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Laura M. Justice
Ryan P. Bowles
University of Virginia, Charlottesville
Joan N. Kaderavek
University of Toledo, Toledo, OH
Teresa A. Ukrainetz
University of Wyoming, Laramie
Sarita L. Eisenberg
Montclair State University, Montclair, NJ
Ronald B. Gillam
University of Texas at Austin
Purpose: This research was conducted to and T-unit output. The Complexity factor com-
develop a clinical tool—the Index of Narrative prised measures of syntactic organization, with
Microstructure (INMIS)—that would parsimo- mean length of T-units in words and proportion of
niously account for important microstructural complex T-units loading most strongly. Principal
aspects of narrative production for school-age components analysis was used to provide a linear
children. The study provides field test age- and combination of 8 variables to approximate the
grade-based INMIS values to aid clinicians in 2 factors. Formulas for calculating a student’s
making normative judgments about microstruc- performance on the 2 factors using 8 narrative
tural aspects of pupils’ narrative performance. measures are provided.
Method: Narrative samples using a single- Conclusions: This study provided a method for
picture elicitation context were collected from professionals to calculate INMIS scores for
250 children age 5–12 years and then transcribed narrative Productivity and Complexity for com-
and segmented into T-units. A T-unit consists of a parison against field test data for age (5- to
single main clause and any dependent constitu- 12-year-old) or grade (kindergarten to Grade 6)
ents. The narrative transcripts were then coded groupings. INMIS scores complement other tools
and analyzed to document a comprehensive set in evaluating a child’s narrative performance spe-
of microstructural indices. cifically and language abilities more generally.
Results: Factor analysis indicated that narrative
microstructure consisted of 2 moderately related Key Words: narrative development,
factors. The Productivity factor primarily com- narrative assessment, language assessment,
prised measures of word output, lexical diversity, school-age language
N
arratives provide an exceptionally rich source of
Disclosure Statement linguistic data for researchers and practitioners who
Ronald B. Gillam is an author of and receives royalties for sales of the Test of are interested in studying expressive language com-
Narrative Language (Gillam & Pearson, 2004), which was used for data petencies at the discourse level for children and adolescents.
collection in this research. Numerous studies have shown that the narrative skills of
American Journal of Speech-Language Pathology ! Vol. 15 ! 177–191 ! May 2006 ! A American Speech-Language-Hearing Association 177
1058-0360/06/1502-0177
children in certain risk groups (e.g., those with language im- may pose a particular challenge (e.g., Baltaxe & D’Angiola,
pairment and those with cognitive disabilities) differ signifi- 1992; Copmann & Griffith, 1994; Gillam & Johnston, 1992;
cantly from those of typical children (e.g., Boudreau & Kaderavek & Sulzby, 2000; Liles, 1985, 1987; Liles et al.,
Hedberg, 1999; Hayes, Norris, & Flaitz, 1998; Hemphill, 1995; McFadden & Gillam, 1996; Merritt & Liles, 1989;
Uccelli, Winner, Chang, & Bellinger, 2002; Kaderavek & Paul & Smith, 1993; Scott & Windsor, 2000; Southwood &
Sulzby, 2000; Liles, Duffy, Merritt, & Purcell, 1995; Ripich & Russell, 2004; Strong & Shaver, 1991). Thus, it is important
Griffith, 1988; Scott & Windsor, 2000; van der Lely, 1997). for speech-language pathologists to have tools by which to
Of particular relevance to speech-language pathologists are qualify and quantify a child’s narrative performance in both
additional findings showing that some narrative measures can macro- and microstructure.
