorary Secretary
We are thankful to IREDA and SJVN for sharing details on the practices of
‘Competency Mapping’ being followed by them at their respective organizations
and also providing valuable inputs, without whose support it would not have been
possible to bring out this the details and their valuable support, without which it
would not have been possible to bring out this Compendium.
Best Wishes!
Avinash Kumar
General Manager (HR)-NHPC &
Sept 29, 2016 Honorary Secretary-Power HR Forum
CONTENTS
A. Competancy Mapping at IREDA 2 – 13
1.0 IREDA – The organization 2
2.0 Background 2
2.1 Need 2
2.2 Objectives 2
3.0 Approach & Methodology 2
3.1 Secondary Research 3
3.2 Primary Research 3
8.0 Annexures 59
• Annexure – I: Details of functional competencies of P&A 60
• Annexure – II: Sample Competency Questionnaire (Part A, B & C) 68
• Annexure – III: Sample Analysis for Competency Gap 71
• Annexure – IV: Sample IDP 72
1.0 IREDA: The Organisation IREDA held a strong view that the future leadership
Indian Renewable Energy Development Agency has to come from within the organization and Compe-
(IREDA) was established in the year 1987 as a special- tency is an important issue for a service institution, as
ized public financial institution under the administra- timely deliveryand quality output is most essential for
tive control of Ministry of New and Renewable Energy them.With the rapid changes in technology and competi-
(MNRE), with an objective to promote, develop and ex- tive business environment, organizations are required to
tend financial support to Renewable Energy and Energy be more technology driven and managerial effective. The
Efficiency / Conservation Projects in India. The technol- jobs of strategic significance and the role of a generalists
ogies supported by IREDA include Solar Energy, Wind and specialists are getting redefined. To keep pace with
Energy, Hydro Power, Biomass Power & Cogeneration, such change, we need to raise beyond the traditional job
Waste to Energy and Energy Efficiency/ Conservation. description and undertake periodical studies and align
Till the end of Financial Year 2014-15, IREDA has sanc- and reposition jobs with the right plans of functional,
tioned more than 2200 clean energy projects with loan cross functional, inter personnel, social, financial, lead-
commitment of Rs. 30,818 crores, making it the single ership, IT competencies with a global perspective.
largest “Green Financier” in the country. This has sup- Therefore it was decided to carry out a thorough ‘Com-
ported the growth of Renewable Energy sector in India, petency Gap Analysis’ study with following Objectives.
which currently contributes more than 12% in terms of
the total installed power capacity of India. 2.2 Objectives:
IREDA has been awarded “Mini Ratna” • Finding out new organizational capabilities, new skill
base required for IREDA to become world class.
(Category -I) status in 2015 by Ministry of New and Re-
newable Energy (MNRE).IREDA has been notified as a • Identifying the jobs and skills of strategic significance.
“Public Financial Institution” under section 4 ‘A’ of the • Assessing the gap in the competencies in role specific
Companies Act, 1956 and registered as Non-Banking Fi- and organizational competencies.
nancial Company (NFBC) with Reserve Bank of India • Providing measures for filling up the competency gap-
(RBI). sas enabling process.
IREDA is a leading institution in renewable energy 3.0 Approach & Methodology
financing. It has facilitated entry of private sector to re- Administrative Staff College of India (ASCI), Hyder-
newable energy sector. It has helped in building sector abadwas assigned the task of developing competency
capability by helping create manufacturing, design, en- model for IREDA aspart of the study on ‘Organizational
gineering, operation and maintenance facilities. Restructuring and Manpower Planning’. The objective
2.0 Background of the competency model exercise was to arrive at de-
partment-wise competencies required for superior per-
2.1 Need formance of IREDA considering its strategic plans.
Renewable energy has acquired a greater challenging The first exercise that was taken up along with ASCI
role in India due to its ability to provide energy security was to identify the competency needed forleadership po-
and last mile energy access. The strong focus of Govern- sition.It was based on the explorative, descriptive and
ment of India on tapping renewable resources, particu- analytical approach to study the objectives in-depth with
larly solar and wind power shall provide huge business regard to the specific target respondents.
opportunities for IREDA in future. IREDA being a lead-
ing player in financing renewable energy in India, will The details of methodology adopted in this study are
witness exciting business growth. given below:
a) The competency required for specific levels were
To meet the emerging opportunities, IREDA will re-
identified through administration ofstructured
quire highly competent human resource that will steer questionnaire
the growth of company’s business in future. Tremendous b) Based on the job/task analysis, specific skill re-
opportunities bring with it enormous challenges which quirements to perform the job wereIdentified.
are unique to this emerging sector. IREDA’s human re- c) The top 3 performers were identified by examin-
source needsto acquire new and critical skills in sync ing the performance records of previousyears.This
with the emerging business prospects.
