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EDMUND HUSSERL

Critical Assessments of Leading Philosophers

Edited by Rudolf Bernet,


Donn Welton and Gina Zavota

Volume III

The Nexus of Phenomena: Intentionality, Perception


and Temporality

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LONDON AND NEW YORK
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First published 2005 VOLUME ill THE NEXUS OF PHENOMENA: INTENTIONALITY,


by Routledge
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Simultaneously published in the USA and Canada by Routledge
270 Madison Ave, New York, NY 10016 Acknowledgements Vll
Routledge is an imprint of the Taylor & Francis Group
Editorial matter and selection © 2005 Rudolf Bernet, Donn Welton
and Gina Zavota; individual owners retain copyright in their own PART 4
material Intentionality 1
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Printed and bound in Great Britain by MPG Books Ltd, Bodmin 35 Husserl's concept of intentionality 3
All rights reserved. No part of this book may be reprinted or J. N. MOHANTY
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or other means, now known or hereafter invented, including
photocopying and recording, or in any information storage or 36 The structure of intentionality 31
retrieval system, without permission in writing from the publishers. JOHN J . DRUMMOND
British Library Cataloguing in Publication Data
A catalogue record for this book is available from the British Library 37 Husserl's concept of categorial intuition 61
Library of Congress Cataloging in Publication Data DIETER LOHMAR
A catalog record for this book has been requested
ISBN 0-415-28956-4 (Set) 38 How to intuit an essence 84
ISBN 0-415-28959- 9 (Volume III)
ROBERT SOKOLOWSKI
Publisher's Note
References within each chapter are as they appeared in the original
complete work 39 Objektivierende und nicht-objektivierende Akte 108
ULLRICH MELLE

., PARTS
\·-U;\;~rsi:J.ts- \. Space, Perception and Imagination 123
BibnOl hek
reiburg i. sr.
40 Reprasentation und Selbstgegebenheit: die Aporie der
Phanomenologie der Wahruehmung in den Friihschriften
Husserls 125
BERNHARD RANG
CONTENT S

41 The problem of sense data in Husserl's theory of perception 145


WILLIAM R . M C KENNA

42 Perception as a teleological process of cognition 159


RUDOLF BERNET
ACKN OWLE DGE ME NTS
43 Soft, smooth hands: Husserl's phenomenology of the lived-body 172
DONN WELTON

44 On seeing a material thing in space: the role of kinaesthesis in


visual perception 192
JOHN J . DRUMMOND Volume III
The publishers would like to thank the following for permission to reprint
45 Phantasy, picture-consciousness, memory 205
their material:
RUDOLF BERNET , ISO KERN AND EDUARD MARBACH
Kluwer Academic Publishers for permission to reprint J. N. Mohanty,
46 Phantasy's systematic place in Husserl's work: on the "Husserl's concept of intentionality", Analecta Husserliana 1 (1970):
condition of possibility for a phenomenology of experience 221 100-132. With kind permission of Kluwer A cademic Publishers.
JULIA JANSEN
Indiana University Press for permission to reprint John J. D rummond,
"The structure of intentionality", in Donn Welton (ed.), The New Husser/:
PART 6 A Critical Reader, Bloomington: Indiana University Press, 2003, pp. 65- 92.
Temporality 245 Kluwer Academic Publishers for permission to reprint Dieter Lohmar,
"Husserl's concept of categorial intuition", in Dan Z ahavi and Frederik
47 The emergence of an absolute consciousness in Husserl's early Stjernfelt (eds), One Hundred Years of Phenomenology: H usserl's Logical
writings on time-consciousness 247 Investigations Revisited, Phaenomenologica, Vol. 164, Dordrecht: Kluwer,
JOHN BROUGH 2002, pp. 125-145. With kind permission of Kluwer A cademic Publishers.
Northwestern University Press for permission to reprint R obert
48 Is the present ever present? Phenomenology and the
Sokolowski, "How to Intuit an Essence," in Robert Sokolowski, Husser/ian
metaphysics of presence 273
Meditations: How Words Present Things , Evanston: Northwestern Univer-
R U DOLF BERNET sity Press, 1974, pp. 57-85. Copyright © 1974 by R obert Sokolowski.

49 Inner time-consciousness and pre-retlective self-awareness 299 Kluwer Academic Publishers for permission to reprint Ullrich Melle,
DAN Z AHAVI "Objektivierende und nicht-objektivierende Akte", in Samuel Ijsseling
(ed.), Husserl-Ausgabe und Husserl-Forschung, Phaenomenoiogica, Vol.
115, Dordrecht: Kluwer, 1990, pp. 35-49. With kind permission of Kluwer
50 Husserl on memory 325
Academic Publishers.
JOHN B. BROUGH
Karl Alber Verlag for permission to reprint Bernhard R ang, "Reprasenta-
51 La chair et Ie probleme de la constitution tempore lie 347 tion und Selbstgegebenheit: Die Aporie der Phanomenologie der
DIDI ER FRAN C K Wahrnehrnung in den Friihschriften H usserls", in E rnst Wolfgang Orth
(ed.), Phiinomenologie Heute: Grundlagen- und Methodenprobleme,
Phiinomenologische Forschungen, 1, Freiburg: K. A lber, 1977, pp. 105-137.
ACKNOWLEDGEMENTS
ACKNOWLEDGEMENTS
University Press of America for permission to reprint William R.
Disclaimer
McKenna, "The problem of sense data in H usserl's theory of perception",
in Lester Embree (ed.), Essays in Memory of Aron Gurwitsch, Washing- The publishers have made every effort to contact authors/copyright
ton, DC: University Press of A merica, 1984, pp. 223-239. holders of works reprinted in Edmund Husserl: Critical A ssessments of
Leading Philosophers. This has not been possible in every case, however,
Kluwer Academic Publishers for permission to reprint Rudolf Bernet,
and we would welcome correspondence from those individuals/companies
"Perception as a teleological process of cognition", Analecta H usserliana 9
whom we have been unable to trace.
(1979): 119- 132. With kind permission of Kluwer Academic Publishers.
Blackwell Publishing Ltd., for permission to reprint D onn Welton, "Soft,
smooth hands: H usserl's phenomenology of the lived-body", in D onn
Welton (ed.), The Body: Classic and Contemporary Readings, Oxford:
Blackwell, 1999, pp. 38-56.
Philosophy and Phenomenological Research for permission to reprint
John J. Drummond, "On seeing a material thing in space: the role of
kinaesthesis in visual perception", Philosophy and Phenomenological
Research 40(1) (1979): 19- 32.
Felix Meiner Verlag for permission to reprint Rudolf Bernet, Iso Kern and
Eduard Marbach, "Phantasy, picture-consciousness, memory", in An
Introduction to Husserlian Phenomenology, E vanston: Northwestern Uni-
versity Press, 1993, pp. 141-154.
Kluwer A cademic Publishers for permission to reprint John Brough, "The
emergence of an absolute consciousness in Husserl's early writings on
time-consciousness", Man and World 5(3) (1972): 298-326. With kind per-
mission of Kluwer Academic Publishers.
Brill Academic Publishers for permission to reprint Rudolf Bernet, "Is the
present ever present? Phenomenology and the metaphysics of presence",
Research in Phenomenology 12 (1982): 85-112.
Indiana University Press for permission to reprint Dan Zahavi, "Inner
time-consciousness and pre-reflective self-awareness", in Donn Welton
(ed.), The New Husser!: A Critical Reader, Bloomington: Indiana Univer-
sity Press, 2003, pp. 157-180.
The Monist for permission to reprint John B. Brough, "Husserl on
memory", The Monist 59 (1976): 40-62. Copyright © 1975, THE MONIST:
An International Quarterly Journal of General Philosophical Enquiry,
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Presses Universitaires de France for permission to reprint Didier Franck,
"La chair et Ie probleme de la constitution temporelle", in Jean-Luc
Marion and Guy Planty-Bonjour (eds), Phenomenologie et metaphysique,
Paris: Presses universitaires de France, 1984, pp. 125-156. © PUF, 1984.
INTENTIONALITY , PERCEPTION AND TEMPORALITY l
10 Ibid. , p. 170.
11 Ibid.
12 Ibid.
45
13 Husser! gives numerous brief accounts of the functional, motivational connec-
tion between kinaesthetic processes and determined series of appearances.
Some of the most important examples are Ideen II, pp. 20, 56-58, 128-29, PHANTASY, PICTURE-
216-21; APS, pp. 13-15, 107 and Edmund Husserl, Erfahrung und Urteil:
Untersuchungen zur Genealogie der Logik (hereafter EU), revised and ed. by CONSCIOUSNESS, MEMORY
Ludwig Landgrebe with an Afterword by Lothar Eley (Hamburg: Felix Meiner
Verlag, 1972), pp. 88-91, 113 [English translation: Experience and Judgment,
trans. by James S. Churchill and Karl Ameriks (Evanston: Northwestern Uni- Rudolf Bernet, Iso Kern and Eduard Marbach
versity Press, 1973), pp. 83-85, 104]. The most detailed of Husserl's analyses,
some of which we shall explicate here, are in DR, pp. 154-284.
14 DR, p.170. Source: Rudolf Bernet, Iso Kern and Eduard Marbach, An Introduction to Husser/ian
15 Cf. ibid., p. 292; cf. also Ideen II, pp. 57-58,216; APS, pp. 13-14 and EU, p. 89 Phenomenology, Evanston: Northwestern University Press, 1993, pp. 141- 154.
[Eng. trans., p. 84] .
16 DR, p. 176.
17 Ibid., p. 177.
18 Ibid. Since the 1890s, and particularly in connection with the preparation of his
19 Ibid., p. 180. Logical Investigations (1900/01), Husserl was occupied with the domain of
20 Ibid. intuitive acts. He contrasted the latter with the conceptual presentations
21 Ibid., p. 206. belonging to the domain of significations, which received primary atten-
22 Ibid., p. 235.
23 Ibid., p. 232. tion in the six investigations published as part two of the Logical Investiga-
24 Ibid., p. 235. tions (cf. below, chap. 6). As early as texts dating from the 1890s, Husserl
25 Ibid., p. 238. had discussed the distinction between "intuitional and conceptual presen-
26 Cf. ibid., pp. 236, 238; cf. also APS, p. 298. tations." Among the intuitional presentations he counted "the perceptual
27 DR, p. 228.
presentations, the physical-pictorial presentations, the phantasy presenta-
28 Ibid., p. 249.
29 Ibid., p. 251. tions (presentations of memory and expectation)." In contrast with the
30 Ibid., p. 249. consciousness of signification, in which an object or a state of affairs is sig-
31 Ibid. , p. 250. nified, it is generally characteristic of intuitional presentations that in them
32 Ibid. "an object appears, and this is either the presented object itself or a picture
33 Cf. ibid., pp. 250, 253.
[Bild] of the latter" (cf. Ms. F 119,174 [probably written in 1894).1
34 Cf. ibid. , pp. 257,261.
35 Ibid. , p. 255. As is well known, the subtitle of part two of the Logical Investigations is
"Investigations Concerning the Phenomenology and Theory of Cogni-
tion." It is Husserl's view that the higher-level, conceptual and categorial
acts of intending [Bedeuten], in which cognition comes to pregnant expres-
sion, are founded in the sensuous, intuitive acts of perception and their
modifications. The phenomenological clarification of the consciousness of
signification, of conceptual thinking and knowing, must therefore also
determine the forms of intuitional consciousness in respect of their cogni-
tive achievement. Since one is dealing with the "lowest stratum of intellec-
tive acts," in the case of the various kinds of intuitional consciousness,
Husserl sees their analysis as fundamental for the phenomenological clari-
fication of cognition, or, as Husserl preferred to say some years after the
publication of the Logical Investigations, for the "phenomenology of
reason" in the strict sense. 2
One of the chief tasks for the analysis of the domain of intuitive acts
INTENTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY, PICTURE-CONSCIOUSNESS, MEMORY

