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Computers, Environment and Urban Systems 40 (2013) 7–13

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Computers, Environment and Urban Systems


journal homepage: www.elsevier.com/locate/compenvurbsys

3D property research from a legal perspective


Jenny Paulsson a,1, Jesper M. Paasch b,⇑
a
KTH Royal Institute of Technology, Real Estate Planning and Land Law, Brinellvägen 1, 10044 Stockholm, Sweden
b
Lantmäteriet [Swedish Mapping, Cadastral and Land Registration Authority], 80182 Gävle, Sweden

a r t i c l e i n f o a b s t r a c t

Article history: This article investigates and discusses 3D property research, as evidenced by conference papers and other
Available online 26 January 2013 publications written in English, to analyze the distribution of interest areas and the occurrence of legal
aspects and trends within 3D property research occurring between 2001 and 2011. A total of 156 publi-
Keywords: cations on 3D property were examined. The publications were classified in four different categories,
3D property which represent different aspects of 3D property: legal, technical, registration and organizational. More
3D cadastre 3D property research has been conducted on technical aspects and registration than legal aspects. In the
Classification
legal category, most studies addressed national legislation and the practical use of (national) legislation.
Legislation
The authors believe that further fundamental legal research on 3D property is needed. The quantity of
research could be increased, for example, by promoting international discussion and increasing the num-
ber of comparative legal studies on 3D property rights. Additional and more focused attention should be
given to international matters, such as comparative studies on the use of 3D property concepts, the devel-
opment of (international) 3D property terminology and cooperation between 3D property unit owners.
Ó 2013 Elsevier Ltd. All rights reserved.

1. Introduction It seems reasonable to investigate the legal issues on which the


3D property research community should focus. The reason to sur-
This article is partly based on a presentation (Paulsson & Paasch, vey 3D property publications is that, to the authors’ knowledge, no
2011) given at the second 3D cadastre workshop in Delft in 2011 such literature survey exists. The authors believe that the scientific
(van Oosterom, Fendel, Stoter, & Streilein, 2011) (hereafter referred community would benefit from a survey and discussion of current
to as the second 3D Delft workshop 2011) and continues the work- trends in 3D property research as a stimulus to further discussion
shop discussion on the content of 3D property research (Banut, regarding where research in the field is or should be heading.
2011).
1.2. Aim

1.1. Background This article aims to investigate and discuss 3D property re-
search, as evidenced by conference papers and other publications
3D property has been the subject of increased research activity written in English, to analyze the distribution of interest areas
during the last decade. The research has covered a number of top- and the occurrence of legal aspects and trends. The outcome is
ics ranging from legislative aspects to data management and visu- threefold: (1) a presentation of the thematic distribution of 3D
alization. Although 3D property has a foundation in legislation, the property publications for the period 2001–2011 according to a pro-
authors have noted a tendency to focus on non-legal, e.g., technical, posed classification system, (2) an identification of current trends
questions in 3D property research rather than on legal issues, in legal research on 3D property and (3) suggestions on how to in-
which are the basis of 3D property. This observation is supported crease the quantity of legal research and the aspects of the topic on
by the discussions during the second 3D Delft workshop 2011, which such research should focus.
which resulted in a conclusion by the Legal Framework for 3D The intended readership is researchers who conduct 3D prop-
Cadastres working session that further research on the legal as- erty research and land law specialists as well as academics and
pects is required (Banut, 2011, pp. 3–4). This conclusion raises other professionals engaged in land transactions and management
the question of how research on legal aspects should be increased. who have not previously engaged in the field.

⇑ Corresponding author. Tel.: +46 26 633301; fax: +46 26 634710. 1.3. Method and delimitation
E-mail addresses: jenny.paulsson@abe.kth.se (J. Paulsson), jesper.paasch@lm.se
(J.M. Paasch). The methodological basis used in this article is a survey and
1
Tel.: +46 8 7906661; fax: +46 8 7907367. analysis of publications on 3D property.

