Professional Documents
Culture Documents
A Common Source For The Late Babylonian Chronicles Dealing With The Eighth and SeventhCenturies by Manuel Gerber
A Common Source For The Late Babylonian Chronicles Dealing With The Eighth and SeventhCenturies by Manuel Gerber
Centuries
Author(s): Manuel Gerber
Reviewed work(s):
Source: Journal of the American Oriental Society, Vol. 120, No. 4 (Oct. - Dec., 2000), pp. 553-
569
Published by: American Oriental Society
Stable URL: http://www.jstor.org/stable/606616 .
Accessed: 08/06/2012 03:05
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at .
http://www.jstor.org/page/info/about/policies/terms.jsp
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of
content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms
of scholarship. For more information about JSTOR, please contact support@jstor.org.
American Oriental Society is collaborating with JSTOR to digitize, preserve and extend access to Journal of
the American Oriental Society.
http://www.jstor.org
A COMMON SOURCE FOR THE LATE BABYLONIAN CHRONICLES DEALING
WITH THE EIGHTH AND SEVENTH CENTURIES
MANUELGERBER
UNIVERSITYOF BERNE
The natureof the sources of the Babylonian chronicles remains a matter of controversy even after
decades of occasional discussion. Here statistical evidence is presentedthat the sources of the chron-
icles dealing with political events up to the time recorded in Chron. 2 were astrological texts. The
numberof coincidences between exact dates in the examined chronicles and an adannu of 30 days after
ominous planetaryevents is comparedto the numberthat can be expected in a randomsample of dates
between 750-600. The null-hypothesis that the numberof coincidences found in the chronicle sample
is randomcould be rejected at a safe p < 0.02. The long-sought "common source" of the late Babylo-
nian chronicles dealing with the eighth and seventh centuries was therefore in all probabilitya corpus
of astrologicaltexts. Chroniclesdealing with later times were compiled from texts of a differentnature.
This shift from one kind of source texts to another makes a diachronically differentiatedapproachin
the evaluation of the informationcontained in individualchronicles imperative.The design of the pro-
posed test necessitates a sound basis for finding the possible Julian equivalents of Babylonian dates.
A reanalysis of New Year'sdates inferred from eclipse data in LBAT 1413-1417 and of New Year's
dates between 626-539 is therefore presented in the first part of this paper. An average beginning of
the year two weeks before equinox is demonstratedto be probable only until 730. From that time to
the end of Nabopolassar's reign a constant ratio of -7 intercalations per 19 years was maintained,
which kept the average Babylonian New Year's date a few days before equinox. Only at the turn to
the sixth century can a second shift to even later dates be demonstrated.
553
554 Journal of the American Oriental Society 120.4 (2000)
70 I I
I
60 I
50
40
I 30
20
V
r
V~~~I
r~~~~
r~~~I
0
8-
r r ~ vvv
*I
10 v I
-10
800 700 600 500 0 10 20 30 40 50 60 70
Years DaysfromMarch1
A: Scatterplot B: o Nabopolassar + Amil-Marduk
x Nebuchadnezzar
I A Nergal-ar-Uur
v Nabonidus
FIG.1. Distributional irregularities.
and seventh centuriesis presented.Based on these results, possible New Year'sdates at any given point in time be-
the question of the chronicle sources is addressedin the tween ca. 750 and the reign of Nabopolassar.
second section.
MATERIAL AND METHODS2
I. INTERCALATION PRACTICE BEFORE NABOPOLASSAR
Babylonian empire was examined. The data were checked lunar year, respectively. For a given time-span, At and a
for distributional irregularities by calculating the running given difference As between the corresponding New Year
mode3 with a large window of 22 years. Discontinuities syzygies the number of intercalations can therefore be de-
in the resulting values were assumed to indicate the pres- termined as follows:
ence of subpopulations, i.e., groups of New Year's dates
separated by an uncompensated-for shift in the average be- (1) i + j = lAti
ginning of the year. Furthermore, the distribution of dates (2) ai - bj = |Asl
was compared between individual reigns. Both procedures
served only to determine the presence and approximate where i is the numberof years with an intercalation,j the
numberof years without;a andb are field variates:a is the
temporal position of such shifts. To determine appropriate
boundaries between groups the data were examined for se- averageincrease ? SD (StandardDeviation) per year with
ries of unusually numerous intercalations in the vicinity of intercalation,b the averagedecrease? SD per year without
the presumed breaks. Group boundaries were defined as intercalation.Joined and solved for i, (1) and (2) yield:
coinciding with the beginnings of these series. An inverse As + blAt
squared distance smoothed curve4 (8-year window) fitting (3) i ;i N
a+b
the data was used to assess visually the effects of similar
intercalation patterns not coinciding with any of the pre- The extrapolatedratio of the numberof intercalations
sumed breaks.
per 19 years was used as an indicator of constancy.