consists in setting off the diverse forms of presentiation [V ergegenwiirti- consciousness (1904/05) - to the doctrine of the reproduction of acts, that
gung] from the basic form of intuitional consciousness, namely, perception is, to an insight into the essence of the intentional implication of another
(cf. above, chap. 4) by bringing into relief the intentional characteristics of consciousness (one's own and then also another's in the actually per-
these various forms. The at first rather special-looking task to whose solu- formed consciousness).
tion H usserl devoted his efforts again and again for many years, allowed H usserl usually proceeded in his concrete analysis in such a way as, by
him at last to catch sight of unsuspected depths and interconnections in the means of initial observations of diverse but related kinds of consciousness,
intentional life of consciousness, matters whose importance for his later and guided for the most part by ordinary linguistic usage, to create an
doctrine of the constituting, transcendental subjectivity can scarcely be "horizon of comparison which we must have at our disposal from the
overestimated. outset in order to be able step by step to submit each of these kinds of
H usserl was first inspired to concern himself with intuitive acts by intuition [perception, phantasy, picture-consciousness, memory] (each of
Brentano. 3 H e mentions more than once the latter's "unforgettable course which unveils its peculiar eidetic characteristics only in contrast with the
of lectures on 'Selected Psychological and A esthetical Questions'" in parallel kinds) to an eidetic cognition" (Ms. A VI 11 I , 67b [1911/1912]).
which Brentano "strove nearly exclusively after an analytical clarification Without being able in the framework of this study to enter into the indi-
of phantasy presentations in comparison with perceptual presentations."4 vidual steps of thought and their frequent aporiai, we shall attempt to
In those lectures, after detailed discussion of the philosophical tradition bring together some of the essential results, often situated years apart, as
from Aristotle on down to his own day, Brentano arrived at the following links in a phenomenological theory of intuitional presentiation. 7
determination: "Phantasy presentations are nonintuitional or inauthentic Regarding the matter quite generally, one must distinguish in this
[uneigentlich] presentations which approximate to intuitional presenta- analysis between the moment of the intuitiveness (with its possible degrees
tions .... The border is admittedly blurred."s According to Brentano, the of vividness, adequacy, clarity, obscurity, emptiness) and the moment of
approximation to the intuitional presentations of perception is based on the positing (that is, of the doxical modalities) of the acts here in question. 8
the fact that "the phantasy presentations contain, as it were, an intuitional What became decisive for Husserl's doctrine was the "intimate connection
nucleus" (Brentano, 84), albeit most phantasy presentations are in fact not between intuitive acts and time-consciousness," a connection which he had
intuitions but concepts with an intuitional nucleus (cf. 83). Brentano had recognized since the time of his lectures in the winter semester of 1904/05
exhibited the importance of the inauthenticity of phantasial presentations, (cf. PITe, 394). For only with the return to the fundamental, temporally
as well as of the presentations of others' psychical phenomena and of one's interpreted distinction between impression (presentation [Gegen-
own past and future psychical phenomena (cf. 83f.), as over against the wiirtigung]) and reproduction (presentiation [V ergegenwiirtigung]), did
authenticity of perceptual presentations. At the time of the conception of H usserl succeed in making intelligible the distinction between the imme-
the Logical Investigations, H usserl defined this same contrast by distin- diate intuitability of what is bodily present [leibhaft] (in perception) and
guishing the act-character of pictoriality [Bildlichkeit] or "picturing [ver- what is not bodily present (in phantasy, memory, expectation) (cf. Ms. A
bildlichend] apprehension" from the act-character of the self-giving of the VI 11 I , 61- 95; PBE, nos. 12, 13, 14 and passim). On the side of positing,
object in perception. 6 one must distinguish between actuality (positionality) and inactuality
Regarded purely from the viewpoint of consciousness, an object of (neutrality) . Husserl defines both pairs of distinctions, presentation and
phantasy, memory, or expectation would be characterized in contrast with presentiation, as well as actuality and inactuality, as intersectional (cf.
an object of perception in its givenness, by the fact that it does not appear PBE, no. 13 [1910], and no. 16 [1912]). Thus, in respect of the domain of
as being "present itself," "bodily [leibhaft]" or, as it were, "in its own intuitional presentiation which interests us here, he speaks of a positing
person," but rather merely hovers before me, merely is as if it were there, presentiation (memory, co-presentiation, expectation) and a nonpositing
appears to me "in a picture" (a mental image, a memory-image) . Husserl presentiation (pure phantasy) (cf. no. 12 [probably from 1910]).9 The
will always preserve the pair of opposites "bodily," and so on, and "as if," distinction that presented so many difficulties at the time of the
in respect of the modes of appearance of perceptual as over against pre- Logical Investigations, that between pure phantasy and normal picture-
sentational consciousness. However, after the Logical Investigations, the consciousness, is finally universalized terminologically as the distinction
path of his thinking led him from the incipient theory of the pictoriality of between reproductive phantasy (or presentiation) and perceptive phan-
intuitional presentation - by way of a concretely executed analysis of the tasy, that is, presentiation [V ergegenwiirtigung] in a picture, in pictorial
deep-seated distinctions between picture-consciousness and pure phan- representation [Darstellung] (cf., e.g., nos. 16 and 18a [1918]).
tasy, or memory, and by way of the inclusion of internal time- Let us now attempt to gain a somewhat more precise idea, successively,
INTENTIONALITY , PER C EPTION AND TEMPORALITY PHANTASY , PICTURE - CONSCIOUSN E SS , M E MORY

(a) of the distinction, founded in internal time-consciousness, between sive for H usserl's revision of the original content-apprehension- schema,
impression and reproduction, that is, of the reproductive modification; (b) with the help of which he had previously wanted to establish the distinc-
of the aspect of positing and neutralizing, that is, of the qualitative modifi- tion between perception and phantasy (presentiation). A bout 1909 he was
cation; and (c) of the peculiarity of picture-consciousness in contrast with able to write the following:
reproductive presentiation.
(a) In his lectures of 1904/05 H usserl arrived at the conclusion that pure I had the schema "content-of-apprehension and apprehension"
phantasy and memory, as pure, simple presentiational consciousness, must and that certainly makes good sense. But, first of all in the case of
be sharply distinguished from perception, as presentational consciousness, perception as concrete, immanent experience, we do not have a
but also from ordinary picture-consciousness which requires the mediation color as a content of apprehension and then the character of the
of something appearing perceptually in the present. For the purpose of apprehension which creates the appearance. A nd similarly in the
more deeply clarifying this pair of opposites, presentation and presentia- case of phantasy we do not again have a color as a content of
tion, Husserl began an analysis of internal time-consciousness in the final apprehension and then an altered apprehension, the one which
portion of his lectures. In connection with the intuitive acts, it is a question creates the phantasy appearance. Rather: "consciousness" consists
of forming a concept of the fundamental distinction between "time- through and through of consciousness, and a sensation as well as a
perception" as the originary time-consciousness constitutive for "being- phantasm is "consciousness." There we have in the first instance
present," and "time-phantasy" which is constitutive for "not-being- perception as impressional (originary) consciousness of the
present" (being-past, being-in-the-future, and in general, being presenti- present, consciousness of what is itself there, and the like; and [we
ated) (PITC, 161 C, 36f.; d. above, chap. 3, § 2) . have] phantasy (in the sense in which perception is the opposite!)
In the years following his lectures from the winter semester of 1904/05, as the reproductively modified consciousness of the present, con-
Husserl elaborated ever more clearly the more complex - in comparison sciousness of what is as if it were itself there, of what is as if it
with impressional presentation - intentional structure of presentiation. He were present, [consciousness of our] phantasy of the present.
recognized that presentiations "have a second, differently structured [PEE, 265 f. ]
intentionality, one which is proper to them alone and not to all immanent
experiences" (PITC, 52 1 C, 75). This concerns the fact that a presentiation We may say in general that Husserl understood the reproductive structure
is not merely consciousness of an object but is in itself, in "inner conscious- of presentiation in such a way that a "presentiated present," with all its
ness" or time-consciousness, also reproductive consciousness of the corre- modes of the flow of consciousness, was taken by him to be intentionally
sponding impression, of the corresponding originary course in which implied in this structure at all times, be it a past, future , possible, merely
consciousness of the now presentiated object is primordially constituted phantasized, or alien present.
(in the past, in the future, or as pure possibility in phantasy). In a note (b) In order more concretely to clarify these diverse kinds of intuitional
probably written in 1911/12, Husserl sums up the terms of this universal presentiation, the aspect of positing, the "qualitative modification," must
structure or "eidetic law" of intentional modification or implication among be drawn into the analysis. Within the domain of reproductive modifica-
intuitional presentiations, casting it in a perspicuous "formula." It is the tion Husserl arrived at the distinction between a positing presentiation and
case that "R(Pa) = Va. For example, the presentiation of a house [Va] and a nonpositing, inactual or neutralized presentiation (in pure phantasy) . In
the reproduction of the perception of this house [R(Pa)] exhibit the same section 111 of Ideas I (1913) we may read the following, concise character-
phenomena" (1281 C, 177f.; d. PEE, 311). Normally, that is, whenever I ization of phantasy: "Stated more precisely, phantasizing is, as such, the
do not perform a "reflection in phantasy or memory," my intentionality is neutralizing modification of [a] 'positing' presentiation, that is, of memory
directed toward the presentiated object. However, it is not a matter here in the broadest possible sense" (Id I, 224). In order adequately to under-
of a "simple" intentionality but of a "peculiar mediacy" (EP II, 116) that is stand this relation among phantasy, memory, and neutralizing modifica-
no longer interpreted as pictoriality but points to the fact that for me, for tion, it must be kept in mind that phantasy had been defined as an act of
example, the past can not "directly" attain to givenness again but can do presentiation, that is, as a reproduction of consciousness in the actually
so only upon being mediated by a reproductive consciousness of that past performed phantasial consciousness.
experience of mine which was constitutive for the remembered event. The doctrine of the neutralizing modification forms a universalization
The insight into this structure of the intentional implication of another of the doctrine of "qualitative modification" fo und in the Logical Investi-
consciousness in the presently actual consciousness may have been deci- gations (d. L I IIII [V], §§ 39f.). Qualitative modification is introduced in
INTENTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY, PICTURE-CONSCIOUSNESS , MEMORY

the Logical Investigations with respect to the class of objectifying acts, that bracketing or leaving undecided every achievement of consciousness. I
is, as a modification taking place inside the acts of the "quality" "presenta- phantasize myself into an experiencing (whether I thereby draw myself
tion [Vorstellung]."l0 In relation to these objectifying acts, H usserl sets into the phantasy-world or not); I feel as if I were experiencing, seeing,
forth the possibility of the transition from the positing act of presentation hearing, speaking, doubting, questioning, willing, desiring, and so on. The
to an act of mere presentation of the same material, and the reverse (ct. L I whole affair, be it a coherent phantasy-world, be it an incoherent sequence
IIII [V], 435, 448). It is thus not a matter of a transition from one act- of individual phantasy situations, is given - in the modification of the as-if,
quality (class) to another, for example, the transition from a perceptual without a performance of the believing or positing consciousness - as
presentation to the complex act of joy which belongs to a new, founded unreality (ct., e.g., PBE, nos. 15, 18a).
act-quality (class). It is a matter of a "qualitative modification," that is, In contrast with this, it is essential for the positing presentations, that I
precisely, a possible modification of the quality "presentation," inside of perform them in the consciousness of the actuality of belief. In the case of
the same act-quality. Instead of performing a presentation primordially, a memory, for example, it is not simply so, that an imagined sequence of
actually, as a positing, believing act, it is possible to perform it as a mere immanent experiences is presentiated free of all positing. Rather, the
presentation, as a nonpositing act, leaving the issue of belief undecided. reproductively performed immanent experiences are given in the con-
This qualitative modification is not able to be iterated. "If the 'believing' sciousness of the "again," which is a "believing consciousness" (ct. nos. 11,
has been transformed into [a] 'mere presenting,' then we can at best return 12, 13). Above all, this also means that forward-pointing and backward-
to the believing; but there is no modification which repeats itself and con- pointing intentions adhere inseparably to these experiences, and the inten-
tinues in the same sense" (452). tions serve to arrange them in the total nexus of the stream of my past
Ideas I introduces the neutralizing modification as a universal modifica- consciousness (ct., e.g., app. XXIX [probably written in 1910]). Analogous
tion of consciousness as such. At the lowest level is the primordial doxa, relationships would hold for presentations relative to future experience
the primordial belief of the perceiving consciousness, to which all modifi- (ct. e.g., no. 13 [1910]). This positing, believing consciousness does not
cations of belief (deeming possible, presumption, doubt, question, and so imply, of course, that I cannot be deceived or err in relation to presenti-
on) are referred precisely as doxic modalities of the primordial belief. The ated situations. On the contrary, deception is generally speaking possible
non-doxic acts (the non-objectifying acts in the sense understood by the in two respects, either in relation to the reproduced act (I had not read it,
Logical Investigations, for example, wishing, desiring, rejoicing, and so on) rather it was told to me), or in relation to the presentiated object (it was
also refer intentionally to the primordial doxa. The universalization con- not x, but y). It is characteristic, however, for the positing presentiations,
sists in Husserl's understanding all acts as positing (thetic) acts (among that I play one positing off against the other, as it were; that I move on the
which the doxic acts form the special class of acts which posit being) terrain of doxa and all the possible doxic modalities; and, as long as I do
having their possible counterpart in neutral acts as counterparts to all not become aware of the deception which memory has suffered, that I
"achieving [Leisten]" (ct. § § 109, 117).11 believe or posit that it was so or, doubting it, that I ask myself whether it
Now Husserl understood pure phantasy as a neutralizing modification was so or whether it was not rather so (ct. no. 15, and esp. app. XXXVII
of a special kind of positing, namely, the positing presentations. The term [1912]). Ideally, it would be possible to reproduce the sequence of imma-
"memory [Erinnerung]" serves him in the manuscripts (ct., e.g., PBE, 246, nent experiences from the remembered past or from the anticipated future
396), as well as in section 111 of Ideas I, as a designation for the positing down to the presently actual now. In the case of pure phantasy, however,
presentiations, namely, pre-presentiation, co-presentiation, and re-presen- that is, phantasy free of the consciousness of being mixed with now or
tiation, in their reproductive structure. In Husserl's view, memories of the once actual experience, such a continuity makes no sense. For the world of
immanent experience, as possible parallels to it, correspond to every phantasy is thoroughly a world of the as-if, without an absolute spatial and
immanent experiencing as originary consciousness of the immanent temporal position in objective space and time (ct., e.g., app. LVI; no. 19a;
experience (Id I, 225). This being so, the phantasy modification, as a neu- EJ, §§ 38-42).
tralizing modification of memory, also shows itself to be of universal We now have to point out a phenomenon bearing on all reproductive,
significance (224). Stated quite generally, it is accordingly the case in phan- intuitional presentiations and submitted to detailed considerations by
tasizing that I do not actually experience all the immanent experiences, Husserl beginning with his lectures on "Phantasy and Picture-Conscious-
whichever they may be, but only presentiate them to myself (in imagina- ness" in the winter semester of 1904/05 (ct. PBE, no. 1, §§ 24, 32; chap. 7;
tion [einbildend]), perform them only inactually [inaktuell] in a neutraliz- apps. IX [1905], XLIV [probably 1908], Land LI [probably 1912 or some-
ing manner, that is, without a positing of belief, on the condition of what later]) . This is the phenomenon of the overlapping [Verdeckung] or
INTENTIONALITY , PER C EPTION AND TEMPORALITY
1
I PHA N TASY , PICTURE- C ONS C IOUSN E SS , MEMORY

