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Critical illness myopathy and neuropathy

Nicola Latronico, Elena Peli and Marco Botteri

Purpose of review Abbreviations


To present the major pathophysiological and diagnostic CIM critical illness myopathy
features of critical illness myopathy (CIM) and CIP critical illness polyneuropathy
DMS direct muscle stimulation
polyneuropathy (CIP), and to discuss problems concerning GBS Guillain— —Barré syndrome
the risk factors for CIM and CIP. ICU intensive-care unit

Recent findings
The pathophysiology of critical illness myopathy and ª 2005 Lippincott Williams & Wilkins.
1070-5295
critical illness polyneuropathy is complex, involving
metabolic, inflammatory, and bioenergetic alterations. This
review cites new evidence supporting several
pathogenetic mechanisms. These include microvascular Introduction
changes in peripheral nerves (with increased endothelial ‘Spontaneous weaknesses indicate disease.’ Hippocrates,
expression of E-selectin), the possible role for an altered 460–377 B.C.
lipid serum profile in promoting organ dysfunction
(including nerve dysfunction), the damage or inhibition of The finding that critically ill patients may develop acute
complex I of the respiratory chain as a cause of muscle polyneuropathy that leads to muscle weakness and paral-
ATP depletion and bioenergetic failure, and the activation ysis is fairly recent. The first systematic studies, conducted
of specific intracellular proteolytic systems causing in the early 1980s, suggested critical illness polyneuropathy
myofilament loss and apoptosis in CIM. The diagnostic (CIP) was an uncommon syndrome [1], however clinical
role of direct muscle stimulation and the rapid research in the last two decades has shown that CIP is
quantification of myosin/actin ratio based on an important, severe and persistent complication among
electrophoresis are also presented. critically ill patients admitted to the intensive care unit
Summary (ICU). Research has also demonstrated that CIP is often
Basic and clinical research is unraveling the associated with critical illness myopathy (CIM). In fact,
pathophysiological mechanisms of critical illness myopathy starting from the early 1990s, several studies based
and polyneuropathy, and methods for rapid diagnosis are on muscle biopsies [2–15••], muscle–nerve biopsies
actively investigated. Future studies should better define [16] or specialized electrophysiological investigations
the population at risk of developing CIM and CIP. In fact, [13,15••,17,18] have shown that CIM is as common as
although sepsis, multi-organ failure and steroids are often CIP. CIP and CIM often coexist, making their differential
cited as risk factors, uncertainty remains due to the poor diagnosis difficult or even impossible. Many terms have
methodological quality of studies, or because of inferences been suggested to describe such an association, namely
that are exclusively based on animal studies. New simplified polyneuromyopathy [4,15••] critical illness myopathy
diagnostic techniques and machines for and neuropathy (CRIMYNE) [16,19] and critical illness
electrophysiological investigations of peripheral nerves and polyneuropathy and myopathy [12].
muscles in the intensive-care unit (ICU) patient would also
be welcome. In this review, we present the major clinical, pathogenetic
and diagnostic features of CIP and CIM, and discuss the
Keywords recent research suggesting that metabolic, inflammatory,
mitochondrial dysfunction, multi-organ failure, myopathy, and bioenergetic alterations may play pivotal roles in caus-
neuropathy, polyneuropathy, sepsis ing peripheral nerve and muscle dysfunction in critically
ill patients.
—132. ª 2005 Lippincott Williams & Wilkins.
Curr Opin Crit Care 11:126—
Critical illness polyneuropathy
Institute of Anesthesiology-Intensive Care, University of Brescia, Spedali Civili CIP is an acute axonal sensory-motor polyneuropathy
Brescia, Italy (Fig. 1), mainly affecting the lower limb nerves of critically
ill patients.
Correspondence to Prof. Nicola Latronico, MD, Institute of Anesthesiology-
Intensive Care, University of Brescia Piazzale Ospedali Civili, 1 — 25125 Brescia,
Italy Pathogenesis
Tel: +39 030 3995841/570; fax: +39 030 3995570; Microcirculatory damage has long been postulated as a pos-
e-mail: latronic@med.unibs.it
sible mechanism causing impaired peripheral nerve [20]
Current Opinion in Critical Care 2005, 11:126—
—132 and organ perfusion [21]. Bolton suggested a key role
126
Critical illness myopathy and neuropathy Latronico et al. 127