New Year'sDates of the Pre-Empire Period 748-626. Where this ratio differedconsiderablyfrom the ideal ratio
The available sample of known New Year's dates before of 7 intercalations per 19 years, it was compared to a
Nabopolassar is more problematic. It represents only 11% LOWESS-smoothed5curve (t = 0.15) fitting the corre-
of the 122 years in question, and applying purely statis-
sponding ratios during all periods equal to At in the
tical methods one would risk obtaining biased results.
empire-periodsample. Smoothed values were chosen for
Therefore, in order to augment the amount of information,
comparison in order to compensate for irrelevant short-
a simple method was devised to calculate the number
term fluctuationsdue to the presumed absence of a reg-
of intercalations between known dates: An intercalation
ularintercalationcycle. Wherethe deviationsfrom 7/19 in
increases the New Year syzygy of the following year by
the pre-empiresample were comparableto the values in
-18?, while the syzygy following a year without inter- the vicinity of group boundaries of the empire period,
calation is decreased by -10?. Between 626-539, this
they were assumed to indicate a shift in the aimed-for
corresponded to an increase of 17, 18, or 19 days per in-
beginning of the year and, thus, a group boundary.
tercalation and a decrease of 10, 11, or 12 days per regular
Determination of Relationships between Groups. In
order to decide whether the two adjacent groups at the
3 "Running means" (moving averages) are the means of a boundarybetween the samples shouldbe mergedinto one,
the procedure described above was extended to include
span of values (window) surroundingand including each value dates before and after 626. Depending on the distribution
in a series. Mode is a special case of an average, denoting the
of dates within each of the remaining groups, an appro-
most frequent value in a non-uniform distribution, i.e., basi-
priatetest was chosen to determineif the groupsrepresent
cally a distribution with a peak. Where a distribution has more
statistically distinct populations of New Year's dates, i.e.,
than one peak, relative modes denote the values with the great-
whether or not the distributional differences between
est local densities. Calculating the runningmode with an appro-
groups are random.
priate window results in discontinuous, "broken,"curves when Determination of the Range of Possible New Year's
the data have more than one density maximum,thus highlighting
Dates at AnyPoint between 748-539. Assuming the range
the presence of possible subpopulationsand their approximate
(excluding outlier dates) of New Year's dates in the largest
boundaries.
4 "Inverse group after 626 to be representative,ranges of the same
squareddistance smoothing" fits a curve througha
set of points such that the influence of neighboring points de-
creases with distance. (The height of the curve at a smoothing 5 "LOWESS-smoothing"is a method to fit a smooth curve to a
point is the weighted average of the y-values at x-values, where set of scattereddataby runningalong the x-values andfindingpre-
the weights are the squared Euclidian distances from the data dicted values from a weighted average of nearby y-values. The
points to the smoothing point on the x-axis. No regression esti- surfaceis allowed to flex locally to fit the databetter.By choosing
mation is used.) Like LOWESS-smoothing,this method is used an appropriatewindow, random or non-randomscatter can be
to reduce scatter. It is, however, generally more sensitive to reduced to a desirable level while preservingthe "character"of
small clusters of deviating values. the data ratherwell. Outliervalues have very little weight.
556 Journal of the American Oriental Society 120.4 (2000)
(748-632) 116 30 43
632
6 22 3
626
26 9 0.3692 (731-601) 7.02
600 0.3663 (650-600) 6.96
width were then projected onto the earlier groups. Simi- two samples at 626 is shown as a dotted vertical line.
larities of group characteristics, absence of contradicting In the empire period sample calculation of the running
evidence (i.e., dates beyond the projected range) and con- mode with a window of 22 years (solid curves) reveals
stancy of the aimed-for beginning of the year within the existence of at least two subpopulations, the discon-
groups were considered proof of applicability. tinuity coinciding roughly with the end of Nabopolassar's
reign in 604. A comparison of the distribution of New
RESULTS Year's dates between reigns points in the same direction:
The linear fits in the quantile plot figure 1B (solid lines)
Group Boundaries in the Empire-Period Sample. are all approximately parallel (the reign of Amel-Marduk
Figure 1A is a scatterplot of all Neo-Babylonian New [dashed line] is irrelevant because it is represented by
Year's dates from 748 to 539; the boundary between the
only two dates), which indicates a nearly equal range
GERBER:
A Common Source for Late Babylonian Chronicles 557
- 50 L
0%
I
340-
2-
20
10- I
I
0 1 a
625 600 Y 575 600 Yea 550
A FIG. A 2IeYe at B
FIG.2. Irregularintercalation patterns.
