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Political Research Quarterly

Volume 60 Number 2
June 2007 250-262
The Policy Opportunities in © 2007 University of Utah
10.1177/1065912907301775

Presidential Honeymoons http://prq.sagepub.com


hosted at
http://online.sagepub.com

Matthew N. Beckmann
University of California, Irvine
Joseph Godfrey
WinSet Group, LLC, Fairfax, Virginia

This article investigates the policy opportunities in presidential honeymoons. Specifically, after reviewing a standard
(pivotal politics) model of lawmaking where presidents’ election results are treated as exogenous, we develop a (hon-
eymoon politics) model in which a president’s election results are treated as endogenous—that is, where legislators’
positions factor in the president’s electoral results among their constituents. Applying both models to every newly
elected president and corresponding Senate since 1932, comparative statics show that presidents’ policy-making
prospects always improve in “honeymoon” settings, though this effect varies depending on lawmakers’ preference dis-
tribution, presidents’ electoral coalition, and the threshold required to invoke cloture.

Keywords: president; Congress; honeymoons; mandate

P residential elections comprise unique and impor-


tant moments in American politics; they indicate
the citizenry’s choice for the nation’s highest office at
argued that presidents can (and do) plausibly claim
mandates when they satisfy the essential criteria: they
run issue-based campaigns and win decisively.
the moment when they are most attentive to politics. Yet if the theoretical legitimacy of presidents’ post-
Thus, beyond their explicit role of selecting the nation’s election mandates remains open for debate, far less
policy makers, many political commentators—presidents controversial is the empirical reality of presidents’
and congressional members among them—maintain postelection honeymoons.1 In addition to enjoying an
that presidential elections serve a second vital func- accommodating press corps (Grossman and Kumar
tion: signifying what “the people” expect from their 1981; Hughes 1995) and high standing in opinion
representatives as they head to Washington. polls (Brace and Hinckley 1992; Brody 1991), presi-
To be sure, a rich literature has interrogated the dents in their inaugural year also enjoy uncommon
logic connecting presidential elections and any policy success on Capitol Hill. At the micro-level, first-year
directives they might proffer. The overriding conclu- presidents find that lawmakers vote in accord with
sion is that if so-called electoral mandates ever exist, their preferred position more often than they will in
they are vague and conditional at best. Among the pes-
simists, Raymond Wolfinger (1985, 293) has argued
that because a binary vote is such a blunt instrument, Authors’ Note: This article was originally prepared for the
“mandates are inherently implausible.” A similar logic Comparative Analysis of Roll-Call Voting conference, sponsored
led Robert Dahl (1990) to dismiss claims of presiden- by the Institute for Governmental Studies at the University of
California, Berkeley, and the Department of Political Science at
tial mandates as little more than “myth.” Others, how- the University of California, San Diego. We first thank Bernie
ever, have argued that less stringent versions of Grofman for introducing the authors, and further thank Bernie
electoral mandates may be justified. Agreeing that vot- Grofman, Reuben Kline, and three anonymous reviewers for
ers are unable to communicate any detailed message thoughtfully commenting on the article. Additionally, we thank
via their votes, Campbell et al. (1960) concluded that participants at the University of North Carolina, American
Politics Research Group, for helpful advice at an early stage of
elections can nonetheless be viewed as signaling vot-
this project. Our final thanks go to UC Irvine’s Center for the
ers’ directional preference vis-à-vis the status quo (see Study of Democracy for generously supporting our collaboration,
also Fiorina 1981; Rabinowitz and Macdonald 1989). and also Keith Poole and Howard Rosenthal for making their
And more recently, Patricia Heidotting Conley (2001) DW-NOMINATE data publicly available.

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Beckmann, Godfrey / The Policy Opportunities in Presidential Honeymoons 251

