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on Xenophanes)
Author(s): Jaap Mansfeld
Source: Mnemosyne, Fourth Series, Vol. 38, Fasc. 1/2 (1985), pp. 109-129
Published by: BRILL
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BY
JAAP MANSFELD
The clich? runs that Aristotle said that Thaies was the first
philosopher because he made water the element and principle of the
things that are. Whether or not Aristotle was right is a moot
point.
The suggestion that Thaies was reported (in the source or sources
accessible to Aristotle) to have said only that water is the a??? in
the sense of 'origin', or 'what things come from'1), and that Aris-
Griechen, in: G. Colli-M. Montinari (eds.), F.?., Werke, 3.2 (Berlin-New York
1973), 306, that the statement that "das Wasser der Ursprung und der Mut-
terschooss aller Dinge sei" is metaphysical "weil in ihm, wenngleich nur im
Zustande der Verpuppung, der Gedanke enthalten ist: *alles ist eins' ".
2) See G. Vlastos' and Stokes' suggestions in: M. C. Stokes, One and Many in
PresocraticPhilosophy (Washington D.C. 1971), 40 ff.; J. Barnes, The Presocratic
Philosophers, 1: Tha?esto Zeno (London 1979), 10, 39 ff. (cf. also infra, n. 33).
3) Cf., e.g., W. K. C. Guthrie, A History of Greek Philosophy, I: The Earlier
Presocraticsand the Pythagoreans(Cambridge 1962), 56 f., 70, and the perceptive
comments of C. J. Classen, Tha?es, RE Suppl. X (1965), 946.
4) Vorsokr.21 ? 29 + ? 33, cf. Stokes, o.e., 40, Barnes, o.e., 41 f. It should be
noted that these fragments (together with Vorsokr.21 ? 27) do not derive from the
pure Peripatetic tradition. Aristotle, Met. A 8, 989 a 5 f., states that none of the
materialist monists made earth the principle (contrast Vorsokr.21 ? 27), and he
does not list Xenophanes among the materialist dualists either (contrast Vorsokr.
21 ? 29 + ? 33). Earth, he says, was first added by Empedocles to the three
elements he took over from the monists (Met. A 3, 984 a 8 f.); however, at Phys.
? 1, 193 a 21, he lists 'earth' among the elements assumed by individual early
thinkers, which either is a slip of the pen or reflects an earlier scheme of classifica-
tion, cf. infra, n. 13. Sextus, M. VII 14 * Vorsokr.21 A 35 (in the long and in-
teresting passage concerned with the history of the three parts of philosophy) says
that, according to some (?? fas? t??e?), Xenophanes made philosophy consist of two
parts, viz. physics and logic. This must be a post-Aristotelian view. Theophrastus
excluded Xenophanes from the pe?? f?se?? ?st???a (Phys. op. fr. 5)?cf. Arist. Met.
A 5, 986 b 21 ff.?and did not discuss his view that the element is earth (Phys. op.
fr. 6). See further infra, n. 36, n. 48, n. 64.
5) Cf. Barnes, o.e., 44 ff.; but Simplicius is only able to confirm this point for
Diogenes, In Phys., p. 25, 4-7 = Vorsokr.64 A 5?see further ibid., p. 151, 28 ff.,
with Diogenes Vorsokr.64 ? 2 : p??ta ta d?ta ?p? t?? a?t?? ?te?????s?a??a? t? a?t?
e??a?.
6) Stokes, o.e., 43-8.
cannot go beyond the text ?? Met., and one's final conclusion is very
much a matter of choice.
However, does Aristotle really tell us that Tha?es made water the
element and principle of things? I think his account contains some
clues that may be helpful in solving the dilemma described in the
previous paragraph.
In the first book of Met., Aristotle studies the views of causality held
by the philosophers who preceded him (A 3, 983 b 2 f.). As we read
on, it becomes clear that he tackles his question from two sides, viz.
both from the inside, by studying the ideas of his predecessors (this
takes up most of the space), and, so to speak, from the outside, by
distinguishing their views from those of others. The latter approach
involves a demarcation problem. Aristotle has to formulate criteria
which will allow him to distinguish between what he calls
philosophy and what he calls myth, or theology7).
