Professional Documents
Culture Documents
Awareness of Dying - Glaser e Strauss
Awareness of Dying - Glaser e Strauss
OF
IStCVAFICNS
DYING
A series edited by Howard S. Becker BY
Northw estern University
Barney G. Glaser
AND
Anselm L. Strauss
ih ^ s ih
A L D IN E PU B LISH IN G C O M PA N Y / Chicago
To
W A LTER A. G LA SER
and
M IN N IE R O TH SC H IL D STRAUSS
we were told, remarked flatly that sociologists have nothing Like all field researchers, we are especially indebted to many
useful to offer physicians. Theirs was a natural reaction to the persons who worked at the field-work locales. They are far too
invasion by outsiders of a delicate and somewhat mysterious many to cite by name, but we wish at least to express our
realm. We have not m eant to scientize this realm, nor to offer gratitude to them and their institutions: especially Moffitt Hos
commentary that would freeze and prerrtaturely professionalize pital (University of California M edical Center, San Francisco);
care for the dying by hospital staffs. O ur intent was, above all, Providence Hospital, Oakland; the Veterans Administration
to ask whether people can die socially before they die bio Hospital at O akland; the N apa State M ental H ospital; the San
logically, and what this means for hum an relationships. If our Francisco General Hospital; and Highland Hospital in Oakland.
report makes m atters easier for people who m ust live around Miss Karen M any edited and M rs. Kathleen Williams helped
the dying (and vice versa), it will only be because critical in to type first draft manuscript. Miss Bess Sonoda, our project
telligence is brought to bear on our findings and on common secretary, is the hitherto “without whom” unsung heroine of our
practices in American hospitals. Perhaps, then, hospital person manuscript; we thank her, too.
nel will not laugh quite so wryly at the anonymous lines, quoted
above, about the patient’s puzzled query of a nurse. Barney G. Glaser and A nselm L . Strauss
Awareness o f Dying was planned as the first of a series of San Francisco
four monographs resulting from a six-year research financed by
the National Institutes of H ealth (grant num ber N U 0 0 047).
The second m onograph will discuss the course, or trajectory, of
dying; and the third, by Jeanne Quint, will be titled The Nurse
Student and the Dying Patient. A fourth volume will deal with
staff-family interaction in dying situations.
The authors of Awareness of Dying are indebted to a great
many people. They wish especially to thank the third mem ber
of the project team, Miss Jeanne Quint, for her almost daily
invaluable support; also M rs. Elaine M acDonald and Miss R uth
Fleshman, who assisted in data collection during an early phase
of the project. Howard Becker, editor of the “Observations”
series in which this book appears, read our original manuscript
with an appreciative but unusually critical eye, and we wish to
thank him here. From a num ber of colleagues, we received
general support and specific commentary: among them, H erbert
Blumer, F red Davis, and Louis Schaw. Strauss appreciates his
conversations with Leonard Schatzman. We had a very useful
early exchange with Dr. Melvin Sabshin and equally useful later
conversations with several nurse educators, especially Miss
Helen Nahm, Miss Jeanne Hallburg and Mrs. M ildred M cIntyre.
Contents
PART I: INTRODUCTION
PART IV : CONCLUSIONS
Introduction
1
The Problem
of Awareness of Dying
chapters develop models for understanding and explaining meaning is not always apparent, either, to all other interactants.
problems of awareness of dying which will be useful to both Again this situation contrasts with some other awareness situa
medical practitioners and sociologists. The analysis in each tions where a single sign (say, dark skin) is likely to be
chapter is carried on according to the prescriptions of the aware Interpreted specifically by most interactants ( “race” ). These
ness context paradigm, but not with the same organization. They different features of different awareness situations suggest the
are organized, rather, by the substantive issues of the problem generality of “awareness context” as a concept. We shall de
under consideration. Thus these chapters show our theory velop this theme of generality in the closing chapter of this
applied to substantive issues. In P art IV we consider some book. Initially, it is enough to say that the hum an condition is
implications of our general analysis for nursing and medical »uch that m en often act without full surety of knowing one
care and for awareness and interactional theory. another’s true identity. Action proceeds on faith, and on the
In so arranging our book, we hope to link together our basis of canniness and tactics, as well as on m utual under
dual com m itm e n t to practical and theoretical affairs. Surely standing of motives and statuses.
we shall not have said all there is to say— indeed not all we
ourselves have to say— about dying in American hospitals. But SOCIAL O R D E R AND T H E
we hope that our account will help establish surer ground ANALYSIS O F IN T ER A C TIO N
than now exists for understanding the social-psychological Other sociologists have duly taken into account this phe
dim ensions of terminal care, as well as contribute to sociological nomenon of problem atic identity, o r assumed its existence,
theory. but few of them have analyzed awareness of identity and inter
It will prove useful to note a few general features of aware action in detail. Some theorists (Simmel, Cooley, M ead,
ness contexts in the dying situation as they contrast with other Icheiser, Goffman and Davis) have written in detail about
situations involving the problem of awareness. O ther features awareness and consequent interaction, but generally there has
will be noted in succeeding chapters. First, unlike some secrets been little theoretical cognizance of either the structural con
that may be kept or disclosed, a m an’s approaching death is text within which types of awareness occur, or the structure
almost certain to be bad news to him when and if he learns of the awareness context itself. As a result, they have tended to
of it (unless he is very old or in tremendous p ain ). Conse restrict their range in considering the problem of awareness.
quently, the stakes involved in this particular awareness are Their characteristic theoretical perspectives and concerns may
very high. F o r the staff, the stakes are also frequently high, have led them to focus on one or two types of awareness:
because of various reasons soon to be detailed. Second, the George M ead’s concern with the implications of m utual under
Hying situation involves a single individual (the patient) who standing is a good example. O r a writer’s ideas m ay be directly
is pitted against a group of others (the staff). Each staff affected by the particular kinds of data with which he has
member usually acts as a group representative when interacting worked.10
with the patient. This situation can be contrasted with spy Our own approach to the problem of interaction is much
dramas, where spies and counterspies, on both (o r even more affected by a set of convictions about the maintenance of social
than tw o) sides, all belong to teams. Third, the signs of the order. Concerning social order, N orton Long, a political scien-
patient’s terminality are not always visible to him , and, if " See “Awareness Contexts and Social Interaction," op. cit., for full
visible, may not usually b e very meaningful to him. Their discussion.
14 PART o n e : in t r o d u c t io n The Problem of Awareness of Dying 15
tist, recently wrote that there is a sociology of John Locke we are cognizant of rules but are principally interested in
and a sociology of Thom as Hobbes: the one emphasizes a analyzing interaction in terms of its open-ended and prob
realm of stable unquestioned values underlying the social order, lematic character. R ather than focusing on interactional stability,
and the other, the highly problematic character of social order.11 we shall be preoccupied in this book with changes that may
George M ead earlier rephrased the Hobbesian view by noting occur during the course of interaction. However, relatively stable
that social changes occur constantly; he argued that the hum an or purely repetitive interaction also demands analysis beyond
task is “to bring those changes about in an orderly fashion,” detailing the governing regulations: that is, one m ust also
to direct change so that it is not chaotic, or in H obbes’ language, consider the tactics sustaining that stasis which constantly is
anarchistic.12 O ur version, which combines both views of this subjected to change and unforeseen consequences; one must
overdrawn dichotomy, is that the bases of social order must combine both the rule and the “working at” basis of social
be reconstituted continually, m ust be “worked at,” both ac oMer. Thus, in our account of the interaction that centers
cording to established values and with the purpose of establish around dying patients, we shall be interested not only in the
ing values to preserve order.13 The maintenance of social order, social regulations and other structural conditions entering into
whether in society, organizations, groups o r interaction, we the interaction, but also in the tendency for interaction to move
believe, turns about handling relatively unforeseen consequences out of regulated social bounds and into new interactional
in this twofold manner. modes.
O ur assumptions about social order have naturally lead
us to explore the developmental possibilities of interaction,
though our assumptions need not be accepted to legitimate this
aim as of immense sociological importance. In his recent Be
havior in Public Places, Erving Goffman analyzed interaction
in term s of the social regulations that subtly govern it and
m ake it the genuine embodiment of social o rd e r;14 in contrast,
11 “The Political Act as an Act of Will,” American Journal of Soci
ology, 69 (July 1963), pp. 1-6.
11 “The Problem of Society—How We Become Selves,” Movements
of Thought in the Nineteenth Century (Chicago: University of Chicago
Press, 1936), pp. 360-61. See also Herbert Blumer, “Society as Sym
bolic Interaction,” in Arnold Rose (ed.), Human Behavior and Social
Processes (Boston: Houghton Mifflin, 1962), pp. 179-192.
u For an analysis of “working at” social order, see Anselm Strauss,
Leonard Schatzman, Rue Bucher, Danuta Ehrlich, and Melvin Sabshin,
“The Hospital and Its Negotiated Order,” in Eliot Freidson (ed.), The
Hospital in Modern Society (New York: Free Press of Glencoe, 1964),
pp. 147-169; also by Strauss et al.. Psychiatric Ideologies and Institu
tions (New York: Free Press of Glencoe, 1964), pp. 292-315.
“ Erving Goffman, Behavior in Public Places (New York: Free
Press of Glencoe, 1963). For our contrasting view, see Anselm Strauss,
Mirrors and Masks (Chicago: Free Press of Glencoe, 1959), especially
the section on “Self-appraisals and the Course of Action,” and “Inter
action,” pp. 31-88.
Expectations of Death: A Problem in Social Definition 17
of Death: A Problem in laughed at my rem ark and insisted that all persons
present were Negroes. Some Negroes are so fair, they
told me, that only Southerners, who know them by life
Social Definition long intimate association can distinguish them from
whites. I insisted and pointed to M r. W alter White, the
secretary of the N.A.A .C.P. and some other “white”
Negroes, and actually succeeded in drawing an acknowl
edgment that he and some other men (who I knew were
The issue discussed in this chapter is basic to all discussions all Negroes) were, indeed, white upon closer observa
of interaction: How do the interacting persons come to define tion. One of my interlocutors went to have a closer look
at the persons I had pointed out, and came back and
both themselves and others as interactants— and how do they
confirmed authoritatively that they were indeed white.
m ake redefinitions, if necessary, as the interaction continues? “There are some ‘nigger lovers’ in the N orth and we
As it pertains to the dying patient, the question is how hospital have a few down here, too,” he com m ented.1
personnel come to see the patient as due to die within some
approximate time period, and how they define their status and The whites first saw the passengers as Negroes primarily be
sometimes their “selves” in their relations with this patient. cause of skin color, and then misperceived some as “whites”
The patient m ust do the same with them, in reverse, even if for the same reason. This imperious role of skin color in
he never discovers their true definitions of him. American race relations was brought home recently when a
Some years ago the Swedish social scientist G unnar M yrdal, white journalist, John Griffin, ingeniously changed his skin
in his book about race relations in the U nited States, remarked color and passed as Negro without once being challenged by
upon the importance of criteria, in this instance especially a either southern whites or Negroes.2 Griffin’s passing seems
cinglp criterion, skin color, for defining statuses. H e writes: even more ironic in light of a rem ark by a young sociologist,
unaware of the book, that a white sociologist could not study
I had once another experience which throws light cm the Negro social relations in depth because he could not pass as a
same problem. . . . T he N.A .A .C.P. had, in 1939, their Negro— both Negroes and whites would discover who he really
an n u al convention in Richm ond, Virginia. I visited the was.
mmrings and took part in a boat excursion which ended But in most cases a single criterion rarely is the basis
die convention. O n board I approached a group of offi for interactional definition. The complexity of the process of
cers and crew (w hites) who held themselves strictly
making definitions in interaction will become clear in our discus
apart, looking on the Association members who had
crowded their ship for the day with an unmistakable sion of the specifics of defining dying patients.
Hihrtnrf- of superiority, dislike, em barrassm ent, interest
and friendly hum or. . . . I told them that I was a 1Gunnar Myrdal, An American Dilemma (New York: Harper and
Bros., 1944), Vol. 1, p. 68.
stranger who by chance had come on the boat, just for 'Jo h n Griffin, Black Like Me (Boston: Houghton Mifflin Co., 1960).
16
PART o n e : in t r o d u c t io n
18 Expectations of Death: A Problem in Social Definition 19
(2 ) certain death at an unknown time, (3 ) uncertain death
DIA GNOSIS AND PROGNOSIS AS b u t, -tmiiB r a ^ ^ r t K e ' question will be resolved, and
D E F IN IT IO N A L QUESTIONS (4 ) uncertain death and unknown time when the question
will be resolved. As we shall show later, these types of ex
W hen a patient enters a hospital, one of the m ost im portant pectations have varying effects on the interaction of participants
initial questions is “what’s the diagnosis?” This question is in the dying situations.
n o less im portant when the patient is fated soon to die, unless
death is so imminent that diagnosis is meaningless. W hat is ESTABLISHING EX PEC TA TIO N S O F D EA TH
done to and for most patients depends mainly on the answer
to the diagnostic (and its allied prognostic) question. M odem Anyone may read the medical signs and draw his own
hospitals are organized to insure a relatively speedy answer. conclusions, the terminal patient included. But in American
If diagnosis is uncertain, then additional diagnostic soundings hospitals, the attending physician is the only one who can
are typically made, and the course of the illness itself, during legitimately define the patient’s condition, because of his pro
the next few days, may prom pt more accurate answers. fessional expertise and the professional mandate that he be
From a sociological perspective, the im portant thing about medically responsible for the patient. Ordinarily, only he may
any diagnosis, whether correctly established or not, is that it tell patients that they are dying. U nder extraordinary conditions,
involves questions of definition. Even with a known terminal nurses tell patients or relatives directly, but this is not the
patient, another im portant question— how fast he will die— usual practice. (The physician’s problems in reading the medical
m ust still be determined. M any a hospital patient poses for the signs correctly will not concern us here, though it is worth
staff both questions simultaneously: Is this patient going to noting that uncertainty in medical diagnosis and prognosis, and
die here, a n d wheat? T he first o f these questions refers to “ un the need to train young physicians to manage it, has produced
a special literature.3)
certainty of death” while the second refers to “tim e of death.”
E ven m ore specifically, let us say that certainty o f death means Nurses m ust also correctly assess whether the patient is
the degree to which the defining person (phyacnan, nurse, or dying and when he will die. To m ake those assessments is
even the patient him self) is convinced th at the patient will die. often no easy matter. In forming their expectations, the nurses
L et us say th at tim e o f death means the expectation of either may rely cm their own reading of cues— how the patient looks
( a ) when th e Certain death will occur, o r (b ) when the un and acts, what his charts report about him— as well as on cues
certainty abqpt death will be resolved. Tune units can be from •Talcott Parsons, The Social System (New York: Free Press of Glen
m inu tes to m onths, varying with the nature of the illness and coe, 1951), pp. 447-466; Ren6e Fox, ‘Training for Uncertainty,” in
Robert K. Merton, et al. (eds.), The Student Physician (Cambridge:
the patient’s location in the hospital. F o r example, on emergency Harvard University Press, 1957), pp. 207-241; Ren6e Fox, Experiment
wards only a few m inutes m ay pass before it is known for Perilous (New York: Free Press of Glencoe, 1959), see index on
certain whether a patient will live. A bout prem ature babies, page 262 for diverse sources; Fred Davis, “Uncertainty in Medical
Prognosis,” American Journal of Sociology, 66 (July, 1960), pp. 41-47;
nurses usually think o f death in term s o f hours o r a few days Fred Davis, “Definitions of Time and Recovery in Paralytic Polio
a t m ost; while for cancer patients, th e tim e unit may bem onths. Convalescence,” American Journal of Sociology, 61 (May 1956), pp.
382-587; Julius A. Roth, Timetables (Indianapolis: Bobbs-Merrill,
In com bination, certainty and time yield four types of 1963); and Howard S. Becker, Blanche Geer, E. C. Hughes, and An
“death expectations:” ( 1 ) certain death a t a known time, selm L. Strauss, Boys in White (Chicago: University of Chicago Press,
20 PART o n e : in t r o d u c t io n Expectations of Death: A Problem in Social Definition 21
flashed, perhaps unwittingly or obliquely, by the doctor. Some the patient; if relatives are not on hand they are sent a wire
times they also receive direct information from the doctor; stating that “Y our (kin) has been put on the seriously ill list,
typically, they trust this source m ore than their own individual please come at once.” The physician then has a talk with the
or collective reading of cues, though of course the reverse family, while social workers and the chaplain drop in to help.
may be true if they are experienced nurses and the doctor To be sure, medical personnel at this hospital are reluctant
seems inexperienced, incompetent, or not well acquainted with to initiate all this activity by formally indicating the patient’s
the case. Sometimes the cues are so obvious that the physician Impending death, and they wait until the last mom ent to put
needs to say little o r nothing. So, although the most legitimate patients on the critical list. Paradoxically, the nurses therefore
source for forming death expectations is the physician, the must work longer with cues unless given explicit information
nurses also observe cues constantly. by the doctor.
Doctors vary considerably as to whether they give nurses Two principal types of cues that can be read by the nurses
a legitimate basis for death expectations. ( “The doctor may or are the patient’s physical condition and the tem poral references
may not tell us a patient is critical. We decide. They expect us made either by themselves o r the medical staff. Physical cues,
to use our beans.” ) It is unusual for a nurse to ask the doctor ranging from those that spell hope to those that indicate im
directly, but there m ay be an implicit understanding that he mediate death, generally establish the certainty aspect of death
will tell her, or she can hint that he should tell her or give expectations. Tem poral cues, however, have many reference
her cues. H e may tell h er obliquely at first, but more directly ( points. A m ajor one is the typical progression of the disease,
later when the patient nears death. In one Catholic hospital against which the patient’s actual m ovement is m easured (he
a nurse told us, “There is no formal declaration that a patient ll “going fast” o r “lingering” ). A nother is the doctor’s ex
is terminal. Sometimes a doctor will tell the nurse, but usually pectation about how long the patient will remain in the
you just pick it up.” She added: “If the doctor knows that a hospital. F o r instance, one patient’s hospitalization was “lasting
patient is going to die, I prefer to know it.” This nurse wants longer” than the short while anticipated by the physician. Work
legitimate expectations, but she is forced to rely mainly on schedules also provide a tem poral reference: nurses adjust their
cues. Sometimes nothing much needs to be said, as when a expectations according to whether the patient can continue
cancer patient who has returned often to the service returns being bathed, turned, fed, and given sedation regularly. All
now in obviously critical condition, and everyone, residents llich references pertain to the tem poral aspect of dying; that
and nurses alike, agree that “this is the last time.” Sometimes ll, to how long the patient is expected to live.
the cues are as explicit as words might be, as when a feeble Because physical cues are generally easier to read, and their
patient who still seems to have a chance to live is taken off presence helps to establish some degree of certainty about dying,
intravenous blood injections. temporal cues are rather indeterminate when the physical ones
In some hospitals, the doctor is required to deal with the • I t absent. The patient m ay die “sometime” o r “at any tim e.”
uncertainty dimension by putting the patient on a critically, As both types of cues accumulate, they m ay support each other;
dangerously or seriously ill list, or by including that information for example, as a patient’s condition becomes m ore grave his
on an admission card. A patient’s appearance on such a critical hospitalization grows longer. But physical and tem poral cues
list initiates m any activities. In one veterans’ hospital, for Qan also cancel each other: thus, an unduly long hospitalization
example, families are allowed to stay around the clock with ••n be balanced or even negated by increasingly hopeful physical
22
PART o n e : in t r o d u c t io n Expectations of Death: A Problem in Social Definition 23
cues. W hen cues cancel each other, nurses can use the more are less dependable but operate in conjunction with the other
hopeful one (he is going home sooner than expected) to balance cues just mentioned.9
o r deny the less hopeful (he looks b ad ). As physical and
tem poral cues accumulate faster and become more severe, they C H ANG ING EX PEC TA TIO N S
become harder to deny, and the expectation of death is gradually
We shall leave, for later pages further references to the
more firmly established. patient s definitions of his condition and turn now to ways in
A bout the patient’s own expectation of death we shall have
which expectations of a patient’s death may change.
much to say in succeeding chapters. H ere we need note only
Nurses’ definitions of the patient’s illness status— that is,
the most general sources of his expectations. The m ost im
their expectations— affect their behavior toward him. There
peccable source is the physician himself, who may choose to
fore, the mom ent when their expectations change is significant.
announce directly “you have little chance to live” or “your
For example, even when the 'physician’s cues imply that the
disease is fatal.” However, as noted in C hapter 1, American
patient is doomed, as when he stops blood transfusions, the
physicians very infrequently m ake such announcements. M uch
nurses may still not be absolutely sure that the implied predic
m ore frequently they drop gentle, oblique references, relying
tion is accurate. They m ay not lower their levels of alertness
on the patient’s willingness to read those references correctly—
or reduce their effort to save the patient. They may say of the
but if he chooses to ignore their sombre meaning, then physi
patient, as one nurse did, “ If he comes out of it, we’ll work
cians assume that the patient really does not wish to confront
on him. H e only has to give us the slightest cue.” Since the
the fact of his own death.4 doctor has said nothing official, even nurses who believe the
Besides the physician’s word, what else can the patient
patient is dying can still give him an outside chance and stand
depend on if he does want to know his fate? If one were to
ready to save him. They remain constantly alert to countercues.
write a set of directives for such a patient it would go as fol
“Everybody is simply waiting,” said one nurse. If the doctor
lows: A part from making your physician tell you, listen care
had indicated that the patient would die within the day, nurses
fully to what the staff says about you. Listen carefully also to
would have ceased their constant watch for countercues and
anything the medical or nursing personnel may tell you,
reduced their efforts to save him, concentrating instead on giving
obliquely, about your condition; for sometimes they flash cues,
comfort to the last, with no undue prolonging of life. Thus,
perhaps knowingly or perhaps unwittingly, about you. And do
the nurses’ changing expectations can have considerable impact
not forget that you can sometimes force m ore cues out of the on their care of dying patients.6
staff members; by being canny and clever, you can catch them
* For a book length discussion of how one type of patient may sur
unawares. M any patients, of course, figure out for themselves vive in a hospital with the aid of sociological knowledge see Julius A.
such methods for discovering what the staff knows. In addition, Roth, Handbook for Tuberculosis Hospital Patients or How to Survive
they can attem pt to read the physical cues in their own bodies. Ike Treatment (Mimeo: April, 1963). Much of the discussion in our
book on awareness could also be written as a hand book of prescrip
These are sometimes unambiguous enough to be read correctly tions to patients on how to cope with the hospital organization, the
by very aged patients or patients with chronic retrogressive staff and the medical rigors of dying, in order to bring one’s life to a
close in a more satisfying way than often allowed by medical treat
diseases. Again, as with the nurses themselves, tem poral cues ment, staff and hospital organization.
‘ Chapters 11, 12 and 13 examine in detail the effects of changing
4 This topic of disclosure to patients by doctors is taken up in detail expectations on medical care, nursing care, and on 'the nurse,
in Chapter 8. respectively.
24 PART o n e : in t r o d u c t io n Expectations of Death: A Problem in Social Definition 25
The changing expectations of nurses and physicians actually alternation may occur sufficiently often to cause stress among
m ap out the patient’s changes of status. M any patterns of family members and hospital personnel. Whenever the patient
“status passage,” 7 with typical rates of movement, are well genuinely starts to fade, the nurses may call the family, for
known. A classical pattern is the lingering patient: he is certain as one nurse said, “If you do not call the family and the
to die, but when he will do so is unknown and he does not patients die, that’s wrong.” The family members arrive for
die for some while. On one cancer ward we studied, an all- their last look at the dying man, but he begins to linger. They
too-typical sequence of expectations for the lingering patient finally leave saying, “please call us again” when he begins to
ran the gamut of various stages of determ inancy: from original die. Family and nurses may go repeatedly through this stressful
prognosis of certain death but uncertain time, through the weeks cycle.8 The physician and chaplain may also be affected. Changes
when the patient began obviously to decline, to the time that in the activities and moods of the various participants are thus
his precise time of death finally became relatively certain. O f linked with this vacillating pattern, and the nurses’ typical mood
course, before the final decline takes place, such patients may is relief when at last they can forecast the end of the unusual
alternate between hospital visits and periods at home. Often lingering.
the nurses feel that a lingering patient is taking more time In contrast, some patients are the focus of what is com
than is proper, because there is really no hope for him. (In monly known in the hospital as “heroics” ; that is, speedy and
this sense, even an unknown time period has limits.) all-out attem pts to stave off death. Patients on emergency, pre
A patient expected to die on time, bu t who suddenly begins mature baby, and intensive-care units sometimes are the recip
to recover slightly o r to linger— the short-term reprieve pattern ients of such heroic measures. (So are patients who are deemed
— can cause problems for nurses, family, physicians, and hos especially valuable: extreme cases being Dr. W ard of the
pital administrators. H ere is an example: one patient who was recent British political scandal and a famous Soviet scientist
expected to die within four hours had no money, but needed who has been saved repeatedly through heroic hospital meas
a special m achine during his last days. A private hospital, at ures.) Heroic measures signify uncertain prognosis, which will
which he had been a frequent paying patient for thirty years, be quickly resolved, with an appropriate change in staff ex
agreed to receive him as a charity patient. H e did not die pectations.
im m ediately but started to linger indefinitely, even to the point The two extremes tow ard which patients may progress are
where there was some hope that he might live. The money either getting well or being certain to die at a specific time,
problem, however, created much concern among both his family but the nurses and physicians may have other intermediate
members and the hospital administrators. Paradoxically, the expectations for a given patient who leaves the hospital. He
doctor had continually to reassure both parties that this patient, may have arrived with uncertain prognosis, but been sent home
who actually lasted six weeks, would soon die; that is, to try diagnosed as cancerous: certain to die, but “when” is quite
to change their expectations back to “certain to die on time.” unknown. The prognoses of more puzzling cases m ay be un
A nother pattern, which may be called the vacillating pat certain on both counts.
tern, is a variation on the short-term reprieve. The patient The staff may be surprised by unexpected changes in the
alternates from “certain to die on time” to “lingering.” The expected passage of patients toward death. Am ong the most
’ Barney G. Glaser and Anselm L. Strauss, “Temporal Aspects of
Dying as a Non-scheduled Status Passage,” American Journal of • Chapters 9 and 10 focus on the changing expectations of the
Sociology (June, 1965). family.
26 PART o n e : in t r o d u c t io n
rather more complicated. Trust does not arise automatically; that arouse his suspicions about his condition. Inevitably he
it m ust either be part of the history of a particular relationship wonders about, and requires explanation for, a host of events:
or it m ust be earned. Furtherm ore, once earned it m ust be Why is he given certain treatments o r exposed to certain tests
m aintained. The importance of keeping trust can be seen in and procedures? Why is he moved from one room to another?
the dilemma of an unaware patient who has long placed trust Why has one more physician dropped into his room to examine
in a particular physician, but whose suspicions have now been him? Why is he not getting better m ore quickly? H e wants
aroused by some incident or remark. Can the m an still be answers to questions stimulated by various events even when
trusted in this new domain, trusted not only to “pull me he does not in the slightest suspect their true significance.
through my illness” but “to tell me the worst?” In general, The staff members usually hasten to give him reasonable
the physician and others m ust not arouse any suspicion by interpretations of those events. Frequently they even offer
their words and actions that they are concealing knowledge interpretations before he requests them, because they calculate
about terminality. They must not even seem to fail in giving he may otherwise secretly suspect the real meanings of those
honest answers to any questions that might touch upon termi events. Their interpretations may be intentionally incorrect or
nality. W hen staff members succeed in acting convincingly, only partly correct— if they feel that a correct one will po
the patient accepts their account of his future biography as tentially or actually reveal terminality to the patient. Thus,
accurate, or at least as accurate as they know how to make it. many of their interpretations are m eant to mislead him. Of
course a correct interpretation is offered when the staff member
judges it will neither disclose n o r arouse suspicions of termi
ASSESSMENT M A N A G EM EN T
nality.
To sustain the unaware patient’s belief in their version of A patient near death, for instance, may be moved to a
his future biography, the staff members m ust control his assess special space or room, but is informed that this move is only
ments of those events and cues which might lead him to suspect to permit more intensive care. A patient may even be sent home
or gain knowledge of his terminality. Their attem pts at managing to die on request of his family, but his discharge from the hos
his assessments involve them in a silent game played to and pital is explained in quite other terms. Occasionally the physician
around him ; during which they project themselves to him as will give a patient an incorrect or incomplete diagnosis to
people who are trying to help him get better, or at least to explain his symptoms— as in one instance when a patient was
keep him from getting worse. They must be sufficiently com discovered, through a diagnostic operation, to have incurable
m itted to this game, and sufficiently skilled at it, not to give cancer of the pancreas but was sent home with a diagnosis of
it away. Their advantage is that they can collaborate as a diabetes and given instructions in the use of insulin. If the
team, sometimes a very experienced one, against an opponent patient believes that he has taken a tu rn for the worse, or at
who, as noted earlier, has ordinarily not m uch experience in least is not improving, staff members are ready with reasonable
discovering o r correctly interpreting signs of impending death, answers that are m eant to mislead him. A t the very least, certain
and who is usually without allies. of his symptoms m ust be explained away, discounted, as sig
Though the staff’s explanations of his condition initially nifying something much less alarming than they appear to him.
may seem convincing to the unaware patient, and though he Sometimes the physician warns him of anticipated symptoms,
may greatly trust the staff, he may begin to see and hear things discounting them in advance. The physician and the nurses
36 PART t w o : t y p e s o f a w areness c o n tex ts Closed Awareness 37
may also go out of their way continually to reassure him that identities, conveying to the patient that he is not expected to
things will turn out “ all right,” and indeed are “coming along die.
fine.” They will fabricate, hint at, or suggest favorable prog In addition to all these devices, other techniques reduce
ress. Nurses especially compare the patient’s condition, and cues that might arouse the patient’s suspicion. Space is care
his progress, with that of other patients they have known (in fully managed, so that talk about him occurs away from his
cluding themselves), thus suggesting reasons for optimism. If presence. If a nurse believes h er involvement with, or sadness
the patient asks the nurses “Am I going to die?” as occasionally about, the patient might give the secret away, she may move
patients do without even real suspicion, they refer him to his quickly outside his visual range. She may even request an
physician for an answer ( “Have you asked your physician?” ), assignment away from him. Possibly revealing cues are also
or change the subject without answering the question, or turn reduced by decreasing the time spent with the patient. Personnel
it aside with a stock answer (for instance, “We all have to who fear that they may unwittingly disclose something m ay
go sometime” ). W hen a patient asks the same question of the remain with the patient very little, or choose to work on his
physician, the latter may simply lie. body rather than talk much with him. They may keep tabs on
The staff members also use tactics intended to encourage his physical condition by popping in and out of his room, but
the patient to m ake his own interpretations inaccurately opti thereby keep conversation at a minimum. Sometimes, when
mistic. They will comment favorably on his daily appearance, the patient is extremely close to death but there is nothing
hoping he will interpret their comments optimistically. Some much to be done for him, staff members tend to go no farther
comments are downright misrepresentations and others are than the doorway. If the patient becomes genuinely comatose,
ambiguous enough to be misread easily. Staff members will nurses or aides can again circulate freely in the patient’s room.
attem pt to establish a m ood consonant less with terminality The disclosing cues are minimized m ost subtly by reducing
than with “things are not so bad even if not yet better.” They the range of expression and topic. The face can be m a n a g e
also practice a sleight of hand, like magicians, drawing the so as to minimize the dangerous cues it conveys; hence the
patient’s attention away from a dangerous cue by focusing conventionally bland or cheerful faces of nurse and physician.
his attention on an innocent one. They raise false scents, some A less obvious mode of minimizing such cues is to censor and
times displaying elaborate interest in the symptoms he himself select conversational topics. Staff members, for instance, steer
brings up for consideration. The physician may even put on conversation away from potentially revealing subjects and
diagnostic dramas for him, sending him for irrelevant tests. A toward safer ones. They may talk, especially, about the rela
certain am ount of conversation with him about his imminent, tively straightforward meanings of procedures being used on
or eventual, return hom e may occur; and his own reading of the patient’s body, providing those meanings are not revealing
physical and tem poral cues that represent progress to him One aspect of talk that personnel are cautious about is
may be supported. There is also what one might call a “ socia its present-future orientation. W hen a patient is defined as
bility shield,” o r conversation that circumvents disclosure; certain to die within a few days, nurses tend to focus their
during this conversation, personnel carry on as if the entire conversation with, him on. the immediate . present, discussing
situation were quite normal. With such interactional devices, such m atters as current doses of medication for pain relief
the staff simultaneously projects their own trustworthy medical or other topics relevant to his comfort. But if they do not antici
38 PART TWO: TYPES OF AWARENESS CONTEXTS Closed Awareness
pate death for some time, then they will extend the temporal tight control over their reactions. Although the staff’s control
range implied in their talk. One nurse thus said, before leaving is not always fully conscious, it is no less real.
for a weekend, “ See you next week.” A nother told a patient Finally, because the patient is usually in contact with many
that he would need another X ray in two weeks. Similarly, they staff members during each day, his suspicions of terminality
talk about blood tests to be done next week, or about the may be aroused if they do not give consistent answers to his
family’s impending visit. One young nurse told us that she questions or if their behavior yields him inconsistent cues. So
used to chat with a young patient about his future dates and they m ust strive for consistency. But if he queries any incon
parties, but that after discovering his certain and imminent sistency, then the staff members m ust offer him reasonable
death, she unwittingly cut out all references to the distant interpretations to explain away the “apparent” inconsistency.
future. It is not easy to carry on a future-oriented conversation
without revealing one’s knowledge that the conversation is, in FROM CLOSED TO O T H E R AW ARENESS CONTEXTS
some sense, fraudulent, especially if the speaker is relatively
Inherently, this closed awareness context tends tow ard
inexperienced.
Instability, as the patient moves either to suspicion or full
Staff members, again especially if they are inexperienced,
•wareness of his terminality. The principal reasons for the
m ust also guard against displaying those of their private
Instability of closed awareness require only brief notation, as
reactions to him and to his impending death as might rouse
they have already been adum brated. First, any breakdown in the
the patient’s suspicions of his terminality. F or instance, young
structural conditions that make for the closed awareness con
nurses are sometimes affected by terminal patients of their own
text may lead to its disappearance.9 Those conditions include
age whose deaths become standing reminders of their own
the physician’s decision not to tell the patient, the family’s
potential death. ( “I found . . . that the patients who concerned
supporting agreement, and the tactful silence of other patients.
me most when they died were women of my own age. . . .” )
For example, such a break occurs repeatedly at one Veterans
Identification of this kind is quite common, and makes more
Administration hospital we studied, where patients who are
difficult the staff members’ control of their behavioral cues.
eventually judged to be hopelessly terminal are sometimes asked
Their reactions to the patient’s “social loss 8 can also be
whether they would care to become research subjects and re
revealing. In our society, certain values are highly esteemed—
ceive medication that might prolong their lives.
among them youth, beauty, integrity, talent, and parental and
Some unanticipated disclosures or tip-offs, stemming from
marital responsibility— and when a terminal patient strikingly
Organizational conditions, can also occur. The staff members
embodies such values, staff members tend to react to the
Who work in emergency rooms in hospitals need to be espe
potential or actual loss to his family o r to society. B ut such
cially careful in controlling their facial surprises or immediately
reactions m ust not be allowed to intrude into the fictionalized
future biography that is directly and indirectly proffered to * Catholic practice of giving the sacrament requires calling in a
the patient. Since personnel tend to share a common attribution priest prior to possible death, and this may function as an announce-
jnent to the dying patient. But non-Catholics probably need to be told
of social value, that intrusion is quite possible unless they keep lhat this is done only to insure that the patient does not die without
IlM sacrament. If he recovers, whether to live for many years or merely
•Barney Glaser and Anselm Strauss, “The Social Loss of Dying ■ays, then he may receive the sacrament once or perhaps several times
Patients,” American Journal of Nursing (June 1964), pp. Igaln.
40 PART t w o : t y p e s o f a w areness c o n tex ts Closed Awareness
compassionate distress when suddenly confronted by obviously of rehabilitation programs because they do not anticipate being
dying patients, often the battered victims of accidents caused cured, so a terminal patient may refuse a medicine, a machine,
by others’ carelessness. Staff members’ control in these in an awkward position o r an inconvenient diet.10 To accomplish
stances is not always successful. O n other hospital services, her task, the nurse may have to hint at the extreme seriousness
rotation of nursing staff may bring the patient into contact of her patient’s condition, hoping that he will get the point
with new persons who do not always know of his terminality just long enough for her to complete the procedure. But if this
or who have not been coached properly in die history of how tactic works, it may then also stimulate an attem pt by the
the staff has conducted itself in die presence of this p atien t patient to discover what is really happening to him. The staff
Even the daily shift carries hidden dangers. F or instance, the then must redouble its assessment management. F o r instance,
doctor may inform the day .shift that his patient is dying, but the nurse who alarmed him m ust immediately assure him that
unless specific measures are taken to transmit this information he has interpreted her words incorrectly— but she m ay not be
to the night shift, the patient may be cared for by personnel wholly or at all successful. The physician can also have prob
not sufficiently alert to the dangers of unwitting disclosure. This lems when explaining to his patient why he must undergo
danger is especially grave when the patient is worried about certain additional treatments, tests and operations, or why he
certain new symptoms. needs to return to the hospital “for a while.”
New symptoms understandably are likely to perplex and A t times, moreover, a patient may be unable to cope with
alarm the patient; and the longer his retrogressive course, the his immensely deteriorating physical condition unless nurses
more difficult it becomes to give him plausible explanations, interpret that condition and its symptoms to him. T o do this,
though a very complicated misrepresentational dram a can be nurses may feel forced to talk of his dying. Not to disclose
played for his benefit. Even so, it becomes somewhat more at this desperate point can torture and isolate the patient, which
difficult to retain the patient’s trust over a long time. W hen runs counter to a central value of nursing care, namely to
a patient’s physical symptoms become compelling, sometimes make the patient as comfortable as possible. Similarly, the
he can force nurses into almost an open admission of the truth. physician’s inaccessibility may force nurses to disclose the
Not to hint at, o r tacitiy adm it to, the truth would be to risk truth in order to do something immediately for, or with the
losing his trust altogether. So it is not unknown for the staff patient.
to “snow a patient under” with drugs as he nears death, partly The danger that staff members will give the show away by
to reduce his suffering (and perhaps their ow n) and partly to relaxing their usual tight control also increases as the patient
reduce the likelihood that finally he will correctly read the nears death, especially when the dying takes place slowly. F or
fateful signs. Indeed, sometimes a race with time occurs, there instance, concerned personnel will continually pause at the
being some question whether the patient will die, or at least patient’s door, popping their heads into his room to see how he
become comatose, before he becomes -suspicious or aware of Is— or if he is still alive. Sometimes a patient very close to death
his terminality. will be given more privileges because of simple compassion
A nother threat to closed awareness, closely linked with for him (like permitting him to eat previously denied favorite
retrogressive physical symptoms, is that some treatm ents make foods or to take an automobile ride or even to return home
little sense to a patient who does not recognize that he is
dying. Just as many polio patients will not take full advantage 10 Cf. Fred Davis, “Uncertainty in Medical Prognosis,” American
Journal of Sociology, 66 (July 1960), p. 45.
Closed Awareness
42 PART t w o : t y p e s o f aw areness c o n tex ts 43
perm anently); occasionally this can cue him into suspicion touching on a contrasting situation. In her book Experim ent
awareness. The staff will also sometimes relax their guard Perilous, Renee Fox has described a small research hospital
when they believe the patient is too far gone (physically dazed, whose patients recognized their own inevitable terminality be
comatose, or senile) to understand what would otherwise be cause that was why they were research patients.11 Death was
revealing cues o r downright disclosing conversations— but he an open and everyday occurrence. Patients could talk fam iliarly
to each other, about their respective fatal conditions, as well as
may be sentient enough to understand.
This last set of conditions brings us to the question of to the staff members. Various consequences seemed to flow
whether, and how, personnel actually may engineer a change from this generally open situation, including the following:
of the closed awareness context. F o r instance, a physician may Patients could give each other support; and the staff could
drop hints to the patient that he is dying, giving the information support patients. Patients could even raise the flagging spirits
gradually, and hoping that eventually the patient will compre of the staff! From their deathbeds, they could thank the physi
hend the finality of his medical condition. Nurses have so often cians for their unstinting efforts and wish them luck in solving
confided to us that they hoped certain patients were really their research problems in time to save other patients. They
aware of impending death that we can be sure they have could close their lives with proper rituals, such as letter writing
signaled, however ambiguously, to such patients, especially when and praying. They could review their lives and plan realistically
the latter are well beloved and the nurses can see no good for their families’ futures. All these various possibilities, avail
reason why they should not be prepared for death even though able to aware patients in the open awareness situation, are of
the physicians choose not to tell. The true situation can be course not available to unaware patients in the closed awareness
situation.
deliberately conveyed to a patient by facial expression, by
carefully oblique phrasing of words, or merely by failure to When patients are kept unaware of their terminality, then
reassure him about his symptoms and prognosis. And of course other consequences emerge. Since the unaware patient believes
the family members may occasionally signal or hint at the he will recover, he acts on that supposition. H e may often be
dreadful truth. Indeed, when the family actually knows the extremely cooperative with physicians and nurses because he
truth, the hazards to m aintaining closed awareness probably believes faithful following of their orders will return him to
are much increased, if only because kin are m ore strongly good health. H e talks and thinks as if his period of illness is
only an interruption of norm al life. Thus he may convert his
tem pted to signal the truth.
sick room into a tem porary workplace, writing his unfinished
book, telephoning his business partners, and in other ways
CONSEQUENCES O F CLOSED AW ARENESS carrying on his work somewhat “as usual.” H e carries on his
So many discrete consequences seem to flow from this family life and friendship relations, also, with only the inter
closed awareness context that we m ust restrict our attention ruption necessitated by tem porary illness. And of course, he
to a few of its consequences for the patient, his family, the can plan, if plans are called for, as if life stretched away before
hospital personnel, and the hospital itself. We shall return to him. Since, in reality, it does not, other consequences may
this discussion of interactional consequences in later chapters; attend his acting as though it did. H e may work less feverishly
here we shall merely initiate it. on his unfinished book than if he knew time was short, and
We can approach the consequences of closed awareness by 11 Ren6e Fox, op. cit.
44 PART t w o : ty pes o f aw areness co n tex ts Closed Awareness
45
so fail to finish it. He may set plans into operation that make longer have to guard against disclosure. By contrast, the closed
little sense because he will soon be dead, and the plans will context instituted by the physician permits him to avoid the
have to be undone after his death. Also, the unaware patient potentially distressing scene that may follow an announcement
may unwittingly shorten his life because he does not realize that to his patient, but subjects nurses to strain, for they must spend
special care is necessary to extend it. Thus he may not under the most time with the unaware patient, guarding constantly
stand the necessity for certain treatm ents and refuse them. against disclosure. The attending physician visits the patient
Unaware cardiac patients, as another instance, may even destroy briefly and intermittently, sometimes rarely.
themselves by insisting upon undue activity. On the other hand, under certain conditions, nurses prefer
A word or two should be said about the next of kin. It is the closed context. Some do not care to talk about death with
commonly recognized that it is in some ways easier for the a patient, especially a patient who does not accept it with
family to face a patient who does not know of his terminality, fortitude. An unaware person is sometimes easier to handle
especially if he is the kind of person who is likely to die anyway, for precisely the reason that he has not “given up,”
“gracelessly.” And if an unaware person is suddenly stricken or is not taking death “badly” or “hard.” (A t one county
and dies, sometimes his family is grateful that “he died without hospital where we observed both nurses and interns, it was
knowing.” On the other hand, when the kin m ust participate remarkable how little strain they experienced in their frequent
in the non-disclosure drama, especially if it lasts very long, the contact with extremely ill, but unaware, terminal patients.)
experience can be very painful. W hat is more, family members Nonetheless, as we shall show later in more detail, the closed
suffer sometimes because they cannot express their grief openly awareness situation prevents staff members from enjoying
to the dying person; this is especially true of husbands and certain advantages that accompany a patient’s resigned— or
wives who are accustomed to sharing their private lives. Other joyous—meeting with death.
consequences for the family of a patient who dies without As for the hospital itself, the im portant consequences of
awareness are poignantly suggested in the following anecdote: closed awareness derive mainly from the consequences for the
The dying m an’s wife had been informed by the doctor, and staff. Unaware patients who die quickly tend to do so without
had shared this information with friends, whose daughter told fuss, so the hospital’s routine work is delayed less. On the other
the patient’s young son. The son developed a strong distrust hand, as one can readily imagine, a patient who moves ex
for the doctor, and felt in a way disinherited by his father plosively and resentfully from an unaware to a highly suspicious
since they had not discussed the responsibilities that would or fully aware state is relatively disruptive. B ut these are only
fall to him in the future (nor could they). The father, of course, transitory consequences; the long-run consequences are most
could do nothing to ameliorate this situation because he did important.
not know that he was going to die; and so, this closed aware The most crucial institutional consequence has already been
ness situation was, perhaps unnecessarily, made more painful mentioned: because American physicians choose not to tell
and difficult for the family members. most patients about terminality, the burden of dealing with
We have already indicated in detail what difficulties the unaware patients falls squarely and persistently upon the nursing
closed awareness context creates for the hospital staff, especially personnel. Quite literally, if subtly, this considerable burden
for the nurses. Nurses may sometimes actually be relieved is built into the organization of the hospital services that deal
when the patient talks openly about his demise and they no with terminal patients. A nother social structural condition in-
PART t w o : ty pe s o f aw areness c o n tex ts
46
trinsic to the functioning of American hospitals also increases
the nurse’s burden. We refer to the nursing staff s commitment 4
to work relatively closely with and around patients. Again,
this structural condition can be better appreciated if one thinks
of the contrast in Asian hospitals, where the family clusters
Suspicion Awareness:
thickly and persistently around the dying patient. A corollary
of this familial clustering is that the nursing personnel can
The Contest for Control
remain at a relatively great emotional distance from, and spend
relatively little time with, the patient. The enormously high
patient-to-personnel ratio increases the probability of great
How does a patient who suspects that he is dying try to verify
distance and little contact. Although American nurses are
his suspicions while others, who recognize that he suspects,
sometimes criticized for a propensity to anchor themselves at
simultaneously attem pt to negate his suspicions? The hallm ark
the nurses’ station, they do spend more time with fewer pa
of this awareness context is that the patient does not know,
tients, including those who are dying unaware.
but only suspects with varying degrees of certainty, that the
Finally, we must ask about the consequences of closed
hospital personnel believe him to be dying. The consequential
awareness for continued interaction with the patient. Perhaps
interaction— to run a bit ahead of the story— can be described
little need be said about this aspect of the closed awareness
metaphorically as a fencing match, wherein the patient is on
context. It should be abundantly clear that closed awareness
the offensive and staff members are carefully and cannily on
can change smoothly and easily, or explosively and brutally,
the defensive. U nder conditions of closed awareness there was
into another type of awareness context, depending on how
little contest for interactional control; now a contest between
the closed awareness was managed, and on the conditions under
patient and staff is characteristic.
which the terminal patient discovered what the staff members
This particular awareness context should be distinguished
were doing to or for him. A t the m ost painful extreme, he
from two others involving suspicion, neither of which we shall
can feel betrayed; the happiest outcome is that he feels grateful
analyze but which require mention. These are both “closed
for their protection and genuine sensibility.
suspicion contexts. One type is closed because, though the
patient is suspicious, the staff does not recognize his suspicion.
