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JONATHAN BARNES
Fellow and Tutor in Philosophy, Oriel College, Oxford
Palgrave Macmillan
© Jonathan Barnes 1972
Softcover reprint of the hardcover 1st edition 1972
1. The Arguments 1
1 Anselm's Argument 2
II Descartes' Argument 15
III The Modal Arguments 18
IV Gaunilo's Island 26
2. Necessary Existence 29
4. 'God' 67
1 Names and Definitions 68
11 The Grammar of 'God' 70
III The Logical Form of the Ontological Argument 71
IV The Sense of 'God' 81
v Postscript 85
Appendix A: Chronology of Anselm's Life 87
Appendix B: Anselm's Reductio 88
References 91
v
General Editor's Preface
Vll
Author's Preface
jONATHAN BARNES
Oriel College
29 February 1972
Vlll
1 The Arguments
(Three brief notes: (i) Of the two desiderata at 101.4-5 the first
('Quia es sicut credimus', i.e. that God exists in the way in
which we believe him to exist) is supplied by sections II-IV (cf.
104.5-7), the second ('/quia/hoc es quod credimus', i.e. that
God has those attributes we believe him to have) occupies the
rest of the Proslogion. (ii) The remarks about the painter should
be compared with [1] 24.26, 26.5, and Gaunilo, 126.14-28; the
theory of artistic creation they imply goes back to Aristotle (cf.
e.g. [3] Z 7, 1032 a26-b20). (iii) The phrase at 101.19, 'at least
in the understanding alone', is awkward and has caused doubts.
3
The text is made certain by [3] 132.29; Anselm means to make
it perfectly clear that he does not assume that his supreme being
exists in reality - so much so that he starts his reductio by
assuming the contradictory, that it only 'exists in the under-
standing'.)
The title of section 11 of the Proslogion is 'That God truly is'
(the section headings are due to Anselm himself: cf. [1] 8.22;
[9] 43.4), and that is what, in his Preface, Anselm promised he
would prove (93.7). However, what is formulated as the con-
clusion of section 11 (102.2-3) is the quite different proposition
that there exists something than which a greater cannot be
imagined; and the bulk of the section is spent arguing for just
this proposition. If we are to construe Anselm's argument as he
wishes us to, we must suppose that this conclusion functions as
one of the premisses in an argument for the conclusion that God
exists; and that most of section 11 is a 'pro-syllogism' - an argu-
ment supporting a premiss of the argument proper.
The argument needs another premiss in addition to the
conclusion at 102.2-3; and that can only be found inside the
first sentence of section 11: 'we believe that you are something
than which nothing greater can be imagined' (101.5). The
structure of section 11 then miniatures the structure of the
Monologion: there section 1 sets out God's defining characteristics;
II-LXXIX argue that there exists just one being with those
characteristics; and the last section of the work concludes that
God exists. This parallelism is presumably not fortuitous.
At first blush, then, Anselm's argument seems to be this:
Let us now look at the course the reductio takes. Its four premisses
have turned out to be:
(PI) The Fool understands (the phrase) 'something than
which a greater cannot be imagined'.
(P2) If anyone understands a word or phrase for X, then X is
in his understanding.
(P3) If X is in someone's understanding, then he can imagine
that X exists in reality.
(P4) If X is in someone's understanding and does not exist in
reality, then if anything exists in reality, it is greater
than X.
Assume the negation of the conclusion which the reductio is
designed to prove:
(NC) Something than which a greater cannot be imagined
does not exist in reality.
12
From (PI) and (P2) there follows (by universal instantiation
and modus ponens):
(i) Something than which a greater cannot be imagined is in
the Fool's understanding.
Similarly, (i) and (P3) give:
(ii) The Fool can imagine that something than which a
greater cannot be imagined exists in reality.
Then (i), (ii), (P4) and (NC) yield:
(iii) The Fool can imagine something greater than that than
which a greater cannot be imagined.
But this is absurd; hence (NC) is false, and:
(C) Something than which a greater cannot be imagined
exists in reality
is true. (C) is, of course, a version of (2), the second premiss of
the Ontological Argument.
