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Energy
journal homepage: www.elsevier.com/locate/energy
a r t i c l e i n f o a b s t r a c t
Article history: Nowadays, the large and small districts are proposing a new city model, called “the smart city”, which
Received 19 March 2012 represents a community of average technology size, interconnected and sustainable, comfortable,
Received in revised form attractive and secure. The landscape requirements and the solutions to local problems are the critical
8 September 2012
factors. The cities consume 75% of worldwide energy production and generate 80% of CO2 emissions.
Accepted 10 September 2012
Available online 5 October 2012
Thus, a sustainable urban model, “the smart city”, is sustained by the European Commission. In this
paper, a model for computing “the smart city” indices is proposed. The chosen indicators are not
homogeneous, and contain high amount of information. The paper deals with the computation of
Keywords:
Energy
assigned weights for the considered indicators. The proposed approach uses a procedure based on fuzzy
Sustainability logic and defines a model that allows us to estimate “the smart city”, in order to access European funding.
Smart city model The proposed innovative system results in a more extended comprehension and simple use. Thus, the
Fuzzy logic model could help in policy making process as starting point of discussion between stakeholders, as well
IEE project funding as citizens in final decision of adoption measures and best evaluated options.
Ó 2012 Elsevier Ltd. All rights reserved.
0360-5442/$ e see front matter Ó 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.energy.2012.09.028
Author's personal copy
proposed in [10]. The fuzzy logic approach, referring to sustainable does not deal with the leading European metropolises, but with
development in agricultural landscapes, for evaluating single medium-sized cities and their perspectives for development. Even
agricultural production practices by means of environmental, though the large majority of the urban population lives in such
economic, and social indicators is used in [11]. cities, the main focus of urban research tends to be on the ‘global’
The paper deals with a fuzzy logic based model for evaluating metropolises. As a result, the challenges of medium-sized cities,
the smart cities. An application based on weights calculated with which can be rather different, remain unexplored to a certain
fuzzy logic for the cities of Italy is conducted. The results allow us to degree. Medium-sized cities, which have to face the competition of
estimate “the smart city” in accordance with the established the larger metropolises on corresponding issues, appear to be less
objectives. well equipped in terms of critical mass, resources and organizing
capacity.
2. Funding under the Intelligent Energy e Europe (IEE) To enforce the development and achieve a good position, these
programme cities have to point on identifying their strengths and chances for
positioning and ensuring the comparative advantages in certain
The European Union has set targets to achieve clean and secure key resources, against other cities of the same level. City rankings
energy for tomorrow. An optimal use of available tools is necessary are a tool to identify these assets. Nowadays, even they are quite
to meet these targets [12]. A wide range of technologies and common, current rankings are very different in their approaches or
methods are available to improve energy efficiency, transform methods. Mostly, they have quite specific aims focused on share-
renewable into viable energy sources and reduce emissions. holder interests. Also, the local governments discuss ranking results
However, market conditions prevent them from reaching their full in public, if the own city is not highly ranked. Due to different
potential. This is where the Intelligent Energy e Europe programme interests behind rankings, used indicators and methodology
comes in. The Intelligent Energy e Europe (IEE) programme is approaches, it is also normal that one city is ranked very different in
giving a boost to clean and sustainable solutions and supports their various rankings. Additionally, medium-sized cities are often not
use and dissemination, as well as the Europe-wide exchange of considered when they are not recognized on a global level, which
related knowledge and know-how. would actually premise already a very good position. For the
The projects aim to fulfill the three main objectives: ranking, a city sample selection is necessary. According to the
project’s aim and its duration, a feasible sample should fulfill two
- promoting energy efficiency and encouraging the rational use criteria:
of energy sources;
- increasing the use of new and renewable energy sources as - cities should be of medium size and
well as encouraging energy diversification; - they should be covered by accessible and relevant databases.
- stimulating energy efficiency and renewables in the field of
transport. The most comprehensive list of cities in Europe is provided by
the Espon 1.1.1 project [14]. Almost cities 1600 cities in the Espon
Intelligent Energy e Europe (IEE) offers support to organizations space (EU27 þ NO þ CH) are covered, with data on population and
willing to improve energy sustainability. The programme, launched some functional data. For these reasons, three criteria are elabo-
in 2003 by the European Commission, is part of a broad support to rated on the basis of these 1600 cities:
create an energy-intelligent future. In addition, supports EU energy
efficiency and renewable energy policies, with the goal to reach the - urban population between 100,000 and 500,000 (to obtain
EU 2020 targets (20% reduction in greenhouse gas emissions, 20% medium-sized cities);
improvement in energy efficiency and 20% of renewable in EU - at least 1 University (to exclude cities with weak knowledge
energy consumption). Intelligent Energy e Europe creates better basis);
conditions for a more sustainable energy future in areas like - catchment area less than 1,500,000 inhabitants (to exclude
renewable energy, energy-efficient buildings, industry, consumer cities which are dominated by a bigger city).