0198-9715/$ - see front matter Ó 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.compenvurbsys.2012.11.004
8 J. Paulsson, J.M. Paasch / Computers, Environment and Urban Systems 40 (2013) 7–13

The authors first develop a classification system suitable for This study should not be considered comprehensive. Instead,
dividing 3D property research into categories. Next, a study of the study attempts to illustrate the distribution of research activi-
the thematic distribution of 3D property publications is conducted, ties as a basis for discussion on increasing the awareness of legal
and the publications are then classified according to the proposed issues in 3D property research. A survey on national language pub-
classification system. The survey identifies current trends in legal lications, rather than publications in English, would be a valuable
research. Suggestions are offered on how to increase the quantity contribution to this type of research. However, for practical rea-
of legal research in the field in addition to the aspects of the topic sons, such a survey has been omitted from this study. In addition
on which future research should focus. to the presentation of results in Section 3, an analysis of the legal
Many publications on 3D property exist. Therefore, the study research is performed and the trends of the studied period are
has been limited to the literature published between 2001 and identified, which reveals, e.g., the distribution of research classified
2011 that is listed on the International Federation of Surveyors into major topics. The quantity of collected data is too limited to
(FIG) 3D cadastre working group website.2 The reason to concen- use in a detailed statistical trend analysis. However, the major
trate on the last decade is that the first 3D cadastre conference in trends are analyzed.
Delft in 2001 (van Oosterom, Stoter, & Fendel 2001) (hereafter re-
ferred to as the first 3D Delft workshop 2001) was a starting point 1.4. Classification
for organized international activity in 3D property research. The
publications listed at the FIG website were selected for study be- To discuss the distribution of the topics addressed in 3D
cause the list is the result of the cooperation of researchers active property research, a standardized structure for classifying the
in the 3D property field and therefore a representative overview of topics is required. Any classification is the result of the inten-
the research that has been conducted. However, the FIG publications tions of the classifier. The content of and differentiation between
are intended for an international audience and therefore written in the groups can be discussed, and a strictly objective result may
English. This requirement limits the number of publications, partic- not be achieved. To the authors’ knowledge, a standardized sys-
ularly on national 3D property issues, which are to a considerable tem for the classification of 3D property (or other real property)
extent published in the language of the country studied because research topics does not exist. However, different attempts have
the research possesses a primarily national interest. Thus, these pub- been made.
lications are inaccessible to the international community. In Sec- Three examples of the classification of topics are as follows:
tion 5, the availability of non-English publications is addressed in (1) the first 3D Delft workshop 2001, where the sessions were
regard to future research. divided into three categories: technical; legal and organizational,
The theme of each publication is analyzed and assigned to one (2) the second 3D Delft workshop 2011, where the sessions were
of four categories. The classification system used in this article is divided into four categories: legal framework 3D cadastres, initial
described in Section 1.4. The survey revealed that most publica- registration of 3D parcels, 3D data management and visualization,
tions could be assigned to more than one category. Often, two or distribution and delivery of 3D parcels and (3) the classification
even three themes were addressed in the same text. This method- provided by Aien, Rajabifard, Kalantari, and Williamson (2011),
ological problem of inconsistent data is solved by introducing so- which provides three general categories of 3D cadastre: legal,
called primary and secondary themes into the categories. The pri- technical and institutional. According to Aien et al., the legal as-
mary theme is the dominant theme in each publication and used as pect supports the registration of 3D properties in a 3D cadastre.
a basis for thematic classification. The secondary theme is the less Technical aspects refer to the use and knowledge of methods,
dominant theme (or themes) of the publication. The primary and models and tools to perform 3D cadastre, such as the progress
secondary themes do not belong to the discussion of the thematic in computers and data-capture methods. Cadastres are only
distribution of publications between the categories. Instead, they meaningful when they exist in an institutional context, e.g., by
comprise a discussion in the legal analysis. defining tasks and responsibilities of the public registration
The legal theme is of particular interest for this study and ana- administration. The institutional aspects can be divided into cat-
lyzed in regard to its legal context, such as the development of leg- egories, e.g., the execution and protection of regulations and the
islation and implementation, in Section 4. Based on the analysis, provision of unified 3D concepts, such as the apartment, 3D
legal trends in 3D property research are identified and discussed. ownership and 3D property.
Section 5 discusses how to increase legal research and how to stim- The categories listed above are useful for the classification of 3D
ulate interest in topics that have been neglected in 3D property le- property research. However, as a basis for the literature survey, a
gal research during the last decade. more nuanced classification may be required. The legal session of
The publications exhibit a large variety in research approach, the first 3D Delft workshop 2001 and the legal framework 3D cadas-
structure and scope. They range from conference proceedings of tres session of the second 3D Delft workshop resemble the legal
a few pages to doctoral theses that provide in-depth analyses of category of Aien et al. (2011). The initial registration of 3D parcels
3D property issues. Initially, the authors investigated whether it and 3D data management and visualization, distribution and delivery
was scientifically reliable to classify each publication using the of 3D parcels categories of the second 3D Delft workshop 2011
keywords, where available, to describe the content. However, it seem to correspond to the technical categories used during the first
soon became obvious that most keywords were not suitable for 3D Delft workshop 2001 and in Aien et al., based on the content of
use in classification. The majority of the keywords are highly gen- the presentations. The organizational category of the first workshop
eral, such as ‘‘3D cadastre’’ and ‘‘Land management’’, and therefore corresponds to the institutional category of Aien et al. but was not
could not be used for classification. This terminological inconsis- represented by a session of the second 3D Delft workshop 2011.
tency of keywords is discussed in Section 4.2. The standardization of categories of 3D property research may
The survey describes the thematic distribution of in total 156 be a subject for future discussion and is outside the scope of this
publications, which cover 3D property research in Europe, North article.
America, South America, Africa, Asia and Australia. Questions such as the development and implementation of leg-
islation and the creation of a legal framework belong to the legal
domain. Arguably, the registration of 3D property is part of the le-
gal framework because the existence of a legal system is a precon-
2
www.gdmc.nl/3DCadastres/literature/ (accessed September 29th, 2012). dition for legal enforcement through registration. However, it may
J. Paulsson, J.M. Paasch / Computers, Environment and Urban Systems 40 (2013) 7–13 9