There is more than one difficulty here. Let us start with the
first inference, that of (i) from (Pl) and (P2). At first sight this
looks invalid: the terms substituted for the variable 'x' in
formulae of the form 'x is F' must be singular terms which
purport to refer to some object; but 'something than which a
greater cannot be imagined', which is substituted for 'x' in the
course of this inference, is not a singular term. (Suppose substi-
tutions of this sort were allowed: then no proposition of the form
'Everything is F' would be true, for 'xis F' would always turn
out false for at least one substitution for 'x', namely 'something
which is not F'.) Anselm has perhaps a little room for manceuvre
here; but eventually he will be driven to replace 'something than
which .. .' in (Pl)- and consequentially in (NC), (i), (ii), (iii)
and (C)- by 'the thing than which .. .'; as we have seen (above,
p. 5), this replacement can already be found in Anselm's text.
With this replacement, the first two steps in the argument are
legitimate: what of step three, the derivation of (iii)? If we
abbreviate 'the thing than which a greater cannot be imagined'
to 'oc', (i) becomes:
(i*) oc is in the Fool's understanding
and (ii) becomes:
13
(ii*) The Fool can imagine that a. exists in reality.
Similarly, (NO) will reappear as:
(NO*) a. does not exist in reality.
Now from (P4) there follows (by universal instantiation):
(iv) If a. is in someone's understanding and a. does not exist
in reality, then if anything exists in reality it is greater
than a..
It follows trivially from (i*) that:
(v) a. is in someone's understanding.
The conjunction of (v) and (NO*) is identical with the ante-
cedent of (iv); hence we can deduce:
(vi) If anything exists in reality, it is greater than a..
At this point the path of Anselm's thought is obscured; we
must plainly do something with (ii*) - but what? I can only
suggest the following reasoning: first, we need a further premiss
to enable us to deal with imaginations:
(PS) If if P then Q, then anyone who can imagine that P
can imagine that Q.
Next, infer from (vi), by universal instantiation:
(vii) If a. exists in reality, then a. is greater than a..
This, together with (PS), yields:
(viii) Anyone who can imagine that a. exists in reality can
imagine that a. is greater than a..
Then from (ii*) and (viii) there follows:
(ix) The Fool can imagine that a. is greater than a..
If this is taken to entail:
(x) The Fool can imagine something greater than a.
we can conclude to:
(xi) Something greater than a. can be imagined.
Given the meaning of'a.', (xi) can be read as an instance of the
formula 'The not-F is F' ('The thing than which a greater
14
cannot be imagined is such that something greater than it can
be imagined') ; and Anselm clearly thinks that as such it is
absurd. Hence he infers the negation of (NC*), namely:
(xii) ex exists in reality.
And this, though it is not identical with (C), surely entails (C).
This is the best account I can give of the reductio of Proslogion
u; I have sketched a more formal version of it in Appendix B
below. I shall not raise any further objections against it at this
point.
In his Reply to Gaunilo Anselm offers some different versions of
his reductio. First, in response to Gaunilo's objection that the
Fool does not have ex in his understanding (125.14-20), Anselm
presents two arguments, in reductio form, for the conclusion that
if ex can be imagined, ex exists ([3] 131.1-5, 6-17). These argu-
ments will do the same work as Anselm's original reductio if they
are complemented by some premiss about the imaginability of
God answering to (PI). At 134.31-135.7 there is what I take to
be a slightly modified version of the second of these new argu-
ments. Secondly, at the end of the Reply (138.15-27), a version
of the reductio of Proslogion u is adapted to a new conclusion. I
shall say a little about this argument later in the chapter; the
other two arguments do not, as far as I can see, introduce
important novelties, and I leave them for the curious reader to
investigate.
I return now to the first two Modal Arguments, and ask two
questions, one logical and one historical.
First, what difference does modality make to Anselm and
Descartes? As far as I can see, Anselm will only benefit if the
modal version of at least one of (P3) and (P4) is superior to the
plain version. Modalised (P3) appears to entail (P3) plain; thus
21
Anselm modalised is superior to Anselm plain only if (P4)
modalised is true while (P4) plain is false. Similarly in the case
of Descartes: his argument can only benefit from modality if
the modalised form of its second premiss is true while the plain
form is false.
Could modalisation weaken the plain arguments? It might,
I suppose, be thought to do so by introducing the controversial
notion of necessary existence. But it is not clear that the argu-
ments, even in their plain form, are uiitainted by this notion.