Enumerating the causes, Aristotle lists them in the order:
essence; matter; origin of motion;
purpose, or the good (983 a 27
f.). His account begins with the material cause. This order of treat-
ment is deliberate, because the material cause was the first, in
chronological order, to appear; this, at any rate, is what Aristotle's
treatment suggests.
At Met. A 3, 983 b 6 f., Aristotle says that the earliest
philosophers assumed that only causes of a material kind are prin-
ciples of all things. He first mentions Tha?es (983 b 21 ff.), refuses
to include Hippo (984 a 4 f.), and then lists8) Anaximenes and
Diogenes, Hippasus and Heraclitus, Empedocles and Anaxagoras
(984 a 6 f.).
Subsequently, however, he endeavours to ascertain to which ex-
tent the last pair, Empedocles and Anaxagoras, had guessed at
other causes, viz. the efficient and final cause9) (984 b 5 f.; 984 b
7) For Aristotle's use of the term 'mythical' in such contexts see Met. ? 4, 1000
a 17; ? 4, 1091 b 9; cf. also H. Bonitz, Aristotelis Metaphysica, Commentarius(Bonn
1849, repr. Hildesheim 1960), 62 f.
8) Alexander has seen that Tha?es?Anaxagoras form a list, In Met. p. 24, 7-10.
9) Cf. Alex. In Met. p. 28, 22 f. H. Cherniss, Aristotle's Criticism of Presocratic
Philosophy (New York 31976), 219, accounts for the inclusion of Empedocles and
Anaxagoras by assuming that "for all alike", according to Aristotle, "the material
15-985 b 4, i.e., up to the end of ch. 4). His statement at the begin-
ning of ch. 3 that the majority of the earliest philosophers thought
of material causes only (???a?) is inaccurate if it includes
Empedocles and Anaxagoras. However, underlying Aristotle's list
is a division of these thinkers based on the number of principles
assumed. Only Empedocles and Anaxagoras held that a plurality of
principles exists; the others on the list thought that there is only
one. Aristotle points out that the idea of an efficient (and final)
cause inevitably presents itself to those who accept a plurality of
principles (984 b 5 f.). The 'very first' thinkers (ot ... p??pa? ??
a????), who said that there is only one principle, were not bothered
by the question as to why and how things arise from and disappear
into it (984 a 27 f.)10). Thus, the sweeping statement at A 3, 983
b 6 f., is subsequently qualified. From his account of Tha?es?
Anaxagoras (at 983 b 7-984 a 17) it might be supposed, Aristotle
says, that the only cause (????? ... a?t?a?) dealt with by these people
is of the kind called 'material'; but this impression would be wrong
inasmuch as, 'as they went on' (p?????t??), the very circumstances
of the case showed them the way and compelled them to seek fur-
ther, viz. to look for the efficient (and final) cause (984 a 17 f.).
Consequently, Aristotle leaves no doubt that his list of 8 (or 7, if
one excludes Hippo) early materialists amounts to a simplification
by the time it taggs off into Empedocles and Anaxagoras. On the
other hand, we may be certain that he did not attribute a notion
of the efficient cause to Tha?es or Anaximenes (who, presumably,
are meant by o? ... p??pa? ?? a????11)).
Accordingly, Aristotle's account of early materialism allows for
development. The earliest thinkers thought of one principle only, the
later materialists assumed a plurality?although some still later
thinkers, Hippo and Diogenes, stuck to one only, and Hippo did
so in so na?ve a way that he had better be excluded from the list.
cause was the prime concern". In a way, it was a prime concern for Aristotle
himself (infra n. 44).
10) This does not wholly agree with the generalizing statement at A 4, 985 b
10 f., according to which the monists assumed that 'rarity' and 'density' are the
'principles' of the 'modifications' (see also infra, n. 40).
11) So Alex. In Met. p. 29, 9 f. Ross, ad loc, adds Heraclitus, who however will
not have been for Aristotle among the very first.
15) For difficulties about Aristotle's d?? see Stokes, o.e., 57. I assume that he
used the fact that the earth floated in this way as corroboration of his view that
water is the principle. Aristotle may have been mentally comparing Anaximenes'
air, both support and principle.