2
was followed with intense behavior event inter- 2) Quantitative research for listing present functional
view (BEI) conducted on each of thetop perform- and behavioural skills.
ers based on the skills identified through job/task
Through a rigorous application of research methodol-
analysis.
ogy through literature survey, structured questionnaires,
d) The competency thus identified was revalidated
through exhaustive discussions in a panel compris- sampling plan, Focus Group Discussions (FGD), be-
ing the job incumbent, key executives and subject havioural event interview (BEI) of top performers and
matter experts. further validation, desired Competency identification
and Gap Analysis was obtained. This finally gave rise to
Thus behavioral competencies identified for job/depart-
theCompetency Model along with the definitions of each
ment were grouped into two clusters;organizational
competency. Level wise application was also identified
competency and the role specific behavioral competen-
to aid further developmental effort from the employee
cy. The organizational competencies are important to the
and more importantly, the organisation.
organization irrespective of the role the person perform-
Information was obtained from the individual employees
er in the department or job. The role specific competen-
as well as their reporting officers. Besides the feedback
cies have been worked out for the employees in specific was taken from peers (internal customers) and juniors in
roles that they are expected to possess. respect of senior executives (E-7 and E-8 level).
The approach needed both secondary and primary re-
Keeping in view the nature of study, all targeted employ-
search to generate required information.
ees were covered for administration of structured ques-
tionnaires.
3.1 Secondary Research
The Secondary Research was undertaken to gain insights
through developmental goals of country, funds generated 4.0 Competency Identification
for which data sources such as industry reports, websites A list of 30 competencies which include managerial,
of IREDA and relevant ministries, development fund- technical, professional skills and human attributes that
ing organizations etc.to capture business landscape and are necessary for employees to work effectively in the
reviewed thoroughly. organization, were identified. Identification was done
through ‘BEI’ and through ‘resource panel’ comprising
3.2 Primary Research subject matter experts (SME). The model thus devel-
Under the primary research, two different modules were oped, has been validated by thorough examination of the
employed, i.e. job specifications ofvarious departments of IREDA. The
1) Qualitative Research for capturing the soft/ intan- validated models have then been shared with a teamof
gible areas and to validate the competencies al- officials from IREDA for revalidation. The definition for
ready identified by ASCI each competency is listed in Table 1 below.
I Managerial Skill 19
II Human attribute 8
3
Sl. No. Competency Competency Definition
Type
I.1 Managerial Leadership Identifies issue, continuously shares expertise with
team members; supports individual development and
improvement; provides performance feedback and
reinforces strength; provides opportunities and motivates
others for development through challenging assignments,
mentoring and coaching; promotes a continuous learning
and development environment; provides guidance to juniors
for attainment of professional and personal goals.
I.2 Managerial Planning and Establishes a systematic course of action for self to ensure
Organizing accomplishment of specific objectives.Sets priorities, goals,
tracking systems and timetables to achieve maximum
productivity.
I.3 Managerial Strategic Thinking Assesses the gap between the present state and desired
and Vision future direction; able to formulate plans keeping in mind
long term consequences and risks; Provides direction &
communicates the vision to encourage alignment within the
organization; encourages others to contribute to the vision of
the organization to achieve desired goals.
I.4 Managerial Relationship Interacts frequently with other departments as well as with
Management other parties, shares relevant information, understands and
helps resolving issues, works effectively in cross functional
teams, establishes good rapport with external agencies,
creates and acts on opportunities of interaction and facilitating
achievement of goals.
I.5 Managerial Achievement Consistently delivers required business results; sets and
Orientation achieves achievable, yet aggressive goals; consistently
complies with quality standards and meets deadlines;
maintains focus on the firm’s goals.
I.8 Managerial Initiative Identifies what needs to be done and takes action to achieve
standard of excellence beyond job expectations.
4
Sl. No. Competency Competency Definition
Type
I.9 Managerial Networking Working to build and maintain friendly, trustworthy, open
internal and external relationships or networks of contacts
with people who are or might become important actors in
achieving strategy related goals.
I.10 Managerial Resilience Has ability to adapt to and work with a variety of situations,
individuals and groups; being able to think on own feet, and
not being disconcerted or stopped by the unexpected.
I.11 Managerial Influencing Skill Asserts own ideas and persuades others, gaining support
and commitment from others; mobilizes people to take
action, using creative approaches to motivate others to meet
organizational goals.
I.12 Managerial Change Initiates and /or manages the change process and energizes
Management it on an ongoing basis, taking steps to remove barriers or
accelerate its pace.
I.13 Managerial Risk Taking Initiating action that tries to achieve a recognized benefit
or advantage when potential negative consequences are
understood.
I.15 Managerial Presentation Skill Presenting ideas effectively to individuals or groups when
given time to prepare; delivering presentations suited to the
characteristics and needs of the audience.
I.16 Managerial Analytical Bringing disciplined analysis to data and situations, to see
Thinking cause and effect and to use this to make effective decisions.
I.17 Managerial Customer Focus Making customers and their needs a primary focus
of one’s actions; developing and sustaining productive
customer relationships.
5
Sl. No. Competency Competency Definition
Type
I.19 Managerial Prioritizing Able to manage self and/or others, and resources including
time and surrounding circumstances to reach a specific goal.
II.1 Human Team Work Actively participating as a member of a team to move the team
Attribute toward the completion of goals.
