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ABSTRACT: This 2019 focused update to the American Heart Marilyn B. Escobedo, MD,
Association neonatal resuscitation guidelines is based on 2 evidence Chair
reviews recently completed under the direction of the International Khalid Aziz, MA, MEd
Liaison Committee on Resuscitation Neonatal Life Support Task Force. Vishal S. Kapadia, MD
The International Liaison Committee on Resuscitation Expert Systematic Henry C. Lee, MD
Reviewer and content experts performed comprehensive reviews of the Susan Niermeyer, MD,
scientific literature on the appropriate initial oxygen concentration for MPH
use during neonatal resuscitation in 2 groups: term and late-preterm Georg M. Schmölzer, MD,
PhD
newborns (≥35 weeks of gestation) and preterm newborns (<35
Edgardo Szyld, MD
weeks of gestation). This article summarizes those evidence reviews
Gary M. Weiner, MD
and presents recommendations. The recommendations for neonatal Myra H. Wyckoff, MD
resuscitation are as follows: In term and late-preterm newborns (≥35 Nicole K. Yamada, MD,
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https://www.ahajournals.org/journal/circ
T
his 2019 focused update to the American Heart also may result from even brief exposure to excessive
CLINICAL STATEMENTS
Association (AHA) neonatal resuscitation guide- oxygen during and after resuscitation.10 In addition,
AND GUIDELINES
lines is based on the systematic review of initial preterm neonates are more susceptible than term neo-
oxygen concentration for term neonatal resuscitation1 nates to clinical morbidities related to excessive oxygen
and initial oxygen concentration for preterm neonatal exposure such as bronchopulmonary dysplasia, reti-
resuscitation2 and the resulting “2019 International nopathy of prematurity, and other important outcomes
Consensus on Cardiopulmonary Resuscitation and considered in the evidence review.11,12 Consequently,
Emergency Cardiovascular Care Science With Treat- separate CoSTRs were developed for term and late-
ment Recommendations” (CoSTR) from the Interna- preterm (≥35 weeks of gestation) newborns and for
tional Liaison Committee on Resuscitation (ILCOR) Neo- preterm (<35 weeks of gestation) newborns, reflecting
natal Life Support Task Force.3–5 differing indications for resuscitation, types of interven-
The neonatal life support CoSTR drafts were posted tions, and outcomes of interest.3,4
online for public comment in January 2019.3,4 In addi- The question of which initial oxygen concentration to
tion, the Neonatal Life Support Task Force has an ex- use during resuscitation of term neonates was last re-
panded international committee of experts who collab- viewed by ILCOR in 2010.13 The original AHA guidelines
orate to enrich these recommendations with a broader for oxygen use during neonatal resuscitation14 were
debate and vision. This committee meets in person based on expert opinion and common practice and rec-
twice a year. A summary containing the final wording ommended the use of 100% oxygen for all newborns
of the 2 CoSTR documents has been published simulta- receiving respiratory support. Subsequent evidence from
neously with this focused update.5 both animal and human studies has led to modifications
AHA guidelines for cardiopulmonary resuscitation of these recommendations. In 1998, the World Health
and emergency cardiovascular care are developed in Organization recommended 21% oxygen for basic new-
concert with the ILCOR systematic review process. In born resuscitation when supplementary oxygen was not
2015, the 5-year ILCOR evidence evaluation cycle tran- available.15 Studies of normal transition after birth led
sitioned to a continuous one, with systematic reviews to a recommendation that blended oxygen be titrated
performed as newly published evidence warrants or to achieve an oxygen saturation that is reflective of that
when the ILCOR Neonatal Life Support Task Force pri- observed in healthy babies born at term (ie, targeted
oritizes a topic. The AHA writing group then reviews saturation).16,17 On the basis of studies that showed a
the evidence and updates the AHA guidelines as need-
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Table. Applying Class of Recommendation and Level of Evidence to Clinical Strategies, Interventions, Treatments, or Diagnostic Testing in Patient
CLINICAL STATEMENTS
Care (Updated August 2015)*
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nificant difference in risk between the 21% and 100% 21% compared with 100% oxygen was used for initial
CLINICAL STATEMENTS
oxygen groups (RR, 1.41 [95% CI, 0.77–2.60]).1 Five mask ventilation. All studies included in these reviews
AND GUIDELINES
studies examined the outcome of hypoxic-ischemic en- were conducted >10 years ago, when pulse oximetry
cephalopathy,21,22,24–26 defined as Sarnat stage 2 or 3.28 and oxygen titration were not routine. It remains un-
Again, there was no statistically significant difference clear whether low versus high initial oxygen concentra-
between the 21% and 100% oxygen groups (RR, 0.90 tion will have the same result with oxygen titration as a
[95% CI, 0.71–1.14]).1 No identified studies evaluated cointervention.