the conflict of intuitions, which is connected with the fact that in the stream and so, "on the basis of being constituted together in the flow of one inner
of consciousness nothing is thinkable in isolation from the rest of the time-consciousness, the possibility exists of producing an intuitable con-
stream. Husserl speaks of the "stream of presently actual positing," nection among all the objects constituted therein" (EI, 206f.). This unify-
"presently actual apprehensional intentions which organize themselves ing I-relation, elaborated by Husserl in connection with his analysis of
again and again into new [intentions], impart a force of coherence to intuitional presentiations, will be discussed in somewhat greater detail in
everything which is inserted into them, and, to be sure, leave nothing chapter 8, "The 'I' and the Person." It belongs thoroughly to the analysis
outside of themselves." Whatever then is given in isolation, such as a of the essential moments of intuitional presentiations.
phantasy, "yet in truth covers up [verdeckt] something in actuality" (485). (c) The "permeation [Durchsetzung]" or "interpenetration [D urch-
Husserl brings out the point that "space is only intuitable once." "Spatial dringung]" of intuitions "with conflict [Widerstreit]" is H usserl's name for
intuition 'covers up' spatial intuition." In the example of phantasy, I am a phenomenon differing in kind from overlapping [V erdeckung] and yet
turned toward a phantasy object, I look at a spatial world within a definite somehow akin to it. H e finds this phenomenon actualized in ordinary
orientation. picture-consciousness, that is, in presentiation which is no longer purely
reproductive but is rather perceptually founded (cf. PBE, nos. 1, 16, 17;
At the same time, however, I can direct my glance at the per- apps. IX, L; as well as most of the texts in this volume which have to do
ceived spatial world with its orientation. If I do that, the other with picture-consciousness). Inasmuch as he himself wavers a great deal, it
[world] vanishes: And this vanishing is not a mere darkening, but is not an easy matter briefly to summarize H usserl 's doctrine of picture-
a being pressed down to an "empty" presentation. consciousness. An essential point forms the demarcation of picture-
[ibid.] consciousness from fiction-consciousness (illusion), from which Husserl's
early analysis of picture-consciousness, with its accent on conflicting inten-
An intuitable "at the same time " of present [Gegenwart] and nonpresent tions, was probably too little clearly differentiated. H usserl also oriented
[Nichtgegenwart] (a nonpresent posited in the past or the future or merely his analysis at first too much in respect of the idea of depictability
phantasized) is impossible. Attention to the one clashes with a simultane- [Abbildlichkeit], such as would be found in a portrait. Later, however, in
ous attention to the other (cf. no. 1, § 32; app. IX). My actual point of view discussing aesthetic-artistic representation [Darstellung], he sought to
in the here and now, which opens up the visual field of perception to me, understand "pictoriality [Bildlichkeit] in the sense of perceptual phantasy
cannot at the same time be the point of view of the nonpresent. Rather, the as immediate imagination" apart from the function of depict ability (514,
latter is a past, a future, or a merely imagined point of view reproduced in no. 18b [1918]).
presentiation, a point of view that opens up to me a pres entia ted visual Just what is presentiating in a picture, understood initially as conscious-
field which in turn covers up the actually present visual field precisely to ness of a depiction [Abbildbewuf3tsein] (photographs, portrait and land-
the extent that my attention is devoted to the non present. It is very scape paintings, sculptures)? Husserl distinguishes the following three
important to notice that in these relationships, "however much it may lose types of objects [Objekte] which are implicit in picture-consciousness
its 'actuality,' 'withdraw from me,' " the perceptual world does not vanish [Bildbewuf3tsein]: (1) The picture as a physical thing on the wall; the
from my consciousness when I perform a presentiation. "It is always there canvas, or the photograph printed on paper, which hangs there, can be
perceptually" (EI, 205 / C & A, 175f.). If in performing a presentiation I torn, and so on, just like any physical object, and which is given perceptu-
were completely to lose consciousness of the perceptual world, then I ally; (2) the mental picture-object [Bildobjekt] , which appears "perceptu-
would no longer be presentiating but presenting by way of dreaming, hal- ally," thus and so in its colors and forms , and yet is not apprehended as
lucinating, suffering a trance or a vision; and what were thus intuited reality. Insofar as I live within the picture-consciousness, this picture-
would then have the character of the "itself-there," of bodily present actu- object is given to me in intuition. In it I apprehend the assimilating
ality, such as is the case in perception; it would "also [be] fitted out with [verahnlichend] traits as such, that is, as representing [darstellend] ; (3) the
the character of 'belief,' " and no longer merely that of the "as if again" or picture-subject [Bildsujet]; for example, the living person or the landscape
the "as if" within the consciousness of semblance [Schein] (cf. PBE, no. 1, itself. Fundamental is the relation of similarity between that which appears
§ 20; 150f.). A unity of simultaneous intuition in relation to perceived and and that which is depicted.
remembered or phantasized objects is thus not possible. In intuition I am The nonpresent subject does not thereby appear yet a second time in
turned either toward the present or toward the nonpresent. However, addition to the appearance of the picture-object (except when the subject
there exists "among all immanent experiences of one I, a temporal unity," chances still to be present outside of the pictorial space as well!). R ather, it
INTENTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY, PICTURE- C ONSCIOUSNESS , MEMORY

appears, it is depicted [bildet sich ab] or represented [stelit sich dar], in the Husserl makes clear in numerous texts that, in the case of a picture, the
"present" picture-object itself. In the appearing picture-object I "view" the consciousness of semblance or irreality cannot be a matter of fiction-
subject immanently; in the photographic picture I "see" my friend. Thus, consciousness in the sense of an illusion. The decisive factor is the follow-
this double objectivity, consisting of the appearing picture and the ing: The fictum proper to an illusion appears directly within the unity of a
depicted thing, does not stem within the picture-consciousness from two reality (for example, a waxen figure which I perceive as this or that
separated apprehensions making their appearance merely comparatively in person). It is an appearance with a positional character that now comes
a relation of similarity. Rather, according to H usserl, two apprehensions into conflict with other positings such that in this conflict of positings the
penetrate one another in a foundational relationship within the pictorial fictum is exposed as an illusion, as a mere semblance: "It was not this or
presentation. They do so in such a way that the objectifying apprehension that person but only a waxen doll." By contrast, the character of irreality
constitutive of the picture-object simultaneously furnishes the foundation in the case of the picture is not the result of a conflict of diverse tendencies
for the presentation which, by means of the picture-object, constitutes the of belief, but rests upon my phantasizing into a perceptual appearance
other, nonpresent object (the subject), that is, the foundation for the something which is not immediately present at all. Properly speaking, the
inherently dependent or founded representation of similarity [Ahnlichkeits- picture does not "appear" within the unity of reality, "but within a space
repriisentation] which produces the relation to the subject (ct. no. 1, esp. § of its own which in itself has no direct relation to real space. "
14). The conscious relation to the subject is consciousness of the presentia-
tion of something which does not appear, within that which does appear, a With the normal picture, ... [indeed,] already with the picture-
consciousness which arises on the basis of similarity (ibid.). object, where this stands out decidedly from the picture-subject, I
In his lectures of 1904/05, Husserl primarily analyzed the relationship of have no consciousness of reality whatsoever, not even an "unin-
conflict between the appearance of the picture-object and the physical hibited" [consciousness of reality]. I have no inclination whatso-
picture-thing [Bildding]. On the terrain of the schema "content and appre- ever to take it for real. I take it much as [I would take] a
hension," he sets forth the fact that the sensuous contents seem to be the reproductive mental image, which I might rather vividly phanta-
same for the picture-thing as for the appearance of the picture-object, size into reality, whereby it [scI. the mental image] also covers up
whereas it is excluded that two appearances could come forth simultan- real things, albeit in a peculiar manner. It also "appears," then,
eously on the basis of the same contents. Because the world, constituted in among the things and in the same space, and yet not in the
perception during the waking life of picture-consciousness, is continuously, manner of a reality. It is in this way that the fictum appears in the
co-present for consciousness, and because the picture-thing, as a physical case of picture-consciousness, without having the character of a
thing, belongs itself in this uniform perceptual nexus, there now emerges a reality [and] without laying "claim" upon reality, a claim which
conflict between the picture-thing and the picture-object, insofar as the would first have to be annulled.
sensuous contents get robbed, as it were, from the picture-thing by the pic- [480 f.; ct. also no. 17]
torial apprehension, that is, insofar as they are claimed for the constitution
of the picture-object. With its presentiating relation to the subject, the Picture-consciousness is presentiation, but not purely reproductive like
appearance of the picture-object "triumphs" in this conflict but does so at phantasy. Rather, it is a perceptual presentiation, penetrating a founding
the cost of reality. The picture-object has the character of irreality , of mere perceptual consciousness "very much as in the case of the signing [sig-
semblance in the midst of the perceptually appearing surroundings of the nierend] or symbolizing function: The symbol appears for itself but is the
picture (ct. no. 1, esp. the summarizing account in §§ 14,25). On the other bearer of a relation to something else [which is] designated therein. Sim-
hand, H usserl also strongly emphasizes in these lectures the relationship of ilarly, in the case of the authentic pictorial function, the 'picture' is consti-
conflict "between the appearance of the picture-object and the presenta- tuted in its own objective apprehension [and is the] bearer of a relation to
tion of the subject which gets intertwined with it or rather thrust over into that which has been depicted" (82).
it" (§ 25), a conflict which rests precisely upon the relationship of greater An essential phenomenon remains to be mentioned. A ll the intuitional
or lesser similarity between the representation [Darstellung] and what is presentiations that we have discussed can be iterated. They can be impli-
represented [Dargestelltes]. In other texts, Husserl also points to the cated in one another in manifold ways, for example, as the memory of a
"empirical conflict" between that which appears and that which is required phantasy of a picture or, to take the example Husserl was fond of citing, as
by empirical experience ("human beings in photographic colors do not more complicated pictorial presentations (ct., e.g., app. XVIII [probably
exist") (ct., e.g., app. I, § 13; apps. VII, VIII). 1898]; Id I, § 101 and passim; ct. also § 112).
INTENTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY , PICTURE-CONSCIOUSNESS , MEMORY

He who is practiced in conscious reflection (and [who] has already 2 Concerning these matters, cf., e.g., the introduction to the sixth of the Logical
Investigations; the beginning of his lectures from 1904-5 bearing the title, remi-
learned at all to see the data of intentionality), will without further niscent of the Logical Investigations, "Principle Matters of Concern [Haupt-
ado see the stages of consciousness which are present in the cases stUcke] [Drawn] from Phenomenology and [the] Theory of Cognition," cited in
of phantasies within phantasies, or memories within memories or the editor's introduction by R. Boehm, Hu X, xv; further, the diary entry of
within phantasies. September 1906, also cited in the aforementioned editor's introduction, Hu X,
[Id I, § 112] xiii f.
3 For historical information, cf. the editor's introduction by E. Marbach, Hu
XXIII, xliii ft.
In the Ideas, Husserl writes thus especially in connection with his critique 4 Cf. the citations in Hu X, xv f. and Hu XXIII, xliv; cf. also, e.g., E. Husserl,
of the "Empiricist" conception of consciousness which he himself had not "Reminiscences on Franz Brentano" (Munich, 1919), 153 and 157. Large por-
completely avoided in earlier years. tions of Franz Brentano's lectures, "Ausgewahlte Fragen aus Psychologie und
Asthetik," have been edited by Frau F. Mayer-Hillebrand and incorporated as
the first part of the volume, F. Brentano, Grundzuge der Asthetik (Bern, 1959);
Our assertion of the possibility of iterated, reproductive (as well cf. the editor's remarks on 225, as well as her foreword, esp. xiv.
as depictive) modifications, might knock up against rather general 5 See F. Brentano, Grundzuge der Asthetik, 86; cited hereafter as "Brentano."
opposition. That [situation] will be altered only when practice in 6 Cf., e.g., LI 1111 (V), § 14. This early doctrine of Husser!'s is seated in an
genuine phenomenological analysis has become more widespread empiricistically influenced theory of consciousness. This theory assumes
... As long as one treats immanent experiences as [if they were] present, experienced contents - sensations and phantasms - within conscious-
ness (however they may have arisen). According to the character of the act or
"contents" or physical "elements" which ... are viewed as some
the "mode of consciousness," these contents experience diverse sorts of appre-
kind of "little things" [Siichelchen]; as long as one believes accord- hension, interpretation, apperception, corresponding with which we have a per-
ingly that the distinction between "sensational contents" and cor- ceptual appearance, a phantasial appearance, a pictorial appearance, and so on
responding "phantasial contents" can be found in the objective (cf. LI 1111 (V), § 14). In the present setting, an adequate discussion of this
characteristics of "intensity," "fullness," and the like; [for just so content-apprehension-schema would lead us too far afield. (For a discussion of
long the situation] ... cannot get better. this matter, cf. Hu X, editor's introduction; and R. Sokolowski, The Formation
of Husserl's Concept of Constitution [The Hague, 1970].) We shall merely
[ibid.] remark that, by way of his deepened analysis of the consciousness of intuitive
presentiation, Husserl broke through to a decisive revision of this doctrine of
In closing, we may say that Husserl's insight into the intentional modifi- , apperception. The results of this revision will come into play in our further por-
cations or implications of consciousness within consciousness, which con- trayal (cf. Hu XXIII, Einl. d. Hrsg., and esp. nos. 8 and 9).
front us in his analyses of intuitional presentiations, came to be of quite 7 The frequent terminological vacillations in Husser!'s manuscripts must also be
left out of the present discussion. As far as possible, we try to employ the desig-
fundamental importance for his concrete theory of the intentionally per- nations which Husser! himself ultimately preferred.
forming, world-constituting subjectivity. It acquired this importance 8 Moreover, these two moments also come more or less expressly into play in
because in every type of such acts it is possible "to exhibit the wondrously ordinary usage. On the one hand, the English word "imagination" contains the
interlaced intentionality and thus at the same time to render initially intel- moment of intuitiveness in the sense of "picturing by means of an image"
ligible . . . the peculiarity of its subjective being and its subjective perform- (imagination, image). On the other hand, the expressions "mere imagination"
and "mere semblance" indicate that we have a consciousness of unreality in
ance" (EP II, 128). "Yet let us take notice," Husserl says in the same text respect of what is presented in consciousness; that is, we "imagine" to ourselves
from the course of lectures of 1923/24, "how transcendental subjectivity in that it is so, do not posit it as reality, do not "believe" in it (cf. PBE, e.g. , no. 1,
general is given in stages of relative immediacy and mediacy, and exists [at § 8).
all] only insofar as it is given in such stages, stages of an intentional impli- 9 Besides the positing presentation (perception) Husser! attempts now and again
cation" (175). to speak of nonpositing presentation. As an ostensible example of this he
brings forward consciousness of the picture-object [Bildobjektbewuf3tsein] (cf.,
e.g. , Id I, § 111; PBE, e.g. , no. 13 and passim).
10 Other act-qualities would be, for example, the wish, the will, the feeling, and so
Notes on. The entire problem coheres extremely closely with Brentano's classification
1 Cf. also, e.g., "Psychological Studies Concerning Elementary Logic" (1894) , of "psychical phenomena." Concerning this discussion, see, e.g. , E. Tugendhat
newly edited by B. Rang in Hu XXII, 92ff.; in the same volume can be found (1967), 4lf.; and chap. 3, § 1 above.
texts from the 1890s stemming from the literary remains, especially "Intuition 11 A critical discussion of this universalization of neutralization can be found in I.
and Representation, Intention and Fulfillment" (1893), 269ff. Kern (1975) , 146ft. Notably, Husser! himself seems at times to have thought
INTENTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY, PICTURE-CONSCIOUSNE S S , ME M O R Y