II.2 Human At- Communication Clearly conveying information and ideas through avariety of
tribute media to individuals or groups in amanner that engages the
audience and helps them understand and retain the message.
II.3 Human At- Stress Tolerance Maintaining stable performance under pressure; handling
tribute stress in a manner that is acceptable to others and to the
organization.
II.4 Human At- Building Trust Interacting with others in a way that gives them confidence in
tribute one’s intentions and those of the organization.
II.5 Human Ethics and Integ- Has concern for the degree of trustworthiness and ethical
Attri- rity behaviors with consideration for the knowledge one has of the
bute impact and consequences when making a decision or taking
action.
II.6 Human At- Attention to De- Thoroughness in accomplishing a task through concern for all
tribute tails the areas involved. Monitors and checks work or information
and plans efficiently.
II.7 Human At- Interpersonal Seeks to understand others’ perspectives while dealing with
tribute Skills a conflicting situation; responds fairly to others, maintain
confidentiality while dealing with sensitive matters; handles
conflict situation objectively and provide timely and
constructive feedback.
II.8 Human At- Adaptability Maintaining effectiveness when experiencing major changes
tribute in work tasks or the work environment; adjusting effectively
to work within new work structures, processes, requirements,
or cultures.
III.1 Technical / Report Writing Ability to communicate respectfully ideas and information in
Professional writing to ensure that information and messages are understood
skill and have the desired impact.
III.2 Technical / Organizational Understands the workings, structure, and culture of the
Professional Awareness organization as well as the political, social, and economic
skill issues affecting the organization.
6
Sl. No. Competency Competency Definition
Type
III.3 Technical / Professional Acquires and uses technical and professional
Professional Knowledge / knowledge, skills and judgment to accomplish results and
skill Leveraging serve internal and external customers effectively; Applies
Technology IT skills in job and aware of current trend on professional
and technical matters relating to job.
• Coordination
Competency Framework for E-5 & E-6: (Asst GM & Senior Manager)
8
Competency Framework for E-0to E-4 (Manager & Below)
9
5.0 Finding the Development Need
Based on the above competencies, strengths and development needs were identified through a detailed study through
aquestionnaire. The questionnaire for various labels is at is reproduced at the end (AS-1, AS-1A, AS-1B & AS-1B):
Individual assessment, Peer assessment & Reporting officer assessment facilitated to find out the gaps.
10
Level Strength Development Needs
Supervisors & • Professional Knowledge • Organization Awareness
Workmen
Demonstrate fair level of knowledge Not thorough about the organization’s mission and
(AS-3&AS-3A) and skill for accomplishment of lobs. functions to work effectively within them; this
includes the policies, rules, and regulations of the
• Attention of Details organization.
Fairly thorough when performing • Communication
work and concerned about attending
to details. Do not effectively expresses information (for
example, ideas and facts) to individuals or groups
• Initiative effectively, taking into account the audience and
Identify what needs to be done and nature of the information.
takes action to perform the job. • Adaptability
11
Annexures
13
AS-1
Assessment of Competency of E-7- E8 executives: (Reporting Officer)
This is an instrument to assess the competency of the aspects of the report. Kindly give your ratings in a five
executives at E-7 and E-8 level who are reporting to you. point scale by marking the appropriate box.
There is nothing in this which would reflect on personal
Very Low Pres- Low Presence Moderate Pres- High Presence Very High Presence of
ence of Compe- of Competency ence of Compe- of Competency Competency (5)
tency (1) (2) tency (3) (4)
Does not Does not Display both Clear display Clear display with ap-
display any display most of positive and with good pro- propriate proficiency with
behavior the behaviors negative be- ficiency with insignificant negative
havior some negative behavior
behavior
Name of the employee who is reporting:
Designation: (E7 /E8)
Department Code:
TS F&A Legal HR Vigilance Corporate Affairs Company Sect. Others
1 2 3 4 5 6 7 8
Employee No:
Behavioral Indicators
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
14
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
15
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
20 Seeks ways to improve overall
performance levels to give higher level of
satisfaction to clients.
21 Delegates assignments to the appropriate
individuals based on their skills, roles
and interests
(such as special projects or assignments).
22 Provides guidance and instructions when
delegating.
(Signature)
Name:
Designation:
16
AS-1A
Assessment of Competency of E7-E8 executive (by Pear)
This is an instrument to map the competency of the executive. Kindly give your ratings in a five point
executives at E-7 and E-8 level who are working with scale by marking the appropriate box and hand over
you. There is nothing in this which would reflect on to the representative of HR department in a closed
personal aspects or performance of the concerned envelope. This will be treated as confidential.
Very Low Pres- Low Presence Moderate Pres- High Presence Very High Presence of
ence of Compe- of Competency ence of Compe- of Competency Competency (5)
tency (1) (2) tency (3) (4)
Does not Does not Display both Clear display Clear display with ap-
display any display most of positive and with good pro- propriate proficiency with
behavior the behaviors negative be- ficiency with insignificant negative
havior some negative behavior
behavior
1 2 3 4 5 6 7 8
Employee No:
Behavioral Indicators
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
17
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
18
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
20 Seeks ways to improve overall
performance levels to give higher level
of satisfaction to clients.
