Professional Documents
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RESEARCH—HUMAN—CLINICAL STUDIES
I
5841 S Maryland Ave,
MC 3026, Room J341, ntraventricular hemorrhage (IVH) is a debili- vascular malformation, aneurysm, tumor, hyper-
Chicago, IL 60637.
tating form of hemorrhagic stroke affecting tension, and clotting disorders, and affects indi-
E-mail: iawad@uchicago.edu
nearly 1 million people worldwide each year.1 viduals of all ages, with morbidity and mortality
Received, July 22, 2014.
Accepted, October 26, 2014. IVH has varied causes, including head trauma, rates up to 90% and 78%, respectively.2,3 The
Published Online, January 29, 2015. pathological consequences of IVH, which lead to
Copyright © 2015 by the ABBREVIATIONS: CI, confidence interval; CLEAR, significant morbidity and mortality, include
Congress of Neurological Surgeons. Clot Lysis: Evaluating Accelerated Resolution of obstructive hydrocephalus and delayed commu-
Intraventricular Hemorrhage; EVD, external ven- nicating hydrocephalus. Obstructive hydro-
tricular drainage; ICH, intracerebral hemorrhage;
cephalus occurs when blood clots block
IVH, intraventricular hemorrhage; rtPA, recombi-
nant tissue-type plasminogen activator
cerebrospinal fluid (CSF) conduits, leading
to an increase in intracranial pressure. This is
a life-threatening condition that requires immediate manage- administered the test article once every 8 hours for up to 12 doses until
ment. The current treatment for obstructive hydrocephalus is the obstructive ventricular blood has cleared.7 CT scans are acquired
insertion of an intraventricular catheter for external ventricular daily or no less than once every third administration of the test article.
drainage (EVD). This procedure allows drainage of CSF, A CT scan is also acquired 24 and 72 hours after the last dose and at 30
and 365 days after enrollment for follow-up. Daily white blood cell
resulting in a decrease in intracranial pressure, and can
count, hematocrit, platelet count, activated partial thromboplastin time,
allow simultaneous measurement of intracranial pressure. international normalized ratio, CSF cultures, cell counts, protein, and
Other major consequences of IVH are thrombotoxicity glucose are documented.
and inflammation in reaction to ventricular blood, negatively The ICH volume was calculated by well-established formula ABC/
affecting outcome. Despite the use of EVD, reported rates 2.8 For the CLEAR III study, hemorrhage was prospectively defined
of morbidity and mortality in IVH are still up to 89% as a new ICH or expansion of prior ICH or catheter track hemorrhage
and 58%, respectively.3-5 These findings indicate that on CT scan by .5 mL in volume or .5 mm in any diameter after
EVD has a modest effect on mortality but nearly no effect placement of the EVD until 30 days after its removal. Expansion of
on the rate of poor outcomes (death or dependence) associated IVH is defined as any measurable enlargement in the diameter of IVH
with IVH, leaving us with a need for a more effective on axial CT scan slices by .2 mm or actual volumetric enlargement of
treatment.3 IVH by .5 mL as assessed by the Reading Center of the trial.
Hemorrhage as defined by these criteria was required to be reported as
Intraventricular thrombolysis such as the use of recombinant
an adverse event by the study site and as verified by independent
tissue-type plasminogen activator (rtPA) in conjunction with reviews and volumetric assessment of each CT scan and adjudication
EVD has been optimized in the Clot Lysis: Evaluating Acceler- by the central Reading Center. A symptomatic bleed was defined as
ated Resolution of Intraventricular Hemorrhage (CLEAR) phase a hemorrhage associated with a drop by $2 points on concurrently
II trial and has shown promising potential for accelerated documented Glasgow Coma Scale. We included new or expanded
clearance of blood from the ventricles and a positive impact on hemorrhage seen on head CT after EVD placement occurring within
morbidity and mortality.4,6 The CLEAR III trial is an ongoing 30 days of randomization, in line with the time window in most
double-blind, international, multicenter, randomized clinical surgical series. On the basis of these articulated criteria, the Reading
trial assessing the efficacy of EVD plus rtPA for the clearance of Center of the trial adjudicated every reported bleed, and an Adverse
IVH.7 Events Committee independently adjudicated all symptomatic
bleeds.