Figure 1. Major electroneurographic features in axonal and demyelinating neuropathy

In axonal neuropathy, the total number of fibers is reduced; therefore, the nerve action potential amplitude is also reduced. Surviving fibers have
normal myelin sheath; therefore, the nerve conduction velocity remains within normal limits. In demyelinating neuropathy, the total number of fibers
is normal; however, the majority of them have lost their myelin sheath. Therefore, the electroneurographic findings mirror those of axonal forms
with normal amplitude and reduced velocity. Modified from [54].

for excessive vasodilatation and aggregation of cellular ele- tial, which in its early stages is a pure functional impair-
ments through activation of adhesion molecules [20]. ment that can be documented by electrophysiological
Recently, increased expression of E-selectin has been dem- investigations. With persisting critical illness, energy
onstrated in the endothelium of the epineurial and endo- supply and use are not restored and histologic alterations
neurial vessels of peripheral nerves in critically ill septic ensue. Support for this theory comes from a previous
patients with CIP [22••]. E-selectin is not expressed on study, in which we found altered nerve function with pre-
the vascular endothelium of small vessels under basal served nerve structure in patients undergoing early nerve
condition; its expression is considered a marker of endo- biopsy, and altered function and structure in patients un-
thelial cell activation. Increased expression of E-selectin, dergoing late biopsy [16]. Hotchkiss et al. [26] also showed
which is induced by proinflammatory cytokines such as a net divergence between in-vivo evidence of organ failure
TNF-a and IL1, may in turn promote endothelial-cell leu- and absence of histologic evidence of substantial organ
kocyte adhesion and extravasation of activated leukocytes damage in patients dying of multi-organ failure, indicating
within the endoneurial space, where they can induce tis- that cellular energy crisis with consequent functional im-
sue injury with local cytokine production. Furthermore, pairment can be a key process in critical illness.
cytokines increase vascular permeability, thus favoring
the passage of neurotoxic factors into the endoneurium Diagnosing critical illness polyneuropathy
[20,23]. The electroneurographic pattern in CIP is characterized
by an amplitude reduction of the nerve action potentials
Although the evidence supporting a microvascular pertur- (compound motor, sensory or both) with preserved normal
bation in sepsis and critical illness is robust, the direct in- conduction velocity (Fig. 1). Conversely, in Guillain–Barré
volvement of intracellular mechanisms is also evident syndrome (GBS), a demyelinating polyradiculoneuritis,
[24]. Sepsis and critical illness are complex conditions amplitude is normal and velocity is reduced (Fig. 1). Even
in which inflammatory and metabolic events at a vascular though such characteristic electroneurographic patterns
and cellular level contribute to organ failure. This is well are useful to distinguishing the two syndromes, it is the
demonstrated by the substantial reduction of mortality history and clinical findings that lead to the differential
and morbidity (including CIP) in critically ill patients diagnosis.
treated with intensive insulin treatment [25].
CIP is a relatively common complication conceivably aris-
Combined vascular and cellular events may cause a nerve ing during the ICU stay in the most severe critically ill
energy failure with reduced or absent nerve action poten- patients admitted to the ICU with a variety of medical,
128 Neuroscience