21 Delegates assignments to the
appropriate individuals based on their
skills, roles and interests (such as
special projects or assignments).
22 Provides guidance and instructions
when delegating.
(Signature)
Name:
Designation:
19
AS-1B
Assessment -1 Competency of E7- E8 executive (by Sub-ordinate)
This is an instrument to map the competency of the executive. Kindly give your ratings in a five point
executives at E-7 and E-8 level who are working with scale by marking the appropriate box and hand over
you. There is nothing in this which would reflect on to the representative of HR department in a closed
personal aspects or performance of the concerned envelope. This will be treated as confidential.
Very Low Pres- Low Presence Moderate Pres- High Presence Very High Presence of
ence of Compe- of Competency ence of Compe- of Competency Competency (5)
tency (1) (2) tency (3) (4)
Does not Does not Display both Clear display Clear display with ap-
display any display most of positive and with good pro- propriate proficiency with
behavior the behaviors negative be- ficiency with insignificant negative
havior some negative behavior
behavior
1 2 3 4 5 6 7 8
Employee No:
Behavioral Indicators
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
20
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
21
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
20 Seeks ways to improve overall
performance levels to give higher level
of satisfaction to clients.
21 Delegates assignments to the
appropriate individuals based on their
skills, roles and interests (such as
special projects or assignments).
22 Provides guidance and instructions
when delegating.
(Signature)
Name:
Designation:
22
AS-1C
Assessment of competency of E7-E8 executive (by Self)
This is an instrument to map the competency of the executive. Kindly give your ratings in a five point
executives at E-7 and E-8 level who are working with scale by marking the appropriate box and hand over
you. There is nothing in this which would reflect on to the representative of HR department in a closed
personal aspects or performance of the concerned envelope. This will be treated as confidential.
Name :
Designation: (E5 /E6)
Department Code:
TS F&A Legal HR Vigilance Corporate Affairs Company Sect. Others
1 2 3 4 5 6 7 8
This questionnaire is made to map the competency of employees at various levels in groups. There is no
right or wrong answer.
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
1
Do you identify issue and
continuously share expertise with team
members on how to handle them?
23
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
4 Do you ensure a clear understanding
of the desired end result and ask for
clarification?
24
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
17 Do you work effectively in cross
functional teams?
25
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
32 Do you set and maintain high
performance standard for self and
others that support organization’s
strategic plan?
33 Do you expand areas of responsibility
of those reports who demonstrate good
performance?
(Signature)
26
AS-2
Assessment of competency of E5-E6 executives (by Reporting Officer)
This is an instrument to assess the competency of the on personal aspects of the report. Kindly give
executives at E-5 and E-6 level who are reporting to your ratings in a five point scale by marking the
you. There is nothing in this which would reflect appropriate box.
Very Low Low Presence of Moderate High Presence of Very High Presence of
Presence of Competency (2) Presence of Competency (4) Competency (5)
Competency (1) Competency (3)
Does not display Does not display Display both Clear display Clear display with
any behavior most of the positive and with good appropriate proficiency
behaviors negative behavior proficiency with with insignificant negative
some negative behavior
behavior
1 2 3 4 5 6 7 8
This questionnaire is made to map the competency of employees at various levels in groups. There is no
right or wrong answer.
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
27
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
28
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
8 Working to build and maintain friendly,
trustworthy, open internal and external
relationships or networks of contacts with
people who are or might become important
actors in achieving strategic related goals.
29
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
16 Interacting with others in a way that gives
them confidence in one’s intentions and those
of the organization; building Trust.
17 Builds a logical approach to address problems
or opportunities or manage the situation
at hand by drawing on own knowledge
and experience base and calling on other
references and resources as necessary;
problem solving skills.
18 Presenting ideas effectively to individuals or
groups when given time to prepare; delivering
presentations suited to the characteristics and
needs of the audience; presentation skills.
19 Ability to communicate respectfully ideas
and information in writing to ensure that
information and messages are understood and
have the desired impact.
20 Bringing disciplined analysis to data and
situations, to see cause and effect and to use
this to make effective decisions; analytical
thinking.
21 Making customers and their needs a primary
focus of one’s actions; developing and
sustaining productive customer relationships.
(Signature)
30
AS-2A
Assessment of competency of E7-E8 executive (by Self)
This is an instrument to map the competency of the executive. Kindly give your ratings in a five point
executives at E-7 and E-8 level who are working with scale by marking the appropriate box and hand over
you. There is nothing in this which would reflect on to the representative of HR department in a closed
personal aspects or performance of the concerned envelope. This will be treated as confidential.
Name :
Designation: (E7 /E8)
Department Code:
TS F&A Legal HR Vigilance Corporate Affairs Company Sect. Others
1 2 3 4 5 6 7 8
This questionnaire is made to map the competency of employees at various levels in groups. There is no
right or wrong answer.
31
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
5 Do you work independently; take
responsibility of work flow and the
management of it?
32
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
19 Do you contribute new ideas and
look for ways to add value to the
department as a self starter?
20 Do you assume responsibility for
results of own actions and their impact
on the department?