Common complications of EVD treatment include infection
Bacterial ventriculitis, meningitis, and nonbacterial ventriculitis were
and catheter-related hemorrhage. Retrospective series report prospectively surveyed and adjudicated, and we included in this study all
varied rates of bleeding and infection with EVD. There have been cases with positive bacterial culture of CSF obtained through the EVD
no prospective studies of these risks with systematic surveillance, or of the EVD catheter tip. Because there is wide variability in the
threshold definitions, or independent adjudication. In addition, it literature regarding the definition of infection related to EVD,9 this
is not known if these are increased in the setting of IVH or with threshold criterion facilitated comparison with published literature
administration of intraventricular thrombolysis. We analyze the and minimized the risk of bias. Complication rates were calculated per
rate of complications in the ongoing CLEAR III trial, providing subject, even though 83 of the 250 subjects (33.2%) harbored .1
a comparison with a systematic review of complications of EVD in EVD catheter.
the literature.
Literature Review
METHODS We performed an OVID Medline search most recently on June 1,
2013, to identify all published articles in English between 1970 and June
CLEAR III Patient Population, Clinical Protocol, and
2013 reporting infections and hemorrhages associated with EVD using
Study Characteristics the following search terms: “external ventricular drain,” “ventricular
CLEAR III is enrolling patients 18 to 80 years of age with spontaneous drain,” “ventriculostomy,” and “external ventricular catheter.” Our
intracerebral hemorrhage (ICH) #30 mL and IVH obstructing the third initial search yielded 2097 articles for the external ventricular drain or
or fourth ventricle, verified by computed tomography (CT) scan ventricular drain or ventriculostomy or external ventricular catheter
performed within 24 hours of symptom onset, and requiring EVD and infection search criteria, and 2955 articles for the external
placement. We analyzed data from the first 250 patients enrolled in the ventricular drain or ventricular drain or ventriculostomy or external
CLEAR III trial. Exclusion criteria for the trial include ruptured ventricular catheter and hemorrhage search criteria. We reviewed the
aneurysm, tumors, and other brain lesions, which may contribute to abstracts of each of these articles for relevance. Studies of interest for
ICH, and clotting disorders. Eligible patients undergo a stability scan inclusion in our analysis were those reporting or permitting calculation
performed at least 6 hours after EVD placement. If there is no new or of rates of infection or hemorrhagic complications. Only studies with
expanded (difference # 5 mL) hemorrhage on the stability scan, patients $30 subjects that included $1 postprocedural CT scan for reporting
are enrolled in the study; otherwise, another CT scan is acquired at of hemorrhagic complications and those defining infection as a positive
subsequent 6-hour intervals until the bleed stabilizes (ICH # 35 mL and CSF culture acquired through the catheter or by culture of the catheter
difference between 2 scans of # 5 mL) or 72 hours have passed since the tip were included in the analysis. For the studies included in the
diagnostic CT scan, closing the window for enrollment. Once enrolled, systematic review, we defined hemorrhage as any evidence of new or
patients are randomized to either the rtPA or placebo group and are expanded bleeding on a CT scan and symptomatic hemorrhage as
hemorrhage associated with new neurological symptoms or other results were pooled, heterogeneity between studies was assessed with the x2
clinical sequelae. Criteria for exclusion and inclusion of studies from and I2 tests. As a result of differences in the design of the trials evaluated, an
our systematic review are summarized in Table 1. For the meta- inverse-variance-weighted random-effects model, described by DerSi-
analysis, we strictly followed AMSTAR (assessment of multiple monian and Laird,12 was used to calculate pooled estimate of
systematic reviews) and PRISMA (Preferred Reporting Items for complication rates and 95% confidence intervals (CIs). Publication
Systematic Reviews and Meta-Analyses) criteria.10 bias was assessed graphically with the use of a funnel plot (Figure 1A-
1C) and statistically with both the Begg rank correlation test and Egger
linear regression test. Specific calculations in STATA were performed