A patient may choose not to reveal his suspicion, and manage
that game for some while, but only rarely can he maintain this
silent and difficult pose for any considerable time without
either being discovered or confirming his suspicions about his
true status. Perhaps a more im portant type of awareness con
text, for our purposes, occurs when staff members wonder
but are not sure whether he really does suspect the worst. Or,
they may wonder whether he “really knows” but is choosing
not to reveal his knowledge. In either event they are careful
47
PART t w o : t y p e s o f a w areness c o n t ex t s Suspicion Awareness: The Contest For Control 49
48
not to show their own suspicions, unless they specifically wish diseases— notably cancer— are so alarming to laymen, a physi
to make him suspicious o r fully aware. These awareness con cian who names such a disease, even though he disclaims its
texts— where the patient covertly suspects his true status, or fatality, may sharply arouse the patient’s suspicions. In Japan,
where staff only suspects that he .may suspect or even k n o w - one of the authors once interviewed a patient at the Tokyo
wili be touched on occasionally to highlight im portant features Cancer Hospital. This patient explained that he did not know
of “open” suspicion awareness context, in which staff is certain what was wrong until he was brought to the hospital; then,
that the patient is suspicious. seeing its name carved above the entrance, he realized with
horror that probably he had a fatal disease.
The structural conditions that ordinarily maintain closed
C O N TR IB U TIN G STRU CTU RA L CONDITIONS
awareness may change during the patient’s hospitalization, and
We indicated some of the structural conditions for this so change the context to one of suspicion. One change lies in
type of awareness in C hapter 3; here we shall discuss them in a failure of organizational efficiency— such as inadequate com
more detail. If any structural condition that ordinarily sustains munication among daily shifts— so that the patient begins to
a closed awareness context happens to be absent, the patient understand that something is m ore radically wrong than he,
may begin to wonder about his real condition. F or instance, as in his innocence, had thought. In addition, the interaction itself
noted earlier, m ost patients are not very knowledgeable about may bring him to the brink of suspicion: family or staff mem
the signs of terminality when they first enter the hospital, but bers may unwittingly flash cues, or adequate answers may not
a patient who is somewhat knowledgeable (a nurse, for ex be forthcoming when his symptoms begin to grow frightening.
am ple) may be much m ore alert to the implications of certain And of course, after spending some days in the hospital, the
physical symptoms. Similarly patients who have been chronically patient may become more knowledgeable about what is going
ill not only may recognize genuine and alarming bodily changes on around him, either because he is now more alert physically,
when they occur, but also may be extremely shrewd about the less dazed; or because he is now better acquainted with staff
significance of new procedures to which they are introduced. and hospital. F o r instance, he m ay realize that he is on an
Especially in the county hospitals, where the impoverished aged intensive care unit” for very sick patients. Besides, the very
are sent to die, terminal patients frequently if not indeed char structure of the institution tends eventually to arouse the pa
acteristically recognize their condition when not too far gone tient s suspicion (especially if he recognizes his bodily deteriora
to note it. A nd physicians often admit to cardiac patients before tion) so far as he comes to understand, if he did not already,
last-chance operations how slim are the chances for their that the hospital is organized not to give him information but
survival; so that during “intensive care” after the operation, rather to withhold most of it— or to dole it out in carefully
their suspicions of terminality are high— and often accurate measured am ounts.1
despite reassuring statements by staff members. The difficulty— we do not say the impossibility— of keeping
Closed awareness is usually sustained by the physician’s the patient in the dark about his terminality is recognized in
doing nothing that will arouse the patient’s suspicion of term i American hospitals, in a myth to which hospital personnel
nality. B ut he may quickly decide not to withhold telltale in
formation altogether but to hint at the truth, so th a t his patient 1 Hans O. Mauksch, “Becoming a Nurse: A Selective View,” The
Annals of the American Academy o f Political and Social Science
begins to “catch on.” A nd because the very names of certain (Medicine and Society), March 1963, pp. 88-98.
50 PART t w o : t y pe s o f a w areness co n tex ts Suspicion Awareness: The Contest For Control 51
commonly subscribe: they believe that most terminal patients he refuses to read correctly even very clear signs. But when
“really know” that they are dying, whether o r not they openly a patient defined as terminal begins to suspect that definition,
display that knowledge. They reason that patients m ust know ordinarily he attempts to obtain some confirming evidence.
because, given a combination of alarming symptoms, the hos His m ajor problem comes down to this: he m ust either detect
pitalization itself, and the many telltale cues afforded by various or elicit signs that will confirm his suspicions. He needs crucial
institutional arrangements, it is impossible to keep the knowl information, but how can he get it?
edge from them. Add to this that the physician may tell the The patient’s actual resources are exceedingly slim. Con
patient indirectly, by his tone of voice o r his lack of optimism. trast his situation with two “suspicion” situations that com
So staff members reason that even if a patient does not talk monly occur outside hospitals. Consider a wife who suspects
about his impending death or “test” bystanders to validate his that her husband has a mistress. She too must either detect
suspicions, nevertheless he recognizes that he is dying. This or elicit confirming signs. Among her resources are the follow
m yth is supported by a quasi-psychiatric common sense notion ing: To begin with, she usually knows her husband far better
that the patient knows “way down deep” even if he doesn’t than the patient knows his nurses, aides, and physician. She
know consciously. has more right, and certainly more occasion, to engage him in
Just because personnel apply this line of reasoning to certain lengthy conversations during which she may detect or elicit
patients does not mean that they apply it to all— and by no confirming cues. Also she is physically mobile, so she can
means all patients do suspect their terminality. B ut when the “shadow” his movements. She may pay someone else to follow
hospitalization period is long enough and the patient sufficiently him and question other people about him, or she may ask
sentient, continued interaction with others is likely to lead those questions herself. She may also enlist the efforts of in
to suspicion of terminality if not, indeed, to full awareness. formal teammates— she has friends who may observe his
W hen he shows this suspicion, either by conversation or less movements or seek cues through conversation with him. And
explicitly and deliberately by gesture, then an open suspicion though she may desperately want the truth immediately, her
context exists. need is actually much less urgent than that of many terminal
patients.
T H E CO N TEST F O R C R U C IA L IN FO R M A TIO N Another situation, where the stakes for suspected and
crucial information are high, is that of organized espionage.
Once a patient’s suspicions of terminality have been aroused,
In the real world of international relations, one spy system
for whatever reason, his problem is to confirm them .2 W e shall
plays against many others, but for simplicity’s sake let us say
ignore for the present the situation in which the term inal pa
that one system is matched against a single other. Among the
tient is so determined to avoid confirming his suspicions that
well-known tactics for getting ordinarily inaccessible informa
* Sometimes patients suspect or believe themselves terminal when
they are not. Then the staff tries to dispel the error by direct state tion are the following: Either you must get men inside the
ments and disconfirming evidence. In one instance we observed, the other system, or people inside must betray information to
patient remained suspicious, and continued “testing” the staff members you. Some insiders may voluntarily and freely offer their
long after they flatly told her she was merely ill. This kind of case
highlights the difficulty a patient can have because of his relative igno services because of animus against their government, as did
rance of medicine, and when he believes he cannot trust his physician or Czechs within Austrian officialdom during World W ar I. You
nurses. The difficulty, of course, is heightened when his illness necessi
tates medical procedures which he finds frightening or threatening. may have to buy insiders’ services; then you must contact
52 PART t w o : t y pe s o f a w areness c o n tex ts Suspicion Awareness: The Contest For Control 53
them or they must contact you. Im portant officials may reveal terminality by his friend is a nice example of an informal
confidences to your spies, not recognizing their true identity. team mem ber not kept in line by his own commitment to
Also the use of “shadows” is usual: put your m en inside the silence.) The patient, then, has to use his own eyes and ears.
country if not actually within its government. You also set traps He does not even have the great resources available to any
for the enemy, whereby he reveals information, whether un spy system for properly interpreting such bits of information
wittingly or with belated recognition. Some trapping strategies as he is able to obtain. Furtherm ore, he must outwit the staff’s
are based on yielding enough m inor information to catch the countertactics, if he is to compete efficiently in this contest.
enemy off guard; other methods of lowering his guard involve Otherwise he will have to depend principally on sheer accident
implementing a policy that conveys your lack of suspicion of to bring him crucial information.
his own line.*
It is interesting that Erving Goffman, writing about the THE PA T IE N T ’S IN Q U IR Y AN D TACTICS
problems of informational control faced by teams in work
establishments, such as restaurants and stores, has noted that The patient’s objective is to get true indicators of his sus
the audience (clients) for the team ’s perform ance “must not pected status; that is, he wants validating cues that tell him “for
acquire destructive information about the situation that is being sure.” H e may attem pt to obtain the crucial information first
defined for them . . . a team must be able to keep its secrets hand, by sneaking a look at his medical charts or by trying to
and have its secrets kept.” 4 Goffman suggests some types of overhear staff conversations. H e may also directly query his
person who are privy to the team ’s secrets, listing precisely physician or the nurses, “Am I going to die?”— not necessarily
the types th at are potentially dangerous to any spy system. expecting an honest answer but hoping th at his earnest desire to
Among them are “the informers,” the “spotters,” the “go- know will elicit at least a revealing one. Nurses find themselves
betweens” and “the confidantes.” confronted from time to time with these queries, which may be
Now, com pare the dying patient’s situation with the spy asked suddenly to catch them off guard.
system. H e has no team and no allies, but he faces an organized But if a patient receives a negative answer, or if he chooses
team. Except under unusual circumstances, he must rely on not to ask directly, then he may make various kinds of indirect
his own senses and actions— and often his movements are quite queries. A simple approach is to announce that he is dying in
restricted— to detect crucial signs or to discover outright con order to see how staff members react. A patient may hint that
firmation. H e cannot plant allies within the hospital staff, and he is dying without making a straightforward announcement,
only rarely can he purchase information from staff members. again seeking to elicit significant cues. H e may engage a nurse
Of course, occasionally someone will consciously betray the or physician in conversation about his symptoms, pressing very
secret out of sympathy for him, but not because he wants hard, then listening intently for the meanings around the edges
to betray the staff. (The teen-ager who was told about his of their answers and comments. In certain illnesses, as in can
8 For illustrations of such methods, cf. Richard Collier, Ten Thou cer, a great many medical tests may be given; these test situa
sand Eyes (New York: Dutton and Co., 1958); Allen Dulles, The tions afford opportunity for conversational gambits. Shrewdest
Craft of Intelligence (New York: Harper and Row, 1963); Sanche de
Gramont, The Secret War (New York: G. P. Putnam’s Sons, 1962); of all are the conversational snares a patient can set for unwary
and Oreste Pinto, Spy Catcher (New York: Harper and Bros., 1956). personnel, to get them unwittingly to reveal w hat they know or
4 The Presentation of Self (Edinburgh, Scotland: University of contradict implicitly what someone else has told him. Those
Edinburgh Press, 1956), in Chapter 4, “Discrepant Roles,” pp. 87, #.
54 PART t w o : t y p e s o f a w areness c o n tex ts Suspicion Awareness: The Contest For Control 55
slips and contradictions can tu rn out to be im portant bits of patient must construct his own version of its meaning. O rdi
information. narily a suspicious patient does not have sufficient medical
All these tactics are predicated on the assumption that the knowledge to read the many signs that may be available. He
patient is purposely trying to elicit validating cues about his must put two and two together. In more technical language,
true status. Frequently, however, the suspicious patient acts he must build his cues into a systematic assessment, putting
spontaneously, without conscious design, and accidentally hap together a variety of indicators, which together represent an
pens to bring out the cues. Unwittingly, he can ask em barrass accurate and complete answer to his basic query. A patient
ing questions, or cry or complain or get angry, or spontane cannot escape this problem of assessment unless the physician
ously announce he thinks he’s dying, and the way personnel ends his wondering with an explicit announcement, or unless
respond to these may help to confirm suspicion. the equivalent confirmation is obtained from medical charts
M uch of the patient’s success, however, stems from pounc (but these rarely signify impending death with certainty) or
ing on cues not elicited at all but flashed accidentally. The from an overheard staff conversation. To make the m atter even
hospital milieu continually manufactures potential cues that more complicated, the patient’s inquiry has two parts: Am I
arouse and sustain, and perhaps eventually confirm, the pa dying, and if so, when? Consequently, even when he becomes
tient’s suspicion. Once he imagines that others are in collusion certain he is dying, the patient still has to discover how much
to keep something from him, their every word or gesture can longer the medical authorities expect him to live. We shall,
become significant. F or instance, on services where people work however, reserve the tem poral aspects of the inquiry for
in close quarters, as on intensive care units, a patient often Chapter 6.
sees staff members huddled in conversation, and he may over
hear something that touches off, maintains, o r confirms, his
TH E STAFF: TACTICS AND C O U N TERTACTICS
suspicion. Similarly, a patient who has had surgery may anxi
ously scan the staff’s gestures and actions for revealing messages When a patient conceals his suspicions, so that the staff
about his possible terminality. The very intensity with which a continues to believe him unaware, staff members are at a
nurse cares for him, or the fact that emergency procedures are greater disadvantage in controlling potentially confirming cues
later performed on him, may further stimulate his suspicion. than when they have some inkling of his suspicions.
The am ount of time the physician spends or does not spend The first problem for the staff, then, is to determine whether
with him; the nurse’s silence, or her chattering: even these the patient does suspect. Ordinarily, this problem turns out to
opposite cues may be read identically and pessimistically. Spa be simple, for a patient tends to reveal anxieties and conjectures
tial cues, as when a patient is moved to another room, can be through his actions. Still, occasionally staff members wonder,
read with increased suspicion. So can tem poral cues, as for without knowing for certain, whether he might not suspect or
instance, when a patient remains long hospitalized after having even know the truth. A fter such a patient dies, especially if
expected an early discharge. the staff was unusually devoted to him, debate about whether
But the im portant point about these cues is that the patient he suspected or knew can be endless and unresolved, sometimes
must interpret them, just as he must interpret those he gains continuing long after death.
by design. H ere lies his big problem. Unless a remark o r an Once staff members decide that a patient actually or prob
action is so clear that it tells the true story immediately, the ably suspects his terminality, then they must act accordingly.
56 PART t w o : t y pe s o f a w areness co ntex ts Suspicion Awareness: The Contest For Control 57
The fact that personnel designate the patient’s obvious con body. She may divert the patient by chattering away, or when
firmation-seeking tactics a s 'a kind of “testing,” bespeaks their the going gets rough escape the room altogether.5 B ut most of
own need for shrewd and careful stratagems. In general, the all, the nurses rely on acting as though the patient were ill but
tactics are similar or identical to those in the closed awareness not dying, seeking to convey their impatience with his sus
context, but the staff members now recognize the situation as picions. Typically they conduct themselves in a cheerful, bland,
more delicate. They are skating on thinner ice because the pa or brisk manner. It is not surprising that some patients grow
tient suspects his terminality. angry— or, from the nurses’ viewpoint, ornery— accusing the
If the suspicious patient asks why he is being moved to a staff of stringing them along, or giving them the “runaround.”
room nearer the nursing station, or is subjected to a given In all of this, teamwork is essential. F o r example, the
procedure, the nurses give him reasonable answers. If the pa nurses customarily share some of the their observations about
tient asks whether he is going to die, they inquire if he asked the suspicious patient, so that all can present more or less the
his physician, or remark bluntly, “ I don’t know, I’m not a same line to him. Nurses generally need to develop both com
doctor”— thus signaling that the patient should not ask them, mon and personal tactics more than the physicians do, because
at least. Accompanying such conventional m anagements is a they spend more time with the patient and are more likely to be
controlled face and manner. Two nurses once spelled out how asked extensive indirect queries. (Some patients, perhaps espe
this is done; they happened to be speaking about managing the cially those of lower socioeconomic status, do not like to ap
patient’s suspicious relatives, but they might just as well have proach their physicians too directly, out of consideration for
been talking about a patient: their high status.)
In their contests with suspicious patients, nurses are sus
F i r s t n u r s e : A stem face, you don’t have to communi tained by a num ber of resources. As noted earlier, the paucity
cate very m uch verbally, you put things short and of the patient’s resources favors the staff members in keeping
formal. . . . Yes, very much the nurse. the secret. So does the hospital organization, both in its spatial
S e c o n d n u r s e : Be tender but don’t. . . . arrangement and in more abstract ways, as when nurses in
F i r s t n u r s e : Sort of distant, sort of sweet. voke the hospital rules to counter a suspicious patient. Nurses
S e c o n d n u r s e : T alk about everything but the condition
also take advantage of the hospital organization when they
of the patient.
F i r s t n u r s e : And if you do communicate with them, avoid spending time with the patient by doing some other work,
when you are not too much the nurse, you could by spending time with other patients, or by charting back at
talk about all kinds of other things; you know, care the nursing station. Nurses also can call upon professional rules,
fully circling the question of death. as when they counter a direct query with “Have you asked your
doctor?” o r pretend that they are not “in” on his medical story.
Confronted by the patient’s more oblique references to his More subtly, they can also rely to some extent on rules of con
dubious future, a nurse may choose to ignore the conversa ventional tact: when a nurse indicates that she does not wish
tional gambit, or deny that anything but a roseate future to converse because she is busy, the patient may be constrained
awaits him. As a general personal rule, she m ay evade the simultaneously by the institutional requisite of “nurse’s work”
patient’s conversational “testing” entirely, by paying strict
* Cf. Jeanne Quint, “Institutionalized Practices of Information Con
attention to her chores and working attentively on the patient’s trol," Psychiatry (May 1965).
PART t w o : t y p e s o f a w areness c o n tex ts
58 Suspicion Awareness: The Contest For Control 59
and the implicit imperative of “she’s in no m ood for talk.” In ceremonies and rituals. If you expect others to act appropriately
short, personnel have various rights due their status which the toward yourself, but you and they share no firm understanding
patient may feel bound to honor. about this, then your expectation is more suitably viewed as a
Yet those rights are not always granted automatically. They claim.7 In the sometimes strenuous interactional contest be
m ust sometimes be enforced, at least for certain suspicious tween patient and staff, no clear rules express honored rights;
patients and at critical moments. Young nurses and new aides the nurse (o r aide or physician) must claim a given professional
m ust not only learn the common tactics but also develop per status (which includes working as she sees fit) and she must
sonal techniques for getting their rights honored. The common invite, persuade, or even force the patient to accept that claim.
tactics are picked up relatively quickly from more experienced When an aide tells a patient who tries to probe about possible
personnel, but the development of personal techniques can terminality, “Honey, just banish those m orbid thoughts,” she
present problems. Young nursing students reveal this clearly as is saying, in effect, “Do not force me to talk about that sub
they work around suspicious patients. As students, nurses are ject;” she is telling the patient to behave himself in her
taught how to care for patients, physically and sometimes “psy presence by remaining silent about a subject she does not wish
chologically,” but rarely if ever are they taught how to handle to discuss with him.
conversation about death with patients.6 Young nurses have It is worth exploring the assertion that staff members must
difficulty with a num ber of conversational gambits, questions, invite, persuade, and even force a patient to accept their
and topics. Suspicious patients can complain, ask embarrassing claims, and that they must also deny his claim to be told about
questions, indicate feelings of hopelessness, and be curious his terminality. They deny his claim by refusing his invitations
about diagnosis or prognosis. Like anyone, a young nurse may to talk, to drop hints or even to disclose, and by rejecting his
be more o r less competent in such situations. Students com efforts to force them into unwanted interactional stances, as
monly find the “testing” done by suspicious terminal patients when he demands a straight answer or attempts to trap them
very difficult at first; they have no professionally or personally into a revealing cue. In turn, the patient must either accept or
satisfactory way to handle it. R ather quickly, however, they attempt to deny the claims they make upon him. The stakes
seem to develop the tactics described above, learning to control in this game involve not merely information or status in the
interaction largely by asserting their professional rights. hospital setting, but personal and professional identity.8 For
precisely this reason, staff members as well as patients tend to
A C H A R A C TER IZA TIO N O F T H E IN TERA CTIO N be under considerable strain.
The contrast with closed awareness interaction is immedi
The concept of “rights” does not completely cover what ately apparent, for then there is little contest in maintaining
transpires in this context of open suspicion. Perhaps one should
say that each staff mem ber may have to lay claim to his ’ Anselm Strauss, Mirrors and Masks (New York: Free Press of
Glencoe, 1958), p. 87.
status during interaction with the patient. We use the term •Nelson Foote has phrased this matter of stakes succinctly: “Fully
“claim” rather than “expectations,” because expectations are to analyze and understand the participation of any person in an episode
of interaction, account must be taken of wliat was authentically at stake
more characteristic of highly structured interaction, especially for him in that situation. . . .” See his “Concept and Method in the
Study of Human Development,” in M. Sherif and M. Wilson (eds.),
• Cf. Jeanne Quint, The Nurse Student and the Dying Patient (New Emerging Problems in Social Psychology (Oklahoma City: University
York: Macmillan, forthcoming, 1966). of Oklahoma Duplicating Service, 1957), p. 36.
60 PART t w o : t y pe s o f aw areness co n tex ts Suspicion Awareness: The Contest For Control 61
the awareness context. It is precisely the contest aspect of the common situation, however, is that staff members believe the
open suspicion context that calls for the strategems outlined patient has been fooled when in reality he merely refrains
above. This contest is in contrast with what happens when the from voicing his partly or fully confirmed suspicions. (T he first
suspicious patient determinedly attem pts to deny rather than is a covert suspicion context, and the second a variant of the
confirm his suspicions. Then he searches for, o r elicits, denial closed context.)
cues rather than validating cues. If the staff members recognize But the two awareness contexts into which open suspicion
that he is searching for denial cues, then ordinarily they play a is most frequently transform ed are open awareness (where
supporting game rather than participate in the interactional con everyone openly displays knowledge of term inality) and “mu
test described above. tual pretense awareness” (where both staff and patient know
that the other knows, but nothing is said openly). We shall
discuss these contexts in later chapters; here we wish only to
C HANGES IN T O O T H E R AW ARENESS C O N TEX TS
note briefly that the patient can become aware through staff
The open suspicion context is a very unstable one. As we members’ purposeful confirmation of his suspicions. There are
rem arked earlier, patients may evince various degrees of sus occasions when someone knowingly engineers, o r attempts to
picion. In general, the m ore suspicion, the fancier the footwork engineer, the patient’s full awareness of his impending death.
staff m embers m ust use to avoid final confirmation— at best The rules pertaining to indirect disclosure are ambiguous
they may only succeed in keeping him suspicious or perhaps enough to perm it staff members not to disclose directly, but
lessening his suspicions. This suggests not only that the degree to drop sufficient cues for pretty fair confirmation when they
of suspicion can change over time but that change may fluctuate feel the patient really should become aware. As we noted
according to the nature of the cues the patient picks up from earlier, the staff members will sometimes wonder whether a
time to time and his interpretation of them. Unless, however, patient suspects his terminality and will feed him subtle con
a patient can be kept oscillating between more and less sus firmatory cues, hoping he will signal back. Thus a chaplain
picion, the open suspicion awareness context tends to be con told us he had intentionally read to a dying patient a psalm
verted into other types. This tendency occurs even though that referred to death. The patient, who was in a very weak
patients have relatively limited resources available for con ened condition, seemed to press back slightly in return, but the
firming their conjectures; since the possibility that staff may chaplain did not know whether this response represented a
unwittingly drop cues more than compensates for this de genuine message.
ficiency. C ertain patients are probably m ore likely to get their con
A patient of course is sometimes lulled into believing that jectures confirmed in these indirect but intentional ways. A l
his suspicions were completely unfounded, and that he is going though we have no direct evidence on this point, certain
to get better or at least not worse. This interactional outcome patients undoubtedly can exert m ore powerful claims for
(a closed awareness context) is not unknown to hospital disclosure on the staff— the very old, the well liked, the
personnel, especially when a patient earnestly wishes not to “V IP ’s,” and certainly those who seem very eager to know
learn the truth about his condition or when they carry their about their terminality and seem of sufficiently strong character
collusive tactics to the point of sending him home, even though to “take” that knowledge. In any case, the circumstances under
they really expect him soon to return to the hospital. A more which patients’ suspicions are confirmed intentionally supple-
62 pa r t t w o : t y p e s o f aw areness c o ntex ts Suspicion Awareness: The Contest For Control 63
m eat the m ore frequent circumstances of unwitting indirect so well protected, when he recognizes very late— perhaps in
disclosure. the very last moments of life— that he is dying, then his be
havior is all the more difficult for the nurses to cope with. At
any rate, the nurses’ supporting game does help the attending
CONSEQUENCES O F SUSPICION AW ARENESS
physician, since it relieves him of a good part of the inter
The im portant consequences of the suspicion awareness actional m anagement of a suspicious patient.
context are easy to imagine. Concerning patients: they may A few consequences for the hospital itself should be noted.9
become irrevocably comatose, or die, without confirming their A patient’s open suspicion produces not only the division of
suspicions. All the consequences of closed awareness noted in labor between physicians and nurses we have already remarked
C hapter 3 then obtain, unless they are negated by prudent upon, but also a collective mood of tenseness that quite literally
actions taken “just in case”— like drawing up wills. O n the gets built into the tem porary structure of a hospital service.
other hand, patients can be made frantic by the evasiveness of When the patient reacts against the “line they are handing m e,”
physician and nurses, when they suspect they are being given that reaction also becomes part of the tem porary structure.
the “runaround.” Oscillation between more and less suspicion More perm anent is the kind of informal training of new nurses
can alternately lower the patient’s spirits o r raise them and and aides that a “rough” suspicious patient provides. And
affect his actions accordingly. The quality of nursing care again, the general organization of work is affected by the need
given such patients— certainly the quantity, at least— is affected to handle the patient’s open suspicions (often more than one
sometimes “adversely’’ and perhaps sometimes for the “better.” patient at a tim e), to hold them at arm ’s length, as expressed
Concerning family members: as anyone who has participated in the tactic of being around these sometimes troublesome
in this collusive game of silence around the suspicious patient patients as little as possible.10
is aware, it may engender a fantastic psychological strain, Finally, open suspicion awareness affects continued inter
especially if played for very long. Family members are also action. The way that staff members handle the patient’s sus
subject to the various advantages and disadvantages in dealing picions, whether they confirm or deny them, affects whether the
with a not fully aware relative, such as those associated with patient will choose later to play a mutual pretense game or
his open acceptance or fear of death. speak openly of his coming death. If he chooses the latter, there
The nurses, of course, bear the brunt of the hospital situa arises the question of his image of death and his reactions
tion. Of course, they have more experience in this game than to it— these are the effects to which we shall devote the next
family members and usually are far less involved in the patient’s two chapters.
fate; nevertheless they may experience considerable strain.
Nurses tell us that they are often greatly relieved when the * Here and elsewhere, we leave to the reader any judgments as to
whether a particular consequence or set of consequences is “good” or
patient learns the truth, for then one need no longer be so "bad” for the hospital.
gingerly in conversation nor keep one’s guard so high. The 10Compare this situation, however, with one of mutual suspicion that
sometimes existed in Chinese prison camps during the Korean War,
nurses’ reference to “testing” itself reveals how significant that when each American prisoner began to suspect each other of “inform
activity of the suspicious patient is for their own work. M ain ing" to the enemy. See Albert Biderman, March to Calumny (New
York: The Macmillan Co., 1963), pp. 52-53.
taining suspicion may protect the nurses from distressing scenes
in d embarrassingly graceless dyings; but when the patient is
The Ritual Drama of Mutual Pretense 65
go silently about his own business.1 Yet, as we shall see, some
times the m utual pretense context is neither silent nor un
5 negotiated.
The same kind of ritual pretense is enacted in many situa
The Ritual Drama tions apart from illness. A charm ing example occurs when a
child announces that he is now a storekeeper, and that his
of Mutual Pretense m other should buy something at his store. To carry out his
fiction, delicately cooperative action is required. The m other
must play seriously, and when the episode has run its natural
course, the child will often close it himself with a rounding-off
gesture, o r it may be concluded by an intruding outside event
W hen patient and staff both know that the patient, is dying or by the mother. Quick analysis of this little game of pretense
but pretend otherwise— when both agree to act as if he were suggests that either player can begin; that the other must then
going to live— then a context of m utual pretense exists. Either play properly; that realistic (nonfictional) action will destroy
party can initiate his share of the context; it ends when one the illusion and end the game; that the specific action of the
side cannot, or will not, sustain the pretense any longer. game m ust develop during interaction; and that eventually the
The mutual-pretense awareness context is perhaps less make-believe ends or is ended. Little familial games or dramas
visible, even to its participants, than the closed, open, and of this kind tend to be continual, though each episode may
suspicion contexts, because the interaction involved tends to be brief.
be more subtle. On some hospital services, however, it is the F o r contrast, here is another example that pertains to both
predominant context. One nurse who worked on an intensive children and adults. A t the circus, when a clown appears, all
care unit rem arked about an unusual patient who had announced but the youngest children know that the clown is not real. But
he was going to die: “ I haven’t had to cope with this very both he and his audience m ust participate, if only symbolically,
often. 1 may know they are going to die, and the patient knows in the pretense that he is a clown. The onlookers need do no
it, but (usually) he’s just not going to let you know that he more than appreciate the clown’s act, but if they remove them
knows.” selves too far, by examining the clown’s technique too closely,
Once we visited a small Catholic hospital where medical
‘ Robert Kastenbaum has reported that at Cushing Hospital, “a
and nursing care for the many dying patients was efficiently Public Medical Institution for the care and custody of the elderly” in
organized. The staff members were supported in their difficult Framingham, Massachusetts, “patient and staff members frequently have
an implicit mutual understanding with regard to death . . . institutional
work by a powerful philosophy— that they were doing every dynamics tend to operate against making death ‘visible’ and a subject
thing possible for the patient’s comfort— but generally did of open communication. . . . Elderly patients often behave as though
they appreciated the unspoken feelings of the staff members and were
not talk with patients about death. This setting brought about attempting to make their demise as acceptable and unthreatening as
frequent mutual pretense. This awareness context is also pre possible.” This observation is noted in Robert Kastenbaum, “The
dom inant in such settings as county hospitals, where elderly Interpersonal Context of Death in a Geriatric Institution,” abstract of
paper presented at the Seventeenth Annual Scientific Meeting, Geronto
patients of low socioeconomic status are sent to die; patient logical Society (Minneapolis: October 29-31, 1964).
and staff are well aware of imminent death but each tends to
64
66
PART t w o : t y pe s o f a w areness c o ntex ts The Ritual Drama of Mutual Pretense 67
let us say, then the illusion will be shattered. The clown must
also do his best to sustain the the illusion by clever acting, by
IN ITIATING T H E PR ET EN SE
not playing too far “out of character.” Ordinarily nobody
addresses him as if he were other than the character he is This particular awareness context cannot exist, of course,
pretending to be. T hat is, everybody takes him seriously, at unless both the patient and staff are aware that he is dying.
face value. A nd unless particular members return to see the Therefore all the structural conditions which contribute to the
circus again, the clown’s perform ance occurs only once, be existence of open awareness (and which are absent in closed
ginning and ending according to a prearranged schedule. and suspicion awareness) contribute also to the existence of
O ur two simple examples of pretense suggest some im mutual pretense. In addition, at least one interactant must
portant features of the particular awareness context to which indicate a desire to pretend that the patient is not dying and
we shall devote this chapter. The make-believe in which patient the other must agree to the pretense, acting accordingly.
and hospital staff engage resembles the child’s game much A prime structural condition in the existence and m ain
more than the clown’s act. It has no institutionalized beginning tenance of mutual pretense is that unless the patient initiates
and ending com parable to the entry and departure of the clown; conversation about his impending death, no staff m em ber is
either the patient or the staff must signal the beginning of required to talk about it with him. As typical Americans, they
their joint pretense. Both parties m ust act properly if the are unlikely to initiate such a conversation; and as professionals
pretense is to be m aintained, because, as in the child’s game, they have no rules commanding them to talk about death with
the illusion created is fragile, and easily shattered by incon the patient, unless he desires it. In turn, he may wish to initiate
gruous “realistic” acts. B ut if either party slips slightly, the such conversation, but surely neither hospital rules nor common
other may pretend to ignore the slip.2 Each episode between convention urges it upon him. Consequently, unless either the
the patient and a staff member tends to be brief, but the mutual aware patient or the staff members breaks the silence by words
pretense is done with terrible seriousness, for the stakes are or gestures, a m utual pretense rather than an open awareness
very high.® context will exist; as, for example, when the physician does not
care to talk about death, and the patient does not press the
21. Bensman and I. Garver, “Crime and Punishment m the Factory,” issue though he clearly does recognize his terminality.
in A. Gouldner and H. Gouldner (eds.), Modem Society (New York:
Harcourt, Brace and World, 1963), pp. 593-96. The patient, of course, is more likely than the staff mem
3 A German communist, Alexander Weissberg, accused of spying bers to refer openly to his death, thereby inviting them, ex
during the great period of Soviet spy trials, has written a fascinating plicitly or implicitly, to respond in kind. If they seem unw illing,
account of how he and many other accused persons collaborated with
the Soviet government in an elaborate pretense, carried on for the he may decide they do not wish to confront openly the fact of
benefit of the outside world. The stakes were high for the accused his death, and .then he may, out of tact or genuine empathy
(their lives) as well as for the Soviet. Weissberg’s narrative also illus
trated how uninitiated interactants must be coached into their roles for their em barrassm ent o r distress, keep his silence. H e may
and how they must be cued into the existence of the pretense context misinterpret their responses, of course, but for reasons sug
where they do not recognize it. See Alexander Weissberg, The Accused
(New York: Simon and Schuster, 1951). gested in previous chapters, he probably has correctly read
their reluctance to refer openly to his impending death.
Staff members, in turn, m ay give him opportunities to speak
of his death, if they deem it wise, without their directly or
68 PART t w o : t y pe s o f aw areness co n tex ts The Ritual Drama of Mutual Pretense 69
obviously referring to the topic. B ut if he does not care to condition was, that he felt very, very ill that
act o r talk as if he were dying, then they will support his moment.
pretense. In doing so, they have, in effect, accepted a com I n t e r v i e w e r : He never talked about leaving the
plementary assignment of status— they will act with pretense hospital? .
N u r s e : Never.
toward his pretense. (If they have misinterpreted his reluctance
I n t e r v i e w e r : Did he talk about his future at all?
to act openly, then they have assigned, rather than accepted, a N u r s e : Not a thing. I never heard a word. . . .
complementary status.) I n t e r v i e w e r : Y ou said yesterday that he was more or
Two related professional rationales permit them to engage less isolated, because the nurses felt that he was hos
in the pretense. One is that if the patient wishes to pretend, tile. But they have dealt with patients like this many
it may well be best for his health, and if and when the pretense many times. You said they stayed away from him?
N u r s e : Well, I think at the very end. You see, this is
finally fails him, all concerned can act m ore realistically. A sec
what I m eant by isolation . . . we don’t communi
ondary rationale is that perhaps they can give him better medi cate with them. I didn’t, except when I did things
cal and nursing care if they do not have to face him so openly. for him. I think you expect somebody to respond to,
In addition, as noted earlier, they can rely on common tact to and if they’re very ill we don’t . . . I talked it over
justify their part in the pretense. Ordinarly, Americans believe with my instructor, mentioning things that I could
probably have done; for instance, this isolation, I
that any individual may live— and die— as he chooses, so long
should have communicated with him . . .
as he does not interfere with others’ activities,or, in this case, I n t e r v i e w e r : Y ou think that since you knew he was
so long as proper care can be given him. going to die, and you half suspected that he knew
To illustrate the way these silent bargains are initiated and it too, or more than half; do you think that this
maintained, we quote from an interview with a special nurse. understanding grew between you in any way?
N u r s e : I believe so . . . I think it’s kind of hard to say
She had been assigned to a patient before he became terminal,
but when I came in the room, even when he was
and she was more apt than most personnel to encourage his
very ill, he’d rather look at me and try to give me a
talking openly, because as a graduate student in a nursing smile, and gave me the impression that he accepted
class that emphasized psychological care, she had more time to . . . I think this is one reason why I feel I should
spend with her patient than a regular floor nurse. H ere is the have communicated with him . . . and this is why I
exchange between interviewer and nurse: feel he was rather isolated. . . .
the m utual pretense context has been initiated. A specific and tion went on fo r some time. Yet neither he nor she spoke
obvious instance is this: an elderly patient, who had lived a about what he was searching for, n o r in any way suggested
full and satisfying life, wished to round it off by talking about that she might be dying. We mention this episode to contrast
his impending death. The nurses retreated before this prospect, it with the more extended interactions with which this chapter
as did his wife, reproving him, saying he should not think or is concerned. These have an episodic quality— personnel enter
talk about such morbid matters. A hospital chaplain finally and leave the patient’s room, or he occasionally emerges and
intervened, first by listening to the patient himself, then by encounters them— but their extended duration means that
inducing the nurses and the wife to do likewise, or at least to special effort is required to prevent their breaking down, and
acknowledge more openly that the m an was dying. H e was that the interactants must work hard to construct and m aintain
not successful with all the nurses. their mutual pretense. By contrast, in a formally staged play,
The staff members are more likely to sanction a patient’s although the actors have to construct and maintain a perform
pretense, than his family’s. The implicit rule is that though the ance, making it credible to their audience, they are not required
patient need not be forced to speak of his dying, or to act as to write the script themselves. The situation that involves a
if he were dying, his kin should face facts. A fter all, they will terminal patient is much more like a m asquerade party, where
have to live with the facts after his death. Besides, staff mem one masked actor plays carefully to another as long as they
bers usually find it less difficult to talk about dying with the are together, and the total dram a actually emerges from their
fam ily Family members are not inevitably drawn into open joint creative effort.
discussion, but the likelihood is high, particularly since they A masquerade, however, has m ore extensive resources to
themselves are likely to initiate discussion or at least to make sustain it than those the hospital situation provides. M asquer
gestures of awareness. aders wear masks, hiding their facial expressions; even if they
Sometimes, however, pretense protects the family m em ber "break up” with silent laughter (as a staff m em ber m ay “break
temporarily against too much grief, and the staff members down” with sym pathy), this fact is concealed. Also, according
against too immediate a scene. This may occur when a relative to the rules ordinarily governing masquerades, each actor
has just learned about the impending death and the nurse chooses his own status, his “character,” and this makes his
controls the ensuing scene by initiating tem porary pretense. The role in the constructed dram a somewhat easier to play. H e may
reverse situation also occurs: a newly arrived nurse discovers even have played similar parts before. But terminal patients
the patient’s terminality, and the relative smooths over the usually have had no previous experience with their pretended
nurse’s distress by tem porary pretense. ntutus, and not all personnel have had much experience. In a
masquerade, when the dram a fails it can be broken off, each
actor moving along to another partner; but in the hospital
T H E PR ET E N SE IN TER A C TIO N
the pretenders (especially the patient) have few comparable
An intern whom we observed during our field work sus opportunities.
pected that the patient he was examining had cancer, but he Both situations share one feature— the extensive use of
could not discover where it was located. The patient previously props for sustaining the crucial illusion. In the masquerade,
had been told that she probably had cancer, and she was now the props include not only masks b u t clothes and other eos-
at this teaching hospital for that reason. The intern s examina tuming, as well as the setting where the masquerade takes
72 PART t w o : ty p e s o f aw areness c o n tex ts The Ritual Drama of Mutual Pretense 73
place. In the hospital interaction, props also abound. Patients to talk about. He talks about his plans for his family, as if
dress for the part of not-dying patient, including careful atten he would be there to share their consummation. H e and the
tion to grooming, and to hair and makeup by female patients. nurses discuss today’s events— such as his treatments— as if
The term inal patient may also fix up his room so that it looks they had implications for a real future, when he will have
and feels “just like hom e,” an activity that supports his enact recovered from his illness. A nd some of his brave or fool
ment of normalcy. Nurses may respond to these props with hardy activities may signify a brave show of pretense, as
explicit appreciation— “how lovely your hair looks this m orn when he bathes himself or insists on tottering to the toilet
ing”— or even help to establish them, as by doing the patient’s by himself. The staff in turn permits his activity. (Two days
hair. We remem ber one elaborate pretense ritual involving a before he returned to the hospital to die, one patient insisted
husband and wife who had won the nurses’ sympathy. The that his wife allow him to travel downtown to keep a speaking
husband simply would not recognize that his already comatose engagement, and to the last he kept up a lively conversation
wife was approaching death, so each morning the nurses care with a close friend about a book they were planning to write
fully prepared her for his visit, dressing her for the occasion together.)
and m aking certain that she looked as beautiful as possible. A third rule, complementing the first two, is that each actor
The staff, of course, has its own props to support its ritual should focus determinedly on appropriately safe topics. It is
prediction that the patient is going to get well: thermometers, customary to talk about the daily routines— eating (the food
baths, fresh sheets, and meals on time! Each party utilizes these was especially good or b ad ), and sleeping (w hether one slept
props as he sees fit, thereby helping to create the pretense well or poorly last night). Complaints and their management
anew. But when a patient wishes to dem onstrate that he is help pass the time. So do m inor personal confidences, and
finished with life, he may drive the nurses wild by refusing to chatter about events on the ward. Talk about physical symptoms
cooperate in the daily routines of hospital life— that is, he re is safe enough if confined to the symptoms themselves, with
fuses to allow the nurses to use their props. Conversely, when no implied references to death. A terminal patient and a staff
the personnel wish to indicate how things are with him, they member may safely talk, and at length, about his disease so
may begin to om it some of those routines. long as they skirt its fatal significance. And there are many
During the pretense episodes, both sides play according genuinely safe topics having to do with movies and movie
to the rules implicit in the interaction. Although neither the stars, politics, fashions— with everything, in short, that signifies
staff nor patient m ay recognize these rules as such, certain that life is going on “as usual.”
tactics are fashioned around them, and the action is partly A fourth interactional rule is that when something happens,
constrained by them. One rule is that dangerous topics should or is said, that tends to expose the fiction that both parties
generally be avoided. The most obviously dangerous topic are attempting to sustain, then each must pretend that nothing
is the patient’s death; another is events that will happen after has gone awry. Just as each has carefully avoided Calling atten
wards. O f course, both parties to the pretense are supposed to tion to the true situation, each now must avert his gaze from
follow the avoidance rule. the unfortunate intrusion. Thus, a nurse may take special pains
There is, however, a qualifying rule: Talk about dangerous to announce herself before entering a patient’s room so as not
topics is permissible as long as neither party breaks down. to surprise him at his crying. If she finds him crying, she may
Thus, a patient refers to the distant future, as if it were his Ignore it or convert it into an innocuous event with a skillful
The Ritual Drama of Mutual Pretense 75
74 PART t w o : ty pe s o f aw areness co n tex ts
com m ent or gesture— much like the tactful gentleman who, cooperation from the other.) The change can be sudden, when
having stumbled upon a woman in his bathtub, is said to have either patient or staff distinctly conveys that he has perm a
casually closed the bathroom door, murmuring “Pardon me, nently abandoned the pretense. O r the change to the open
sir.” The m utuality of the pretense is illustrated by the way a context can be gradual: nurses, and relatives, too, are familiar
patient who cannot control a sudden expression of great pain with patients who admit to terminality more openly on some
will verbally discount its significance, while the nurse in turn days than they do on other days, when pretense is dominant,
goes along with his pretense. O r she may brush aside or totally until finally pretense vanishes altogether. Sometimes the physi
ignore a m ajor error in his portrayal, as when he refers spon cian skillfully paces his interaction with a patient, leading the
taneously to his death. If he is tem pted to admit impulsively patient finally to refer openly to his terminality and to leave
his terminality, she may, again, ignore his impulsive remarks behind the earlier phase of pretense.
or obviously misinterpret them. Thus, pretense is piled upon Pretense generally collapses when certain conditions make
pretense to conceal or minimize interactional slips. its maintenance increasingly difficult. These conditions have
Clearly then, each party to the ritual pretense shares respon been foreshadowed in our previous discussion. Thus, when the
sibility for maintaining it. The m ajor responsibility may be patient cannot keep from expressing his increasing pain, or
transferred back and forth, but each party m ust support the his suffering grows to the point that he is kept under heavy
other’s tem porary dominance in his own action. This is true sedation, then the enactment of pretense becomes more difficult,
even when conversation is absolutely minimal, as in some especially for him.
hospitals where patients take no particular pains to signal Again, neither patient nor staff may be able to avoid
awareness of their terminality, and the staff makes no special bringing impending death into the open if radical physical
gestures to convey its own awareness. T he pretense interaction deterioration sets in, the staff because it has a tough job to
in this case is greatly simplified, but it is still discernible. W hen do, and the patient for other reasons, including fright and panic.
ever a staff m em ber is so indelicate, or so straightforward, as Sometimes a patient breaks his pretense for psychological rea
to act openly as if a terminal patient were dying, or if the sons, as-when he discovers that he cannot face death alone, or
patient does so himself, then the pretense vanishes. If neither when a chaplain convinces him that it is better to bring things
wishes to destroy the fiction, however, then each m ust strive out into the open than to remain silent. (Sometimes, however,
to keep the situation “norm al.” 4 a patient m ay find such a sympathetic listener in the chaplain
that he can continue his pretense with other personnel.) Some
T H E TR A N SITIO N T O O PEN AW ARENESS times he breaks the pretense when it no longer m akes sense in
light of obvious physical deterioration.