neutralization impossible in the case of perception or primordial doxa. Cf. bracketed notation indicating (1) the abbreviation employed to refer to
PBE, e.g., no. 15j. (1912); cf. also ~I, 455~. . . . " .. . the work in question; (2) if translated, the abbreviation employed to refer
12 With the "extensIOn of the reductIOn to mtersubJectIVlty a certam mtentlOnal-
analytical understanding of our experience of the oth~r is a!ready presupposed.
to the translator of that work; (3) if published in the H usserliana series, a
On the other hand, according to H usser!, an actual mtentIonal understandmg Roman numeral designating the corresponding H usserliana volume; (4)
of our experience of the other can no doubt only be obtained on the methodo- where appropriate, either the sign "g.p. " indicating that the pagination of
logical basis of the phenomenological reduction. the German edition being cited is noted in the margins of the E nglish
13 Husserl employs the terms "primordinal" and "primordial" interchangeably to translation (where this information is not provided in the E nglish transla-
characterize the sphere of ownness [Eigenheitssphiire]. We shall render both
words by the contrived word "primordinal" .in o~der t~, distingu.ish"them fro~
tion, we shall make no notation at all), or the sign "n.t.," indicating that
"ursprunglich," which we have translated prImarily as prImordial, though m the work has not been translated. The order of the works listed is deter-
some instances as "original." The latter word, however, we reserve for the most mined by the sequence of the corresponding H usserliana editions. Works
part in order to render Husser!'s term "original." . not published in the H usserliana series have been placed toward the end of
14 Appresentation="a co-presentation [Mitgegenwiirtigung] of that which can not the list following the order of their original appearance (first edition).
be presented primordially [ursprunglich nicht zu Gegenwiirtigendes] " (PI II,
5~. . Gesammelte Werke. Auf Grund des Nachlasses verbffentlicht in Gemeinschaft mit
15 In a number of texts Husser! makes this similarity problematical. Cf. PI I, no. 9; dem Husserl-Archiv an der Universitat Kbln vom H usserl-Archiv (Louvain)
PI II, no. 33; apps. LXX, LXXI, LXXII, etc. unter Leitung von H . L. van Breda. D en H aag, 1950-1975. Husserliana (Hu) ,
16 The corresponding passage in the Cartesian Medit~tions s~ems t? me to be Bande I-XVIII.
corrupt (144, lines 13-20). Husserl's original manuscrIpt ?f. thiS text IS no longer
extant. There remains only a transcript and a partial reVISIOn from the hand of Gesammelte Werke. Auf Grund des Nachlasses verbffentlicht vom Husserl-Archiv
Husserl's assistant at that time, Eugen Fink. (Louvain) in Verbindung mit Rudolf Boehm unter Leitung von Samuel Ijsseling.
Den Haag, 1976-. Husserliana (Hu) , Band III, H albbande 1 u. 2 (Neuausgabe);
Bande XXI-XXVIII.
S upplem entary readings Cartesian Meditations: An Introduction to Phenomenology. Translated by D .
Cairns. The Hague, 1977. [CM / C / Hu 1/ g.p.].
For § 1:
The Paris Lectures. Translated by P. Koestenbaum. The H ague, 1967. [PL / K / Hu
Conrad, T. Zur Wesenslehre des psychischen Lebens und Erlebens. Den Haag,
1/ g.p.].
1968.
The Idea oj Phenomenology. Translated by W. P. Alston and G . Nakhnikian. The
Fink, E. "Vergegenwartigung und Bild: Beitrage zur Phanomenologie der Unwirk- .
Hague, 1964. [IP / A&G / Hu II / g.p.].
lichkeit" (1930). Studien zur Phiinomenologie, 1930-1939. Den Haag, 1966.
Ideas: A General Introduction to Pure Phenomenology. Translated by W.R.B.
Kunz, H . Die anthropologische Bedeutung der Phantasie. Erster Teil: Die psycholo-
Gibson. London and New York, 1931. [Id I / G / Hu III] .
gische Analyse und Theorie der Phantasie. Basel, 1946.
Ideas Pertaining to a Pure Phenomenology and to a Phenomenological Philosophy
Sokolowski, R. Presence and Absence. A Philosophical Investigation oj Language
[Ideen zu einer reinen Phiinomenologie und einer phiinomenologischen Philoso-
and Being. Bloomington, 1978.
phie]. Book I, General Introduction to Pure Phenomenology. Translated by F.
Kersten. The Hague and Boston, 1982. [Id I / Hu III / g.p. All references to
For § 2:
Ideen I cite the pagination of the Gibson translation; however, the Kersten trans-
Franck, D. Chair et Corps. Sur la phenomenologie de Husser!' Paris, 1981.
lation is to be preferred as a rendering of the original.]
Schiitz, A. "Das Problem der transzendentalen Intersubjektivitat bei Husserl." In
Ideas Pertaining to a Pure Phenomenology and to a Phenomenological Philosophy.
Gesammelte AuJsiitze III, Studien zur phiinomenologischen Philosophie. Den
Book II, Phenomenological Investigations Concerning Constitution [Phiinome-
Haag, 1971.
nologische Untersuchungen zur Konstitution]. [Id II / Hu IV / n.t.] .
Theunissen, M. Der Andere. Studien z ur Sozialontologie der Gegenwart. Berlin,
Ideas Pertaining to a Pure Phenomenology and to a Phenomenological Philosophy.
1965.
Book III, Phenomenology and the Foundations oj the Sciences. Translated by T.
Waldenfels, B. Das Zwischenreich des Dialogs. Sozialphilosophische Untersuchun-
Klein and W. Po hI. The Hague, 1980. [Id III / K&P / Hu V / g.p.] .
gen in Anschluss an Edmund Husser!. Den Haag, 1971.
The Crisis oj the European Sciences and Transcendental Phenomenology: An Intro-
duction to Phenomenological Philosophy. Translated by D. Carr. Evanston,
Bibliography 1970. [CES / C / Hu VI].
First Philosophy [Erste Philosophie]. 2 vols. [EP I, II / Hu VII, VIII / n.t.] .
N.B. The following list includes only the published works of Edmund Phenomenological Psychology. Translated by J. Scanlon. The H ague, 1977. [PP / S
Husserl referred to within the present study. Each listing is followed by a / Hu IX / g.p.].
INTENTIONALITY, PERCEPTION AND TEMPORALITY

The Phenomenology of Internal Time-Consciousness. Translated by J. S. Churchill.


Bloomington, 1964. [PITC / C / Hu X. All references to PlTC cite the pagination
of Hu X]. 46
Analyses Concerning Passive Synthesis [Analysen zur passiven Synthesis]. [APS /
Hu XI / n.t.].
Philosophy of Arithmetic [Philosophie der Arithmetik]. [PA / Hu XII / n.t.]. PHANTASY'S SYSTEMATIC
Concerning the Phenomenology of Intersubjectivity [Zur Phanomenologie der
Intersubjektivitat]. 3 vols. [PII, II, III / Hu XIII, XIV, XV / n.t.].
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Thing and Space [Ding und Raum]. [DR / Hu XVI/ n.t.].
Formal and Transcendental Logic. Translated by D. Cairns. The Hague, 1969. On the condition of possibility for a
[FTL / C / Hu XVII / g.p.]. phenomenology of experience
Prolegomena to Pure Logic. In Vol. I of Logical Investigations. Translated by J. N.
Findlay. London and New York, 1977. [PPL or LI I / F / Hu XVIII (LU I; see
below)]. Julia Jansen
Essays and Reviews [Aufsatze und Rezensionen]. [AR / Hu XXII / n.t.].
Phantasy, Picture-Consciousness, Memory [Phantasie, Bildbewuj3tsein, Erin-
nerung] . [PBE / Hu XXIII / n.t.].
Introduction to Logic and the Theory of Knowledge [Einleitung in die Logik und
Erkenntnistheorie]. [LE / Hu XXIV / n.t.]. Introduction
Lectures on the Theory of Meaning [Vorlesungen ilber Bedeutungslehre]. [VBL /
Hu XXVI/ n.t.]. Although HusserI took phantasy [PhantasieF to be one of the stepping
Essays and Lectures [Aufsatze und Vortrage] (1922-1937). [A V / Hu XXVII / n.t.]. stones for his project of a "critique of reason" and although he famously
Logische Untersuchungen (Band I: Prolegomena zur reinen Logik; Band II, 1: declared fiction the "vital element" [Lebenselement] of phenomenology2,
Untersuchungen zur Phanomenologie und Theorie der Erkenntnis; Band II, 2: he never formulated a comprehensive and coherent account. Until his
Elemente einer phanomenologischen Aufklarung der Erkenntnis). Halle, 1928 manuscripts on "Phantasy, picture-consciousness, memory" were pub-
[Vierte Aufiage (Unveranderter Abdruck der zweiten umgearbeiteten lished in 19803 we were left with scattered passages which, though present
Aufiage)]. [LUI, II11, II12].
in almost all his investigations, did not allow for a coherent reconstruction
Logical Investigations. 2d ed. 2 vols. Translated by J. N. Findlay. London and New'
York, 1977. [LII, II12/ F / LU I (Hu XVIII; see above), II11, II12].
of HusserI's account. What initially was only a textual difficulty has at
Philosophie als strenge Wissenschaft. Herausgegeben von W. Szilasi. Frankfurt am times led to hasty philosophical judgments4 about the unsatisfactory status
Main, 1965. [PSW; originally published in Logos 1 (1910/11); the pagination of Husserl's notion of phantasy. This paper intends to readdress the issue
from Logos is noted in the Szilasi text]. of phantasy by uncovering and reconstructing its development and func-
Philosophy as a Strict Science. Translated by Q. Lauer, in Phenomenology and the tion in the context of HusserI's work as a whole. Before I begin, however,
Crisis of Philosophy. New York, 1965. [PSS / L / PSW]. I will first sketch out a few general features of the phenomenon that
Erfahrung und Urteil: Untersuchungen zu Genealogie der Logik. Redigiert und HusserI investigates under the name of "phantasy."
herausgegeben von L. Landgrebe. Hamburg, 1954 (Zweite unveranderte By phantasy HusserI refers both to the act of intuitively [anschaulich]
Aufiage). [EU]. presenting [vorstellen] a non-present object and to the in this manner pre-
Experience and Judgement: Investigations in a Genealogy of Logic. Translated by J. sented object itself. In both cases, the intuitive character of phantasy is
S. Churchill and K. Ameriks. Evanston, 1973. [EJ / C&A / EU].
crucial. Thereby, phantasy is distinguished, for example, from a mere
assuming or a "thinking of" that would involve an abstract intellectual act.
It is also distinguished from hallucination since - unlike phantasy - halluci-
nation is experienced as perception. Finally, it is important to note that
HusserI's notion of phantasy deliberately sets itself apart from imagination
[Einbildungskraft] understood as psychological capacity or Kantian
faculty. In line with the phenomenological method, H usserl in principle
rejects the notion of imagination because such a faculty can only be
inferred or constructed but never phenomenologically described.
INTENTIONALITY , PERCEPTION AND TEMPORALITY PHANTASY ' S SYSTEMATI C PLACE IN HUSS E RL ' S WORK