16) Although this is often denied, I do not see what could have prevented
Aristotle from thinking of cosmic heat as well (several Presocratics, among whom
Heraclitus, could be adduced).
tion which put Thaies on a par with early poets such as Hesiod and
Homer; Snell has argued, convincingly, that the source at issue is
Hippias' collection of 'parallels'17). 'There are some who think that
also the very old [sc. theologians], those much earlier than the
present generation, and even the first theologians thought about
Nature (pe?? t?? f?se??) in this way [??t??: viz. in the way of
Tha?es]. For they made Oceanus and Tethys18) the parents of
becoming (?e??se??); furthermore, the oath of the gods is by water,
which they [sc, the theologians] call Styx19). For what is most
venerable is most ancient, and what
one swears by is most
venerable'. Aristotle means that, ergo, what one swears by is most
ancient; and, as what one swears by is water, water is most
ancient20).
Aristotle rejects his opponent's analysis, 984 a 1 f.: e? ??? ???
a??a?a t?? a?t? ?a? pa?a?? tet????e? ??sa pe?? t?? f?se?? ? d??a, t??'
a? ad???? e??? Ta??? ???t?? ???eta? ??t?? ?p?f??as?a? pe?? t??
p??t?? a?t?a?. This is a difficult sentence, although the difficulty is
not pointed out in modern commentaries. Its first half is always
translated in the following way: 'Whether this view of nature is in
fact ancient and primitive must perhaps remain in doubt ...'21).
17) ?. Snell, Die Nachrichten?berdie Lehrendes Thaies und die Anf?nge dergriechischen
Philosophie-und Literaturgeschichte,Philol. 96 (1944), 170 ff., repr. in: B.S., Ges. Sehr.
(G?ttingen 1966), 119 ff., and in: C. J. Classen (ed.), Sophistik, WdF CLXXXVII
(Darmstadt 1976), 478 ff. Cf. also W. von Kienle, Die Berichte?ber die Sukzessionen
der Philosophen in der hellenistischenund sp?tantiken Literatur (diss. Berlin 1959, pr.
1961), 39 ff.; C. J. Classen, Bemerkungenzu zwei griechischenPhilosophiehistorikern,
Philol. 109 (1965), 175 ff.; Stokes, o.e., 54 f.; Barnes, o.e., 6; G. B. Kerferd, The
SophisticMovement(Cambridge etc. 1981), 48 f. ; J. Mansfeld, Cratylus402 a-c: Plato
or Hippias?, in: L. Rossetti (ed.), Atti SymposiumHeracliteum, I (Roma 1983), 43 ff.
18) //. XIV 201 ??ea??? te ?e?? ???es???a? ??t??a ?????. Cf. Hes. Theog. 337.
Alex. In Met. p. 25, 7 f. speaks of Homer and Hesiod.
19) //. XV 36-7; cf. Hes. Theog. 365. 776-7.
20) For the syllogism(s) see Alex. In Met. p. 25, 13 ff. and Bonitz, o.e., 64 f.?
Taken together, the poetic parallels suggest that water is both the origin and what
is most ancient. It is to be noted that the attempt of A. V. Lebedev, On the Original
Formulationof Tha?es' Thesis t?? a???? ?d?? e??a?,in: Balcanica (Moscow 1979), 176
[Russian text 167 ff.], to restore what Tha?es said miscarries because this
reconstruction is based on Aristotle's crypto-quotations from Homer and Hesiod.
21) Guthrie, o.e., 55. See further the translations of A. Schwegler (T?bingen
1846, repr. Frankfurt/M. 1960); H. Bonitz (Berlin 1890, repr. Hamburg 1966);
E. Rolfes (Leipzig 1920); VV. Wieland, in: Geschichteder Philosophie, 1, Antike (Stutt-
gart 1978); W. D. Ross, Oxf. transi. VIII (Oxford 21928), and J. Barnes, rev.
Oxf. transi. (Princeton 1984); H. Tredennick, Loeb (Cambridge Mass.-London
29) Met. ? 11, 1037 a 14 f.; see E. Zeller, Die Philosophie der Griechenin ihrer
geschichtlichenEntwicklung, II 2, Aristoteles und die alten Peripatetiker(Leipzig 41921,
repr. Darmstadt 51963), 181; cf. also Bonitz, Comm., 63.