and distribution across reigns. The only obvious shift in TABLE2: Group characteristics
actual dates is between Nabopolassar and the succeed-
Before731 731-601 600-539+
ing kings. Between reigns, there are thus no important
differences in the aimed-for beginning of the year after n of cases 3 37 61
Nabopolassar. Minimum* -7 3 19
New Year'sdates are again plotted as a function of time Maximum* 12 46 61
in figure 2A; connecting lines pointing upwardsrepresent
Range 19 43 42
years with an intercalarymonth. There are three series of
unusually frequent intercalations(bold lines) markedO, Mean* 2.667 25.730 39.770
0, and (. The overlaid inverse squareddistance smooth Median* 3 25 39
(dotted line) shows that only the series (b)-in the imme- Standard 9.504 10.700 10.309
diate vicinity of Nebuchadnezzar'saccession-had a last- Deviation
ing effect on the average beginning of the year. ( and 0
Variance 90.333 114.480 106.208
produced short-term fluctuations only. There are thus
only two groups during the time of the Neo-Babylonian Normal - yes yes
empire. The boundary between these groups falls per Distribution
definitionembetween 601 and 600. Intercalations/ -8 -7 -7
Group Boundaries in the Pre-EmpireSample. In order 19 years
to find an appropriatesubdivision of the data between
748-626, the numberof intercalationsbetween years be- * days from March 1
fore 626 for which the Julianequivalent of Nisannu 1 can +
excluding the outlier date in 564
be inferredfrom eclipse texts was calculated accordingto
the procedure proposed above. The results are summa-
rized in table 1. The ratio of intercalationsper year was
calculated for periods of at least 15 years and extrapo- parable values (>8) only at the group boundarybetween
lated to 19 years. After 731 the extrapolatedvalues group 601-600. Thus, in the pre-empire sample as well, there
aroundthe ideal ratio of 7 intercalationsper 19 years, in- are two groups separated by a discontinuous shift be-
dicating that intercalation practice was fairly constant tween 747-731.
from the end of Nabopolassar'sreign backwardswell into Relationships between Groups. Between 650 and 600
the eighth century. Only the value of 8.31 for the years there were 18 intercalations,so that a ratio of 6.84 inter-
747-731 deviates considerably.Figure 2B shows the cor- calations per 19 years was maintained(table 1). The two
responding ratios in all periods equal to At = 16 years in adjacentgroups separatedby the sample boundaryat 626
the empire period sample overlaid with a LOWESS- were therefore merged into a single group. Table 2 sum-
smooth (solid curve). The smoothed curve reaches com- marizes the characteristicsof the three remaininggroups.
558 Journal of the American Oriental Society 120.4 (2000)
DISCUSSION
60.- 60
600-539
50 - 50
40 - 731-601 1 40
ave 20
.
S to20-
- * * 10
0
-10 F -10
800 750 700 650 before 731
Year ave = averagevernalequinox
A B
tinguishing of populations served to reduce the total century the aimed-for beginning of the year appears to
range of attesteddates (-2 months) to a range of possible have been the same in Babylonia and Assyria. Despite
dates at any given point in time of -43 days. this coincidence, too little is known of the situation in
These results agree with Kugler (1924), but differ from Assyria during the rest of the time span in question to
the picture presented by Huber (1982: 8-10). Huber ar- take a general agreement of Babylonian and Assyrian
gues that whereas the medians of his groups 4, 5, and 6 dates for granted.
differ by only a few days, there is an obvious increase in In summary,the situation in Babylonia before the last
the.median values of the first three groups. He assumes third of the eighth century seems to agree with the state-
his group 1 to be representativefor the time before Nabo- ment in MUL.APIN (Hunger and Pingree 1989) that the
polassarbecause its median value "agrees almost exactly vernal equinox fell on Nisannu 15. Probablyaround730
with the repeated assertion of the astronomicalcompen- the aimed-for beginning of the Babylonian year was
dium MUL.APIN that puts the spring equinox on Nisan shifted some two weeks upwards in relation to the solar
15" (1982: 9), and consequently the increase in the me- year, so the average New Year'sDay fell shortly before
dian values of groups 2 and 3 is assumed to indicate a the vernal equinox. This holds true for the entire seventh
"discontinuous shift made during Nabopolassar'sreign" century.Only around600 did a second shift occur, which
(1982: 10). However, this is contradictedby the fact that pushed the average beginning of the year to about two
between 731-601 a ratio of 7.015 intercalationsper 19 weeks after the vernal equinox (figure 4B).
years was maintained (table 1), which suggests that no
shifts during this time remaineduncompensatedfor. II. EXACT DATES OF CHRONICLE ENTRIES AND OMINOUS
It is certain that Assyria and Babylonia did not always PLANETARY EVENTS
intercalate simultaneously in the seventh century (e.g.,
Parpola 1983: 381 for the years 668 and 667); however, The chronicles documenting the Neo-Babylonian pe-
to what extent intercalationcustoms differed can only be riod were compiled at approximatelythe same time by the
guessed at. One might speculate that political autonomy same people, and, one might think, for the same purpose.
also triggered greaterdifferences in the beginning of the Differences in the kind of informationindividual chroni-
year (cf. Reade 1998: 261). Judged in this light, Par- cles contain can therefore be taken to reflect differences
pola's dating of Assyrian Nisannu 1 in 621 to February9 in the natureof the available sources. Diachronically,two
(1983: 90) is not per se improbable(cf. 1983: 90, n. 184). points are noteworthy.