A mutual pretense context that is not sustained can only Here is a poignant episode during which a patient dying
change to an open awareness context. (E ither party, however, with great pain and obvious bodily deterioration finally aban
may again initiate the pretense context and sometimes get doned her pretense with a nurse:
could go on long drives together. . . She had a far the pretense context into an open context, they generally do
away look in her eyes as if day-dreaming about all the this “on their own” and not because of any calculated ward
places she would visit and all the things we could do standards or specific orders from an attending physician. And
together. This continued for some time. Then I asked,
the tactics they use to get the patient to refer openly to his
“Do you think you will be able to drive your car again?”
She looked at me, “M ary, I know I am daydreaming; terminality are less tried and true than the more customary
I know I am going to die.” Then she cried, and said, tactics for forcing him to pretend.
“This is terrible, I never thought I would be this way.”
CONSEQUENCES O F M U TU A L PR ET E N SE
In short, when a patient finds it increasingly difficult to
hang onto a semblance of his form er healthy self and begins For the patient, the pretense context can yield a measure
to become a person who is visibly dying, both he. and the staff of dignity and considerable privacy, though it may deny him
are increasingly prone to say so openly, whether by word o f the closer relationships with staff members and family mem
gesture. Sometimes, however, a race occurs between a patient’s bers that sometimes occur when he allows them to participate
persistent pretense and his becoming comatose or his actual In his open acceptance of death. A nd if they initiate and he
death— a few m ore days of sentience or life, and either he or accepts the pretense, he may have nobody with whom to talk
the staff would have dropped the pretense. although he might profit greatly from talk. (O ne term inal patient
Yet, a contest may also ensue when only one side wishes' told a close friend, who told us, that when her family and
to keep up the pretense. When a patient openly displays his husband insisted on pretending th at she would recover, she
awareness but shows it unacceptably, as by apathetically “giving suffered from the isolation, feeling as if she were trapped in
up,” the staff or family may try to reinstate the pretense. cotton batting.) F or the family— especially more distant kin—
Usually the patient then insists on open recognition of his own the pretense context can minimize em barrassm ent and other
impending death, but sometimes he is persuaded to return to Interactional strains; but for closer kin, franker concourse may
the pretense. F or instance, one patient finally wished to talk have many advantages (as we shall discuss further in C hapter
openly about death, but her husband argued against its 6.) Oscillation between contexts of open awareness and m utual
probability, although he knew better; so after several attem pts pretense can also cause interactional strains. We once observed
to talk openly, the patient obligingly gave up the contest. The a man persuading his m other to abandon her apathy— she had
reverse situation may also occur: the nurses begin to give the permanently closed her eyes, to the staff’s great distress— and
patient every opportunity to die with a maximum of comfort—^ "try hard to live.” She agreed finally to resume the pretense,
as by cutting down on norm al routines— thus signaling th at he but later relapsed into apathy. The series of episodes caused
should no longer pretend, bu t the patient insists on putting up some anguish to both family and patient, as well as to the
a brave show and so the nurses capitulate. nurses. When the patient initiates the m utual pretense, staff
We would complicate our analysis unduly if we did m ore members are likely to feel relieved. Yet the consequent stress
than suggest that, under such conditions, the pretense ritual of either maintaining the pretense o r changing it to open aware
sometimes resembles Ptolemy’s cumbersomely patched astro ness sometimes may be considerable. Again, both the relief and
nomical system, with interactants pretending to pretend to the stress affect nurses more than medical personnel, principally
pretend! We shall only add that when nurses attem pt to change because the latter spend less time with patients.
78 PART t w o : t y pe s o f a w a r en ess co n tex ts
7£
80 PART t w o : t y p e s o f aw areness c o n t ex t s The Ambiguities of Open Awareness 81
is familiar with the course of his disease, for example. And reflect in part the common tendency, in American hospitals,
patients who have the same disease are often kept together, for staff and patients to come from different class and ethnic
so th at each may observe a kind of rehearsal of his own fate backgrounds. Although the patients may come from various
by watching others who are closer to death. American patients, strata, and the staff may also be heterogeneous in both class
however, can seldom negotiate successfully enough with their and ethnic membership, the majority of the staff is frequently
physicians to obtain good information directly about the mode unlike the majority of patients. In city and county hospitals,
of dying when it is likely to be unpleasant; indeed, sometimes for instance, the patients are relatively impoverished, while
they find it difficult to secure an understanding that the physi nurses and physicians are “middle class.” In hospitals supported
cian will ever be candid about the probable time of death. by wealthier patients, the nurses are lower in socioeconomic
The awareness, therefore, of subsidiary features of termi origin and often ethnically different from most patients. Al
nality may be of different types than the openness about death though the degree of difference between patient and staff back
itself. Those other types can change, or be maneuvered, in grounds varies in various hospitals, probably it is often great
various directions: for instance, closed awareness about time enough to produce rather incongruent perspectives on dying. An
of death can be transform ed into suspicion about time of death; additional source of discrepancy is that deeply inculcated profes
or suspicion about mode of death can be transform ed into sional and institutional norms separate staff from patients. To
closed awareness about mode of death. Open awareness about the extent that dying is a medical phenomenon, doctors and
terminality itself, however, stays quite stable. Although patients nurses necessarily have a view of death unlike the layman’s.
may think of the time of dying as farther away than indicated An example from M alaya illustrates, though in rather an
by the warnings they have received, or they may choose to extreme form, the kind of divergence possible. M alayan hos
ignore the prospect of living as “a vegetable” before finally pitals are staffed almost exclusively with Chinese and Indian
dying, they display little tendency to forget or “repress” the professionals. When a Chinese patient is near death, his kinfolk
knowledge that they are going to die. flood the space around his bed— and no staff mem ber is sur
The second ambiguous property of the open awareness prised by their ritual preparations for his death or by their
context is another new uncertain element which exists even loud lamentations after death occurs. B ut the M alayans’ special
though both parties can refer relatively openly to the patient’s beliefs about death and the body make them highly suspicious
terminality. The patient may wish to die in certain ways: with of hospitals and the non-M alayans who run them. O n the
out pain, for instance, with dignity, or perhaps in private. A t somewhat unusual occasions when M alayans permit a very sick
the same time, the staff has its own ideas about the way patients kinsman to enter a hospital, they are quick to whisk him from
ought to die, involving not merely the physical aspects of dying, the strangers’ hands when he seems to be dying. Naturally, the
but also its moral and stylistic aspects. M uch of the consequent medical staff greets this action with disapproval or paternal
interaction depends on the initial congruence of their respective amusement. The staff’s reaction is based predominantly on
ideas, as well as on the congruence that may develop before professional attitudes but also upon ethnic perspectives. In
the patient’s death occurs. But the existence of open awareness Japan, however, where the population is culturally homogene
about terminality makes this confrontation of persons possible, ous, the norms affecting mode of dying seem more uniform than
and so makes im portant the discrepancy between their ideas in either M alaya or the United States, and there is probably less
on how to die. divergence between patient and staff perspectives.
Divergent expectations about “appropriate” ways of dying
82 PART t w o : ty p e s o f a w areness c o n t ex t s The Ambiguities of Open Awareness 83
Consequently, certain patients may receive “better” medical
and nursing care, not because the staff’s obligation is greater,
STYLES O F DYING
but because they are defined implicitly as more deserving.
Once a patient has indicated his awareness of dying, the In an open awareness context, patients defined as less
most im portant interactional consequence is that he is now deserving risk the additional judgment that they are acting with
responsible for his acts as a dying person. He knows now that purpose. Since they know that they are dying, their improper
he is not merely sick but dying. He must face that fact. So behavior cannot be interpreted as a consequence of ignorance.
ciologically, “facing” an impending death m eans that the Patients known to be aware of death have two kinds of obliga
patient will be judged, and will judge himself, according toi tion: first, they should not act to bring about their own deaths.
certain standards of proper conduct. These standards, pertain- Second, there are certain positive obligations one has as a
ing to the way a m an handles himself during his final hours and dying patient. Let us examine these two aspects of acceptable
to his behavior during the days he spends waiting to die, apply behavior in the face of death.
even to physically dazed patients. Similarly, certain standard* Occasionally patients who discover that they are about to
apply then to the conduct of hospital personnel, who must die attem pt suicide. The staff takes a relatively charitable atti
behave properly as humans and as professionals. The bare tude toward suicidal acts if the patient has suffered a great
bones of this governed reciprocal action show through the deal. Otherwise they view such an act as either incompre
conversation between a nurse and a young dying girl. The hensible o r requiring additional explanation of a psychiatric
nurse said, “Janet, I’ll try as hard as I can” ; and then when kind. (In fact, if the attem pted suicide survives he is likely to
the youngster asked whether she was going to die, the nurse be sent— as at an emergency service where we observed— to a
answered, “I don’t know, you might, but just keep fighting.” psychiatric service. The presumption is that such a person is
A t first glance, staff members’ obligation to a dying patient mentally ill; patients who attem pt suicide while hospitalized also
(regardless of specific awareness context) seems simple enough. get psychiatric attention.) The American attitude that suicidal
If possible, they must save him; if not, then they m ust give persons do not deserve respect or extensive care is rather
proper medical and nursing care until he dies. But so simple! starkly expressed on emergency services in our hospitals. If the
a conception of their obligation ignores the fact that the patient; suicide arrives already dead, staff members may display little
deserves their obligation because he has been defined as dyings sympathy for him. If he is alive, they will try to save him, but
Generally he need not actively seek definition of this status^ with traces of contem pt and disgust. When they fail to save
but need only be defined medically as dying (though on rare: him, the absence of sadness and dismay is conspicuous. Some
occasions a patient may have to convince his physician th at times, when a suicide seems rather far gone, the staff may
he really is dying). On the other hand, ethical and social a t sharply curtail its efforts to save him.
well as medical judgments enter into questions such as when; In addition to suicides, other types of relatively undeserving
to try to save a patient and when to give up, how much toi terminal patients arrive at our emergency services: accident
prolong life when death is certain or the patient is already cases known to have caused the accident by carelessness or
comatose, and so on. If such nonmedical judgments are rele drunkenness, drunkards picked up dying from the streets, and
vant, then logically some patients must act so that they do the stabbed, slashed, or battered victims of brawls. Staff mem
not deserve as much care as do patients who behave properlyy bers tend to express distaste and even enmity for all these,
84 PART t w o : t y pe s o f aw areness co n tex ts The Ambiguities of Open Awareness 85
whether they are dying or not. From the staff’s perspective, were also disturbed by the physician’s insistence on rather
these patients are in the hopsital only because they have acted “senselessly” prolonging her life.
improperly. Those who die have broken an implicit pact with Geriatric patients like this woman have almost earned the
society not to die “this way”— or perhaps a pact to live properly right to die. Indeed, staff members almost literally say so. Truly
so as not to die this way. W here the majority of such patients deserved deaths are designated by such statements as “It is
are drawn from lower socioeconomic strata, or are Negroes, just as well he died,” “It’s a blessing he died,” or “He had
Puerto Ricans, or other minority group members, then the nothing to live for.” These comments are applied to very worn-
staff tends to disapprove of their style of life generally, which out geriatric patients, terribly deteriorated patients, and pre
reinforces staff attitudes toward suicide, drunkenness and mature infants who might be brain-damaged, to inescapably
violence. comatose patients, and those who are fully sentient but quite
M ore subtle instances of this judging of “impropriety” painfully dying. These patients all have a right to die quickly,
include a patient’s failure to validate his suspicion that he is and if sentient cannot be blamed for not struggling against
ill. Thus, two interns indirectly berated an undeserving mastec death. Even their occasional acts of suicide may elicit sympathy
tomy (breast cancer) patient after her operation by standing rather than adverse moral judgments.
outside her door and talking, in deliberately loud voices, about The second aspect of dying improperly is failure to fulfill
her foolishness in not visiting a physician earlier. Other patients one’s obligations as a dying patient. People are supposed to
who, after hospitalization, “give up” by not struggling to stay live correctly while dying, providing they understand that they
alive are guilty of the same kind of lapse. Surrender is justifiable are dying, but Americans have no clear rules for this behavior.
if death is certain, or if suffering is intense and the battle No script has been carefully laid out for the dramatis personae.
for life almost hopeless. But sometimes the staff can find no Structural reasons why the script is unclear include lack of
justification for the patient’s “giving up.” One nurse said about •pecific training in ways to die; Americans generally have had
a cancer patient, “Oh, that patient, I still think he didn’t have few opportunities to observe death firsthand. (Unlike most
to die.” She saw no good physiological reasons for the patient European and Asian countries, the United States in this cen
to have died just then— he simply went ahead and did it. This tury has had no w ar on home territory, which has drastically
particular patient was “difficult” anyway, even pretending to reduced the likelihood of civilians seeing actual scenes of
fall into comas, so that the nurse understandably found his death.) The recent trend toward dying in hospitals and other
behavior, including his dying, quite unjustifiable. Institutions, away from home, has further reduced opportunities
But such patients are considered far less reprehensible than to see people die. In addition, the heterogeneity of the American
the suicides or the fatally careless automobile drivers. It is population mitigates against consistent and clear-cut societal
also instructive to compare them with an 81-year-old woman directives: even the standards that pertain to the more ritual
found half dead on the street. She was resuscitated in the istic aspects of death— whether the body should be on display
hospital but she wished to die, and when the physicians insisted at the funeral parlor or whether burial o r cremation is prefer
on blood transfusions, she kept the nurses on the run by able— are somewhat hazy. Such standards as exist for behavior
repeatedly attempting to remove the transfusion tube from her in the face of death are even m ore conflicting and vague. Hos
arm. The nurses were upset about her doing this, although they pital personnel, as we have noted, have had little or no explicit
86 PART t w o : ty pes o f a w areness c o n t ex t s The Ambiguities of Open Awareness 87
training for their roles in the dram a of death, an d like other (or consultants’) opinions, but object to “shopping around”
A m ericans they have differing opinions as to exactly how a for impossible cures: as one physician warned a wife about
patient should face death. her dying husband, “faced with death. . . .He might want to
Nevertheless, in our hospitals staff members do judge the find quacks to tell him they could cure him .” 1 O ther types
conduct of dying patients by certain implicit standards. These of unacceptable behavior emerge vividly from our field notes.
standards are related to the work that hospital personnel do, Thus; the next quotation involves a patient’s serious failure to
as well as to some rather general American notions about “cooperate” in his medical care, and it shows the extremes to
courageous and decent behavior. A partial list of implicit which a physician will go to get such cooperation:
canons includes the following: The patient should m aintain
relative composure and cheerfulness. A t the very least, he The patient had been moving his arm around a lot so
should face death with dignity. He should not cut himself off his intravenous needle was in danger of coming out; he
is very testy at all such rigmarole. The doctor got irri
from the world, turning his back upon the living; instead he
tated, apparently, at his lack of cooperation and said
should continue to be a good family member, and be “nice” that if he took that needle out of his arm, he’d die. The
to other patients. If he can, he should participate in the ward nurse: “T hat’s what the doctor said to his face— that
social life. H e should cooperate with the staff members who this is what is keeping you here; you pull it out and
care for him, and if possible he should avoid distressing or you’ll die.”
embarrassing them. A patient who does most of these things
There are less dram atic instances of unacceptable dying. Thus:
will be respected. He evinces what we shall term “an acceptable
style of dying,” or, more accurately, “an acceptable style of
Miss Jons mentioned that M r. Jam es was giving a great
living while dying.”
deal of trouble today. They had been trying everything
An example of this style was described by the nurse who on him, and nothing had worked. He was refusing all
said: “Until he became unconscious he was always cheerful. kinds of things, such as medication, pills, and food,
H e’d have a smile for you and never complained. While he and having trouble getting him to take his temperature.
was still able to he’d help out on the ward, doing work. This They had tried to be persuasive and now there was a
nurse who was trying just the opposite. Miss Jons
case was especially hard on all of us. . . . His m other was
giggled and said it wasn’t getting her anywhere either.
like him, never complaining.” Staff members are also familiar . . . T o this other nurse I said, “Tough customer, isn’t
with the typical “grandm other” of the service: the wonderful he?” She looked stolid and said, “He just wants to be
elderly lady who is so cheerfully reconciled to death, and who ornery.” Then added, “H e’s been ornery all day.”
is so nice to talk with that even the interns and residents drop
in to spend time with her. A psychiatrist might point out that Then there are patients who do not face dying with fortitude
the grandmothers teach the youngsters how to banish anxiety but become noisy or hysterical:
about their own deaths; to a sociologist, the significance of the
Miss Smith came into the nursing station saying, “ I’m
grandmothers is that their style of dying approaches the ideal«
sick of insight.” According to her, this woman patient
The contrasting pattern— what the staff defines as unact gets scared and there’s nothing you can do, and then
ceptable behavior in aw are dying patients— is readily illustrated;
1Lael T. Wertenbaker, Death of a Man (New York: Random House,
F o r instance, physicians usually honor requests f o r additional 1957), p. 56.
88 PART t w o : t y pe s o f aw areness c o ntex ts The Ambiguities of Open Awareness 89
she gets more scared. . . . A t the staff meeting, Miss and even reproachful. A change of this kind is particularly
Smith said that this lady gags more and belches, and the disturbing in a patient who previously has been cheerful and
nurse finally decided there was no physical reason for likable. We remember a young cancer patient who returned
this. The nurse put on a big dram atic act as she said to the hospital in just such an apathetic condition, thereby
this because in a big stew about it. She had spoken to
the patient and told her it was just doing her harm and causing widespread consternation among the nurses. W hen one
would h urt her more. L ater I heard this lady belching day he recovered his spirits slightly and started to fight with
pretty loudly, and the nurses just looked at each other. the nurses over minor matters, as he had previously, they were
delighted. Apathy in such a patient is perceived by the staff
O ther patients are defined as making excessive demands— and not merely as “giving up” but also as an implicit message that
it does not especially help the nurses to know that patients can he is finished with everything and everyone— including the staff.
m ake those demands precisely because they know they are For instance, a previously m entioned courageous woman who
dying. finally gave up, signifying this by permanently closing her eyes,
so distressed her family, as well as her private nurses, that a son
She finally came back [to the hospital] for the last time
finally flew in from across the country. H e persuaded his mother
and knew that this was the end and kept saying, “I’m
getting closer and closer; I’m dying, dying. Do some to open her eyes again, because her withdrawal was “hurting
thing for m e.” She wanted somebody by h er all the time everybody so.”
as a security. . . . She’d praise us and things like that. In general, then, the staff appreciates patients who exit
Then if we’d say something to the opposite effect, or not with courage and grace, not merely because they create fewer
answer right away, then she’d turn against us. She was
scenes and cause less emotional stress, but because they evoke
just scared all the time. . . . She was a great m ental
strain on me. . . . My reaction to her was quite hostile genuine admiration and sympathy, as well as feelings of pro
at times because I didn’t know how to handle her and fessional usefulness. It is difficult to admire a patient who
I got angry with her. I felt she should accept a lot of behaves improperly even though one can sympathize with his
these things and she didn’t. . . . I guess some feel that terrible situation. W hen a patient knows he is dying, he must
in their life they have things that they set out to accom present some kind of dying self to the world. People cannot
plish more o r less, so that death is easier for them than
help judging him, even if by diverse and not altogether explicit
others.
standards. Occasionally a patient provides such a model of
The nurse’s last comment clearly enunciates the doctrine that courage and fortitude that the staff remembers him with ad
people ought to face their deaths properly, though some do miration long after his death. In the reactions of staff members
not. In addition, her remarks help to clarify why nurses may is not only respect for a great hum an being but gratitude for
feel anger as well as guilt when a patient emphasizes their being allowed to participate in the near-perfect dram a of his
inability to give adequate care or com fort while he is dying. dying.
Crying or sobbing is one thing but when patients wail,
cry out in terror, complain, accuse you of doing nothing, or
TH E M A N A G EM EN T O F A C C EPTA B LE DYING
refuse to cooperate in their medical or nursing care, that is
something else again. Perhaps m ost unnerving to some staff are Patients who already know how to die— by reasoned judg
patients who become apathetic; they sometimes seem “hostile” ment, or by intuition, or by sensing the staff’s implicit standards
90 pa rt t w o : t y p e s o f a w areness c o n tex ts
The Ambiguities of Open Awareness 91
— make life easier for the staff. Staff members need not work quences will follow, physically and medically, is what
at getting these patients to behave properly, since they take she got across, saying also “and then we’ll have to put
considerable responsibility for dying properly— if not with a tube down your stomach.”
dignity, then with minimal loss of self-control. (F o r instance,
one American nurse described an old-world patient who closed But these negatively toned tactics— commands, reprimands,
off his life with great ceremony: he called his family to his threats— are supplemented, and often overshadowed, by others
bedside, so that he could say farewell, then thanked the nurse through which personnel attem pt to teach patients how to die
for all her care, and finally closed his eyes to sleep and die.) properly. In effect, the nurses signal what they define as unac
The staff members need only align their own conduct with the ceptable behavior and point out what is acceptable. Sometimes,
patient’s particular but acceptable style of facing death. when she is angry enough or intimate enough with the patient,
Patients who do not die properly, on the other hand, a nurse can talk at some length with him, and this talking,
create a m ajor interactional problem for the staff. The problem perhaps by accident rather than design, may help teach the
of inducing them to die properly gives rise, inevitably, to a patient how to die. But generally the teaching process consists
series of staff tactics.2 Some are based on the patient’s under of fragments of interaction— coaxing, brief coaching, and the
standing of the situation: staff members therefore command, like— rather than extended coaching sessions. Teaching usually
reprimand, admonish and scold. Thus one nurse spoke firmly consists of something like this: “Well, you just have to have
to patients, or relatives, when they began to make too much patience for a while, we just can’t do everything all at once
noise at the approach of death. A nother scolded a patient, “If that you want us to. Y ou’ve got to try, Mrs. Smith,” rather
you can do all that, why you can drink fluids too. If you’d than this:
eat and drink, then the doctor wouldn’t have to stick needles
in your legs.” And patients are told to stop incessant crying, A nother time I got the feeling the patient wanted her
“It doesn’t help you and it doesn’t make me feel any better.” children to cry about it because she’d moan and groan
in front of them. . . . I got rather angry with her because
Threats are also used: I had talked to her so many times before about dying
. . . and she was beginning to accept a lot of it; and
I asked what they did about such patients generally, and she was trying to prepare her daughters for it, and then
she went into a lovely imitative act: she put on a firm she would turn around and want them to feel sorry for
voice and appearance and told the imaginary patient her. I missed my chance that one day. I was going,
just what would happen to him if he didn’t take what really, to tell her.
ever he was supposed to take, or do whatever he was
supposed to do. If you don’t do this, then these conse- Nurses may call on higher authority or on allied forces
s Getting the patient to die properly is, of course, also a problem to remind or help teach the patient what is required. Thus the
in the suspicion awareness and mutual pretense contexts. In the latter physician may be asked to command the patient to complain
situation, however, the tactics characteristic of open awareness can also
be used; or the staff can occasionally shatter the pretense, but then less or cry less loudly. In one hospital we observed that the
quickly return to it. When a patient is suspicious of his terminality^ nurses gladly delegated to a skillful chaplain the task of
inducing him to die properly is managed less directly and fully than
when the patient is aware. Consequently, we have chosen to discuss “breaking through” to frightened, hostile or silently apathetic
“acceptable dying” mainly in connection with the open awareness patients. Psychiatrists sometimes perform similar functions.
context.
Where open awareness is the prevailing context, the other
The Ambiguities of Open Awareness 93
92 PART t w o : t y p e s o f a w areness c o n tex ts
patients as a group can also be relied on to exert implicit ment rem arked that: “The m other was irritable and swore
and sometimes explicit controls on unacceptable dying.3 at both the daughter and the R N ’s.” Hospital personnel do
Of course, staff members may ask the patient’s relatives not usually have to contend with “difficult” families as often or
to help manage their dying kinsman, but in most cases their as directly as visiting nurses, but when they do, they may en
unsolicited cooperation is depended on for encouraging ac counter the same problems of management.
ceptable dying. F or instance, one m an actually did some of the O ur discussion of the style of dying would be incomplete
nurses’ work because he was not sympathetic to his wife’s if we failed to note that the patients’ own conceptions of the
withdrawal. He made her get out of bed and walk; he jollied proper way to die may contradict staff expectations. When
her, o r ordered her to eat when she didn’t want to eat. A nurse a patient has his own clear conception of propriety, staff mem
described another patient who spoke angrily to her; his wife bers may have difficulty inducing him to accept or conform to
would intercede: “D on’t be like that, don’t talk to the nurses their ideas. Occasionally, for example, a patient displays so
like that.” A nother nurse rem arked: “I encourage the relatives much composure as to seem unnatural: “The hospital staff
sitting there— holding their hand— it may help.” reacted to W ert’s behavior, which changed in no particular
W hen the patient’s kinsmen visit the hospital they too, of from his norm al behavior, with awe and awkwardness. I had
course, are expected to behave properly in the face of dying hoped they would react with easy frankness toward him. In
and death. Although we shall consider the family’s reactions stead the opaqueness of the relationship between patient and
at some length in later chapters, we will note here that kinsmen medical attendants seemed to increase. . . . One . . . young
who fail to conform to the staff’s notions of propriety are likely nurse . . . said to me, ‘B ut he’s so natural.’ ’’ 4
to be coached, reprim anded o r even subjected to disciplinary One patient we observed greatly unnerved the nurses be
measures. A rather extreme instance of this was observed once cause he insisted upon signing his own autopsy permit. Others,
on the cancer service of a teaching hospital. Family members as already noted, simply want to die in private, alone with
spoke loudly and clearly to each other about a dying ado themselves and perhaps with their God. In fact, some patients
lescent in his presence; they laughed often, and “carried on” would rather die at home, not because of the familiar sur
generally. The nurses felt that this was causing the boy great roundings, but because then they can minimize interference
distress, and, unable to control the situation, they finally with their own managem ent of death. In the hospital, the
appealed to the physician. H e banned everyone but the parents nurses tend to see gestures toward privacy as a rejection of
from the room, explaining his action to the parents. themselves, and find them difficult to understand or tolerate.
Visiting n u rse s. sometimes comment unfavorably on the And when a hospital patient commits suicide, he represents at
households they visit in term s of the members’ behavior in the its widest the potential gulf between staff and patient concep
face of death: the family m ay behave worse than the patient, tions of the proper approach to death, for suicide epitomizes the
or vice versa. Thus one harassed nurse exclaimed: “I had possibilities for rationally managing one’s own death so as to
another case that was just the opposite— the patient was very remove it from staff control altogether. Thus, staff members
nice and the person taking care of her, her daughter, was may sometimes condone a suicide b u t rarely can fully approve
awful.” A nother nurse who had genuine problems of manage- of it.
’ Ren6e Fox, Experiment Perilous (New Yofk: Free Press of Glen 4 Wertenbaker, op. cit., p. 66.
coe, 1959), pp. 139-181.
94 PART t w o : t y pe s o f a w areness c o n tex ts The Ambiguities of Open Awareness 95
cedure. ( “The nurse said he’s a t a stage where h e’s slowing
T H E P A T IE N T N EG O TIA TES certain procedures. She wanted to give him a bath and he
said, ‘Well, wait ’til after the doctor comes and examines m e,’
The interaction between patient and staff members is also
and then he pleaded for another half hour.” ) A patient who
greatly affected by the patient’s negotiations with them. Every
died shortly thereafter was described by a nurse: “I sympa
sentient patient, whether terminal or not, wants to get certain
thized with him when he said, ‘Don’t feel like eating,’ and
things or to have certain events occur; he coaxes, wheedles,
said, ‘It’s not gonna make that much difference.’ ” In general,
bargain#, persuades, hints, and uses other forms of negotiation.
then, a considerable amount of daily negotiation occurs around
A patient who is aware that he is dying may attem pt to negoti
the pacing, minimizing and the avoiding of routine.
ate explicitly about matters pertaining to his own dying.5 F or
Negotiation may also involve the time that nurses spend
what he gains, he can, in return, offer specific cooperation with
with the patient and the am ount of talk that occurs. Again,
the staff, or a generally acceptable style of dying; or even,
the nurses tend to take their cues from the patient. If they
negatively, threaten a less acceptable style if they will not
feel he doesn’t want to talk, they do not force him to do so:
negotiate properly.
“There were times when I knew that he just didn’t want to
M uch of the daily negotiation centers around the pacing
talk. We kind of sensed it, so we talked when he felt like talking,
and minimizing of such routines as bathing, eating, taking
and we didn’t when he didn’t want to .” This assessment of
medication or undergoing treatments. Understandably, a nurse
the patient’s desire to talk may not always be correct but it
wants these routines scheduled, and if they are medically im
is based on a reading of cues from the patient. A patient may,
portant, she wants them done properly. B ut a weary or de
of course, declare openly whether he wishes to talk. A social
pressed patient may wish to delay or completely avoid some
worker noted that some patients are quite verbal about dying
routines. Thus, when a cancer patient suggests later cooperation,
and openly discuss, for example, “W hat can I do about my
the nurses may not urge him to eat or bathe or have his
wife?” On the other hand, some patients say quite plainly that
tem perature taken; or they may cater to his wishes to the
they are finished talking forever and turn their faces to the
extent of offering to do something for him ( “How about a
wall. Staff members may respect that wish spontaneously or,
bath now?” ) rather than announcing that something will now
feeling that the patient has rejected their good intentions, retreat
happen.
in despair or hostility.
A patient sometimes rejects a nurse’s offer, perhaps by
The death scene itself may be the subject of negotiation.
saying that he is not going to get out of bed anymore and thus
Sometimes a patient wants a staff mem ber to stay with him,
implying clearly that his end is near. O r, foreseeing his end,
perhaps because he simply desires not to be alone, or perhaps
a patient may bargain to avoid some routine. ( “H e kept telling
because he is afraid to die alone: “He talked to me the day
me he doesn’t need a bath, he’s not going to be around very
he died. H e wanted me to stay there by him all the time, be
long anyway, and ‘I don’t care what you do to me,’ and ‘I’m
cause he said, ‘I’m going.’ He got the attention, even though
going to die anyway.’ ” ) H e may negotiate for a delay in pro-
we were busy.” Patients may beg personnel to call relatives
* Negotiation about dying may occur also in the suspicion awareness when death is imminent, just as relatives may wring that same
or mutual pretense contexts. We have chosen to discuss negotiation, promise from personnel. A patient may also negotiate with his
however, in relation to open awareness contexts because their negotia
tions are especially explicit, physician for permission to die at home. H e may try to elicit
96 PART t w o : t y pe s o f aw areness co ntex ts The Ambiguities of Open Awareness 97
the physician’s promise not to let him live needlessly long, not pride, but if they fail o r perceive themselves as having failed
to perm it him to die in excessive pain, and to let him know him, then they are likely to feel “negligent.”
when death is quite near. And of course patients negotiate— This kind of negligence is not the same thing as medical
principally with kinsmen— to have things done after death has or procedural negligence. The professional canons that prescribe
taken place. reasonably effective medical and nursing care also encourage
It is worth noting also that a person who is dying in an professional pride when a job is well done, and feelings of
unacceptable m anner faces difficulties when he attempts to negligence when the job is badly done (whether o r not negotia
gain his ends through negotiation. Staff members understandably tion is involved). Patients who might have been saved by
have less patience for the negotiation and altogether less empa more skillful surgery, or whose lives might have been usefully
thy with him. One woman, for instance, behaved so “badly” extended by better nursing care, stimulate feelings of medical
for so many weeks that the nurses gradually took to spending and nursing negligence. This phenom enon is quite different
as little time with her as possible. Shortly before she died, the from what happens when personnel reckon that they have
chaplain entered her room and found her in considerable pain. failed patients in hum an, not technical, ways.
She said, “I’m looking for the nurses.” The chaplain, when There are, of course, many possibilities for failure in meeting
later describing the scene, remarked that “I’d been pushing human needs of patients who are unaware of their terminality.
the nurses on this just as hard as I could and was wondering One nurse, for instance, remarked, “Something that bothers
how far I could go” on pushing them. H e helped to rearrange me is the lack of prayers for the [unaware] dying. The chaplain
the patient’s body on the bed so as to reduce her pain. Then sees them when they are put on sick list, but not at the end. . . .
he and she prayed together. As he left the room, he asked, “Is I’m wondering if maybe we get hard and callous.” Inherent in
there something else you would like the nurses to do for you?” the open awareness context, however, are certain additional
She said, “Yes, see that one comes immediately.” The chaplain possibilities for failing or succeeding in these hum an responsi
thought to himself that he wasn’t sure whether he could manage bilities— including those related to negotiation. A n aware patient
that particular feat. In the hallway he found a nurse and, put can make certain demands involving hum ane considerations
ting his arm around her, he asked, “How about doing me a that he would not make if unaware. F o r example, a patient
favor? Would you go in and take care of M rs. Plum immedi who, sensing one evening that he would die that very night,
ately?” She answered, “Yes, I’ll do it for you as a favor.” tried to persuade the evening nurse to call his wife. Believing
that he was wrong, she refused. Pressed, she called a staff
physician, who sustained her opinion. W hen the patient would
NON -M ED ICA L N EG L IG EN C E AND PR ID E
not yield, she got additional backing from her supervisor; but
From the staffs point of view, negotiation involves much finally, she called the wife. The patient died soon after his wife
more than simply deferring to patients’ wishes. If the staff arrived. The nurse’s assent saved her from feeling negligent
“plays ball” with a patient, of course, then he is more likely because of failure to render hum an assistance, though had she
to die in a m anner acceptable to them. Less obvious in the continued to deny his request she would not have been negli
negotiation is that they may develop an emotional commitment gent because of any professional error.
to fulfilling their end of bargains made with patients. If they A nurse may m ake an explicit promise— that she will be
succeed, they can remember the patient, after his death, with there when the patient dies— and if she fulfills the promise,
98 PART t w o : t y p e s o f a w areness c o n t ex t s The Ambiguities of Open Awareness 99
then she can feel that she has done her hum an duty. If she their emphasis on giving spiritual and psychological comfort
fails him, she is likely to feel somewat negligent. Promises may rather than medical care, with his sense of the humane— of
be extended to relatives also. One nurse sent a husband to the what was a proper hum an death. The same unity of professional
coffee room, promising that if his wife began to die, he would and hum an standards occurs when physicians and nurses are
be notified in time, but she failed to notify him quickly enough, able to meet patients’ requests for hum an rather than purely
and afterwards felt very badly. medical assistance. The special hazard of an open awareness
Negotiations need not take such an explicit form as exacting context is that the patient can make requests pertaining to his
and giving a promise. Nurses, thus, sometimes feel negligent dying. Not only does this possibility add to the num ber of
when they cannot converse adequately with patients who wish possibilities for hum an failure, but it also presents intrinsic
to talk about their impending deaths, whether the desire to difficulties, for, as we have indicated, personnel may prefer to
talk is announced or only signaled. Here is an unusual but avoid references to death.6 They may sometimes feel negligent
illuminating example: because they cannot manage this aspect of terminal care.
One of the complicating features of the open awareness
We had a m an on a pacemaker. We had him in inten context is that negotiations instituted by the patient may catch
sive care for five weeks. We were probing his chest, four staff members in crossfires of professional and human responsi
times a day; he was arresting. . . . He developed an
bilities, with consequent inescapable feelings of negligence. The
infection. As long as they keep draining it, he’ll live.
But it’s deep and eventually going to get him. I ran out Instance noted earlier of the patient who begged the nurse to
of things to say. I had to sit and watch him and pound call his wife also illustrates how a nurse may be required to
his chest for five weeks. . . . I was very awkward be choose between satisfying a patient’s request and following
cause he was very intelligent and very much aware of ordinary institutional and professional practice. Even medical
what was going on. . . . Every day I had to come in and human responsibilities, however, may sometimes be in
and say “Good morning, how are you today?” We
compatible.
talked, we used to read, it was just terrible. I was never
so much involved with a patient. A patient may request his physician not to prolong his life
In the event that he becomes comatose, but the physician, guided
Even physicians sometimes betray similar feelings of negli by the medical canon that life should be preserved as long as
gence or unease by the very brusqueness with which they reject possible, may ignore that request, or even renege on his promise
invitations to talk while making medical examinations of patients to the patient when the time comes to honor it. But the
who are fully aware of their own terminality. physician cannot make such decisions without some turmoil.
A chaplain, whom we observed, derived great satisfaction Nurses whom we have observed have also often reflected
(because of having few feelings of negligence) from his ability considerable strain, not always knowing whether it was better
to converse with dying patients about their oncoming deaths
' We predict that the strong trend in nursing education toward incul
as well as about their post-death affairs. His satisfaction is cating standards of nursing care based on greater attention to “inter
highly instructive for two reasons. He could respond to patients’ personal” relations, and to the patient’s “psychological needs,” will
make nurses increasingly vulnerable when they work with patients who
invitations to talk and, indeed, draw them into conversation are aware of terminality. We have observed this increased vulnerability
better than could the nursing and medical personnel. And he In young nurses, but even more so in graduate student nurses who
were learning the intricacies of giving psychological care to patients
was wonderfully able to wed his professional standards, with who happened to be aware of their own impending deaths.
PART t w o : t y pe s o f a w areness co n tex ts The Ambiguities of Open Awareness 101
100
h a t the patient be kept alive or allowed to die. W hen a physician how long he may yet live. Naturally if the patient remains
:an gain enough support from a professional rationale, he may suspicious, the physician may have to redouble his efforts to
escape internal conflict, and consequent feelings of negligence, convince him, that is, to make him truly aware of the real, or
jver his medical decisions. F o r instance, once we observed probable, contingency.
nedical and hum an standards in especially sharp conflict— A patient who becomes aware of these contingencies may
between a mother, pleading that her child be allowed to die, on take them into account in managing his own dying. H e need not
humane grounds, and a physician, who made his decision on panic long before his death, but, knowing he has some months
medical grounds to keep the infant alive under oxygen just to live, prepare to meet death with fortitude. He need not
as long as was possible. The physician bluntly told the mother have fantasies about terrible bodily deterioration, but can
that a physician’s job was to keep life going as long as possible, prepare for death assured he will be in relative control of his
and that the decision to do so was his alone, not her’s. faculties and limbs. He need not fear that he will pass from
life screaming with pain (which might tem pt him to seek an
earlier and easier way o u t).
AW ARENESS O F C ONTIN GENCIES
But when the staff judges that contingencies associated
We noted earlier that an open awareness context might with a patient’s death will seem unpleasant or upsetting, they
be “qualified,” because though the patient may know about his ordinarily attem pt to conceal what they know about them.
terminality he may not know about or suspect other features They find it m ore difficult, however, to conceal their knowledge
of his impending death, such as its time or mode. Of course, from a patient who is already cognizant of his terminality than
the staff members may not be any better informed, since some from one who is not. F or instance, the staff commonly paces
contingencies— such as a lingering death or terrible bodily the medication given to a dying patient so that his increasing
deterioration— may be quite unpredictable. On the whole, pain can be kept under control, but a patient awaiting his own
however, the staff members have a much better chance of death is sometimes likely to become aware of his increasing
knowing or suspecting these matters than the patient, and medications and wonder about them in connection with his
certainly earlier than he does. The patient’s dawning suspicion impending death. Similarly, a patient aware of his terminality
or final awareness of such contingencies noticeably affects is likely to read signs of bodily deterioration in terms of such
interaction in the open awareness context. possibilities as: Will I go completely and disgustingly to pieces
When the staff members judge that the contingencies will physically before I die? Will I go to pieces sufficiently to dis
not seem unduly unpleasant, then they may reveal them tq grace myself as I lie dying? Will I become a vegetable before
the patient, especially if he asks about them specifically ot I die?
envisions less pleasant contingencies. F or instance, if he queries When a patient suspects such contingencies, or begins to
anxiously and repeatedly whether his death will be painful, they recognize their passage into actual fact— his pain increases,
may assure him that it will not, emphasizing that his kind of or he is obviously close to death since his strength is ebbing
disease generally does not entail great suffering. If he presset rapidly— then this additional awareness may greatly affect his
his physician for approximate time of death and suggests afl behavior. H e may become terrified at the prospect of increasing
earlier date than the physician believes is probable, then thfc pain. He may berate the physician who assured him that pain
physician may assure him that he is grossly underestim ating could be kept under control, but who has long since realized
102 PART t w o : t y pe s o f a w areness co n tex ts The Ambiguities of Open Awareness 103
his inability to do so. Indeed he may fear actual desertion by both because of his deterioration and the nurses’ reactions to
the physician if and when the physician believes “nothing m ore it) that his chin could be observed quivering. A nurse was
can be done” for him. The patient may also utilize his new asked about the quivering: “Well, he’s that way all over, inside.”
knowledge to manage his dying according to his own concep Do the nurses talk to him about it? “No, but we’ve given
tions of proper dying. F or instance, one patient drove her drugs for it, so we didn’t talk about this.” In short, the m an’s
physician into suggesting a last-ditch operation that might relieve reactions to his immediately expected death were understood
her increasingly intolerable pain. Yet she herself had to decide by the nurses, but by mutual consent neither they nor the
whether to endure the pain or to risk an operation that she patient referred to them.
visualized as possibly making her into a brainless vegetable.
She chose to undergo the operation, preferring the latter alterna
CONSEQUENCES O F O PEN AW ARENESS
tive to dying with unendurable pain. A nother elderly patient,
previously mentioned, who knew she was being kept only A few points about the consequences of open awareness,
temporarily alive “on m achinery,” kept the nurses hopping though already noted in previous chapters, are worth em pha
because she insisted on removing the blood transfusion tube sizing here. Awareness of impending death gives the patient
leading into her arm. She had chosen to die sooner rather than an opportunity to close his life in accordance with his own
later, if she could manage the earlier death. ideas about proper dying. H e may finish im portant work,
Physicians and nurses are usually prepared to contend make satisfying farewells, give gifts to his friends, and leave
with the patient’s eventual suspicion or recognition of con detailed plans for his family and estate. The advantages of
tingencies, since they have long since seen them as probabilities openness are also implicit in a chaplain’s account of how he
or certainties. F o r many of the patient’s responses they may and a patient together had reconciled the wife, the children,
have routine tactics. Thus, nurses may attem pt to reassure and the patient’s parents to his inevitable death. With or
him that his deterioration will not get much worse, or they without staff intervention, a wife and husband may achieve
may urge the physician to “snow” the patient with drugs more amicable relations when both know that he is dying
when death is imminent and the patient is screaming with and can talk about themselves in light of that event. In addition,
pain or fear. B ut just as the patient’s expectations of his own the aware patient who dies “acceptably” stands a good chance
behavior may go awry in the face of the actual contingencies, of getting staff members to cooperate with him in the manage
so may the staff members’ behavior. There are no routine reac m ent of his dying.
tions when a patient, recognizing that he is dying, right now, But open awareness has disadvantages for the patient too.
from suffocation, pleads with the nurse to “save me!” O ther people may not approve of the patient’s way of managing
Often the patient, however, prefers to initiate mutual pre his death, and may attem pt to change his ideas or even subvert
tense about contingencies of which he is aware. Although his management. Also, a patient may not be able to close off
speaking openly about his terminality, he does not make refer his life usefully, and with dignity, either because he cannot face
ence either to the time or mode of his death. And he may death itself or because he suspects or knows its associated fea
prefer to keep silent about his own reactions to that known tures. A n aware patient, therefore, may be unable to face
time or mode of death. One patient we observed, for instance, death with equanimity, dying with m ore anguish a n d less
was so frightened about his obviously imminent death (obvious dignity than he might if h e w o e unaw are of his terminality.