21 Do you complete assignment without
prompting from your senior or any
colleague?
22 Do you manage relationships among
key outside organizations and
government entities to create long
range opportunities?
23 Do you utilize established network
of relationships to seek information
of strategic importance and to seek a
position of influence in key forums?
24 Do you actively and continuously
expand own network to meet strategic
goals and seek information from others
to resolve issues?
25 Do you consider alternative
approaches according to needs of
situations?
26 Do you weigh up costs and benefits
impartially?
33
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
34 Do you delegate assignments to the
appropriate individuals based on their
skills, roles and interests (such as
special projects or assignments)?
35 Do you provide guidance and
instructions when delegating?
34
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
49 Do you anticipate the consequences of
situations and think several possible
explanations or alternatives for a
situation?
50 Do you identify the information
needed to solve a problem effectively
and get input from internal and
external contacts that are closest to the
problem?
51 Do you present problem analysis and
recommend solution to others rather
than just identifying or describing the
problem itself?
52 Do you make formal presentations to
peers, team members, or others?
35
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
63 Do you involve the help of others to
solve customers’ problems?
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
36
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
4 Do you ensure a clear understanding
of the desired end result and ask for
clarification?
37
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
18 Do you convey complex ideas in
a logical sequence that others can
understand?
19 Do you contribute new ideas and
look for ways to add value to the
department as a self starter?
20 Do you assume responsibility for
results of own actions and their impact
on the department?
21 Do you complete assignment without
prompting from your senior or any
colleague?
22 Do you manage relationships among
key outside organizations and
government entities to create long
range opportunities?
23 Do you utilize established network
of relationships to seek information
of strategic importance and to seek a
position of influence in key forums?
24 Do you actively and continuously
expand own network to meet strategic
goals and seek information from others
to resolve issues?
25 Do you consider alternative
approaches according to needs of
situations?
26 Do you weigh up costs and benefits
impartially?
38
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
33 Do you obtain and provide resources
to enable implementation of change
initiatives?
34 Do you delegate assignments to the
appropriate individuals based on their
skills, roles and interests (such as
special projects or assignments)?
35 Do you provide guidance and
instructions when delegating?
39
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
48 Do you undertake a complex task by
breaking it down into manageable
parts in a systematic and detailed way?
49 Do you anticipate the consequences of
situations and think several possible
explanations or alternatives for a
situation?
50 Do you identify the information
needed to solve a problem effectively
and get input from internal and
external contacts that are closest to the
problem?
51 Do you present problem analysis and
recommend solution to others rather
than just identifying or describing the
problem itself?
52 Do you make formal presentations to
peers, team members, or others?
40
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
62 Do you take responsibility to solve
customers’ problems?
(Signature)
41
AS-3
Assessment of competency of E7-E8 executive (by Self)
This is an instrument to assess the competency of on personal aspects of the reportee. Kindly give
the executives at E-0 to E-6 level who are reporting your ratings in a five point scale by marking the
to you. There is nothing in this which would reflect appropriate box.
Very Low Low Presence of Moderate High Presence of Very High Presence of
Presence of Competency (2) Presence of Competency (4) Competency (5)
Competency (1) Competency (3)
Does not display Does not display Display both Clear display Clear display with
any behavior most of the positive and with good appropriate proficiency
behaviors negative behavior proficiency with with insignificant negative
some negative behavior
behavior
Department Code:
TS F&A Legal HR Vigilance Corporate Affairs Company Sect. Others
1 2 3 4 5 6 7 8
Employee No:
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
Understands the workings, structure,
1
and culture of the organization as well
as the political, social, and economic
issues affecting the organization.
Thoroughness in accomplishing a
2
task through concern for all the areas
involved. Monitors and checks work
or information and plans efficiently.
42
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
43
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
(Signature)
Name:
Designation:
44
AS-3A
Self
Name :
Designation: (E5 /E6)
Department Code:
TS F&A Legal HR Vigilance Corporate Affairs Company Sect. Others
1 2 3 4 5 6 7 8
This questionnaire is made to map the competency of employees at various levels in groups. There is no
right or wrong answer.
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
4
Do you double check the information
before submitting a proposal?
5
Do you carefully monitor the details
and quality of other’s work?
6
Do you complete all work according to
procedures and standards?
45
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
7 Do you seek to understand others’
perspectives while dealing with a
conflicting situation?
8 Do you respond fairly to others,
maintain confidentiality while dealing
with sensitive matters?
9 Do you handle conflict situation
objectively and provide timely and
constructive feedback?
10 Do you demonstrate a personal
commitment to the team and help the
team keep roles and responsibilities
clear?
11 Do you make procedural or process
suggestions to perform team functions
and achieve team goals?
12 Do you provide resources or help
remove obstacles to help team
accomplish team goals?
13 Do you demonstrate willingness to
change ideas or perceptions based on
new information or contrary evidence
and adjust schedules, tasks, and
priorities when necessary?
Do you provide opportunities and
motivate others for development
through challenging assignments,
mentoring and coaching?
14 Are you open to new ideas and listens
to other people’s points of view?