Parpola'sreconstructionof the Assyrian calendaris con- First, for the time before Nebuchadnezzar II, many
jecturalat some points, but on the whole it certainlyoffers entries are dated to the day. In the texts dealing with the
a very good approximation.The range of Assyrian dates later history of the empire, exact dates are rareand occur
remains within the Babylonian maximum and minimum almost exclusively in connection with deaths in the rul-
values. Thus, during the second quarterof the seventh ing family. Exact dates become more frequent again in
560 Journal of the American Oriental Society 120.4 (2000)
the Persian period. Second, up to and including the time in astrological omina, but these events are too rare to be
dealt with in Chron. 2 the selection of mentioned events useful in the present study. They do not meet the second
appears to be somewhat random, consecutive entries criterion. While a broad definition that includes a suffi-
often exhibiting no historicalconnection, and some being cient number of such events can be found, the resulting
separatedby several years. From the account of the inci- multitude of criteria of ominousness cannot be brought
dents leading to the fall of Assyria in Chron. 3 onwards, under the same heading and vice versa. Such broadly
the sequence of recordedevents forms a much more con- defined events do not meet the third criterion. Nor does
tinuous narrativeof the militaryhistory of Babylonia and the apparentcoloring and magnitude of stars and planets
of importantevents concerning its king. These two points (Reiner and Pingree 1981: 18-20). While the texts pro-
indicate a difference between older and newer sources, vide informationon the portentof these factors, they are
and suggest that the shift from one kind to the other took not quantifiable.
place between 622-616. The only celestial events treated in reports and omina
In what follows, I test the hypothesis that the earlier that do meet the three criteriaare close approachesof two
sources were astrologicaltexts, or more precisely, that the or more planets. Although different distances provoked
criterionfor inclusion of an event in such a text was not differentinterpretations,1 KUS3 is the maximumattested
its historical importancebut the astrological significance distance that seems to have been consideredclose enough
of its date. This would accountfor the prevalenceof exact to be significant (SAA 8 [= Hunger 1992] 500). Assum-
dates as well as the seeming disjunction of many of the ing an ecliptic or equatorial coordinate system, Fatoohi
recordedevents before the second half of Nabopolassar's and Stephenson (1997-98) found a value of 2.2? angu-
reign. lar separationfor 1 KUS3. The bulk of deviating values
lies within an estimated range of +.3? in either case. The
CRITERIA AND ASSUMPTIONS equivalent in degrees of 1 KUS3 was found by the same
authorsto have been constant from at least the sixth cen-
My hypothesis will be tested by investigating whether turyon. Since there is no contradictoryevidence in earlier
the association of exact dates in Chrons. 1A, 2, 14, 15, 16 texts, the same value is here assumed to be valid for the
(Grayson 1975) and iB, C (Brinkman 1990) with omi- eighth and seventh centuries.
nous periods after astrologically important celestial In late Babylonian observational texts distances be-
events is significantly higher than can be explained as tween two planets or a planet and a star are sometimes
random coincidence. For a celestial event to be consid- specified by giving a direction ("above,""below,"etc.) or
ered diagnostic in this study, the following criteria must even two coordinatespresumablyroughly at right angles.
be met: a) It must be unpredictable for late eighth and Where distances are mentioned in astrological reports,
seventh century astronomy, but computable using mod- however, there are, with a single exception (SAA 8 489),
ern algorithms. This is necessary in order to avoid an no such specifications (LAS 47 [= Parpola 1970] 142;
artifact (false positive correlation) reflecting political SAA 8 82, 500), and it is thereforenot known whether in
decisions taken in anticipationof an ominous event. b) It the context of pre-Persianastrology these distances were
must be observable in statistically relevant numbersdur- measured or estimated as projections onto a coordinate
ing the roughly 150 years in question;thereforeit must be grid or directly as the distance between the two points in
well-defined for a class of bodies, notjust for one specific question. No assumption is made here in this respect.
staror planet. c) The Babyloniancriteriondeterminingits There does not seem to be a fundamentaldifference in
ominousness must be known and quantifiable. the way Babylonianastrology treatedclose approachesof
Mesopotamianastrology did not systematically distin- two planets and of a planet relative to a star, and since
guish astronomicalfrom atmosphericphenomena. While stars could stand for planets in many contexts, it is as-
many of the former are computablewith accuracy over a sumed that the period during which the ominous portent
significant time span applying modern methods, the lat- of a planetary approachwas expected to manifest itself
ter are generally unpredictable, and thus do not fulfill on earth,its adannu, was 30 days, as in the case of omens
the first criterion. Information concerning the passing involving stars (SAA 8 399, 414).
of a planet throughthe lunar halo, for example, is irrel- In summary, ominous planetary approaches were not
evant. Another example of an event that does not meet predictableby late eighth- and seventh-centuryastronomy
the first criterion is lunar eclipses, which could to a lim- (LAS 47), but are computable using modern algorithms.
ited extent be predicted(Rochberg-Halton1988: 40-43). They happen frequently enough to be statistically rele-
Ominous positions of a specific moving body in rela- vant, and the criterion of ominousness (<1 KUS3) is
tion to a specific star or constellation appear frequently known and, cum grano salis, quantifiable(figure 5).