Statistical Analysis with the analysis package sbe24_3 (http://www.stata-journal.com/
Meta-analyses of published rate of infection, hemorrhage, and symp- software/sj9-2). Inputs of complications rates and study weights were
tomatic hemorrhage after ventriculostomy were carried out with STATA12 calculated as follows for each study:
(StataCorp LP, College Station, Texas). When the count of symptomatic
^ui 5 # of complications
hemorrhage was zero, a correction of 0.5 was added to the number of
symptomatic hemorrhage and total cases before calculation.11 Before the
# of subjects
and
1
TABLE 1. Exclusion and Inclusion Criteria of Published Studies on vi 5 rffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
External Ventricular Drainage Hemorrhage and Infectiona ^
ui ð1 2 ^ ui Þ
# of subjects
Exclusion criteria
Procedure
Cerebrospinal fluid shunting (permanent shunt)
Endoscopic third ventriculostomy
RESULTS
Lumbar drainage
EVDs that were later converted to long tunneled catheter
Adverse Events in CLEAR III
Device Data from the first 250 patients enrolled in the CLEAR III trial
Intracranial pressure monitors (parenchymal) were analyzed. The demographics of the enrolled patients are given in
Rickham or Ommaya reservoirs Table 2. All patients had an EVD placed before randomization and
Study size received regular CT scans and CSF cultures. Of the 250 patients,
,30 subjects
Study type
42 (16.8%) experienced $ 1 new bleeds or expansions, and 6 of
Editorials them (2.4%) suffered symptomatic hemorrhages within 30 days
Surveys after randomization in the study. Three of the 6 symptomatic bleeds
In vitro studies occurred during the dosing phase; the other 3 occurred after dosing
Murine studies (Table 3). Three of 6 symptomatic bleeds (50%) were catheter tract
Study population hemorrhages, and the other 3 were new distant hemorrhages. An
Pediatric (limited to ,18 y of age/neonatal cases)
additional 3 patients (1.2%) had suffered a new bleed or expansion
Other exclusions
Studies not in English
after EVD insertion and before enrollment in the trial. None of
Studies in which the incidence of complications were not reported these were symptomatic.
Catheter revisions owing to dislocation, obstruction, or otherwise There were 11 cases (4.4%) of culture-proven bacterial meningitis
not related to ventriculostomy procedure; choice of EVD catheter or ventriculitis, although many manifested varying sterile CSF
vs other devices not clearly defined pleocytosis in reaction to IVH. Of the 11 cases of infection, 10 cases
Other: did not meet inclusion criteria were meningitis and 1 case was due to brain abscess. The pathogens
Inclusion criteria
consisted of Gram-positive cocci in 6 cases, Gram-negative cocci in 2
Procedure
Primary EVD placed for ICH cases, and Gram-negative bacilli in 3 cases. There was also 1 case of
Device Gram stain–positive CSF; however, it remained culture negative and
EVD thus was not included in the infection calculation. All patients in the
Study size trial were receiving prophylactic intravenous antibiotics per the trial
.30 subjects protocol. The infections occurred despite patients being on intrave-
Study type nous prophylaxis against Gram-positive organisms during the entire
Retrospective analysis
Prospective analysis
duration of the EVD.
Randomized controlled trial
Study population Literature Review
Adult (.18 y of age)
Hemorrhage
a Per our literature inclusion/exclusion criteria, we identified
EVD, external ventricular drain; ICH, intracerebral hemorrhage.
18 studies with a cumulative total of 2829 cases (Table 4). Of the
TABLE 3. Symptomatic Hemorrhages Within 30 Days of External Ventricular Drainage Insertion Among 250 Cases Enrolled in Clot Lysis:
Evaluating Accelerated Resolution of Intraventricular Hemorrhage Phase III (CLEAR III)a
Patient Bleed Timing Anticoagulation
1 Catheter track (during dosing) 5 h (after 3 doses) No prophylactic anticoagulation
2 Catheter track (during dosing) 31 h (after 2 doses) No prophylactic anticoagulation
3 Catheter track (during dosing) 48 h Deep vein thrombosis prophylaxis
(subcutaneous heparin)
4 New catheter placed for hydrocephalus after Day 16 Full anticoagulation (site-entered reason as
protocol; new ICH (new pontine “prevention of thrombosis”)
hemorrhage)
5 New catheter placed for hydrocephalus after Day 22 On enoxaparin (deep vein thrombosis
protocol (new massive IVH in left lateral prophylaxis)
ventricle)
6 Spontaneous new bleed; new ICH (different Day 16 On enoxaparin (deep vein thrombosis
location from the original stroke) prophylaxis)
a
ICH, intracerebral hemorrhage; IVH, intraventricular hemorrhage.