all-cause long-term mortality. Collectively, the studies The 2018 ILCOR systematic review and meta-anal-
were downgraded for risk of bias and imprecision and ysis involved 1469 neonates ≥35 weeks of gestation
assigned as evidence of low certainty with respect to enrolled in 7 randomized and quasi-randomized stud-
hypoxic-ischemic encephalopathy and very low certain- ies and reported a 27% relative survival benefit and a
ty for long-term neurodevelopmental impairment. 4.6% absolute survival benefit (short-term) when 21%
oxygen was compared with 100% oxygen for initial
mask ventilation.1 These benefits corresponded to 1
Recommendations—Updated 2019 additional survivor (short-term) for 22 infants receiv-
1. In term and late-preterm newborns (≥35 ing 21% oxygen instead of 100% oxygen at birth. The
weeks of gestation) receiving respiratory sup- Grading of Recommendations Assessment, Develop-
port at birth, the initial use of 21% oxygen is ment, and Evaluation certainty of evidence was low for
reasonable (Class 2a; Level of Evidence B-R). short-term mortality and hypoxic-ischemic encepha-
2. One hundred percent oxygen should not lopathy and very low for long-term neurodevelopmen-
be used to initiate resuscitation because it tal impairment. Furthermore, no studies were identi-
is associated with excess mortality (Class fied for the outcome of all-cause long-term mortality.
3: Harm; Level of Evidence B-R). All included studies compared 21% with 100% initial
The current recommendations affirm the 201018 and oxygen concentration. No studies were identified that
2015 AHA guidelines20 and extend the recommenda- compared intermediate oxygen concentrations, and no
tion against starting ventilation with 100% oxygen to studies compared oxygen concentrations used during
term and late-preterm newborns. This is based on the chest compressions.
large undesirable effect on short-term mortality associ- The 2018 ILCOR systematic review and meta-analy-
ated with high initial oxygen concentration and the val- sis1 confirmed a significant reduction in the critically im-
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ue attached to this outcome by parents and clinicians. portant outcome of short-term mortality, without sta-
Ambient air (21% oxygen) is available in all low- and tistically significant differences in short- and long-term
well-resourced settings. Despite the lack of published neurological outcomes, with the use of initial 21% oxy-
economic analyses, there is likely to be greater feasibil- gen compared with 100% oxygen for term and late-
ity and lower cost when resuscitation is initiated with- preterm newborns (≥35 weeks of gestation) receiving
out added oxygen. Although evidence is still lacking on respiratory support at birth. The authors estimated that
titration to achieve oxygen saturation targets, the use 46 of 1000 fewer babies died when respiratory support
of preductal oxygen saturation targeting approximat- at birth was started with 21% compared with 100%
ing the interquartile range measured in healthy term oxygen (95% CI, 73/1000 fewer–10/1000 fewer). As a
infants after vaginal birth at sea level is consistent with result, the previous recommendations in the 2010 and
the high value placed on avoiding excessive oxygen ex- 2015 AHA guidelines18,20 are affirmed and extended
posure. to recommend against starting ventilation with 100%
oxygen.