104 PART t w o : t y p e s o f a w areness c o n tex ts The Ambiguities o f Open Awareness 105
He may question, with anguish, “Why must it be me who She instinctively moved away. The patient said, ‘I want some
must die?” Some patients even question what their lives were body to love m e.’ The nurse realized w hat was happening, so
all about as they lie dying. A nd some must decide whether to she took the patient in her arms and let her cry. It was the
accept imminent death or perhaps to prolong their lives some* crying of real despair.”
what through surgery. Such decisions are often agonizing for O f course, patients who do not die acceptably make staff
the patient, and his agony while deciding will affect his family members’ work more difficult than it would have been in a
and the hospital personnel. closed awareness situation, creating, in addition, an emotional
A patient who makes it easy for himself also makes his strain, particularly for the nurses. The open awareness context,
death easier for his family, So far as awareness is accompanied in fact, does increase the probability that nurses will be sub
by acceptable dying, it reduces the strain that would otherwise jected to stressful sessions with patients who wish to talk about
be imposed on kinsmen by closed or suspicion awareness. If their deaths, and openly bem oan their dying. M ost nurses
the patient is able to attain a kind of psychological closing for we have observed cannot “take” these sessions. They develop
his life before he dies, his kinsmen may be able to share his tactics for minimizing their im pact and the probability of their
satisfaction at the close, and they may treasure their experience occurrence; for instance, a nurse who has a knack for talking
for the rem ainder of their lives.7 On the other hand, some with dying patients is drafted to work with those who wish to
people cannot sustain conversation with a patient who knows talk about their deaths.
that he is going to die. A nd if the patient dies in agony or What about the hospital itself, how is it likely to be affected
terror, or otherwise unacceptably, his family would doubtless by open awareness? The answer depends on several matters
have preferred to have kept him unaware of his terminality. discussed in this chapter. F o r instance, when patient’s and
M any staff members, especially nurses, prefer the open staff’s ideas about proper dying are congruent, and where both
awareness context. As one nurse said, “I like . . . it best. can act in accordance with those ideas, then maximum condi
I’m more comfortable when I can talk about it with the tions exist for what might be called “graceful” dying. The
patients.” Nurses may derive genuine gratification from “working research hospital described by Renee Fox, where doomed
with” a patient who allows them to participate in his confronta patients cooperated manfully with physicians in their usually
tion of death. M any a nurse remembers with satisfaction how hopeless efforts to check progressive deterioration, was char
she sat with a patient a few hours before his death, as he acterized by high morale and graceful dying. Even patients
talked about his past life. She has not only provided him with cooperated in each other’s dying dram as.8 In this case, there
an empathetic listener, bu t she has been brought into his actually seemed to develop at least implicit norms for how to
ceremonial preparation for passing out of life. W hether or help one another die properly. Also negotiation by both pa
not they are present during the final hours, m any nurses do tients and physicians was perhaps exceptionally governed by
derive pleasure from actively helping a patient “face death” fairly explicit agreements developed between them. On most
properly. While they cannot always give much help to patients hospital services, a lower proportion of patients will, in the
who are recoiling from thoughts of death, they can take com staff’s eyes, die with acceptable style; th at is, there will be a
fort from their own small, and sometimes impulsively com greater discrepancy between patients’ ideas and staff members’
passionate, actions: “The patient reached out to the night nurse. ideas about proper dying.
7 Cf. Wertenbaker, op. cit., and Maurice Goudeket, Close to Colette
A t most hospitals there also tends to be less openness about
(New York: F arrar, Straus and Cudahy, 1937). • Renee Fox, op. cit.
106 PART t w o : t y p e s o f aw areness c o n t ex t s
CA TEG O R IC A L DISCOUNTING
107
108 PART t w o : t y p e s o f a w areness c o n t ex t s Discounting Awareness 109
masked, as with a sentient adult; what is said and done in any Because a socially dead person cannot be aware, some
infant’s presence need not be affected by consideration of his rather peculiar behavior may occur in his presence. F o r ex
awareness. Similar discounting of awareness can occur in the ample, a comatose terminal patient, who happened to be a
presence of very young children. young nurse herself, began to lose her hair because of her
With the parents, of course, awareness must be taken into particular malady. The nurses, distressed by the way she would
account. When the parents openly expect their baby to die, the look at her funeral, began to prepare the living corpse for its
nurses can play openly into that expectation, but when the later public appearance. They worked assiduously on her hair
parents express the hope that the baby will survive, then but finally, after giving up that task as hopeless, swathed her
parental awareness creates the same problems for nurses as that head in a turbari. A nother instance of unusual discounting be
of sentient adult patients. Thus, uneasy parents may telephone havior, one we have mentioned before in another context, oc
the head nurse, who has to handle their suspicion that the curred because of admiration for the patient’s husband. Refus
baby’s condition has become worse than was initially reported ing to accept his wife’s comatoseness, he treated her at each
to them. The death of a baby who has been frankly expected visit as if she were socially alive. The empathetic nurses took to
to die is usually announced to its mother, who then tells the preparing the patient’s body for his visits. They fixed her hair
father; but when death is unexpected, the psysician often tells and face so that she would look as pretty as possible. They
the father. dressed her properly. A nd when they were in her room with
A second class of patients with whom awareness can be the husband, they acted as if she were not what they knew
discounted is the hopelessly comatose. Personnel are warned her really to be. (T heir methods of sustaining this odd pretense
against talking freely in the presence of any patient who is only with the husband, as well as their reasons for doing it, were
temporarily unconscious or has recently become comatose, very different than if they had been trying to persuade a sen
since the unconscious one may “come to” sufficiently to under tient patient to dress nicely, so that she would feel more like a
stand conversation, and the comatose may remain sentient woman. Then the patient’s awareness is directly taken into
enough to understand its drift. Only when comatoseness is un account.)
questionably permanent can staff members completely discount A third category of term inal patients with whom aware
awareness. Then they tend to act in the patient’s presence as ness is discounted includes those who are senile rather than
if he were a “non-person,” 1 talking freely even about things comatose. Where there are many such patients, as in state
that would m atter to him if he were sentient, just as if he were mental hospitals and in nursing homes for the aged, death is
not there. This does not m ean that the patient’s body does not not noticed by the senile patients because of their senility. The
receive excellent medical and nursing care; but even though dying patient himself can be treated by the staff as if he were
the patient is regarded as if he were still somewhat of a person, ignorant of his own impending death, although he may be com
perhaps once liked or respected, considerations of awareness pletely conscious, or alive, about such matters as bathing and
no longer affect the interaction around him. A fter all, he can eating. No additional discounting takes place when such a dying
no longer know, or discover, that he is dying. Socially he is patient also becomes comatose, though the staff now has the
already dead, though his body remains biologically alive. additional burden of bathing and feeding him. A nother point:
although the hospital personnel may be very fond of certain
1 For a discussion of the “non-person,” see Erving Goffman, Presen senile patients, o r of patients who later become senile, and
tation o f Self (Edinburgh, Scotland: University of Edinburgh, 1956),
pp. 95-96. may treat them as if they were much alive, this can be done
110 PART t w o : ty p e s o f a w areness c o n t ex t * Discounting Awareness 111
without acting as if the patient could ever become aware of
his terminality.
SITUATIONAL DISCOUNTING
When senile patients are consigned to such homes and hos
pitals, family members, too, sometimes tend to treat the patients Three types of situations also exist in which awareness is
as if they were already dead— as socially dead as if they were often discounted. The first involves the conscious use of space
hopelessly comatose— and do not bother to visit them. O ther to prevent the changing of suspicion or closed awareness into
families treat the senile as being alive but perhaps not “all open awareness, so that staff members can ignore the patient,
here.” These families periodically visit their unfortunate kins as when they talk about his terminality beyond the range of
man (just as parents visit children who were never “all here” ), his hearing. This use of space can be hazardous, since the
but even they do not act as if the dying patient were aware patient accidentally may overhear the conversation or take
of his forthcoming death. special pains to overhear it. Yet a spatial barrier very often
A fourth group of dying patients whose awareness may be allows personnel to discount the patient’s awareness.
discounted is those whose awareness matters little to the staff A second type of situation occurs when patients who are
because of the way they view the patients’ characteristics. Staff fully aware of their own terminality behave acceptably and
members respect these patients so little that they give less permit others partly to discount their awareness. Conversation
thought to the control of cues that might disclose terminality. can flow easily because they do not make death the sole topic
M ost strikingly, this kind of discounting occurs on the emer of conversation. N ot every word and gesture need touch on
gency wards of city or county hospitals where, as we have the mutual awareness of the impending death, though after a
already observed, middle class professionals confront lower few minutes the m atter of terminality may emerge again, en
class patients under conditions encouraging the staff to view tering directly or obliquely into the interaction. Even when a
patients as inexcusably negligent in the preservation of their patient who does not accept his death easily converses with a
own lives. Partly because so many lower class patients are staff member, terminality can be on the far edge of the patient’s
brought in as accident cases, or as victims of razor slashings consciousness and not appreciably intrude into their conver
or other forms of violence, staff members tend frequently to sation. And, of course, many tasks that staff members perform
disapprove of them. When such patients are brought dying to in the patient’s presence are so remote from m atters of ter
the emergency ward, staff members talk about them without minality that any incidental conversation taking place at the
much regard for what they may see, hear, or sense. Staff dis same time can be commonplace or related to the tasks them
regard for awareness is particularly evident in the way suicide selves.
cases are handled, for suicides, regardless of social class origin, U nder these rather ordinary circumstances, the discounting
are especially likely to arouse anger and tendencies toward of awareness is optional; staff members may either ignore
overt disrespect. A genuine effort to save the suicide’s life may awareness or take it into account. But in the third type of
be accompanied by talking to him, or in his presence, as if situation, awareness m ust be ignored because other more im
he deserved to die. portant matters are at stake. F o r instance, if a patient’s heart
suddenly stops beating, staff members must ordinarily take
“heroic measures” to keep him alive. These measures usually
convey to a patient, whether o r not he was previously aware
112 PART t w o : ty pes o f aw areness c o n tex ts Discounting Awareness 113
of danger, that he is about to die, or that he is very likely to would be foolish,” he said. I told him that I was only
die soon afterwards. The staff has no option but to bring him trying to consider all the possibilities. After another
moment, he answered: “Perhaps a year, perhaps two
into awareness; the gravity of the situation forces them to
years— if it is mauvaise.” 2
ignore whether he is aware or unaware. Emergency measures
of any kind often are highly visible to a sentient patient, so In short, this physician had to risk alerting the patient, first
that staff members are forced to discount awareness. Personnel through the X-ray procedure and later by advising a diagnostic
on emergency and intensive care services engage rather con operation. This particular patient forced the issue by direct
stantly in this type of discounting. questioning, but not until after the phyician had aroused his
Similarly, when a physician decides that certain procedures, suspicion. Regardless of whether the patient questions him di
tests, or even diagnostic surgery is necessary to determine ac rectly, a doctor’s medical responsibility often forces him to
curately the patient’s condition, then he risks permitting the discount the patient’s awareness.
patient to become suspicious about, o r know of, his terminality,
but the stakes are so high that the risk is run. A m an who later FA ILU R E TO DISCOUNT
died of cancer in France makes this point vividly in his pub
lished diary: Curiously enough, people sometimes fail to discount when
they should— because the patient is dead. But if he is dead,
how can his awareness sensibly be taken into account? If we
He prescribed a fluoroscopic examination and X-rays
and I was examined by Dr. C artier himself and by the seem to be stretching the limits of credibility here, it is only
radiologist. . . . The examination was incomplete; I to illuminate the ordinary instances of discounting while pa
could not retain the barium, fed from below. . . . This tients are still alive.
indicated to me that something was badly wrong . . . When a patient has just died, people who see the corpse
as did the m uttered conversation of the two doctors, the
rather soon thereafter tend, under certain conditions, to behave
conversation of technical men over a technical problem.
. . . B ut when . . . I came out with the word cancer to almost as if the patient were alive and aware of his imminent
Dr. Cartier, he put his hand on my arm and assured me death. Temporarily the deceased is regarded virtually as a
that it was most unlikely; there were no signs right up sentient person. F or instance, nurses who have gotten deeply
to the very edge of the suspicious spot, which barium involved with a patient will sometimes back away from post
couldn’t reach. mortem care of his body. Their avoidance can be interpreted
in many ways: our interpretation is that he is not quite a
Later, Dr. C artier said, “You’ll have to have an operation,” corpse to them but still a person, under whose gaze they
heartily assuring him that many tumors weren’t cancerous but would have to make funeral preparations. Relatives, immediately
that: after the patient’s death, often speak to him or caress him as
if he were alive. Although they know he is dead, they act as
It was necessary to hurry, to take this while it was if he knew what they were saying and doing, because his death
young; he advised me to wait no more than three or is so recent. Staff members rarely speak to or caress the corpse,
four days . . . I asked him point-blank: “If I do nothing
about this, how long will I live?” A look of shock * Lael T, Wertenbaker, Death o f a Man (New York: Random
passed over his face . . . he took my arm. “But that House, 1957), pp. 6-7.
114 PART t w o : t y p e s o f a w a r e n e s s c o n t e x t *! Discounting Awareness 115
but in a lower key they sometimes act much like kinsmen. The Under most conditions, people’s actions are very much affected
tendency to treat a recently deceased kinsman as if he were by the problems associated with the patient’s awareness, or
still alive is reinforced by the nurses’ or physicians’ efforts to lack of it. Only under relatively special circumstances do people
protect family members against the shock of making symbolic; ignore these problems, and the circumstances under which
farewells to a disfigured corpse, arranging appearances so that) they m ust ignore them are even more unusual. Thus the
the deceased person resembles his former self. When they arc natural impulse is, ordinarily, to continue acting as if awareness
successful, the effect is not only to fix a more normal imagq| were still a crucial issue when it no longer is.
in the kinsmen’s memories, but permit them temporarily tcj!
regard and act toward the patient as not quite dead. v
Persons who are present when a death actually occurs arc
often struck by the remarkably thin line that stretches betweeq
life and death. Momentarily, the person now dead seems hardly
dead because he was so recently alive. As long as this mystity
illusion persists, the onlooker tends to act as if he were not
discounting the awareness of a living person. Again, even hos
pital personnel are subject to this brief illusion.
Staff members who give post-mortem care are open te?
another kind of experience as well. General rules of decency;
and institutional instructions, prescribe that the corpse bi(
treated with respect. One should not handle the corpse roughly;
or make any disrespectful gestures toward it; in fact, nothing
should be done to the body that is not required by post-mortem
care. These rules may be neglected because personnel become
callous or because they are in too great a hurry to complete
the post-mortem tasks. Young nurses who witness such dis
respectful handling may become physically sick, or at least
irate, primarily because they feel that hum ans ought not to be
treated thus. They react not only to what they consider inap
propriate behavior, but also to their sense that this person
(the corpse) would have been horrified had he foreseen what
would happen to him after his death. The deceased person’s
awareness is thus taken into account, in a strange way, by the
living, even though, realistically, that problem should disappear
after the patient has died.
O ur interpretation of post-mortem reactions may seem
farfetched, but it does highlight our main point in this chapter.
Part Three
Problems of
Awareness
Direct Disclosure of
Terminality
be liable for malpractice. Some doctors will announce an im stages typically present in the response process stimulated by
pending death only when a clear-cut pathologist’s report is direct disclosure of terminal illness, with the characteristic
available. Others do not tell because they fear the patient might forms of interaction between the patient and staff that attend
become despondent or mentally ill or commit suicide, because each stage of the response process (starting off with how the
they do not want him to “lean” on them for emotional support, disclosure was m ade). Thus our focus is just as much upon
or because they simply wish to preserve peace on the ward how the staff initiates and attempts to guide and control the
by preventing a scene. response process through interaction with the patient as it is
A t the same time, a num ber of other conditions encourage upon the patient’s responses per se.
disclosure regardless of the individual patient’s capacity to Many of the standard arguments given by doctors both
withstand it. Some doctors disclose to avoid losing the patient’s for and against disclosure anticipate a single, permanent impact
confidence if he should find out through cues or accidentally. on the patient.3 He is expected to “be brave,” “go to pieces,”
Telling also justifies radical treatm ent or a clinical research offer; “commit suicide,” “lose all hope,” or to “plan for the future”
it also reduces the doctor’s need to keep up a cheerful but and such. But the impact is not so simple. Disclosing the truth
false front. Some tell so that the patient can put his affairs in sets off a generalized response process through which the
order and plan for his family’s future, or reduce his pace of patient passes. To base the decision about disclosure on a
living; others, because family members request it. Of course, single probable impact is to focus on only one stage in the
if the chances for recovery or successful treatment are relatively response process; not only does it neglect the other stages, but
good, a doctor is naturally more likely to disclose an illness also it omits how each stage m ay be controlled by the staff
that is possibly terminal; disclosing a skin cancer is easier through appropriate forms of interaction. F or example, to
than disclosing bone cancer. predict that the patient will become too despondent is to neglect
The combined effect of these conditions— some of which the possibility that he might overcome this despondency and,
may induce conflicting approaches to the same patient— is to with the aid of a chaplain o r social worker, prepare adequately
make it much easier for doctors to apply to all patients a flat for his death and for his family’s future. But to expect a patient
“no, he should not be told.” F or when people are in doubt simply to settle his affairs is to fail to evaluate his capacity for
about an action, especially when the doubt arises from inability overcoming an initial depression, as well as the capacity of
to calculate the possible effects of many factors about which the staff to help him at this stage.
there is little information, it is almost always easier and safer The generalized response process is stimulated by a doctor’s
not to act.2 disclosure to the patient. The patient’s initial response is almost
A doctor who does decide to say “yes, tell the patient he invariably depression, but after a period of depression he either
is probably going to die,” has in effect decided to transform a accepts or denies the disclosure; and his ensuing behavior may
closed awareness context into an open one (o r possibly into be regarded as an affirmation of his stand on whether he will,
a suspicion context). Our intention in this chapter is to develop in fact, die. Acceptance of the doctor’s disclosure may lead to
a model for this transform ation; i.e., a model combining the active preparation, to passive preparation, or to fighting the
2 For a conceptual analysis that applies to why there is less risk 3 For an illustration of this kind of argument, see the discussion
for doctors in not disclosing terminality, see Thomas J. Sheff, “Decision between two doctors in “How Should Incurably 111 Patients Be Dealt
Rules, Types of Error, and Their Consequences in Medical Diagnosis,” With: Should They Be Told the Truth,” Parent’s Magazine, 71 (January
Behavioral Science, 8 (April 1963), pp. 97-107. 1963), pp. 196-206.
122 PART t h r e e : pr o b lem s o f a w areness Direct Disclosure of Terminality 123
illness. A particular patient’s response may stop at any stage, terminality regardless of the patient’s expected reaction. These
take any direction, or change directions. The outcome depends patients seemed to exhibit the full range of responses to dis
first on the m anner in which he is told, and then on his own closure of terminality which it is our purpose to set forth here.
inclinations combined with staff management. (We cannot say how the distribution of these patients through
A doctor deciding whether to tell the patient, therefore, out the range of responses would differ, if at all, for higher
cannot consider a single impact, but how, in what direction, socioeconomic patients.)
and with what consequences the patient’s response is likely to So many cases of direct disclosure, and the consequent
go; as well as what types of staff are available and how they variety of response patterns, made this hospital a highly
will handle the patient at each stage. A doctor who says “no” strategic research site for studying disclosure. In other hospitals
to disclosure because the patient will “lose hope” need not be we found only a few cases of direct disclosure, and their general
in conflict with one who says “yes” to give the patient a chance aspects were the same as those of the VA cases.
to plan for his family. Each is merely referring to a different
stage of the same process. F or both, the concern should be with
DISCLOSING FA T A L ILLNESS
judging whether the patient can achieve the acceptance-active
preparation stage. Disclosure of fatal illness to patients in this hospital has
O ur conception of the stages characteristic of a patient’s two m ajor characteristics. First, the patient is told that he is
response to direct disclosure is based largely on our interviews certain to die, but not when he will die. As we indicated
with patients, doctors and nurses in the cancer wards of a in chapter 2, expectations of death have two dimensions:
Veterans’ Administration Hospital. In this hospital the normal certainty and time of demise, with the first more readily
procedure is to tell every patient the nature of his illness; as determined in advance. As one doctor put it: “In my opinion,
a result, many patients are told of a fatal illness.4 however, no doctor should take it upon himself to say to a
By and large the patients in these wards are in their middle patient, ‘You have ten weeks to live’— or three months, or
or late years, of lower class status, and in destitute circum two yearc or any time whatsoever.” And another doctor said:
stances. Since their care is free, they are captive patients— “Doctors simply do not know when patients are going to die.”
they have little or no control over their treatm ent, and if they Stopping short of full disclosure tends to soften the blow to the
do not cooperate their care may be stopped. If a m an goes patient and reduces chances of error for the doctor.
“AW OL” the hospital is not obliged to readmit him, or if Second, the doctors typically do not give details of the
it does readmit him, it can punish him by denying privileges. illness, and the type of patient under consideration usually
Because the patients lack financial resources, they typically does not ask for them. Primarily, this is a problem of com
have no alternative to their current “free” care, and lower munication: a doctor finds it hard to explain the illness to a
class status accustoms them to accepting or to being intimidated working class patient, while lack of familiarity with the technical
into following orders from people of higher status. Since these terms, as well as a more general deference to the doctor, in
captive lower class patients cannot effectively threaten the hibits the patient’s impulse to question him. In addition, not
hospital or the doctors, the rule at this hospital is to disclose giving details is a tactic doctors use to avoid or cut down on
4 This norm may be considered an aspect of “batch” treatment of talk with the patient and to leave him quickly. Thus (as referred
inmates of a total institution. See Erving Goffman, ‘T h e Characteristics to in Chapter 6) transforming the closed awareness context
of Total Institutions,” in Amitai Etzioni (ed.), Complex Organizations
(New York: Holt, Rinehart and Winston, 1961), pp. 312-340. to open does not make all im portant issues open to discussion.
124 PART th r ee: problem s o f a w areness Direct Disclosure of Terminality 125
Issues such as time of death and mode of dying may be left goes along with the hard-boiled approach, but me, I try to
relatively closed, or on the level of suspicion over which the tell them the truth.” The “hard-boiled” announcement is often
contest for information and control will be waged. linked with a report to the patient of the results of his surgery.
In combination, these two characteristics of disclosure often In this hospital, patients are customarily told, two or three
result in short, blunt announcements of fatal illness to the days after surgery for cancer, whether they will die. For
patient. Even the nurses are often shocked by the doctors’ example, one doctor walks into the patient’s room, faces him,
bluntness. Nevertheless, they often feel that the patient is says, “It’s malignant,” and walks out. To be sure, this tactic
better off for being told “because, as one nurse put it, he be also eliminates having to answer the patient’s questions. Another
comes philosophical in a day or two.” rather direct confrontation is, “We weren’t able to get it [the
A short, blunt announcement may be softened, however, malignant tumor] all out.” A nother form of sharp announce
in various ways. One way is to add a religious flavor: “You’ve ment is the direct retort: when a patient asks, “Doctor, do I
had a full life now, and God will be calling you soon.” This have cancer?” the doctor replies, “Yes, you do.” (One doctor
m anner is perhaps most appropriate for older patients. Another commented, “If they ask directly, we answer as directly as
is to muffle the language. To the patient’s question, “Is it possible.” ) Lastly, the implied, but sharp, confrontation of
cancer, Doc?” the doctor responds, “We don’t call it th at . . .” fatal illness is exemplified by the doctor who met a returning
and then gives it a technical name that the patient can under patient with the order to sell her house and all her things, for
stand only vaguely. The “suspicion” announcement also dulls she would not leave the hospital again.
the blow: “There is a high clinical suspicion that the tumor In this group of doctors who generally favor the short,
removed was cancer. However, we won’t have a pathological blunt disclosure there is one who does not. He refuses to disclose
report on it for ten days.” The announcement that there is in this fashion because he has had previous experience with
“nothing more to do” (to cure the patient) can be muffled errors due to changing pathology reports, and because he tries,
with a hopeful lie, such as “but then who knows,next week, through surgery, to make the patient’s last weeks more com
next month or maybe next year there may be a drug that will fortable. O ther doctors tend to disagree that his “comfort
save you,” or by suggesting to the patient that he join an surgery” is useful, but he continues because sometimes he
experimental program that may help him, as well as mankind.5 actually saves the patient for years. This doctor continually
Finally, there is the im portant statement that softens any form maintains a cheerful and optimistic manner, never directly
of disclosure: “We can control the pain.” disclosing to the patient that he will die, but actually giving
In some forms, the blunt announcement sharpens the blow silent disclosure by his offer of comfort surgery or participation
of a disclosure by forcing a direct conjrontation of the truth in a clinical experiment. Silent disclosure initiates the mutual
with little or no preamble. Some doctors are quite aware of pretense awareness context: both doctor and patient know of
this directness and favor their colleagues’ use of this approach. the latter’s fatal illness, and both know the other knows, but
One doctor says, “With average patients, we tell them what they do not talk to each other about it. The doctor reveals
they’ve got.” A nother says, “I don’t think the staff as a whole the patient’s fatal illness by oblique reference to it in proposing
5 If the patient takes the experimental drug, he continually checks comfort surgery o r experimental participation, the meaning of
his condition by asking the doctor: “What next, Doc?” “W hat now?” which the patient clearly understands. The patient thus begins
“Am I better?” Am I getting well?” When the experiment is over and
the patient is still going to die, he must start through the response his process o f response-to-disclosure without the customary
process again with a depressing “now what” feeling. stimulus of direct disclosure.
126 PART th r ee: problem s o f aw areness
Direct Disclosure of Terminality 127
accumulating physical, social and tem poral cues. The usual
DEPRESSIO N change is from denial to acceptance, though short-term reprieves
The initial response of the patient to disclosure is depres sometimes occur, when patients improve before growing worse,
sion. The large majority of patients come to terms with their or when a new drug helps for a few days; and in such cases
depression sufficiently to go on to the next stage of the response acceptance may change, for a time, to denial. The direction
process. A few do not. They withdraw from contact with every an individual takes depends not only on how he is told, but
one and remain in a state of hopelessness. In this limiting sense also on a variety of social and psychological considerations
they become non-interacting, non-cooperative patients; the impinging on the passage from life to death.
nurses can not “reach” them. Depression is usually handled
by sedation until the patient starts relating to the staff. In one Acceptance: Patients may demonstrate acceptance of im
case a nurse observed that a patient visibly shortened his life pending death by actively preparing for death, passively pre
because of his period of anxiety and withdrawal. paring, or fighting against it. A ctive preparation m ay take the
form of becoming philosophical about dying, death, and one’s
A C C EPTA N C E O R D EN IA L? previous life; with family, nurses, social workers and the
chaplain, patients review and discuss how full their life has
A fter an initial period of acute depression, the patient been. They may pose the destiny question: “Why me?” and
responds to the announcement by choosing either to accept try to work through it with the philosophical help of others.
or to deny the imminence of his death. In effect, he takes a This approach leads the patient to draw the nurses into a dis
stand on whether and how he will die, and this stand profoundly cussion which can be very difficult for them, since nurses are
affects his relations with the staff from that time on. trained by and large to help motivate patients to live, not to
In general, sharp, abrupt disclosure tends to produce die. But if a nurse is to help a patient prepare himself, she
more denial, than dulled disclosure.6 W hen the disclosure is too m ust accept his impending death and refrain from chastising
sharp, the depression is more immediate and profound, and him for not fighting to live. Otherwise she is likely to consider
denial begins immediately as a mechanism to cope with the the patient “m orbid” and tend to avoid his invitations to help
shock.7 T o predict an individual’s response, however, one him face death squarely. She will usually try to transfer the
needs the kind of intimate knowledge of the patient that doctors burden to the social worker, nun, or chaplain when they are
would prefer to have. W ithout it, it is very difficult to say which available.
path to death a patient will take, or for how long. In some Some patients start immediately to prepare themselves for
cases, the patient’s response changes; he cannot hold out against death through religion. F o r others it is an easy transition to
‘ This hypothesis complements the discussion by Feifel ( op. cit.) slip from philosophical to religious terms, a transition often
on the importance of “how telling is done.” aided by the chaplain, who then helps the patient prepare
7 For another discussion of denial of illness upon disclosure, see
Henry D. Lederer, “How the Sick View Their World,” in E. Gartly himself.
Jaco (ed.), Patients, Physicians and Illness (New York: Free Press of Another form of active preparation for death is to settle
Glencoe, 1958), pp. 247-250. Denial of dying is characteristic of our
society as shown by Robert Fulton’s data: see “Death and the Self,” social and financial affairs, perhaps linking this effort with
Journal of Religion and Health, 3, No. 4 (July 1964), pp. 359- philosophical or religious preparation. The typical helpers in
368. See the analysis of denial of death in American society by Talcott
Parsons, “Death in American Society,” American Behavioral Scientist, 6
settling affairs are family members and social workers. For
(May 1963), pp. 61-65. example, upon learning th at he was going to die, the patient
128 PART t h r e e : pro blem s o f aw areness
Direct Disclosure of Terminality 129
turned to his wife and said, “Well, we’ve got to get every life” before death.9 This pattern is characteristic of younger
thing lined up; I promised [so-and-so] my. . . This im patients (in contrast to older patients who review the fullness
mediate getting down to the provisions of a will was considered of the life they have h ad ), like the twenty-two-year-old man
abnormal by one nurse who said, “I’ve never seen a reaction who, when told he had between three months and three years
like that, it was almost m orbid.” A nother patient began dis to live, m arried a nurse. “If we have only two m onths,” she
cussing with the social worker the various veteran’s benefits said, “it will be worth it.” The patient lived two years and had
they could obtain for his wife, and another tried to get his a son. Faced by certain death he had achieved the most he
wife, who was emotionally very dependent on him, married could from life.
to a hospital corpsman. One patient gave up his pain medica Auto-euthanasia (suicide) is another way of actively pre
tion long enough to put his financial affairs in order with the paring for death.10 It eliminates the sometimes very distressing
aid of a social worker, for he knew that as soon as he was last weeks or days of dying. One patient, who had no friends
too drugged to operate effectively, his family would try to take to visit him, felt that he was very alone and that no one in
over his estate. the hospital cared, so he tried to hasten his death by suicide.
To give the patient a chance to settle his affairs and to Some patients try to end their lives while they are physically
plan for the future of his family, is, of course, an important presentable, not wanting their families to see their degeneration.
consideration when a doctor decides whether to disclose fatal Other stresses that encourage auto-euthanasia are unbearable
illness.8 He can seldom be sure, however, that the patient’s pain and the discipline imposed by a clinical experiment to
response will take this direction or advance so far. Moreover, which one may be irrevocably committed. Others decide to
some affairs to be settled are less im portant than others; still, end their life when they can no longer w ork.11 Still others
patients have a chance to pick up loose ends or accomplish prefer auto-euthanasia as a way of controlling their dying as
unfinished business. For example, before entering the hospital they controlled their living, thus wresting this control from
for cancer surgery one woman said, “I am going to do three the hands of the staff and the rigors imposed by hospital
things before I enter the hospital— things I’ve been meaning to routine.12
do for a long time. I’m going to make some grape jelly. I’ve Passive preparation for death, among patients who accept
always dreamed of having a shelf full of jelly jars with my own
label on them. Then I’m going to get up enough nerve to saddle 9 This form of active preparation is appropriate in American society
which stresses the value that death is unacceptable until one has had
and bridle my daughter’s horse and take a ride. Then I’m going a full life; see Parsons, op. cit.
to apologize to my mother-in-law for what I said to her in 10 Shneidman feels a question deserving of research is “why so many
cancer patients do not commit suicide,” Edwin S. Shneidman,“Suicide,”
1949.” A nother patient with leukemia quit work and bought a in Farberow, op. cit.
sailboat. He planned to explore the delta region of the Sacra 11 For an account of a cancer patient who planned to commit auto
euthanasia after he could no longer work, see Lael Wertenbaker, Death
mento and San Joaquin Rivers until his last trip to the hospital. of a Man (New York: Random House, 1957).
Another form of active preparation is to attem pt a “full 19 A growing problem that medical staff and hospitals must face
is that people wish to control their own way of dying; they do not want
8 A study by Dr. Donald Oken showed that MD’s are more likely it programmed for them by medical staff and hospital organization. To
to disclose to businessmen because they needed to wind up business achieve this end, many patients also wish to die at home; Fulton, op.
matters; i.e., MD’s perceived this matter as important: Donald Oken, cit., pp. 363-364. See the analysis of this problem in Jeanne C. Quint,
“What to Tell Cancer Patients: A Study of Medical Attitudes,” “Some Organizational Barriers to Effective Patient Care in Hospitals,”
The Journal of the American Medical Association, 175 (April 1961), paper given at the American Medical Association convention, June 24,
pp. 1120-1128. 1964.
J3 Q pa rt t h r e e : p r o b lem s o f a w areness Direct Disclosure of Terminality 131
their terminality, also has some characteristic forms. One is ance of one’s fate together with a positive desire to somehow
to take the news in a nonchalant manner, which nurses some change it. Three forms of fighting behavior are intensive living,
times find disturbing. One put it: “But some take it quite going to marginal doctors or quacks, and participating in an
nonchalantly. We’ve had several very good patients— right to experiment. One patient, for example, started going out on
the end. One that upset me was here when I came. H e was passes and living it up, asserting, “I’ll beat it,” as if he could
the hardest for me to see die— he was young and not only hold death off by living life to the full. He kept getting thinner
that— such a wonderful fellow. Even as sick as he was, he was and eventually died. This mode of resisting death can be readily
always kind and courteous.” A part from the social loss factor transformed into active preparation for death if it increases
“young” and “wonderful”— which usually upsets nurses,13 the patient’s fullness of life before he dies.
this nurse also found such a passive outlook on death rather Taking an outside chance with quacks or marginal doctors 14
disquieting. As we noted in C hapter 6, the patient’s passivity gives some patients a feeling that they are actively combatting
tends to be judged as an unacceptable style of dying. the disease. A regular physician may perm it his patient to
Nurses, however, are grateful to patients who approach go to a marginal doctor, since that visit keeps the patient hope
death with calm resignation. This response not only relieves ful and busy while letting the physician see that the marginal
them of the responsibility for cheering up the patient, but also treatments do not injure his patient. Denied this permission,
improves their own morale. Since it would not do for a nurse a patient who wants to fight his disease in some way may
to be less calm or resigned than her patient, a patient who break off relations with his physician, so that the physician
responds in this fashion raises and supports the nurse’s morale. loses control over both the patient and the marginal doctor.
The non-verbal patient who simply accepts his fate and does A rupture like this makes it difficult for the patient to return
not talk about it also relieves the nurses of the stress of dis to the original doctor after the marginal treatm ent fails.15
cussing it, as she often must do with the more actively preparing The search for a way to fight the fatal illness can also lead
patient. The calm patient makes few or no demands on nurses a patient into a clinical experiment. If he does not win his
or social workers. A disquieting aspect of this response is the own battle, he at least may help future patients with theirs. The
loss of contact with the patient: “It is very hard for us ‘well chance to contribute to medical science does not, however,
people’ to really grasp how they feel.” One social worker sustain the motivation of all research patients.16 Some, realizing
bridges this gap by sitting with the patient for a time each day. things are hopeless for themselves and finding the experimental
She reports, “Sometimes it’s a m atter of just touching their regime too rigorous to bear, try to extricate themselves from
hand— whatever is natural— to make them feel that you under the experiment. If the doctors decide to carry on anyway,
stand and care.” Another disquieting version of the passive these patients sometimes interfere with the experiment by
response is expressed by the patient who emerges from his de
14 In this connection see Beatrix Cobb, “Why Do People Detour to
pression only to turn his face to the wall, “the spirit drained out Quacks?” in Jaco, op. cit.
15 For an illustration of how the doctor allowed, hence could con
of him ,” and “passively wait to die.”
trol a dying patient’s submission to the rigorous treatment of a mar
Some patients accept their fatal illness but decide to fight ginal doctor, see John Gunther, Death Be N o t Proud (New York:
it. Unlike denial behavior, this fight indicates an initial accept- Harper Bros., 1949).
13 Cf. Renee Fox, Experiment Perilous (New York: Free Press of
13 Barney Glaser and Anselm Strauss, “The Social Loss of pyj®* Glencoe, 1959). One gets the feeling that patients in Fox’s sample were
Patients,” American Journal o f Nursing, 64 (June 1964), pp. 119-121. all highly motivated to go on with the experiments to the bitter end.
^22 PART THREE: PROBLEMS OF AWARENESS Direct Disclosure of Terminality ^33
pulling tubes out, by not taking medicine, or by taking an extra such a way as to deny that they indicate impending death.
drink of water. Some attempt auto-euthanasia. (See Chapter Patients often ask nurses to manage temporal cues in the
11 .) same way, by interpreting their extended stay in the hospital
Denial: Some patients deny they are approaching death or slow recuperation in ways that point away from death.
and proceed to establish this stand in their interaction with A nother form of testing for denial is the polarity game. By
staff members. Typical denying strategies are juggling time, questioning a nurse or social worker about the m ost extreme
testing for denial, comparing oneself to others, blocking com life-or-death implications of his illness, the patient forces her
munication, becoming intensely active, emphasizing a future to give a normalizing answer, which usually locates him a safe
orientation, and forcing reciprocal isolation. These strategies distance from death. F or example, focusing on the dying
result in a tug-of-war between staff and patient, with the staff implications, the patient asks, “Am I getting worse? The
trying to institute an open awareness context, and the patient medicine isn’t helping.” The forced answer is, “Give yourself
trying to keep the context closed, or at least institute one of a chance— medicine takes a long time.” Or, focusing on the
m utual pretense. living implications, a patient replies to a social worker trying
In the cancer ward, it is relatively easy to deny impending to figure out his VA benefits for his family, “Well, all right—
death by juggling time, for disclosure, as we have noted, implies but it won’t be for long, will it?” Since the social worker cannot
certainty that death will occur but no assurance as to when it confront the patient with coming death if he “really doesn’t
will occur. Patients can therefore invent a time, and this becomes know,” she in effect denies it for him by classifying him with
a way of denying that one is truly dying.17 Some literally give the living but disabled: “This is what welfare is for to help
themselves years. B ut even when a denying person is given a the families of men who are disabled and can’t work.” Here,
time limit, he is still likely to start thinking, as one nurse said, the social worker understood the patient’s words as a request
“in term s of years, when it really is a m atter of a m onth or two.” “for assurance that he wasn’t going to die,” and she responded
A patient can test the staff in various ways to establish appropriately.
his denial. A negative way is by not testing, or failing to ask Patients may deny their fate by using other patients as
the expected questions. F or example, the doctor who tells the comparative references. Two common types of comparison are
patient he has a tum or adopts a grave m anner which indicates the exception and the favorable comparison. A patient using
that the tum or is malignant, and expects the patient to try to the first approach becomes very talkative about other patients
verify it. B ut the denying patient never asks the doctor or any with the same disease. H e adopts a manner, or style, like that
one else. O ther patients do test the nurses indirectly, by asking, of staff members; that is, people who do not have the illness.
“Why aren’t I gaining weight? Why aren’t I feeling better? In the end this borrowed objectivity and immunity lead him
Since these patients can be assumed to know why, the nurse to conclude that he is an exceptional case, that somehow the
understands that they want these physical cues interpreted m illness that caused so many others to die will not kill him: he
will be cured. The favorable comparison is a distorted effort
17 That in the case of dying, patients will tend to give themselves
more time than they actually have, contrasts with studies ofreco v ery to include one’s illness in a nonfatal category: one patient
which show that patients are likely to give themselves few time than it said, “The doctor says I only have a [severe illness].” Another
takes to recover. See Fred Davis, Passage Through Crisis (Indianapo
lis: Bobbs-Merrill, 1963) and Julius Roth. Timetables (Indianapolis.
literally dying patient said, “Thank God, I am not as bad off
Bobbs-Merrill, 1963). as [another patient near death].”
134 PART t h r e e : p r o b l e m s o f aw areness Direct Disclosure of Terminality
135
Some patients try to prove they are not term inal by engaging care to insure painless comfort, and his isolation is complete.
in strenuous activities. One patient, having been told he had Avoidance of the denying patient occurs because he refuses
a bad heart, left the hospital and started spading up his garden to act as a dying patient, although it has been clearly pointed
to prove the doctor wrong (and his own denial right). A nother out to him that this is exactly what he is. In contrast, an un
patient wouldn’t stick to his diet. The death impending in the aware patient, who is not expected to act like a dying patient,
present can also be denied through future-oriented talk with will not be avoided on these grounds. R ather he is likely to
the nurses. One patient began making plans to buy a chicken attract others who will gather around him in silent sympathy
farm when he left the hospital— as soon as he learned he was wishing they could help and perhaps tell him. In the end, both
going to die. Communication blocks of various sorts aid denial. the denying patient and the unaware patient may die without
Some patients simply don’t hear the doctor, other refuse to preparation for death. But a denying patient still has a chance
admit it, others cannot use the word “cancer” in any verbal to accept his impending death and prepare himself, usually with
context, and still others avoid any discussion of the nature the help of others, while the unaware patient’s chances for
of their illness or the inevitability of death. preparation are mostly dependent on his doctor.
As a result of the contest between staff and patient, with Once again, the benefits and liabilities of unawareness
one trying to open the awareness context and the other trying (nondisclosure), as opposed to disclosure and its possibilities
to close it, a denying patient can start an accumulating process for acceptance o r denial, depend on the nature of the individual
of reciprocal isolation between himself and nurses, doctors, case. But on the whole, there is much to recommend giving
family members and social workers. After disclosure, others the patient an opportunity actively to manage his own dying.
expect him to acknowledge his impending death, so they attempt As a strong controlling factor, staff members who interact with
to relate to him on this basis. Doctors speak to him and nurses the patient could consciously soften the disclosure, handle the
give treatm ent on the understanding that his impending demise depression so as to encourage acceptance, and guide the patient
can be mentioned or at least signaled. Family members and into active preparations for death. Perhaps they could even find
social workers may refer to plans for his burial and his finances. interaction strategies that would in the tug-of-war convert a
A patient who avoids the subject when he is not expected to patient’s denial to acceptance. Yet staff members often hesitate
avoid it forces others to avoid it too, which makes them unable to tam per with a patient’s choice of passage to death. F or
to help or prepare him. One social worker said, helplessly, example, one social worker said of a denying patient: “I’m
about a denying patient, “There was nothing I could do for loath to play God on this. Unless it could serve a useful pur
him.” At this first stage of the isolation process, the patient pose— would it really be helpful? Where a man shies away
forces an implicit agreement between himself and others that from something— maybe you should let him— why make him
the topic of his terminality will not be discussed, thus instituting face this most terrible reality?” T o help staff members overcome
a mutual pretense context. In the next stage, some of these this reluctance, readily ascertainable and unambiguous general
people may avoid all contact with the patient because he has criteria are needed for deciding when to disclose terminality
frustrated their efforts to help him. Nurses, doctors and social and when to keep the patient unaware of it. Criteria that require
workers tend to spend their time with patients they can help, “intimate knowledge of each patient” offer no better a solution
to prevent the feeling of helplessness that often overcomes them to the doctor s dilemma than does a universally applied rule
while engaged in terminal care. As a result, the patient finds of telling or not telling.
himself alone, apart from receiving the necessary technical
The Unaware Family 137
of long-term patients is that the nurse can use her familiarity
9 with them as a source of control.)
Short-term dying patients generally require more constant
The Unaware care, so a nurse is usually assigned fewer of these patients
and thus has fewer families to contend with. But the higher
Family turnover of short-term patients means that she does not get to
know their families as well and constantly has to deal with
new people. On some wards (operating room, intensive care
units, prem ature babies) nurses are well screened from the
families by doors, walls and rules and can avoid being distracted
A dying patient’s family creates a chronic problem for nurses. from constant attention to their patients.
Family members are relatively easy to handle one at a time, Thus, depending on the nature of the patient’s illness and
but as a group they can join forces to put pressure on the on the way the ward is organized, the family handling required
nurse to give them better visiting hours, m ore information, of nurses varies greatly throughout the hospital. M any of the
special treatm ent, and so on. Nurses m ust control the family staff tactics in coping with family members are standardized;
so as to keep disturbing scenes at a minimum, and to maintain others are of an ever-changing interactional nature, determined
family composure, so that family members can make crucial in part by the awareness context surrounding the patient and
decisions, visit the patient, and help with patient care, without his family.
disrupting hospital routine. A family may be involved in a closed as well as an open
The nurse’s problem is compounded, for she often has awareness context. A family involved in a closed awareness
to handle many family groups in the course of her day. In the context must collaborate with the staff to keep the patient
cancer ward, for example, a nurse may be in charge of a unaware, and staff members must handle the family members
num ber of long-term dying patients; she has to cope with all accordingly, making sure they do not leak information to the
their families through their long ordeal. A nd of course her patient. When the family members are outside a closed aware
task is doubled or even tripled for any patient who has two or ness context; that is, when they are also unaware, the staff
three independent, sometimes hostile families (in-law groups, must keep them out so as to keep the patient unaware. Of
two wives— one divorced— and their children, children s fami course, family members (except young children) are seldom
lies, etc.). outside an open awareness context; and those that are outside,
A nother condition that increases this aspect of a nurse’s because they have not been in touch with typical medical
work is the rotation of patients under her care. R otation con sources of information, are usually brought into awareness
fronts the nurse with new, unfamiliar families, while at the as soon as they arrive on the scene.
same time the family of a previous patient may still be drifting In this chapter we shall consider, for the most part, the
around the ward, asking her for information o r help whenever unaware family of an unaware patient (th at is, a family outside
they pass each other. In addition, on wards with long-term a closed awareness context), and the interaction tactics staff
patients, nurses become acquainted with the families of other members use to cope with problems generated by these condi
nurses’ patients, and these families come to make demands on tions. In the next chapter we shall consider the aware family.
h er too. (A compensating feature in dealing with the families
136
138 PART t h r e e : pr o b l e m s o f a w areness The Unaware Family 139
best they can. En route they may disturb staff and patients by
breaking down and sobbing, asking questions and so on. Also
CO N DITIO NS F O R K EEPIN G T H E FA M ILY U N A W A R E
the staff may have to prevent family members from passing
Several conditions encourage the staff to keep the family the news on to the patient, usually unwittingly through cues,
unaware of the patient’s impending death. Although the doctor say, of grief. And if the closed context changes to either a
may be fairly sure the patient is dying, he may not want to suspicion or mutual pretense context, the family must be
go on record with this information in the early stages of a supported and guided in the art of either not validating sus
disease. In long-term illness he will have plenty of time to picions or maintaining pretenses.
verify his prognosis before telling the family. Reversals, though When there is enough time, then, these reasons for keeping
usually tem porary and seldom complete, do occur, and if the the family in the dark are likely to outweigh any pressure to
doctor’s early prognosis seems to be contradicted, the family tell them the truth. Even when time is short, family members
may begin to question his judgment. Short-term reprieves of may be kept unaware if the doctor suspects they are psycho
even a few hours can cause an ever hopeful family to distrust logically incapable of bearing up under the news. A nd though
the doctor. A nd a doctor loses an element of control over the time is usually short on an emergency ward, staff doctors will
family when it stops believing in his expertise. A distrusting prefer not to tell the family that a patient is dying, if they
family often starts searching for new doctors— often somewhat expect a private doctor to take over, because it is considered
marginal ones if not outright quacks— and new cures. his prerogative to disclose or not.