reliably differentiate between children with and without lan- Our interest in the microstructural aspect of narration
guage impairment (e.g., Liles et al., 1995; Scott & Windsor, was derived from several studies showing microstructural
2000). Experts have emphasized the importance of includ- indices to be particularly sensitive for characterizing a
ing narrative analysis, a type of language sample analysis, child’s linguistic competence and for identifying children
as a routine part of language assessment for persons with sus- with clinically depressed language skills, such as children
pected or identified language impairment (see Muñoz, Gillam, with language impairment (see Feagans & Short, 1984; Liles
Peña, & Gulley-Faehnle, 2003). et al., 1995; Ripich & Griffith, 1988; Scott & Windsor, 2000;
Presently, there are no ‘‘gold standard’’ guidelines that van der Lely, 1997). Liles et al. (1995), for instance, showed
identify the most salient outcome variables to be studied dur- that a single factor representing microstructural variables
ing narrative assessment. Nonetheless, current best practice more readily differentiated children with language impair-
suggestions emphasize the importance of studying an individ- ment from those without impairment relative to a factor
ual’s narrative performance at two levels, namely macro- representing macrostructure variables. Although there are a
structure and microstructure (e.g., Hughes, McGillivray, & number of tools available for macrostructural analyses
Schmidek, 1997; Owens, 1999; Paul, 2001). Macrostructural (e.g., Strong, 1998), relatively few are available for micro-
analysis examines children’s narrative abilities in terms of structural analyses. With this research, we developed a
higher order hierarchical organization. It typically focuses on clinical tool that can be used by practitioners to derive an
children’s inclusion of story grammar components and the estimate of microstructural performance relative to age- and
complexity of episode structure. During macrostructural grade-based peers.
analysis, the speech-language pathologist might, for example,
determine the number of episodes (i.e., segments that include
an initiating event, attempt, and consequence) contained in Narrative Analysis and Its Clinical Uses
a child’s narrative (e.g., Liles et al., 1995; Merritt & Liles, There is a rapidly accumulating body of research sug-
1989), along with use of other narrative elements such as gesting that narrative assessment is a valid, sensitive, and
appendages, orientations, and evaluations (Labov, 1972; potentially less biased language analysis tool relative to
Ukrainetz et al., 2005). Microstructural analysis, by contrast, norm-referenced standardized language assessments (e.g., see
considers the internal linguistic structures used in the narra- Craig & Washington, 2000; Muñoz et al., 2003; Thompson,
tive construction, such as conjunctions, noun phrases, and Craig, & Washington, 2004; Washington, Craig, & Kushmaul,
dependent clauses. Discriminant analysis has shown macro- 1998). Two more common approaches to interpretation of
and microstructural variables to represent two distinct un- narrative outcome data are norm referencing and criterion
derlying areas of narrative competence (Liles et al., 1995; referencing (Johnson, 1995). Norm referencing occurs when
also see Hayes et al., 1998). The present research focuses a student’s narrative data are compared against those of same-
on the latter aspect of narrative performance, namely the age or same-grade peers; it is used to determine whether the
study of children’s narrative performance at the micro- student’s performance is sufficiently different from age- or
structural level. grade-based expectations to warrant the diagnosis of im-
Theoretical perspectives on narrative development suggest pairment. This approach is diagnostic, in that the narrative data
that narrative analysis should examine both macro- and are used as an identification tool (Stockman, 1996). Norm
microstructural aspects of performance. Specifically, Bock referencing can also be used as a progress-monitoring tool in
(1982) and Hargrove, Frerichs, and Heino (1999) have sug- intervention to document a child’s developing skills, specifi-
gested that narrators have a finite linguistic capacity. This idea cally whether their skills are becoming more similar
is exemplified in Crystal’s (1987) ‘‘bucket’’ theory, which to those of typical peers during intervention. Criterion ref-
suggests that there are trade-offs in language parameters erencing occurs when a student’s narrative data are com-
across various language tasks. For example, there could be pared against specific criterion-level benchmarks. Here,
trade-offs in the extent of syntactic precision as children pro- interpretation involves identifying the specific level of per-
duce language that is conceptually advanced. Application formance on a given task. Criterion-referenced data are
of this theory to narrative production suggests that a child who often used to support diagnoses derived from norm ref-
is attempting to produce increasingly complex narrative erencing, to identify a specific focus for intervention, and
macrostructure may demonstrate reduced complexity at a to monitor an individual’s progress during intervention
microstructural level, and vice versa. Or, put another way, to (McCauley, 1996).