surgical and traumatic causes. No studies have prospec- Critical illness myopathy
tively assessed the evolution of CIP starting at the time The term CIM describes an acute primary myopathy caus-
of ICU admission in patients CIP-free. GBS is a rare ing muscle weakness and paralysis in critically ill patients.
immune-mediated disease affecting 1–2 per 100000 pre- In 1997, Leijten [39] proposed that CIM should be
viously healthy people. An infection, most frequently regarded as a correlate of CIP. In 1998, we [40] proposed
a Campylobacter jejuni infection with diarrhea, precedes CIM as a comprehensive term to describe those myopa-
by 2–3 weeks the onset of progressive weakness and sen- thies with pure functional impairment and normal histol-
sory disturbances (tingling, numbness, sometimes pain) in ogy (acute quadriplegic myopathy), as well as those with
two-thirds of cases. Importantly, inflammatory signs have atrophy and necrosis. Necrosis can be subtle, requiring
subsided by the time neurologic signs become evident. In electron microscopy for diagnosis (thick filament myopa-
30% of cases the progression of disease causes the involve- thy), or it can be visible on optical microscopy, either as
ment of the neuromuscular respiratory system with respi- sparse, diffuse or even massive lesions (acute necrotizing
ratory failure needing ICU admission and mechanical myopathy). Recently, other authors have re-proposed this
ventilation [27]. definition, indicating a list of major and supporting elec-
trophysiological, histologic and biochemical criteria to
Clinical diagnosis is particularly important when dealing diagnose CIM [41]. Apart from leaving out a formal defi-
with GBS cases with axonal pattern (5% of cases) [28] nition of critical illness, which should be preliminary, some
or CIP cases with mixed axonal and demyelinating pattern of the proposed criteria are questionable. For example,
[29]. Before CIP was characterized, GBS was often major EMG criteria require the patient’s collaboration,
reported in critically ill patients after major surgery or and cannot be used in unconscious patients; loss of myosin
trauma. These may well have been CIP cases [30], but at histology can be lacking in pure functional forms; serum
this is still debated. Distinction between GBS and CIP CK can be normal (as it commonly is) if muscle necrosis is
is important not only from a nosological perspective but absent or scattered; sensory nerve action potential can be
also for disease management, since specific treatments abnormal since CIM and CIP may coexist. It is important
are available for GBS [31,32], but not for CIP. to emphasize that CIM is a primary myopathy, that is, not
secondary to muscle denervation. Histologic examination
How many patients develop critical often reveals signs of both primary (necrosis) and second-
illness polyneuropathy? ary (type grouping following nerve regeneration) myopa-
The real occurrence of CIP is enormously influenced by thy [16], indicating that CIM and CIP coexist.
a patient’s case-mix, diagnostic criteria and timing of ex-
amination. Although reported percentages are rather
impressive – 58% of patients with prolonged ICU stay Pathogenesis
[33], 70 to 80% of patients with sepsis, septic shock or In recent years, substantial progress has been made to
multi-organ failure [34–37], 100% of patients with sepsis explain how muscle may become unexcitable while main-
and coma [16] – the number of patients with CIP dis- taining a normal structure. Using an experimental model
charged from the ICU is small [19]. It is still unclear with denervated rat muscle fibers and high-dose steroid,
whether this is due to the fact that CIP complicates the Rich et al. demonstrated that the muscle may become com-
clinical course of a subset of very severe critically ill patients pletely unexcitable because of the combination of various
or is due to selection bias. For instance, in one study con- events: denervation-induced reduction in muscle resting
ducted by De Jonghe et al. [38] inclusion criteria were me- potential (from normal values of ÿ85 mV to ÿ60 mV), lack
chanical ventilation lasting at least one week and recovery of postdenervation down-regulation of membrane chloride
of consciousness. The study involved 5 French ICUs, conduction [42], and shift in the voltage dependence of so-
lasted 15 months and enrolled 95 patients. Although the dium channel fast inactivation to more negative potentials
authors defined this population as unselected, several (ÿ11 mV) [43,44••]. The hyperpolarizing shift of voltage-
hundred patients had probably been admitted to their dependence of sodium channel fast inactivation is of crucial
ICUs during the study period. This is common to all importance to reduce excitability in both denervated and
the series analyzed so far. steroid-denervated fibers [44••], and is mainly, although
not exclusively, caused by steroids. Because a small per-
The method used to define diagnosis used can also influ- centage of denervated fibers also exhibit this same shift
ence the occurrence of CIP. Neurologic examination is less in fast inactivation, it appears that corticosteroid treatment
sensitive than electrophysiological evaluation, and would simply increases the percentage of fibers that exhibit this
probably leave a substantial number of CIP patients change [44••]. The density of embryonic sodium channel
undiagnosed. On the other hand, electrophysiological isoform is increased in the model of steroid-denervated
investigations would detect cases of CIP of little or no fibers [42], however its level did not correlate closely with
clinical relevance. Finally, the timing of examination is the shift in fast inactivation [45••]. Rather, inactivation of
relevant, since CIP improves over time. both embryonic (Nav1.5) and adult (Nav1.4) sodium
Critical illness myopathy and neuropathy Latronico et al. 129