30) Could Aristotle have quoted Egyptian mythological 'antecedents', perhaps
even after Hippias? H?lscher, o.c., loc. cit., argues that the idea of the earth
floating on the waters was imported by Tha?es from Egypt, but this Egyptian earth
is a raft made (by a god) of reeds upon which earthhas been spread. Simpl. In Cael.
p. 522, 14 f. (- Vorsokr. 11 A 14), says that pa?' ????pt???? ??t?? ?? ?????
s???a t ? ???es?a? and that Thaies perhaps got his idea from Egypt. I am not con-
cerned here with the question as to whether or not Tha?es really was influenced
by Egyptian myths (see Classen, Tha?es, 940, 60 ff.). One cannot exclude the
possibility that Hippias referred to the Egyptian myth of the floating earth as an
idea relatedto Tha?es' (cf. Vorsokr.86 ? 6 ta ??? "????s? ta d? ?a???????? ... t??t??
ta ... ???f??a; see also infra, n. 67 and text thereto). Aristotle would have been
able to reject the assumption that the Egyptian idea of the floating earth is already
philosophical on precisely the same grounds as he rejected the Greek poetical
'antecedents' of Tha?es' view of water as the origin or principle. Cf. alsoj. G.
Griffiths, Plutarch's De Iside et Osiride (Univ. of Wales Press 1970), 427-8.
31) A similar point is made about Anaxagoras' Nous as final cause 'in Nature'
(?? t? f?se?) at A 3, 984 b 18 f. fa?e??? ??? ??? ??a?a???a? ?s?e? ????e???
t??t?? t?? ????? ?t?.
35) In the paper cited supra, n. 17, I have argued that Hippias said that, ac-
cording to Heraclitus, the things that are now are compared to a streaming river.
Which need not, however, imply he made a similar inference regarding Tha?es.
36) One assumes that Aristotle would have quoted such evidence from Hippias,
if it had been there. Parallels in Xenophanes would not have been to the point,
because we need poets older than Tha?es; Aristotle, moreover, ignores
Xenophanes qua 'physicist', see supra, n. 4. For the tradition which cited
Xenophanes see infra, n. 64; most of the evidence has been conveniendy
assembled by H. J. Mette, Sphairopoiia: Untersuchungenzur Kosmologiedes Krates von
Pergamon(M?nchen 1936), F 24 h-q.
37) In Phys., p. 23, 24-9 ( - Phys. op. fr. 1); not verbatim.
38) Possibly echoed by Alex. In Met. p. 24, 23 f. ?t? te ?a? ? t??f? p??t?? ????,
?? d? t?? t??f?? ???st? t? e??a?. For the meaning of Theophrastus' ?? ?? d? ?st??
cf. Arist. Met. A 3, 983 b 8 f. ???? ... ?st?? distinguished from ?? ?? ????eta?.?Note
that Vorsokr.,at 11 A 13, prints as the last text (the first is Theophr. Phys. op. fr.
1) a passage from a commentary on a poet, viz., Probus ad Aen. II 81, which at-
tributes to Tha?es the return of bodies to water (in umoremresolv?).Probus' source
will have been another commentary on a poet; it is noteworthy that this is the only
such passage from this type of literature or from the later doxographical vulgate
printed in the Tha?es chapter of Vorsokr.I do not know that Diels wanted to at-
tribute what is in Probus to Theophrastus (what is in Theophr. Phys. op. fr. 1?if
those words are his?, viz. ta ?e?????e?a ???a??eta?, is its opposite). See further
infra.
39) Similarly Ps.Just. Coh. 3 and 5; cf. Classen, Tha?es, 939, 33 f. Diels, Dox.
gr., 179 (cf. also 170-1), acknowledges that the formula is derived from Aristotle's
general definition at Met. A 3, 983 b 8 f., and that it was applied to individuals
(e.g., to Anaximander) by Theophrastus. Yet he suggests that it entered the dox-
ographical vulgate through a 'biographical' intermediate source, as he often does
for things he does not like.
42) Cf. Arist. An. A 2, 405 b 1 f., partly quoted at Vorsokr.31 A 4 (however,
see Cherniss, o.e., 218 n. 3); cf. also Classen, Tha?es939, 46 f. Theophrastus, Phys.
op. fr. 1, couples Tha?es and Hippo; so also Philoponus?after Alex-
ander/Theophrastus?In Phys. p. 23, 7 f. (not in Vorsokr.)?, see P. Steinmetz, Die
Physik des Theophrastosvon Eresos (Bad Homburg etc. 1964), 344.
