Professional Documents
Culture Documents
whether medical and surgical treatments understanding of self-reported HRQOL an activities of daily living (ADL) subscale
are providing patients with the highest may also help us to identify gaps in pa- score (21 questions) and a sports subscale
level of outcome possible and are actually tient knowledge and ultimately guide us score (8 questions). The ADL and sports
improving HRQOL. in providing more impactful patient edu- subscales of the FAAM are strongly
HRQOL has been studied across a cation that can ultimately help decrease related to the SF-36 physical function
broad spectrum of populations and med- the development of the devastating com- subscale and PCS score. It is a validated
ical conditions such as cardiovascular plications of diabetes. measure of the physical function of pa-
disease, renal disease, neurological disor- tients across a broad spectrum of lower-
ders, and diabetes. Diabetes has been HRQOL IN PATIENTS WITH DFD: extremity musculoskeletal pathologies. A
shown independently to negatively im- HOW WE CAN MEASURE IT? higher score for each represents better
pact HRQOL (3,4). Neuropathy and periph- SF-36 and SF-12 function, and the FAAM has been found
eral artery disease predispose vulnerable The Medical Outcomes Study (MOS) to responsive in assessing lower-extremity
patients to developing diabetic foot dis- 36-item Short Form (SF-36) and 12-item function in patients with DFD (27).
ease (DFD), which may include diabetic Short Form (SF-12) are the most com-
foot ulcers (DFUs), Charcot neuroarthrop- monly utilized instruments in assessing DFD-Specific Instruments
athy (CN), and foot infections. In addition DFD and provide information on overall The Neuro-QoL (Quality of Life in Neuro-
to the huge economic burden associated physical and mental quality of life. The logical Disorders) is a disease-specific
with the care of DFD, patients are at risk SF-36 provides a physical component instrument that has been validated for
for substantial morbidity and mortality. summary (PCS) score as well as a mental assessing the impact of peripheral neu-
The 5-year mortality rate among patients component summary (MCS) score, which ropathy and foot ulceration and quality
with newly diagnosed DFU is ;40%, and are derived from eight different sub- of life in patients with diabetes. When
patients with DFUs are nearly 2.5 times scales, whereas the SF-12 reports only compared with the SF-12, the Neuro-QoL
more likely to die than patients with PCS and MCS scores without reporting has been found to be superior in assess-
diabetes without DFUs (5). The risk of the eight subscale scores. The PCS and ing the severity of neuropathic symptoms
mortality in patients with CN has been MCS are standardized so that a score of and in its impact on HRQOL (28). Similarly,
shown to be unexpectedly high as well. 50 represents the normative score for the Diabetic Foot Ulcer Scale, based on 58
Compared with the normal population, the general population, and a higher score questions, is valid and reliable in assessing
patients with CN or DFUs have a reduced is indicative of better HRQOL (20). The HRQOL in patients with foot ulcers (29).
life expectancy of 14 years (6). CN, DFU, SF-12 consists of 12 questions abstracted
infection, and ischemia often coexist in from the SF-36 and is therefore less of a THE IMPACT OF DFD ON HRQOL
patients with DFD, increasing the risk of burden for patients to complete compared DFD has been shown to negatively impact
hospitalization and the need for amputa- with the SF-36. Excellent correlation has HRQOL in numerous studies. A systematic
tion (7). Outcomes have been reported been found between PCS and MCS review by Hogg et al. (11) analyzed stud-
on a consecutive series of 102 patients scores calculated from the SF-36 and ies using PRO measures to assess HRQOL
who underwent transtibial amputation SF-12 in patients with DFD (21). The in patients with DFD. Fifty-three studies
(7). At a mean follow-up of 109 weeks, SF-36 has shown good correlation with from 1995 to 2010 were reviewed. The
contralateral foot problems developed wound-specific outcome instruments, SF-36 was most the commonly used ge-
in 34% of patients, and 10% of patients such as the Diabetic Foot Ulcer Scale neric instrument and was used in 27/53
ultimately required a contralateral trans- and the Cardiff Wound Impact Schedule (51%) of the studies. Three studies uti-
tibial amputation. Of 102 patients, (CWIS) (22). lized the SF-12. Other generic (Sickness
30 (29.4%) died, and the odds of mortality Impact Profile [30] and Nottingham
Five-Level EuroQol Version
in patients with end-stage renal disease Health Profile [31]) and disease-specific
The five-level EuroQol version (EQ-5D-5L)