46
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
19 Do you contribute new ideas and
look for ways to add value to the
department as a self starter?
Do you encourage others to contribute
to the vision of the organization to
achieve desired results?
20 Do you assume responsibility for
results of own actions and their impact
on the department?
21 Do you complete assignment without
prompting from your senior or any
colleague?
22 Do you manage relationships among
key outside organizations and
government entities to create long
range opportunities?
23 Do you utilize established network
of relationships to seek information
of strategic importance and to seek a
position of influence in key forums?
24 Do you actively and continuously
expand own network to meet strategic
goals and seek information from others
to resolve issues?
25 Do you develop and use suitable
strategies to persuade others?
47
S.No. Competency Parameters Kindly mark the appropriate box as you assess
yourself (Low to High)
32 Do you cope appropriately with
conflicting work demands?
48
43 Do you build effective working
relationships with other departments?
(Signature)
49
51
1.0 Introduction to SJVN and the Context respectively. SJVN is presently operating country’s
SJVN Limited is a Schedule A, Miniratna Company, largest 1500 MW Nathpa Jhakri Hydro Power Station
augmented its approach towards capability development (NJHPS) on river Satluj in Distt. Kinnaur. SJVN has
of senior employees (E6-E8) by having a competency also commissioned the 412 MW Rampur Hydro Electric
framework for behavioral and functional domain. Based Project and 47.6 MW Khirvire Wind Power Project during
on this, identification of competency gap was also done the year 2014. The corporation is entrusted with the
for earmarked level of executives. Corporate office, responsibility of carrying out Survey and Investigation,
Delhi office, major plant locations had been chosen to Construction of other hydroelectric projects in the Satluj
be covered by this initiative. river basin in HP and in other states of India and abroad
in Nepal / Bhutan also.
SJVN is a joint venture of Govt. of India (GoI) and
Govt. of HP under the administrative control of Ministry This initiative was launched by SJVN in 2015-16 as
of Power, GoI. At present, equity shareholding of Gol, part of its commitment to adapt best HR practices, with
GoHP and Public is 64.46%, 25.51% and 10.03% help of Power HR Forum.
54
3. Corporate Planning • Desired level of skill in a 1-5 point likert scale (to
be done alone by employee her/himself).
4. Corporate Monitoring & Coordination
• Existing level of skill and expected level of
5. Corporate Environment proficiency for concerned employees (to be done
6. Quality Assurance & Inspection by reporting officer, after seeing the self rating
report); this ratings are utilized for further analysis.
7. Power plant Electrical Design
• Also, each employee to write the ‘activities
8. Commercial & System Operation performed’ by him in his present role, in following
9. Electrical Contracts categories:
55
Broad Categories Behavioral Competencies Behavioral Indicators
56
Departments Sub sections
2 IT & Communication 1. IT Infrastructure Establishment & Procurement
2. IT Infrastructure Management
3. IT Security Management
5. User IT Support
6. Communication
3 Quality Assurance & 1. Quality Advisory
Inspection
2. Inspection & Testing
4. System Operation
11 O&M 1. Operation
2. Mechanical Maint
3. Electrical Maint
4. Civil Maint
5. Geological Monitoring of plant areas
57
12 Contracts & 1. Contracts
Procurement
2. Procurement
3. Stores Management
4. Vendor Manageme
13 HoP- New projects • HoP- New Projects
5.0 Analysing Skill Gap & Formulating IDP • Long Term Development: Behavioral component
5.1 Skill Gap in “Leading Organisation” and “Functional”.
A sample copy of the analysis for skill-gap/ IDP is also
Based on the framework developed, both for behavioral
enclosed as Annexure-III. The IDP for the employee has
and functional competency, questionnaire were
been shown in Annexure-IV. As indicated in the section
developed, validated by HRD and senior functionaries
‘tool for development’, following three ways were
and administered to identified executives. The
suggested:
questionnaire for one of the behavioral competencies and
sample functional competencies for Corporate Planning 1. Books to be read
(CP) is attached at Annexure-II. 2. Training programmes to be attended
The questionnaire were collected, analysed together with 3. Movies to be watched
their job responsibilities, as explained in Methodology
section, to ascertain the skill gap. 6.0 Conclusion
The formulation of competency framework and the skill
5.2 IDP
gap analysis shall go a long way in augmenting capability
All the IDPs have following broad sections: of senior executives. The methodology adopted could
• Short term development : For Behavioral be repeated after elapse of few years to ascertain fresh
improvement in “Leading Self and others” requirements of SJVN.
58
Annexures
59
Annexure I
Details of Functional competencies of Personnel & Administration
Sub Domain Basic Proficient Expert
Policy
• Demonstrates the ability to • Demonstrates thorough • Demonstrates in-depth
coordinate with the various understanding of understanding of the
departments in collecting data departmental plan and business objectives and key
for identifying their HR needs translates strategic drivers to formulate the HR
and provide factual inputs for directions of the Strategy.
developing HR Strategies. function into action • Participants in the
• Demonstrates an appreciation plans. conceptualization of the
of the critical people issues • Has the ability to liaise organization and business
facing SJVN and how they are with the function heads plan by providing relevant
addressed through the current to identify and analyze HR inputs.
action plan of P&A. the requirements for • Integrates the contemporary
• Demonstrates the ability to the business. HR Interventions with
ensure that the laid down • Applies knowledge of business Strategies to create
norms are followed by all the latest developments viable HR Policies and
concerned employees. in the field of HR plans.