produce a narrative that is both well organized and aesthet- Because few standardized tests of narrative discourse have
ically pleasing that also contains complex structural features historically been available, clinical professionals have often
Age n M SD M SD M SD M SD M SD M SD M SD M SD M SD
5 29 68 47 39 20 8.5 5.4 6.8 1.7 7.6 1.8 3.1 3.2 0.7 1 0.8 1.4 .33 0.2
6 38 77 54 43 22 9.6 6 7.5 1.6 8.3 1.6 3.5 2.8 1 1.3 0.5 0.8 .37 0.2
7 31 96 74 52 28 11.3 9.1 8.5 3.8 9.5 4.3 4.6 4.3 0.6 0.8 0.9 1.2 .38 0.2
8 41 137 77 69 27 15.8 8.9 8.1 1.4 9 1.5 7.6 5.2 2.2 1.6 1.3 1.4 .45 0.2
9 35 162 96 79 30 17.3 9.6 8.4 1.4 9.4 1.6 8.9 6.1 2.2 1.9 1.5 1.4 .51 0.2
10 28 237 196 101 49 21.5 14.5 8.9 2.1 10 2.4 12.2 9.8 3.2 2.5 2.6 2.6 .55 0.2
11 25 167 70 84 27 18.8 8.2 8.7 1.4 9.6 1.6 9.2 4.3 2.4 2.3 1.7 1.6 .5 0.2
12 23 148 95 67 36 14.6 8.7 8.8 1.9 9.7 2.1 7.3 4.4 2.2 1.8 1.5 2 .5 0.2
Note. TNW = total number of words; NDW = total number of different words; LENGTH = total number of T-units; MLT-W = mean length of
T-units in words; MLT-M = mean length of T-units in morphemes; COMPLEX = total number of T-units that contained two or more clauses;
COORD = total number of coordinating conjunctions; SUBORD = total number of subordinating conjunctions; PROPCOMPLEX = proportion
of complex T-units.
variables NDW, TNW, LENGTH, COMPLEX, and, to a Shapiro (1999). The factor score formulas, scaled to a mean
lesser degree, COORD and SUBORD. The second factor of 0 and standard deviation of 1, for the variables in their orig-
consisted of MLT-W and PROPCOMPLEX, with SUBORD inal metrics (i.e., unstandardized) are:
having a small factor loading. To confirm this factor struc-
ture, we also split the sample at random and by gender, Productivity ¼ #1:60 þ ð#0:0010 % MLT#WÞ
and reran the factor analysis. Results were consistent in þ ð#0:21 % PROPCOMPLEXÞ þ ð0:017 % NDWÞ
all cases. þ ð#0:00054 % TNWÞ þ ð0:014 % COORDÞ
Clearly, this factor structure did not precisely match þ ð0:0072 % SUBORDÞ þ ð0:0094 % LENGTHÞ
the hypothesized productivity and complexity groupings, þ ð0:068 % COMPLEXÞ:
which would have resulted in loadings of TNW, NDW, and Complexity ¼ #2:84 þ ð0:27 % MLT#WÞ
LENGTH on one factor (Productivity), and MLT-W, þ ð0:85 % PROPCOMPLEXÞ þ ð0:012 % NDWÞ
COMPLEX, COORD, SUBORD, and PROPCOMPLEX
þ ð#0:0027 % TNWÞ þ ð0:028 % COORDÞ
loading on a second factor (Complexity). Nonetheless, the
factor structure showed that the microstructural aspects of þ ð0:026 % SUBORDÞ þ ð#0:085 % LENGTHÞ
narrative production do not represent a single unidimensional þ ð0:14 % COMPLEXÞ:
construct and rather comprise two separate and only mod-
erately related dimensions. For the present purposes, we We confirmed the validity of the factor score estimates
retain the use of the terms Productivity and Complexity to using Grice’s (2001) procedure (see Grice, 2002, for the gen-
describe these dimensions, with the refined perspective that eral SAS script). The determinacy indices for Productivity and
the former references word output and diversity (NDW, Complexity were .985 and .903, respectively. Values sub-
TNW), T-unit output (LENGTH, COMPLEX), and, to a stantially above .71 indicate good factor determinacy; thus,
lesser degree, conjunction output (COORD, SUBORD), the present values are quite high. The validity coefficients
