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1 Introduction
1
This report is part of a much larger study on the phonology of the verbal system of Clas-
sical Arabic, Guerssel & Lowenstamm (forthcoming).
2
As the details of morphological analysis just alluded to will be of no relevance for the
remainder of this paper, all Perfective forms will be quoted without their final * , all Im-
perfective forms without their final + , and the boundary marking the attachment of ,-*
will be omitted, thus ./*
0$1/2 instead of .3*40$1/256* , ,-*$789+
0 instead of ,4*45:78;+045<+ , etc.
2 Ablaut in Classical Arabic Measure I Active Verbal Forms
Taken individually, the sets in (1c) and (1d) are unremarkable: they simply
reveal that all three short vowels of Classical Arabic, @ , B , H , can appear fol-
lowing C> . On the other hand, joint consideration of both sets evidences a
3
See, for instance, Bohas & Guillaume (1984) and Wright (1896) on Arabic, and Aro (1964),
Brockelmann (1908) and Dillmann (1907) on other branches of Semitic.
4
Aspect only will be dealt with in this paper. See Guerssel & Lowenstamm (forthcoming)
for a full discussion of all aspects of vocalization in the verbal system of Classical Arabic.
3 Ablaut in Classical Arabic Measure I Active Verbal Forms
much more tightly constrained state of affairs. That is, if a verb displays J in
the Perfective, then it displays K in the Imperfective; if a verb displays L in
the Imperfective, then it displays L , or K in the Perfective, etc. Thus, the four
classes in (2a), with illustrative examples in (2b), can be isolated.
(2) a. b.
Perfective Imperfective
J ................... K MNKOJ PEQRKMOK P
K ................... L SKTK O4QRKSTL O
K ................... J U VWKX$KO4QRKYU VXJ#O
L ...................L SKOL XZQRK
S[OL X
3 Unnaturalness
5
We are aware that verbs evidencing such alternations can occasionally be found. Such
verbs indeed exist, e.g. \^]-_&` a$b$c4]d&\e_'` a “to rely on”, but in such limited number that they
must be viewed as exceptions, not as representative classes.
6
The ]gf] class is not attested independantly of an obvious conditioning factor, the pres-
ence of a guttural in C h or in Ci position, a phenomenon briefly dealt with in the next
section.
4 Ablaut in Classical Arabic Measure I Active Verbal Forms
(4) a. Guttural-initial
jlkWmn
roots
kpomon'qrokWmsn
jutwvyx t9ovzo{xqro|twv~}wx
“eat”
“support”
b. Guttural-medial
jkWn
roots
$oko
n'qrokpon
j
o #oEqro $o
“ask”
“slaughter”
5 Ablaut in Classical Arabic Measure I Active Verbal Forms
c. Guttural-final
~p
roots
$${$
~p {
“read”
“rip”
d. Control set
#
“rejoice”
;4 9
“get tired”
Verbs from guttural-initial roots allow the full range of options
p
for Imper-
4
fective vocalization. Thus, # 4{ patterns like
9z |w
, whereas
patterns like . On the
other hand, if the root in-
cludes a guttural in second or third position,
only can appear in the
Im-
YN
perfective,
{
hencein (4b):
{
(not * , or * ), and in (4c):
(not * , or * ). This
is a clear departure from the general pattern
since, as we saw, Perfective is regularly matched by a high vowel, or ,
in the Imperfective. While we do not wish to engage in a full discussion of
these data, three things are clear: a) the conditions under which Imperfective
a appears are well defined in terms of the consonantal makeup of the root, b)
there is a possible phonetic rationale for the phenomenon in terms of a lower-
ing imposed by a guttural on an adjacent vowel within the stem, c) the forms
in which this putative lowering is enforced, the Imperfectives, all display a
cluster in stem-initial position, C C¡<¢¢¢ This prosodic property distinguishes
them from forms in which a high vowel is allowed to survive in the vicinity
of a guttural such as the Perfectives of (4d).
Clearly, these data bear the hallmark of a possible phonological phenomenon
in the sense that a synchronic sound change occurs in systematic correlation
with definable properties of the environment.
4 Opacity
Surface opacity in the case at hand is inevitable given the existence of our
four classes of vocalic alternations, repeated in (8) for convenience, and the
three vowels of the system.
(8) a. b.
Perfective Imperfective
© . . . . . . . . . . . . . . . . . . . . .....¥ ¯¥¨© °Z±¤¥¯¨¥ °
¥ ........................ ª ²¥³¥ ¨4±¤¥²³ª ¨
¥ .........................© ¦ ´$¥§#¥ ¨4±¤¥{¦ ´§© ¨
ª ........................ ª ²¥¨ª §E±¤¥²¨ª §
(9) a. b.