43) Presumably, Theophrastus derived Tha?es' anonymous predecessors from
Arist. Met. A 2, 982 b 11 f., on the origin of philosophy (then as now) from
wonder: originally, people started with the more tangible and obvious objects of
wonder, but later on they worried about bigger things, 'e.g., about the changes
of the moon and of the sun, about the stars and about the origin of the universe'.
44) It should be noted that the lack of such a sharp distinction between poets
and philosophers as to the efficient-cum-final cause (Met. A 4, 984 b 23-32; ? 8,
1074 a 38-b 14) may have contributed to blurring the issue. At any rate, the in-
vestigation of the differences in Aristotle's evaluation of the history of the material
and that of the efficient-cum-final cause would repay further study. I have made
some suggestions in Mito scienza filosofia: una questionedi origini, Quad. Stor. 10
(1984), 45 ff.
and Cleanthes even said that the best way to speak of the gods
(theology being the ultimate part of physics) is in verse57). On the
other hand, it would be unwise to assume that the Stoics were not,
in some cases, the intermediate rather than the original sources of
allegorical and similar explanations found in later commentaries
and suchlike literature. The allegorical mode of exegesis is, of
course, much older than Stoicism58). Furthermore, it cannot be ex-
cluded that Hippias' collection of parallels was used by some Stoics;
although it would not be entirely correct to say that Hippias prac-
tised allegory, his view that what is in Tha?es is already in Orpheus,
Hesiod, and Homer, is quite close to allegorical interpretation.
Hippias, as we know from the verbatim fragment preserved by
Clement59), cited, among other
things, parallels from Orpheus
and Musaeus and Hesiod and Homer', in that?undoubtedly
chronologically intended?order. It may, therefore, be not an acci-
dent that Chrysippus, in the second book of his On the nature of
the Gods', according to Cicero's summary, N.B. I 41, volt Orphei,
Musaeij Hesiodi, Hom?rique fabellas accommodare ad ea quae ipse
primo libro de deis immortalibus dixerit, ut etiam veterrimi poetae, qui
haec ne suspicati quidem sint, Stoici fuisse videantur60). For Chrysippus,
too, theology is the ultimate
part of physics61). It is therefore entire-
ly possible that at least some of Hippias' quotations were taken over
by the Stoics, and that they lived on in the professional literature
explaining the poets, or the Poet, as well as in the doxographical
accounts.
However this may be, Aristotle's all-important distinction be-
tween theology, or myth, and natural philosophy, argued at the
57) SVF I 486, 538. Cf. Mnem. IV 31 (1978), 138; EPRO 78, 135 f.
58) J. P?pin, Mythe et All?gorie(Paris 21976), 95 ff., and esp. A. Henrichs, Cron.
Ercol. 5 (1972), 25 and n. 113.
59) Vorsokr.86 B 6.
60) SVF II 1077; veterrimipoetae recalls Aristotle's words about the theologians
at Met. A 3. (I do not, of course, wish to suggest that Hippias' anthology would
have been Chrysippus' only source). Philodemus, De piet. 13 (SVF II 1078), the
parallel to Cic, loc. cit., has Orpheus Musaeus, but Homer Hesiod (inverting the
order), and adds 'Euripides and other poets'. One cannot be certain that
Euripides was quoted by Hippias, but he was, of course, a favourite of
Chrysippus.
61) SVF II 42, 1008. Cf. EPRO 78, 134 f.
62) However, at Met. ? 8, 1074 a 38 ff., his point of view is different; cf. Quad.
Stor. 10 (1984), 51 ff.
63) Cf. Quad. Stor. 10 (1984), 44 f., 54 ff.
64) A similar Fremdk?rperis Aet. 13, 12, paralleled at Theodoret. Graec. off. cur.