Crucial for my concerns here is the distinction between two phases of with perceptual acts and acts of remembering. Phantasy - like perception
H usserl's treatment of phantasy. The first one (section I) can be drawn and memory - intends objects and brings them to appearance. Moreover,
from the L ogical Investigations and other early works and is - unfortu- H usserl at this stage assumes that phantasies - like all objectifying acts -
nately - often taken to be the H usserlian account. It is the theory that - show besides their quality (of doubt, of supposition, of belief, etc.) the
legitimately, in my view - evokes the common criticisms of the primacy of following three moments: the form of apprehension, which decides
perception and the empiricist heritage in H usserl's work. H owever, as will whether an object is for example intuitively or signitively given, the matter
be shown, Husserl himself was aware of these difficulties and therefore of apprehension, or the "sense" in which the object is apprehended, and
substantially revised his theory (section II).5 The consequences of this revi- the apprehended contentsY This notion of objectifying acts implies the
sion are fundamental indeed; for H usserl was forced to modify not only his view that consciousness consists of contents that need to be apprehended
account of phantasy but his theory of consciousness in general. My recon- in order to constitute intentional acts and is called the content-apprehen-
struction of this significant shift leads into an investigation of phantasy's sian-schema.
systematic place in H usserlian phenomenology (section III). It will A ccording to the content-apprehension-schema, H usserl distinguishes
become clear how intimately the analysis of phantasy is involved with the perceptual contents (sensations [Empfindungen]) from contents of phan-
phenomenological project as a whole. Thus, phantasy - far from being a tasy or memory acts (phantasms [Phantasmen])Y These contents show
mere side issue - turns out to be one of the driving forces of H usserl's sensual plenitude or fullness [Fulle] and thereby provide the act with dif-
work. The critical importance of a clarification of phantasy lies in the phe- ferent degrees of richness or completeness [R eich tum, V ollstandigkeit],
nomenologically shown parallelism between phantasy and perception, vivacity [Lebendigkeit] , and reality [R ealitat],u In all these respects,
which in turn constitutes the condition of possibility for a phenomenology H usserl finds gradual differences in intensity between phantasial, percep-
of experience. For only on the basis of such parallelism is H usserl in the tual and other acts.14 But the difference between phantasy and perception
position to phenomenologically justify the use of what is brought to evid- cannot be simply one of different degrees of intensity;15 for, as Husserl
ence in phantasy for a description of intuitive experience in general. points out, this would imply that we would only have to phantasize some-
thing more and more clearly until we would be able to perceive it. Besides,
our phantasies are sometimes clearer and more vivacious than our percep-
I. Early considerations: phantasy and picture- tions, especially when compared to perceptions made under less than ideal
consciousness in the manuscripts of 1895- 1905 and in the conditions. H ence, the essential difference between imaginative and per-
Logical Investigations ceptual acts cannot be decided by recourse to different contents but
Two major concerns of the Logical Investigations can serve as a guiding instead by reference to a difference in the form of apprehension. 16
thread for an exposition of Husserl's early theory of phantasy. First, A ccording to H usserl, all intentional acts are divided into positing [set-
Husserl wants to develop a new account of presentation [Vorstellung]. zende] and non-positing [nicht-setzende] ones.
Presentation was not only the burning issue of psychological and philo-
sophical debates at the time 6 but, in particular, a central term for Husserl's The former are, so to speak, intentions of existence; they still
mentor Brentano. 7 Second, Husserl wants to provide a convincing refuta- intend - be they sensual perception, ... be they other acts, which,
tion of the so-called image-theory [B ildertheorie] , which uses the "crude even without intending to grasp the object "itself" (bodily or intu-
talk of internal images (as opposed to external objects)."8 H ence, H usserl itively in general) - the object as existing. Non-positing acts, to the
sets out to clarify what kind of presentation phantasy is and then to estab- contrary, leave the existence of the object open. It might, objec-
lish the ramification of this clarification for an assessment of image-theory. tively speaking, exist, but it is not intended as such or it is not
Husserl takes up Brentano's axiom that any intentional act is either a taken as an actual object; rather, it is "merely presented" [bloB
presentation [Vorstellung] or is founded in one. 9 In the course of criticizing vorgestellt] Y
and modifying Brentano's position, H usserl identifies some intentional
acts which provide otherwise empty thought-presentations with an intu- Whereas both perception and memory refer to something real (present or
itive object. In order to avoid any ambiguities caused by the common term past), phantasy "lacks any consciousness of reality regarding the phanta-
"presentation" [V orsteUung], H usserl introduces the new term "objectify- sized object" and explicitly implies "inactuality" [Unwirklichkeit] or "mere
ing act" [objektivierender Akrpo and classifies phantasy as an intuitively semblance" [blof3en Schein].18 Perception, therefore, is a presentiation
objectifying act. As such, it is stipulated to share some general features [Gegen wartigung] , "in which the object appears to us, so to speak, 'in
INTENTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY'S SYSTEMATIC PLACE IN HUSSERL'S WORK

person,' as itself present. "19 Phantasy, conversely, is a presentification [Verge- It is very important to realize that a double objectivity [doppelte
genwiirtigung], in which the object appears but does so not as present, rather GegensUindlichkeit] is to be considered as the phantasy presenta-
as merely presentified [vergegenwiirtigt). "It appears as if it was there, but tion itself, as the lived experience it is; and that it is not a matter
only as if; it appears to us in an image."2o Hence, phantasy is a non-positing, of terminology, which only emerges in retrospect through a reflec-
presentifying act. When I phantasize an object, it appears to me without me tion on the relation of this lived experience to reality. It is not a
believing that it is or was actually there, even without me being interested in difference of the kind we make in perception between the appear-
whether it is or wasY Phantasy shares this non-positing character with ing thing ... and the thing itself, where after all in the appearance
picture-consciousness [Bildbewuf3tseinJ22, that is, the act of grasping some- appear not two [things] ... but only the one thingY
thing as a picture of something else. For when I recognize something as a
picture I do not posit what appears "in it" as existing either. Consequently, Surprisingly, especially in the light of Husserl's insistence on the difference
early on he often treats picture-consciousness and phantasy like two kinds of between perception and picture-consciousness, Husserl thus fails to draw a
the more general imagination [Imagination].23 Husserl's account of picture- clear distinction between phantasy and picture-consciousness. Although
consciousness runs along the following lines. 24 already in the Logical Investigations he identifies the conflation between
When I look at a picture and see something represented "in it," I can perception and picture-consciousness as one of the "fundamental and
distinguish what is represented (depicted) from its representation inexterminable errors" of philosophy32 and therefore rejects the "image-
(picture). Husserl notices that in this context we speak of a picture in two theory" [Bildertheorie] of perception, he continues to speak of an analogy
senses: between phantasy and picture-consciousness. Obvious differences
between these two acts Husserl considers negligible; they are "less signific-
1 the picture as physical thing, as this canvas painted on and framed, as ant differences within the broad sphere of imaginative acts.'m Thus,
this paper printed on, etc. although Husserl is able to establish as an absolutely irreducible phenome-
2 the picture as picture-object, i.e., what appears through a certain distri- nological fact the act character of imagination [Imagination] - the general
bution of colors and shapes and must be distinguished from what is term he uses in order to refer to both phantasy and picture-consciousness
depicted by it, that is, the picture-subject. 25 - he fails, at least in his earliest writings, to develop his account far enough
to bring to light the differences between these two acts.
I intend the depicted subject through the appearing picture-object awa~­ Husserl's neglect of the distinction between picture-consciousness and
ened in the physical picture. Yet, in order for me to "see" the picture- imagination causes major problems. For example, it suggests a correspon-
subject, I need to refrain from positing the picture-object and to be dence between picture-object and phantasy appearance. However, the
entirely disinterested in it. Only the physical picture is perceived and as picture-object needs the physical picture as the carrier of its sensual
such posited as existing. The picture-object is, "however much it appears, content; the phantasy appearance quite obviously does not. In phantasy,
'a nothing' [ein Nichts]."26 Conversely, the depicted picture-subject, there is no such carrier to be distinguished from the phantasy appearance
although intended, does not genuinely appear itself; it appears in or itself. Further, it is problematic to assume that phantasmatic contents are
through the picture-object. 27 When we see the subject in the picture-object, present to us in the same way as sensations. If they were, it would be diffi-
a twofold intentionality is involved. Picture-consciousness is founded in cult to see how phantasmatic contents could ever be apprehended as
the perception of the physical picture. The "new apprehension permeates something that is not present, that is precisely absent, namely the phanta-
the old one and has incorporated it. ... In the familiar traits something of sized presentified object. Moreover, it is not clear what moment in phan-
the consciousness of the intended object is alive. We look the intended tasy would correspond to the picture-subject in picture-consciousness.
object into the picture, or out of the picture it looks at US."28 Does phantasy really intend an object that is "depicted" by a mental
Even though he rejects the talk of mental images or "pictures" as image, as Husserl at some point claims?34 And finally, and most import-
immanent entities, Husserl still maintains the position he articulated in his antly for my concerns here, if phantasy was to be understood in analogy
first essay on phantasy from 1898 in the Logical Investigations and in the to picture-consciousness, that is, if phantasy and picture-consciousness
Hauptstilck. 29 Hence, he understands phantasy as a kind of pictorial were both considered instances of imagination in so far as they both
presentation [BildlichkeitsvorsteliungpO to the effect that he supposes it to display a "double objectivity," then phantasy would be essentially different
involve the same kind of twofold objectivity as picture-consciousness. In from perception in the same way in which picture-consciousness is differ-
1898 Husserl writes: ent from perception.
INTE N TIONALITY , PERCEPTION AND TEMPORALITY
1I PHANTASY ' S SYST E MATI C PLA C E IN HU S S E RL ' S WORK

Regardless of these pressing questions H usserl is at this time still When our phantasy playfully deals with angels and devils, with
convinced: "Whether we take the phantasy appearance as a presentifica- I dwarfs and mermaids ... , then the appearing objects are not taken
tion [Vergegenwartigung] of an actual object or as mere fancy does not as picture-objects, as mere representatives, analogues, pictures of
change the fact that it is a pictorial presentation [Bildvorstellung] .. .. "35 others .... We should let the word "imagination," the talk about
U ltimately, and herein might lie at least one reason for H usserl's early phantasy-images and the like, deceive us as little as the talk of
stubbornness on this matter, the problem concerns much more than just perceptive images. These phrases stem from reflection, which
the distinction between picture-consciousness and phantasy. This early opposes the appearance of phantasies to the possible perceptions
conception leads H usserl into the fundamental problem of how to account of the same object, and in turn these perceptions to the perceptu-
at all for different apprehensions. Why is it that I apprehend this present ally not given "things in themselves".39
content as a sensation and that next one as a phantasma? A t the time of
the Logical Investigations, H usserl's response to this question comes close The mistake which Husserl realizes is the hindrance to an adequate under-
to an avoidance of an answer. The difference between different forms of standing of phantasms is to conceive of them as something present, as "a
apprehension, he remarks, "probably is a phenomenologically irreducible kind of thingy [eine A rt Sachelchen]."40 It is not the case that phantasms
difference. ,,36 We must conclude that H usserl - at this time - cannot are something present in which we presentify something else that is absent.
provide any phenomenological evidence for a parallelism between p ercep- What is intended in phantasy is precisely not intended as an image of
tion and phantasy. This means, however, that he is not yet phenomenologi- something else. Just as the perceived object itself appears in perception,
cally justified to use findings that are revealed in a reflection on phantasy the phantasized object itself appears in phantasy. "One does not regard
for a clarification of experience in general. the image as an object constituted in its own right, which one grasps as
such and takes as an image. R ather, through this peculiarly volatile some-
thing the intention is directed to the object. In a similar way one does not
II. Revisions: Husserl's intensive work on phantasy in his
take an unclear perception in the twilight for itself, then turn it into a
writings of 1905- 1912
picture, but one grasps the object in it.,,41
The time between the Logical Investigations and Ideas I may have been, Phantasms, in fact , are themselves nothing more than presentified
despite the lack of publications, H usserl's most innovative period. D uring [vergegenwartigte] sensations. 42 In fact , even to speak of un-apprehended
these years, he gives his lectures on time-consciousness and thing-constitu- phantasms is a mere abstraction. When I live in phantasy, the content I
tion and develops the crucial phenomenological concepts of the transcen- live through is always already apprehended as a presentification [Verge-
dental reduction and the noesis-noema correlation. These developments genwartigung].43 Phantasy apprehensions are as immediate as perceptual
necessarily have an important influence on H usserl's engagement in phan- apprehensions. Phantasy consciousness is directly and thoroughly modified
tasy. Already within the Hauptstiick one can observe dramatic changes in consciousness; it is presentifying consciousness [vergegenwartigendes
his thought. At the end of the lecture course he expresses serious doubts Bewuj3tsein]. Thus, Husserl has to concede that it
concerning his pictoriality thesis of phantasy. These doubts become a
matter of intensive work, especially in the years between 1908 and 1912. .. . seems, after all, most appropriate to speak of "pictoriality," of
Eventually, they lead not only to a fundamental revision of H usserl's "pictorial apprehension" only when a picture actually appears that
theory of phantasy in particular, but also to a significant modification of in turn functions as a representing object for what is depicted. In
his theory of consciousness in general. simple phantasy, where this is not the case (however great the
While Husserl is still entertaining the view that phantasy must be temptation might be to suppose the same state of affairs), one is
explained in analogy to picture-consciousness, he nonetheless foresees well advised to use a different term.44
that his position entails fundamental problems37, some of which he
addresses in his concluding remarks to the Haupstiick. There he explicitly Yet, although it becomes increasingly questionable to speak of phantasms
separates "imagination [Imagination] properly speaking, i.e. presentation at all, H usserl is reluctant to give up his pictoriality thesis altogether. His
by means of a picture", and "imagination as phantasy."38 H e now distin- reluctance is understandable. For without it the content-apprehension-
guishes phantasy from picture-consciousness precisely by the lack of a schema cannot be upheld in the case of phantasy. Yet, if the content-
counterpart to the picture-object in phantasy and directly contradicts his apprehension-schema fails to apply to phantasy presentations, then it
own findings of 1898 when he says: might lose its explanatory force as a description of the structure of
INT E NTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY ' S SYSTEMATI C PLACE IN HUSSERL ' S WORK