(ESRD) was 3.8 times higher than that for (American Orthopaedic Foot & Ankle So-
was introduced by the EuroQol Group in
patients without ESRD. ciety Diabetic Foot Questionnaire [9],
2009 to improve the instrument’s sensi-
Studies focusing on the impact of DFD Diabetes-39 [D-39] [32], CWIS [33], and
tivity and to reduce ceiling effects, as
on HRQOL have shown a negative impact the Neuro-QoL [28]) instruments were
compared to the EQ-5D-3L (23). It con-
on patient HRQOL (8–18). Despite the used. This review demonstrated that mul-
sists of two components, a descriptive
high mortality rates, patients with estab- tiple PRO measures can be successfully used
system and a visual analogue scale. The
lished DFD fear major amputation more to evaluate HRQOL in patients with DFD
EQ-5D-5L has been shown to be equiva-
than death (19). In the following sections, and that no one “gold standard” or ideal
lent to the SF-36 in assessing HRQOL in
we will discuss several widely used out- instrument exists. Although different PRO
patients with diabetes (24) and has been
come instruments used to measure patient measures were used by the 53 studies in
used in several pivotal studies in pa-
HRQOL, as well as the impact of DFD on this systematic review, all reported re-
tients with DFD (22,25).
HRQOL. Measuring PROs can provide valu- duced HRQOL in patients with DFD (11).
able information on the effectiveness of a Foot and Ankle Ability Measure Many studies of DFUs using the SF-36
treatment or surgical intervention. Our im- The Foot and Ankle Ability Measure have demonstrated low PCS scores but
proved understanding of how a patient’s (FAAM) is an example of a region-specific relatively high MCS scores. PCS scores
disease process negatively impacts their instrument that was designed to spe- ranging from 29.0 to 35.0 and MCS scores
quality of life may help us to provide cifically evaluate self-reported lower- ranging from 44.8 to 48.6 have been re-
better care for these patients. A better extremity function (26). The FAAM provides ported (8,10,12,13,18) (Fig. 1). Similarly,
care.diabetesjournals.org Wukich and Raspovic 393
with mortality were pain/discomfort, usual (P = 0.001) and sports subscale scores in patients with DFUs. Compared with pa-
activities, and self-care. Although HRQOL increasing from 3.1 to 12.5% (P = 0.01). tients with active DFUs, patients who had
was independently associated with major The ability of the patient to ambulate af- undergone minor amputations had higher
amputation and mortality, HRQOL was not ter transtibial amputation was signifi- physical function and less pain (8). An-
associated with ulcer healing (25). cantly associated with improvement in other study of DFUs demonstrated that
Other studies have reported that heal- the postoperative PCS score (P , 0.05). improvement in the anxiety/depression
ing of DFUs is associated with significantly Seventy-five percent of patients reported score on the EQ-5D-5L instrument was
higher mental quality of life compared improvement in HRQOL, whereas 25% significantly higher in patients who
with that of patients who did not heal. reported worsening. Other studies have healed by minor amputation compared
A prospective study of the role of hyper- indicated that major amputation, in se- with patients who healed with conserva-
baric oxygen treatment found that pa- lected patients, can result in improved tive methods. The authors stated that of-
tients with healed DFUs had higher MCS patient outcomes (8,42). In other words, tentimes amputation is perceived as a
scores, social function, and role limitation rather than continued efforts to salvage a “failure”; however, the results of their
due to physical and emotional health foot that is biomechanically nonfunc- study demonstrated that minor amputa-
than patients who did not heal (38). A tional, patients may function better tion is a viable treatment option (22).
more recent study by the Eurodiale group with a below-knee amputation and a Overall, the above findings suggest that
demonstrated that healing of DFUs was well-fitting prosthesis. The ability to am- amputations not be viewed as a failure
associated with improved HRQOL; how- bulate with a prosthesis after transtibial and that, in select patients (generally
ever, nonhealing was not associated amputation is associated with higher patients with better underlying cardio-
with a deterioration in HRQOL (39). Pa- quality of life and reduced mortality vascular status), amputation can improve
tients with unhealed DFUs report more (7,41). Using a Cox proportional hazards self-reported HRQOL when it results in an
physical limitations and higher pain than model, the mortality rate was reduced by improvement of physical function.