A Common Source for Late Babylonian Chronicles
GERBER: 561
Prediction of
Babylonian Ominous planetaryevent Expected manifestationof portent
Astrology:
lo 4 1 0 4
30 Days
I 0 t 4 ? I T0 4>
Prediction of .t
Hypothesis: Expected planetary approach <2.5? Julianequivalentof exact date
in Chronicle
MATERIAL AND METHODS similarity of the two series spanningthe same three years
suggests a selection criterioncommon to both. If the cor-
Two independent databases provided the material responding dates in the two series were treated as inde-
used in this study. pendent entries, coincidence or non-coincidence with the
Database A: Chronicle Dates. Doubtful cases ex- examined kind of ominous planetary event would affect
cluded, the chronicles examined contain 52 exact dates. 16% of the sample in the same way and bias the results.
Their Julian equivalents were determined according to The final database of chronicle dates contained 44
the chartin figure6A, which was inferredfrom the results entries with a total of 59 possible Julian equivalents
presented in the previous section (summarized in figure (columns 1-5 in table 3); each entry was assigned to a
6B): The possible beginning of each Babylonian month group (column 7 in table 3): Babylonian dates with a
in question was determinedby calculating new moons in single possible Julian equivalent belong to group 1,
a period equal in length but shifted two days backwards those with two possible Julian equivalents to group 2.
relative to the correspondingbracketedperiod to account Database B: OminousPlanetary Approaches. A com-
for the lag between new moon and the first visibility of puterized search between 750-600 for all approaches <
the crescent. Because the examined range is longer than 2.5? angularseparationof two or more of the five planets
one month, there are two new moons in about 55% of the visible to the unaided eye was performed (Location:
cases, a single one in about 45%. Takinginto account the Babylon, P = 1013 hPa, T = 10?C). Separation was cal-
restrictionsimposed by known intercalations(figure 6C), culated as the distance between the two bodies, which
however, the percentage of precisely determinedbegin- entails that about one-fifth of the cases that might qualify
nings of monthscould be increasedto -65% in our sample. as ominous if projected onto a coordinate grid were not
The possible Julian equivalents of the Babylonian dates taken into account (figure 7). However, such a procedure
were then found by adding the necessary numberof days. has the advantage that, in the absence of evidence, it
Dates that are equal within the errormarginof one day avoids guesswork concerning the Babylonian method of
introducedby the uncertaintyof the first visibility of the measurementin the eighth and seventh centuries. Since
lunar crescent were merged into a single database entry the whole population is affected to an equal degree, this
(e.g., Chrons. 14:36 and 16:7). In the case of two almost has no effect on the statistical comparison of samples.
identical series of five dates each in the years Esarhaddon Determinationof the Number of Chronicle Dates Co-
5 to 8 (Chron. 1 A:IV 5, 10, 16, 18, 22 and Chron. 14:13, inciding with Ominous Periods. The series of planetary
16, 20, 22, 24), two pairs of dates differing by two and events containedin databaseB was used to find planetary
three days, respectively, were also merged because the approaches< 2.5? angular separationwithin the 30 days
TABLE 3: Synopsis of data
PossibleJulianequivalentsof Planetary app
New Moons within possible Babylonian date (DIMlY separation) vi
range (DIMY[Julian,BC]) [BC]+J/-0 D) Examined time span~' from Babylond
Source bold = date coincides with preceding latest psbl. (eventsvisibleo
No. (Chron....) date (DIMlY) (.) restrictions adannu Julian equivalent favorable" con
25 1 A: IV 31 12
IONVIII/Esarhaddon 22/10/669(V12: 670) 3/11/669 30+2 D 1
1 C: IV 12'
26 1 A:IV 38 0
20/X ~amag-gum-ukin 9/12/668 3 1/12/668 30+2 D 1
14: 39
9/7/692 19/7/692
27 1 B: III 11' 1
8NV/Mugezib-Marduk 60+2 D 2 V
8/8/692 18/8/692
28 2: 4 12/VINabopolassar0 30/8/626 13/9/626 30+2 D 1 V
29 2:10 12/VllNabopolassar0 28/9/626 12/10/626 30+2 D 1 V
30 2:14 26/VIII/Nabopolassar0 28/10/626 25/11/626 30+2 D 1 V
31 2:18 17/1/Nabopolassar1 23/3/625 11/4/625 30+2 D 1