consciousness in general. This, however, would mean that H usserl would apprehension-schema and thereby reaches a fundamental turning point in
have to fundamentally revise his conception of consciousness. The his theory of consciousness.
inevitability of such a revision becomes clear to H usserl when he gives his
lectures on inner time-consciousness as the fourth and last part of the I had the schema "apprehended content and apprehension" and
Hauptstucke.45 that certainly made good sense. But we do not have, first in the
The problem of the relation between time and phantasy goes back to case of perception, in the concrete lived experience a color as the
Brentano who, as Husserl reports in his lectures, claims to have found the content of apprehension and then the character of the apprehen-
origin of time in original associations [urspriingliche Assoziationen], them- sion, which makes for the appearance. Equally we do not, in the
selves a matter of phantasy.46 Following Brentano's concept of original case of phantasy, have again a color as content and then a modi-
association, Husserl develops his notion of retention as the starting point fied apprehension, which makes for the phantasy appearance.
for a comprehensive theory of internal time-consciousness. During the Rather: "Consciousness" consists of consciousness through and
course of these investigations Husserl realizes, on the one hand, that through, and even sensation as well as phantasma is "conscious-
ness".53
retention needs to be distinguished from presentification [Vergegenwiirti-
gung] proper, like memory and phantasy.47 On the other hand, H usserl
finds that phantasy shows the same temporal adumbrations [Abschattun- There is nothing in consciousness that is not already intentional; there are
gen ] as perceptual consciousness, from which it follows that it cannot itself no mere contents that could be viewed in separation from their apprehen-
be the origin of temporality.48 sions. Phantasy, then, does not consist of a present content presentifying an
Although the discovery of internal time-consciousness already modifies absent object. Rather, phantasy intends its object as directly as perception
Husserl's static description of presentations [V orstellungen] in the Logical intends the perceptual object. Thereby, phantasy indeed corresponds to
Investigations , he still holds on to the content-apprehension-schema. E ven perception. Both intentional acts constitute an object and let it appear;
in the time-lectures, he rigidly separates, as he did in the Hauptstuck, they both have the same intentional structure and are subject to the same
intentional experiences from non-intentional contents. 49 However, the temporal synthesis. In both acts I am also bodily present and thereby have
analysis of internal time-consciousness reveals the a-temporality a certain perspective on the intended object, which in turn shows the same
[Unzeitlichkeit] of absolute consciousness qua flux of lived experiences. 5o horizonal structures in both phantasy and perception. 54 Phantasy is quasi-
Strictly speaking, this means that no supposition of present contents, i.e. perception, presentifying something in a quasi-here-and-now;55 I do not
contents that, in a robust sense of the word, are now, can be made. It is have phantasms, just as in perception I do not have sensations. Nonethe-
impossible for an absolute, a-temporal consciousness to "contain" present less, phantasy, by virtue of being an intuitive act, still brings to bear the
sensations or phantasms. 51 This insight receives further support when phenomenal aspects of its object. Only that, what has been mistakenly
Husserl applies the transcendental reduction to time-consciousness. Con- called "phantasma" really is phantasized perceptual apprehension.56 In
sequently, in a text from 1909, Husserl is forced to come to the following other words, phantasy consciousness is as if-consciousness, or quasi-
realization: presentiating consciousness [gleichsamgegenwiirtigendes Bewuj3tsein].57
"Phantasy is modification through and through, and it cannot contain any-
At any rate, here lie the objections against my original view, my thing but modification."58
theory of representation [meine Repriisentationstheorie] , which This is the ultimate breakthrough for Husserl. In the time following his
operated ... with lived-through "contents" and regarded them as revision of the content-apprehension-schema until 1912 he produces an
being apprehended in one or the other way. [As if they were] all astonishing number of texts - as if freed from a burden. And, although he
nothing but differences in apprehension, which is only connected treats phantasy in a number of different contexts until his latest writings,
to the otherwise unexperienced content that exists in conscious- he probably reaches a definite understanding of phantasy presentations in
ness and which "ensouls" it [ihn "beseelend"]. But such an inter- 1910. H usserl's final response to the problem of presentification [V erge-
pretation should prove to be completely untenable; and it is the genwiirtigung] lies in his conception of "inner consciousness" [inneres
specific task [of our analysis] to achieve full clarity on this pointY Bewuj3tsein].59 He is now in the position to distinguish between the noetic
and the noematic aspects of intentional acts, and it is useful to apply this
This shift is clearly reflected in Husserl's work on phantasy of the same distinction to phantasy.
time. In a text from the same year he finally decides to reject the content- Noetically speaking, phantasy acts are in fact present insofar as they are
INTENTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY ' S SYSTEMATIC PLACE IN HUSSERL'S WORK

lived through in inner consciousness. Noematically speaking, however, what we phantasize. 69 Noetically, however, phantasies, perceptions, and
what is presentified is precisely absent. A ccordingly, H usserl now separ- memories are connected among each other (and with all other acts) as
ates reproduction from presentification [Vergegenwartigung] strictly lived through [erlebt] in internal time-consciousness. Thus, "there is a pos-
speaking. In a presentification [V ergegenwartigung] , lived experiences are sibility that an intuitive connection is achieved on the basis of the fact that
reproduced, whereas the intentional objects are presentified. [the lived experiences] are constituted together in the flux of inner time-
consciousness,,,7o thereby generating a temporal unity among all lived
"R eproduction" is the presentification [Vergegenwartigung] of experiences of an I.
inner consciousness, which is opposed to the original course of Phantasy is a non-positing, inactual, and in this sense "neutralized" pre-
impressions. The presentification of an objective process cannot sentification [Vergegenwartigung]. As such, it is the counterpart of
be called reproduction. The event in nature is not re-produced; ... memory as the positing, actual presentification [V ergegenwartigung] with
it stands before consciousness with the character of presentifica- belief. 71 In Ideas I, therefore, H usserl identifies phantasy as one kind of
tion. 60 "neutrality-modification." The neutrality-modification as such means that
I refrain from performing an act; I "bracket" the act and refuse to be
The relation between reproduction and presentification [V ergegenwarti- involved in it. Phantasy is a neutralized presentification [V ergegenwarti-
gung] can be described by an eidetic law [Wesensgesetz] of intentional gung], i.e. I presentify an object without positing it; but I do perform an act
implications. Each reproduction (R ) of a perception (W) of an object (a) that brings the object to appearance. The neutrality-modification as such is
equals the presentification (V) of the same object: R (Wa)=Va.61 The law universal, i.e. all positing acts are complemented by possible neutral acts.
expresses that there is no double intentionality in phantasy; we do not Whereas positing acts constitute objectivities, neutral acts do not accom-
intend two objects, the mental image and the phantasized object. plish anything72 ; they are nothing but the as if-performance of such acts.73
H owever, there is a "peculiar mediacy"62 involved. "Apparently, in phan- Phantasy in particular is the neutralizing modification of a positing pres en-
tasy ... a fictum is presentified as simply as a perceptual object [is presenti- tification [V ergegenwartigung], i.e. of memory and expectation. 74 "We are
ated] in perception. H owever, this is not the case.,,63 Presentification conscious of what we phantasize not as 'actually' present, past, or future; it
[Vergegenwartigung] is only possible through a reproduction of an original just 'hovers' in front of us merely as what lacks the actuality of a
impressional consciousness. 64 To be more precise, this reproduction is an positing.,,75 H owever, phantasy, too, is applicable to all lived experiences
implication. What is implicated in consciousness is neither contained in it and is in this sense universal, and H usserl himself recognizes that this dis-
nor connected to it. To speak of an implication of perceptual consciousness tinction is "confusing and really not very easily to be disentangled,,76 It lies
in phantasy is not to deny that phantasy is experienced as a unity of con- in the fact that both modifications are universal and thus can modify all
sciousness. In phenomenological reflection, however, it becomes evident possible acts. I can perceive, judge, believe, etc. without being involved; I
that when I refer to some phantasized object, I am at the same time pre- can also phantasize to be perceiving, judging, believing, etc. Whereas in
sentifying the perceptual act through which the object would be given as the first case the neutrality-modification is a "weak mirroring"77 of all
present if it was perceived. Thus phantasy involves a possible perception positing acts; phantasy is the neutralized counterpart of intuitive pres en-
that is not actually performed; it is merely implied. 65 Moreover, phantasy tification [V ergegenwartigung] and is itself intuitive.78 In short, phantasy
depends on perceptual consciousness in the sense that we only speak of presentifies perception and both types of acts are in all respects structurally
phantasy (and not, for example, of dreams) when, at the same time, we parallel.
still have a perceptual of awareness of our actual surroundings. 66
Furthermore, the introduction of the noesis-noema-distinction renders
III. The systematic place of phantasy in Husserl's thought
it possible to explain the fact that I experience my phantasies as my phan-
tasies, the same I who is also perceiving and was remembering earlier. This The most common criticism of H usserl's account of phantasy is that
is anything but trivial, since the world of phantasy is neither subject to "the H usserl, although he rejects the empiricist view of imagination as a "faint
legislation of reason" [Rechtsprechung der V ernunft]67, nor bound to objec- copy" of sensation, still degrades phantasy to a poor imitation of percep-
tive time or space. 68 N oematically , phantasy is entirely independent from tion by describing it as quasi-perception. 79 In this light, H usserl appears to
my actual world of experience. I can phantasize myself as somebody be "yet one more in the tradition of writers whose words do not match his
entirely different doing entirely different things at entirely different places. deeds in the affairs of the imagination.,,80 Further, while H usserl is cred-
Thus , there is no noematic interconnection between what we perceive and ited for recognizing phantasy's methodological merits, these "merits" are
INTENTIONALITY, PERCEPTION AND TEMPORALITY
PHANTASY'S SYSTEMATIC PLACE IN HUSSERL ' S WORK

often perceived as questionable since they involve some of the most dis- between phantasy and perception places Husserl in a fairly long tradition
puted aspects of the phenomenological enterprise, e.g. eidetic variation. of writers who claim, and did so long before him, that the actual existence
However, the enigma of phantasy as the Lebenselement of phenom- of a thing does not add any predicates to it. However, when, for example,
enology remains. Husserl discusses phantasy in almost all his philosophical Kant says that with respect to a particular object its possible and actual
works spanning from the Logical Investigations (1900/01) to the posthu- predicates are co-extensive84 and thereby postulates a similar parallelism,
mously published Experience and Judgment (1939). This puzzling circum- then the conditions under which he is justified to make such a claim differ
stance, however, might provide us with a possible point of entry to the from the conditions Husserl has to meet. For H usserl, who criticizes Kant
problem. It strongly suggests that only if one takes the whole range of for his allegedly "constructive" method, must meet his own criteria of
investigations into account, can the question of the value of phantasy for what it means to demonstrate the truth of a claim. A ccording to his phe-
Husserlian phenomenology be adequately addressed. In the light of this nomenological method, if there is a parallelism between perception and
comprehensive analysis it becomes clear that phantasy indeed serves a phantasy so that, for the purpose of phenomenological analysis, they can
vital function for phenomenology. In fact, in my view phantasy occupies a both equally be taken as experience, then phantasy and perception must
critical systematic place that can be consistently traced throughout show themselves to be parallel; it must be evident that they are.85 Thus, the
Husserl's work. A nd although it is appropriate to distinguish between two parallelism between perception and phantasy is only phenomenologically
stages of his description of phantasy, this distinction does not hold for demonstrated if it is revealed by a phenomenological description of both
phantasy's systematic status, which remains to be of the same crucial perception and phantasy, which might be at least one reason for Husserl's
significance throughout. One must be careful, then, not to let such a cate- intense preoccupation with this issue.
gorization obscure the view on the coherent systematic significance of For, when in the Logical Investigations he declares the "necessary par-
phantasy for the phenomenological project as a whole. In the following, I allelism between perception and imagination" and boldly claims to have
will provide what can here be no more than a sketch of the most important thereby secured the "extended notion of intuition"86, his confidence seems
aspects of phantasy's systematic function. Consequently, in what follows, to have been caused by an underestimation rather than a mastery of phan-
my main concern is the exposition of the general phenomenological issues tasy. What he is able to show is that "being in its attributive and predica-
depending on Husserl's account of phantasy, rather than a detailed discus- tive function, is not fulfilled .. . in any perception. H ere we are reminded
sion of specific problems of his theory. of Kant's sentence: Being is not a real predicate. ,,87 H owever, from the fact
Once again, the leading systematic idea, which Husserl has already that "being is absolutely imperceptible,,88 it does not yet follow that acts
established at the time of the Logical Investigations and which he uses constituting existing objects (perceptual acts) and acts constituting objects
throughout his work,8! is the parallelism between perception and phantasy. that might or might not exist (phantasy acts) are structured in an analogu-
It is on the basis of this parallelism that Husserl can legitimately extend ous way, which hence must be shown in an independent analysis. As I
the concept of experience so that it then includes perception as well as explained above, Husserl's initial, pictorial conception of phantasy from
quasi-perception. This enlargement of the term "experience" to include the time of the Logical Investigations leads to serious difficulties, not the
phantasy, in turn, makes a phenomenological analysis of experience first of least of which is the problem of double intentionality. Husserl is at that
all possible. For it can hardly be demanded of the phenomenologist she point not yet able to support his claim of the parallelism between percep-
actually performs all the acts that she intends to describe, or actually per- tion and phantasy. This means that Husserl is not justified in using a
ceives all the objects whose essences she intends to grasp. Like the geome- fundamental element of his method until his revision of the content-
trician, Husserl explains, the phenomenologist needs to use models. 82 apprehension-schema. From then on, however, he can rightfully speak of
Phenomenology investigates, to put it simply, acts of consciousness and the parallelism and uses it still in Experience and Judgment when he says
the appearance of their correlative objects. Therefore, the "model" to be of experience that it is "to be taken so broadly that we do not only under-
used by phenomenologists must be a model for intentional acts and the stand it as the self-giving of individual existence in general, that is, the self-
appearance of their objects. It must be quasi act and quasi thing appear- giving of existential certainty, but also as the modification of this certainty
ance, like experience in all essential respects but only as if experience; in ... ; and not only that, but also the experience in the mode of the 'as if,' the
other words, the model for experience appropriate to phenomenological giving of an individual in phantasy. ,,89
analysis is phantasy.83 Yet a second methodological problem remains unresolved until H usserl
It might be objected that what is here presented as Husserl's insight can finally establishes phantasy as the neutralization of positing presentifica-
hardly be called revolutionary because, without doubt, the parallelism tion [Vergegenwiirtigung]; for the concept of epoche also depends on a
INTENTIONALITY , PERCEPTION AND TEMPORALITY PHANTASY ' S SYSTEMATIC PLACE IN HUSSERL ' S WORK