channel isoforms was shifted towards hyperpolarized with fully cooperative patients [39]. In the usual ICU con-
potentials. The limits of the steroid-denervation model is dition, voluntary motor unit potential recruitment is often
the fact that high-dose steroids were used, an uncommon absent or nonsustained because of severe weakness or poor
clinical situation. In addition, cases with sudden onset of voluntary effort, therefore precluding a conclusive distinc-
paralysis and rapid recovery have been described in patients tion between CIP and CIM based on recruitment patterns
not receiving steroids [46,47], indicating that other factors and motor unit morphology. Third, routine studies provide
can also be responsible for transmembrane resting potential nonspecific data in both illnesses, including low-amplitude
and sodium channel alteration. compound muscle action potential, fibrillation potentials
and positive sharp waves. Preserved sensory nerve action
Mitochondrial dysfunction is another piece of the puzzle, potential amplitude is not a unique feature of CIM, since
which may be responsible for muscle function impairment. pure motor forms of CIP have been described [16,53]. Iso-
Brealey et al. showed that the severity of sepsis correlated lated sensory nerve action potential amplitude reduction
with mitochondrial dysfunction, ATP depletion, intracellu- rules out an ongoing myopathy, provided technical prob-
lar glutathione depletion, and nitric oxide production in lems such as limb edema are excluded; however pure
skeletal muscle [14]. The low activity of the complex I sensory CIP is exceedingly rare [53]. Finally, as previously
of the respiratory chain was probably caused by nitric ox- cited, CIP and CIM often coexist.
ide, a reactive oxygen and nitrogen species, and was facil-
itated by depletion of the intracellular antioxidant reduced Direct muscle stimulation (DMS) combined with stan-
glutathione. Damage or inhibition of complex I was in turn dard investigation has been proposed to overcome some
responsible for decreasing the mitochondrial capability to of these problems [17,18]. In DMS both the stimulating
generate ATP. Bioenergetic failure is therefore an impor- and the recording electrodes are placed in the muscle dis-
tant pathogenetic mechanism underlying sepsis-induced tal to the end-plate zone (Fig. 2) [54]. A patient with neu-
muscle failure, similar to that described for peripheral ropathy will have a reduced or absent action potential
nerve failure (see above). Whether bioenergetic failure when using conventional stimulation (i.e. through the
correlates with muscle transmembrane resting potential motor nerve), but normal action potential when using
and sodium channel alteration remains unanswered. DMS (Fig. 2b); in the case of myopathy, the action poten-
tial will be reduced or absent after both conventional stim-
The ultimate effectors of proteolysis are intracellular ulation and DMS (Fig. 2c). Despite the apparent simplicity
proteolytic systems, namely the ubiquitin-proteasome, of the technique, DMS is technically demanding and
calpains, lysosomal and non-lysosomal systems [48–50]. requires thorough practice to obtain reliable results [15••].
Activation of proteolytic systems, particularly ubiquitin-
proteasome and calpains, has long recognized to play Muscle biopsy is an invasive method, and results are not
a role in CIM [4,40,51]. Pro-inflammatory cytokines, to- immediately available. A percutaneous method using
gether with decreased levels of anabolic hormones (insu- a conchotome reduces invasiveness to a minimum. Rapid
lin and insulin-like growth factor-1), and increased levels methods (24 hours) to quantify the myosin/actin ratio
of catabolic hormones (cortisol, catecholamines and glu- based on electrophoresis are also being studied [55••].
cagon), generate a powerful catabolic effect, possibly to Stibler et al. showed that a mean value of the myosin/actin
make muscle amino acids available for key processes ratio was 1.37 (SD 0.21) in controls and 0.37 (SD 0.17) in
[40]. Recently, Di Giovanni et al. [52••] studying patients CIM patients, without overlapping values [55••]. In cases
with CIM and muscle atrophy, showed that, while the ac- of persisting muscle weakness or paralysis of uncertain
tivation of the ubiquitine ligase pathway was common to cause, open muscle biopsy can rarely be indicated to ex-
neurogenic and myogenic atrophy, only patients with clude infectious causes; inflammatory infiltrates are typi-
CIM activated the transforming growth factor (TGF)- cally absent in CIM.
beta/MAPK pathway. TGF-beta/MAPK cascade is not
dysregulated in inflammatory myopathies associated with
necrotic features, including dermatomyositis, polymyositis How many patients develop critical
and inclusion body myopathy, and may represent a specific illness myopathy?
feature of CIM leading to myofilament loss and apoptosis. The true occurrence of CIM is unknown. As for CIP, the
patient’s case-mix, the diagnostic criteria used, and the
Diagnosing critical illness myopathy timing of evaluation are factors influencing the occurrence
Diagnosis of CIM and differential diagnosis between CIP of CIM. The crude proportion of critically ill patients
and CIM are often not possible in ICU patients for several reported to develop CIM varies substantially among cen-
reasons. First, clinical differentiation is unreliable, because ters and is useless, if population – the denominator of the
patients cannot cooperate for accurate sensory and (in proportion – is not clearly defined. As an example, the oc-
some cases) motor testing. Second, needle electromyogra- currence of CIM was 0.09% of patients admitted when all
phy can help distinguish between the two entities only admissions in a 5-year period were considered (39 patients
130 Neuroscience