32 2: 20 21/1I/Nabopolassar1 22/4/625 15/5/625 30+2 D 1 V
33 2: 22 9NV/Nabopolassar1 19/7/625 30/7/625 30+2 D 1 V
34 2: 29 15NIlllNabopolassar3 25/9/623 12/10/623 30+2 D 1
35 14:24 18/XII/Esarhaddon8 1/2/672(XI12: 672) 21/2/672 30+2 D 1
36 14: 26 3/VII/Esarhaddon10 15/9/671 (V12:670) 20/9/671 30+2 D 1 M
14: 36
37 0
24;25f111amag-gum-ukin 16/4/668 13/5/668 30+3 D 1
16: 7
M
38 15:1 6
1/XI/Aggur-nadin-gumi 25/1/693 28/1/693 30+2 D I
M
39 15:2 12NVII/amag-gum-ukin 4 26/9/664 10/10/664 30+2 D I
40 15:6 8/XL&~ma9-9um-ukin 16 10/1/651 (V12:651) 20/1/65 1 30+2 D I
41 15:7 9NVIA/amag-gum-ukin 17 4/9/65 1 15/9/651 30+2 D I
42 15: 19 1 1/1V/amai,-gum-ukin18 26/6/650 9/7/650 30+2 D I
43 16: 11 19/X/Aamag-gum-ukin16 12/12/652(V12: 651) 2/1/65 1 30+2 D I
44 16: 13 27/XI1/amag-gum-ukin16 10/3/651(VT2:651) 8/4/651 30+2 D I M
A: Examined Range:
NormalyearsandleapyearswithXII2:-95% -CIassumingnormaldistribution
LeapyearswithVI2:inferred
XII2:inferred
V T
50
50 g
March q
30
30 |
April
.20.
10 ......... Q
10
May 750 700 650 600 600 580 56(
1/III Year Year
C: Restrictions
June attestedorreasonablyinferredintercalations
between731-626:
1/IV LBAT1413-1417(see table1)
Parpola1982
BrinkmanandKennedy1983
July
1/V
August
1/VI1
1.77?
Approximationassumingorthogonality
2.50 (closeto 0-Latitude):
E=2.5? B: Angularseparation: E
Longitudinaldifference: 4(E2/2)
- Coordinate
system
540 Angularseparation
; < 2.5?
and "good visibility conditions"was estimatedin orderto lated. The null-hypothesis predicts that the exact dates in
facilitate evaluationby others. The estimate was based on the examined chronicles coincide randomly with omi-
roughly averaged limiting magnitudes set in relation to nous periods. Because group 3 representsthe population
elongation from the sun and the angle between ecliptic of which groups 1 and 2 are samples, the percentage of
and horizon. dates coinciding with ominous periods in group 3 is also
Non-statistical Assessment. A comparison of the per- the objective probability p that one randomly chosen
centages of dates coinciding with the periodduringand 30 date between 750-600 falls into such a period.
days after an ominous planetaryevent in groups 1, 2, and Any bias in favor of the hypothesis possibly inherent
3 allowed a first, very crude assessmentof the hypothesis: in the assessment of event visibility in group 3 was elim-
In a random sample of dates between 750-600 the per- inated by accepting a range of probabilities as random
centage of coincidences can be expected to be equal to the coincidence. The upper limit of that range was defined
percentagein group 3 which representsthe population.If independently of group 3: PGroup2= Pupperlimit because
the criterion for recording a political event in the source if the hypothesis is wrong PGroup2= Prandom,and if it is
texts was indeed the astrological significance of its date, right PGroup2> Prandom-Consequently, assuming no speci-
then the percentage of coincidences in group 1 should be fic outcome PGroup2> Prandom-Thus, the range of Prandom
higher than in group 3. Half of the possible dates in is definedby Pobjective
' Prandom limitThe probabil-
' Pupper
group 2 accurately represent the source texts, the other ity P that a given numberx (= numberof coincidences)
half are necessarily inaccurate and can only randomly out of n (= number of possible Julian equivalents)
coincide with ominous periods; group 2 should therefore randomly chosen dates between 750-600 falls within
fall between groups 1 and 3. In short, the hypothesis pre- an ominous period was calculated assuming binominal
dicts the succession percentageGroupl> distribution:
percentageGroup2>
percentageGroup3. If the hypothesis were wrong, the per-
Eni
centages in all groups should be roughly equal, i.e., (4) Pn(x) = [xj pX(1-p)n-x
percentageGroupl _ percentageGroup2percentageGroup3.
Testing the Hypothesis. The hypothesis that the P was determined for group 1, i.e., the representative
sources of the examined chronicles are astrological texts sample. The significance limit below which the null-
cannot be tested directly. Instead, the probabilitythat the hypothesis can be rejected was set at P = 0.05. Values of
corresponding null-hypothesis is correct must be calcu- P < 0.02 were consideredhighly significant.