subsequent years (Bond and Fleisher 1990; Edwards though the size of this effect varies depending on the
1989; Grossback, Peterson, and Stimson 2005; nature of the president’s electoral coalition, the com-
Lockerbie, Borrelli, and Hedger 1998; Peterson et al. position of the Congress he faces, and the threshold
2003); at the macro-level, not only is the postelection required to invoke cloture. In sum, we propose a spe-
period especially productive in terms of policy enact- cific casual mechanism underlying a genuine “hon-
ments (Frendreis, Tatalovich, and Schaff 2001), but also eymoon effect,” model its impact on U.S. lawmaking,
those enactments disproportionately include new laws and demonstrate the predicted policy implications for
the president supports (Bunce 1980; Conley 2001; every newly elected president since FDR.
Edwards and Barrett 2000; Light 1999; McCarty 1997;
Peterson 1990).2 Hence Mark Peterson’s plainly stated
synopsis characterizes the findings nicely: “Early leg- Presidential Elections as Selection
islative involvement by modern presidents has gener- (Honeymoons as Epiphenomenal)
ally been rewarded” (1990, 121).
The question that remains, though, is whether the Far from the days when political scientists asserted
postelection patterns we observe reflect anything like a that a president’s potential for passing his legislative
bona fide “honeymoon effect.” That is, does the find- agenda depended almost exclusively on his personal
ing that presidents often enjoy uncommon success in character and political skill (Barber 1972; Burns
the wake of their election indicate a causal link, or is it 1965; Rossiter 1956), today’s prevailing wisdom is
just the spurious symptom resulting from the new that presidents are highly constrained by the context
assemblage of officials in Washington? While the vast they happen to inherit (Jones 1994; Skowronek
majority of scholarship presumes presidential honey- 1997).3 In particular, evidence shows that presidents’
moons’ causal significance, more recent work gives legislative fortunes depend heavily on Congress’ par-
reason for skepticism. Indeed, it explains why presi- tisan and ideological makeup (Bond and Fleisher
dents may witness unusual policy success in their early 1990; Edwards 1989). The upshot, as Anthony King
months without any help from presidential honey- (1983, 247) explained, is that “all you [the president]
moons per se (Brady and Volden 1998; Krehbiel really need from Congress is votes, but you need
1998). As Keith Krehbiel (1998, 42) explained, those votes very badly.”
Putting a formal structure on these theoretical
An administration may indeed be characterized moorings and empirical findings, Keith Krehbiel
by a flurry of initial and ostensibly successful leg- (1998) and Brady and Volden (1998) have developed
islative activity . . . [which] inevitably drops off a “pivotal politics” theory to explain U.S. lawmaking.
soon. While the drop-off makes the prior activity Building on Black’s (1948) and Downs’s (1957)
appear as if it were a honeymoon, the successful works establishing the median voter theorem, these
passage of legislation in this model is not gener- more general “pivotal” voter models adjust the requisite
ated by those forces. . . . Rather, it is a more threshold to account for two supermajoritarian
straightforward consequence of old policies being processes in Congress: the three-fifths majority
out of equilibrium given new preferences. needed to overcome a Senate filibuster and the two-
thirds majority vote needed to override a presidential
This article investigates the policy opportunities in veto in both chambers.
presidential honeymoons. Specifically, after review- Figure 1 illustrates the pivotal politics model with
ing a standard (pivotal politics) model of lawmaking a conservative president. Per the model, when the
where the president’s election results are treated as president prefers the status quo to some policy pro-
exogenous, we develop a new (honeymoon politics) posal, the “pivotal voter” (o) whose preference pre-
model in which a president’s election results are vails is the 33rd percentile plus one senator (away
treated as endogenous—that is, where legislators’ from the president). Because she decides whether a
preferences over policies factor in the president’s veto will succeed or fail, she can demand that status
electoral results among their constituents. We first quos more conservative than her ideal get moved to
examine the models and their implications, and then it, while status quos more liberal than her (but not the
we apply both to every newly elected president and 60th senator) cannot be beat (see also Cameron
corresponding Senate since 1932. Comparative stat- 2000). When the president prefers some policy pro-
ics demonstrate that presidents’ policy-making posal to the status quo, the “pivotal voter” (f) in the
prospects always improve in “honeymoon” settings, Senate is the 60th member opposite the president’s

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252 Political Research Quarterly

Figure 1 Figure 2
Standard (Pivotal Politics) Model Epiphenomenal Honeymoon Created by
of U.S. Lawmaking with Exogenous Elections New Preferences (and Pivots)

Pre-Election

f m o P
f o P

Distant SQ Centrist SQ Close SQ

Post-Election
4
side. Only when the bill reflects her ideal will she
agree to invoke cloture and allow it to pass on a final
vote. In sum, the model predicts status quos close to
the president will be adjusted to the 34th senator’s
ideal, status quos far from him will be adjusted to the f’ o’ P’

60th senator’s ideal, and centrist status quos between


the 34th and 60th senators’ preferences (in the shaded
“gridlock interval”) will be left unchanged.
Drawing from the pivotal politics model, we can
now see two ways that presidents might enjoy early pivotal voters also reverses, once again allowing pre-
legislative success without any so-called honeymoon viously unbeatable status quos to be defeated by
effect. The first mechanism that can generate a spuri- alternatives closer to the president’s ideal.
ous honeymoon is plain enough: the election may In Figure 3, the only change occurring between the
yield a Congress that is more ideologically in tune pre-election and postelection Congresses is that the
with the president than was the previous Congress. presidency switches hands from a conservative (P) to
Figure 2 illustrates how a new and more agreeable a liberal (P’). Although lawmakers’ preferences
assembly of lawmakers can lead presidents to uncom- remain identical, the inauguration of the new presi-
mon success on Capitol Hill without any genuine dent changes the location of pivotal senators since the
honeymoon effect. In comparing the pre-election different presidents will veto different bills. While the
Congress with the postelection Congress, we see former (conservative) president would use his veto
numerous liberals replaced by moderates and conser- pen to protect changes to conservative status quos,
vatives, thereby shifting the filibuster pivot’s position the current (liberal) president will gladly let such
from f to f’. The result is that all status quos between policies be defeated. In fact, the new president and
the old and new filibuster pivots, points that were pre- his liberal allies in Congress should target those areas
viously unbeatable, can now be moved toward the for change—moving the policy toward the new (liberal)
president’s ideal (to f’). Therefore, by ushering in a president’s preference (from o to f’). As such, areas
congressional delegation more philosophically in previously protected by the conservative president’s
step with a president, an election can enable that pres- veto but not conservative lawmakers’ filibuster—that
ident to move laws in his preferred direction. Again, is, status quos located between the 60th and 67th
this success does not depend on a honeymoon per se, most conservative lawmakers—are now subject to
but rather just on changes in lawmakers’ preference being beat by more liberal alternatives. Here again,
distribution. then, we see that even if elections are exogenous to
A second mechanism that can yield an epiphe- lawmaking, newly elected presidents might enjoy
nomenal “honeymoon” occurs when the newly elected something that looks like a “honeymoon” in Congress
president is of the opposite ideological stripe from when, in fact, this success reflects nothing more than
his predecessor. In such a situation, the definition of a different assemblage of lawmakers.