df = 12, P = .45; I2 = 0%; and test for publication bias: Egger test, in CLEAR III test for heterogeneity: x2 = 342.01, df = 32,
P = .001; Begg test, P = .01; Figure 3). P , .001; I2 = 90.6%; publication bias: Egger test: P , .001;
Begg test: P = .02).
Infection
Thirty-three studies reported infection rates (Table 5). Of the DISCUSSION
9667 cases identified from these 33 studies, there were 568 cases
of reported infection. The pooled infection incidence rate was Analysis of the first 250 patients enrolled in CLEAR III
7.9% (95% CI, 6.3-9.4) compared with 4.4% (95% CI, 1.9-6.9 trial showed a 16.8% hemorrhage rate, 2.4% symptomatic
Hemorrhage
The studies analyzed in our literature review included post-
procedural head CT scans, but none with as frequent or systematic
imaging surveillance as in CLEAR, and most studies did not report
bleeds as late as 30 days after EVD placement. In the literature,
there was wide variation in the stringency and frequency of CT
scans after EVD placement. With the exception of the article by
Naff et al,20 the definitions of symptomatic bleed also differed
among published studies, with retrospective reports lacking
Glasgow Coma Scale data or other criteria defining clinical
deterioration. The various studies also do not consider potential
interventions such as correction of coagulopathy that may or may
not have been deployed to prevent the conversion of asymp-
tomatic bleeds to symptomatic ones.
Two of the studies that reported a higher rate of hemorrhage
after EVD placement than the other 16 studies, the works by
Gardner et al13 (41%) and Manikar et al18 (32.5%), also had very
stringent postprocedural CT scan criteria comparable to the
FIGURE 2. Forest plot of random-effects meta-analysis of the incidence rate of criteria used in CLEAR III. The study by Gardner et al used both
hemorrhages. CI, confidence interval; CLEAR, Clot Lysis: Evaluating Accelerated
CT and magnetic resonance imaging, which is known to be more
Resolution of Intraventricular Hemorrhage; ES, symptomatic hemorrhage rate.
sensitive in detecting blood, to detect hemorrhage. The study by
Naff et al20 (27.1%), which also reported a higher rate of
hemorrhage, was a thrombolytic dose-escalation study. Thus,
hemorrhages rate, and 4.4% infection rate compared with the when similar studies are compared, the hemorrhage rate of the
8.4% hemorrhage rate, 0.7% symptomatic hemorrhage rate, and CLEAR III trial is lower.
7.9% infection rate calculated from the literature meta-analysis It is likely that most published rates are an underestimate owing
(Figures 2-4). to the variability in definition of catheter-related hemorrhage and
FIGURE 3. Forest plot of random-effects meta-analysis of the incidence rate of symptomatic hemorrhages. CI,
confidence interval; CLEAR, Clot Lysis: Evaluating Accelerated Resolution of Intraventricular Hemorrhage;
ES, symptomatic hemorrhage rate.
a
CLEAR III, Clot Lysis: Evaluating Accelerated Resolution of Intraventricular Hemorrhage Phase III; CSF, cerebrospinal fluid; EVD, external ventricular drain; P, prospective;
R, retrospective; RCT, randomized clinical trial.
limited information on or lack of adjudicated assessment of new et al likely reflect optimized dosing based on the phase II trial and
bleeds. The study reported by Naff et al20 (CLEAR phase II trials) other lessons learned requiring demonstrated stability of hemor-
had 1 of the 3 highest published rates of hemorrhage. Not rhage before administration of rtPA and avoiding any EVD
surprisingly, this included patients receiving thrombolysis, with replacement or manipulation within a day of administering
prospectively articulated definitions and systematic imaging with thrombolytic agent.57 These practices have been incorporated
third-party adjudication of new bleeding and symptomatic into CLEAR III.