• Manage documentation and and evaluates various • Formulates the HR
record keeping for all policy alternatives to strategies, policies and
determine what can be norms for the organization
implemented. and leads initiatives to
• Coordinate with create and sustain the
employee associations organization culture.
for matter pertaining to • Liaison with DPE and other
HR policies public sectors
• Provide clarifications • Develop and amend policies
to all employees on in line with HR goals and
various HR policies strategies of SJVN, from
• Development/updation time to time
of manuals/employee • Critical analysis of issues
hand book etc; keeps relating to employees and
compilation ready for recommending alternatives
publication
Training/ HRD • Compiles the training • Consolidation of • Formulation and updation
database by collating training need for of training strategy of for
information on training in different categories into SJVN.
following categories: training events • Ensuring identification of
• Individual • Formulation and operational and strategic
• Group regular updation of training need of SJVN at
training plan for SJVN. individual/group levels
• Organisation
• Conduct training • Factor in changes in the
• Skills in training
evaluation for programmes, based on
administration
importance training effectiveness
• Working knowledge of programmes • Training metrics
competency mapping,
• Oversee the induction formulation and presenting
Instructions design
process for all to top management
• Manage the induction process
for all new recruits
60
Sub Domain Basic Proficient Expert
61
Sub Domain Basic Proficient Expert
Employee Coordinate with Procurement, Develop and maintain Provide input for framing
Welfare administration and construction various employee of policies related to Welfare
deptt for welfare activities, participative mechanisms activities
like safety committee,
Looks after Canteen, sports events canteen management Projects and control welfare costs
etc. committee, sports council,
Carry out welfare activities deptt councils, etc.
as planned/directed by senior
management
62
Sub Domain Basic Proficient Expert
Manpower • Demonstrates the ability • Manages the interface • Develops the Manpower
Planning & to gather and analyze data with corporate Planning and Recruitment
Recruitment accurately to present the planning, operation strategies in line with
manpower requirements for & maintenance, and the overall business and
all the locations. other functions in personnel management
• Applies laid down identifying manpower strategy.
methodology for calculating requirements • Drives the manpower
manpower requirement and and facilitates in rationalization initiative
perform demand forecasting. developing recruitment across SJVN and forecasts
strategies. the demand requirements.
• Demonstrates the ability to
handle all administrative • Ensures that manpower • Leverages in-depth
formalities with regard to the planning in done as per understanding of
recruitment process including manpower norms and competency requirements
that of adhoc appointments. policies. and conducts a qualitative
• Provides support for carrying • Provides overall analysis to identify
out the recruitment process support for carrying out requirements and achieve
and ensures timely completion recruitment process and proper fitment
of all recruitment sub- coordinates with other • Monitors and allocates
activities. departments for any resources to drive
required support. recruitment process seeking
• Compliance to GoI guideline
for maintenance of roasters, • Demonstrates the assistance as required
apprenticeships. ability to drive the from local/ regional
implementation of establishments.
specific selection • Manage the HRMIS
tools and techniques
• Manage transfer of
to assess and select
executive and non-executive
suitable candidate.
• Oversee the
compliance of roasters,
apprenticeships
• Keep track of changes
in the industry, modify
job specifications and
eligible criteria
63
Sub Domain Basic Proficient Expert
Establishment • Manages the day to day • Defines administrative • Provide input to framing
processing of the HR process flow for of policy, related to
employee services including employee related establishment matters
benefits claims and processes like transfer, • Maintaining record of
settlements. leave, attendance etc. seniority list and reporting
• Manage payment of loans and to senior management
advances
• Manage reimbursement of
various benefits and facilities
• Manage functioning of time
office (hard copy of bio metric
or card reader type) and
associated system
• Timely settlement of claims
and application for employee
benefits
64
Sub Domain Basic Proficient Expert
Estate & HR • Knowledge of travel • Carry out all protocol • Ensure smooth operations
Admin procedures and regulations related activities • Manage relationships with
including customs laws • Coordinate VIP visits external entities like local/
• Manage transport and travel and manage protocol state/central govt agencies,
related activities of SJVN related work (at airport/ electricity boards etc
• Make arrangement for station, guest house • Coordinate all protocol
foreign and domestic travel of etc) related activities – VIP
employees – booking tickets, • Manage AMC for a/ visits to station/Corp Centre
arranging passport/visas, cs, hiring of cars, • Coordinate administrative
foreign exchange etc pest services, civil/ procurement and stores
• Liaison with various external electrical/mechanical management
agencies for seamless works, horticulture,
• Coordinate maintenance
arrangement of transport at • Manage tender process of Corp Centre/local
corp centre and locations of and invitation of bids establishments
SJVN for various contracts/
• Recommend/upgrade
• Manage security of procurement related
changes in Building
establishment and liaison with to employee services
Management System
CISF including furniture,
• Manage Auto-base and staff • Manage inventory and
cars stores for items related
to employee services
• Manage house keeping
• Manage acquisition,
• Manage commercial and
maintenance and
residential lease
disposal of company
• Manage recruitment of owned vehicles,
temp-workers, support staff, manage contracts for
security staff etc as required hired vehicles
from time to time
65
Sub Domain Basic Proficient Expert
66
Sub Domain Basic Proficient Expert
PART B
Routine
[Daily/
Weekly/
Fortnightly]
Periodical
[Monthly/ Quarterly/
Half-yearly
I Infrequent
[Yearly/
Unscheduled Emergent]
68
Sample Behavioral Competency (one of 8 competencies is only shown)
1/8 Vision & strategic Holistic View Holistic view of Conceptualise, Leverage strategic
Orientation business beyond develop and articulate opportunities to gain
Information functional boundaries innovative, insight based competitive advantage.