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Beckmann, Godfrey / The Policy Opportunities in Presidential Honeymoons 253

Figure 3 Presidential Elections beyond Selection


Epiphenomenal Honeymoon Created by a (Honeymoons as Consequential)
New President (and Pivots)
Below we revisit the policy opportunities in presi-
Pre-Election dential honeymoons. We start, like many before us,
dubious that elections can confer anything like a con-
tractual obligation on lawmakers to execute any spe-
cific action or to support any specific position. But
our interest is not interrogating the philosophical jus-
tification for mandates; rather, our goal is to develop
f o P a general theoretical model of presidential honey-
moons and deduce the implications for U.S. lawmaking.
To this end, we identify the micro-level foundations
of honeymoons, extend that logic to a spatial model
Post-Election
for all senators, and then deduce the macro-level pol-
icy consequences using the concept of a core.

Modeling Presidential Honeymoons


Like Peterson et al. (2003; see also Grossback,
P’ o’ f’ Peterson, and Stimson 2005), we view presidential
“mandates” as a social construct, one that depends on
Washington elites’ analysis of an election’s “meaning.”
Thus, we draw from their “public-driven” theory of man-
date elections the view that inasmuch as lawmakers
No doubt, changes in the location of pivotal voters perceive the president and his policy positions enjoy
can play an important role in determining the presi- electoral support among their constituents, then and
dent’s legislative fate, especially early in his term only then should reelection-seeking lawmakers factor
(Brady and Volden 1998; Krehbiel 1998; see also in the president’s election results when establishing
Bond and Fleisher 1990; Edwards 1989). Notice, preferences over policies.
however, that inasmuch as these are the elections-as- The question that remains is, When is this? That is,
exogenous mechanisms drive presidents’ legislative under what conditions will lawmakers perceive the
“honeymoons,” it is not much of a honeymoon at all. election, at least partially, as a referendum on the pres-
Table 1 displays the DW-NOMINATE score for ident’s policy proposals? While we agree with
the Senate filibuster pivot facing every newly elected Peterson et al.’s (2003) view that the answer ultimately
president since Franklin Delano Roosevelt entered turns on how politicians and pundits interpret the elec-
the Oval Office in 1932, where –1 is an extreme “lib- tion, we also agree with Conley (2001) that lawmakers
eral,” +1 an extreme “conservative,” and 0 is a sena- are more likely to refer to election results as a policy
tor evenly positioned between them (see Poole and referendum when the president made policy initiatives
Rosenthal 1997). What is noteworthy is that only integral to his campaign.5 In short, we believe a presi-
President Carter entered office with a filibuster pivot dent’s campaign renders some of his policy proposals
on his side of the ideological spectrum. For all other “election-coded” in lawmakers’ minds, and to the
presidents, the pivotal politics model predicts that extent this occurs, then lawmakers will incorporate the
even if they propose salient, campaign-tested initia- president’s election results among their constituents
tives early in their term (and with extreme status into their decision making for those proposals.6 In our
quos), liberal presidents end up signing moderately view, this is the micro-level causal mechanism at the
conservative laws while conservative presidents end heart of a genuine election-induced honeymoon effect.
up penning moderately liberal ones. Suffice it to say, Figure 4 maps this honeymoon mechanism into a
if presidential honeymoons are but epiphenomenal spatial setting for a theoretical filibuster pivot (f) with
symptoms of election-induced changes in pivotal vot- a conservative president (P). The horizontal dimen-
ers’ preferences, their reputation greatly surpasses sion is the senator’s “standard” position. Under the
their reality. standard (pivotal politics) model (where the president’s

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254 Political Research Quarterly

Table 1
Predicted Outcome for the Standard (Pivotal Politics) Model of U.S. Lawmaking
President (Year First Senate First Pivotal Senator’s
Elected) Confronted (Year) DW-NOMINATE Scorea

F. Roosevelt (1932) 73rd (1933-1934) .10


Truman (1948) 81st (1949-1950) .14
Eisenhower (1952) 83rd (1953-1954) –.05
Kennedy (1960) 87th (1961-1962) .13
Johnson (1964) 89th (1965-1966) .09
Nixon (1968) 91st (1969-1970) –.31
Carter (1976) 95th (1977-1978) –.07
Reagan (1980) 97th (1981-1982) –.15
George H. W. Bush (1988) 101st (1989-1990) –.25
Clinton (1992) 103rd (1993-1994) .00
George W. Bush (2000) 107th (2001-2002) –.30

a. The pivotal senator is the 67th percentile senator away from the president’s side before 1975, and the 60th percentile senator away from
the president’s side since then. We identified the pivotal senator using DW-NOMINATE scores, which estimate each senator’s spatial
position vis-à-vis her or his colleagues by comparing their positions on roll-call votes (see Poole and Rosenthal 1997). Scores range from
–1 (liberal) to +1 (conservative).