Discussion
The 201018 and 2015 AHA guidelines for neonatal re- INITIAL OXYGEN CONCENTRATION:
suscitation20 supported the initial use of 21% oxygen PRETERM NEWBORNS (<35 WEEKS OF
with subsequent supplementary oxygen use guided by GESTATION)
target oxygen saturations measured by pulse oximetry
in term and late-preterm newborns. At the time, these Evidence Summary—Updated 2019
guidelines represented a departure from the decades- The 2018 ILCOR systematic review compared several
long use of 100% oxygen for all newborns receiving outcomes of preterm newborns (<35 weeks of gesta-
respiratory support. The guidelines were informed by 2 tion) who received respiratory support immediately af-
systematic reviews with meta-analyses.29,30 The pooled ter birth with the use of a low initial oxygen concen-
estimates from these reviews reported lower mortality, tration (≤50%) compared with a high initial oxygen
fewer infants with time to first breath >3 minutes, and concentration (>50%).2 The reviewers identified 16
fewer infants with Apgar scores <7 at 5 minutes when eligible studies enrolling 5697 newborns, including 10
CLINICAL STATEMENTS
cohort studies.42–45 Low initial oxygen was defined as
1. In preterm newborns (<35 weeks of gesta-
AND GUIDELINES
21% in 5 RCTs,31,33,34,36,39 30% in 4 RCTs,11,35,37,38 and
tion) receiving respiratory support at birth,
50% in 1 RCT.32 Oxygen saturation targeting was a
it may be reasonable to begin with 21% to
cointervention in 8 RCTs11,33–39 and in all 4 cohort stud-
30% oxygen with subsequent oxygen titra-
ies.42–45 When oxygen saturation targeting was used,
tion based on pulse oximetry (Class 2b; Level
nearly all newborns randomized to initiate resuscitation
of Evidence C-LD).
with 21% oxygen required supplementary oxygen to
The current recommendation remains consistent with
achieve the specified target. Because oxygen saturation
the 2015 AHA guidelines update.20 Given that nearly
targeting resulted in rapid changes in inspired oxygen
all trials included in the 2018 ILCOR review defined low
concentrations, the subjects enrolled in these trials were
initial oxygen as 21% to 30% oxygen,2 the current rec-
exposed to different oxygen concentrations for only the
first 5 to 7 minutes of life. ommendation suggests this as a reasonable initial oxy-
The pooled estimate of 10 RCTs enrolling 968 pre- gen concentration. In this recommendation, high value
term newborns showed no statistically significant dif- is placed on avoiding additional oxygen exposure with-
ference in the outcome of all-cause short-term mor- out evidence of benefit for critical or important out-
tality (hospital discharge or 30 days) when respiratory comes. The writing group acknowledges that although
support initiated with a lower oxygen concentration the evidence identified in the 2018 ILCOR review was
was compared with support initiated with a higher oxy- weak and uncertain, it also showed no statistically sig-
gen concentration (RR, 0.83 [95% CI, 0.50–1.37]).2 In nificant difference in outcomes when low versus high
a subgroup analysis of 7 RCTs11,33,34,36–39 enrolling 467 initial oxygen concentration was chosen for preterm
newborns ≤28 weeks of gestation, there was no signifi- resuscitation at birth. In the absence of a new evidence
cant difference in short-term mortality (RR, 0.92 [95% review for subsequent oxygen titration, it remains pru-
CI, 0.42–1.94]).2 dent to continue to titrate oxygen concentrations to
Similarly, the ILCOR systematic review found no achieve preductal oxygen saturation approximating the
differences in any of the prespecified secondary out- interquartile range measured in healthy term infants af-
comes, including long-term mortality, long-term neu- ter vaginal birth at sea level, as recommended in the
rodevelopmental impairment, retinopathy of prema- 2015 AHA guidelines update.20
turity, necrotizing enterocolitis, bronchopulmonary
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vestigator equipoise, use of an unblinded intervention, (1) uncertainty about the impact of changes in umbili-
CLINICAL STATEMENTS
and increased risk seen only in a post hoc subgroup cal cord management; (2) uncertainty about the im-
AND GUIDELINES
analysis.2 Because the review and meta-analysis found pact of changes in oxygen saturation monitoring and
no difference in any primary or secondary outcomes targeted titration of inspired oxygen; (3) uncertainty
with the To2rpido trial included, the recommendation about the effects of intermediate initial inspired oxy-
that resuscitation of preterm newborns should begin gen concentrations; (4) uncertainty about whether a
with low oxygen with subsequent titration to meet goal single initial oxygen concentration is optimal for new-
saturations remains unchanged. This reflects a contin- borns with varying pathology or conditions such as
ued preference to avoid exposing preterm newborns antenatal fetal distress at any given gestational age;
to additional oxygen without evidence demonstrating and (5) uncertainty about the impact of lower ini-
a benefit for critical or important outcomes. Important tial oxygen use on neurodevelopmental outcomes in
knowledge gaps remain in the understanding of oxy- preterm newborns. With so many unanswered ques-
gen use for positive-pressure ventilation among term, tions, it is expected that future scientific evidence will
late-preterm, and preterm newborns after birth. Ad- provide new insights, and guideline updates will be
ditional research is needed to evaluate the role of in- required.