IV 5 (printed by Diels ad Aet. 13, 12): 'Xenophanes said the principle of all things
is earth, for he writes in his "On Nature" [Vorsokr. 21 ? 27 follows]'. However,
Diels' source for Aet. I 3, 12, is Stobaeus (I 10, 12, p. 123, 9 f. W.-H); there is
no parallel in Ps.Plutarch. But in Stob. loc. cit. a passage on Xenocrates and
Xenophanes has been interpolated into Stobaeus* account of the Ionian succession
(after Aetius: parallels in Ps.Plutarch available), and it is far from certain that
Stobaeus' little section on Xenocrates-Xenophanes (note the alphabetical order)
derives from Aetius. In the ch. on Xenophanes in Vorsokr., Diels (before Kranz;
I have checked the earlier editions) prints the Stob.-passage which became Aet.
I 3, 12, at Vorsokr.21 A 36 (second text) with the comment "aus den homerischen
Allegorien" (cf. the comparison of Stob.-Ps.Plut. Vit. Horn, at Dox. gr., 93), i.e.,
not Aetius, whereas he prints the Theodoret.-passage ibid., first text, with the com-
ment: "aus A?tios"?but Theodoretus can only be Aetius if Stobaeus is; Diels'
argument is circular. The transmission of Xenoph. Vorsokr.? 27, ? 29, and ? 33
should be investigated afresh (Steinmetz, Xenoph.-Stud., 41-5, is not sufficient).
Note that ? 27 is also in Sext. ?. X 313 (cf. supra, n. 48 and text thereto) and
in the Scholia Veteraad Iliad. VII 99, II p. 245, 40 f. Erbse (combined with ? 33).
? 33 has also been transmitted by Sextus, ?. X 314, who links it with //. VII 99;
same link, but without quotation of ? 33, in Ps.Probus In Bue. p. 343, 21 f. Hagen
and in Ps.Her. All. 22. Porphyry (ap. Philop. In Phys. p. 125, 27 f., cf. Simpl. In
Phys. pp. 188, 26-189, 1) also quotes //. VII 99, but links this with another
Xenophanes-fr., for which he is the only source (Vorsokr. 21 ? 29). Porphyry, of
course, was well acquainted with the literature on Homer.?The interpretation of
these fragments at Guthrie, o.e., 383 f., is acceptable, although he does not enter
into the problems of their transmission. Note that Aristotle Met. A 8, 989 a 5 ff.
states that earth as the element is both a popular idea and one of Hesiod; see J.
Burnet, GreekPhilosophy(London 91953), 26, and J. Jouanna, Hippocrate:Nature de
VHomme, CMG 11,3 (Berlin 1975), 128 f., whose rejection of the doxographical
vulgate, however, goes too far. Cf. also supra, n. 4, n. 36.
65) SeeJ. H. Waszink, ad loc.
Homer, but states: inque eadem sententia Homerus esse invenitur (p. 284,
17 W.).
That the pre-Aristotelian material continued to play its part
through intermediate sources is further suggested by a passage in
Plutarch, De Is. 364 D: ????ta? d? ?a? "????????spe?
Ta????
?a???ta pa?' ????pt??? ?d?? a???? ap??t?? ?a? ???es??'
t??es?a?? t??
?a? "O?ea???' "?s???? e??a?, t?? d? '?????' t?s?? ?? t??????????? p??-
ta ?a? s??e?t??f??sa?. Vorsokr. gives this text (ending at t??es?a?) at
11 A 11, third item66). We have, again, the connection between
Tha?es and //. XIV 201; Plutarch adds that Homer's view is
originally Egyptian. Now Hippias' collection of parallels also con-
tained said by ?a??????? (Vorsokr. 86 ? 6, p. 331, 17); it is
things
therefore possible that Plutarch's Egyptian parallel, just as that bet-
ween Tha?es and Homer, originally derives from Hippias67),
although the claim that the Egyptian view is older need not have
been in Hippias, and the etymology of T?thys, and the equations
Oceanus ~ Osiris and Tethys ~
Isis, I dare say, were certainly not
in Hippias. Furthermore, the divergence in the literature, both
doxographical and other, in the quotations from Homer (either //.
XIV 201 or XIV 246) is presumably best explained on the assump-
tion that Hippias' collection quoted both lines68).
To return to Aristotle: the point argued in the present paper, viz.
that Aristotle did not attribute to Tha?es more than a seminal idea
which those who came after him
exploited and further
developed
can be paralleled. In the final chapter of Soph. El., Aristotle reflects
on the development of arts and disciplines in general: "In the case