Telling the family members at the beginning of a long-term In many cases, of course, especially in veterans’ hospitals
illness may also put them under stress for a longer time than and state hospitals, there is no family to tell. The patient may
they need to prepare adequately for the patient’s death. Should be without kin, or perhaps no one in his family cares enough
a reversal occur, the family’s relief is balanced by a certain to visit the hospital o r m aintain sufficient contact to be reached
amount of resentment at having been subjected to stress in by the “seriously ill, come at once” telegram. A nurse, a fellow
the first place. With too much advance warning, family mem patient, or a friend may stand in for family, and indeed many
bers could prepare themselves so well that they give the people in this position feel strongly that they are the only
patient up before he dies, and may therefore not be sufficiently “family” the patient had before death.
available to help during the last stages of dying.
Putting family members under stress by telling them about
the patient’s true condition brings the ward staff new problems CLOSED AW ARENESS AN D T H E SUSPICIOUS FA M ILY
of family control. As we shall see in the next chapter, once Keeping the whole family outside a closed awareness
family members learn the patient is dying they put pressure context creates, for nurses, the problem of managing family
on the staff for visiting privileges, more information, special members’ suspicions to forestall their growing realization that
treatments, and help in preparing for their loved one’s death. the patient is dying. O f course, if the family is not suspicious,
The ecology of the dying situation is also disturbed. Feeling or does not press for validation of any suspicions it might have,
that their circumstances justify their disdain for hospital regu then the nurse has only to cope with a relatively self-composed
lations, the family members drift into unauthorized areas, not group that is likely to obey visiting-hour rules, not to ask for
content to remain in waiting rooms gleaning information as exceptions in treatm ent, to wait patiently in prescribed areas,
140 PART th r ee: problem s o f aw areness The Unaware Family
141
and to be reasonably satisfied with standard statements about really necessary to verify suspicion. Staff members can take
the patient’s condition. In short, the nurse whose patient’s advantage of this situation simply by staying out of family
family is both unaware and unsuspicious can rely on the interaction, or, if called upon, by lending their weight to the
ordinary hospital procedures used for families of patients who family’s pretenses which support their faith in recovery.
are not dying. A variation of this procedure is to m ake one family mem
If a suspicious family is to be kept unaware, however, staff ber aware of the patient’s true condition and let him help keep
members must allay suspicions based on either physical or the other members unaware. Usually the “strongest” member
tem poral cues given by the patient’s condition. Since a basic of the family is told even if he is not the closest relative or
property of suspicion is doubt as to one’s accuracy in judging must even be brought in from out of town. A relatively de
a cue, family members will ask the nurse or the doctor to tached cousin would be preferred over a m other or a wife who
verify their readings of the patient’s condition. The staff mem is on the verge of complete breakdown. A grown son may be
ber, in his role as an expert cue reader, thus has considerable told rather than the wife of a dying man. A father of an unex
control over the credence that family members will give their pectedly dying prem ature infant is usually told first, and he tells
own suspicions. And since families would rather hope than his wife when, in his judgment, she can “take it.” When the
know the worst, staff efforts to keep the family unaware often strong m em ber is told, it becomes his responsibility to decide
succeed, unless the patient’s condition is clearly “bad.” whether others m the family— and which others— should also be
Nurses have many available interaction tactics to forestall made aware. If he decides not to tell anyone else, his burden is
growing awareness. When several family members begin to doubled, for not only is he unable to share his grief with other
suspect the worst, each suspicious member may hide his sus family members but also he must collaborate with the staff
picions from the others, because each believes he is the only to allay their suspicions. A t a time of great sadness he is forced
one who thinks the patient may die; not yet certain of his to appear relatively cheerful.
belief, he wishes to spare the others. In hiding their suspicions, In larger families, a group aware of the patient’s impending
they mutually sustain their faith in the recovery of the patient; death may form, its members supporting each other to keep
thus all of them remain outside the closed awareness context.1 the others unaware. Again, the family takes care of itself;
No one wants to lose his own faith (as one nurse said, “I think under these circumstances, the staff can rely on the family
she was afraid we might tell her.” ), or jeopardize the faith of members who are “in” on the secret to control those left out.
other family members by asking nurses or doctors the questions These are but two varieties of the general tactic— letting fam ily
1 This may be termed a “misperceived pretense” awareness context
members control each other— which is used in many other
within the family unit. Unlike the mutual pretense context in which situations, as we shall have occasions to note.
all know and share a truth but pretend not to, in the misperceived Other tactics, involving more staff intervention, are not as
context each thinks he knows the truth but that the other does not,
and so he pretends he does not know the truth either. The misperception easy to apply. An event that typically raises the suspicions of
on each person’s part is that he does not share the truth with others^ even the most hopeful family members is a sudden change in
whereas if he dared to check he would find out he does. Then, they
might find out either that it is not necessary to pretend they do not the patient’s location— to a private room, nearer the nursing
know the truth, or that it is necessary to engage in mutual pretense: station, to a pre-operation ward, or (worse still) to an intensive
For a good example of a “misperceived pretense” awareness contend
whose force generates a subculture, see David Matza, Delinquency and care unit. The staff is immediately asked why? And if the family
D rift (New York: John Wiley and Sons, 1964), Chapter 2. is still to be kept unaware, the nurse must counter a suspicion
The Unaware Family 143
142 PART t h r e e : pr o b l e m s o f a w areness
that m ay be very close to certainty. She immediately ushers relatives may become aware so suddenly that panic is highly
the family into a room and shuts the door to insure a private probable. In this situation, then, the nurse’s main concern is
discussion. Invariably, her first explanation is that there is no to prevent an emotional upheaval and all the repercussions
cause for concern, the move to the new location is only to that could follow. The family can be eased into awareness
provide the patient with better care. But this may not reduce later, if the patient is surely dying.
suspicions, because patients are put in single rooms to die, A standard tactic in norm al situations, “role switching,” has
are taken to the intensive care units for access to special implications for the whole staff. To handle questions and probes
equipment with which to forestall a possibly impending demise, in a way that will not force her to bring the family into aware
are put near the nursing station so as to be under constant ness, a nurse may first counter a request for information with
surveillance by all nurses on the floor, and are taken to the “I don’t know” or “I’m not allowed to say.” The family mem
operating room for a last effort to prevent death. So additional ber is then switched to a person at the next higher level of
tactics are needed. authority, who may be empowered to state the patient’s true
The next one is to give the family all available favorable condition. This staff member’s role vis-a-vis the family member
information on the patient’s condition and to suggest that his may be more appropriate for dispensing information. In ex
changed location indicates nothing so drastic as dying, or that, treme cases the family mem ber is referred from an aide up
with the information available, nobody could possibly be sure through various levels of the nursing staff, with perhaps a few
that he is dying. Then, both to discourage a recurrence of any side trips to an orderly, social worker, nun, chaplain, or ward
suspicious, m orbid thoughts and to get the family out of the clerk, and ends by asking the doctor, the very person who still
way and avoid a scene, the nurse suggests that they go home feels it is best to keep the family out.
and rest or go out for food, promising to notify them if the T o be sure, role-switching is stimulated in part by the
patient’s condition should change. Sometimes she assures them fact that a nurse has no right to disclose a patient’s terminality
that anyone who becomes anxious again may call her at any to a relative unless the doctor explicitly permits it. Professional
time for more information. The nurse’s strategy, in other ethics thus become involved in keeping the family unaware, and
words, is to reduce suspicion with expert information and then for nurses this sometimes creates a dilemma, for they may have
try to prevent its recurrence by making additional expert infor no other reason to keep the family out and many good reasons
mation readily accessible to the family. In this way the family to bring it in. Only when the family is aware, for example,
continues to depend on the nurse as a readily trusted sourcfe can its members help with the intense, constant physical and
of expert news, and the nurse in turn maintains control over emotional care a dying patient requires, or understand new
their awareness. or complicated treatments, or begin to prepare for the patient’s
Now and then a patient who is expected to recover will death.
turn “bad” while relatives are present! This requires fast action In one case, neither a father nor his son knew that the
on the nurse’s part, to keep the family unaware at the same father would die soon. The attending nurse felt strongly that
time they are responding to the striking change in the patient’s both should know, so the father could give the son some last
condition. H er best strategy is to show concern in her words words of encouragement and support and “bequeath” the many
and facial expressions without expressing undue alarm. If activities that would soon be the son’s responsibility. Yet, be
she fails, thereby revealing the gravity of the situation, the cause doctor’s orders forbade disclosure, she was forced against
144 PART t h r e e : pr o b l e m s o f aw areness The Unaware Family 145
her own feelings seemingly to approve the “meaningless” talk rate in keeping the secret from the patient and will be reluctant
between the pair. Although she had the power to keep the to reveal it to his family. (In their search for information on
family members out, she could not bring them in even to help the patient’s status, relatives may even accost the sociologist
the patient. H er helplessness had to be muffled in her inter doing field work, since he seems nice enough to approach, looks
action with the patient and family member. In this situation, intelligent, and is hanging around seemingly not doing much of
as in many others, nurses would often find it much easier to anything. If he does respond, the staff may use him to absorb
be honest with the family. It would help them maintain their the relative’s anxiety, knowing that he will not jeopardize his
own composure and better achieve the “com fort” goals of research position on the ward by leaking closed inform ation.)
nursing care.
A nother common situation that makes it possible to control
the family’s awareness occurs when family members demand CONDITIONS FO R M AKING T H E FA M IL Y AW ARE
information on the patient’s condition. Perhaps one of the
crudest techniques, certainly one th at does not work well if The previous discussion illustrates that, at best, staff success
family suspicion is running high, is to “hem and haw” with in keeping the suspicious family unaware is very tenuous. In
vague or very general statements. The very worried relative will the ever-developing interaction between staff and family, it
then probe for the nurse’s meaning of what she is trying to say; is only a m atter of time before suspicions are confirmed by
and at this point she must use one of the many “escape strate the patient’s obvious condition, and by the family’s increasing
gies” in her repertoire. She can invoke some highly legitimate skill in piecing together information and trapping or “testing”
and compelling reason for being elsewhere, for example: “An the staff (this is a contest, just as in C hapter 4 ). The tactics
other patient needs m e,” o r “The doctor is expecting me right we have described, then, lose their meaning and fade into other
back,” and so on. In many situations the nurses can simply patterns of interaction based on conditions for making the
evade contact with questioning relatives, without even rejecting family aware.
them too blatantly. Nurses have back rooms to hide in, and a Even before the patient’s m oribund status is obvious, other
legitimate running gait with which to breeze past family mem conditions may initiate the transition to confirmed awareness
bers. W ards like the intensive care unit or prem ature baby ward among family members. W hen staff members are certain that
have doors to be kept shut, and glass and screens to hide the patient will soon die, they feel that “someone must be
behind; requirements for sterility can be used to prevent told,” that at least one family mem ber has the right to know.
contacts; and a ward clerk can answer the phone and give a If none seems strong enough, then a close friend is selected,
pat statement on the patient’s condition— “no change today,” who discusses with the doctor when various family members
“ate well” or “doing fine,” and so on. should be told. A t the other extreme, when disclosure is direct,
In desperation for information, family members may even the patient is told first, and he tells the family. The general
turn to other patients who seem to have been around long procedure, however, is to disclose first to the closest or most
enough to know what is going on. Of course, the doctor cannot intimate family member deemed strong enough to take the
hold these other patients responsible for keeping the awareness blow. This person sooner or later tells others, and the news
context closed. But often, especially if they have been helping spreads through the family.
in the care of the dying, they can be depended upon to collabo A nother factor encouraging disclosure is that family mem
146 PART t h r e e : pr o b l e m s o f aw areness
The Unaware Family 147
bers can help with terminal care, and thus facilitate the ordeal
associated with dying. Linked with this factor is an im portant
one we have already mentioned— disclosing to family members TRANSITIONS TO AW ARENESS
gives them time to prepare themselves for the patient’s death. Staff members use a great many special tactics to ease the
Hopefully, this preparation also renders family members com family’s transition to awareness. M ost of these tactics are rela
posed enough to help during the final ordeal. tively purposeful variations on the general procedure for
Immediate contingencies, especially for short-term and disclosing terminality to the family.
emergency dying patients, often make it essential to tell family The customary assumption th at “someone m ust be told”
members quickly, so that they can authorize a treatm ent or an has resulted, in some hospitals, in formal procedures for gradual
operation, take leave of the patient, and make social, financial, disclosures to families. A t some point in the patient’s progress
and emotional preparations. Sometimes a relative m ust m ake toward death— this point varies, but typically it occurs when
a lengthy journey if he is to see the patient before he dies. Under uncertainty becomes firm certainty— he is put on a critically or
these emergency conditions, relatives may feel cheated if they seriously ill list. This action, usually ordered by the doctor,
are not told promptly enough to give them a chance to partici sets in motion many activities designed to bring at least one
pate in the patient’s last days o r hours. Participation may not family mem ber into awareness. If none are on the scene, a wire
only be a personal need of a family member, but also may be is automatically sent to the closest kin: “Y our (wife) has been
expected of him by friends and other relatives. A general norm put on the seriously ill list, please come at once.” O r a phone
in American culture is that no one should die alone; preferably, call is made: “Y ou’d better come over here, your little boy
death should be attended by a close relative.2 Telling the family is injured.” These communications, while short of full disclosure
too late may m ean that the patient’s life may have to be unduly of terminality, create suspicion and prepare a family member
prolonged while awaiting the arrival of a relative. On the other for full disclosure as soon as he reaches the hospital. Once on
hand, too sudden a disclosure may leave the family ill prepared the ward the family m em ber is ushered into the privacy of a
to cope with these last-minute activities, and results can be room or office and is gently told by the doctor, “Unless he
traum atic indeed. O ther factors that affect disclosure to the takes a turn for the better, I’m afraid he won’t pull through.”
family are its ethnic status, language, religion, and education, The doctor then answers questions, while other staff members
as well as the degree of rapport with the doctor. These are come to complete the process of making the relative aware of
among the criteria that a doctor uses to judge whether the the impending death. A nurse, social worker, nun, clerk or chap
members want, and can take the news, and whether he will lain may take over the last stages of the transition in an effort
be able to make them understand the nature of the patient’s to avert a possible breakdown or a scene.
illness.3 The same process of disclosure is also followed when the
expectations of an aware family mem ber must be altered in a
•See Robert Fulton, “Death and Self,” Journal o f Religion and
Health. 4 (July 1964), p. 364, for properties of this norm.
direction closer to death; for example, from “uncertain” and
•T he relationship of social factors such as ethnic status, social class, “time unknown” to “certain” and “time imminent.” When
language, religion, education to properties of disclosure to the family the hospital has no formal procedures, the doctor may initiate
(particularly if, when, and how) is an important research problem. Th$
research should also develop the intervening interaction process that the process on his own, or a nurse may initiate it by reminding
links the relationship of a social factor to a kind of disclosure. the doctor that the patient has reached a stage that warrants
148 PART THREE: PROBLEMS OF AWARENESS
The Unaware Family 149
making the family aware or changing their death expectations. doing all we can,” or “It’s out of our hands now,” and then
For family members who are continually asking for information, outlining what will come. This briefing tactic can be usefully
this disclosure process need only be made part of answering interwoven with the known tendency of family members to
their latest questions by telling them the new diagnosis. F or their take care of each other. In one case a doctor faced seven family
part, some family members simply refuse to believe the patient members, including the patient’s wife, who was on the verge
will die, “no m atter what any of those doctors say.” of collapse. The doctor first briefed the whole group together,
then took the wife to the patient’s bedside. When she was ready
Gentle disclosure. When the patient’s condition, especially to leave the patient, obviously close to breaking under the
the rate at which he is dying, permits it, gentle disclosure to strain, the doctor returned her to the waiting family, who im
the family is preferred. Gentleness may be accomplished by mediately gathered around her in close collective support. At
delegating disclosure to the nurse; although the impact of the this point the doctor disappeared, signaling the nurses to stay
doctor’s authoritative presence is then absent, disclosure is away. Thus the weakest family mem ber was brought into
softened by the woman’s touch. One nurse reported: “Some awareness, without imposing on the staff the burden of “picking
times they do not realize— I gently try to say ‘H e’s not im up the pieces.” In addition, the doctor could phrase his briefing
proving’ and then ‘H e’s failing a bit.’ ” She was trying to coax in fairly technical language because the family provided its own
the family into awareness. A nother nurse waits until the family emotional support and control for the wife. H ad the wife
seems ready before disclosing: “I let the lead come from them been alone this would have been too harsh an approach. The
[parents]— I have some personal feelings that some people presence of stronger family members protected the doctor by
aren’t ready to talk about this, that people have to work some permitting him to keep the wife at a safe distance, emotionally.
thing through before they can talk about it or are even ready The social distance imposed by the use of technical language
to talk.” made it doubly appropriate for the family to gather round and
The nurse may be a bit more brusque if she has been help the wife; it also released the doctor from the need to
trapped into bearing sad tidings by a doctor who wants to express much sympathy, so that he could better maintain his
evade the task by delegating it to her. The doctor in th il own composure during the strain of instigating the transition
situation tells the family that “they” are not sure yet and to to awareness.
check back with the nurse who will be authorized to give the A prime means of softening disclosure to the family is to
diagnosis. The nurse, in turn, may express her resentment of leave out the tem poral dimension of the impending death, which
this strategy by dealing rather harshly with the patient’s family; makes the event itself appear less certain than it is. By saying,
In this case the doctor’s higher status permits him to saddle “It’s out of our hands now,” the doctor implies that he is
the nurse with the “dirty work,” even though ethics call for helpless, unable to stop the illness or to ascertain when death
disclosure to come from the higher status person.4 will come. As death approaches, and it becomes appropriate
Doctors too often make disclosure gentle by saying, “W e’re to reveal the time it is expected to occur, a doctor may either
4 For properties of “dirty work,” see Everett C. Hughes, Men and be very vague— “It will be a short time”— or abandon his
Their Work (New York: Free Press of Glencoe, 1958), pp. 49-52,
70-72, 122, 137. Hughes sees “dirty work” as a task of a professional effort to soften the blow, making his announcement precise
that is physically, socially and morally beneath his dignity. White enough to enable the family to pace its preparations more cor
disclosing to a family is not beneath the doctor’s dignity, it is simply
a difficult task that his superior status may allow him to delegate rectly, if not comfortably.
nurses. Gentle disclosure can have negative effects on both family
150 part t h r e e : pr o b lem s o f AWARENESS The Unaware Family 151
and staff; these must always be weighed against the possible awareness this way, with ‘a suspicion announcem ent to be con
positive effects of a harsher disclosure. A gentle disclosure m ay firmed later in the same day.
be too weak to stimulate adequate family preparation. Leaving Often, however, the patient’s condition changes so fast
out the tem poral dimension in disclosure also risks lack of that there is simply no time to prepare family members in
preparation by the family, for family members invariably give advance or to indulge in the comparative luxury of a gentle
their loved one m ore time than he actually has.5 If they are disclosure. A non-terminal patient may suddenly turn “bad”
not completely ready for the death they may miss the oppor while a family m em ber is visiting, or a patient’s heart may stop
tunity to participate in the patient’s last hours. In addition, beating while his family is waiting for him to come out of the
unprepared family members are still prone to surprises and operating room. In these cases family members are practically
shock. Thus they are more likely to trouble the staff at the present at a death for which they are totally unprepared. Some
time of death, with breakdowns that might have been forestalled; one m ust tell them, and if a doctor is not present— as is often
They are also less able to decide upon and attend to such the case when the patient was not expected to become terminal
m atters as autopsy, disposal of the body, dispersing the pa* so suddenly— a nurse may disclose without doctor’s orders.
tient’s personal effects and meeting his obligations to the One nurse told a son and his wife during a visit, “Y our m other
hospital. is barely breathing. I don’t expect her to last the hour”— a
direct disclosure with both dimensions of the death expectation
Harsher disclosure. Accident, suicide attem pts and suddefll put clearly and succinctly. The nurse realized that she had no
onset of critical illness may require a relatively abrupt, sur time for a preliminary suspicion announcement; she had to give
prising disclosure to the family, if death is very likely to occur the family a chance to prepare and participate as soon as they
immediately. The harshness with which a surprise disclosure could collect themselves. Aware of her breach of norm al ethics,
is made depends both on how near the patient is to death, and she said, “I had to tell them. You couldn’t say please step
on the family’s physical proximity to the patient. W hen the outside. I had to tell them .”
family is not on the scene, the phone call or telegram “to Because they prefer to announce an impending death, how
come quickly” will create an expectation strong enough to pre ever rapidly it may be approaching, rather than an unexpected
pare them to accept confirmation of their suspicions on arrival;; death, which may occur while the family steps outside, nurses
The suspicion preceding full disclosure ameliorates the shock may feel forced to disclose dying on the spot in an abrupt
of suddenly learning that a mem ber of the family is dyings manner. If a nurse must announce a death— which she must
Sometimes suspicion is raised by an event such as the infamous, if the family faces an obviously dead patient— even before the
church bombing in Birmingham— for one Negro m other whose patient is officially pronounced dead by a doctor, the strain on
daughter was killed in the explosion, the announcem ent of both nurse and family is great, and a scene is almost sure to
death merely confirmed a realization that occurred as soon as follow. An announcem ent of this kind is also a more serious
she heard the bom b explode. The family on the scene whose breach of professional announcem ent ethics than an unauthor
relative has yet a day to live may also be eased quickly into ized statem ent that the patient is dying. Quick action is often
essential, too, for if the nurse, in asking the family to step
5 In contrast, the family tends to give a relative in the recovery outside, permits the family members to suspect that death will
status less time than it takes to get well. See Fred Davis, Passage
Through Crisis (Indianapolis: Bobbs-Merrill, 1963), Chapter 4. be immediate, she m ay lose control over their behavior. In
The Unaware Family j 53
152 PART t h r e e: pro blem s of aw areness
one case, a relative, asked to step outside, became suspicious had done, the doctor took the woman into a private room to
and ran back into the room to find the patient dead; she grabbed smooth over the situation.
his hand and wouldn’t let go. In another case the relative tried
to revive the patient by rubbing his cheek. In both cases the Disclosure space. As our description of the disclosure pro
relatives had to be removed from the room by the staff. In cedure suggests, management of space is a strategic factor in
short, it is generally much less disruptive for all concerned if bringing families into awareness. Ideally it occurs in the privacy
the nurse can announce unexpected, sudden dying instead of of a closed room. A t the opposite extreme, space is disregarded,
unexpected, sudden death. as in the case just described, and disclosure occurs through a
The shock for the family is most harsh, of course, when blunt surprise announcement made in a public place filled with
death is so sudden that no disclosure of immediately impending people. The less urgent the situation— for instance, uncertainty,
death is possible. In this limiting case the notion of a non with time unknown— the more likely a doctor is to disclose in
awareness context applies to staff, patient, and family; all normal the hallway instead of his office. Even in the hallway, privacy
sentiments surrounding the patient are abruptly shattered. varies— some places are virtually private and others are full of
Everyone involved is surprised, but of course the family is heavy traffic. In a closed context, the patient’s room is generally
hardest hit. (Victims of sudden heart attacks typically die with taboo for disclosure to the family, though the ends of larger
a look of complete surprise on their faces. A doctor called in for ward rooms or rooms of comatose patients may not be.
such an emergency reported that this surprised look was mixed Variations in the effort to manage space depend on the
with hatred for the regular physician who had, only a few days amount of time the doctor has available (as determined by the
before, pronounced him in perfect condition.) rate at which the patient is dying as well as the doctor’s work
Staff members too can be so shaken by the surprise that load), and his relations with both the patient and his family.
they make untoward gestures and indelicate announcements! The spatial provisions the hospital has made for family mem
In one case friends had surrounded the wife of a stricken man bers are also im portant. Some wards have their own waiting
to protect her from unduly blunt disclosure, but the doctor in rooms. Some hospitals provide only a central waiting room on
desperation and helplessness said loudly, “There is nothing I the ground floor, and others provide no facilities at all except
can do. The m an will die in a few m oments.” The friends judged perhaps a chair in the hallway. These various places may be
that the impact on the wife was harsher than it would have; used for less urgent disclosures that seem to require less than
been had the disclosure been less abrupt. complete privacy. Invariably, however, all hospitals have near
In an emergency ward case, just after a surprise death,! at hand a room or office where disclosure can be made privately.
staff members discovered the patient’s m other in the waiting!
room. The doctor was so involved in the technical aspects at! N o disclosure. Under certain conditions, the preferred
the death, since its details were somewhat threatening to hil strategy, o r non-strategy, is simply not to make an explicit
self-confidence and medical competence, that he simply went disclosure. When the doctor thinks that terminality is obvious,
over to the m other, told her the son’s fate, and walked off in a in view of the patient’s visibly moribund condition, he feels
state of preoccupation. The public nature of this unexpected that he need not initiate the disclosure process, expecting family
announcement was devastating to the mother. Other people members to realize what is happening, and to seek help from
in the room, including staff members, were highly indignant atj a chaplain, nurse o r social worker for their preparations, or
the “absolute cruelty” of the doctor. Finally realizing what he make an appointm ent with him if they need information. While
154 PART t h r e e : pr o b lem s o f a w areness
To accommodate these increased visits, hospital and ward and second wives, is hardly restful to a dying patient.2 In one
rules are relaxed. Family members are allowed to visit patients case an embarrassed nurse had to ask one wife and her children
at almost any time, and one member may be permitted to stay to leave the room and wait their turn. But in other cases,
“around the clock.” In the case of one woman, “as soon as independent family groups, who might be unwilling to tolerate
the physician informed her family, the patient became the each other’s presence under ordinary circumstances, join forces
center of attention of several sisters and brothers, her own in this grave situation to make the patient’s last weeks or days
children and many grandchildren, nieces and nephews, all of as comfortable as possible.
whom crowded the small TV room every day, staying long
beyond visiting hours, and hovering about her with affectionate W eekend Leave-Taking. A nother problem for the nurse,
attentions.” 1 The family expects the rules to be relaxed or made more acute by the relaxed regulations, is that of the
waived, “under the circumstances,” and the nurse who does repeated weekend farewell. Aware family members who live out
not relax visiting rules for at least some of the relatives risks of town sometimes come every weekend during the last weeks,
a family protest that may be carried to top administrative levels thinking each time that they may be taking leave of the patient
for a decision. In contrast, the obstetrics ward of one hospital, forever. If the patient is not aware that he is dying, the nurse
which of course is not used to having dying patients, does not must try to allay the suspicion generated by all these tearful
alter its visiting rules for the family of a woman who is “posted” farewells. Ultimately this weekly scene may create a context
as terminal. The work of the ward is geared only to the routine of mutual pretense awareness between patient and staff, which
of taking care of healthy women and their babies. the staff initiates, and which is potentially harmful to the pa
Obviously this influx of family members creates many tient’s faith in the staff. And if the family lives a hundred miles
management problems for the staff. One problem is to see away or more, the nurse cannot assure them that they will
that the patient has enough rest. Sheer numbers of people be notified in time if the patient takes a turn for the worse.
can sap the patient’s energy, and even when the nurse tries to They must come each weekend, not knowing which will be
limit unrestrained visiting to the intimate kin, there may still the last. In some hospitals these problems are maximized be
be too many people and visits. Another difficulty that inter cause a high ratio of terminal patients live out of town.
feres with rest is that some families “bother” the patient or
“pick, pick, pick” just as they are used to doing at home. But Attention Patterns. Stable family relations are built on many
since the nurse relaxes visiting rules at her own discretion, she standard patterns which are broken only for special reasons.
can control a troublesome visitor by reinstituting the regula One such pattern— attention given and expected— is very often
tions for a good cause, and send him back to the waiting room broken by aware families. Relatives not only visit more often
or even out of the hospital. when they learn that the patient is dying, but they bring flowers
The patient’s domestic problems may follow him to his and candy; they kiss and reminisce, and so on. To the patient,
deathbed in another form: especially when visiting rules are these are unexpected, perhaps unprecedented, attentions. If
relaxed, independent sets of family members may visit simul he is to be kept unaware (often at the family’s request), the
taneously. Hostile interaction at his bedside, between his first nurse m ust control these revealing gestures. She can sometimes
1 Rose Laub Coser, Life in the Ward (East Lansing: Michigan State •This is a problem on the increase for nurses with the increase
University Press, 1962), p. 59. both of dying in hospitals and of the divorce rate.
158 PART t h r e e : pr o b l e m s o f a w areness The Aware Family 159
invoke rules to prevent some attentions— the patient must not the patient’s care. All too often this untutored concern is
be touched, relatives are not allowed on the patient’s bed focused on trivia, or it takes the form of demands for undue
unless a staff mem ber is present, flowers are not allowed except heroics. Relatives try to force staff members to m ake these
in private rooms, etc. She can also try to explain away the unnecessary or extra efforts by reminding them of their obliga
unprecedented attentions when the patient becomes suspicious. tions as medical-care experts; they force them to enact their
Family members also must explain away unexpected attentions, official roles, perhaps with threats or reprisals if they do not.
even so simple a one as a visit from a relative who ordinarily In the “status-forcing” scene which ensues, the nurse must
“wouldn’t cross the street” to see the patient unless something adopt tactics which vary by how much she can satisfy the family
was drastically amiss. mem ber without compromising her own position or harming
A n aware family in the closed awareness context has many the patient. If, for example, the treatm ent begged or demanded
opportunities to disclose unwittingly to the patient. As the is not feasible, the nurse can give the family m em ber an
interaction continues, staff and family efforts to keep him at “expert” or technical reason, using a slightly rough m anner to
least only suspicious m ust eventually fail, altering the awareness remind the relative that knowledgeable discipline is required
context from closed or suspicion to m utual pretense, or causing in such a serious situation. Hopefully, the family m em ber will
it to vacillate between these states. F o r example: “The sister submit to these technical exigencies; apart from being cowed
told me that on Thursday night before Alice died, all her family by the nurse’s brusque manner, believing that the restrictions
was sitting around her bedside and she was sleeping or pretend are technical helps him to limit and control his own expecta
ing to be asleep, when suddenly she opened her eyes and in tions. But if the family mem ber does not subside, he can be
clear and angry tones said, ‘W hat is this, a death watch?’ ” * insulated from staff by being put in a waiting room filled
Since no one made an explicit disclosure in this situation, no with people (in essence he is “drowned out” of interaction with
one ever knew whether the patient died in a state of suspicion, staff) and told to await information on changes in the patient’s
or pretense. Consequently, all interaction between family and condition.
patient had been designed to reduce suspicion and m aintain When relatives beg for impossibly heroic measures, nurses
the pretense.4 make every effort to accompany their “reasonable” refusal
with comforting measures such as sedation or a shoulder to
Status-Forcing Scenes. W hen nurses relax the visiting rules cry on. One nurse told us that a woman who begged for
they raise the risk of having to face “status-forcing” scenes.5 heroics to save her husband, “rushed into my arms, crumpled
Giving the family relatively free access to the patient means on my chest, buried her face between my two little breasts,
that family members are always around to observe and judge crying and wailing. I held her and let her cry.” Meanwhile
another nurse said, “Do we have any liquid amytol to make
3 Florence Joseph, “Transference and Counter Transference in the
Case of a Dying Patient,” Psychoanalysis, and the Psychoanalytic her drink, to calm her down?” On the other hand, when the
Interview (Winter, 1962). patient’s case is hopeless, the family may ask the staff to stop
‘ This is a good example of how an open awareness context would treatments that result in the “useless” prolonging of life so
have saved family and patient much wasted effort, and would have
allowed them to participate as a total family in preparing themselves painful to all concerned.
for the death. Family members use status-forcing scenes also to motivate
5 On “status forcing” see Anselm Strauss, Mirrors and Masks (New
York: Free Press of Glencoe, 1959), pp. 76-84. the staff to do everything possible, to the very end. As patients
160 PART t h r e e : pro blem s of aw areness
The Aware Family jg j
near death it often becomes evident that certain treatments are Normally, of course, nurses and doctors cooperate to keep
superfluous, and staff members may slack off a little. A family the family happy, providing as much superfluous care as is
member who witnesses this may panic, accusing the staff of harmless and not too time consuming. This collusion is to a
negligence and promising that “if a stone is left unturned,” certain extent a response to the family’s power over the staff: 7
someone will pay. This forces the staff to continue the super an irate relative can compromise the whole staff by seeking
fluous treatments, which can be very frustrating because they “a doctor who will do something!”— sometimes the “best doc
accomplish nothing. To overcome this frustration, nurses often tor” at a university medical center, but also sometimes a
switch their motivated involvement to the family, thinking of marginal doctor, or an outright quack. Thus the power over
the treatment for the patient as if it were actually for the the patient’s care that staff members derive from their superior
distraught relative. We have term ed this tactic “object switch medical knowledge is partially offset by the family’s power to
ing.” It is a general tactic that nurses used to cope with their search for another doctor or hospital. If present care does not
helplessness in giving superfluous or meaningless care to a
meet expectations, this search becomes more urgent and less
dying (o r any other kind) patient. In switching their involve
discriminating. This balance of forces between family and staff
ment to another party to the situation, they feel they are is implicit in every status-forcing scene.
actually working for this person and not for the patient. Switch
ing involvement to another person both motivates the nurse
Privacy versus Care. As long as visiting regulations are
to go on working and starts a new relationship with the person
enforced, it is not difficult for nurses to respect the general
switched to, which has interactional consequences. We shall
social norm that family privacy should not be violated.8 When
have occasion to mention this tactic again.6 the family is allowed only certain hours with the patient, staff
If staff members are not careful, status-forcing scenes may
members can care for the patient freely during the remainder
produce conflict within the staff, as when a relative tries to
of the day without worrying about whether they will interrupt
enlist one staff member on his side in an argument with another.
a family gathering. But when family members are constantly
A relative may express various kinds of dissatisfaction with a
present at the dying patient’s bedside, the nurse must resort
nurse, for instance, to get the doctor to order superfluous
to interaction tactics. H er daily round takes her in and out
treatment, and the doctor may very well comply, perhaps
of the patient’s room periodically. When visiting rules have
because he is concerned about his relations with the family
been waived, she must consider each time whether a family
(a problem common to private physicians), or perhaps
member is there, whether he requires privacy and whether her
because he believes the family mem ber is right. In one case,
task overrules the demands of privacy. If her task cannot wait,
a doctor “who was interested in little items of care” saw to
then the relevant question is whether she can carry it out in
it that the nurses turned the patient regularly, at least while
front of a family member without grossly violating the normal
he and the nurses were under pressure from the family. The
clinical purpose of this requirem ent was unknown to the nurses, 7 The collusion plays of one team as a coping response to the power
of another is intimated in Erving Goffman, Presentation of Self in
but they did it— “usually just before the relatives arrived.” Everyday Life (New York: Doubleday Anchor Books, 1959).
8 On the societal structure of privacy see: Alan P. Bates, “Privacy—
6 “Object switching” is a general strategy in all work that people
A Useful Concept?”, Social Forces, Vol. 42 (May 1964). See also
use to keep up motivation for a task, the object of which they either
Arthur Stinchcombe, “Institutions of Privacy in the Determination of
have no involvement in (e.g., assembly line work) or loo much (e.g.,
Police Administration,” American Journal of Sociology, 69 (September
dying). 1963), pp. 150-160.
162 PART t h r e e : p r o b l e m s o f a w areness The Aware Family 163
privacy expectations. Such tasks as feeding, taking blood pres space, always present in hospitals, becomes critical. Increased
sure, m arking charts, and giving arm shots can be accomplished visits from an entire family can inundate a waiting room or the
in the presence of others, since these tasks at most merely patient’s room. Status-forcing scenes absorb halls and waiting
suspend private conversation for a short time. rooms, since these scenes tend to drive other people away, and
Certain nursing tasks cannot ordinarily be perform ed in a patient’s room becomes too small when two or more inde
front of family members however: those that require body ex pendent family units are present. A t one hospital, a gypsy
posure and manipulation for medication, bathing, changing family with its twenty-plus members overflowing everywhere
bandages and the like. In Am erican society a stranger, no caused confusion throughout the ward. To maintain order
m atter how legitimate his purpose, cannot usually expose or in the ward, and especially to protect the space around the
touch certain areas of an adult’s body in the presence of an patient, family members m ust be carefully distributed throughout
intimate of the person, for this is considered an intrusion into the ward, or even the hospital.
their private relationship.9 Certain criteria emerge for distributing family members.
Family privacy is often disturbed by the nurses’ need to The members who obviously cannot be helpful, who are on the
care for other patients in the same room. A way to handle verge of collapse, or who are likely to create a scene, may be
this problem so that the family will not be disturbed, nor the insulated from the staff and patient by being directed to offices,
nurse’s routine disrupted, is to provide the family a room or to waiting rooms or “treatm ent room s” on the ward or to the
section thereof, an office, an isolated part of the hall, or simply hospital lobby. In cases like this, visiting rules may be rein
a curtain around the patient’s bed, where family members voked with the implication that they will be relaxed again later.
can feel secure from interruptions not directly involved in A nother criterion for distributing the family throughout the
their relative’s care.10 Nurses assure the visiting family that hospital is the visitor’s relation to the patient. To prevent in
this region is entirely given over to their private contacts with undation of the patient’s room by many family members, the
the patient; by the same token, they assure themselves freedom nurse may restrict close contact with the patient for any length
from having to defer to ever-present relatives. of time to the closest relatives (usually children, parents, or
spouse). Relatives in the immediate family (cousins, aunts and
M anagement o f Space. The private-region solution to the uncles) are allowed to come less often; they are put in waiting
dilemma of privacy versus care depends, of course, on the rooms on the ward and told when they can approach the
availability of sufficient space. W hen family members are patient for a brief visit. Distant relatives may be asked to wait
allowed to visit constantly, the general problem of distributing in the main lobby of the hospital; they are permitted to come
to the ward waiting room only during regular visiting hours,
• An American wife returning from France with her husband, who
had to have an operation commented on this norm: “As was expected and then they must wait their turn for a few minutes with
of me in the United States, I had gone out during the examination.” the patient.
(This examination was on the lower right side of the husband’s body.)
Lael T. Wertenbaker, Death o f a Man (New York: Random House, This criterion for distribution dovetails neatly with the
1951), p. 37. This norm of privacy is common knowledge to all hus tactic of letting family members take care of each other. Often
bands who have been with their wife in labor. Husbands are asked to
leave the labor room when the doctor performs a rectal examination
the strongest or most dependable member is in the immediate
of the dilation of the cervix. family and is therefore likely to be readily available in the ward
10 In Asian hospital wards where there are up to 40-60 or more waiting room, to help console an intimate family mem ber who
beds, a screen is usual— w ith.other patients therefore cut out from the
scene. breaks down at the patient’s bedside. The strong family mem
lh e Aware Family
PART t h r e e : p r o b l e m s o f a w areness 165
ber can then, if needed, take the sobbing one down to the lobby provisions are made for them, and the non-person alternative
to receive the support of the whole family. Keeping the intimate is frequently used. Often under these conditions, however,
family members close at hand also allows them to spell each staff members have so little time and interest for individual
other at the patient’s bedside, thus reducing the strain on any patients that they prefer to convert relatives to workers instead.
one member. Of the two major roles, the preferred role is usually that
U nder the stress of waiting, however, family members may of worker. If the relatives are going to be around all the time
develop “drift routes,” the m ore distant relatives trying to get they might as well help, so the rationale goes, and the simple
closer by slipping back up the scale of distance the staff has fact that many dying patients require more than the normal
put between them and the patient. They drift up elevators, out amount of attention prom pts the nurses to ease their burden
of waiting rooms, and past the nursing station to the patient s by taking advantage of family members’ constant presence.
door and in to his bedside. W hen they are noticed and chal A relative may help without being clearly cognizant of it, merely
lenged, they obligingly return to their assigned waiting space by watching the patient. A nurse can leave a patient who must
but soon they start drifting back again. Nurses do have some be watched with a family member who does not know that
control over this tendency, especially in the intensive care wards he is actually doing a job, because she can depend on him to
where space is at a premium. Once at the door the family mem notify her if something happens. Or, she can ask the family
ber usually stops and peeks through a window or otherwise member to watch for a specific change or even for death and
attracts a nurse’s attention. She may either invite him in or call her immediately; in return, the relative is left in privacy
give him a time to return for a legitimate visit. As long as with the patient. Sometimes the family mem ber is clearly aware
relatives acknowledge this “door norm ,” nurses have a means of being part of the medical team and is grateful for the chance
of control that they can use to redistribute the family members to help. Help can vary from such tasks as keeping a cool cloth
to their appropriate waiting places. on a patient’s forehead to taking over most nursing care, as
when the relative is also a nurse. Of course, as we have indi
The Relative as Worker or Patient. A hospital visitor can cated, the family member must usually be aware that the
not remain at his dying kinsman’s bedside for very long without patient is dying before he can be an effective helper. An
taking on a role— other than that of relative or visitor— sug unaware relative may very well become confused and panicky
gested by the situation, one that integrates him with the staff’s if the patient’s condition changes, and hence he is not depend
daily work. Since the “kinsman” or “relative” role is external able enough to be used as a worker in an emergency.
to and often interferes with hospital routine, it is useful to In the hospitals we studied, family participation is not
classify the relative in such a way that he becomes a dependable institutionalized, and the nurse who initiates and permits it
participant in the work context. The two m ajor roles adopted is held responsible for what the family worker does. But in two
by family members are “patient” and “worker,” both of which hospitals described in the literature, the family is worked into
the daily round and therefore bears responsibility.11 Not only
link them directly to daily activity.
A less frequent alternative is to turn the constant visitor does this give the nurse more time for other patients, but it
into a “non-person.” Completely ignored and discounted, “non " See K. M. Carpenter and ]. M. Stewart, “Parents Take Heart
person” relatives are least disturbing to staff work. In state and at City of Hope,” American Journal o f Nursing, 62 (October 1962), pp.
82-85; and Leonard Reissman and John H. Rohrer, Change and Di
county hospitals for the aged, and in VA hospitals and on lemma in the Nursing Profession (New York: G. P. Putnam’s Sons
emergency wards, where family visits are less common, few 1957), pp. 28-48.
166 PART t h r e e: pro blem s o f aw areness The Aware Family
167
means that the family shares any imputation of negligence in In sum, the relaxation of visiting rules alters the relations
the care of a dying patient. Family helpers were used, in the between nurses and family members. W hen the rules are en
hospitals we studied, m ost extensively by nurses who could forced, family members are allotted a specified time alone
accept sharing their work, but not their responsibility.In the with the patient, and the nurse schedules her work accordingly.