Figure 4
(Honeymoon Politics) Model of U.S. Lawmaking with Endogenous Elections

fp
Spro-pres
President’s Vote Share in State

fn
Sneutral P
Standard

fa
Santi-pres

election results are exogenous to decision making), and against the president (Sneutral); (2) they decisively
this position is the only information the lawmaker support the president (Spropresident); or (3) they decisively
factors into her preferences, and therefore it reflects oppose the president (Santipresident). In the first case
the only position she will support with her vote, fol- (fn)—where the senator’s constituents are evenly split
lowing the pivotal politics logic articulated above on the president and his agenda—the elections results
(see Brady and Volden 1998; Krehbiel 1998). add no additional information as to the electoral
Now consider if this same senator weighs not only expediency of supporting or opposing the president’s
her “standard” predisposition but also the president’s “election-coded” policies. As such, we expect no
election results among her constituents, which we honeymoon effect in this case; members should just
model as the vertical dimension. To illustrate the basic follow their standard predisposition.7
model, envision a senator (f) whose constituents By contrast, now let us envision that same law-
exhibit one of three patterns: (1) they break evenly for maker if her state’s voters decisively supported the

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Beckmann, Godfrey / The Policy Opportunities in Presidential Honeymoons 255

president’s election (fp). In seeing how well the pres- Below, we draw from this literature to compute the
ident and his agenda fared among her constituents, core for our honeymoon model of U.S. lawmaking.
we would expect this generally liberal senator to be More precisely, we compute the (cloture) core in the
more supportive of the president’s campaign agenda Senate following every newly elected president since
than she would if it were a “standard” issue consid- 1932 when lawmakers’ preferences over policies
ered under “standard” circumstances. Notice this reflects factor in both their standard predispositions and the
an authentic honeymoon effect; it is the president’s president’s electoral support in their state. This analy-
election result that affords him (and his “election- sis is conducted using CyberSenate™, a software
coded” policies) greater support in Congress. program that calculates a myriad of metrics in spatial
Conversely, if the filibuster pivot’s state decisively modeling (e.g., winsets, indifference curves, yolks,
opposed the president (fo), we would expect some- Copeland winners, Pareto sets, and the core, among
thing of an antihoneymoon—where the senator others) for two-dimensional models.9 The appendix
should want to oppose the president and his campaign- describes the software’s algorithm for computing the
tested proposals more than under “standard” circum- core under a cloture voting rule (two-thirds majority
stances. Fortunately for presidents, by virtue of winning pre-1975; three-fifths majority post-1975).
the election, the neutral and propresident situations As a reminder, we model lawmakers’ “standard”
are far more common than are antipresident ones, and predisposition as the horizontal dimension, which we
thus we expect making presidential elections endoge- measure using each senator’s DW-NOMINATE score—
nous to lawmakers’ decision making will generally a score that estimates each member’s typical spatial
work to the president’s advantage. position vis-à-vis her colleagues by comparing their
Extending this micro-level honeymoon calculus to roll-call votes during an entire Congress (see Poole
all senators gives us a two-dimensional (honeymoon) and Rosenthal 1997). Beyond this standard predisposi-
model of U.S. lawmaking.8 More precisely, let us tion, we add a second factor as the vertical dimension,
assume that senators have single-peaked Euclidean one that accounts for lawmakers’ election-induced
preferences that map into R2. The first dimension repre- incentive to support or oppose the president’s policies
sents each senator’s standard predisposition (Pi), and in the honeymoon period, measured as the president’s
the second indicates the vote share of the president in percent of the presidential vote in each senator’s state
the senator’s state (Ei). For election-coded issues early just prior to that Congress. We transformed the
in the president’s term, we assume each senator’s DW-NOMINATE dimension to a 0-1 scale (liberal to
utility is an equal and additive function of the two conservative), thereby putting both dimensions on a
dimensions, formalized as follows: 0-1 scale and aiding interpretation.
Before turning to the model’s results, it is impor-
tant to note that the two dimensions we include are
1 1
Ui = __ (Pi) + __ (Ei), where i = 1,…, n. indeed capturing two distinct constructs—a “stan-
2 2
dard” predisposition and a “honeymoon” addition. A
principle components factor analysis of senators’
DW-NOMINATE score and the president’s electoral
Identifying the Outcomes support in their state shows that the two factors have
Of course, any time we contemplate modeling legis- 38 percent uniqueness between them (37 percent if
lators’ policy preferences in multiple dimensions, we we just look at the Congress following a first-term
must confront the potential for unpredictable and unsta- president’s election). These results are buttressed by
ble outcomes due to predicaments posed by cycling the raw data, which show the overall correlation
and/or agenda manipulation (Arrow 1951; Feld and between senators’ DW-NOMINATE score and their
Grofman 1987; McKelvey 1976; Plott 1967; Schofield state’s presidential vote is just .24 for all senators and
1978, 1983; see also Riker 1980). However, while chaos presidential elections from 1933 to 2004, .26 if we
is possible, it is neither inevitable nor unavoidable, as only include the first Congress following a first-term
work developing the concept of a “core” has shown (see president’s election. Consequently, we have good
Owen 1995; Tsebelis 2002). The core of a voting game, empirical reason to believe that our two-dimensional
as defined by Schofield, Grofman, and Feld (1988, 195), honeymoon model does indeed offer real, distinctive
“is the set of undominated outcomes, that is, those that insights from the standard one-dimensional approach.
once in place cannot be overturned.” Indeed, let us turn to teasing them out.