whereas the latter references syntactic organization (MLT-W, were .985 and .902, also substantially above Gorsuch’s (1983,
PROPCOMPLEX) and, to a lesser degree, use of subordinate p. 260) .80 cutoff. Finally, the univocality of .393 was close to
conjunctions (SUBORD). the factor correlation of .391, also indicating good validity of
We then estimated factor scores using the correlation- the factor score estimates. Thus, we conclude that the factor
preserving formula of ten Berge, Krijnen, Wansbeck, and score formulas provide valid estimates of the true factor
Variables 1 2 3 4 5 6 7 8 9 10
1. TNW — .95** .79** .17** .16* .78** .55** .54** .32** .39**
2. NDW — .82** .25** .24** .81** .62** .59** .38** .50**
3. LENGTH — .07 .06 .92** .58** .47** .25** .36**
4. MLT-W — .99** .21** .24** .33** .58** .27**
5. MLT-M — .20** .23** .33** .57** .27**
6. COMPLEX — .63** .54** .52** .40**
7. COORD — .46** .37** .38**
8. SUBORD — .34** .30**
9. PROPCOMPLEX — .32**
10. Age —
Productivity
5-year-old 29 j0.74 j0.84 0.55 1.83 4.26 j1.30 j1.04
6-year-old 38 j0.64 j0.79 0.58 1.28 1.73 j1.25 j1.02
7-year-old 31 j0.42 j0.57 0.80 1.91 5.81 j1.09 j0.85
8-year-old 41 0.09 j0.07 0.84 0.79 0.70 j0.82 j0.53
9-year-old 35 0.35 0.21 0.93 1.52 3.47 j0.54 j0.25
10-year-old 28 0.95 0.49 1.37 2.05 6.30 j0.43 j0.04
11-year-old 25 0.47 0.44 0.77 0.04 j0.11 j0.55 j0.05
12-year-old 23 0.21 j0.08 0.87 0.92 1.27 j0.69 j0.22
Kindergarten 54 j0.71 j0.82 0.56 1.67 3.29 j1.27 j1.04
First grade 29 j0.69 j0.86 0.58 1.12 0.93 j1.19 j0.93
Second grade 31 j0.05 j0.18 0.78 1.33 3.48 j0.97 j0.65
Third grade 47 0.22 0.05 0.93 1.54 3.22 j0.67 j0.36
Fourth grade 30 0.64 0.44 0.85 0.16 j1.23 j0.52 j0.13
Fifth grade 33 0.66 0.38 1.35 2.23 7.53 j0.60 j0.08
Sixth grade 26 0.34 0.41 0.82 0.66 0.94 j0.67 j0.14
Full sample 250 0.00 j0.18 1.00 1.57 5.23 j1.04 j0.76
Complexity
5-year-old 29 j0.70 j0.81 0.79 j0.01 j0.73 j1.55 j1.24
6-year-old 38 j0.47 j0.51 0.71 j0.05 j0.56 j1.34 j1.07
7-year-old 31 j0.12 j0.38 1.30 3.52 15.05 j1.05 j0.80
8-year-old 41 0.00 0.02 0.76 j0.12 0.07 j0.89 j0.56
9-year-old 35 0.25 0.16 0.91 j0.13 j0.43 j0.80 j0.44
10-year-old 28 0.64 0.41 1.23 1.01 0.85 j0.67 j0.38
11-year-old 25 0.28 0.14 0.71 0.13 j0.36 j0.60 j0.25
12-year-old 23 0.37 0.27 0.92 0.68 2.44 j0.64 j0.16
Kindergarten 54 j0.63 j0.63 0.77 j0.05 j0.74 j1.42 j1.08
First grade 29 j0.14 j0.42 1.28 3.78 17.55 j1.21 j0.85
Second grade 31 j0.18 j0.24 0.76 0.73 2.06 j0.97 j0.67
Third grade 47 0.10 0.05 0.78 j0.00 j0.24 j0.88 j0.58
Fourth grade 30 0.37 0.30 0.99 j0.02 j0.90 j0.81 j0.44
Fifth grade 33 0.49 0.27 1.17 1.05 1.71 j0.58 j0.23
Sixth grade 26 0.45 0.41 0.77 1.40 3.77 j0.36 j0.07
Full sample 250 0.00 j0.03 1.00 1.25 4.94 j1.19 j0.63
used a factor score estimation technique (ten Berge et al., Example of INMIS Application
1999) to develop a linear equation for each factor that could To guide clinical use of INMIS, we provide here an
be used to compute complexity and productivity scores for example of its use. We use the formula provided previously
a given child. for calculation of complexity and productivity values
INMIS scores may be calculated and interpreted in the as well as data from Table 6 showing distributional statistics
following way. First, clinicians calculate the eight micro- on the INMIS Complexity and Productivity values for the