patients with minor amputations (8). 62% in patients with diabetes who ambu- One common observation reported in
Unfortunately, a substantial number of lated after transtibial amputation com- various studies using the SF-36 is that DFD
patients with DFD ultimately require ei- pared with those who did not ambulate did not negatively affect mental quality of
ther minor or major amputations due to (7). Patients who ambulated after trans- life, with the exception of patients hospi-
soft tissue and bone loss from infection tibial amputation were six times more talized with moderate and severe diabetic
and ischemia or to deformity that causes likely to demonstrate improvement in foot infections. A recent study evaluated
the lower extremity to no longer be bio- quality of life compared with those 47 patients hospitalized with moderate
mechanically stable or functional. Mea- who did not ambulate (41). Increased en- and severe diabetic foot infections com-
surement of HRQOL has been used to ergy expenditure is required to ambulate pared with a control group of 47 patients
evaluate function and outcomes in pa- with a prosthesis, and consequently, with diabetes and no foot complaints
tients after amputation. Evans et al. (40) those who ambulate have better baseline who were not hospitalized (16). No sig-
reported that patients who underwent a cardiovascular health than those who do nificant differences were found between
minor amputation (preservation of the not ambulate. The act of walking with the groups in regard to type of diabetes
ankle) had a significantly higher 2-year a prosthesis promotes cardiovascular (1 vs. 2), age, or sex. Patients hospitalized
survival rate (80%) compared with pa- fitness as a form of exercise to maintain with infections had a mean PCS score of
tients who underwent transtibial am- cardiac health. Those who do not ambu- (28.3 6 9.5), which was significantly
putation (48%). They were unable to late after amputation remain decondi- lower compared with the control group
demonstrate any significant difference tioned and are prone to deterioration of (46.3 6 8.7; P , 0.001). Patients with
in the rate of ambulation between those cardiovascular fitness, potentially con- diabetic foot infections had a mean MCS
who had a minor (64%) or major (64%) tributing to higher rates of mortality. score of 43.4 6 14.8, which was also sig-
amputation. A recent study evaluated Other studies have compared patients nificantly lower than that of the control
HRQOL in 41 patients with diabetes- with active DFUs to those who have group (49.6 6 11.5; P = 0.025). The mean
related foot complications who underwent undergone below-knee amputation. FAAM ADL and sports subscale scores
transtibial amputation (41). After a mini- Boutoille et al. (8) found that patients were also significantly reduced in the in-
mum of 1 year of follow-up, all eight sub- who had undergone transtibial amputation fection group (37.0 6 24.7 and 12.6 6
scales of the SF-36 significantly improved had similar SF-36 scores as patients with 17.6) compared with the control group
when compared with the preoperative active DFUs, with the exception that (81.6 6 18.9; P , 0.0001 and 63.0 6
SF-36 subscale scores (P , 0.05 for each patients with DFUs reported higher bodily 30.0; P , 0.0001). In a comprehensive
of the eight subscales). The average pain scores. The authors hypothesized that study of mental health issues in patients
PCS score improved from 26.2 preopera- pain in the DFU group may have been due with diabetic foot complications, Hoban
tively to 36.6 postoperatively (P = 0.001), to persistent ischemia. Consistent with the et al. (43) evaluated 96 patients with the
and the average MCS score improved positive correlation observed between Hospital Anxiety and Depression Scale,
from 43.7 preoperatively to 56.1 post- ambulation after amputation and HRQOL, SF-36, McGill Pain Questionnaire, Suicidal
operatively (P = 0.001). The FAAM Carrington et al. (42) found that ambula- Behaviors Questionnaire, Alcohol Use
results demonstrated a significant tory patients after transtibial amputation Disorder IdentificationTest, and Diabetes
improvement in lower-extremity function had a better psychological status than Symptom Checklist-2. The study group
after amputation, with ADL subscale patients with active DFUs. Minor ampu- included 47 patients with a diagnosis of
scores increasing from 35.7% to 58.3% tations did not adversely impact HRQOL DFU, CN, osteomyelitis, or cellulitis, and
care.diabetesjournals.org Wukich and Raspovic 395
the control group comprised 49 patients independently associated with depres- and mental health did not correlate. Neg-
with diabetes without foot problems. sion (47). Given the fact that virtually ative coefficients have been used in the
The patients with DFD had significantly every patient with DFD has neuropathy, it scoring, and consequently, low scores on
increased symptoms of diabetes, depres- remains surprising that these patients do the physical subgroups of the SF-36 (phys-