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256 Political Research Quarterly

Results Figure 5
Comparing Predicted Outcomes (Core)
To illustrate presidents’ potential for passing cen- in Standard and Honeymoon Models,
tral planks from their campaign platform early in Franklin Roosevelt (1932)
their term, let us start with two simple assumptions
that facilitate comparing the standard and honey-
moon models. First, we assume that presidents enter
office wanting to change status quos that are ideolog-
ically “extreme” in the opposite direction—that is, on
the opposite side of the filibuster pivot’s predisposition.
Second, let us assume that presidents want to move
the policy as far as possible toward their ideal—that
is, to the “right” for conservative presidents, to the
“left” for liberal ones. Because the binding constraint
when presidents prefer a policy to the status quo
tends to be lawmakers’ preferences and not the pres-
ident’s ideal, this second assumption is merely useful
for demonstrating a presidential honeymoon’s maxi-
mum potential effect.
To examine the model and its results, we start with an
in-depth analysis of two cases—Franklin D. Roosevelt
facing the 73rd Senate (1933-1934) and George
W. Bush facing the 107th Senate (2001-2002)—before
turning to the findings for all first-term presidents
since 1932.
Note: The horizontal dimension is senators’ DW-NOMINATE
score (see Poole and Rosenthal 1997), and the vertical dimension
Franklin D. Roosevelt and the 73rd is the president’s percent of the vote in their state, with each scaled
Senate (1933-1934) 0-1. The standard model’s predicted outcome is the Senate’s fili-
buster pivot, denoted by the vertical, dashed line. The honeymoon
model’s predicted outcome is the two-dimensional core, the bor-
Franklin D. Roosevelt’s overwhelming victory in der of which is indicated by the solid line. Both are computed per
the 1932 presidential election is well known. Running a two-thirds cloture rule, which was used in 1933-1934.
against an incumbent president in the midst of the
Great Depression, Roosevelt won a landslide victory
over Herbert Hoover. Not only did Roosevelt attract liberal, 1 is an extreme conservative, and .5 is exactly
57.4 percent of the popular vote, but he also won in between the two). Therefore, according to the stan-
forty-two of the country’s forty-eight states. Accordingly, dard model, President Roosevelt’s congressional
as the newly elected president headed to Washington in prospects for promoting his initiatives were not espe-
1933, he did so having garnered electoral support that cially appealing; signing moderately conservative
was both substantial and widespread. laws was not what he had in mind.
However, despite his resounding electoral victory By contrast, now let us take up the honeymoon
and strong Democratic majorities in both chambers model’s prediction for legislative outcomes in the
of Congress, Roosevelt’s legislative success was far wake of FDR’s election, as depicted in Figure 5.
from guaranteed. Indeed, looking to marshal his New Compared to the standard model’s prediction (repre-
Deal initiatives on Capitol Hill, Roosevelt faced a sented by the vertical, dashed line), the honeymoon
rather daunting hurdle from the United States Senate, model’s predicted ideological outcome (the core’s
which then required a two-thirds majority to invoke border is marked by the solid line) shows that if sen-
cloture. According to the standard model—where ators added President Roosevelt’s election results to
lawmakers do not consider the president’s electoral their standard considerations when voting on his leg-
standing when voting—the 73rd Senate’s filibuster islative agenda, the president’s congressional prospects
pivot was William E. Borah (R-ID), a moderate con- improved dramatically. While it was possible that he
servative (with a score of .55, where 0 is an extreme could get stuck signing a moderately conservative

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Beckmann, Godfrey / The Policy Opportunities in Presidential Honeymoons 257

bill (.55), as predicted by the standard model, the Figure 6


honeymoon model predicts that the outcome could Comparing Predicted Outcomes (Core)
also have settled at a far more liberal position (.43). in Standard and Honeymoon Models,
For perspective, consider that the median Republican’s George W. Bush (2000)
ideal is .68, while the median Democrat’s ideal is .41.
Thus, while the standard model’s predicted outcome
is almost perfectly equidistant between each party’s
median senator, the honeymoon model’s includes a
predicted outcome that could reach almost all the
way to the median Senate Democrat’s ideological
predisposition.
Of course, the circumstances surrounding FDR’s
election were remarkable. His win was spectacularly
large (by contemporary standards, at least); he
enjoyed strong majorities in both chambers of
Congress; and the two-thirds requirement for cloture
means that the range of policies that could not be
overturned (i.e., the size of the core) was relatively
large. So while it may be that Franklin Roosevelt’s
election provided the opportunity for a substantial
honeymoon effect on Capitol Hill, perhaps other
presidents, elected by a smaller margin, would not
see the same sort of effect. Such is not the case, as we
show below.

George W. Bush and the Note: The horizontal dimension is senators’ DW-NOMINATE
score (see Poole and Rosenthal 1997), and the vertical dimension
107th Senate (2001-2002) is the president’s percent of the vote in their state, with each scaled
If Franklin D. Roosevelt’s first election provided 0-1. The standard model’s predicted outcome is the Senate’s fili-
buster pivot, denoted by the vertical, dashed line. The honeymoon
the quintessential example of a decisive win, the model’s predicted outcome is the two-dimensional core, the bor-
opposite can be said for George W. Bush’s election in der of which is indicated by the solid line. Both are computed per
2000. Not only did George W. Bush fail to win a a three-fifths cloture rule, which was used in 2001-2002.
majority of the popular vote (47.9 percent), but he did
not even garner a plurality (Albert Gore Jr. received
48.4 percent). What is more, his victory in the Electoral extreme conservative, and .5 is exactly between the
College was far from clear-cut. It was not until the two). As such, if President Bush sought to amend a lib-
U.S. Supreme Court’s 5-4 decision stopped an ongo- eral status quo to a more conservative policy, the stan-
ing vote recount in Florida that George W. Bush’s dard model’s prediction is that he would still end up
537-vote margin was affirmed, thereby guarantee- signing a rather liberal bill into law.
ing him Florida’s electoral votes, a majority in the Figure 6 illustrates the standard and honeymoon
Electoral College, and election as the forty-third models’ predictions for policy outcomes in the 107th
President of the United States. Senate for President Bush’s “election-coded” issues
Beyond entering office with far less electoral sup- (again, the standard model’s prediction is the dashed
port than Franklin Roosevelt, George W. Bush also vertical line; the honeymoon model’s prediction is
confronted a more imposing hurdle in Congress than the area inside the core, the border of which is
did FDR. His party held small majorities in each cham- denoted by a solid line). As it shows, compared to the
ber10—and that was in a polarized context with far standard prediction of a more or less liberal outcome
fewer “moderates” than in previous decades (Fleisher (.35), the honeymoon model’s predicted outcome
and Bond 2004; McCarty, Poole, and Rosenthal 2006). ranges from moderately liberal (.45) to moderately
According to the standard model, the Senate’s fili- conservative (.56). Thus, even for President George
buster pivot for the 107th Senate was Robert Torricelli W. Bush—who entered office with close to the low-
(D-NJ) at .35 (where 0 is an extreme liberal, 1 is an est possible electoral support and enjoying only small