566 Journal of the American Oriental Society 120.4 (2000)
0.30>
Pupr limit
- 0.25-
'.Prann&n
0.20 Pobjecti
1 2
Groups
A B
x=13
0.2
Pn(x) 0.1
Significancelimitp = 0.05
Purnit -= 0.017
0 Pobjiv = 2.96-10-3
FIG.9. Determination of the probability that the number of coincidences in Group 1 is random.
is more a literaryclich6 than an actual fact" (Neugebauer lents can be determined with reasonable certainty. The
1969: 98)-most of all for observations near the hori- accepted range of possible beginnings of each month in
zon-the resulting picture should as a whole be realistic. question correspondsroughly to the 95% confidence in-
As for the second source of uncertainty,group 1 con- terval assuming normal distributionof the attested dates
tains only those Babylonian dates whose Julian equiva- (figure6B). However, since in the whole sampleof known
568 Journal of the American Oriental Society 120.4 (2000)
beginnings of the year between 750-539 only a single to examine whether the disappearance of the astrologi-
outlier is attested, the odds are good that all Julian dates cal source texts is chronologically and causally linked
in group 1 are accurate. The problem, then, lies not so with the abandonmentof traditionalcelestial divination,
much in accuracy but in the relatively small size of the which must have occurred somewhere between 600-300
sample: n = 29, which is at the lower limit of what can (Rochberg-Halton1984), and whether there is a connec-
safely be considered representative.The situation is irre- tion with the onset of predictivemathematicalastronomy,
mediable, but not overly grave since testing for binomi- which may well have reached a certain level of sophisti-
nal distributionis comparativelyefficient even for small cation prior to the Seleucid period, despite the absence of
samples. unequivocal textual evidence (Aaboe et al. 1991). How-
Despite these two caveats, the methods used in this ever, the historicalimplicationsof this shift in the sources
study seem fairly robust and the results of the final test are beyond the scope of this study. What remains to be
are unlikely to be grossly aberrant:the long-sought "com- pointed out here is the necessity of diachronicdifferenti-
mon source" of the late Babylonian chronicles dealing ation: while the chronicles recording political events
with the eighth and seventh centuries was in all proba- from the time around the fall of Assyria onwards may
bility a corpus of astrological texts. indeed have been compiled as historiographical texts
Interestingly,the source texts do not seem to reflect the from historiographicalsources, this has been shown here
practice of contemporaneous astrology: the number of to be unlikely for earlier times. The assumption of the
coincidences in group 1 (44.8%), exceeding the random contrarymight introducefatal errorsin reconstructionsof
value (21.5-26.7%) by about 20% (figure 8A), is out of early Neo-Babylonian history.
proportionwith the relatively minor importanceattached A direct dependenceof the chronicles on the astronom-
to such events in the reportsand letters. Instead, we may ical diaries (Grayson 1975; van Seters 1982; Hauser 1995)
have to deal with lists recordingthe political events coin- can safely be ruled out for the time before the second half
ciding with the adannu of one specific kind of celes- of Nabopolassar'sreign. Nevertheless, Grayson'sscheme
tial phenomenon,irrespectiveof its canonicalimportance. may be valid in a slightly revised form: since both the
Such a list may even be partly preserved in Chron. 2, astrological source texts and the diaries depend on the
whereVenusfiguresin all of the five planetaryapproaches same kind of observational and historical information,
associated with a chronicle date (table 3, entries 28-34). they may themselves have been compiled from a (very
Chronicles dealing with later times were compiled heterogeneous) source common to both, possibly the hy-
from texts of a differentnature.It might prove interesting pothetical "runningaccount of Mesopotamianhistory."
BIBLIOGRAPHY
Aaboe, A.; J. P. Britton; J. A. Henderson; O. Neugebauer; and Gerber, M. 1998. Die Inschrift H(arran)l.A/B und die neu-
A. J. Sachs. 1991. Saros Cycle Dates and Related Babylo- babylonische Chronologie. ZA 88: 72-93.
nian Astronomical Texts.TAPS, vol. 81, part6. Philadelphia: Grayson, A. K. 1975. Assyrian and Babylonian Chronicles.
American Philosophical Society. Texts from Cuneiform Sources, vol. 5. Locust Valley,
Brinkman, J. A. 1990. The Babylonian Chronicle Revisited. N.Y.: J. J. Augustin.
In Lingering Over Words:Studies in Ancient Near Eastern Hauser, S. R. 1995. Siehst du die Zeichen an der Wand? Zum
Literature in Honor of William L. Moran, ed. T. Abusch et Ende altorientalischer Kultur. In Zwischen Euphrat und
al. Pp. 73-104. Atlanta: Scholars Press. Indus: Aktuelle Forschungsprobleme in der vorderasiati-
Brinkman, J. A. and D. A. Kennedy. 1983. Documentary Evi- schen Archdologie, ed. K. Bartl et al. Pp. 251-68. Hildes-
dence for the Economic Base of Early Neo-Babylonian heim: Georg Ohms Verlag.