City of Hope Hospital, nurses in the “parent participation H er interaction with the family consists mostly of greeting
program ” on the pediatrics ward were chosen for their ability relatives and ushering them in and out. But when the visiting
to share both work and responsibility; but in Charity Hospital, rules are relaxed or waived, the nurse may be in m ore or less
sta ffin g was so difficult that nurses or aides had no choice constant contact with the family, and she m ust find a way to
but to work with “visiting attendant” family members. integrate these exchanges with her work routine. She can do
As we shall see in m ore detail in the next chapter, aware this most advantageously by assigning the visitor a role—
families are also screened to see whether they can help or even preferably as a worker, but also as a patient who fits into the
take over certain decision-making responsibilities. They are hospital routine. This tactic also helps resolve the privacy-
asked about alternative treatments, operation strategies, differ versus-work dilemma. The family helper has a useful period
ent forms of hospitalization, disclosure to the patient and— of privacy with the patient, and the family patient can legiti
the m ost crucial issue— whether the patient’s life should be mately be separated from the dying patient for rest and quiet
prolonged, given the specific contingencies of the case. These preparation.
grave responsibilities can be delegated to the aware family
only if it is prepared for the patient’s demise. PR E PA R A T IO N F O R D E A T H
Under some conditions, nurses treat a family member as
if he were another patient. The m other of a dying prem ature Degrees of Preparation. Staff and family members both
infant is formally a patient. But family members who are not benefit from disclosure to the family, for disclosure makes it
formally patients may break down or become paralyzed with possible for the family members to compose themselves with
the news of their kinsm an’s impending death and, for the preparations for their relative’s impending death. Depending
mom ent anyway, they become patients, given sedation, comfort, on the way the staff handles the disclosure, and the type of
and consolation and put to rest in the hospital or at home. expectation the family is given at the time, disclosure may
Nurses with a psychotherapeutic orientation turn family mem result in various degrees of preparation. Perhaps the most
bers into patients in helping them prepare for the death of im portant condition is the type of death expectation given
their kinsman. And a nurse sometimes relieves the strain of the family when it is brought into awareness. On the basis of
a status-forcing scene, as we have noted, by shifting the focus this expectation the family establishes the delicate balance
of her involvement from the patient, whose case is hopeless between accepting and not accepting the patient’s fate. This
anyway, to the family mem ber who is pressing for more care. balance results in a degree of preparation which, in turn, de
In essence, she turns from a patient who is lost to a patient termines the family’s relative ability to remain composed during
who will live and can gain substantially from her efforts, thus dying and at death.
sparing herself the frustrating helplessness of being able to Maximum forewarning occurs when the family is told that
do nothing for the m oribund patient. In “object switching” she the patient is certain to die at a specific time. In this situation,
directs her efforts to where rewards can be anticipated. the family members can time the settling of affairs and manage
PART t h r e e : pr o b l e m s o f a w areness
168 The Unaware Family 169
their feelings of grief so as to be most fully prepared; and they are sure of the time they do not like to be held accountable
at death staff members will probably say, “They are taking it for it. A nurse put it so: “I do not like to play G od.” In one
very well,” “She was wonderful,” or “She was trembling, but case, a m other spent her days at her son’s bedside, expecting
weren’t we all.” him to die but, since time was unknown, not expecting death
Family members who are told that the patient will die, but
for a while. Suddenly she noticed that the boy’s breathing
at an unknown time, will be relatively well prepared at the
had become more difficult, and thinking he might soon die, she
end, but less so than if they had known when death would asked the nurse about it. The nurse avoided the issue, leaving
occur. Not having had a time limit, they will still have some
her suspicious but uncertain, so that when the boy did die
arrangements to make. The death may still come unexpectedly, the blow was harder than it would have been had the nurse
and therefore be more disturbing than it might otherwise have verified her suspicions.
been. Families usually give the patient more time than he has,
We reiterate, families tend to give patients more time than
if the doctor does not specify time of death; and since doctors
they have it is a way of sustaining hope. W ithout a roughly
tend to prefer a gentle disclosure in which time is often not
specific idea of the time of death, family members may tend
specified, most families find themselves in this situation.
to delay their preparations on the basis of a short-run expecta
W hen the family is told that death is uncertain, they are in
tion that the patient will continue to live for a while. They
effect alerted to begin preparation without giving up hope. If
expect him to be alive the following day, even when they are
the time that they can expect a resolution of the uncertainty
certain he will die sometime. They expect, therefore, a daily
is also unknown, their preparation is likely to be very slight.
o r even a weekly living relationship with him, forgetting the
Some families simply refuse to begin preparing, and just con
end m ust come. But doctors and nurses can encourage family
tinue to hope. Staff members find that families in this situation
preparation, and thereby enhance composure, by keeping fam ily
are hardest to handle, since death comes to them as a surprise,
members up to date with realistic expectations. To this end, it
and they have made virtually no preparations to help maintain
is advisable for staff to give accurate responses to fam ily mem
their composure. A family with this degree of awareness may
bers who are testing suspicions, even though this may require
therefore act similarly to an unaware family.
them to make the statement of probable time of death that
Staff members (employing the transition strategies mentioned
they are generally reluctant to give.
in the last chapter) therefore try to help the relatives change
The disclosing of time of expected death is also paced
their expectations as the patient’s condition worsens, so that
according to the period of illness, both of which in turn affect
they will begin to settle the patient’s affairs and consider what
the amount of time the family has to complete preparations.
life will be like after his death. The general process of revising
The patient who is certain to die, but at an unknown time, and
the family’s expectations to fit the patient’s true condition is
whose illness is a long, lingering one, provides the best oppor
contingent on other factors that both help and hinder the
tunity for family preparation. Cases like this afford both
revision. Altering the family expectation only with cues is apt
stimulus and time for grieving and for arranging affairs. The
to leave it on a suspicion level of awareness, still in doubt.
problem here is to see that family members are told the ex
The family that still has doubts is likely to continue hoping,
pected time of death early enough to allow them to complete
which in turn reduces preparation. On the other hand, staff
their preparations. Of course, if the doctor gives no certain
members are reluctant to announce a definite time; although
expectation that death will occur in the foreseeable future, as is
The Aware Family 171
170 PART t h r e e : pr o b l e m s o f a w areness
recovery to comfort, if the patient takes a turn for the worse a family member can be approached with a request to permit
the doctor will continue to act as if he could still save him, the patient to die— an action which may further reduce the
and thus prolong his life. The doctor will treat the pneumonia, doctor’s burden of responsibility. From his discussion with
give blood, perform the tracheotomy, and so on. This gives the nurse, the doctor appraises the support he can count on
him time to bring about a more orderly transition to awareness, from nurses and family, and what he must do on his own with
after which he can let the patient die according to the normal some risk of having people turn against him. This information
course of his condition. enables him to manage a more orderly transition to awareness
In gaining this time, a doctor not only avoids unpleasant than would have occurred had he simply let the patient die,
scenes associated with a sharp break into awareness, but he with a consequent shocking transition to awareness for the
also protects himself from accusations of negligence by demon family.
strating that he “did all he could.” This demonstration is, as
we have said, one of the principal functions of “do something” Change of goal and open awareness. When everyone is
care, which is often necessary to soothe unaware family mem aware that there is “nothing more to do,” the goal of recovery
bers who might otherwise contemplate a malpractice suit after has, in effect, been changed to a goal of comfort. This is the
an abrupt change in their awareness followed by the patient’s ideal situation for ceasing to prolong a dying patient’s life,
fairly quick death. To them it may have seemed that the doctor but several conditions still tend to prevent letting him die.
“just let the patient die.” And as we have emphasized, all The doctor m ust decide on the means by which a patient is
parties are better off if both family and patient are made aware to be eased out of life, and whether it should be done covertly
of the impending death early enough to give them time to or with the explicit collaboration of others.
prepare for it. Therefore, prolonging the patient’s life extends The means by which a patient is allowed to die depends on
somewhat the time they have to prepare and softens the blow whether his life is being prolonged naturally or by equipment.
when the doctor breaks the news to them. A nd the doctor is If the patient is lingering on simply as a result of his natural
also allowing himself time, perhaps to reappraise the patient’s condition, then the basic m ethod for letting him die is not to
condition, before he drastically revises the awareness context resort to “heroics,” such as giving blood or using equipment if
by announcing that death is imminent. he should take a turn for the worse. The patient is simply
An orderly transform ation of family awareness involves eased out of life comfortably with pain-killing drugs. Withholding
more than one stage of interaction, taking all the extra time heroic treatm ent is by and large the only control the doctor
th at the doctor gains by prolonging the patient’s life. Before has over this form of prolongation. The patient must be given
approaching a family member, he may talk with the nurse to basic sustenance— “You can’t let him starve to death”— but
see whether she agrees that they should let the patient die. not emergency treatment.
She usually assents implicitly, without making an explicit The medical ideal, of course, is to prolong at all costs, but
statement: she suggests that the doctor speak to the family according to one doctor, “The family will never say ‘Keep him
about it. This is a way of saying that she will cooperate by alive as long as possible.’ ” In cases of extreme pain or deteri
helping the family handle the disclosure of imminent death. oration, this condition may influence the doctor to help the
It also indicates to the doctor whether the family is, in the patient die sooner than he would have “naturally.” Under very
nurse’s judgment, ready to receive the news, and even whether loose orders from the attending doctor, the resident doctor or
198 pa rt t h r e e : p r o b l e m s o f aw areness "Nothing More to Do": The Problem of No Recovery 199
the nurse performs an “invisible act.” The standard one is In the face of financial ruin, if for no other reason, a family
to m anipulate the patient’s narcotics, giving either an overdose mem ber usually consents to stopping the equipment. Otherwise
or a prem ature dose. By this time, negotiations with both nurse the staff may carry out the “invisible act.” According to a
and family have been carried out, to insure that letting or nurse in one denominational hospital, this is bolstered by the
helping the patient die will have no adverse consequences for rationale: “The church says we are under no moral obligation
staff members. Normally, these people feel relieved that the to use extraordinary means to keep the patient alive.” (E quip
patient is out of his misery; often all parties, even including the ment is considered extraordinary.) The invisible act is also
patient, are involved in the decision— one reason that the rationalized by the staff m em ber’s desire to avoid letting an
invisible act is seldom jeopardized by publicity. aware family member, unable to make a judgment under stress,
In a few cases family members may insist that the patient use up all his money for “nothing,” that is, for no good medical
be kept alive by any means available. This insistence usually purpose.
arises from two conditions: painless dying and a reasonable Family members in this stressful situation often cannot
expectation of a cure from research. Provided the physical decide whether the patient should be allowed to die at any
deterioration is not excessive, painless dying allows the patient given time, even when they are aware that death m ust occur
and his family to await a cure with hope not trampled by in the near future. But when a relative is aware he usually must
misery. But if the research hope becomes illusory, the doctor be consulted. The doctor may have to wait until the relative
or a nurse may still perform the “invisible act,” concealing it has reached an advanced stage of grieving and is prepared
with attem pted heroics or a belated acknowledgment that the sufficiently to discuss the matter. This may take so long that
patient’s condition had deteriorated. again the doctor is forced either to prolong the patient’s life
Allowing a patient to die who is being kept alive by equip unduly or simply let the patient die on his own responsibility.
ment poses different problems. In one sense, equipment gives This is still another situation in which it is im portant to the
the doctor much greater control over the patient’s life than staff to have available a strong family mem ber who can make
he has with natural prolonging; he also has more time to plan, decisions on a rational basis during a time of emotional crisis.
to calculate risks and negotiate with the family and nurses. A t A nother condition that tends to encourage extending the
this stage nurses invariably favor letting the patient die, real dying patient’s life is the rule that next-of-kin must be notified
izing, of course, that they do not actually have to “pull the when the doctors are sure that the patient will die soon and
cord.” Only the doctor has this power, preferably with the there is no hope. If relatives live m any hundreds of miles
family’s permission. If the family is unwilling, and can afford away, the doctor is under pressure to prolong the patient’s life
the cost, the patient’s life can be prolonged for some time; until they arrive. In this instance, adherence to the standard
but when the money runs out, there is great pressure on the rule of notification, thus creating open awareness for the family
family to allow the equipment to be stopped. A t this point member, may have adverse consequences for the patient and
even fhe hospital administration may becothe involved. In one the staff members who m ust watch him. If the doctor knows
case a daughter had paid everything she had; when she was of this possibility beforehand, he may evade these consequences
out of money, the hospital wanted to send her father to another by delaying notification and leave the closed context intact
hospital where the equipm ent was available free of charge, until after the patient is dead.
although it was obvious that the patient would die if moved.
PART t h r e e : pr o b l e m s o f aw areness "Nothing More to Do": The Problem of No Recovery 201
200
die. M ore typically, however, the doctor trusts his judgment
N o change o f goal and discounting awareness. U nder cer that a case is hopeless and returns to the patients who can
tain conditions the doctor does not change his goal from recover, leaving word with the nurses to notify him should the
recovery to com fort even when he realizes that there is nothing unlikely reversal occur.
more to do” for the patient. Instead, he discounts his own Although the medical ideal of prolonging life— at all costs
awareness in favor of other purposes or regards it as an illegiti and with all possible facilities— conflicts with the awareness
that prolonging is useless and unduly painful, the ideal often
mate basis for action.
The inertia of intense heroics sometimes leads a doctor to wins out. As one doctor said, “There are too many instances,
continue an all-out effort to save a lost patient even though he in my opinion, in which patients in such a situation are kept
is dimly aware that there is no hope. This kind of discounting alive indefinitely by means of tubes inserted into their stomachs,
can easily be reversed by a nearby colleague or nurse who is or into their veins, or into their bladders, or into their rectums—
not too intently involved to observe that the only possible and the whole sad scene thus created is encompassed within
outcome is death. In one emergency case a patient who was a cocoon of oxygen which is the next thing to a shroud.”
not very sick, and certainly was not expected to die, suddenly Prolonging based on this medical ideal most often occurs
had a seizure and stopped breathing. The doctor in charge in particular hospital contexts and with particular doctors. The
made a heroic effort to revive him with chest massage, but atmosphere in research medical centers, whether foundation,
finally another doctor asked gently, “Do you want to continue university or institute, is liable to stimulate more than the
that if his pupils are fixed and dilated?” This query brought usual zeal to prolong life. Jewish community hospitals also
the intense doctor to his senses; he said, “No, I guess not,” seem to have an intensely “saving” atmosphere that often
and stopped the chest massage. In this case the inertia was produces undue prolonging. One doctor said of such hospitals,
particularly strong because death was unexpected. Although “Intense hospitals make for intense doctors and intensive care.”
the doctor stopped, he still could hardly believe what he was Intensive care units in any hospital, with their atmosphere of
quite aware of now— “H e didn’t seem that sick; he wasn’t heroic recovery, are geared to prolonging at almost all costs.
that sick; what was wrong?” H e went on to ask the family Equipm ent is clustered near every bed, so that prolonging
for a post mortem, and in addition engaged in a lengthy verbal may be just a m atter of leaning over and hooking the patient
post mortem with his colleagues to figure out why he had up. The atmosphere in these wards counters staff attempts
not been able to recover the patient. merely to make the patient comfortable and let him die. In
Only half believing that the patient is lost, a doctor may contrast, other hospitals (e.g., C atholic) de-emphasize the ideal
feel that, having stopped attempting recovery, he must wait of prolonging at all costs by discouraging extraordinary efforts
at the patient’s bedside until either he dies or there are indi unless they are deemed clearly worthwhile.
cations that he will recover after all. One doctor turned off Well aware that circumstances like these may force dis
a respiratory machine because the patient was no longer counting the verdict of “nothing more to do,” a group of doc
breathing. H e realized there was “nothing more to do” and tors in one research hospital “have solemnly shaken hands
stopped recovery efforts— but he was not yet ready to give and agreed that under no circumstances will we keep treatment
up all hope of saving the patient. So he waited, alone, by her going indefinitely if one of us has an overwhelming stroke and
bedside for two hours to validate his awareness by seeing her is being kept alive by tubes.” The doctor reporting this added,
202 PART t h r e e : p r o b l e m s o f aw areness "Nothing More to Do": The Problem of No Recovery 203
“This is not only true of us; it holds true for many groups of and nurses) that their own skill is not at issue. A favorite
doctors.” These doctors are trying to ensure that awareness rationale of the doctor who persists in the ideal of indefinite
of “nothing more to do” will prevail over the strongly em pha prolonging is an assertion that he is simply an instrum ent of
sized and organizationally supported medical ideal that life society. H e feels that society has vested in him the duty of
must be sustained at any cost. They have established an sustaining life and that he is therefore obliged to abdicate per
“invisible system” to assure that the “invisible act” will be sonal responsibility for judging the advisability of whether a
performed. particular life should or should not be prolonged.
Doctors, particularly the younger ones, often cannot bear
the thought of losing a patient, which comes with recognizing
that there is nothing more to do. Fired with the ideal of saving,
they put patients on life-prolonging equipment, in the vain
hope that they can achieve recovery after all. They search the
literature for clues to new treatments. (A young doctor in a
hospital in San Francisco found such a treatment, saved his
patient and became famous for it.) F o r the m ost part, however,
the effort is of no avail, and eventually the doctor realizes he
is responding to a deeply internalized ideal that can no longer
be fulfilled. Accordingly, he changes his goal and ceases pro
longing. One doctor rescued a patient who suddenly hem or
rhaged but la te r. recognized his lost opportunity to let the
patient die: “If I had given it a second thought, I wouldn’t
have saved him .” This also occurred to a nurse who had
automatically inserted a falling tube but wondered, immediately
afterwards, why she had done it.
Several other conditions, linked with the medical ideal
of prolonging, result in discounting awareness of nothing more
to do. It is often very hard just to watch a patient die. The
sense of helplessness— also a consequence of the medical ideal
— may cause a doctor to reinvoke the recovery goal and try
to prolong the patient’s life, hoping to save him later. F or the
moment, at least, this reduces his frustration and helplessness
at being unable to do anything effective. Some doctors feel
that a patient’s death puts their professional competence in
question, rather than the state of medical knowledge generally;
and as a consequence they will not relinquish the recovery goal
until they feel assured (often after reminders from colleagues
“Nothing More to Do”: The Problem of Comfort 205
loses consciousness, that the doctor does not need to say any
12 thing. Even if the nurse can see no change, she can tell from
the doctor’s slackening of effort that there is nothing more to
“Nothing More to Do”: do. This meaning is clear when, for example, the doctor sud
denly stops blood transfusions. Or, the doctor may post the
The Problem of Comfort patient’s name on a critical or term inal list, so that this inform a
tion is routinely distributed to the nurses involved. A nd the
nurse spends so much more time with the patient that she
is very likely to witness this strategic change in his condition
before the doctor does, and rush to tell him.
In the previous chapter we spoke of nurses primarily in relation As the nurse comes to realize that there is “nothing more
to doctors’ efforts and activities. Now we shall focus on what to do,” she adjusts her goal from recovery to comfort care.
the nurse does on her own when she becomes aware that One nurse expressed the goal change this way, “You can still
there is “nothing more to do” for the patient, and changes make the patient comfortable and you can still entertain him
her prim ary goal from recovery to comfort. and you can still distract him .” Thus, in relinquishing the
W hen the patient is expected to recover, his prim ary source prospect of recovery she was planning comfort activities. As we
of care is the doctor who specifies and supervises treatments. noted in the previous chapter, however, losing the chance to
But when the patient is in the “nothing more to do” phase and achieve the prim ary medical goal of recovery, and with it the
comfort is the only goal, the nurse takes over as the main highest nursing reward, often results in less involvement and
custodian of care. It is her responsibility to insure patient com effort in patient care.
fort within the limits of the doctor’s orders for sedation, meals, Because this reduced effort is such a common reaction
privileges, treatments and such. Of the many problems this among nurses, a doctor may again be reluctant to tell a nurse
responsibility poses for the nurse, we shall consider only those that there is nothing more to do, if she is not already aware.
linked with the awareness of the parties involved in the dying His purpose is to keep the nurse alert to recovery as long as
situation. We shall discuss the nurse’s transitions into awareness possible, until she becomes aware on her own and starts
of “nothing more to do” ; how she then insures comfort; and thinking in terms of routine comfort. If the nurse’s awareness
when painless comfort is no longer possible, what she does is on the level of suspicion because the doctor has not validated
about the collective mood that develops among nurses to “let her suspicions, she is likely to remain doubtful and alert for
him die.” counter-cues, still hoping for recovery. H er tendency is to wait
and see; as one nurse put it, “If he comes out of it, we’ll work
T H E N U R SE’S TR A N SITIO N TO AW ARENESS on him. He only has to give us the slightest cue.” Should the
doctor stop working himself, a nurse who still thinks there is
The doctor may tell the nurses that a patient is dying, but
a chance may be horrified and blurt out, “Do something,
usually not that he is in the “nothing more to do” phase of
doctor!” A nurse who . is sure the patient is in the “nothing
dying. The doctor withholds this information for several
more to d o ” phase might hesitate to continue working, for
reasons. To the nurse involved in the case, the change in the
her efforts might result in painful prolonging. F o r nurses who
patient’s condition may be so obvious, as when he suddenly
204
206 PART t h r e e : p r o b l e m s o f a w areness “Nothing More to Do”: The Problem of Comfort 207
are committed to and responsible for painless comfort, pain is female patients with hair combing and makeup— so necessary
legitimate only in the service of recovery. for feeling good and for family visits— keeps the room cheerful,
Nurses are judged by both superiors and doctors according spends time with the patient for companionship, and lets the
to the effect the change in goals has on their work. Those patient set the pace for much of their interaction, whether
nurses who tend to work as hard or almost as hard after the routine or not.1 F or non-routine interaction she is ready to
news is out may be assigned to patients who need com fort care. comply With the patient’s requests. F o r routine care, giving
As one doctor said, “I always try to get her for patients who the patient a measure of control over the activities linked with
can’t be saved. She still works so hard to make them com hospital and medical routine is in itself an act of good will. Of
fortable. She’s wonderful.” So far as this appraisal of the nursing course, in situations such as those in wards for aged in state
staff is the basis for a clear-cut division of labor, it tends to hospitals, the small num ber of nurses and aides in attendance
balance the drawbacks of reduced challenge, involvement, and over many patients makes it virtually impossible to give the
effort. Some nurses volunteer for comfort care, while others patient much control of this kind.
avowedly find they cannot do it because they give up. In closed awareness contexts, the unsuspecting patient
In many instances, as mentioned, the nurse becomes aware enjoys this apparently beneficent attention and the leeway in
there is nothing more to do before the doctor does, which, as his hospital life, but “good will” care, like “extraordinary
we shall see presently, creates a num ber of additional problems. privileges,” can also be a reliable cue to an unmending patient
It may be a nurse who m ust get the doctor to post the patient that something is awry. Thus, a suspicious patient is likely
on a seriously ill list, to notify the family, to order more to respond by badgering the nurse with questions about the
sedation, or to stop prolonging the patient’s life; and it is implications of “good will” attention, and she must control his
her job to reach him outside the hospital to find out what to assessment of these implications (as discussed in C hapter 3 ).
do when a patient suddenly “turns worse.” In sum, the differ In the open awareness context, responses to “good will”
ential death expectations between doctor and nurse guide the care depend on the way the patient is taking his dying. The
transition into awareness of “nothing more to do,” and the patient who is preparing himself for death may feel that good
subsequent interaction and purposes of each party. will care is his due, since his status is exceptional. He may
simply enjoy the attention, or he may interpret it as a hypo
critical compensation for not really being able to help him.
“GOO D W ILL ” C O M FO RT
In the previous chapter we reviewed some of the “extraordi 1 Letting the patient set the pace of interaction is a gift of control
over his situation to the patient. If it is true, as Fox says, that “the
nary” privileges granted to the “nothing more to do” patient sick person is expected to cooperate with his physician, and in this way
to make him more comfortable. To the privileges ordered by do everything he can to facilitate his recovery,” then the pace of
interaction is, to begin with, mostly under the control of the staff, and
the doctor, the nurse can add others within her power to the patient must cooperate with the pace offered him in treatments,
bestow. She, too, may excuse the patient from having baths, comforts, baths and so forth. Thus, to offer the patient some control
being turned in bed, or taking walks; she may release his over this pace of interaction is indeed a gift from the nurse, for it is
a relinquishment of a power the nurse has to begin with and need not
constraints or give him passes and better meals. Com fort can give up, but may, since she no longer expects the “nothing more to
also be achieved through exceptional attentions, or “good will” do” patient to “facilitate his recovery.” Pace of interaction is an im
portant category for the study of how interaction is controlled, a prob
care. The nurse puts herself out to chat with the patient, helps lem of traditional concern in social interaction theories.
208 PART t h r e e : p r o b l e m s o f aw areness “Nothing More to Do”: The Problem of Comfort 209
A patient who denies his own dying may refuse any attentions dying. If both doctor and nurse are aware that the patient is
that segregate him from typical or recovering patients, while a in the “nothing more to do” phase, then the doctor’s instruc
withdrawn patient ignores them just as he ignores all efforts to tions are very likely to allow the nurse to use her own discretion
pull him out of his withdrawal. Nurses who go out of their in the dosage necessary to keep the patient free of pain. She
way to engage in “good will” care are distressed by refusal may even risk lethal dosages. “None of the (nurses) believe
or disregard, for the loss of contact reduces them to helpless in euthanasia, but it’s just that as you give these heavy doses
ness. They can then give only rudim entary forms of comfort of narcotics you think that this may be the last one he can
(perking up a pillow ). There is almost nothing to do until take.” One nurse reported that her instructions gave her a
the patient allows himself to be reached again. Withdrawal leeway that would allow the patient to die in the line of her
is the patient’s most extreme control over the pace of inter duty. The implicit instruction was: “Give [this degree of medi
action with nurses. cation] to the patient e v e ry hours until dead.”
If the doctor is aware that there is nothing more to do
for the patient, and gives very loose instructions to a nurse
PAINLESS C O M FO R T
who is unaware of the patient’s condition, she may be fright
M ost of the nurse’s energy is concentrated on maintaining ened by so much discretionary power. She will “cover” herself
painless comfort for the patient. While painlessness is a goal by phoning the doctor to check dosages or to request lower
that is desirable for all patients, it takes on added importance dosage orders, checking with the head nurse, sticking as close to
for a patient who has nothing left to hope for but painlessness. the order as its looseness permits, and so on. She fears that if
F or such a patient, lethal risks to insure painlessness through anything happens to the patient she could be accused of negli
narcotics are legitimate, though they would never be taken gence in her interpreting of the loose orders. She also fears
for patients who can be expected to bear pain in the service loss of self-control when faced with pain that she knows she
of recovery.(The possibility of addiction is now irrelevant be can within the limits of her orders blot out with a heavy, but
cause the dying patient can never be taken off the narcotics.) potentially lethal dose.
Painless comfort is a goal strongly emphasized by doctors, A nurse who realizes somewhat before the doctor does
family, nurses and other patients (as well as the patient him that the patient is either in, or soon will be in, the “nothing
self), for few people can stand another’s pain. If a patient more to do” phase, faces other interaction problems. If the
is in too much pain, everyone is upset by the “scream at the doctor, in preparing to leave the ward, has not given her
end of the hall,” which threatens to disrupt the routine work sufficiently loose instructions to ensure painless comfort, she
as well as the staff’s collective moods and feelings— the senti must act fast. She will have to corner the doctor and either
m ental order of the ward. Thus, the nurse is under considerable remind him that he has left no instructions or suggest to him
social pressure to control the patient’s pain successfully. possible changes in old or current instructions. Saying she
might need them, and asking what she should do, she prods the
Differential Death Expectations. To accomplish this task, doctor into giving leeway. If this tactic fails, or if she is too
a nurse m ust have adequate sedation orders from the doctor. shy to try it, two alternatives remain. One is to engage in
How adequate the doctor’s instructions appear to the nurse “invisible acts” of increased dosage: some nurses, particularly
depends on their differential appraisal of the patient’s stage of private nurses, do take m atters into their own hands. The
210 PART THREE: PROBLEMS OF AWARENESS “Nothing More to Do": The Problem of Comfort 211
other alternative is to try to reach the doctor by phone when surrounding sedation. He would no longer have to put up
the patient’s pain becomes uncontrollable under present orders. with as much pain; he could depend fairly well on the nurses to
This is one condition under which the nurse and her supervisor insure comfort.
will m ake every effort to reach the doctor, no m atter where Most often, the patient wants the nurse to increase dosage;
he is, what h e is doing, or what time it is. Having reached him, and a common tactic for this is using verbal indicators of pain—
she tries to bring the doctor’s awareness into line with hers moans, complaints, and so on. The nurse m ust judge whether
by pointing out changes in physical condition, indicating that the patient is in physical pain and, if so, to what degree. This
there is nothing left to do but insure painlessness. Then she task is difficult since the indicators of pain are often poor or
requests a change in sedation orders. unreliable: a patient who says he is in pain may be expressing,
to one degree or another, only emotional pain. Although a
Patient’s Awareness. The patient’s part in the means the disturbed patient may have to be tranquilized, a narcotic should
nurse uses to insure his comfort depends on the awareness not be wasted on emotional pain, for its effectiveness, which
context. A nurse may ease the transition to an open awareness declines with tolerance, must be reserved for physical pain often
context by promising painless comfort until death. A typical over a long period of time. Thus, when a patient uses “moaning
sequence of interaction is the following: The doctor tells the and groaning” tactics to obtain m ore sedation than ordered, the
dying patient that there is basically not much more to do for nurse must use countertactics to test him if she has reason to
him medically except to control his pain. This announcement doubt the physical origin of his pain. She may give him a
immediately leads the patient to develop tactics for securing placebo or tranquilizer; she may walk past his room a few times
sedation. Normally, a patient in this stage does not worry about to see whether the “moaning and groaning” occurs only when
becoming an addict,2 or about becoming immune to any one her footsteps are audible, and so on.
painkiller. He is concerned only with minimizing his pain, and M aneuvering of this kind tends to result in irregular dosages
he starts by trying, by various interaction tactics, to control and fluctuating levels of pain for the patient, which in turn
the nurse’s management of it. The pressure of this attem pt often may make him wish to control the scheduling of injections
makes a nurse wish she were maintaining comfort under the and dosages. Some patients dispense with manipulation of
cover of a closed awareness context; for then the patient, still verbal indicators and proceed directly to try to establish control
motivated to recover, will put up with some pain— and leave over schedules. The patient on a periodic (rather than dem and)
it up to her to manage it. schedule may concentrate on trying to shorten the time between
Furtherm ore, the announcement by the doctor usually leaves injections. H e may act confused in his time perspective, ringing
the patient very depressed. To cope with this initial response, for the nurse at the three-and-a-half hour point and asking for
the nurses stand by with medication to relieve emotional as another shot on the grounds that his four-hour interval is up.
well as physical pain. As one nurse put it, “If no one had O r he rings for the nurse after two hours to say: “You’ll
helped him that day I think he might have committed suicide; be sure to be on time for my next injection, won’t you?” thus
he was in an awful state. We gave him m edication.” And trying to control the schedule by enforcing it. He may also
thus he was immediately introduced to the looser regulations get family members to keep close watch for transgressions.
* Unaware cancer patients do worry about addiction, but patients Patients also try to negotiate for a different schedule on the
who are aware they are in the nothing more to do phase tend to ignore grounds that the regular one is not adequate.
it since the pain will not cease, death is inevitable, and therefore nar
cotics must be taken to the end. Patients on dem and schedules depend primarily on their
212 PART t h r e e : pr o b l e m s o f a w areness “Nothing More to Do”: The Problem of Comfort 213
handling of indicators of pain, since “dem and” means when To reduce dosage, patients may use a “no complaining”
the nurse judges the patient needs it. Such a patient may also tactic. Then the nurse m ust watch for other indicators of pain
stick his hand out for medication every time a nurse passes. since, in the interests of others on the ward, she cannot let
If these tactics do not work, he may threaten suicide or try the patient support so much pain that he breaks down or sets
to negotiate for a regular schedule, or he may go through a “bad” example of nursing care for other more fearful patients.
other staff members to put pressure on the nurse. H e can ask The goal of painless comfort m ust be pursued, but under these
the doctor to order the nurse to give him regular or more conditions it is very difficult to achieve, for when a patient says
frequent sedation, or he can enlist the aid of family members. very little it is hard to ascertain how much a given dosage
A family mem ber can create a status-forcing scene, saying it reduces his pain.
is the nurse’s job to relieve the patient’s pain, but she is, it
appears, negligent in this duty. (Needless to say, anxious family “Can’t Talk.’’ A patient on a dem and schedule increases
members often do this without prom pting.) Lastly, a chaplain the pressure on the nurse if his physical condition deteriorates
may be asked, as a neutral, to institute a conference of patient, to the point where he can no longer ask for sedation because
nurse, doctor and family to arrange a sedation schedule that he is “snowed” by sedation. This problem applies particularly
is satisfactory to all. to research patients who are kept on a dem and schedule for
The dem and schedule can be very demoralizing to the painkillers, to minimize narcotics interference with the study
aware patient, since it necessarily means more pain for him. drug. As one nurse said, “They are kept under sedation, but there
Because the nurse is watching for symptoms, the patient must is this carelessness. They don’t give medication unless it’s asked
withstand some pain before it is reduced by her action. This for and these patients often aren’t in a condition to ask, yet
pain may m ake the patient think “I am surely going this I am sure they are in pain.” Nurses use several methods to
time.” On the other hand, a patient who finds himself support establish degree of pain: turning the patient to watch his
ing longer and longer periods without sedation may think he is response or asking him to blink or move his hand if he is in
improving and feel hopeful, though he is experiencing only pain. Sometimes the nurse talks with the patient about this
a tem porary reprieve. His pressuring the nurse to increase or stage of dying before it arrives, either on her own initiative or
reduce sedation will be guided by these conditions linked with because the patient negotiates with her. In one nurse’s words,
the demand schedule. the response is: “We always reassure them that we will give
We have described the typical situation but not the in them whatever they need to keep the pain under control.” This
frequent patient who is aware that death is certain but refuses promise, however, ignores the fact that when verbal contact
narcotics, perhaps to keep clear-headed enough to arrange his with the patient is lost, indicators of pain are harder to read
affairs before the family takes over, or perhaps merely to and verify. Thus, “We sedate heavily in the end,” a nurse told
demonstrate his prowess. (These patients too, however, are us; this is one way of playing it safe.
often given narcotics in spite of their wishes, if their pain U nder this “can’t talk” condition, before death, the nurse
disturbs others, for the nurses’ job is to protect the senti is relieved of several pressures emanating from the patient. She
mental order of the ward as well as to preserve the hospital no longer needs to “explain,” or parry the patient’s request
routine. This is one instance in which patients are not allowed for an explanation, every time she changes a periodic schedule
to manage their own dying when it interferes with the social or after each demand-schedule injection. As he approaches
organization of the hospital.) death, a patient on a periodic schedule puts less and less
214 PART t h r e e : pr o b l e m s o f a w areness "Nothing More to Do”: The Problem of Comfort 215
pressure on the nurse, when a regular increase in dosage is to relieve the pain in the end, sometimes, and the patients
built into the periodic schedule. This causes the patient at keep wanting things done for them .” 3 They can no longer
this stage to be either too “snowed” by narcotics to talk effec achieve the only goal of patient care that remained to work
tively, or not to be able to talk at all. Thus, the nurse no longer for. As they watch a patient lingering or having his life pain
has to worry about avoiding talk of death, nor does she have fully prolonged, a collective m ood develops among the nurses,
to listen to “Why don’t you let me die?” or “F o r God’s sake, an urgent wish to “let him die.” This is their m ost frequent
let me die,” or “D on’t let me die,” nor m ust she handle his response to their inability to provide comfort. (A less pre
negotiation for more narcotics. In the last phase of dying, ferred alternative is to put the patient into living sleep with
nurses are particularly vulnerable to the patient who begs for drugs— a social death.) One nurse stated this “let die” alterna
help, especially for painkillers. They want to provide more tive to painless comfort explicitly: “We can’t relieve her pain,
sedation as a way of “doing something” within their power everybody wants her to die for her sake, meaning her suffering,
in order to relieve their own feelings of medical helplessness. we can’t even help her. Once we can’t help her, let her die for
It is also very difficult for them to take a patient’s indeterminate G od’s sake, for our sakes as well as theirs.”
state of pain; and one way to control the am ount of pain is to O ther nurses are less articulate but as direct: “The quicker
“sedate heavily.” she dies, the better without suffering.” “Why should he be
Some of the benefits otherwise inherent in the open aware- saved to go on living like a vegetable?” “Why should he be
nes context are lost when the patient can no longer talk. From saved for a life of continual suffering?” “M aybe it is for the
the patient’s point of view, he loses whatever control he had best, maybe it is a blessing if he goes.” A nd in reference to
established over insuring painless comfort, and over manage research patients, “I think a m an should be left to die in peace
ment of his dying, when he loses the ability to negotiate with plenty of narcotics.” W hen the patient does die, the col
for more narcotics. One advantage of open awareness is that lective mood of the nurses changes to one of great relief. No
the patient can take leave of his family, but when he is heavily longer must they be frustrated by their inability to provide
sedated this advantage is lost too. (In the words of one nurse: comfort and by the “waste and senselessness” of undue linger
“They’re snowed and can’t talk to their relatives.” ) Even if ing or prolonging.
the patient can communicate, heavy sedation makes him men To be sure, this collective m ood runs counter to the medical
tally vague, which tends to disturb relatives who wish to make ideal of prolonging life. A student nurse displayed clear recog
final farewells. Patients in this condition are also unable to nition of this ambivalence: “We had a patient, a cancer patient,
sustain useful relations with a chaplain or social worker. In who wanted to come to the hospital. Everything was done
short, the aware patient who cannot talk cannot interact very for him, even if he didn’t want it. They gave him everything
well even on the basis of open awareness.
3 Sheldon Messinger, in a private communication (September 13,
1963), gave us a comparative view of helplessness. . . you mention
‘medical helplessness’ in passing. A most impressive phenomenon. Death
“L E T T H E PA T IE N T D IE ” isn’t the only place where it is found, although it may be among the
most salient. I remember an MD at N apa telling me that she used EST
When painless comfort is no longer possible for the dying (electric shock therapy) in a particular case not because she thought
patient, nurses are reduced to a state of helplessness, which it likely to do any good in the long run, but because ‘the patient was
in pain and I’m trained to help. I had to do something. What else was
one nurse expressed as follows: “You can’t do anything, even there to do?’ ”
216 PART t h r e e : p r o b l e m s o f a w areness “Nothing More to Do”: The Problem of Comfort 217
to prolong, to save this person, if that is what you want to prom pt them to help him attain his objective. One nurse,
call it. This isn’t actually saving, but once you come to the mentioned in the last chapter, stood by for a patient’s request
hospital everyone is concerned to preserve your life, the person to die, so that she could step in and ask the doctor to “let
has no choice; well, it is just a question of ethics.” She realized him die.”
that in the “nothing more to do” phase, prolonging is not “Request” is too mild a way to describe this behavior:
saving and can only be justified in term s of an “ethic,” which is many patients actually beg and plead to be allowed to die.
weak support indeed in these cases. Thus, m ost nurses feel A doctor has lucidly described this pattern, covering the two
that “let him die” is the best alternative to painful prolonging, essential conditions of “nothing more to do” and too much
though some remain ambivalent. One nurse, evidently wanting pain: “A cancer patient for which every conceivable avenue
to support the ideal, questioned her judgment that the patient of treatm ent has been explored with total failure, and this
was really in the “nothing more to do” phase-: “How do I patient m oreover is suffering from excruciating pain and is
really know he is going to die; how do I really know; therefore, pleading for release.” 6 Patients who say, “Please leave me
how can I possibly let him die?” A nother nurse resolved her alone, I want to die, I don’t want any tests like this,” or “Why
ambivalence by means of unquestioning compliance with the don’t you let me die?” confirm the nurses’ conviction that the
ideal.4 She registered annoyance, indignation and irritation at best way out is death. Statements like “I’m dying right now,
the thought of not prolonging at all costs as well as at the get me out of my misery,” may express a transition from a
thought of actually helping the patient die. O ther nurses regard closed awareness context to an open one; the patient registers
the ideal as a public shield over the invisible acts, or system a “let me die” m ood as he registers realization of his change
of acts, by which they let the patient die.5 of status. Such a quick change in awareness context can bring
into the open the nurses’ collective hidden desire to let him
Patients and Open Awareness. In the closed awareness die, and prom pt their active assistance in achieving the mutual
context the collective m ood of “let him die” develops spon goal. Too quick a transition, however, may cause an unaware
taneously among the nurses, regardless of the patient’s overt nurse to doubt the patient’s reading of his own condition and
demands. In the open awareness context, however, this m ood consider him “m orbid.”
may be supported and even initiated by the patient’s requests
to be allowed to die. A patient’s longing to die— “Please God Family and Open Awareness. The nurses’ collective mood
let me go”— is reciprocated by the nurses’ “It’s a blessing if he may also be shared by aware relatives of the pain-ridden,
goes.” Just as a patient’s struggle to live encourages nurses “nothing more to do” patient. They are often permitted to make
to help him, his struggle to die may arouse their sympathy and the final decision, but sometimes they may be forced to plead
(" Please turn that drip off” ) if the doctor still considers pro
4 The resolution of problems of work by using formal rules— termed longing the best course. O f course, unaware family members
“rule tropism” by Alvin W. Gouldner—is an important aspect of nurs
ing care that is worthy of future research. See Alvin W. Gouldner, would be horrified by the nurses’ collective mood, and some
“Comopolitans and Locals: Toward an Analysis of Latent Social Roles times even aware family members who encounter it create a
— I,” Administrative Science Quarterly 2 (December 1957), p. 299.
5 See Anselm L. Strauss, Barney G. Glaser and Jeanne C. Quint,
status-forcing scene to remotivate the nurses.
“The Nonaccountability of Terminal Care— An Aspect of Hospital The ordeal suffered by family members at this time also
Organization,” Hospitals, 36 (January 1964), pp. 73-87.
• San Francisco Chronicle, June, 1963.
218 PART th r e e : pro blem s o f aw areness “Nothing More" to Do": The Problem of Comfort 219
supports the nurses’ collective desire to let the patient die. “It rescuing the patient during the critical moments when action
was torture, we felt m ore sorry for her [mother] than for him must be taken instantaneously if it is to be effective, and there,
[patient] at times.” Nurses may shift the object of their involve is little time to ponder more alternatives. Consequently, a nurse
ment at this time (as we have suggested in C hapter 1 0 ): the who performs a split-second rescue maneuver may wonder
patient cannot be comforted now, but the family mem ber can. later why she went to the trouble to preserve or prolong a
As the new object of the comfort goal, the “very much alive” patient in vain.
family mem ber takes on the patient status, and the nurses, as Several conditions lead a nurse to rescue even when she
a result of this “object switching,” now have a goal to work would prefer to let the patient die. First, the medical ideal of
for and a reward to expect. This shift of involvement may, at prolonging, however senseless it may seem to her, is too deeply
the same time, paradoxically reverse the nurses’ intentions to internalized to be overcome readily in the final act, especially
let the patient die, when the only way to keep the family where there is no time to think. A nother condition depends
member comfortable seems to be to comply with his desire on the physical setup of the ward. In an intensive care unit,
to postpone the patient’s death. for example, it is easy to follow the natural response and simply
to hook the patient up to the necessary equipment, which is
L ETTIN G T H E PA T IE N T D IE right next to his bed. On a medical ward, though, some difficulty
in requisitioning supplies or equipment quickly enough might
In the last chapter we indicated how a doctor, with the encourage a nurse to use “non-rescue” tactics. A third reason
help of the nurse, may let a patient die; here we shall discuss is adm iration for a doctor who has made heroic efforts to save
some means available to a nurse acting on her own for letting the patient against low odds for his survival. In this situation
the patient die. The use of these means depends on differential the doctor is more im portant to the nurse than the patient;
death expectations between nurses and the doctor and on again her involvement shifts from a dying patient to a “very
awareness contexts. much alive” person. In the words of a nurse who experienced
such “object switching” : “I was so concerned in trying to suc
“Non-rescue” Tactics. The tactics available to the nurse tion in everything. I guess why I did this is because he was
depend on whether she agrees with the doctor’s evaluation of Dr. X ’s patient and he had worked so hard to save him, it
the patient’s status. If she and the doctor agree that there is really upset m e.” A nother contributing factor here was the
nothing more to do, she can exercise “non-rescue” tactics to high degree of social loss; the patient was a young m an with
let the patient die, without fear of reprisal from the doctor a good future.7
and with confidence that he will protect her from family A nother condition pressuring the nurse to rescue, when she
accusations of negligence. Since she spends m ore time with can count on even the doctor’s support for non-rescue, is the
the patient, the nurse is more likely than the doctor to be in probable visibility of her failure to act.8 Non-rescue tactics
a position to save— or not save— the patient from immediate
7 See Glaser and Strauss, “The Social Loss of Dying Patients,”
death with split-second operations should he turn “worse.” American Journal of Nursing, 64 (June 1964), pp. 119-121.
She can replace a fallen tube, ring for help, give an injection, 8 An aspect of nursing care needing future research is how the
hospital structures the visibility of a nurse’s work from specific parties
massage his chest; or she can, if she chooses, let the patient to it. On “visibility” see Robert K. Merton, Social Theory and Social
die. Lack of action is in itself consistent with the reduced effort Structure (New York: Free Press of Glencoe, 1957), referenced on
page 645; and Erving Goffman, The Presentation of Self in Everyday
characteristic of this phase of dying, but it is hard to resist Life (New York: Doubleday Anchor Books, 1959), Chapter III.