The Ontological Argument is traditionally taken to be an a
priori argument; that is to say, it is deemed to depend only on
premisses that are a priori truths. What is a priori is necessary;
and if the premisses of a valid argument are necessary, then its
conclusion is necessary too. Hence if the Ontological Argument
is a priori, its conclusion, that a God exists, is necessary; and
whether modalised or plain it will not escape the snares of
necessary existence.
Descartes' argument is clearly a priori; and in effect he says so
when he claims to base it on a 'clear and distinct idea' of God
(cf. esp. [3] II 57). It is tempting to find a crude aspiration to
a priori status in Anselm's promise to produce 'one principle
which needs nothing else but itself alone to prove itself' ([2]
93.6-7: 'principle' translates 'argumentum'- cf. [3] 135.18-20,
24). But at least one premiss of Anselm's reductio, namely (P1), is
plainly not a priori.
My second, historical, question concerns the claim made by
both Malcolm and Hartshorne that a Modal Argument is to be
found in Anselm and in Descartes.
Is there a Modal Argument in Anselm? Hartshorne is parti-
cularly annoyed with commentators who concentrate on section
II of the Proslogion, 'a blundering preamble or unlucky false
start', and ignore section III which contains the Modal Argu-
ment ([2] pp. 3-14; cf. Malcolm, p. 45; Charlesworth, pp.
73-7). Section II is headed 'That God truly is'. Section III has a
quite separate heading, 'That it is not possible to imagine that
he is not'; and section IV is then obliged to explain 'How the fool
has said in his heart what cannot be imagined' (cf. the similar
problem in [7] 241.31-242.2). In other words, section II means
to argue that God exists; and sections III and IV that atheism is
not only false but incoherent. (See, in more detail and to a
slightly different end, Henry [3].)
22
A Modal Argument can be extracted from section III by the
use ofHume's 'establish'd maxim of metaphysics' ([1] Iii 2; cf.
Descartes [3] II 45) that logical impossibility and unimagin-
ability are one and the same; for then the section heading will
be equivalent to 'that it is logically impossible that he is not'.
This maxim has often been ascribed to Anselm (e.g. Hartshorne
[2] p. 167; Malcolm, p. 46; cf. Aquinas [1] I x; Charlesworth,
pp. 62, 73, etc.; Plantinga [3] p. 29). But the maxim is merely a
confused piece of psychologism, and there is excellent evidence
that Anselm did not hold to it. It is true that some passages
tempt us to read the maxim into them (e.g. [1] 15.30, 33.13,
51. 7) ; but, first, there are passages in which 'posse' and 'posse
cogitari' are used in the same context but plainly not with the
same sense (e.g. [I] 21.7-13; [3] 134.29-135.7- cf. Gaunilo,
129.10-19); secondly, Anselm thinks that God is unimaginable,
but not, of course, that he is logically impossible ([2] 112.12-17;
Matthews); and thirdly, he has an elaborate discussion of the
logical modalities which is entirely innocent of psychologism (cf.
below, pp. 25-6).
There is no Modal Argument in Proslogion III. Nor, I may add,
do sections II and III present complementary arguments to the
same conclusion (Aquinas [1] I x 2; Charlesworth, p. 73); nor
yet one continuous argument to the end that God's non-
existence is unimaginable. These and other interpretations of
section III (see McGill, pp. 39-50) founder at once on the
evidence of Anselm's text.
In his Reply to Gaunilo Anselm is careful to separate the con-.
cern of Proslogion II (repeated at 132.10-133.2) from that of
section III (set out in revised form at 133.10-20). There are,
however, at least six passages in the Reply in which Anselm
apparently argues, or at least asserts, that God exists neces-
sarily, or cannot not exist.
In themselves these passages are of uncertain value, since
Anselm does not distinguish clearly between 'necessitas conse-
quentiae' and 'necessitas consequentis': when we say 'Such and such
is the case, so God must exist' the word 'must' may either signal
that the conclusion follows from the premisses (necessitas conse-
quentiae) or else indicate that the conclusion is the modal propo-
sition 'necessarily God exists' (necessitas consequentis). In four of
the six passages (131.1-5, 6; 132.15; 135.31) it is reasonable to
take Anselm's 'necessarily' to mark necessitas consequentiae; but in
23
two the other interpretation is required by the text (134.31-
135.7, 138.15-27). I shall quote from the second of these:
When, therefore, that than which a greater cannot be
imagined is imagined, if what may not exist is imagined,
something than which a greater cannot be imagined is not
being imagined. But it is not possible for the same thing at
the same time to be imagined and not imagined. Whence he
who imagines that than which a greater cannot be imagined
does not imagine what can but what cannot not exist. Where-
fore it is necessary that what he imagines exists, because
whatever may not exist is not what he imagines.