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258 Political Research Quarterly

Table 2
Comparing Predicted Outcomes (Filibuster Pivot and Core) for “Election-Coded” Issues
per Standard and Honeymoon Models of U.S. Lawmaking,
Newly Elected Presidents from Franklin D. Roosevelt to George W. Bush
Honeymoon Model NOMINATE Predictiona
Standard Model
President (Year First Senate First NOMINATE Predictionb Most Liberal Most Conservative
Elected) Confronted (Year) (Scaled 0–1) (% ∆ from Standard) (% ∆ from Standard)

F. Roosevelt (1932) 73rd (1933-1934) .55 .43 (+22%) .55 (0%)


Truman (1948) 81st (1949-1950) .57 .44 (+23%) .57 (0%)
Eisenhower (1952) 83rd (1953-1954) .48 .48 (0%) .61 (+30)
Kennedy (1960) 87th (1961-1962) .57 .37 (+35%) .57 (0%)
Johnson (1964) 89th (1965-1966) .55 .33 (+40%) .55 (0%)
Nixon (1968) 91st (1969-1970) .35 .35 (0%) .54 (+54%)
Carter (1976) 95th (1977-1978) .47 .34 (+28%) .44 (+6%)
Reagan (1980) 97th (1981-1982) .43 .45 (+5%) .54 (+26%)
George H. W. Bush (1988) 101st (1989-1990) .38 .40 (+5%) .49 (+30%)
Clinton (1992) 103rd (1993-1994) .50 .41 (+18%) .49 (+2%)
George W. Bush 43 (2000) 107th (2001-2002) .35 .45 (+29%) .56 (+60%)

a. These predictions reflect the most liberal and conservative DW-NOMINATE scores bordering the two-dimensional core (see Poole and
Rosenthal 1997). They are scaled to range from 0 (liberal) to 1 (conservative).
b. These predictions reflect the pivotal—that is, the 67th percentile away from the president’s side before 1975, the 60th percentile since
then—senator’s DW-NOMINATE score. They are scaled to range from 0 (liberal) to 1 (conservative).

majorities on Capitol Hill—the honeymoon model when voting on his agenda, then presidents have expe-
shows he could do far better if senators incorporated his rienced authentic legislative honeymoons; in every
election results into their consideration of his election- case, the honeymoon-predicted ideological outcome
coded policy initiatives. In fact, while the honeymoon dominates the standard prediction (from the presi-
model predicts Roosevelt could achieve an outcome dent’s perspective).11 Compared to the standard
closer to his ideal in absolute terms, in terms of poten- model, the honeymoon model’s predicts minimum
tial improvement over the standard model’s predicted improvements from 0 to 29 percent, maximum ones
outcome, President Bush’s potential honeymoon effect from 18 to 60 percent.
was nearly three times larger than President Roosevelt’s. Beyond the central finding that endogenizing pres-
idential election results into lawmakers’ voting has
propresident effects on U.S. lawmaking, several other
Newly Elected Presidents and Senates from
insights are especially interesting. For one, we see that
Franklin D. Roosevelt to George W. Bush honeymoons tend to dovetail with congressional pre-
Given the striking differences between the elections dispositions, not override them. As such, Democrats’
they won and the Senates they faced, finding that the advantage in the Senate over the past seventy-five
honeymoon model showed substantial propresident years has provided Democratic presidents a unique
policy opportunities for both Franklin D. Roosevelt and opportunity to pass their campaign proposals intact,
George W. Bush suggests that this honeymoon poten- especially during honeymoons. If we look at presi-
tial is robust. Here we show that it is by examining dents’ absolute policymaking potential during the
the nature of the honeymoon model’s core across a honeymoon—that is, the proximity between the clos-
variety of contexts—namely, for each new modern pres- est ideological point in the core and the president’s
ident given the Senate he confronted as he entered side—liberal presidents have had the chance to exert
office. much greater influence in U.S. lawmaking since 1932.
Table 2 summarizes the standard and honeymoon Not only did Lyndon Johnson, Jimmy Carter, and
models’ predicted ideological outcomes in the U.S. John Kennedy enter office with especially lucrative
Senate for each newly elected president since Franklin opportunities for translating liberal campaign items
Roosevelt. The basic result is plain: inasmuch as law- into liberal legislative accomplishments, but Dwight
makers have pondered a president’s electoral results Eisenhower is the only Republican who entered office