clarification of phantasy. The distinction between positing and non-posit- judgements about "any triangle," i.e. any possible triangle. For such possi-
ing acts, which H usserl introduces in the Logical Investigations, cannot bilities are not mere possibilities referring to "what can possibly be
account for the difference between the deliberate suspension of belief in thought" [reines Denkbarsein], but are themselves something that can be
the epoche and the lived-through lack of belief in phantasy. The exact demonstrated. 1°O
correspondence between positing and non-positing acts - in the L ogical The parallelism between perception and phantasy turns out to imply a
Investigations described as a law - then is both unjustified and unclear, parallelism between actuality and possibility.WI A nd it is only for that
which is why H usserl speaks there vaguely of "mere presentations" [blosse reason that a priori judgments can be phenomenologically justified, rather
V orstellungen] of the actual acts.90 H owever, as was shown above, at the than "constructed" in what H usserl would say is the Kantian way. Just as
time of Ideas I H usserl has finally come to an understanding of phantasy the geometrician takes the particular triangle in front of her as an example
that specifies phantasy acts as intuitive neutralizations of intuitive presen- of "any triangle", the phenomenologist can take a particular perceived or
tification [V ergegenwdrtigung] , which clearly sets them apart from the phantasized object as an example of "any object" and thereby she is able
general suspension of belief characteristic for the epoche. H ence he can to make a priori judgments about objects in general. For what could only
there present a detailed account of the distinction between neutrality- be assumed on the basis of H usserl's early account of phantasy is now
modifications as such and phantasy-modifications in particular. 91 This, in evident: "From every concrete actuality and every single feature that is
turn, opens up the possibility for a rigorous investigation of phantasy actually experienced [i.e. perceived or phantasized-JJ] and can be experi-
under the phenomenological reduction through which we can discover the enced in it the way is open to a realm of ideal or pure possibility and,
"peculiar specialities phantasy accomplishes as phantasy.,,92 For phantasy thereby, to a priori thought. "102 Thus, understood in this context, fiction is
can actually provide us with something that perception is unable to offer; the source, "from which the cognition of 'eternal truths' takes its nourish-
it constitutes possibilities. ment.,,103
When we phantasize something without reflecting on our act, we do not
posit what appears. Phantasy is the "voluntary refrain from any position,"
V. Conclusion
a "mental activity that does not serve the purpose of making any decision
for the conscious world .. . . Phantasy is the realm of purposelessness, of It is now time to return to the initial question and to ask once again
play. "93 As such, phantasy is in fact characterized as that which is not whether H usserl manages to defend himself against the accusation that he
capable of a constitutive accomplishment. 94 However, by means of a ultimately succumbs to empiricism. What exactly is the difference between
change in attitude I can take what is quasi-given to me as the actual the claim that the ideas of imagination are "faint images" of our percep-
appearance of a possibility.95 When I, for example, phantasize a unicorn, tions 104 and that phantasy is nothing but quasi-perception? Is it true that
the intended object is a unicorn not posited as actual. But I can shift my H usserl "falls behind his own proper method and introduces into phenom-
attention and take the object as an actual fictum of a unicorn and posit it enology remainders of empiricist positivism, which he criticizes and from
as a possible object. In this sense, phantasy can give us objects as originally which he sought to free himself throughout his career,,?105 With respect to
as perception does, only it gives them as possibilities. 96 H usserl's early conception of phantasy, the latter question clearly must be
The reduction that enables us to grasp these possibilities is itself made answered positively. As was shown above, the very fact that H usserl
possible by the fact that phantasy, in the sense explained above, implies himself agrees with the criticism drives him to further analyses and eventu-
perception. Instead of taking the phantasy as an as if-perception, I can ally leads to the fundamental revision of his earlier theory. With respect to
within that phantasy perform an epoche on the possible perception this revised theory, however, the question must be answered negatively.
implied. I am then presentiating a possibility rather than presentifying an The justification for this response also includes the answer to the first
actuality.97 "Therefore, we have two realms of pure consciousness: the question of the difference between phantasy as a "faint copy" of percep-
realm of actualities of consciousness [Bewuf3tseinswirklichkeiten] and the tion and phantasy as quasi-perception.
realm of possibilities of consciousness [Bewuf3tseinsmoglichkeiten]. ,,98 This The difference between H usserl's account and the empiricist theory
insight is central to a phenomenological justification of a priori judgments. does not lie in a denial of sensual contents on Husserl'S side. H usserl even
If phantasy accomplished nothing but the neutralization of positing acts, it agrees with the empiricist point that the objects of our phantasies are in
would be difficult to base any eidetic, let alone a priori, knowledge on it. 99 terms of content mainly recombinations and rearrangements of what we
If, however, phantasy can be said to posit possibilities, then we can phe- experience in perception. H owever, this is not the subject of phenomeno-
nomenologically demonstrate even a priori judgments like geometric logical analysis but rather of psychology. The merit of a phenomenological
INTENTIONALITY, PERCEPTION AND TEMPORALITY
l PHANTASY ' S SYSTEMATIC PLACE IN HUSSERL ' S WORK

investigation is precisely that it can disregard these contents, again without Husserl is more of a geometrician than an artist. H owever, unlike the geo-
denying them, in order to structurally decribe the acts of phantasizing and metrician, he cannot take the analogy between phantasy and perception
their correlative objects. According to Husserl, it is precisely this disregard for granted and is therefore forced to work through precisely the issues
of empirical contents apart from their role as moments in intentional acts that I outlined in this paper until phenomenological evidence confirms his
that charcterizes phenomenology as a transcendental enterprise. 106 initial stipulation.

In its purely eidetic attitude, which "brackets" all transcendence, Analogies, which force themselves upon us, may suggest, before
phenomenology necessarily reaches on its own ground of pure actual intuition, speculations about essential connections, and
consicousness this entire complex of transcendental problems in from them we can draw further conclusions: but eventually [our]
the specific [phenomenological] sense and therefore deserves the actual "seeing" [Schauen] of essential connections must redeem
name transcendental phenomenology. On its own ground it must our speculations. As long as this is not the case, we do not have a
arrive not at regarding the lived experiences as arbitrary dead phenomenological result. 11l
entities, like "complexes of contents" ... but at seizing the essen-
tially genuine problem which they pose as intentional experiences
and do so purely by means of their eidetic essence as "conscious- Notes
ness 0["107 1 Despite the fact that "phantasy" is not commonly used in English, I chose it as
a technical term that is clearly distinguished from the multitude of meanings
By means of such analysis Husserl discovers that the acts of perceiving and and connotations more cornmon terms (such as "fantasy", "fancy" or "imagi-
of phantasizing are essentially different while being structurally parallel. nation") tend to evoke.
2 Hua III, 148.1.
This precisely refutes the empiricist convictions of the supremacy of per- 3 E. Husserl, Phantasie, Bildbewusstsein, Erinnerung, E. Marbach (ed.), The
ception and the derivitive character of phantasy. To say that phantasy and Hague: Martinus Nijhoff, 1980 (=Hua XXIII).
perception are parallel acts of consciousness means to acknowledge each 4 As an honorable exception should be noted Paolo Volonte, Husserls Phiinom-
act with its own evidential force. Whereas perception provides us with enologie der Imagination, Freiburg: Alber, 1997 - Volonte also notes the dif-
evidence in the realm of transcendent experience of actual objects, phan- ference between two phases in Husserl's account and stresses the crucial
function of phantasy. However, his focus is slightly different and thus he does
tasy provides us with possibilities and likewise does so with evidence. lOB not draw the systematic conclusions I draw in the third section.
Thus, this parallelism does not imply, as is so often claimed, that Husserl 5 Although I will in my paper speak of the "earlier" and the "later" version of
moulds his notion of phantasy on his notion of perception and that there- Husserl's account it is important to keep in mind that these are in no way sym-
fore perception serves as a model for phantasy. The opposite holds true: metrical, since Husser! begins his revisions as early as 1905.
by being able to phenomenologically demonstrate this parallelism in his 6 Cf. Hua XIX/I , 529.-All translations in this paper are my own.
7 Brentano notes, for example, that all different uses of the term "phantasy"
later analyses of phantasy, Husserl is in the position to justify what other have only that in common that phantasy is some kind of presentation [Vorstel-
sciences and other philosophical schools have taken for granted, namely lung]. (Cf. F. Brentano, Grundzuge der Asthetik, ed. from the Nachlass by
that we can take what we see in phantasy as possible experience, in other Franziska Mayer-Hildebrand, Hamburg: Felix Meiner Verlag, 1988, pp. 45
words, that we can use phantasy as a model for experience in general. and 69.) For a detailed exposition of Brentano's influence on Husserl see R.
Admittedly, if we are interested in phantasy as a free and creative D. Rollinger, "Husserl and Brentano on imagination," in Archiv f Gesch. d.
Philosophie, vol. 75, 195-210.
human capacity or as the point of entry to investigations concerning aes-
8 Hua XIXll, 437.
thetics, then we might be disappointed by Husserl's account. 109 Although 9 Cf. Hua XIXll, 434.
he engages in investigations of the aesthetic and artistic aspects of picture- 10 Cf. Hua XIXll , 500.
consciousness and phantasy in some manuscripts 110, it is obvious that his 11 Cf. Hua XIXl2, 620-624.
principal interest lies elsewhere. Husserl first focuses on a description of 12 Cf. Hua XIX/2, 610.
phantasy acts in distinction from acts of perceiving in order to then investi- 13 Cf. Hua XIXl2, 614.
14 According to Husserl, imagination falls behind perception in all these regards
gate phantasy's merits for phenomenology as a science [Wissenschaft). The (ct. Hua XIXl2, 608).
crucial question is how what we "see" in phantasy applies to our 15 Husserl thereby rejects the empiricist view of imagination as "faint copy" of
experience in general and thus can be more than a mere construction of perception. Cf. David Hume, A Treatise of Human Understanding, (ed) D. F.
the mind. In this sense, we might want to state the obvious and say that Norton and M. J. Norton, Oxford University Press, 2000, 1,1.
INTENTIONALITY , PERCEPTION AND TEMPORALITY PHANTASY ' S SYSTEMATIC PLA CE I N H USSERL 'S WORK

16 Cf. Hua XIXl2, 624. The act-matter cannot be considered as a possible crite- [depicted] object?" (Hua XXIII, Beilage 1 [1898] , 110). Unlike the picture-
rion because it would imply that we distinguish phantasies and perception by object, the picture-subject may exist (my friend in this picture) , it may have
distinguishing "objects" that we perceive from "objects" that we phantasize. existed (like Mona Lisa) in the past, but it may also be impossible to exist (like
Given that we can, at least in principle, phantasize everything that we can per- Dali's landscapes).
ceive, this is clearly not the case. 27 The difference between symbolic and pictorial representation is clarified at
17 Cf. Hua XIXIl, 499. - In the three different cases of perceiving a house, imag- this point. Both apprehensions point in a certain sense "outside of them-
ining a house, or seeing a house in a picture we apprehend the contents differ- selves" [aus sich hinaus]. However, whereas symbolic apprehension points
ently. We can even apprehend one and the same content in different ways, for outside of itself to an object that is internally foreign to the appearing object,
example, when we realize that what we first took to be woman is really a wax pictorial apprehension points through itself [durch sich hindurch] to the
doll and change our apprehension accordingly (ct. LU 1111, 458-460) . intended object, which is presentified in the representing picture object. The
18 Cf. Hua XXIII, text 1 (1904/05) , 4. connection between picture object and picture subject is internal and neces-
19 Hua XXIII, text 1 (1904/05), 16; my emphasis. sary in the sense that we are not free to just see anything in it. The external
20 Ibid; my emphasis. connection between the symbol and what it points to is external and merely
21 This distinguishes non-positing presentations from positing presentations in conventional. This is why symbolic representation is not intuitive; in it the
the mode of doubt. represented does not appear at all. (Cf. Hua XXIII, text 1 (1904/05)§15)
22 I take into consideration that the English words "image" and "picture" trans- 28 Hua XXIII, text 1 (1904/05) , p. 30.
late the single German word "Bild. " Therefore, whenever the mental "Bild" is 29 By "Haupsttick" I am here and hereafter referring to text 1 in H ua XXIII
meant, I decided to use "image, " whereas I use "picture" whenever the exter- which is the third of four lecture courses called "Hauptstucke aus der
nal "Bild" is referred to. Of course, the fact that the German uses "Bild" in Phiinomenologie und Theorie der Erkenntnis" given in the winter semester
both cases, makes the tendency to think of images as pictures, though internal 1904/05.
ones, even more obvious. For H usserl, therefore, the "image-theory" might 30 Cf. Hua XXIII, text 1 (1904/05) 16.
just as well be called "picture-theory." 31 Hua XXIII, Beilage 1 (1898) 112.
23 For the same reason, H usserl at times uses the term "perceptual phantasy" for 32 Hua XI X /1 , 436.
picture-consciousness. 33 Hua XIXl2, 588.
24 In this paper I can only allude to the aspects of picture-consciousness that are 34 "When we phantasize we intend some other thing than the appearing one,
directly relevant to this distinction. For detailed discussions see John Brough, which can be felt to be distinct from it and which pictorially represents it"
"Some Husserlian comments on depiction and art," American Catholic Philo- (Hua XXIII, text 1 [1904/05] 29) .
sophical Quarterly (1982) 241-259; E. Marbach, Mental Representation and 35 Hua XIX/2 , 621.
Consciousness. Towards a Phenomenological Theory of Representation and 36 Hua XIXl2, 623. In the Hauptsuck Husserl points out the conflict between the
Reference, Dordrecht: Kluwer, 1993, esp. ch. 5; P. Volonte, Husserls Phanome- perceptual field and the imaginative field . The field of picture-consciousness
nologie der Imagination, Munchen: Verlag Kar! Alber, 1995, esp. § 39. co-exists with the perceptual field, since we actually have to see the physical
25 For example, when we look at a picture and say "this looks just like her! " we picture in order to grasp what is depicted in it. It is precisely this conflictual co-
do not mean the physical picture (which looks like other physical pictures existence that establishes picture-consciousness in the first place. The fields of
rather than like a real person) , but we mean the picture object, i.e., the figure perception and phantasy, however, can never be viewed together and must
that appears in the picture. On the other hand, the picture object clearly is not therefore "exclude the possiblity of a unity of appearance" (H ua XXIII, text 1
the depicted real "her" who is probably of a different size and color, three- [1904/05] 77). Hence we do not mistake phantasmata for sensations because
dimensional, moving, etc. (Cf. H ua XXIII, Beilage 1 [1898],112). Of course, I we notice that what is phantasized does not fit into the perceptual nexus.
can shift my attention to the physical picture, which thereby ceases to be a Obviously, this explanation is highly unsatisfactory. After all , it can hardly be
picture for me. It is then apprehended like any other perceptual object. (Cf. the case that we compare our sensual contents with our environment before
Guido Kung, "Husserl on pictures and intentional objects," in Review of Meta- we decide to apprehend them in a certain way. Rather, we must first appre-
physics 26 (1973): 670-680, esp. 671) hend them in order to then be able to compare the apprehended content, i.e. ,
26 Hua XXIII, text 1 (1904/05), 46. See also: "The picture-object truly does not the then constituted object, to anything at all.
exist, which means not only that it has no existence outside my consciousness 37 In a footnote to section 8 of his phantasy lecture from the Hauptstucke he
but also that it has no existence inside my consciousness; it has no existence at explains: "We intend to try to carry through as far as possible the aspect of
all " (Hua XXIII, text 1 [1904/05] , 22). To assume that the picture object exists imagination and the opinion that phantasy presentation can be interpreted as
as mental image is precisely the mistake of "image theory. " Husser! ridicules pictorial presentation. Although there is no lack of doubt .. . [later he adds]
the "naive" thinker who "conceives this in a more simple way. The image is which will prove to be correct in retrospect" (H ua XXIII, text 1 [1904/05] 16).
stuck in the 'mind' and 'outside' is the object. If this object does not exist, if I 38 Hua XXIII, text 1 [1904/05] 83.
for example phantasize a dragon, then we just have the mental image, and 39 Hua XXIII, text 1 [1904/05] 85. See also Hua XXIII, Beilage IX [probably
there is nothing left to explain. Nothing except of the trivial matter of how the 1905] 150: "Is the talk of pictoriality not imported into phantasy on the basis
mind manages to present an object by means of an image that is different from of the knowledge of the difference between appearance and 'reality'?"
it. ( .. .) If I put a picture into a drawer, does the drawer now present the 40 H ua III, 253.
INTENTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY'S SYSTEMATIC PLACE IN HU S SERL'S WORK