bleeding (tracked as adverse events). The Naff et al study Besides the report by Naff et al,20 4 other studies reported
included dose escalation, with some subjects receiving a higher asymptomatic hemorrhage rates .10%.13,15,16,18 The higher-
dose (3 mg) of rtPA. The protocol has been modified to 1 mg than-average hemorrhage rate in these studies can be attributed
rtPA 3 times daily for the CLEAR III trial. The lower rates of to certain inherent characteristics. The study by Gardner
hemorrhage in CLEAR III compared with those reported by Naff et al13 defined hemorrhage as any evidence of blood on either
FIGURE 4. Forest plot of random-effects meta-analysis of the infection rates. CI, confidence interval;
CLEAR, Clot Lysis: Evaluating Accelerated Resolution of Intraventricular Hemorrhage; ES, symptomatic
hemorrhage rate.
literature did not report pleocytosis or protein or glucose heterogeneities related to the sample sizes of the various studies,
concentrations in the CSF in association with infection, and possibly affecting the reported results.
many do not mention the cultured pathogens or associated fever Our reported interim rates in CLEAR III included patients
or specific treatments. In addition, the various studies do not receiving IVH thrombolysis or placebo, so the actual hemorrhage
reveal information about these CSF parameters in cases without rates in patients receiving thrombolysis may be higher. Hemorrhage
culture-proven infection, so the rates of aseptic or “partially rates in the literature and in CLEAR III that were considered
treated” meningitis remain unknown. asymptomatic are not necessarily insignificant in that the studies do
Patients in CLEAR III underwent daily CSF sampling, and an not specifically assess the potential clinical impact of such bleeds.
independent committee adjudicated the presence of infection. It Additionally, the CLEAR III criterion for symptomatic bleed as
has been suggested that the presence of blood may act as a culture associated with a Glasgow Coma Scale score drop of $ 2 points is
medium, allowing bacterial growth, and thus increase the risk of arbitrary and may be insensitive to relevant clinical sequelae,
infection9 or that frequent instrumentation of the closed CSF particularly among patients in poor neurological condition.
drainage system may increase infection rates.43 These are not
substantiated, with fewer infections in the setting of CLEAR CONCLUSION
III. It is unclear whether specific protocols in CLEAR III
contributed to the lower-than-expected infection rates, includ- Our study compared the 2 major complication rates, hemor-
ing the mandated sterile tunneling and prophylactic intrave- rhage and infection, after EVD placement from the well-designed
nous antibiotics from the time of insertion until removal of and monitored CLEAR III trial with a meta-analysis of the rates
the EVD. The administration of thrombolytic or placebo published in the literature. Despite thrombolytic administration in
required thrice-daily invasion of the closed catheter drainage half the cases, the presence of IVH, and the frequent instrumen-
system for up to 72 hours, and the protocol required tation of the CSF drainage system for injection of drug or placebo,
strict sterile conditions for each dosing, including full sterile the EVD-related complications appear to be low and in the same
draping, antiseptic preparation of the tubing, closed double range as the rates reported in the literature. Protocolized practices
3-way stopcock syringe technique (http://braininjuryoutcomes. contributing to these outcomes and the new standards for
com/component/jdownloads/viewdownload/14/92?Itemid=0), monitoring and reporting EVD complications may be useful in
and mask, hat, and gown by a trained operator. The clinical practice.
generalization of these practices would seem warranted in
clinical practice. The EVDs were placed under full sterile Disclosures
technique in the operating room, emergency room, or intensive This work is supported by National Institutes of Health/National Institute of
care setting, and antibiotic-impregnated catheters were used in Neurological Disorders and Stroke grant U01-NS062851. rtPA in CLEAR III is
some instances at the operator’s discretion. The low rates of generously donated by Genentech. The authors have no personal, financial, or
overall infections will not likely inform further refinement of institutional interest in any of the drugs, materials, or devices described in this
article.
these practices.
This study did not address the CSF profile in cases with or
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COMMENT C. Lobar
D. Basal Ganglia
D ey et al note that risks of bleeding and infection in the ongoing Clot
Lysis: Evaluating Accelerated Resolution of Intraventricular Hem-
orrhage Phase III (CLEAR III) trial are comparable to those previously
E. Thalamic