products and transport. Achieving this, Europe will also boost its
competitiveness, security of energy supply and innovation Additionally, the fact if a city is covered by the database of the
standing. The programme, available until 2013, is open to all EU Urban Audit e a European wide database on cities e is decisive
Member States, plus Norway, Iceland, Liechtenstein, Croatia and the for the benchmark, as for reasons of data availability. Hence, 94
Former Yugoslav Republic of Macedonia. A budget of 730 millions V cities remained. After a further adaptation and elaboration of
is available to fund projects and implement European portals, cities, and data accessibility and quality, 70 cities are chosen for
facilities and initiatives. the sample [13].
3. Smart cities
4. Reference standardization and aggregation
The European Commission promoted “the smart city” calls
regarding energy efficiency, renewable energy and green mobility This section reports the present system used for evaluating the
for the large urban cities [13]. In this way, considering the invest- smart cities. This model leads to possible unsatisfactory results. In
ments in low greenhouse gas emission technologies, a large order to compare the different indicators, the standardization of
opportunity for the European industry to become a leader in high values is required. One method to standardize the values is using
efficient and clean technology is available. Against the background the z-transformation [13]:
of economic and technological changes caused by the globalization
xi x
and the integration process, cities in Europe face the challenge of zi ¼ (1)
combining competitiveness and sustainable urban development s
simultaneously. Very evidently, this challenge is likely to have an Through this method, all indicator values are transformed into
impact on issues of Urban Quality such as housing, economy, standardized values with an average of 0 and a standard deviation
culture, social and environmental conditions. However, this project of 1. For obtaining the results on the level of factors, characteristics
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and each city final result, the values aggregation on the indicator A perspective that can be misleading in the selection of smart
level is required. For indicators aggregation, the coverage rate of city indicators is to consider the smart city as measurable in a single
each indicator is considered. A certain result from an indicator, way. The relationship between smart city and human decisions is
covering all 70 cities, weights therefore a little more than from an interconnected. It is now impossible to assert that there exists
indicator covering only 60 cities. In addition to this small correc- a difference between objective and subjective indicators. A set of 18
tion, the results are aggregated on all levels without any weighting. smart city indicators are reported in Table 1. Since the codification
The aggregation is done additive, but divided through the number in categories of smart city indicators encloses in itself some
of values added. That allows including also cities that do not cover elements of arbitrariness, the technical definition of an indicator
all indicators. Their results are calculated with the available values. justifies its use and purpose based on its characteristics.
Still, it is necessary to provide a good coverage over all cities to Some essential terms for the predisposition of smart city indi-
receive reasonable results. For the 70 cities and 74 indicators, cators are:
a coverage rate of 87% is achieved.
A “smart city” is a city well performing in 6 characteristics. a) identification of the space and time context that is taken as
These characteristics are built on the ‘smart’ combination of reference for the survey of the database;
endowments and activities of self-decisive, independent and aware b) decision on the type of information that must be transferred,
citizens. and choice of a method to synthesize the information;
Indicators Weighting c) investigation of some property that would characterize the
a) Smart economy definition of a smart city indicator.
Innovative spirit 3 17%
Entrepreneurship 2 17% Therefore, it is possible to equip the policy maker with infor-
Economic image & trademarks 1 17% mation for “ready consultation”, to provide him the information
Productivity 1 17%
Flexibility of labor market 2 17%
that puts him in situation to attend and to estimate the effects of
International embeddedness 3 17% the intervention.
Ability to transform 0 0%
Total 12 100% 6. Applications of fuzzy logic for evaluating smart cities
b) Smart mobility
Local accessibility 3 25%
(Inter-)national accessibility 1 25% The “smart cities” classification with the help of the z-trans-
Availability of ICT-infrastructure 2 25% formation appears inadequate to evaluate the indicators. In addi-
Sustainable, innovative and safe transport systems 3 25% tion, the z-transformation does not provide more objectiveness to
Total 9 100%
the obtained results. A fuzzy logic based model for evaluating the
c) Smart environment
Attractiveness of natural conditions 2 25%
smart cities is proposed in the present paper.