Can it be denied that this passage presents a modal version of
the Ontological Argument? At least it should not be affirmed
that it does without a little more ado.
Anselm puzzled over the twin notions of necessity and possi-
bility (see esp. [11]; cf. Henry [1]; [2] pp. 134-80; [3]), and in
particular over their occurrence in statements about God (see
[9] bk u, chaps 5, 10, 16, 17, [10] pti, chaps i-iii). He takes it to
be the case that 'all necessity is either compulsion (coactio) or
prevention (prohibitio)' ([9] 123.20; [10] 246.27). Clearly, God
cannot be compelled or prevented; so that 'in God there is no
necessity or impossibility' ([9] 122.23; cf. [11] 341.2). But on the
other hand we do ascribe certain necessities to God - for
example, the necessity of dying on the cross (122.15). Anselm
addressed himself to the reconciliation of these conflicting
judgements.
He tried two, or perhaps three, solutions to his problem.
(i) He distinguished a compelling and a non-compelling neces-
sity the latter of which can without complication qualify God
([9] 125.1-31; [10] 248.5-250.11). This reads at first like a
distinction between causal and logical necessity; but it turns
out, rather disappointingly, to reflect the difference between
'Necessarily P', which does 'compel' P, and 'Necessarily if P
then P', which does not. (ii) He suggested that 'God is neces-
sarily F' really means 'God's F-ness is due to himself (a se)' ([9]
100.20-28, 108.3-8, 121.13-15; cf. [7] 233.6-18). (iii) He also
suggested that 'God is necessarily F' means 'Nothing has the
power to bring it about that God is not F' ([9] 123.11-124.2;
[10] 247.6-11; cf. [11] 342.1-9). (I am not sure if he means
to distinguish (ii) from (iii); in at least one place his second
24
suggestion seems to collapse into his third (cf. [9] 124.7-9).) In
cases (ii) and (iii) Anselm says that the term 'necessity' is being
used 'improperly' (e.g. [9] 100.25, 108.5, 122.25, 124.17). The
notion of propriety appears frequently in Anselm's writings (cf.
[1] 41.1-18, 67.24-68.9; [2] 105.9-106.2; [5] 188.9-24; [6]
210.11-21; [7] 234.6-235.12, 253.18-254.9; [9] 123.15-19,
128.27, 129.8; and esp. [11] passim); it forms part of a fairly
sophisticated theory of language which has been admirably
elucidated by Professor Henry ([2] esp. pp. 12-24).
Since the Proslogion favours the third way of treating divine
necessity (cf. 105.9-106.2), it is reasonable to interpret God's
necessary existence in the Reply by means of that suggestion:
'That than which a greater cannot be imagined necessarily
exists' thus means 'Nothing has the power to bring it about that
that than which a greater cannot be imagined does not exist'.
Given this interpretation, 'God necessarily exists' does not
entail 'God exists' (and so the use of'necessarily' is 'improper');
and the argument of the Reply is not strictly a version of the
Ontological Argument, since it does not conclude to the
existence of God.
IV
28
2 Necessary Existence
Hence:
34
(6) Either something is bald or it is not the case that some-
thing is bald.
Hence:
(7) Baldness exists.
The conclusion, (7), is a tautology, since it is derived from
tautologies and 'from tautologies only tautologies follow' (p.
106). Searle finds (7) acceptable because he thinks it asserts no
more than that 'bald' is meaningful. The argument has clear, if
somewhat general, affinities to the Ontological Argument: it
claims to prove an existential truth from a fact about meaning.
There are several things wrong with this argument. First,
premiss (5) is not a tautology but a contingent truth; indeed, no
proposition of the same form as (5) is a tautology, since every
such proposition entails the existence of a language and of
language-users - and such facts are certainly contingent. Hence
if (7) depends upon or is equivalent to (5), it is not a tautology.