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Beckmann, Godfrey / The Policy Opportunities in Presidential Honeymoons 259

with above-average policymaking potential. At the election and faces an oppositional Congress. Thus
other extreme is George H. W. Bush, the lone presi- Paul Light’s (1999, 45) counsel seems apt: “The first
dent whose best possible honeymoon outcome was year offers the greatest opportunity for establishing
still on the other side of the ideological spectrum. the domestic program . . . to wait is to squander the
However, if one way to investigate the policy most important advantage.”
opportunities in presidential honeymoons is to look at
presidents’ absolute potential for passing ideologi-
cally driven policies (as above), another way is to Discussion
examine the relative difference between the honey-
moon and standard models’ predictions. In many John F. Kennedy once remarked that on the path to
ways, this conception of honeymoons—that is, an the Oval Office, future presidents stake out their position
improvement over what will be expected when more on everything “from cranberries to creation.” And
standard considerations set in—better reflects collo- over the course of a modern presidential campaign,
quial references to honeymoon effects. As a matter of the candidates certainly do tender position papers and
fact, the question White House officials ponder is, stump speeches that span an impressive swath of the
What can we accomplish now that we will not be able policy landscape. However, while the breadth of posi-
to accomplish later? tions is noteworthy, in practice contemporary presi-
Comparing presidents according to the honeymoon dential campaigns are anchored by only a few policy
model’s best potential outcome with the standard proposals. Indeed, today’s presidential aspirants tend
prediction, again, several interesting findings emerge. to run on a narrow agenda complemented by a focused
While Democrats scored better on the absolute policy- message—one that gets repeated over and over again.
making potential, Republicans have tended to gain It is these precious few policy initiatives that become
more from the honeymoon. Among the top seven synonymous with the candidate and his campaign for
honeymoon opportunities since 1923, five have been the nation’s highest office and then become his top
for Republicans. In fact, George W. Bush witnessed priority once there.
the biggest potential honeymoon effect of any mod- The familiar question is whether this election-
ern president. Thus, if he was to get something close induced fusion between the public, the president, and
to his preferred policies adopted, it was likely to be his policies has any impact on Congress. While
early in his term. Another interesting finding is that recent work has unpacked the micro-level founda-
John Kennedy and Lyndon Johnson had some of the tions that could lead presidents to enjoy an early hon-
largest potential honeymoon effects of all modern eymoon with particular lawmakers, to date we have
presidents, meaning that they not only had a unique lacked an account that mapped out the macro-level
opportunity to pass liberal policies (in an absolute implications for U.S. lawmaking. This article sought to
sense), but much of that opportunity depended on the delineate the link between individual-level incentives
extra support the honeymoon won them. Finally, it is and collective decision making. In the honeymoon
worth noting that Bill Clinton, whose election model of lawmaking shown here, results showed that
included a viable third-party candidate, entered was that when lawmakers factor the president’s elec-
offered with especially low electoral support and, in toral results among their constituents into their decision
turn, with an especially anemic honeymoon. making, not only does this give the president extra sup-
All told, then, the policy opportunities in presiden- port on roll-call votes, but it also allows newly elected
tial honeymoons are significant. Inasmuch as law- presidents to see major, campaign-tested policy
makers factor a president’s electoral results among initiatives pass closer to their ideal than we would
their constituents into their voting decisions, his otherwise expect. As such, the theoretical model
potential for passing his legislative agenda always developed here demonstrated that newly elected
improves, often dramatically. These opportunities are presidents can experience a bona fide honeymoon
real in that they are independent of changes in the on Capitol Hill, one truly constructed on an elec-
policy makers (and preferences) before and after the toral foundation.
election, and they are robust in that the effect holds Notably, the honeymoon potential demonstrated in
across a wide range of electoral and congressional this article builds from rather conservative assump-
contexts. To be sure, substantial, genuine honeymoon tions. It does not depend on presidents’ postelection
effects are possible even if a president wins a close bounce in public opinion polls, and it does not

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260 Political Research Quarterly