termediate oxygen concentrations for the initiation of
positive-pressure ventilation and to define the most ap-
propriate oxygen saturation targets. Many subpopula- ARTICLE INFORMATION
tions of newborns (eg, newborns with congenital heart The American Heart Association makes every effort to avoid any actual or po-
tential conflicts of interest that may arise as a result of an outside relationship or
disease and other malformations) have not been ad- a personal, professional, or business interest of a member of the writing panel.
equately studied, and many outcomes (eg, white mat- Specifically, all members of the writing group are required to complete and
ter injury of prematurity) have not been fully assessed. submit a Disclosure Questionnaire showing all such relationships that might be
perceived as real or potential conflicts of interest.
These newborns and their outcomes may be affected This document was approved by the American Heart Association Science
by either hypoxemia or hyperoxemia. Until reliable data Advisory and Coordinating Committee on July 18, 2019 and the American
on a specific population or outcome are available, the Heart Association Executive Committee on August 9, 2019.
The American Heart Association requests that this document be cited as
consistent and practical educational approach will be to follows: Escobedo MB, Aziz K, Kapadia VS, Lee HC, Niermeyer S, Schmölzer
manage them according to the guidelines for the wider GM, Szyld E, Weiner GM, Wyckoff MH, Yamada NK, Zaichkin JG. 2019 Ameri-
population of preterm and term newborns requiring re- can Heart Association focused update on neonatal resuscitation: an update to
the American Heart Association guidelines for cardiopulmonary resuscitation
suscitation.
Downloaded from http://ahajournals.org by on November 26, 2019
Disclosures
CLINICAL STATEMENTS
Writing Group Disclosures
AND GUIDELINES
Writing Other Speakers’ Consultant/
Group Research Bureau/ Ownership Advisory
Member Employment Research Grant Support Honoraria Expert Witness Interest Board Other
Marilyn B. University of None None None None None None None
Escobedo Oklahoma
Medical School
Khalid Aziz University Canadian Institutes of Health None None CMPA, national None None University
of Alberta Research (Parent-EPIQ quality medical protective of Alberta
(Canada) improvement research)†, association opinions (professor)†
(family-integrated care on national neonatal
18-month follow-up)†; Alberta guidelines*
Children’s Hospital Research
Institute (family-integrated care
6-month follow-up)†
Vishal S. UT NIH (PI for a clinical trial)* None None None None None None
Kapadia Southwestern
Henry C. Lee Stanford NIH (PI on a grant to None None None None None None
University implement in situ simulation
training for neonatal
resuscitation)*
Susan University of None None None None None None None
Niermeyer Colorado
Georg M. NA NIH (R01, co-PI for premature None None None None None None
Schmölzer infants receiving milking or
delayed cord clamping,
RCT)*; CIHR (PI for the
SURV1VE Trial RCT [2 different
chest compression
techniques in newborn
infants])*; HFSC (PI for grant
to examine chest compression
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This table represents the relationships of writing group members that may be perceived as actual or reasonably perceived conflicts of interest as reported on
the Disclosure Questionnaire, which all members of the writing group are required to complete and submit. A relationship is considered to be “significant” if
(a) the person receives $10 000 or more during any 12-month period, or 5% or more of the person’s gross income; or (b) the person owns 5% or more of the
voting stock or share of the entity, or owns $10 000 or more of the fair market value of the entity. A relationship is considered to be “modest” if it is less than
“significant” under the preceding definition.
*Modest.
†Significant.
Reviewer Disclosures
CLINICAL STATEMENTS
This table represents the relationships of reviewers that may be perceived as actual or reasonably perceived conflicts of interest as reported on the Disclosure
Questionnaire, which all reviewers are required to complete and submit. A relationship is considered to be “significant” if (a) the person receives $10 000 or more
during any 12-month period, or 5% or more of the person’s gross income; or (b) the person owns 5% or more of the voting stock or share of the entity, or owns
$10 000 or more of the fair market value of the entity. A relationship is considered to be “modest” if it is less than “significant” under the preceding definition.
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