Secondly, (6) is a tautology, being a special case of the Law
of Excluded Middle. As such it is entailed by any proposition,
and so in particular by premiss (5). But I can see no way in
which (6) is especially tied to (5), and no way in which (5) may
be said to 'generate' (6). Of course, if (5) were false, then (6)
could not be expressed in the language in which Searle and I
have expressed it; and if no synonym of 'bald' were available,
(6) could not be expressed at all. But for all that (6) would
remain true.
Thirdly, (7) seems in no way to follow from (6). Searle's
claim that it does is, I think, founded on his deflationary inter-
pretation of (7) ; for if, as Searle thinks, (7) says no more than
(5), then it is perhaps easy enough to suppose that it follows
from (6). There are two separate objections to this: (a) The
deflation does not justify the inference: (5) is a contingent truth,
and so does not follow from (6) which is a tautology; in general,
it is clear that no truth about the contents of English, or of any
other language, will follow from any tautology. (5) does, it is
true, follow from the fact that (6) is expressed by means of the
English sentence 'Either something is bald or it is not the case
that something is bald'; but that fact is not identical with, and is
not entailed by, the fact expressed by (6): (6) would be true
had Chaucer never spoken.
35
(b) The deflationary interpretation is illegitimate. Searle
remarks, correctly enough, that the sentence 'Baldness exists',
were it ever used in ordinary English, would probably be taken
as a pompous synonym for 'Someone is bald'; but he alleges
that this 'ordinary' use is different from the technical philo-
sophical use made of the sentence in the dispute about universals.
Doubtless this is true. But, first, it is certain that no proponent
and no antagonist of universals has ever meant '"F" is meaning-
ful' by 'F-ness exists'; and secondly, this is a wholly improper
meaning to attach to the sentence, one which can do nothing
but breed confusion. This last point is simple but important.
The opponent of Hume's thesis, relying on Searle's argument,
proceeds thus: proposition (7) is proved to be a necessary truth;
proposition (7) is patently an existential proposition; therefore
there are necessary existential propositions. The answer is that,
at least as Searle glosses it, (7) is not an existential proposition:
it is expressed by means of a sentence containing the verb to
exist, but the sentence uses that verb in a strange and idiosyn-
cratic fashion. Some philosophers will dislike this answer since it
involves an appeal to ordinary usage; but such an appeal is in
order: were it not, I could find a necessary existential proposi-
tion merely by stipulating that (7) be construed as (6) ; and that
is absurd.
Searle's argument for the necessary existence of universals is
instructive, but only by its faults; it does not subvert Hume's
thesis. I might add that this criticism of Searle's argument does
not impugn his general position with regard to the traditional
problem of universals; that position seems to me to be eminently
sane.
II
III
IV
VI
VII
66
4 'God'
67
I
III
and
(15) The integer between 5 and 8 is between 5 and 8.
Of these ( 14) is not true, because there is no integer between 5
and 6; and ( 15) is not true because there is no one integer
between 5 and 8. In both cases the definite description 'The
integer between • • .' is incapable of identifying a subject of
78
discourse, and this incapacity deprives the sentence of truth.
This argument is a particular application of certain very general
rules governing the identifying use of definite descriptions:
roughly speaking, a definite description 'the F' can be used
identifying only if there is just one F. It is not necessary that an F
exist, since I can refer to the hero of Hamlet (see above, p. 43);
and it is not necessary that there is only one F 'in the universe'
(I put out the cat even though the feline world is pluralistic.)
Rather, ifl am to use 'the F' identifyingly on some given occa-
sion, then (in the normal case at least) there must be one and
only one F among the things I can reasonably be supposed to be
talking about-my'universeof discourse' must contain just one F.
It follows from this that pseudo-Descartes cannot rely on (13)
-nor, therefore, on ( 12) - as a truth oflogic. Can he defend ( 12)
in any other way? Only, I think, by incorporating into his
argument the explicit provision that there is just one F. The
mere assertion of such a proposition will not do; pseudo-
Descartes must prove that there is, say, one and only one creator
and ruler of the world. But there are two difficulties here. First,
such a proposition will be at best a contingent truth, so that the
Ontological Argument will lose its a priori character. Secondly,
any proof of such a proposition will be ipso facto a proof of
theism: if pseudo-Descartes' argument is salvaged in this way,
preservation will be achieved at the cost of superfluity; for in
establishing one premiss of the argument, the conclusion of the
argument will have been established. Kant thought that the
Cosmological Argument needed the Ontological Argument as a
long-stop (p. 510): ifl am right, the Ontological Argument, at
least in one version, itself stands in need of the Cosmological
Argument or something similar.