41 Hua XXIII, Beilage X [probably 1905] 161. See also ibid, text 1 [1904/05] 83; understanding of phantasy. Phantasy can simulate the same bodily experi-
ibid. Beilage IX [probably 1905] 150; Hua III, 90; Hua VIII, 112-113; Hua X, ences as we have in perception and always involves a certain stand-point (cf.
183. Marbach, Mental Representation, 77). Phantasy is in fact as little reduced to
42 Cf. Hua XXIII, text 1 [1904/05] 77. visual experience as is perception.
43 "To the phantasms belong imaginative apprehensions. These imaginative 55 E . Husserl, Erfahru.ng und Urteil: Untersuchungen zur Genealogie der Logik,
apprehensions are not founded in direct perceptual apprehensions, which first Hamburg: FelIx Merner Verlag, 1999 [Experience and Judgment] 196-197.
posit the sensual content as present and then as an image of something else; 56 Hua XXIII, text 9 [1909] , 275; text 10 [1909] , 276. See also Ideas I: "One would
but .. . they immediately found an immanent consciousness of presentification have to first of all learn to see that we are dealing with a different conscious-
[Vergegenwiirtigkeitsbewufitsein] ... " (Hua XXIII, text 1 [1904/05], 78). See ?-ess, namely that the phantasma is not merely a pale datum of sensation, but
also Hua XXIII, Beilage IX (probably 1905), 150: "When I live in phantasy I IS es~entlally p~antasy" (Hua III, 253) . However, Husserl's account of phan-
notice nothing of a representative consciousness, I do not see the appearance tasy rn Ideas I IS bound. to c~eate conf~sion. For it has at this point already
in front of me and grasp it as a representative of something else, but I see the ' undergone all the modificatIOns descnbed here and nonetheless still uses
thing, the processes etc." probably in order to avoid great technical detail, the terms "sensation" and
44 Hua XXIII, text 1 [1904/05] 87. "phantasma. " Hence commentators have noticed that the account in Ideas I
45 These lectures are the ones that were published in 1928 by Martin Heidegger differs from the account in the Logical Investigations before the publication of
as the Lectures on a Phenomenology of Inner Time Consciousness: E. Husserl, Hua XXIII, though without being able to fully elaborate the distinctions (for
Vorlesungen zur Phiinomenologie des inneren Zeitbewufitseins, M. Heidegger example, R. Sokolowski, Husserlian Meditations , E vanston, Ill: Northwestern
(ed.), Tlibingen: Max Niemeyer Verlag, 1928. University Press, 1974, p. 124).
46 Hua X, 10. It is not surprising, therefore, that Husserl thinks that the analysis 57 Hua XXIII, text 13 [1910],299.
of internal time-consciousness and the analysis of phantasy presuppose each 58 Hua XXIII, text 8 [1909], 268. Again, Husserl directly contradicts his earlier
other (cf. E . Marbach, introd to Hua XXIII, p. xxviii). However, as Husserl statements. "It would certainly be a fundamental error to speak of an imma-
clarifies, phantasy, in this context, comprises all presentifications [Vergegen- nent 'red' in a phantasy presentation, that is, to speak of apprehension with
wiirtigungen], including memory and expectation - a generalization that regard to the phantasma 'red' as if one mode of apprehension of a content
Husserl problematizes only later. This generalization is the result of Husserl's 'red' caused a perception of red ... and a different mode of the same content
initial conviction that all presentifications are founded in mere phantasies. caused a phantasy apprehension" (Hua XXIII, text 9 [1909],275).
"Jede anschauliche Vergegenwartigung von einem Gegenstandlichen stellt 59 Cf. Marbach, intro to Hua XXIII, p. lxvi.
dasselber phantasiemaBig vor. Sie 'enthalt' eine Phantasieerscheinung ... Es 60 Hua X, Beilage XII, 128.
bleibt liberall als gemeinsamer Kern die 'bloBe Phantasieerscheinung' " (Hua 61 Cf. Hua XXIII, text 14 [1911 or 1912], 311; Hua X, 128.
X, Beilage II, 102). 62 "And then I find that intentionality is nothing quite as simple as the act of
47 The main difference between retention and phantasy is the continuous trans- phantasizing and in it the centaur-scene as its simple intentional object in the
ition from impression to retention. There is no such transition between phan- mode of the 'as if.' Rather, in a peculiar mediacy [in einer eigentumlichen Mit-
~elbarkeit] I find myself conscious of this intentional object [finde ich dieses
tasy and impression (cf. Hua X, 47) .
48 "In mere phantasy each individual is also somehow temporally extended; it rntentIonale ObJ~kt bewuBt], namely first as intentional object of my perceiv-
has its now, its earlier and later, but the now, the earlier and later are merely mg. However, It IS no~ the object of my actual perceiving but of my necessarily
imagined like the entire object" (Hua X, 41) . co-phantaslzed perceIVIng as whose subject I thus necessarily belong to the
49 Hua X, 89 This is the same distinction Husserl uses in the Logical Investiga- phantasy world as well" (Hua VIII, 116).
tions: "For we can distinguish these two fundamental classes of experience: the 63 Hua VIII, 130.
ones that are acts, 'consciousness of,' experiences that 'relate to something,' 64 Husserl still admits imprecision, since we do not literally reproduce lived
the others are not. The sensed color does not relate to anything, neither do experien.ces "the way they were"or ." the way they would be. " When we repro-
phantasy contents, e.g., a phantasma 'red' ... " (Hua XIX/I , 387). duce a lIved expenence [Erlebllls] m thiS specific sense we are aware of the
50 Cf. Hua X, § § 35, 36. fact that it is not original. However, we do not implicate a former actual lived
51 Cf. R. Bernet in the introduction to his edition of E. Husserl, Texte zur experience but only a possible one which might have or might not have been
Phiinomenologie des inneren Zeitbewufitseins (1893-/917) pp . XLVII-XLIX. an actual lived experience in the past. In fact, this is precisely what it means to
52 Bernet, Nr. 49, 319. - Husserl obviously agrees with Kling who claims that presentify (cf. Hua XIII, text 14 [1911 or 1912], 310).
Husserl's theory is still a kind of representationalism as long as he uses the 65 Cf. Marbach, Mental Representation, 6lf. The fact that a possible perception is
Impl~e?~as Importa~t consequences for phantasy in its capacity of constituting
analogy to picture-consciousness. However, this is precisely the kernel of
Husserl's revisions (cf. Kling, 672). - See also Hua X, Beilage 9, 119: "It is pOSSibilIties (see sectIOn IV of this paper).
simply nonsense to speak of an 'unconscious' content which would become 66 Cf. Experience and Judgment, §42; Marbach, Mental Representation, 83-85.
conscious only later. Consciousness necessarily is consciousness in all its 67 Hua III, 249.
phases." 68 "Time-consciousness is always implied . ... Even when I do not phantasize the
53 Hua XXIII, text 8 [1909] , 265 . process into the past or into the present surroundings, I sill phantasize a dura-
54 It should be noted that this also implies Husserl's rejection of a merely visual tion, a process. I 'phantasize myself into the perception ' of these things and
INTENTIONALITY, PERCEPTION AND TEMPORALITY PHANTASY ' S SY S T E MATIC PLACE IN H U S SERL'S WORK

phantasize their now, their temporal presence, although I do not pay attention 93 Hua XXIII, text 20 [1921/24], 577. See also Hua XXXI, §3: "Playful and posi-
to it. These things do not exist in 'objective time,' i.e., in the time of actual tional consciousness" (10-14).
objects and processes, because they do not exist at all. They are fictions and so 94 Hua, XXIII, text 19 [probably 1922/23], 558.
is their time" (Hua XXIII, text 2 a [probably 1904], 178). 95 Cf. H ua XXIII, text 18 [1918], 507, Beilage LVI [probably 1918], 529, text 19
69 Cf. Experience and Judgment, 206. [probably 1922/23]547f.; H ua I 66, 94; H ua XXV, 170.
70 Ibid. 206f. 96 Cf. H ua XXV, 170.
71 Cf. Hua XXIII, texts 11-13 [probably 1910]. 97 Cf. Hua VIII, 116-119.
72 Hua III, 247f. 98 Hua XXV, 171. The connection between phantasy and possibility is already
73 Cf. Hua XXIII, texts 15 [1912] and 18a [1818]. treated in the Logical Investigations and in the lectures on Thing and Space
74 Hua III, 250. (1907). Again, with this early conception of phantasy H usserl cannot grasp the
75 Hua III, 256f. constitutive aspect of phantasy. He then understands phantasy as a presentifi-
76 Hua III, 250. Brann, for example, fails to acknowledge the distinction cation of a possible fulfillment of an empty intuition. A s such, it is a merely
altogether. Thus she incorrectly identifies phantasy with the "mere refraining arbitrary, unmotivated possibility without epistemological relevance. (Cf. Hua
or 'suspension' from affirmation of existence [which] is just that epoche which XIX/I, 120; Hua XVI, 285-293). For a detailed account on possibility in
lies at the heart of the phenomenological method", Eva Brann, The World of Husserl, see for example J. N. Mohanty, "Husserl on possibility," in Husserl
the Imagination, Boston: Rowman and Littlefied, 1991, 126f.). Studies 1 (1984): 13-29 and Volonte, esp. § 53.
77 Hua III, 260. 99 This concern is voiced for example by D . B. Kuspit, "Fiction and phenom-
78 Cf. Hua III, §112. Further evidence for the difference between the neutrality- enology," in Philosophy and Phenomenological Research 29 (1968): 16-33.
modification and the phantasy-modification is gained from the insight that we 100 Experience and Judgment, 450f.
can iterate the latter but not the former. In other words, we can phantasize 101 Husserl mentions the particular relation between possibility and phantasy
that we phantasize that we phantasize, ... that we perceive something. already in the Logical Investigation, again without being able to explain it.
However, it is impossible not to be involved in not being involved in perceiv- "We take that to be possible which - objectively speaking - can be realized in
ing. Later Husserl characterizes phantasy as "reproductive neutrality" in the manner of an appropriate phantasy image .... In virtue of the ideal connec-
opposition to "neutrality as such. " tion between perception and imagination [Einbildung], whereby to every per-
79 Cf. M. Saraiva, L'imagination selon Husser!, La Haye: Martinus Nijhoff, 1970, ception corresponds a priori a possible imagination, ... the restriction of the
251; Mark Drost, "The primacy of perception in Husserl's theory of imagining," notion [of possibility] to imagination is irrelevant" (H ua XIXl2, 645f.; my
in Philosophy and Phenomenological Research, vol. 1, no. 3 (1990); J. Sallis, emphasis).
"Spacing imagination. Husserl, and the phenomenology of imagination," in P. 102 Experience and Judgment, 428.
van Tongeren et al. (eds), Eros and Eris, Dordrecht: Kluwer, 1992,201-215. 103 Hua III, 148.
80 Brann, 122. 104 David Hume, A Treatise of Human Understanding, I, 1.
81 Cf. Hua XIXl2, 679f.; Hua X, 128; Hua VIII, 115 and 119; Experience and 105 Saraiva, 249: Husserl "retarde sur as propre methode et introduit en
Judgment, 21£. phenomenologie des restes du positivisme empiriste qui'il critique et dont il a
82 Cf. Hua III, 147f. cherche, pendant toute sa carriere, a se degager." Saraiva speaks here of
83 The use of phantasy as a model is what E.S. Casey calls "hypothetical possibil- Husserl's earlier conception of phantasy, since she is not aware of the dra-
ity" in Imagining, Bloomington: Indiana University Press, 1976, 114. Casey matic shift in Husserl's thought. However, it is still appropriate to ask this
takes this from G. Ryle, The Concept of Mind, New York: Barnes & Noble, question with regard to Husserl's final notion of phantasy; only that the
1949. answer is different in the two cases.
84 Cf. Kant, Critique of Pure Reason, B 286-287/A 233. 106 For my view on the relevance and implications of Husserl's mature transcen-
85 For a similar view see Volonte, 107. dental account of phantasy see my "Husserl's first philosophy of phantasy: a
86 "In virtue of the necessary parallelism between perception and imagination, transcendental phenomenology of imagination," in Phenomenology and the
whereby a possible imagination of the same essence corresponds to every per- Cognitive Sciences (forthcoming 2004).
ception . .. there is also a simple imagination for every simple perception, 107 Hua III, 198.
which means at the same time that the extended concept of intuition is 108 On this point I agree with Volonte who develops this claim in detail (cf. Ch. 3:
secured. That we can therefore define sensual objects as the possible object of "Phantasie und Erkenntnis").
sensual imagination and of sensual intuition in general does of course not 109 This is the point of departure for J. -Po Sartre, L'imaginaire, Paris: Gallimard,
mean an essential generalization of our previous theory" (Hua XIXl2, 679f.). 1948, M. Dufrenne, Phenomenologie de l'experience esthetique, Paris:
87 Hua XIXl2, 665. Epimethee, P.D.F, 1953 and E. S. Casey, Imagining, Bloomington: Indiana
88 Hua XIXl2, 666. University Press, 1976.
89 Experience and Judgment, 21£. 110 Relevant are mainly the following texts in Hua XXIII: Beilage VI, Beilage IX,
90 Cf. Hua XIX/I, 499. text 15h, text 17, text 18b, Beilagen LVII-LX, text 20d. For a short summary
91 Cf. Hua III, § 111. see Marbach, introd. to Hua XXIII, p. lxxvi-lxxxi.
92 Hua VIII, 134. 111 Hua III, 158.

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