structural measures on a given narrative sample, and then full sample (n = 250) and for each age/grade cohort. In this
clinicians enter these numbers into the formulas provided. illustration, we randomly selected the performance data
Second, a child’s scores on the two factors are compared from one 5-year-old in the larger data set; her performance
against field test reference data based on age or grade level. In yielded the following values for the eight microstructural
this way, clinicians can estimate whether a child’s complexity variables: MLT-W = 5.58, PROPCOMPLEX = 0.22, NDW =
and productivity performance is similar to that of his or her 30, TNW = 67, COORD = 0, SUBORD = 0, LENGTH = 9,
peers, selecting age- or grade-based peers for reference. and COMPLEX = 2. These values were inserted into the
INMIS values for both age and grade are included, given that INMIS formulas to yield the following values:
both may serve as reasonable marker variables for narrative
competence (e.g., Gutierrez-Clellen & Iglesias, 1992;
McCabe & Peterson, 1991). A number of current educational Productivity ¼ #0:96 ¼ #1:60 þ ð#0:0010 % 5:58Þ
policies presume grade to serve as a reasonable marker þ ð#0:21 % 0:22Þ þ ð0:017 % 30Þ þ ð#0:00054 % 67Þ
variable for specific narrative accomplishments (e.g., Virginia þ ð0:014 % 0Þ þ ð0:0072 % 0Þ
Department of Education, 2003), yet it is also plausible that þ ð0:0094 % 9Þ þ ð0:068 % 2Þ:
narrative performance may ‘‘vary as much horizontally
Complexity ¼ #1:45 ¼ #2:84 þ ð0:27 % 5:58Þ
throughout a population of one grade as it does vertically
through the grades’’ (Moffett, 1968, p. 54). Thus, clinical þ ð0:85 % 0:22Þ þ ð0:012 % 30Þ þ ð#0:0027 % 67Þ
professionals can select those values that are most amenable þ ð0:028 % 0Þ þ ð0:026 % 0Þ
to their needs. þ ð#0:085 % 9Þ þ ð0:14 % 2Þ:
6-year-old female
One day two little kids went somewhere/
And then they (they they) went to somewhere to play/
And then they saw a planet coming down with aliens with a alien dog too/
And the kids got scared/
The one kid (the small) says don’t go/
And they (were) had stuff in their hands/
The dad did/
The mom had the kid/
And the kid had a dog/
And (the alien) the mom alien looked/
And her (her) put her hand out/
And the other one that drive from there waved back/
And then the kids comed/
They started unpacking/
And they were doing it again/
They were there again/
8-year-old female
One Saturday morning when Tom and April woke up they decided to go to the park together/
And (when they were at the park > um) when they were at the park (they they were) they
were going to have a picnic at the park/
And when they got there they set down the stuff/
And then they walked around for a little bit/
And then out of the sky they saw this spaceship thing land/
And they saw (uh) a man alien a woman alien and a little baby alien with an alien dog/
April wanted to go meet them/
And Tom tried to hold her back because he didn’t want her to get in trouble with the aliens/
And then (and then) they went back home/
And they told the mom and dad/
And then when they brought them back there the aliens were nowhere to be seen/
The end/
11-year-old female
I’ll call this (the) the aliens/