Input: /u/ /i/ /a/
Imperfective 1. ¶·¸¹º»Z¼{¸·¹º»
1 2 3 4 2. ¶·¸½º^¹4¼Y¸·½·¹
3. ¶·{¾ ¿#»À¹4¼¾ ¿#·
»$·¹
Output: 4. ¶·Á¹·ÂZ¼{Á·¹
ÀÂ
Perfective [u] [a] [i]
Opacity stems from the fact that two · ’s appear in the set of Perfective
forms, ¾ ¿ ·»#· ¹ and ¸·½· ¹ , and two º ’s in the set of Imperfective forms, ¶·
¸½º ¹
and ¶·¸¹º » . As expected, the picture of neutralization varies depending on
the assumed directionality. Thus, in one case · is the source of opacity (10a),
whereas º is, in the other case represented in (9a). We do not wish to im-
pose a priori limitations on the amount of opacity beyond which a system
ceases to be viable. We merely assume that the learnability of a system, hence
its diachronic stability, directly relates to its transparency. Thus, we do not
rule out the possibility that a grammar can sustain a measure of opacity due
to neutralization, possibly including absolute neutralization. We are equally
unprejudiced with respect to non-phonetically conditioned processes, a fea-
ture of the facts brought out in the preceding section. Still, the facts at hand
seem to exemplify the most unfavorable situation, mutual neutralization of
context-free processes. But the worse is still to come ÃÃÃ
5 Partial Polarity
Consider a subset of the data just discussed, pairs such as ÁN·¹À ÂE¼¶·Á¹·  and
¾ ¿ ·»$· ¹-¼Ä¶·{¾ ¿ »À ¹ . Whether one assumes the Perfective, or the Imperfective vowel
to be basic, either version of directionality will include both a statement to the ef-
fect that ÀÅ · , and another statement to the effect that ·ÆÅ À . This can be
seen more clearly in the chart below, (11), where both directionalities are rep-
resented.
8 Ablaut in Classical Arabic Measure I Active Verbal Forms
(11) a. b.
Input: ÇÈÉÆÊ Ë Ì Í$È
ÎÄÈ É Input: ÏÈ{Ì ÍÎÐÊ É ÏÈÇÉ%È Ë
Perfective Imperfective
Ê >È È >Ê Ê >È È >Ê
Output: Output:
Imperfective
ÏÈÇÉ%È Ë ÏÈYÌ Í ÎÑÊ É Perfective Ì Í È
ÎÄÈ É ÇÈÉÆÊ Ë
6 An alternative view
6.1 Unraveling
The main claim developed in this section is that the level of opacity of the
system is not nearly as severe as what we have assumed it to be so far. To
this point, we have been dealing jointly with two facets of an ambiguous
picture of opacity, repeated in (12), each version corresponding to the two
possibilities regarding directionality.
7
See Chomsky & Halle (1968) for discussion of similar facts in Hebrew, and Brame (1970)
for discussion of the same facts in Arabic.
9 Ablaut in Classical Arabic Measure I Active Verbal Forms
(12) a. b.
Input: i /a/ u Input: /u/ i a
Perfective Imperfective
Output: Output:
Imperfective a [i] [u] Perfective [u] [a] i
Under (12a), /a/, involved in both Ö ×$ØÙ$Ø Ú and ÛØÜØ Ú , is opaque, being mani-
fested as either [i] or [u] (ÝØ{Ö ×#ÙÞ Ú and ÝØÛÜß Ú , respectively). Under (12b), /u/,
involved in ÝØÛÜßÚ and ÝØÛÚßÙ is opaque being manifested as either [u] or [a]
(ÛØÚßÙ and ÛØÜØÚ , respectively).
Suppose for a moment that the conundrum pictured in (12) results from
our failure to have detected a fourth vocalic element, in addition to our three
vowels, Ø , Þ , ß . Let us call such an object à , for the time being. There are four
possibilities as to the place à could occupy in a system free of ambiguity, two
for each version of directionality.
In (13, 14, 15, and 16), we have represented the four possibilities of dis-
ambiguation afforded by the introduction of à : (13) and (14) for Perfective
á
Imperfective directionality, and (15) and (16) for the alternative reverse
directionality. As a result, within each of our four alternation classes every
input segment is distinct from any other. In each case, the relevant verb types
can be straightforwardly identified and are indicated by means of their usual
token representatives to the right of the chart.
(13) a. b.