sion, pain, suicide, and lower physical not manifest impaired mental quality of ical functioning, role physical, and bodily
quality of life when compared with pa- life using the SF-36 and SF-12 as health pain) artificially raise the MCS (51). A sim-
tients without foot complaints. Despite measures. Given the inability of the SF-36 ilar finding was observed in patients with
six of eight SF-36 subscales being sig- and SF-12 to identify emotional distress in multiple sclerosis (52). Although physical
nificantly worse in patients with foot patients with DFD, disease-specific meas- quality of life was markedly reduced
complications, the mental health, role ures that assess diabetes distress and de- in these patients, mental quality of life
emotional, and MCS scores were not pression should be considered in future was only slightly reduced in comparison
significantly different between the two investigations of HRQOL (48). with the general population. Other inves-
groups. A unique aspect of this study Another alternative theory to account tigators have proposed using an oblique
was that the caregivers of the patients for the high SF-36 MCS scores may be the method of scoring, which assumes that
were evaluated regarding their quality of concept of the “hedonic treadmill.” This mental and physical health are corre-
life. Caregivers self-reported SF-36 PCS psychological theory is based on the lated (50–53). Based on our experience,
and MCS scores that were similar to the premise that patients adapt to their situ- we believe that diabetes-related foot dis-
general population; however, they were ation and environment in an effort to ease impacts mental HRQOL in a negative
found to have increased caregiver burden maintain a stable base of function and manner and that further research is war-
manifested by depression and anxiety. quality of life (49). For example, the emo- ranted. Alternative HRQOL tools such as
Multiple theories have been proposed tional distress caused by a major illness Patient-Reported Outcomes Measure-
regarding the lack of decrease in MCS such as a DFU or CN may be minimized by ment Information System (PROMIS) merit
scores in patients with DFD. Vileikyte this adaptive process. These chronic ill- further study on the impact of DFD on
(44) noted that this may be counterintu- nesses potentially result in a transient re- mental health.
itive, as neuropathic foot ulcers result in duction in mental quality of life; however, A systematic review by Vickers et al.
reduction in mobility and ADL. Although habitual adaption causes the mental dis- (54) was performed with the goal of un-
these patients present with peripheral tress to fade into the background. This derstanding how patients “understand
neuropathy, they may not experience sig- concept may be illustrated by the findings and anticipate the potential negative out-
nificant pain. Consequently, it may be in- of the Eurodiale group, who reported that comes of ulceration and amputation.”
accurate to assume that foot ulcers and nonhealing of DFUs was not associated The consistent theme in the articles re-
CN do not cause emotional distress due with a deterioration in HRQOL. viewed was that patients feel “power-
to the absence of pain. As suggested by The SF-36 may be overestimating men- less” and that this emotion is further
Vileikyte (44), the SF-36 is a generic mea- tal health when subscale scores are calcu- exacerbated by lack of communication
sure of HRQOL and may not adequately lated using the traditional “orthogonal or adequate education by their providers.
capture lower-extremity–related emo- method” (50). The orthogonal method In a similar context, Vileikyte et al. (55)
tional distress in patients with DFD. Con- of calculating PCS and MCS scores was studied the emotional aspects of diabetic
sistent with this theory, Hoban et al. (43) based on the assumption that physical neuropathy as it related to foot self-care.
opined that the SF-36 may not differenti-
ate depression or other emotional dis-
tress in patients with DFD compared
with other outcome measures. While ge-
neric PRO measures (i.e., SF-12, SF-36) are
helpful, they are limited by their inability
to detect outcomes that are disease spe-
cific such as diabetes-related distress.
Outcome instruments such as NeuroQol
may be more useful to study certain
groups and their response to treatment,
particularly with regard to distress related
to neuropathy (42). Postural instability
and pain, as measured from the NeuroQol,
are significantly associated with noncom-
pliance with off-loading regimens in
patients with diabetes with foot ulcers
(45). Identifying emotional distress in pa-
tients with diabetes with neuropathy is
important because depression is associ-
ated with development of an index foot
ulcer (46). In addition, the presence of Figure 3—Key summary points on the impact of diabetes and diabetes-related foot complications
neuropathy in patients with diabetes is on HRQOL.
396 Roger E. Pecoraro Award Lecture Diabetes Care Volume 41, March 2018
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