One day when John and (Jill) Jill were walking to the picnic in the park (there) they saw a big
huge space shuttle with weird words on it/
And then when they looked again (that’s th*) they saw it opening/
And when it opened alien people came out of it with an alien dog and a little girl a mom a dad
and another girl (coming) about to come out of it/
Jill wanted to go over there/
And she thought it was just some people dressed in a costume/
(And didn’t yeah I say his name was John) and John he hurry up/
(And oh and um) John didn’t want to go over there/
And Jill grabbed him and XX XX hand/
And Jill was like pulling him and almost (like) about to grab her/
And (when they) when Jill grabbed (um) John (they heard) the aliens heard (um) John and Jill/
And (they) they say hi/
And (like) the aliens say hi in like a crazy voice/
And then the aliens asked them (where a good spot to place um I mean) if there was a
house for rent anywhere/
And they said no/
And so the aliens they slept in the woods over night/
Then when they slept at night (J*) Jill and (J*) John went to where they were sleeping at/
And they looked in their XX/
And (all there were were jus* there were just cos*) they found out that they were real people
and that they had on costumes to trick people/
Total number of words (TNW) The total number of words in the child’s spoken narrative (generated
by Systematic Analysis of Language Transcripts [SALT])
Total number of different words (NDW) The total number of different words in the child’s spoken narrative (SALT-generated)
Total number of T-units (LENGTH) The raw number of T-units in the child’s spoken narrative (SALT-generated)
Mean length of T-units in words (MLT-W) The average length of T-units in words in the child’s spoken
narrative (SALT-generated)
Mean length of T-units in morphemes (MLT-M) The average length of T-units in morphemes in the child’s spoken
narrative (SALT-generated)
Total number of complex T-units (COMPLEX) The total number of T-units containing an independent clause and at least one dependent
clause in the child’s spoken narrative. Any T-unit with 1 or more dependent clauses was
hand coded as COMPLEX, subsequent to which SALT analysis summarized the
frequency of this code within individual narratives.a
Total number of coordinating The raw frequency for use of 7 coordinating (for, and, nor, but, or, yet, so) conjunctions
conjunctions (COORD) when used to coordinate two clauses in a T-unit (hand-coded to document coordinating
function for each term, then SALT-generated)
Total number of subordinating The raw frequency for use of 26 subordinating conjunctions when used to subordinate
conjunctions (SUBORD) 2 clauses in a T-unit (since, though, unless, until, when, where, whereas, also, besides,
then, however, still, that, therefore, wherever, whether, while, why, thus, after, although,
as, as well as, because, if, rather; hand-coded to document subordination for
each term, then SALT-generated)
Proportion of complex T-units (PROPCOMPLEX) COMPLEX was divided by LENGTH using SPSS
a
Seven percent of transcripts were randomly selected and double-coded to check the hand-coding procedure used to compute the COMPLEX,
COORD, and SUBORD variables. Item-by-item interrater agreement was 97% (SD = 3.9%, range = 89%–100%); the hand coding was
consequently deemed reliable.