depend on lawmakers’ irrational deference to the new The line actually passing through each such pair of members
chief executive. What is more, our model does not is called a limiting quota line. Each limiting quota line divides
account for recent presidents’ penchant for undertak- the space into two half-planes, one containing a minimum
ing postelection campaigning in support of their leg- winning coalition, the other a nonwinning coalition. The
islative agenda. Instead, the honeymoon opportunities intersection of all the minimum winning coalition half-planes,
if nonempty, constitutes the core for a two dimensional spa-
we see merely depend on the assumption that law-
tial voting game. Such is how CyberSenate’s algorithm cal-
makers refer, in part, to a president’s electoral support culates a two-dimensional core for some set of voters.
among their constituents when voting on his agenda.
So while we believe the basic model proposed here is Note: CyberSenate™ is new software made available to us by
useful for demonstrating presidential elections can WinSet, LLC (www.winset.com).
a. Keith Krehbiel’s (1998) concept of a “gridlock interval” exem-
have genuine and substantial policy effects, we also plifies this point. Policies in this interval cannot be beat by some
believe that future additions and amendments can add supermajority preferring something else, and thus constitute a core.
verisimilitude and thereby offer greater insight into
the interactions between elections and lawmaking.
Finally, we conclude by noting that our results Notes
underscore the increasing importance political scientists 1. Our study of presidential honeymoons’ impact on lawmaking
have assigned to presidential transitions, the appoint- is, of course, related to the broader literature on presidents’ abil-
ment-confirmation process, White House organization ity to leverage public support—of himself and his agenda—in
and decision making, as well as administration officials’ Congress (see Brace and Hinckley 1992; Canes-Wrone 2005;
private and public lobbying activities. For in a world Edwards 1983, 2003; Kernell 1997). In that literature, a familiar
conclusion is that public opinion’s potential for bolstering the
where presidential honeymoons provide real policy- president’s position is highly conditional—depending on the pop-
making opportunities but no guarantees, these other ularity of the president (Brace and Hinckley 1992; Ostrom and
elements of staffing, organizing, and running a mod- Simon 1985; Rivers and Rose 1985) and his policy position
ern White House become all the more important for (Canes-Wrone 2005) and also voters’ ability to compare law-
determining whether an administration capitalizes on makers’ choices to the president’s wishes (Arnold 1990; Canes-
Wrone and de Marchi 2002). Thus, postelection honeymoons
its honeymoon potential.
appear to be a good place to expect presidents’ public support
factors into lawmakers’ decision making. For early in the first
Appendix term, not only are the successful president’s initiatives considered
Core Computation Algorithm in CyberSenate while the election is still salient in lawmakers’ minds but also
under the specter of abundant news coverage.
Assume members have Euclidean preference in a two- 2. Additionally, Derouen, Peake, and Ward (2005) found that
dimensional issue space, and each having a vote of weight perceptions of presidential mandates decrease presidential nomi-
1, that is, one-person, one-vote. If members are ranked by nees’ duration to, and defeats during, Senate confirmation.
their ordinal position on for all possible lines in the policy 3. This is not to say presidents are unable to influence
Congress, but rather just to say that to do so, presidents and their
space, each a line has a core when the decision rule equals
aides must tailor their agenda and lobbying to fit lawmakers’
or exceed majority rule.a The set of points that are in the
incentives (see Covington 1988; Covington, Wrighton, and
core for all one-dimensional lines are undominated and Kinney 1995; Neustadt 1990; Sullivan 1988, 1990).
thus constitute the core for two dimensions. 4. The Senate first introduced the cloture option (Senate Rule
Simplifying computations somewhat, we do not have to 22) in 1917, which then required two-thirds majority. In 1975, the
consider all possible lines, rather those lines for which the number of votes required for cloture was reduced to three-fifths.
order of members projected on the line differ. For example, 5. In this way, our approach is slightly different from
members projected onto a line, L, and all lines parallel to Grossback, Peterson, and Stimson (2005). While they regard
L will produce the same ordinal ranking of members. Conley’s (2001) “president-driven” theory of mandate elections
Hence, it is sufficient to consider a single point in the issue as conflicting with their “public-driven” theory, we view the two
space and imagine rotating a line about that point, noting as more-or-less complementary. Indeed, we think the election-
induced fusion between the president, policy, and public is what
those angles for which the ordinal ranking of members
drives presidents’ honeymoons in Congress.
changes. The number of such angles is finite, not infinite,
6. An interesting question is how long an issue remains “elec-
making the computation tractable. tion-coded.” While such a question is outside the scope of our
Associated with each projection line is a perpendicular model—we take micro-level honeymoons as given and examine
line that divides members on the projection line into two the macro-level consequences—related work by Peterson et al.
sets, one set being a minimum winning coalition. Call this (2003) suggested election-induced “mandates” can persist for
perpendicular line a cut line or quota line. A subset of these some time, but with steady decay—a half-life they estimated at
quota lines will pass infinitesimally close two members. roughly 150 days.

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Beckmann, Godfrey / The Policy Opportunities in Presidential Honeymoons 261

7. In fact, generalizing this voters-evenly-divided case to Covington, Cary R. 1988. Building presidential coalitions among
all senators gives us the functional equivalent of the standard cross pressured members of Congress. Western Politics
model. Quarterly 41:47-62.
8. Because ours is a first attempt to tease out micro-level hon- Covington, Cary R., Mark Wrighton, and Rhonda Kinney. 1995.
eymoons’ macro-level implications, we begin with this basic A “presidency-augmented” model of presidential success on
model on the idea that parsimony is especially useful early on. house roll call votes. American Journal of Political Science
However, we note that future work revising this model will surely 39:1001-24.
add to our benchmark findings. Such alternations could include Dahl, Robert A. 1990. Myth of the presidential mandate. Political
varying the dimensions’ salience, allowing differential weights Science Quarterly 105:355-72.
by lawmaker, incorporating a time horizon, adding partisan Derouen, Karl, Jr., Jeffrey S. Peake, and Kenneth Ward. 2005.
agenda-setting, among many others. Presidential mandates and the dynamics of Senate advice and
9. CyberSenate™ is new software made available to us by consent, 1885-1996. American Politics Research 33:106-31.
WinSet, LLC (www.winset.com). Downs, Anthony. 1957. An economic theory of democracy. New
10. Actually, the Senate was evenly split between Republicans York: Harper.
and Democrats, and only the vice president’s tie-breaking vote Edwards, George C., III. 1983. The public presidency: The pursuit
afforded Republicans majority status as the 107th Congress began. of popular support. New Haven, CT: Yale University Press.
11. It is worth noting that our inferences presume presidents ———. 1989. At the margins: Presidential leadership of
act strategically. If winning the election baits a president into Congress. New Haven, CT: Yale University Press.
overreaching—say, by pushing initiatives not central to the cam- ———. 2003. On deaf ears: The limits of the bully pulpit. New
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then he can squander whatever policy opportunities that electoral Edwards, George C., III, and Andrew Barrett. 2000. Presidential
success may have provided. agenda-setting in Congress. In Polarized politics: Congress
and the president in a partisan era, ed. Jon R. Bond and
Richard Fleisher, 109-33. Washington, DC: Congressional
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