Figure 2. Direct muscle stimulation

With this technique, both the stimulating and the


recording electrodes are placed in the muscle so
that the action potential can be obtained even if the
nerve is damaged. In case of myopathy, the action
potential will be reduced or absent after
conventional stimulation through the nerve and
direct muscle stimulation. Modified from [54].

with CIM out of 44,000 patients admitted) [32], and 7% Conclusions


when only 100 critically ill patients undergoing liver trans- CIP and CIM complicate the clinical course of the most
plantation in the same institution were considered [56]. severely ill patients admitted to ICUs. Future studies
We suggest using as a denominator the number of patients should better define the clinical characteristics of such
with at least one organ failure defined according to the patients to make different series comparable, and to de-
Sequential Organ Failure Assessment (SOFA) score, which fine risk factors accurately. Defining a population at risk
has been validated for repeated daily evaluation [57,58]. of developing CIP, CIM or both would be of great interest
to patients, since these neuromuscular complications may
last for months or years after ICU discharge, causing
Risk factors for critical illness myopathy chronic disability [60–62]. The availability of simplified
and polyneuropathy diagnostic techniques and machines for electrophysiolog-
Sepsis, multi-organ dysfunction syndrome, multi-organ
ical investigations of peripheral nerves and muscles in the
failure, female sex, use of corticosteroids, severe asthma,
ICU patient would also be welcome.
ionic abnormalities, malnutrition and immobility are fre-
quently cited causes of CIP and CIM in humans [2,5–
7,14,16,18,33,35–38]. As already noted, many of these Acknowledgement
studies selectively included patients with the risk factor We are indebted to Diego Manzoni, MD, who carefully reviewed this paper.

under evaluation, thus precluding a definite answer. In


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