Input: Þ Ø à ß
á
Perf. 1. Ö ×$ØÙ$ØÚ ÝØ{Ö ×#ÙÞÚ
á
3 1 2 4 2. ÛØÜØÚ ÝØÛÜß^Ú
á
3. âØÚ
Þã ÝØ
âÚØã
á
Output: 4. ÛØÚßÙ ÝØÛÚßÙ
Imperf. Ø Þ ß ß
(14) a. b.
Input: Þ à Ø ß
á
Perf. 1. Ö × ØÙ#ØÚ ÝØYÖ × ÙÞÚ
á
3 1 2 4 2. ÛØÜØÚ ÝØÛÜß^Ú
á
3. âNØÚÞã ÝØâÚØã
á
Output: 4. ÛØÚßÙ ÝØ
Û[ÚßÙ
Imperf. Ø Þ ß ß
(15) a. b.
Input: ß à Þ Ø
á
Imperf. 1. ÝØ{Ö ×#ÙÞÚ Ö ×#ØÙ$ØÚ
á
4 2 1 3 2. ÝØÛÜßÚ ÛØÜØÚ
á
3. ÝØâÚØ
ã âNØÚÞã
á
Output: 4. ÝØÛÚßÙ ÛØÚßÙ
Perf. ß Ø Ø Þ
10 Ablaut in Classical Arabic Measure I Active Verbal Forms
(16) a. b.
Input: ä å æ ç
Imperf. 1. èç{é ê#ëæìîí é êWçë#çì
4 2 1 3 2. èçïðå^ìñíòïçðçì
3. èçóìçôõíòóçì
æô
Output: 4. èçïìåë%íÔïçìåë
Perf. å ç ç æ
Clearly, a sufficiently convincing case will have to be made for the phon-
ological identity of ä . On the other hand, there can be no doubt that a more
favorable picture is now available under any of the four above possibilities. A
measure of ambiguity still subsists inasmuch as two different input segments
may apophonize into the same surface segment, an inescapable consequence
of the discrepancy between our four ablaut classes and our three surface vow-
els, but it is no longer the case that two different output segments proceed
from the same input.
Before selecting one of the options of (13, 14, 15, and 16), we want to point
out that any such decision will have a double consequence.
First, it will commit us to the specific directionality embodied in each of
the four hypotheses under consideration. Thus, choosing, say, (14) implies
endorsing Perfective í Imperfective directionality, whereas the choice of (16)
means opting for Imperfective í Perfective directionality, etc.
Second, it will lead to the identification of the verb type “carrying” ä . Thus,
selecting, say, (16) implies endorsing that the representation of the èçïìåë%í
ïçìåë class “is”, at a deeper level, èç
ï[ì-äëíòïçìåë .
While several properties of the four systems just described would warrant
comment, one feature of (14) clearly recommends it over the other three pos-
sibilities: (14) happens to be the only configuration free of the undesirable
“partial polarity” effect. Indeed, under (14), it is no longer the case that both
ç
íöæ and æíòç . For that reason, we choose to further explore the implications
of (14) and to disregard the alternatives.
As already pointed out, (14) embodies two substantial claims. We spell
them out in (17).
(17) a. apophony maps the Perfective melody into that of the Imperfective.
b. é ê#çë$çì-÷èç{é êëæì is the verb type “bearing” ä .
Thus, é ê çë$ç ì and ïçðç ì with apparently identical vocalism differ, we claim,
as follows: ïçðç ì involves genuine ç and manifests the çí å apophonic class,
whereas é ê çë$çì (underlyingly é ê ç
ëEäøì ) involves ä , manifesting, as such, the äÕí
æ apophonic class.
We now proceed to show how the detection of the identity of ä requires no
additional machinery.
11 Ablaut in Classical Arabic Measure I Active Verbal Forms
C V C V C V C V C V C V
ü ü ü
8
The solution just offered calls for a comment. In early generative work, the distinction
between the of and the of , resp. the one that apophonizes into and
apophonizing into , might have been captured by postulating two kinds of ’s, say
/a / and /a /, later undergoing neutralization into [a]. We are proposing nothing of the
kind. Rather, the phonetic interpretation of a null melodic element by rightward propaga-
tion from a neighboring position falls well within the inventory of legitimate descriptive
devices of autosegmental theory. It is amply documented in an outside of noncatenative
morphological systems, as well as in tonal phonology
12 Ablaut in Classical Arabic Measure I Active Verbal Forms
The important point for our purpose is the emergence of the four clearcut
vowel alternation classes in (21a), with matching examples in (21b).
(21) a. b.
1. ! " #%$&')( *$+" #'&
(
9
Cf. McCarthy (1981) p. 403 “It is obvious that we can give only a lexical account of as-
signment of any given root to an ablaut class”.
13 Ablaut in Classical Arabic Measure I Active Verbal Forms
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