220 PART t h r e e : pr o b l e m s o f a w areness “Nothing More to Do”: The Problem of Comfort 221
are easiest on night shifts, in single rooms, in restricted areas types of injection, or certain procedures such as open heart
such as premie wards (except during baby viewing tim es), or massage. Thus, in some cases a nurse can withhold her own
on private duty. When her behavior is likely to be witnessed actions with impunity, though she still m ust try to reach a
by staff members not connected with the case (whose death doctor.
expectations presumably are more optim istic), or by family Reaching a doctor can itself be used as a “non-rescue”
members, then the nurse will rescue. When family members tactic. The doctor may have left no instructions to follow in
are present much of the time, as they so often are during case of emergency; no resident may be in attendance to take
the final stages of dying, opportunities for applying non-rescue over (this depends on the hospital or the daily work shift).
tactics are particularly scarce. Even if the relative is aware that Or, a resident on duty may be unwilling to go too far with a
there is nothing more to do and wants to end the painful private doctor’s patient, as may other doctors who happen to
prolonging, a nurse may be reluctant to let the patient die be on the ward. Reaching the doctor responsible for the case
in his presence as a result of her inaction. Linked with visibility may be difficult or take too long for quick action, so that
of her inaction is the time it takes the patient to die. If the inaction for a time is unavoidable. These conditions, of course,
patient takes too long to die in front of a relative or unaware might lead a nurse to use rescue procedures forbidden by the
staff member, the nurse is forced to rescue. She can do nothing rules, but she is forestalled since illegal efforts to rescue a
for only a few minutes, unless her behavior is unusually well patient from death could jeopardize her position as a nurse and
shielded from observation. If the doctor disagrees with the even result in a manslaughter charge if she fails. A nurse may
nurse, maintaining that the patient is not in the “nothing more risk an illegal rescue effort when she disagrees with the doctor,
to do” stage, she can risk a “non-rescue” tactic only if she and is less certain than he is about the inevitability of the
can avoid being seen for a long enough time, since as a nurse patient’s death. But when doctor and nurse agree that there
she is expected to save any patient whose death is not con is nothing more to do, a nurse who cannot reach the doctor
sidered inevitable.9 in charge of the case has a perfect opportunity to ease the
In addition, several structural conditions facilitate the patient gently to his death.
nurse’s use of “non-rescue” tactics, apart from her agreement
with the doctor and the visibility of her actions. Hospital policy Sedation Tactics. W hen doctor and nurse agree th at the
may specify that extraordinary efforts— especially the use of best course is to let the patient die, the doctor may order cessa
equipment— are not to be taken for patients clearly in the tion of most or all equipment in use and give the nurse loose
“nothing more to do” phase of dying. General, legal and sedation orders to insure painless comfort until the end. These
medical rules as well as hospital rules bar nurses from using sedation orders allow the nurse much discretion and therefore
such rescue devices as certain kinds of equipment, certain encourage her to use active tactics to help the patient die (as
9 Under what general conditions of work are professionals forced, opposed to the more passive non-rescue tactics). U nder these
allowed, and helped to act unprofessionally in order to get a profes conditions she can m anipulate sedation with little or no fear
sional job done is a problem in the study of professions worthy of that she will be accused of negligence. By m anipulating seda
future research. Present study tends to focus on how professionals are
trained to act professionally, not how they are forced, allowed, or tion, or its counteractants, she can ease the patient to death
helped to act unprofessionally for professional goals. This is an im when adverse conditions multiply and become too much for
portant problem in nursing care. See Merton, op. cit., pp. 343-345, for
his notions on institutional evasions, which may help such research. all concerned: the patient is begging for death, he is deteriorating
222 PART t h r e e : pr o b l e m s o f aw areness "Nothing More to Do”: The Problem of Comfort 223
physically, pain cannot be controlled, the family are going convince the doctor that the patient’s case is hopeless and
through an ordeal that is pushing them to the breaking point, that letting him die is the sensible thing to do. They may also
and so on. talk with a relative to obtain the family’s consent and support.
Loose sedation orders give the nurse enough latitude to W hen a nurse disagrees with a doctor who is certain there
administer potentially lethal doses in the hope of achieving is nothing more to do and accordingly gives flexible sedation
painless comfort. In this way she can help the patient die. One orders, she may be alarmed, as we noted before, by the re
nurse said, “It may kill her, but why not let her go free of sponsibility implicitly given her for the patient’s survival. H er
pain?” A nother said, “None of the (nurses) believe in euthana tendency then is to seek more control in her orders, to prevent
sia, but it’s just that as you give these heavy doses of narcotics her from going too far in striving for the patient’s comfort. Of
you think that this may be the last one she can take.” If the course, this is a problem only for a nurse who still believes
dose does turn out to be fatal, then the nurse can withhold the that the patient can survive.
counteracting stimulant. If it is not fatal, then she can increase Several structural conditions inhibit use of sedation tactics
the dosage next time. And since she is following— or stretching to let the patient die. If the patient is a research subject, even
— the orders of a doctor who agrees with her assessment of a doctor who agrees that he is in the “nothing more to do”
the patient’s fate, she need not fear accusations of negligence stage m ay not give sufficiently flexible orders to allow the nurse
from him, and she can be confident that he will protect her much latitude. She is supposed to minimize sedation, so that
should others raise questions about her “interpretation of it does not interfere with a clinical experiment, and if she gives
orders.” A nother factor encouraging this strategy is the patient’s overdoses on her own, the doctor is not likely to back her up.
attem pt to control or increase sedation. The nurse can pur- She is expected to keep the patient going until the end of the
posively yield to a patient’s “moaning and groaning” or dis study.
torted time perspectives so that she eventually is giving seda In a closed awareness context, the patient may beg not
tion oftener. for death but for a reduction in narcotics, because he is afraid
Non-rescue tactics depend on whether the nurse’s inactivity of addiction. Sometimes unaware family members have the
during a crisis can be observed by others, but sedation tactics same concern. If social and family affairs are still unsettled,
are not nearly so contingent on visibility. A nurse can apply use of sedation tactics is often precluded by patient or family
the needle or give the pill in the presence of others, since it request. And if a family mem ber is traveling from afar for a
is part of her job, and the patient need not be in an obviously last visit with the patient, sedation can be manipulated only
critical condition. Any adverse effects are coo subtle for most to prolong life while keeping the patient conscious.
observers to distinguish from those of routine medication. When
charting what has happened, however, the nurse generally must Open Awareness and Auto-euthanasia. A nother tactic for
be backed up by a doctor’s orders. Thus, a nurse who disagrees letting the patient die, which is possible in the open awareness
with a doctor about the patient’s fate takes quite a risk in context, is to perm it auto-euthanasia. The prelude is a distress
manipulating sedation. She m ust falsify or avoid recording her ing scene in which a pain-ridden patient begs to die, while
“invisible act,” and this is too drastic a deviation from pro the nurse has no way to help or cannot bring herself to help
fessional standards for her to contemplate usually. Normally, him. But she may tacitly agree to let the patient take his own
as we have indicated, a nurse in this situation will first try to life. She may even provide him with a “setup” for his suicide
224 PART th r ee: problem s of a w areness “Nothing More to Do”: The Problem of Comfort 225
by leaving pills at his bedside, removing his constraints, or the staff’s managing of it, he recognizes auto-euthanasia as
leaving him alone in his room or in a bathroom . The next the only alternative to giving the staff complete control over
thing she knows is that the patient has pulled out all his his fate.
tubes, or is sitting in the bathtub with his throat slit, o r is Nurses are trained to motivate patients to recover, and
lying in the street below. Such attempts, though, usually take patients soon learn, if they do not know already, that they are
so much time that another nurse will often discover— and be supposed to be willing to get well. But this goal, like many
forced to rescue— the dying patient. other medical ideals, is inappropriate for a patient in the
Auto-euthanasia is, of course, also attem pted by patients “nothing more to do” phase. It makes more sense to motivate
without a nurse’s surreptitious assistance. In one case a patient him to die; that is, to get him to accept his impending death
refused to give the doctors or nurses any information on what and prepare for it. A nurse who is able to help motivate the
she had done to herself. Since her condition could not be patient to die (m ost nurses we m et are not, however) can
counteracted, she thereby insured her own death. Sometimes teach him how to die “gracefully.” And this tactic may abet
the ward arrangements are such that patients are put in a the tacit permission for auto-euthanasia, for he may also learn
separate “dying” room (which is a more convenient place that it may be best, in the end, for him to manage his own
for the patient to attem pt auto-euthanasia), and left unwatched death, to arrange a painless, easy departure and forestall an
for comparatively long periods of time. Even when auto indefinite prolonging— which, toward the end, he may be
euthanasia is anticipated, the ward may have no room available powerless to prevent. In this way he can insure a shorter ordeal
with barred windows, for example, or staff shortages may pre for his family and a more presentable, undeteriorated physical
clude adequate surveillance. condition for the last farewells. Indeed, we have known active
Nurses understand and even sympathize with patients in people in the prime of life, many years before this stressful
great pain who attem pt auto-euthanasia, since it is consistent turning point, to contemplate just such a plan when they ask
with their own collective desire to “let him die.” Their collective themselves, “W hat would I do?”
reaction is usually relief, not m oral indignation or feelings of
professional incompetence. Just as letting the patient die seems
a realistic alternative for them, auto-euthanasia seems a realistic
alternative for the patient, as far as they are concerned. The
patient’s awareness of this alternative is a basic “turning-point”
in his passage toward death,10 for at this point he grasps the
most im portant implication of his condition— that there is
nothing more to do— and realizes that the medical staff is
merely managing this last phase of his dying as best they can.
When he also realizes that his physical condition will soon
prevent him from trying to manage his own dying, as well as
10 On “turning points” see Anselm Strauss, Mirrors and Masks (New
York: Free Press of Glencoe, 1959), Chapter IV. The essential idea
behind “turning points” is the awareness that “I am not the same as I
was, as I used to be.”
Awareness of the Nurse’s Composure 227
encounter. To delimit the following discussion and integrate
13 it with the theme of the book, we shall focus on the conditions
and strategies related to the nurse’s awareness. We shall show
Awareness and how the means by which a nurse maintains her composure
are largely determined by her expectations about the certainty
forgetting and restores composure. The other nurses may his death would be so delayed, for then they could have per
find the circumstances of the death interesting, or they m ay have mitted a more appropriate degree of involvement during the
known the patient themselves. Telling another nurse, especially years of lingering.)
one who was not involved in the case, allows the nurse to organ One strategy to handle an overdue death is simply to avoid
ize the tragedy and account for it to herself; this helps her and forget the patient. This is sometimes aided by the collective
forget it and regain her norm al composure. mood: “It’s senseless.” When the patient lingers on indefinitely
This m ethod of regaining composure may, however, have in a comatose state— physically alive, socially dead, nurses may
unpleasant consequences. Sometimes the news is shocking just stop thinking about him. One nurse said in such a case, “It
enough to reverberate through the hospital and even to the m akes no sense for her to live beyond the point where she
newspapers. Others in the hospital may be disturbed because went on living and that was by some m onths.”
they are in some way implicated, as the head of nursing services, The patient who is expected to die on the operating table,
for example, would be implicated as the overseer of negligent b u t instead lives on for three o r four days, is another example
nurses in a preventable suicide. of overdue death. In one such case, during this short but
In the process of forgetting, the nurses’ composure is least intensive overdue period, nurses who had participated in the
threatened when they can remember only the general circum operation became quite upset. They felt that perhaps more
stances, not the individual or the agonizing details of his few could have been done for the patient if the doctors had ap
last days and his death. In a surprise death, the details proached him with the expectation th at he was going to
of the last days are constantly mulled over afterward, making recover, and that everyone had been negligent. Each day, as
it difficult to forget them. These details m ay remain in the they came to work, they asked whether the patient had died
nurses’ memories to disturb them much later, sometimes to the yet. Only after he died could the nurses who were involved
point th at they cannot face other dying patients with composure convincingly regain their norm al composure. Thus some overdue
and have to arrange for transfer to wards where they are un patients are forgotten before death, and others never forgotten.
likely to have to deal with them.
PESSIMISM AND C OM POSU RE
Overdue Death. A nother surprise inherent in the dying
situation occurs when a patient does not die at the expected Built into the development of strategies to manage involve
time. H e may linger on interminably, beyond all reasonable m ent and maintain composure while the patient is dying, is
expectations for his condition. F or example, a child with a an element of pessimism. The nurses base their defenses on a
congenital defect was supposed to die at five or six years of conservative estimate of the patient’s chances, preferring ex
age and lived on to thirteen. One nurse found this so disturbing cessive caution to the risk of breaking down at the wrong
that she avoided the patient, especially his continual requests moment. As we have indicated, this too-careful guarding of
to play cards. A fter he died, his seven years of lingering were composure may be hard on a patient who is really not as
very hard for her to forget. (Unfortunately this particular pa close to dying as the nurses believe. The nurses’ pessimism,
tient had been taken care of for six years by nurses who had therefore, is a source of slightly inaccurate death expectations.
well-developed guards against involvement. His life as a patient If the patient recovers— “comes alive”— a nurse with a
would have been much easier if the nurses had known that well-developed strategy against losing composure may be dis-
256 FART t h r e e : pr o b l e m s o f a w areness
tressed by the realization that she failed him. She was negligent.
If she had not been so careful to guard her composure, she
could have treated the patient as if he were merely seriously
ill, talking with him about almost anything and motivating
him to get well. N ot only could she have applied her training
more effectively, but the patient would have had m ore com
panionship.
In general, this implicit pessimism causes nurses, too often,
to “pull away” from patients sooner than necessary— and, in Part Four
deed, why should it be necessary at all? If the patient has
been unaware that he is expected to die, this pulling away may
risk a prem ature, abrupt disclosure of his impending death
which can be very distressing to the patient and unnecessary
if he is still in the uncertain stages of dying. One uncertain-to-
die patient who later recovered told us, “W hen I felt the
Conclusions
nurses pulling away from me, I knew I was dying and I became
terribly depressed.”
14
The Practical
Use of Awareness Theory
1 Applied theory can be powerful for exactly the reasons set forth
by John Dewey, some years ago: “W hat is sometimes termed ‘applied’
science . . . is directly concerned with . . . instrumentalities at work in
effecting modifications of existence in behalf of conclusions that are
reflectively preferred. . . . ‘Application’ is a hard word for many to
accept. It suggests some extraneous tool ready-made and complete which
259
260 PART FOUR: CONCLUSIONS The Practical Use of Awareness Theory 261
know how to apply them, or in what part of the social structure
to begin applying them, o r where they fit the data of the
FITNESS
substantive area, o r what the propositions m ean in relation
T hat the theory m ust fit the substantive area to which it to the diverse problems of the area. The use of logical deduction
will be applied is the underlying basis of the theory’s four rests on the assumption that the formal theory supplies all
requisite properties. It may seem obvious to require that sub the necessary concepts and hypotheses; the consequences are a
stantive theory m ust correspond closely to the data, but actually typical forcing and distorting of data to fit the categories of the
in the current ways of developing sociological theory there deduced substantive theory, and the neglecting of relevant data
are m any pitfalls that may preclude good fitness.2 Sociologists which seem not to fit or cannot be forced into the pre-existing
often develop a substantive theory— theory for substantive areas sociological categories.* In light of the paucity of sociological
such as patient care, delinquency, graduate education— that theories that explicitly deal with change,4 logical deduction
embodies, without his realization, the sociologist’s ideals, the usually is carried out upon static theories which tends to ensure
values of his occupation and social class, as well as popular neglect, distortion, and forcing when the deduced theory is
views and myths, along with his deliberate efforts at making applied to an ever-changing, everyday reality.
logical deductions from some form al theory to which he became Clearly, a substantive theory that is faithful to the everyday
committed as a graduate student (for example, a theory of realities of the substantive area is one that is carefully induced
organizations, stratification, communication, authority, learning, from diverse data gathered over a considerable period of time.
o r deviant behavior). These witting and unwitting strategies This research, usually based prim arily on qualitative data
typically result in theories too divorced from the everyday gathered through observations, interviews and documents and
realities of the substantive area, so that one does not quite perhaps later supplemented by surveys, is directed in two ways
— toward discovering new concepts and hypotheses, and then
continually testing these emerging hypotheses under as many
is then put to uses that are external to its nature. But . . . application of diverse conditions as possible. Only in this way will the theory
‘science’ means application in, not application to. Application in some be closely related to the daily realities (w hat is actually “going
thing signifies a more extensive interaction of natural events with one
another, an elimination of distance and obstacles; provision of oppor on” ) of the substantive area, and so be highly applicable to
tunities for interactions that reveal potentialities previously hidden and dealing with them. A fter the substantive theory is sufficiently
that bring into existence new histories with new initiations and endings.
Engineering, medicine, social arts realize relationships that were unreal^ formulated, formal theories can be scrutinized for such models,
ized in actual existence. Surely in their new context the latter are concepts and hypotheses as might lead to further formulation
understood or known as they are not in isolation.” Experience and
Nature (Chicagor-Open Court Publishing Company, 1925), pp. 161-162. •O u r position may be contrasted with that of Hans L. Zetterberg
* For many years, Herbert Blumer has remarked in his classes that who, after some exploratory research to determine problems, bypasses
sociologists perennially import theories from other disciplines that do development of substantive theory and goes directly to formal theories
not fit the data of sociology and inappropriately apply sociological for help. He says, “We must know the day-by-day issues facing the
theories developed from the study of data different than that under practitioner and then search the storehouse of academic knowledge to
consideration. Cf. “The Problem of the Concept in Social Psychology,” see whether it might aid him.” Social Theory and Social Practice (New
American Journal o f Sociology (March, 1940), pp. 707-719. For an York: Bedminster Press, 1962), p. 41.
analysis of how current sociological methods by their very nature often ‘ This is noted by Wilbert Moore in “Predicting Discontinuities in
result in data and theory that does not fit the realities of the situation Social Change,” American Sociological Review (June, 1964), p. 332,
see Aaron V. Cicourel, M ethod and Measurement in Sociology (New and in Social Change (Englewood Cliffs, N. J.: Prentice-Hall, 1963),
York: Free Press of Glencoe, 1964). preface and Chapter I.
262 PART f o u r : c o n c l u s io n s The Practical Use of Awareness Theory 263
of the substantive theory.5 We have described in the appendix to use it, for it sharpens their sensitivity to the problems that
on m ethod how we have proceeded in developing our theory they face and gives them an image of how they can potentially
to fit the realities of terminal care in hospitals. Readers who make m atters better, either through their own efforts or those
are fam iliar with this area will readily be able to judge our of a sociologist.7 If they wish to apply the theory themselves,
degree of success in that enterprise. they m ust perceive how it can be readily mastered and used.
In developing a substantive theory that fits the data, then,
UND ERSTA N D IN G we have carefully developed concepts and hypotheses to facili
A substantive theory that corresponds closely to the tate the understanding of the theory by medical and nursing
realities of an area will be understood and “make sense” to personnel. This, in turn, has ensured that our theory corresponds
the people working in the substantive area. This understanding closely to the realities of term inal care. O ur concepts have
is very im portant since it is these people who will wish either two essential features: they are both analytic and sensitizing.
to apply the theory themselves or employ a sociologist to apply By analytic we mean that they are sufficiently generalized to
it.6 Their understanding the theory tends to engender readiness designate the properties of concrete entities— not the entities
themselves— and by sensitizing we mean that they yield a
5 Thus, in contrast to Zetterberg who renders his data directly with
meaningful picture with apt illustrations that enable medical
a formal theory, we first develop a substantive theory from the data
which then becomes a bridge to the use of what formal theories may and nursing personnel to grasp the reference in term s of their
be helpful. By bridging the relation of data to formal theory with a own experiences. F or example, our categories of “death ex
carefully thought out substantive theory the forcing, distorting and
neglecting of data by rendering it with a formal, usually “thought-up,” pectations,” “nothing more to do,” “lingering,” and “social
theory is prevented in large measure. See Zetterberg, op. cit., Chapter loss” designate general properties of dying patients which un
4, particularly pp. 166-178.
• In contrast, both Zetterberg and Gouldner imply by their direct questionably are vividly sensitizing or meaningful to hospital
use of formal theory that the practical use of sociological theory is the personnel.8
monopoly of the sociologist as consultant, since, of course, these
formal theories are difficult ehough to understand by sociologists. To develop concepts of this nature, which tap the best of
Zetterberg, op cit. and Alvin W. Gouldner, ‘Theoretical Requirements two possible worlds— abstraction and reality— takes consider
of the Applied Social Sciences,” American Sociological Review, Vol. able study of one’s data.9 Seldom can they be deduced from
22 (February, 1959). Applying substantive theory, which is easier to
understand, means also that more sociologists can be applied social formal theory. Furtherm ore, these concepts provide a necessary
theorists than those few who have clearly mastered difficult formal bridge between the theoretical thinking of sociologists and
theories to be “competent practitioners of them.” Zetterberg, op. cit.,
p. 18. the practical thinking of people concerned with the substantive
Another substantive theory dealing with juvenile delinquency, in David area, so that both parties m ay understand and apply the theory.
Matza, Delinquency and Drift (New York: Wiley, 1964), provides a
good example of our point. This is a theory that deals with “what is The sociologist finds that he has “a feeling for” the everyday
going on” in the situations of delinquency. It is not another rendition realities of the situation, while the person in the situation finds
of the standard, formally derived, substantive theories on delinquency
which deal intensively with classic ideas on relations between culture 7 See Rensis Likert and Ronald Lippitt, ‘T h e Utilization of Social
and subculture, conformity, opportunity structures, and social stratifi Science,” in Leon Festinger and Daniel Katz (eds.), Research Methods
cation problems, such as provided in the formal theories of Merton and in the Behavioral Sciences (New York: Dryden Press, 1953), p. 583.
Parsons and as put out by Albert Cohen and Richard Cloward and * On sensitizing concepts see Herbert Blumer, “W hat is Wrong with
Lloyd Ohlin. As a result two probation officers of Alameda County,. Social Theory,” American Sociological Review, 19 (February, 1954),
California, have told us that at last they have read a sociological pp. 3-10, quote on p. 9.
theory that deals with “what is going on” and “makes sense” and that * Zetterberg has made this effort in choosing concepts with much
will help them in their work. Thus, they can apply Matza’s theory in success, op. cit., p. 49 and passim.
their work!
264 PART f o u r : c o n c l u s io n s The Practical Use of Awareness Theory 265
he can m aster and manage the theory. In particular, these
concepts allow this person to pose and test his “favored hy
G E N E R A L IT Y
potheses” in his initial applications of the theory.10
W hether the hypotheses prove somewhat right or wrong, In deciding upon the analytic level of our concepts, we
the answers still are related to the substantive theory; use of have been guided by the criteria that they should not be so
the theory helps both in the interpretation of hypotheses and abstract as to lose their sensitizing aspect, but yet must be
in the development of new applications of the theory. F or abstract enough to make our theory a general guide to the
example, as physicans (and social scientists) test out whether multi-conditional, ever-changing daily situations of terminal
or not disclosure of terminality is advisable under specified care. Through the level of generality of our concepts we have
conditions, the answers will be interpretable in terms of aware tried to make the theory flexible enough to make a wide variety
ness contexts (C hapters 3 and 6 ) and the general response of changing situations understandable, and also flexible enough
process (C hapter 8 ). This, in turn, will direct these people to be readily reformulated, virtually on the spot, when necessary,
to further useful questions as well as lead to suggestions for that is, when the theory does not work. The person who applies
changing many situations of term inal care. our theory will, we believe, be able to bend, adjust, or quickly
In utilizing these types of concepts in our book, we have reform ulate awareness theory as he applies it in trying to keep
anticipated th at readers would almost literally be able to see up with and manage the situational realities that he wishes to
and hear the people involved in term inal situations— but see improve. F o r example, nurses will be able better to cope with
and hear in relation to our theoretical framework. It is only family and patients during sudden transitions from closed to
a short step from this kind of understanding to applying our pretense or open awareness if they try to apply elements of
theory to the problem s that both staff and patients encounter our theory (see Chapters 3, 8, 9 ), continually adjusting the
in the dying situation. F or instance, a general understanding theory in application.
of what is entailed in the m utual pretense context, including We are concerned also with the theory’s generality of scope.
consequences which may be judged negative to nursing and Because of the changing conditions of everyday terminal situa
medical care, may lead the staff to abandon its otherwise un tions it is not necessary to use rigorous research to find precise,
witting imposition of mutual pretense upon a patient. Similarly, quantitatively validated, factual, knowledge upon which to
the understanding yielded by a close reading of our chapters base the theory. “F acts” change quickly, and precise quantitative
on family reactions in closed and open contexts should greatly approaches (even large-scale surveys) typically yield too few
aid a staff mem ber’s future management of— not to say com general concepts and relations between concepts to be of broad
passion for— those family reactions. A good grasp of our theory, practical use in coping with the complex interplay of forces
also, will help hospital personnel to understand the charac characteristic of the substantive area. A person who employs
teristic problems faced on particular kinds of hospital services, quantitatively derived theory “knows his few variables better
including their own, as well as the typical kinds of solutions than anyone, but these variables are only part of the picture.” 11
that personnel will try. Theory of this nature will also tend to give the user the idea
10 Gouldner (op. cit., pp. 94-95) considers in detail the importance that since the facts are “correct” so is the theory; this hinders
of testing the favored hypotheses of men who are in the situation. the continual adjustm ent and reform ulation of theory necessi-
However, we suggest that the person can test his own hypotheses too,
whereas Gouldner wishes to have a sociologist do the testing. “ Zetterberg, op. cit., p. 187.
266 PART f o u r : c o n c l u s io n s The Practical Use of Awareness Theory 267
tated by the realities of practice. Because he is severely limited correction into the theory as it is applied. The application is
when facing the varied conditions and situations typical of thus, in one sense, the theory’s further test and validation.
the total picture, the person who applies a quantitatively derived Indeed, field workers use application as a prime strategy for
theory frequently finds himself either guideless or applying testing emerging hypotheses, though they are not acting as
the inapplicable— with (potentially) unfortunate hum an and practitioners in a substantive area. In the next section, by
organizational consequences. This kind of theory typically illustrating how our theory guides one through the multifaceted
does not allow for enough variation in situations to take into problem of disclosure of terminality, we indicate how one con
account the institution and control of change in them. Also, fronts the total picture with a theory that is general enough in
it usually does not offer sufficient means for predicting the scope to be applicable to it.
diverse consequences of any action, done with purpose, on This m ethod of discovering and developing a substantive
those aspects of the substantive area which one does not wish theory based on a m ultitude of diverse facts tends to resolve
to change but which will surely be affected by the action. Who two problems confronting the social scientist consultant, who,
ever applies this kind of theory is often just “another voice to according to Zetterberg, is “dependent on what is found in the
be listened to before the decision is reached or announced” tradition of a science” and, when this fails, is apt to “proceed
by those who do comprehend the total picture.12 on guess work” so as not to “lose respect and future assign
Accordingly, to achieve a theory general enough to be m ents.” 14 O ur m ethod resolves these problems in large measure
applicable to the total picture, we have found it m ore im portant because it is not limited by the dictum that Zetterberg’s con
to accumulate a vast num ber of diverse qualitative “facts” on sultant m ust follow: “Only those details were assembled by
dying situations (som e of which may be slightly inaccurate). the consultant and his co-workers that could be fitted into
This diversity has facilitated the development of a theory that the categories of sociology, i.e., phrased in sociological termi
includes a sufficient num ber of general concepts relevant to nology.” 15 As stated earlier in the section on fitness, we do
most dying situations, with plausible relations among these not believe that the categories of sociology can at the outset
categories that can account for much everyday behavior in be directly applied to a substantive area without great neglect,
dying situations. Though most of our report is based on field forcing, and distortion of everyday realities. A substantive
observations and interviews, we have used occasional data theory for the area m ust first be induced, with its own general
from any source (newspaper and magazine articles, biographies concepts; and these concepts can later become a bridge to more
and novels, surveys and experim ents), since the criterion for formal sociological categories if the latter can be found. As
the credibility and potential use of this data is how they are Wilbert M oore has noted, however, we still lack the necessary
integrated into the emergent substantive theory.13 formal categories to cope with change adequately.
The relations among categories are continually subject to
qualification, and to change in direction and magnitude due C O N TRO L
to new conditions. The by-product of such changes is a correc
tion of inaccuracies in observation and reintegration of the The substantive theory must enable the person who uses
it to have enough control in everyday situations to make its
12Ibid.
13 This theme on integration into a theory as a source of confirming 14 Zetterberg, Social Theory, op. cit., pp. 188-189.
a fact or a proposition is extensively developed in Hans L. Zetterberg, 13 Ibid., p. 139. This dictum is based on the idea: “The crucial act
On Theory and Verification in Sociology (New Jersey: Bedminster here is to deduce a solution to a problem from a set of theoretical
Press, 1963). principles." Theoretical principles refer to laws of formal theories.
268 PART f o u r : c o n c l u s io n s The Practical Use of Awareness Theory 269
application worth trying. The control we have in mind has F or example, the prime controllable variable of our study
various aspects. The person who applies the theory m ust be is the “awareness context.” D octors and nurses have much
enabled to understand and analyze ongoing situational realities, control over the creation, maintenance, and change of aware
to produce and predict change in them, and to predict and ness contexts; thus they have much control over the resultant
control consequences both for the object of change and for characteristic forms of interaction, and the consequences for
other parts of the total situation that will be affected. A nd as all people involved in the dying situation. Also, the interactional
changes occur, he must be enabled to be flexible in revising modes we have specified are highly controllable variables;
his tactics of application and in revising the theory itself if doctors and nurses deliberately engage in many interactional
necessary. T o give this kind of control, the theory m ust provide tactics and strategies.
a sufficient num ber of general concepts and their plausible If a doctor contemplates disclosure of terminality to a
interrelations; and these concepts m ust provide him with under patient, by using our theory he may anticipate a very wide
standing, with situational controls, and with access to the range of plausibly expected changes and consequences for
situation in order to exert the controls. The crux of controlla himself, patient, family members and nurses. By using the
bility is the production and control of change through “con theory developed in C hapter 8, he m ay judge how far and in
trollable” variables and “access” variables. what direction the patient’s responses may go and how to
control these responses. By using the theory in C hapter 3, he
Controllable variables. O ur concepts, their level of generality, may judge what consequences for himself, nurses and patients
their fit to the situation, and their understandability give who will occur when the context is kept closed; and by referring
ever wishes to apply them, to bring about change, a controllable to C hapter 6, he may weigh these against the consequences
theoretical foothold in the realities of terminal situations. Thus, that occur when the context is opened. Also, he m ay judge how
not only m ust the conceptual variables be controllable, but advisable it is to allow the characteristic modes of interaction
their controllability m ust be enhanced by their integration into that result from each type of awareness context to continue or
a substantive theory which guides their use under m ost condi be changed. F rom these chapters he also may develop a wider
tions that the user is likely to encounter. T he use of our variety of interactional tactics than ordinarily would be in his
concepts may be contrasted with the unguided, ad hoc use persona] repertoire. If maintaining a closed context will result
of an isolated concept, or with the use of abstract formal in too great a m anagement of assessment (an interactional
categories that are too tenuously related to the actual situation.16 m ode) by the nurse— which might decrease the patient’s trust
in the whole staff when he discovers his terminality— it may
“ A t a lower level of generality, in much consulting done _by be better to change the context to allow the nurse to respond
sociologists to industrial firms, hospitals, social agencies, and the like,
what is usually offered by the sociologists is “understanding,” based upon differently.
an amalgam of facts intuitively rendered by references to formal theory The doctor m ay also review C hapters 9 and 10 for judging
and some loosely integrated substantive theory developed through con
tact with a given substantive area over the years. (Sometimes this is to what degree opening the context by disclosure will lead to
abetted, as in consumer research, by relatively primitive but useful problems in controlling family members, and how the disclosure
analyses of data gathered for specific purposes of consultation.) Pro may affect their preparations for death. Resting this decision
viding that the amalgam makes “sense” to the client and that he can
see how to use it, then the consultation is worthwhile. Conversely, no upon our theory allows him much flexibility and scope of action
m atter how useful the sociologist may think his offering is, if the — precisely because we have provided many general concepts
client cannot “see” it then he will not find the consultation very use
ful. See also Zetterberg, op. cit.. Chapter 2. and their probable interrelations closely linked to the reality
270 PART f o u r : c o n c l u s io n s The Practical Use of Awareness Theory 271
of disclosure, in order to guide the doctor in considering the purposes. Those who avail themselves of our theory may have
many additional situations that will be affected by disclosure. a better chance in the tug-of-war over who shall best control
Simply to disclose in the hope that the patient will be able to the dying situation.
prepare himself for death is just as unguided and ad hoc as In the hospital, material props and physical spaces are of
to not to disclose because he may commit suicide. To disclose strategic importance as variables which help to control aware
because the patient m ust learn, according to formal theory, ness contexts and people’s behavior.17 We have noted how
“to take the role of a term inal patient,” is too abstract a notion doctors and nurses use spatial arrangements of rooms, doors,
for coping with the realities of the impact of disclosure for glass walls, rooms and screens to achieve control over aware
all people concerned. ness contexts. By making such controllable variables part of
This example brings out several other properties of con our theory we have given a broader guide to the staff’s pur
trollable variables and, thus, of our substantive theory. First, poseful use of them. Thus, to let a family through a door or
the theory m ust provide controllable variables with m uch ex behind a screen may be more advisable than yielding to the
planatory power: they m ust “make a big difference” in what momentary urge of shutting out the family to prevent a scene.
is going on in the situation to be changed. We have discovered Letting in family members may aid their preparations for
one such variable— awareness contexts. As we have reiterated death, which in turn may result in a more composed family
m any times, much of what happens in the dying situation is over the long run of the dying situation.
strongly determined by the type of awareness context within
which the events are occurring. Access variables. The theory m ust also include access
Second, doctors and nurses, family and patients are already variables: social structural variables which allow, guide and
purposefully controlling many variables delineated in our sub give persons access either to the controllable variables o r to
stantive theory. While the doctor exerts most control over the the people who are in control of them. To use a controllable
awareness context, all these people have tactics that they use variable, one m ust have a means of access to it. F o r example,
to change or m aintain a particular awareness context. The professional rules give principal control over awareness con
patient, for example, is often responsible for initiating the texts to the doctor; therefore the nurse ordinarily has a great
pretense context. However, all these people are, in our obser deal of control in dying situations because of her considerable
vation, controlling variables for very limited, ad hoc purposes. access to the doctor, through or from whom she may try to
O ur theory, therefore, can give staff, family and patients a exert control over the awareness context. Professional rules
broader guide to what they tend to do already and perhaps forbid her to change the context on her own initiative; they
help them to be m ore effective. require her to maintain the current one. Thus the organizational
Controllable variables sometimes entail controlling only structure of the hospital, the medical profession, and the ward
one’s own behavior and sometimes primarily others’ behavior provide degrees of access to control of awareness contexts by
— the more difficult of the two. But, as we have tried to show, both doctor and nurses— and our theory delineates this matter.
control usually involves the efforts of two parties; that is con Family members have more access to a private physician than
trol o f the interaction between two people by one o r both. In
the dying situation it is not uncommon to see patient, family, 17 Elements of “material culture” should not be neglected in de
velopment of substantive theory. Gouldner suggests they are the “for
doctor, and nurse trying to control each other for their own gotten man of social research” : op. cit., p. 97.
272 PART f o u r : c o n c l u s io n s The Practical Use of Awareness Theory 273
to a hospital physician; thus they may have m ore control over sociology. Social theory, in turn, is thereby enriched and linked
the form er. Sometimes they can dem and that their private closely, as John Dewey rem arked thirty years ago, with the
physician keep a closed awareness context because of the pursuit and studied control of practical m atters.20
control they exert over him through the lay referral system Two properties of our type of an applied theory m ust be
(upon which he may depend for much of his p ractice).18 The clearly understood. First, the theory can only be developed by
patient has little access in the closed context to a doctor in trained sociologists, but can be applied by either laymen
order to control changes of context. However, like the nurse, or sociologists. Second, it is a type of theory which can
he has m uch access to everyday cues concerning his condition be applied in a substantive area which entails interaction vari
— they exist all around him and he learns to read them better ables. W hether it would be a useful type of theory for areas
and better. Thus, his access to strategic cues gives him an where interaction is of no powerful consequence (th at is,
opportunity to control his situation— and we have discussed where large scale param eters are at issue, such as consumer
at length how he can manage cues to gain controls. Access purchase rates, birth control, the voting of a county, desegra-
variables also indicate how best to enter a situation in order to gation of a school system, and audiences for T V ) remains
m anage a controllable variable while not otherwise unduly dis unanswered.
rupting the situation. Thus, we have delineated the various
“ See “Social Science and Social Control” in Joseph Ratner (ed.),
alternatives that a nurse m ay use to gain control over the
Intelligence in the Modern World, John Dewey’s Philosophy (New
“nothing m ore to do” situation in order to let a patient die. York: Modern Library, 1939), pp. 949-954.
CONCLUSION
Methods of Collection keep a dying friend unaware of his impending state (closed
aw areness). Both personal experiences brought to his attention
and Analysis of Data the problems and consequences of lingering deaths as com
pared with speedy deaths. Still later, during brief observation
on a geriatrics ward at a state mental hospital, he was impressed
by the immense importance of the ward structure for the staff’s
handling of dying patients, m ost of whom were comatose or
In our book, we have attem pted to develop an integrated senile. Consequently, when he initiated a study of dying in
theory about awareness contexts as they pertain to dying in hospitals he started by focusing on expectations about certainty
hospitals. A fter a preliminary stage of eleven months this aim and timing of dying— and awareness of these expectations
governed further collection and analysis of data. As noted in as they affect how the staff manages and how the hospital
C hapter 1, fieldwork data were gathered at a num ber of hospitals organization impinges on the dying of patients. A fter a half
in the Bay area of San Francisco over a period of three years. year of preliminary fieldwork the project was funded by the
Fieldwork procedures are well known to sociologists, but the Public Health Service, and five months later Glaser joined the
health professionals may be less acquainted with them. We shall, project. Glaser, whose father had recently died, had been
therefore, write this appendix with both audiences in mind, especially impressed by the importance of death expectations—
emphasizing especially the features of field m ethod which make and who was aware of them— as they affected how family
it extremely appropriate for developing integrated theory about members discussed his father’s illness, how the members were
a substantive topic like “dying.” 1 In presenting our views, we handled by the doctors, and how everyone treated his father.
shall give information about what we did and how we did it, He was also struck by the hopelessness of the “nothing more
and at the same time we shall give a more general commentary to do” phase of his father’s dying.
on the characteristics of a credible and pragmatically useful Shortly after Strauss and Glaser joined forces, they sys
substantive theory. tematically worked out the concepts (and types) of death
First, we should note that our concept of “ awareness expectations and awareness contexts, and the paradigm for
context” was foreshadowed by personal experiences of both the study of awareness contexts. Thus, a concern with death
authors. Five years before the study began, Strauss participated expectations and awareness guided the preliminary data col
in what was at first a closed and then a mutual pretense aware- lection; the systematic formulation of these concepts and of
1 For extended discussions, from which this Appendix is drawn, of the paradigm governed further data collection and the ensuing
discovering and developing substantive theory through the collection analysis; and this book completes the formulations on the
and analysis of qualitative data, see Barney G. Glaser and Anselm L.
Strauss, “Discovery of Substantive Theory: A Basic Strategy Under theory of awareness of dying. These formulations should guide
lying Qualitative Analysis,” American Behavioral Scientist, 8 (1965), others both in research on dying and in developing other
pp. 5-12;.and Barney G. Glaser, “The Constant Comparative Method of theories which must take into account the awareness of people.
Qualitative Analysis,” Social Problems, 12 (1965), pp. 436-45. Extensive
citation of related source materials on qualitative analysis may be found We shall begin our discussion of m ethod by noting that
in these papers. See also the remarks on method in the Preface.
286
288 APPENDIX Methods of Collection and Analysis of Data 289
fieldwork is admirably adapted to the development of systematic The formulation of substantive theory is both facilitated
substantive theory. Fieldwork allows researchers to plunge and made additionally credible by the strategy of systematically
into social settings where the im portant events (about which studying several comparison groups. This strategy— which in
they will develop theory) are going, on “naturally.” T(ie our opinion should be more extensively employed— is guided
researchers watch these events as they occur. They follow them by the logic of the emerging analytic framework. In our study,
as they unfold through time. They observe the actors in the we began by observing on a prem ature baby service, intention
relevant social dramas. They converse with or formally inter ally minimizing the patient’s awareness of dying and maximizing
view the actors about their observed actions. O ur own fieldwork the expectedness of deaths (m ost “premie” deaths are.expected).
procedures did not differ significantly from those described We then observed on a cancer service, intentionally maximizing
in the literature. the lingering and “nothing more to do” aspects of dying as well
Num erous fieldworkers have also rem arked that the form u as several varieties of awareness of dying. In this fashion, we
lation and testing of hypotheses inevitably begins early in the gradually studied various wards at different hospitals, some
research. The earliest hypotheses quickly tend to become of them simultaneously.3 O ur choice of these sites and the
integrated, to form the basis of a central analytic framework directions of our observation there accorded with our aims
such as is developed in our book. The analytic framework gets of verifying (in diverse settings) our initial and later hypotheses,
expressed in field notes in two forms: analytic comments are of suggesting new hypotheses, and providing new data either
written directly into the field notes; and they are written into on categories or combinations of categories.
occasional memos addressed specifically to m atters of analysis. Using comparison groups maximizes the credibility of
A process of coding also begins at or near the outset of the theory in two fundamental ways. First, by detailing precisely
research, as the researchers think systematically about the data the many similarities and differences of the various comparison
in accordance with their basic analytic categories. In such groups, the researcher knows, better than if he had studied
qualitative analysis, there tends to be blurring and intertwining only one or a few groups, under what sets of structural condi
of coding, data collection and data analysis, from the beginning tions his hypotheses are minimized and maximized; and hence
of the investigation until near its end. As various segments to what kinds of social structures his theory is applicable. In
of the analytic framework get built during chronologically increasing the scope and delimiting the generality of his theory,
different stages Of the fieldwork, more data need not be he saves his readers work. Frequently, readers of fieldwork
gathered nor analysis be rethought for the segment, unless fur must figure out the limitations of a published study by making
ther theoretical work m akes it necessary.2 W hen the researchers comparisons with their own experience and knowledge of
are convinced that their analytic framework forms a systematic similar groups. By comparison,, they figure that the reported
substantive theory, that it is a reasonably accurate statement material jibes just so far and no further— for given structural
of the m atters studied, and that it is couched in a form reasons. By using multiple comparison groups, much of this
possible for others to use if they were to go into the same burden of delimiting relevant boundaries for the theory is
field, then they are ready to publish their results. This is a •T h e hospitals were: a teaching hospital, a VA hospital, two county
schematic but accurate description of how our own analysis hospitals, a private Catholic hospital, a state hospital. The services, or
wards, included: geriatrics, cancer, premie, intensive care, medicine,
was accomplished. pediatrics, neurosurgery, urology, emergency, etc. The field workers
spent between two and four weeks on each ward. In addition, a third
•See Glaser, “Constant Comparative . . . ,” ibid., for specific researcher later contributed extensive interview data on nursing stu
procedures of coding and analysis. dents’ encounters with death.
290 APPENDIX Methods of Collection and Analysis of Data 291
lifted from the readers’ shoulders. In short, replication is built briefly describing scenes, occasionally quoting sentences or
into the research. A second way that multiple comparison groups segments of on-the-spot field notes).
maximize credibility is by helping the researcher to calculate The first and second sub-problems of conveying credibility
where a given order of events or incidents is m ost likely to are reflected in the types of concept chosen for writing sub
occur or not to occur (in our study, on what specific w ards). stantive theory. With regard to the first problem, the researcher’s
This calculus provides him with an efficient logical guide to concepts are analytic— sufficiently generalized to designate the
groups whose study will yield more data to fill in gaps in properties of concrete entities, (not the concrete entities them-
theory and to verify hypotheses. seves). With regard to the second problem, his concepts also
Multiple comparison groups also perm it and generate the are sensitizing— they yield a “meaningful” picture— with apt
speedy development of analysis. The constant comparison of illustrations which enable one to grasp the reference in terms
many groups rather quickly draws the observer’s attention to of one’s own experience. O ur readers will readily recognize that
many similarities and differences among groups: these con our concepts are both analytic and sensitizing.
tribute to the generation of theoretical categories, to their full Several aspects of the presentation enter into how the
range of types or continuum, their dimensions, the conditions reader, in turn, judges the credibility of the theory that the
under which they exist more or less, and their m ajor conse writer is trying to convey. First of all, if a reader becomes
quences. In addition, the observed differences and similarities sufficiently caught up in the description to feel that vicariously
speedily generate generalized relations among the theoretical he has been in the field, then he is likely to be more kindly
categories, which in turn bcome the hypotheses soon integrated disposed toward the theory than if the description seems flat or
into the substantive theory. unconvincing. In the case of our theory, many readers will
When the field researcher decides to write for publication, have had similar experiences to the people depicted in our
then he faces the problem of conveying the credibility of his book, and will come to the reading armed with numerous, and
discovered theory so that readers can make sensible judgments usually realistic, images. Second, a judgment of credibility will
about it. The problem of conveying credibility is divisible into also rest upon assessments concerning how the researcher came
two sub-problems. The first is that the researcher m ust get to his conclusions. Readers will note, for instance, what range
readers to understand his theoretical framework. This is gen of events the researcher saw, whom he interviewed, who talked
erally done by giving an extensive abstract presentation of the to him and under what conditions, and perhaps what experiences
framework and its associated theoretical statements, usually he had and how he might have appeared to various people
at the beginning and end of the publication but also in seg whom he studied. That is, readers will assess the types of data
ments throughout the publication. We have written theory on utilized from what is explicitly stated as well as from what
almost every page of our book. can be read between the lines. It is absolutely incumbent to
The related sub-problem is how to describe so vividly the make such judgments about reports based on fieldwork, partly
social world studied that the reader can almost literally see because the publication could conceivably be a complete fabrica
and hear its people— but in relation to the theoretical frame tion, but more usually because any analysis may require some
work. To do this, the researcher ordinarily utilizes several of qualification.
a considerable armam entarium of standard devices and we Such qualification, we may term “the discounting process.”
have done so (using pertinent phrases dropped by informants, Readers surely discount aspects of many, if not most, analyses
292 APPENDIX Methods of Collection and Analysis of Data 293
which are published (whether resting upon qualitative or The two essential points in this decision about m ethod are:
quantitative d ata). This discounting takes several forms: the first, the testing should be more rigorous than previously (but
theory is corrected because of one-sided research designs, not necessarily the most rigorous of all m ethods); and second,
adjusted to fit the diverse conditions of different social struc the more rigorous aproach should be compatible with the
tures, invalidated by the conditions for other structures through research situation in order to yield the m ost reliable findings.
the reader’s experience or knowledge, and deemed inapplicable M any researchers share an ideological commitment to quanti
to yet other kinds of structures. tative methods, but an increased, required level of plausibility
This ongoing discounting process of qualification by the should be based on the m ethod o r methods best suited to
reader allows the researcher to write his theory in general form, the socially structured necessities of the specific research situa
because the researcher knows that the reader will make the tion.
necessary corrections, adjustments, invalidations, and inapplica We wish to emphasize that the type of substantive theory
tions when thinking about o r using the theory. These are developed in our book is often of great practical use long before
qualifications that the researcher could not begin to cover for the theory is tested with great rigor. Both informed laymen and
even a small percentage of one type of reader and, more social scientists often manage to profit quite well by the kind
im portant, they are qualifications which the researcher must of analysis represented in these pages. In the case of our own
gloss over or ignore in order to write a substantive theory of theoretical analysis, readers should regard it as only the
some generality. O ur own theory, for instance, m ust be beginning of the search for fruitful ways of understanding,
qualified to fit various types of hospitals and wards that we explaining, and controlling interaction th at pertains to dying
did not study— their num ber is legion. On the other hand, patients.4
the theory is of sufficient generality, and sufficiently grounded
in careful fieldwork, so that the discounting process can usefully 4 As we remarked in the first chapter, this book does not represent
all that we know about such interaction.
proceed. In sum, we and our readers share a joint responsibility.