hungry in line with companys’ and well thought out
strategies that consider Select suitable
Scans Scan Environment, strategies, modify
Environment long term opportunities
to keep abreast of and challenges activities in his/her
Scenario External Environment function or teams to
Building Evaluate information achieve newer goals/
Gather & organise and generates options in objectives.
Identify and information various scenario
leverage Define and set standards
Provide continuous Monitor and align all of excellence and guides
strategic useful feedback to top
opportunity. processes with best implementation to
management practices. achieve them.
Build strategy
from vision Display the ability to Big picture perspective;
evaluate and provide translate SJVN’s
Risk inputs to build strategy vision into strategy by
Assessment at the work unit/team balancing short term
level needs with long term
priorities and assessing
potential risks and
opportunities
Desired
(Self Rating)
69
PART C (Contd...)
Sample Functional /Technical Competency for CORPORATE PLANNING
Sub Basic Proficient Expert
Domain
Strategic • Demonstrates an • Develop long term business • Facilitate formulation
Planning, understanding of the goals, plans for the organization in of business plans and
MoU objectives of the business as line with the 5 year plan of strategies by understanding
(Internal & well as Govt’s long term plan. Govt in coordination with goals and objectives of the
external) • Demonstrates the ability internal departments as well organization, interpreting
to identify and collate as external bodies (eg CEA, Govt 5 year plans and
relevant information/data MoP, Planning Commission, continuously interacting
from different departments/ MoF, Central Power PSUs with the external and
functions which will facilitate etc) internal stake holders (env
in preparing long term • Facilitate effective target scanning) and understanding
business plans of SJVN. setting in internal MoU with their inputs.
• Working out Corporate plan close consultation with the • Monitors implementation of
and implementation details internal departments and corp plan of SJVN
reviewing past performance • Manages activities
• Work out the internal/external
of various departments. pertaining to finalization
MoU issues for and for report
to the superiors • Facilitate effective target and monitoring internal
setting in internal and MoU targets
• Facilitates activities related
external MoU with close • Liaison with different
to participation in Public
consultation with the internal functions and
Enterprises Survey and
internal departments and ensure the terms of MoU
various Excellence Awards.
reviewing past performance are aligned with the
of various departments. organisation’s policies,
• Prepares issues to be taken strategies and plans.
up for policy advocacy, • Timely signing of internal
study and comment on MoU
external policies related to
• Timely evaluation of
SJVN and Indian power
internal MoU
sector
• Manages activities
• Facilitates CAPEX budget
pertaining to finalization
preparation and obtain
and monitoring external
approval from Ministry.
MoU targets
• Prepares outcome budget
• Finalise external MoU
for monitoring physical
targets for concerned areas
performance with CAPEX
budget. • Ensure timely submission
and subsequent signing of
external MoU
• Assist management for
review and monitoring of
external MoU targets
• Evaluate external MoU and
get approval of DPE
Desired
(Self Rating)
Reporting Officer
Rating
(Present/Desired
70
Annexure III
Sample Analysis for Competency Gap
Competency
Name XXX Rating Gap
Data
Individual
Desired (self) Desired
Grade XXX Behavioural by RO A-C B-C
[A] (RO) [B]
[C]
Basic 5 5 5 2 1
Proficient 4 5 5 0 1
Expert 5 5 5 -1 1
Achievement Orientation
Proactive
and 4 5 5 0 2
Enthusiastic
Significant
4 5 5 -1 1
Contributor
Persuades
5 5 5 -1 1
Excellence
Functional
Individual
Desired (self) Desired (RO)
by RO A-C B-C
[A] [B]
[C]
Strategic Planning, MoU (Internal & External)
Basic 5 5 5 0 0
Proficient 4 5 5 -1 0
Expert 4 5 5 -1 0
Basic 3 5 5 -2 0
Proficient 5 5 5 0 0
Expert 4 5 5 -1 0
Project Approval processing
Basic 3 5 5 -2 0
Proficient 4 5 5 -2 0
Expert 4 5 5 -1 0
Basic 5 5 5 0 0
Proficient 5 5 5 0 0
Expert NA
71
Annexure IV
72