Society: A Survey of Dated Babylonian Economic Texts Huber, P. J. 1982. Astronomical Dating of Babylon I and Ur
721-626 B.c. JCS 35: 1-90. III. OP 1.4. Malibu: Undena.
Clark, R. N. 1990. Visual Astronomy of the Deep Sky. Cam- Hunger, H. 1976-1980. Kalender. RLA 5: 297-303.
bridge: Cambridge Univ. Press. .1992. Astrological Reports to Assyrian Kings.
Drews, R. 1975. The Babylonian Chronicles and Berossus. SAA 8. Helsinki: Helsinki Univ. Press.
Iraq 37: 39-55. Hunger, H., and D. Pingree. 1989. MUL.APIN:An Astronomi-
Fatoohi, L. J., and F R. Stephenson. 1997-98. Angular Mea- cal Compendiumin Cuneiform.AfO Beiheft 23. Horn: Fer-
surementsin Babylonian Astronomy.AfO 44-45: 210-14. dinand Berger & Sohne.
GERBER:A Common Source for Late Babylonian Chronicles 569
Kennedy,D. A. 1986. DocumentaryEvidence for the Economic Reiner, E., and D. Pingree. 1981. Babylonian Planetary Omens,
Base of Early Neo-Babylonian Society, pt. 2: A Survey of pt. 2: Enuma Anu Enlil, tablets 50-51. BM 2.2. Malibu:
Babylonian Texts 626-605 B.c. JCS 38: 172-244. Undena.
Kraus, F R. 1964. Briefe aus dem British Museum (CT 43 und Rochberg-Halton, F 1984. New Evidence for the History of
44). ABB 1. Leiden: E. J. Brill. Astrology. JNES 43: 115-40.
Kugler, F X. 1924. Sternkundeund Sterndienstin Babel. Assyri- . 1988. Aspects of Babylonian Celestial Divination:
ologische, astronomische und astralmythologische Unter- The Lunar Eclipse Tablets of Enuma Anu Enlil. AfO
suchungen. 2. Buch, 11.11.2.Miinster:Aschendorff Verlag. Beiheft 22. Horn: FerdinandBerger & Sohne.
Landsberger,B. 1949. Jahreszeitenim Sumerisch-Akkadischen. Sachs, A. J., and H. Hunger. 1988. Astronomical Diaries and
JNES 8: 248-97. Related Texts from Babylonia, vol. 1: Diaries from 652
Meeus, J. 1991. AstronomicalAlgorithms.Richmond, Va.: Will- B.C. to 262 B.c. Vienna: Verlag der Osterreichischen Aka-
mann-Bell. demie der Wissenschaften.
Neugebauer, 0. 1969. The Exact Sciences in Antiquity.Second Sachs, A. J., and J. Schaumberger. 1955. Late Babylonian As-
edition. New York: Dover. tronomical and Related Texts, Brown University Studies,
Neugebauer, 0., and A. Sachs. 1967. Some Atypical Astronom- no. 18. Providence: Brown Univ. Press.
ical Cuneiform Texts I. JCS 21: 183-218. van Seters, J. 1983. In Search of History. New Haven: Yale
Parker,R. A. and W. H. Dubberstein. 1956. Babylonian Chro- Univ. Press.
nology 626 B.C.-A.D. 75. Brown University Studies, vol. 19. Swerdlow, N. M. 1998. The Babylonian Theory of the Planets.
Providence: Brown Univ. Press. Princeton:Princeton Univ. Press.
Parpola, S. 1970. Lettersfrom Assyrian Scholars to the Kings Walker, G. 1987. Astronomical Observations: An Optical Per-
Esarhaddon and Assurbanipal, pt. 1: Texts, AOAT 5.1. spective. Cambridge:CambridgeUniv. Press.
Neukirchen-Vluyn: Neukirchener Verlag. Weissert, E. 1992. InterrelatedChronographicPatterns in the
1983. Letters from Assyrian Scholars to the Kings Assyrian Eponym Chronicle and the "Babylonian Chroni-
Esarhaddon and Assurbanipal, pt. 2: Commentary and cle": A Comparative View. In La circulation des biens, des
Appendices, AOAT 5.2. Neukirchen-Vluyn: Neukirchener personnes et des idees dans le Proche-Orient ancien: Actes
Verlag. de la XXXVIIleRencontre Assyriologique Internationale
al-Rawi, F N. H., and A. R. George. 1991-92 . EnumaAnu Enlil (Paris, 8-10 juillet 1991), ed. D. Charpin and F Joannes.
XIV andOtherEarlyAstronomicalTables.AfO 38-39: 52-73. Pp. 273-82. Paris: Editions Recherche sur les Civilisations.
Reade, J. E., 1998. Assyrian Eponyms, Kings and Pretenders, Wischnewski, E. 1993. Astronomiefur die Praxis, vol. 1: An-
648-605 BC. Orientalia 67: 255-65. wendungen. Mannheim: B. I. Wissenschaftsverlag.