I have tried to give pseudo-Descartes as much rope as a
rational generosity allows; and he has, in the end, hanged
himself. His argument is not invalid (that is, its conclusion does
follow from its premisses); and I do not claim to have shown its
premisses to contain falsity. Nevertheless, the argument is not a
proof; for it does not, and I think cannot, provide an inde-
pendent deduction of theism.
What I have said of pseudo-Descartes applies at once to the
genuine Cartesian argument (above, p. 17) and to its modal
version (p. 19) ; it applies equally to Malcolm's argument (p.19).
Anselm's original argument is tougher. Both possible forms of
79
his argument (p. 5) rely on a 'quasi-definition' of 'God': God is
that than which nothing greater is imaginable. Let us abbreviate
this to 'God is the A' (cf. below, p. 88). Since 'God' is to be
used in the argument as a singular term, 'the A' must be fit to
play that part; hence it is a presupposition of the first premiss of
Anselm's argument that there is just one A. The elegance of
Anselm's version of the argument resides in this, that this pre-
supposition appears to be both a priori and demonstrated: for
the reductio which supports the second premiss of the argument
is designed to show that there exists an A, and is readily adapted
to show that there is at most one A.
The reductio cannot, however, perform this feat; for the
definite description 'the A' is used in it identifyingly, so that it
presupposes that there is just one A. A glance at the formal
account of the reductio in Appendix B below is perhaps the best
way of seeing that this is so: at steps (8), (11), (13) and (16) 'the
A' (abbreviated to 'a.') appears as an identifying singular term.
Since the reductio thus assumes that there is just one A, it
cannot prove that there is just one A.
Can the reductio be emended to escape this objection? Only,
I think, if the phrase 'the A' could be replaced throughout
by the phrase 'an A'; that is to say, if the version of Anselm's
formula beginning 'id quo .. .' could be replaced uniformly by
the version beginning 'aliquid quo .. .'. And it has already been
shown that this cannot be done (above, p. 13).
It may, I imagine, be suggested that the reductio should not in
any case be used in this way: after all, it attempts to show that
the A exists, and not that there is just one A. I am sympathetic
to this suggestion; but if it is correct, then Anselm does nothing
to show that there is just one A.
Thus I conclude that Anselm's version of the Ontological
Argument is not probative. It is, I think, a valid argument; and
I have not shown that its premisses contain falsity. But there is
no reason to accept it as a proof of theism, since there is no
reason to believe a presupposition of its first premiss, namely the
proposition that there is just one thing than which nothing
greater can be imagined.
v
This book has been concerned with a piece of natural theology-
with an attempt to prove rationally the existence of God. Many
people may think it for that reason a silly exercise; they may
agree with Kierkegaard that 'whoever ..• attempts to demon-
strate the existence of God . . • [is] an excellent subject for a
comedy of the higher lunacy'; and they may infer that a critical
examination of such attempts is as profound and valuable an
occupation as a sage and scholarly dissertation on The Goon
Show (see, e.g., Cahn; Rhees, chap. ii; cf. Malcolm, p. 61). This
view is mistaken and pernicious. It is mistaken because the
proposition that God exists is necessarily central to any form of
theism and hence to any religion; and that proposition is as
open as any other to reasoned argument, and more in need than
most others of conceptual clarification. It is pernicious because
it encourages the view that, at least in important matters,
reason and argument need not, and perhaps even should not,
have the last word. It may indeed be true, as Hume thought,
that 'the argument a priori [for the existence of God] has seldom
85
been found very convincing, except to people of a metaphysical
head' ([3] chap. ix). It may even be the case that argument of
any variety on a religious topic rarely convinces or converts.
But if this is true, it is a dismal truth, and one which the
philosophy of religion should strive to eradicate and destroy.
86
APPENDIX A
87
APPENDIX B
Anselm's Reductio
89
References
(b) General
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