Pollution 3 25% Typically the base structure for a smart city plan is a matrix
Environmental protection 2 25% expressed with [15]:
Sustainable resource management 3 25%
Total 10 100% G1 . GJ
d) Smart people
A1 411 . 41J
Level of qualification 4 14% (2)
Affinity to lifelong learning 3 14%
« « «
Social and ethnic plurality 2 14% AI 4I1 . 4IJ
Flexibility 1 14%
Creativity 1 14% where Gj indicates an objective or a smart city characteristic;
Cosmopolitanism/open-mindedness 3 14%
G ¼ {G1, G2,., GJ} is a set of J smart city characteristics, Ai is an
Participation in public life 2 14%
Total 20 100% alternative or option and A ¼ {A1, A2,., AJ} is a set of mutually
e) Smart living exclusive plans; 4ij indicates the result of the plan Ai regarding the
Cultural facilities 3 14% objective Gj. Generally weights {w1, w2,., wJ} are introduced to
Health conditions 4 14% represent the different value of various opportunities.
Individual safety 3 14%
Housing quality 3 14%
Education facilities 3 14%
Table 1
Touristic attractiveness 2 14%
Smart city indicators.
Social cohesion 2 14%
Total 20 100% Indicators
f) Smart governance
1. Pollution.
Participation in decision-making 4 33%
2. Innovative spirits
Public and social services 3 33%
3. CO2
Transparent governance 2 33%
4. Transparent governance
Political strategies & perspectives 0 0%
5. Sustainable resource management
9 100%
6. Separated littery
7. Education facilities
8. Health conditions.
The objective is to correctly establish the value to assign to an 9. Sustainable, innovative and safe public transportation
indicator. The assigned value provides a synthetic description of the 10. Pedestrian areas
reality, which in practice is difficulty established. 11. Cycle lanes
12. Green areas
13. Production of municipal solid waste
5. Smart city indicators: uncertainty in defining them 14. GWh household
15. Fuels
An International and European agreement on smart city indi- 16. Political strategies & perspectives
cators has not been found, because smartness is not always easily 17. Availability of ICT-infrastructure
18. Flexibility of labor market
measurable.
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are used to provide information based on the C1,., Ck criteria [16]. Criteria J1 J2 J3 J4 J5
The information assigned by judges are fuzzy trapezoid numbers Smart economy 4 5 5 6 5 5 5 5 6 7 7 8 4 5 6 7 6 6 7 7
given by2 Smart environment 6 7 7 8 5 5 5 5 7 8 8 9 5 5 7 7 7 8 8 8
Smart energy and 8 8 9 9 6 7 8 9 6 6 7 7 7 7 8 9 6 6 6 6
ða=b; g=dÞ (3) mobility
Smart governance 4 5 6 7 5 5 6 6 4 6 7 7 5 5 6 6 5 6 6 7
Table 3 Table 5
Indicators matrix, evaluated by smart governance criteria. Indicators average value.
Z1 Table 6
FðAi Þ ¼ ð1=2Þ $½g1 ðyjAi Þ þ g2 ðyjAi Þ dy Weights components.
0 W X Y Z L1 L2 U1 U2
1 1 1 1 2.152 2.582 3.224 3.479 0.015 0.415 0.003 0.258
¼ $ðL1i þ U1i Þ þ $ðL2i þ U2i Þ þ $ðZi þ Wi Þ (29) 2 2.69 3.089 3.771 4.064 0.011 0.388 0.002 0.295
6 4 2
3 2.58 2.995 3.646 4.031 0.014 0.401 0.01 0.395
4 1.764 2.165 2.609 2.907 0.017 0.384 0.006 0.304
5 2.72 3.155 3.776 4.101 0.014 0.421 0.005 0.33
7. Smart city model proposed 6 2.54 3.098 3.959 4.528 0.017 0.541 0.017 0.586
7 2.683 3.224 3.995 4.565 0.014 0.527 0.017 0.587
The example considers a possible smart city model. The model 8 2.342 2.718 3.562 4.056 0.011 0.365 0.017 0.511
9 3.394 3.915 4.883 5.435 0.017 0.504 0.013 0.565
is obtained using 5 judges, 4 criteria (smart economy, smart
10 2.205 2.65 3.398 3.799 0.017 0.428 0.013 0.414
11 1.847 2.214 2.83 3.127 0.013 0.354 0.007 0.304
Table 4 12 2.66 3.131 3.961 4.418 0.015 0.456 0.011 0.468
Criteria average value. 13 3.459 3.924 4.918 5.362 0.011 0.454 0.006 0.45
14 3.108 3.527 4.402 4.892 0.013 0.406 0.011 0.501
n1¼ 5 5.6 6 6.6 15 3.211 3.673 4.418 4.801 0.016 0.446 0.004 0.387
n2¼ 6 6.6 7 7.4 16 2.345 2.673 3.444 3.878 0.007 0.321 0.012 0.446
n3¼ 6.6 6.8 7.6 8 17 1.413 1.62 2.149 2.371 0.006 0.201 0.006 0.228
n4¼ 4.6 5.4 6.2 6.6 18 2.326 2.663 3.517 3.85 0.011 0.326 0.008 0.341
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Table 7
Defuzzification.
Table 8
Smart city indices.
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