Probably we need to say a final word about the question
of “rigorous findings” versus “credible theory.” The presenta
tion of substantive theory, developed through analysis of
qualitative data, is often done at a sufficient level of plausibility
to satisfy most readers. The theory can be applied and adjusted
to many situations with sufficient exactitude to guide thinking,
understanding and research. Given certain structural conditions
under which sociologists work (such as designing specific
action programs, or working in well-developed substantive
areas), then more rigorous testing may be required to increase
the plausibility of some hypotheses. Under these conditions, it
should be a m atter of empirical determination as to how the
further testing can best be accomplished— whether through
more rigorous or extensive fieldwork, o r through other methods.
Index
Abstract models: mathematical system, Attention, 157-158, 165, 185, 186
282; equilibrium, 282 Attitude, 81, 83, 84
Acceptable style of dying, 86, 89-93, Authority, 143, 148; see also Control,
103, 105; see also “Appropriate,” Power, Status
Behavior, Improper conduct, Proper Autopsy, 26, 150, 252, 253
conduct Avoidance, 5, 226, 227, 229, 230, 233,
Accepting death, 3, 62, 111, 121, 126, 237, 238, 240, 245, 251, 252, 254;
127-132, 133; not accepting, 5 see also Contact, Emotional distance,
Access variables, 271-272 Inaccessibility of physician, Isolate
Accident patients, 48, 83, 170 Awareness context, 10, 11, 12, 13, 26,
Accountable, 5, 169 47, 60, 61, 64, 67, 137, 180, 184,
Acknowledgment: of awareness, lOfn, 191, 196, 210, 217, 218, 269, 271,
79, 134, 198; not pretense, lOfn; pre 274, 276, 280, 283-285, 287; see also
tense, lOfn, 11; see also Awareness Closed awareness, Mutual pretense,
context Open awareness, Suspicion awareness
Action, 11, 13, 18, 34, 52, 54, 62, 68,
70, 74, 79, 81, 102, 104, 120, 181,
182, 186, 196, 200; see also Behavior,
Improper conduct, Proper conduct, Babies, 29
Response Back regions, 242fn
Acute disease, 7 “Badly, taking death,” 45, 96
Addict, 210, 279 Bargain, 94, 96
Admission of truth, 40 Bates, Alan P., 161fn
“Be brave,” 121
Age: nurse-patient same age, 38, 239;
see also Child, Geriatric patients,
Becker, Howard S., 4fn, 19fn, 178fn
Behavior, 39, 63, 82, 83, 84, 85, 86,
Pediatric ward, Premature babies, 87, 88, 91, 92, 96, 107, 175, 217,
Young patient 226, 243; see also Action, Crying,
Agreement, 10, 39; see also Consensus,
Disagreement Improper conduct, Proper conduct,
Response
Aide, nurses’, 59, 63, 143, 166, 207
Bensman, I., 66fn
Alertness: of nurse, 23, 40, 48; of Betrayed, feels, 46
patient, 49
Alienation, 281 Biderman, Albert, 63fn
“All right,” 36 Biography, fictional, 32-34, 38
Allies, 32, 34, 52 Blauner, Robert, 281, 281fn
“Blessing he died,” 85, 215, 216; see
Ambiguities, 36, 79-106, 176, 182, 279 also Collective mood
Analytic theory, 263, 265, 291 Blumer, Herbert, 14fn, 260fn, 263fn
Anger, 57, 88, 91, 92, 106, 110, 161, Body changes, 48, 165, 168, 233; see
234 also Deterioration
Announcement, 45, 53, 54, 55, 94, 108, Breakdown, 147, 150, 163, 171, 172,
124, 149, 151, 152, 153, 154, 168, 174, 184, 222, 240, 248, 255
170, 176, 196, 248, 249; see also “Breaking through,” 91
Disclosure, Formal declaration Bucher, Rue, 14fn
Anxiety, 55, 100, 126, 142, 145, 229
Apathy, 89, 91
“Appropriate,” 80, 82, 93, 149
Approval, 103 “Calm resignation,” 130
Asia, 31, 46, 85, 162fn Cancer, 18, 20, 24, 25, 49, 70, 78, 84,
“Ask your physician,” 36, 57, 241 94, 112, 120, 124, 125, 128, 132,
Assessment, 55, 95 134, 136, 188, 193, 194, 210, 215,
Assessment management, 34-39, 41 217, 228, 230, 289
295
296 AWARENESS OF DYING In d ex 297
“Can’t talk,” 213-214 Collier, Richard, 52fn also Avoidance, Emotional distance, Davis, Fred, 13, 19fn, 26fn, 41fn,
Cardiac patient, 44, 48, 98, 134, 154fn Collusive, 31, 54, 60, 62, 161fn, 287 Inaccessibility of physician, Isolate 132fn, 150, 172fn, 182fn, 245fn
Carpenter, K. M., 165fn Comatose, 9, 26, 37, 40, 42, 62, 76, 82, Contest, -47, 50-53, 57, 59, 60, 76, 124, Death: long term, 41, 136, 137, 138,
Case, 185-188, 189, 195, 201 84, 85, 99, 107, 108, 110, 123, 174, 134, 145 170; open, 43, 76; short term, 137;
“Catch on,” 48 184, 191, 204, 233, 255; see also Contingencies, 100-103, 146, 166, 168, unexpected, 26, 44, 151, 152, 168,
Catholic: hospital, 20, 64, 78, 171, 201, Socially dead 180 177, 200, 250-255; see also “Linger
243; patient, 39fn, 248; sacrament, Comfort, 5, 23, 37, 40, 41, 64, 76, Contradictions, 53, 54 ing,” Shock, Surprise
39fn 125, 144, 157, 159, 166, 177, 178, Control, 47-63, 92, 93, 110, 121, 122, Death expectations, 16-28, 58, 79, 80,
Caudill, William, 33fn 179, 180, 184, 185, 186, 187, 193, 124, 129, 131, 141,142; of patient, 93, 102, 125, 171, 180, 188, 206,
Censor, 37 194, 195, 196, 197, 200, 204-225, 7, 207, 211; of staff, 39, 40,41, 136, 220, 250, 255; certain death (known
Ceremonies, 59, 90, 104 229, 235, 236, 237, 238, 239, 245, 137, 151, 156, 157, 164, 174, 208, time), 19, 24, 82, 123, 151, 170, 173,
Certain suspicion, 48, 55 247, 252, 253; see also Medication, 223, 225, 236; of structure, 259, 267- 227, 287; certain death (unknown
“Certain to die on time,” 24, 25 Nursing care, Sedation, “Snow a 272 time), 19, 24, 168, 169, 179, 185,
Certainty of death, 18, 47, 55, 89; see patient under” Controllable variables, 268-271 188, 190, 191, 194, 235-246; chang
also Death expectations “Coming along fine," 36 Conversations, 3. 4, 5, 11, 37, 38, 41, ing, 23-26, 147, 148; uncertain death
Change, 15, 25, 32, 49, 60-61, 75, 76, Command, 90, 91 42, 44, 50, 53, 54, 55, 56, 58, 62, (known time question resolved), 19,
80, 89, 93, 103, 111, 122, 127, 135, Commitment, 46, 53, 96 67, 74, 82, 98, 104, 111, 162, 176, 25, 230; uncertain death (unknown
139, 155, 179, 196-203, 204, 205, Communication, 176, 214, 240; block 229, 232, 237; see also Talk time), 19, 25, 153, 177, 179, 227-
206, 217; see also Social change, ing of, 132, 134; see also Conversa Cooley, C. H., 13 234; see also Certainty of death
Transitions of awareness tions, Talk Cooperate, 43, 87, 88, 92, 94, 103, 122, “Death sentence,” 154
Chaplain, 21, 25, 61, 70, 75, 91, 96, 97, Comparative analysis, 279, 281, 289, 234 “Death talker,” 242
98, 103, 121, 127, 143, 147, 171, 290 Cope, 5, 137, 146, 155, 246, 253; be “Death watch,” 158, 246-248
172, 212, 214, 235, 243, 247, 248 Compassion, 41 havior, 63, 64; idiosyncratic modes, Decision making, 166, 182, 191, 197,
Charity Hospital, 166 Complaints, 73, 86, 88, 91; “no com 5; standardized modes, 5 199; see also Disclosure
Charts, medical, 53, 55, 222 plaints,” 213 Corpse, 113, 114 Deduction, 261, 282
Chattering, 54, 57 Composure: of doctor, 149; of family, Coser, Rose Laub, 156fn, 178fn Defensive, 47
Cheerful, 57, 86, 89, 125, 141, 207, 245 136, 144, 155, 167, 168; see also Counter-cues, 23, 181 Definition of dying, 9, 10, 11, 17, 51,
Child, 33, 65, 82, 100, 108, 137, 188, Scenes; of nurse, 226-258; of patient, Counter-tactics, 11, 53, 55-58, 141, 82; nurses', 23; patients’, 23; social,
191, 237, 241, 254 86, 93; see also Breakdown, Crying 143, 211, 227, 237, 278, 279 16-28
Chinese, 81 Comte, A., 282 Course of disease, 80 DeGramont, Sanche, 52fn
Chronic disease, 7, 22, 48 Condition, physical, 20-32, 35, 36, 41, Covert suspicion, 48, 61 Degree: of awareness, lOfn; convinced,
Cicourel, Aaron, 260fn 42, 43, 48, 60, 69, 75, 78, 108, 140, Crisis, 3, 182, 230, 231, 232, 233 18; of preparation, 167-174; of sus
City of Hope Hospital, 166 141, 144, 145, 151, 154, 155, 159, Critical list, 20, 21, 147, 204, 206 picion, lOfn, 11, 60; of unawareness,
Claim, 58, 59 171, 174, 176, 196, 204, 229, 234, Critical patient, 20, 150; see also Dying lOfn
“Clinical experience,” 30 239, 241; see also Body changes, patient, Imminent death, Impending Demand, schedule of medication, 211,
Closed awareness, 10, 11, 29-46, 48, 49, Status death 212, 213
56, 59, 60, 64, 67, 80, 105, 111, 132, Conditions to maintain awareness con Crying, 73, 88, 91, 105, 139, 159, 164, Deny, 56, 59, 60, 63, 121, 126, 127,
134, 137, 139, 144, 153, 154fn, 155, text: of family, 138-139, 145-146 242, 253 132-135, 171, 174, 208
157, 158, 176, 181, 182, 186, 190, Confidantes, 52 Cues, 11, 19, 20, 21, 22, 23, 26, 140, Depressed, 94, 121, 126, 135, 186, 245
199, 207, 210, 216, 217, 240, 242, Confirm, 11, 31, 50, 51, 54, 55, 56, 60, 168, 205, 207, 217, 272; behavioral, Deserves to die, 82, 83, 110
243, 269, 272, 283, 286, 287; see also 61, 63, 154; see also Validating 38; collective, 20; consistent, 39; Deterioration, physical, 75, 79, 85, 101,
Awareness context, Transitions of Conflict, 100, 160, 201; see also Con deny, 22, 60; doctors, 19, 20, 23; 102, 103, 105, 184, 198, 213, 221;
awareness test, Disagreement giving of, 23, 36, 37, 38, 42, 139, see also Body changes
Closed suspicion, 47, 55, 61, 241; see Confrontation, 5, 10, 53, 56, 67, 80, 181; inconsistent, 39, 234; nurses, 21, Dewey, John, 259fn-260fn, 273
also Suspicion awareness 104, 124, 125 22, 56, 60, 61, 95, 251; obvious, 20, Diagnosis, 4, 7, 9, 18, 19, 20, 112, 148,
Cloward, Richard, 262fn Congruence, 80, 105 42, 50, 153, 154, 155; patient, 22, 177
Coaching, 40, 91, 92 Conjecture, 55, 60, 61 54, 55, 60, 95; physical, 21, 22, 36, “Died without knowing,” 44
Coax, 91, 148 Conscious, 29, 30; see also Sentient 127, 132, 241; reduce, 37; seek, 51; Diet, 41, 87, 134, 184, 204
Cobb, Beatrix, 131fn Consensus, 10, 103; see also Agree significant, 53, 54; social, 127; spa “Difficult” patient, 85; see also Non-
Coding, 288 ment, Disagreement tial, 54, 56; temporal, 21, 22, 36, 54, cooperative
Cohen, Albert, 262fn Consequences, 11, 13, 47, 80, 82, 83, 127, 133, 241; validating, 60 Dignity, 80, 86, 103
Coleman, James, 178fn 122, 154, 160, 199, 202, 239, 250, Cure, 40, 87, 170, 171, 186, 190, 198, Direct disclosure, 20, 22, 30, 31, 127-
Collaborate, 141, 144, 197 254, 269, 287; of closed awareness, 253 135, 151; see also Announcement,
Collection, methods, 286-293 42-46; mutual pretense, 77-78; open Disclosure
Collective mood, 190, 204, 208, 215, awareness, 103-106; suspicion aware “Dirty work,” 148
216, 217, 224, 226, 227, 229, 234, ness, 62-63 Dalton, Melville, 283fn Disadvantage, 103
236, 244-246, 248, 255; see also Contact, 40, 45, 46, 119, 130, 134, 139, Data analysis, 286-293 Disagreement, 9, 10, 86, 89, 195, 221,
Accepting death, Forgetting, Sadness 144, 167, 208, 233, 237, 239; see Data processing, 9, 13 222, 223; see also Conflict
298 AWARENESS OF DYING Index 299
Disapproval, 81, 84, 93 98, 100, 103, 104, 110, 113, 114, Goals, 176, 177, 179, 188, 190, 193, Identity, 13, professional 59
Disclosure, 5, 6, 12, 19, 22, 26, 30, 35, 127, 128, 134, 188, 191, 192, 196, 194, 195-203, 204, 205, 206, 208, Ideology, 30, 64, 99, 100
41, 42, 59, 119-135, 145, 146, 150, 197, 199, 212, 226, 229, 232, 233, 215, 218, 225, 228, 235; see also Illness, 82, 84, 133, 170, 239
193, 269; decision for, 6, 39, 42, 48, 235, 239, 243, 271; aware, 19, 108, Comfort, Recovery, Save the patient Imminent death, 38, 64, 95, 102, 113,
166; doctor's, 19, 20, 30, 42, 48, 50, 155-176, 182, 183, 184, 189; sus “Go-between,” 52 126, 192, 196, 248
139, 143, 147, 179; family, 31, 42, picions, 139-145; unaware, 136-154, Goffman, Erving, 9, 13, 14, 14fn, 29, Impatience, 57
167, 196; gentle, 125, 126, 148, 151, 186, 196 29fn, 52, 108, 122fn, 161fn, 219fn, Impending death, 4, 5, 11, 18, 20, 26,
168, 176; guard against, 29, 31, 32, Farberow, Norman L., 3fn, 119fn, 242fn, 278fn, 282, 283 30, 31, 32, 34, 38, 42, 50, 55, 67,
35, 36, 41, 44, 48, 62, 78, 101, 110, 129fn “Going fast,” 21 70, 75, 76, 79, 82, 98, 101, 103, 107,
243; nurses’, 19, 41, 42, 151, 256; Fatal illness, 49, 123-125, 128, 131, 193 “Good will” comfort, 206-208, 238 109, 120, 127, 132, 133, 134, 135,
sharp, 125, 126, 150, 152, 153, 176; Fate, 8, 18, 31, 62, 78, 80, 130, 131, Goudeket, Maurice, 104fn 141, 147, 151, 154, 155, 166, 167,
unwitting, 37, 39, 40, 158; when, 6, 152, 222, 228, 229, 230, 231, 232, Gouldner, Alvin, 66fn, 216fn, 262fn, 174, 189, 196, 225, 240, 251, 256
112; see also Announcement 239, 240, 243, 244, 246 264fn, 271fn Improper conduct, 83, 84, 85, 86, 96;
Discounting, 35, 107-118, 200-203 “Favorable information," 142 Gouldner, Helen, 66fn see also Action, Behavior, Proper
Divert, 37 Fear, 75, 87 , 88, 91, 101, 102, 104, “Gracefully,” 225, 245 conduct
Division of labor, 63, 204, 206, 242, 226 “Gracelessly,” 44, 62, 101, 105, 180 Inaccessibility of physician, 41, 45; see
243 Feedback, 241 Grand theorizing, 282 also Avoidance, Contact
“Do something” care, 186-188 Feifel, Herman, 3fn, 5fn, 30fn, 31fn, Grief, 44, 139, 141, 168, 169, 171, 172, Indian, 81
“Doing all we can,” 149, 188, 196, 231 119fn, 126fn 173-174, 184, 199 Indicators, 53, 55; of pain, 213; see
Doubt, 33, 195, 217 Festinger, Leon, 263fn Griffin, John, 17, 278 also Cues, Signs
Drift routes, 164, 233 Fieldwork, 8, 266, 286, 288-293 Guilt, 173, 237, 245, 250 Induction, 261, 267
“Drowned out,” 159 Finances, 24, 122, 198, 199, 239 Gunther, John, 74fn, 131fn Ineptness, 5
Dulles, Allen, 52fn Fitness of theory, 259, 260-262 Information, 49, 50-53, 124, 136, 137,
“Dumping ground,” 178 Flash cues, 22, 49, 54; see also Signal 138, 142, 143, 145, 153, 155, 159,
Dying patient, 82, 84, 85, 87, 88, 89, Foote, Nelson, 59fn Hagstrom, Warren O., 178fn
Handle, 45, 63, 82, 135, 162, 167, 168, 174-176, 197, 204, 232, 251; see abo
92, 94, 132, 139, 146, 151, 155, 160, Forgetting, 249-250, 253, 254, 255 Disclosure
165, 166, 172, 177, 178, 188, 197, Formal declaration of patient status, 196, 212, 242, 243, 248, 255, 287
“Hard,” taking death, 45 Informer, 52
210, 226, 230, 239 20, 23; see also Announcement Inquiry tactics, 23-55, 57; see abo
Formal theory, 276-285 “Helpers of the family,” 171-172
“Helplessness,” 191, 202, 214, 236, 238, Questions, Tactics
Fox, Renee, 19fn, 30fn, 43, 78fn, 92fn, Insiders, 8, 9, 51, 277
Education, 146 105, 131fn, 184fn, 185fn, 186fn, 247
Ehrlich, Danuta, 14fn “Heroics,” 25, 111, 159, 178, 197, 198, Insight, 87
190fn, 192fn, 207fn Intense work, 230-233
Elicit, 51, 53, 54, 95 Freidson, Eliot, 14fn, 181fn, 187fn, 200, 201, 219
Emergency: conditions, 146, 165, 200; Hint, 42, 48, 53, 59, 94; see abo Intensive-care ward, 25, 48, 49, 54, 64,
272fn 137, 141, 142, 144, 164, 178, 201,
measures, 112, 196, 218, 221 Frustration, 160, 166, 191, 202, 215, Disclosure
Emergency ward, 18, 25, 39, 83, 139, Hobbes, Thomas, 14 219, 228, 230, 231, 249
152, 154, 164, 170, 230 243, 251 Intensive living, 131, 132
“Full life,” 129 Hope, 24, 108, 168, 169, 170, 186, 187,
Emotional care, 143, 149, 172, 210 190, 192, 212, 229; lose all, 121, 122; Interactants, 16, 274, 277
Fulton, Robert, 6fn, 126fn, 129fn, Interactional theories, 282-285
Emotional distance, 46; see also Avoid 146fn, 183fn none, 24, 84, 126, 131, 177, 186, 200,
ance, Contact 201, 223, 244, 287 “Interesting” case, 185-186
Funeral preparations, 113, 150 Interpretation, 35, 36, 54, 60, 133, 233,
Empathy, 90, 104 Future-oriented, 38, 69, 72, 128, 132, Hospital, county, 45, 48, 78, 81, 164,
Equipment, 186, 190, 191, 195, 197, 187, 289fn 241
200, 201, 202, 219, 220, 230, 244 134, 233 Interruption of life by illness, 43
Hospital, private, 24
Ethnic status, 146 Hospital administrators, 24, 198 Interviewing, 8, 266
Etzioni, Amitai, !22fn Hospital milieu, 54 Intrusion, 38, 73
Europe, 85 Garver, I., 66fn Invalidate, 11
Geer, Blanche, 4fn, 19fn, 178fn Hospital organization, 8, 18, 19, 23fn,
Euthanasia, 3, 209, 222 31, 39, 49, 50, 57, 64, 78, 172, 212, Invisible act, 198, 199, 202, 210, 216,
Generality of theory, "2$9r~265-267 222, 236
“Expert testimony,” 4, 159, 195 271,,287
Geriatric patients, 48, 65, 70, 78, 84, Invisible system, 202, 216
Extended kin, 31 86, 102, 109, 124, 155, 164, 174, 287 Hospital stay, 21, 41, 49, 50, 54, 84,
166, 182 Involvement, 37, 78, 160, 174, 178, 200,
Gestures, 50, 54, 65, 67 , 74, 76, 93, 206, 218, 219, 226, 227, 228,
Facial expression, 33, 37, 39, 42, 56, 111, 152, 157 Hostile, 88, 91, 156
Hughes, Evqrett C., 4fn, 19fn, 148fn, 229, 231, 232, 235, 236, 237, 238,
71, 142, 237 “Given up," 45, 76, 84, 89 239, 243, 244, 249, 250, 251, 252,
“Facing,” 82, 86, 87, 88, 103, 104 Glaser, Barney G., 5fn, lOfn, 24fn, 178fn
254, 255
Failure to discount, 113-115; see also 29fn, 38fn, 130fn, 178fn, 216fn,
219fn, 228fn, 276fn, 277fn, 283fn, Isolate, 41, 132, 134, 233; see abo
Discounting Icheiser, G., 13 Avoidance, Contact
Family, 4, 6, 8, 10, 11, 20, 21, 24, 25, 286fn, 287, 288 Ideal, medical, 201, 202, 215, 216, 219,
42, 43, 44, 46, 49, 56, 62, 70, 72, “Go to pieces,” 30, 69, 121; see also 225 Jaco, E. Gartly, 126fn, 131fn
73, 75, 76, 90, 92, 93, 95, 96, 97, Breakdown Identification, 38 Japan, 49, 81
Index
300 AWARENESS OF DYING 301
Mayo Clinic, 187 No-recovery problem, 177-203; see also 179, 184, 185, 190, 191, 192, 195,
Jewish hospital, 201 Cure, Recovery, Research
Joseph, Florence, 158fn Mead, George H., 9, 13, 14, 283 197, 198, 201, 204, 205, 206, 215,
Meaning, 12, 13, 18, 22, 37, 53, 54 Non-cooperative, 41, 44, 57, 87 90 216, 217, 220, 222, 224, 225, 236,
Judgment, 82, 83, 84, 86, Ji9, 100, 196, 126, 134
201, 211; ethical, 82, 216; medical, Medical center, 187, 190, 289fn 237, 245, 250
Medical ward, 230, 249 Non-interacting, 126; see also With Painless comfort, 208-214
82; moTal, 85; social, 82 drawal
“Just in case,” 62 Medication,37, 40, 41, 94, 101, 102, Panic, 75, 101, 143, 160, 165, 175
103, 124, 127, 128, 162, 177, 188, Non-person, 26, 108, 164, 165, 171 Paradigm, 11, 12, 275, 283, 284, 285fn,
“Just like home,” 72 Non-rescue tactics, 218-221 287
“Just as well,” 107 189, 190, 191, 194, 197, 198, 208,
Non-verbal, 130 Parent participation program, 166
209, 210, 212, 215, 222, 236, 244; “Normal,” 74
see also Sedation Parsons, Talcott, 9, 19fn. 126fn, 129fn,
Kastenbaum, Robert, 65fn Mental hospital, 109, 139, 164, 183, Norms, 81, 105, 146, 161, 162fn, 164; 262fn, 281, 283
Katz, Daniel, 263fn door norms, 164, 175, 232; see also "Pass off,” 186
187, 287 Rules
Knowledge: doctor of patient, 135; Merton, Robert, 19fn, 219fn, 220fn, Pathology reports, 125
patient’s, 48, 49, 55, 61, 101, 159 “Nothing to live for,” 85 Pediatric ward, 33, 166, 174, 242, 249,
262fn, 281 “Nothing more to do,” 37, 102, 124
Messinger, Sheldon, 215fn People, number involved, lOfn, 12;
152, 166, 177-225, 231, 234, 235, see also Interactants
Miller, Arthur, 279fn 272, 287, 289
Language, 146; technical, 149 Minimize, 94, 95, 105 Periodic schedule, 213, 214
Last chance operations, 48, 102; see Minimized encounter, 5; see also Nurse’s station, 46, 56, 141, 142, 154, Personal techniques, 58
also Operation, Surgery 175, 233 Personal values, 6
Avoidance Nursing care: “adverse,” 62; “better,”
“Lasting longer,” 21 “Miraculous,” 170, 237 Perspective, 81, 84
Leave taking, 184; weekend, 157 Misperceived pretense, 140fn 62, 83; physical, 21, 23fn, 37, 41, 56, Pessimistically, 54, 182fn, 255-256
Lederer, Henry D., 126fn Misread, 36, 251; see also Cues, Read 58, 62, 68, 72, 88, 90, 94, 97, 108, Phone calls, 175, 176, 232
Legitimate, 19, 20, 191, 206, 208, 242, 109, 144, 159, 161, 162, 165, 166, Physically dazed, 42, 49, 82
ing signs, Signs 178, 235-240, 264
245 Misrepresentations, 36, 40; see also "Picking up the pieces,” 149
“Let him die,” 190, 191, 193, 194, 196, Nursing home, 109 Pinto, Oreste, 52fn
Disclosure
204, 214-225, 236, 244 Models, 12, 120 Plan, 43, 73, 103, 121, 122, 128, 229
Lie, 36, 124 Modes: characteristic interaction, 10, Object switching, 160, 166, 218, 231, “Plays ball,” 96; see also Cooperate
Likert, Rensis, 263fn 11, 37; of death, 79, 80, 81, 93, 102, 232, 249 Plead, 102, 217, 223
Lindesmith, Alfred R-, 284fn 106, 124, 176, 182 Obligation, 82, 83, 191, 195, 199 Polarity game, 133
“Line," 63 Mood, 25, 36, 78, 190 Oblique disclosure, 20, 22, 42, 56, 125; Polio patients, 40
“Lingering," 21, 24, 25, 100,169,173,Moote, Wilbert, 261fn, 267 see also Disclosure Polsky, Ned, 283fn
177, 183, 187, 188, 189, 190, 191, Observations, 57, 85, 103, 126, 154 Post-mortem care, 4, 113, 114
195, 197, 215, 239, 240, 243, 244, Moral attitude, 3, 6
Morale, 130, 178, 234, 245 Obstetrics ward, 156, 249 Power, 161; see also Authority, Control
250,254-255, 287, 289; see also Offensive, 47 Practical use, 7, 8, 12, 259-273
“Morbid,” 217
Death Moribund, 166, 248; see also Dying Oken, Donald, 30, 128fn Premature babies, 18, 25, 85, 107, 137,
Lippitt, Ronald, 263fn patient Olin, Lloyd, 262fn 144, 166, 220, 230, 231, 232, 234,
Locke, John, 14 Motivation, 178, 210, 225, 229, 233, Open awareness, 32, 43, 64, 67, 74-77, 289
Long, Norton, 13 234, 256 79-106, 90fn, 91, 111, 132, 134, 137, Prepared for death, 42, 121, 138, 143,
Movement, restricted, 52 155, 158fn, 176, 180, 189, 191, 197- 146, 149, 151, 153, 166; active, 121,
Mutual pretense, 10, 11, 61, 63, 64-78, 200, 207, 212, 214, 216-218, 233, 122, 127, 128, 129, 135; family, 151,
Machinery, on, 102; see also Equip 153, 166, 169, 170, 171; passive, 121,
90fn, 106, 125, 132, 139, 155, 157, 240, 242, 243
ment 129-132; see also Plans; Review life
Maintain, 29, 32, 47, 49, 54, 59, 67, 158, 182, 240, 242, 264, 279, 286, Open suspicion, 48, 50, 58, 60, 61, 63
287 Operating room, 26, 137, 142, 154, Presence at death, 248-249
71, 74, 75, 143, 149, 158, 188, 190, Present-future orientation, 37
Myrdal, Gunnar, 16, 17fn 230
210, 226, 227, 242
Malaya, 81 Mythology, 30, 49 Operation, 41, 48, 102, 112, 146, 166, Pretense, 90fn, 158, 241; initiating, 67-
189, 192; see also Surgery 70; interaction, 70-74; see also
Malpractice, 120, 180, 196 Mutual pretense
Manage, 4, 22, 41, 47, 56, 63, 73, Optimistic, 36, 50, 125, 182fn, 220
Organization of work, 63 Pride, non-medical, 96-100
89-93, 99, 102, 103, 122, 139, 155, National Institutes of Health, 190 Priorities, in care, 180-181
168, 175, 214, 224, 225, 255, 287; Natural causes, 26, 194, 197 Oscillation, 61, 62
Negligence, 26, 97, 98, 99, 100, 160, “Out of character,” 66 Privacy, 80, 93, 141, 153, 155, 161,
engineer changes, 11, 42 162, 167, 242
166, 195, 209, 212, 218, 221, 222, “Out of our hands,” 149
Mandate, 19 Outsiders, 8, 277 Private reaction, 38, 172; see also
Maneuver, 80, 162, 211; see also 231, 232, 235, 236, 237, 238, 250,
252-253, 255, 256; non-medical, 96- Over-generalizing strategy, 241 Reactions
Counter-tactics, Manage, Strategies, Privileges, 41, 94, 139, 155, 156, 157,
Tactics 100
184-185, 207, 236; see also Rules
Marginal doctors, 131, 138, 161, 186, Negotiation, 65, 94-96, 105, 189, 198, Pacing, 94, 208, 245 Problem, 3-16, 17-28, 41, 54, 56, 58,
187 211, 212, 213 Pain, 3, 5, 12, 37, 40, 74, 75, 84,
Neurological ward, 230 90, 92, 156, 160, 162, 175, 179, 180,
Matza, David, 140fn, 262fn, 284fn 85, 96, 100, 102, 104, 124, 129, 159, 206, 287
Mauksch, Hans O., 49fn “No change,” 176
AWARENESS OF DYING Index
302 303
Procedures, 35, 41, 48, 50fn, 54, 56, Reiss, Albert J., 283fn Save the patient, 176, 177, 178, 186, Social interaction, 7, 8, 9, 10, 14, 15,
94, 95 Reissman, Leonard, 165fn 188, 196, 201, 202, 215, 216, 228, 16, 49, 58, 59, 60, 63, 64, 65,
Process, 3, 11, 17, 227 Rejection, 93, 94, 98, 174 230, 231, 234, 244, 245, 252 73, 75, 82, 90, 94, 100, 108, 121,
Professional ethics, 6, 143, 148, 151, Relative; role of patient, 164-167, 236; Scenes, 73, 88, 91, 105, 139, 150, 151, 143, 145, 156, 158, 159, 160, 167,
222 role of worker, 164-167, 236; see 152, 158-161, 163, 186, 196, 212, 179, 180, 183, 206, 207, 209, 269,
Prognosis, 7, 18, 19, 20, 24, 25, 42, also Family, Visitor 232, 236; see also Status forcing 274-285
138 Religion, 146; see also Chaplain, Schatzman, Leonard, 14fn Social issues, 6
Progression of disease, 21, 26, 36, 147 Spiritual care Schedule, 94, 211, 212 Social loss, 38, 130, 219, 228, 229,
Prolong life, 82, 84, 99, 104, 159, 166, Repetitive interaction, 15 Scold, 90, 91 232, 237, 238, 244, 247, 250; actual,
179, 180, 182, 185, 186, 190, 191, Report, 4 Screaming, 88, 102, 208 38; potential, 38
193, 194-203, 205, 206, 215, 216, “Repress,” 80 Screening measures, 178 Social order, 13, 14
219, 220, 223, 225 Reprieve, 170, 177; short term, 24, 127, Secret, 29, 31, 35, 37, 52, 57, 79, 141, Social-psychological dimensions, 12
Promise, 97, 98 138 145 Social regulations, 14, 15
Proper conduct, 82, 84, 85, 88, 90, Reprimand, 90, 91 Sedation, 21, 40, 75, 126, 159, 166, 182, Social structure, 11, 13, 271, 283, 284,
102, 103, 104, 105; see also Action, Reproach, 89 184, 204, 208, 210, 211, 212, 213, 285, 289
“Appropriate,” Behavior, Improper Research, 39, 43, 105, 120, 131, 145, 233, 236, 238, 247; tactics of, 22, Social workers, 21, 121, 127, 128, 130,
conduct 170, 171, 188-193, 194, 198, 201, 40, 102, 213, 214, 221-223; see also 133, 134, 135, 143, 147, 153, 171,
Protection, 46, 63, 70 213, 215, 236 Medication 172, 183, 214, 235, 243
Psychiatrist, 31, 86, 91, 243 Resigned, 45 Selective listening, 240 Socially alive, 109, 110
Psychological aspects, 4, 5, 50, 58, 62, Resources, 51, 57, 60 Self, 16, 89 Socially dead, 109, 110, 215, 237, 255;
75, 78, 83, 99, 120, 127, 166 Response, 122, 123, 125, 126, 130, 242; Send the patient home, 181-184 see also Comatose, Premature babies
Public Health Service, 287 see also Reactions Senile, 42, 109 Socioeconomic status, 81; high, 57, 123;
“Pull away,” 256, see also Avoidance Responsible, 82, 130, 141, 166, 197, “Senselessly,” 85, 215, 219, 255 low, 57, 64, 84, 123, 171
“Purposeful,” 61 199, 204, 223, 248 Senses, 52, 53 Sociological research, 282-285
Rest, 156, 167 Sensitive, 172, 174 Space, 37, 56, 111, 153, 158; arrange
Retrogress, 22, 32, 40, 41, 75 “Sensitizing” theory, 263, 265, 291 ment of, 57, 154; management of,
Qualitative facts, 266, 292; diverse, 266 Revealing, 53, 56, 142, 145, 149, 157; Sentient, 9, 42, 85, 94, 108, 115, 182 162-164
Quantitative facts, 265, 292, 293 see also Disclosure Sentimental, 226, 227, 228, 245, 249 Spencer, 282
Questions, 5, 7, 18, 32, 39, 51, 53, 58, Review life, 43, 104, 127, 157; see also Serene, 78 Spiritual care 99, 128; see also Chaplain
100, 127, 132, 133, 144, 174, 175, Prepared for death Settle affairs, 168, 169, 171, 236, 244; Spotter, 52
176, 232, 241, 242 Reward, 178, 205 social, 127; financial, 127, 128; see Staff rotation, 40
Quint, Jeanne C., 4fn, 5fn, 57fn, 58fn, Riesman, David, 282 also Plan, Prepared for death Stakes, 12, 111, 190, 277, 279
129fn, 216fn Rights, 58, 59, 175, 192 Shadow, 51, 52 Status, 9, 13, 16, 23, 24, 30, 32
Rituals, 42, 59, 64-78, 85, 106 Sheff, Thomas J., 120 47, 48, 53, 54, 68, 82, 122, 145,
Rohrer, John H., 165fn Sherif, M„ 59fn 148, 154, 207, 217, 218, 277, 278;
Race, 16, 17, 81, 84 Role, 71, 86, 140, 159, 164-167 Shift, changes, 40, 49, 228, 229 professional, 57, 58, 59
Rapport, 146 Role switching, 143, 241, 243, 247; Shniedman, Edwin S., 129fn Status forcing, 158-161, 163, 173, 212,
Ratio; certain/uncertain death, 178- see also “Ask your physician" Shock, 26, 44, 50, 152, 182, 197, 248, 217, 235
179, 228; insiders/outsiders, 279; Rose, Arnold, 14fn 251, 252, 254; see also Death, un Status passage, 24
patient-personnel, 46 Rotation of patient, 136 expected Stewart, J. M., 165fn
Ratner, Joseph, 273fn Roth, Julius A., 19fn, 23fn, 33fn, “Shopping around,” 87 Stinchcombe, Arthur, 161fn
“Reach,” 126 132fn, 240fn Signal, 42, 65, 69, 74, 76, 91, 134, 149, Strain, 45, 59, 62, 88, 99, 105, 149,
Reactions, 38, 63, 81, 102, 103, 114, “Rough patient,” 63 243; see also Flash cues 151, 164, 172, 173, 184, 239, 243fn,
122, 123, 205 Routine work, 45, 76, 94, 162, 164, Signs, 12, 13, 30, 48, 51, 52, 55, 277, 246, 247, 248
Reading signs, 19, 54 167, 174, 185, 207, 237, 238 278, 279 Strategies, 226, 227, 230, 232, 233, 235,
"Really knows,” 47, 50 Rules, 15, 32, 57, 67, 70, 72, 73, 78, Si'ence, 39, 47, 53, 54, 59, 62, 64, 75, 236, 237, 238, 240, 241, 242, 243,
Reassure, 36, 41, 42, 48 86, 114, 122, 135, 139, 155, 156, 78, 91, 102, 125 246, 250, 251, 255, 256, 269;
Reciprocal, 82; isolation, 132, 134 157, 158, 175, 199, 220, 221, 244, Simmel, Georg, 13, 282 defense, 227, 228
Recognition, 10, 11, 48, 49, 50, 63, 285fn; invoked, 158, 161, 167; Situational discounting, 111-113; see Strauss, Anselm L., 4fn, 5fn, lOfn,
79, 101, 102, 224, 225 relaxed, 155, 156, 157, 167; see also also Discounting 14fn, 19fn, 24fn, 29fn, 33fn, 38fn,
Recovery, 178, 179, 182, 186, 188, 190, Privileges Skin, color, 13, 16, 17, 277, 278 59fn, 130fn, 158fn, 178fn, 216fn,
191, 194, 196, 197, 200, 201, 202, “Runaround,” 57, 62 Slips, 54 219fn, 224fn, 228fn, 276fn, 277fn,
204, 205, 206, 228, 229, 233, 234, “Snow a patient under,” 40, 102, 213, 280fn, 283fn, 285fn, 286, 286fn
252, 253; see also Goals, No-re 214 Stress, 9, 25, 105, 130, 138, 164, 182,
covery problem Sabshin, Melvin, 14fn “Sociability shield,” 36 185; 199, 225, 242, 243fn
Rehabilitation, 41 Sadness, 37, 174; see also Collective Social change, 14 Structure, 63, 85, 161fn, 181; condi
Rehearsal, 80, 239 mood Social consequences, 3, 5 tions, 29-32, 46, 48, 49, 67, 79, 220,
Reif, Fred, 280fn Sanction, 236 Social definition, 16-28 223, 226, 279, 284, 285fn, 289
304 AWARENESS OF DYING Index 303
Substantive area, 259-273, 275, 276, 67, 73, 75, 77, 78, 80, 94, 100, Visibility, 219 Wertenbaker, Lael, 87fn, 93fn, 104fn,
281 102, 109, 111, 119-135, 153, 179, Visiting, 155-167, 173 113fn, 129fn, 162fn
Substantive theory, 259-273, 275, 276, 182, 229 Visiting attendant, 166; see also Wilson, M-, 59fn
280, 282, 283, 284, 286, 288, 289, “Testing,” 50fn, 53, 56, 58, 62, 132, Relative Wish to die, 80
290, 293 145, 169, 233 Visiting nurses, 92 Withdrawal, 89, 92, 126, 186, 192, 208,
Suicide, 83, 84, 85, 93, 101, 102, 110, Tests, 35, 38, 41, 112 Visitor, troublesome, 156; see also 240, 245
120, 121, 129, 132, 186, 193, 210, Theoretical aspects, 7, 11, 12, 13, 259- Family Work schedules, 21, 167
212, 223-225, 251, 252, 254 273 “Work with," 78
Support, 43, 60, 120, 143, 149, 164, Thomas, W. I., 9, 283
172, 197, 231, 234, 244, 245 Threat, 90, 91, 159, 212 Waiting room, 159, 163, 164, 182, 232,
Surgery, 97, 104, 177, 233; patients, Time, 16, 40, 47, 106, 124, 132, 194- 233, 235 Young patient, 155, 219, 228, 287, 247
54, 125; see also Operation 195, 241; expected period until death, Ward clerk, 171, 235
Surprise, 26, 44, 150, 151, 152, 168, 16, 24, 43, 44, 80, 147, 149, 150, “We all have to go sometime,” 36, 233
170, 252, 253, 254; see also Death, 192; expected time of death, 18, 79, Weber, Max, 9, 283 Zetterberg, Hans L., 261fn, 262fn,
unexpected 100, 102, 147, 167, 168, 169, 170, Weissberg, Alexander, 66fn 263fn, 265fn, 266fn, 267fn, 268fn
Suspicion awareness, 11, 32, 33, 34, 35, 246-250; see also Death expectations
36, 38, 39, 40, 42, 45, 47-63, 64, “Too far gone,” 42, 48
67, 90fn, 100, 101, 111, 139, 151, Training: doctors, 4, 19; informal, 63;
154, 155, 157, 158, 168, 169, 180, nurses, 4, 63, 99, 256
183, 240, 243 Transgression of rules, 244
Suspicions, 47, 79, 108, 181, 182, 186, Transitions of awareness, 11, 32, 39-42,
229, 246; negate, 47; unfounded, 60; 45, 60, 61, 62, 74-77, 123, 139, 145,
verify, 47, 50, 54, 169, 233 147-154, 155, 157, 158, 170, 180,
Sympathy, 52, 71, 72, 75, 83, 85, 92, 182, 185, 189, 196, 197, 204-206,
95, 135, 149, 171, 174, 224, 245 210, 217, 265; see also Change
Symptoms, 40, 41, 42, 48, 49, 50, 53, Traumatic, 5, 26, 146
73, 194, 229, 233; see also Cues, Treatment, 4, 35, 40, 41, 44, 73, 94,
Signs 112, 120, 143, 146, 154, 160, 166,
System, 51, 53 187, 188, 193, 194, 204, 217, 253;
superfluous, 160, 161
Trust, 33, 34, 50fn, 120, 140, 229, 243,
Taboo, 3, 184 251
Tactics, 8, 11, 13, 15, 26, 36, 41, Truth, 42, 55, 57, 60, 62, 125, 180
51, 54, 63, 77, 91, 94, 102, 105, “Turn for the worse,” 107, 108, 206,
123, 125, 140, 142, 145, 147, 149, 218, 248
153, 163, 166, 167, 209, 210, 211, Turning point, 224, 225
253, 269, 279, 283; avoidance, 154;
confirmation seeking, 56; patient,
212, 213; staff, 55-58, 90, 137, 143, Unaware, 44, 136-154, 185, 186, 189,
144, 155, 159, 160, 161, 174, 175, 191, 220, 233; see also Closed aware
225, 238; see also Strategies ness
‘Take,” 61, 105, 119, 141, 154fn, 183 Understanding, 13, 80, 85, 93, 130;
Talk, 3, 4, 5, 11, 37, 38, 41, mutual, 13
42, 44, 50, 57, 68, 72, 73, 78, Understanding of theory, 259, 262-264
84, 91, 95, 98, 103, 104, 107, 130, Upsetting, 5, 101, 130, 226, 227, 233,
148, 214, 233-234, 238, 240-244; 238, 239, 249, 251, 252, 253
of dying, 41, 45, 58, 59, 67, 69, 105;
see also Communication, Conver
sation, Disclosure Vacillating pattern, 24, 25, 158, 234,
Task, 148, 160fn, 161, 162, 165 252
Team, 12, 34, 51, 52, 53, 57, 78, Validating, 53, 54, 60, 84, 139, 200,
161fn, 165, 173, 246 205
Technical care, 4, 5, 6, 97 Values, 14, 38, 41, 180, 181, 182
Teenagers, 32, 52, 92 “Vegetable," 80, 101, 102, 174, 215
Temporary illness, 43 “Very much alive,” 218, 219
Terminality, 4, 5, 7, 8, 12, 17, 20, Veterans Administration Hospital, 39,
26, 32, 33, 38, 40, 41, 43, 45, 122, 123, 139, 164, 187, 289
48, 49, 50, 53, 54, 55, 58, 61, “VIP’s,” 61