also be argued that registration should be included in the technical 2. Legal aspects of 3D property
category due to the use of, for example, data systems and data stor-
age in registration. Therefore, the somewhat ambiguous term ‘‘reg- There is no given structure in law. One approach to structuring
istration’’ has been treated as an independent topic in this study the legal domain is to divide it into smaller parts, ranging from the
and includes topics such as data storage and the maintenance of fundamental question regarding what law is to the question of the
cadastral information in land administration and management sys- development of different legal ’’families’’ or other classification
tems, spatial and temporal dimensions, data integration and systems, see Zweigert and Kötz (1998). Any classification occurs
height-representation purposes. In this study, registration is pri- according to the conditions and principles determined and applied
marily considered a (semi-)technical aspect, which would make by the classifier and are therefore to a certain extent subjective.
it possible to consider the technical and registration categories to- Many difficulties are connected with comparative studies of legal
gether in comparison with the legal category. Cadastres aim to reg- systems, which must be considered when interpreting the results.4
ister the legal status of and property rights associated with land That legislation and practice are constantly changing makes it diffi-
and must progress toward improved cadastral management to pre- cult to maintain a static perspective in a comparison. Although rule
vent future registration complications (Banut, 2011, p. 2). There- comparison is a common means to perform comparative legal stud-
fore, it is relevant to designate registration as a separate category. ies, there are other ways to perform legal research. To understand
Technical issues, such as spatial data infrastructure, data mod- the rules, the legal and non-legal context of the rules must also be
eling, database management, geographic information systems considered.
(GIS), visualization and geometrical representation, cadastral sur- Legislation is a foundation of 3D property. Without proper leg-
veying, geometry, topology and data-exchange formats as well as islation, 3D properties cannot be formed. The technical, registra-
technical questions that relate to distribution and delivery and tion and organizational aspects are more pragmatic. Therefore,
the technical aspects of the international standard for land admin- the legal foundation should be established before the application
istration ISO 19152 – Land Administration Domain Model (LADM) of a 3D cadastral system can be discussed.
(ISO, 2012),3 are related to the technical aspects of 3D property. Related to the difficulty of establishing a common terminology
‘‘Institutional’’ is a more limited term than ‘‘organizational’’. There- for 3D property is the international variety of such property, which
fore, in the following classification, ‘‘organizational’’ is proposed as makes it difficult to make comparisons in this field and to under-
a category. This category includes how properties are organized stand which research is related to 3D property. Internationally,
and financed and how public and private institutions act and interact we find a number of different concepts of 3D property rights.5
to organize the development and implementation of 3D property. These concepts are related to using or owning a three-dimensionally
Organizations and good governance address, e.g., understanding delimited part of a property volume. The concepts have different
the need for 3D cadastral information, collaboration, cooperation names in different parts of the world, and the types vary with the na-
and the integration of organizations and organizational structures tional legal system. However, it is still possible to fit the concepts
(Sutherland, 2001, p. 321). Operational aspects include the need to into more general categories with similar features.
understand policy and strategy to optimize operations, task design, The most prevalent concepts are the independent 3D property
optimal database design and implementation to meet client needs and the condominium (also known as apartment ownership), which
and organizational goals. Additionally, operational aspects include can be found in several countries around the world. The indepen-
methods of 3D cadastral data collection, processing and output dent 3D property refers to a volume of space that is subdivided
(Sutherland, 2011, p. 322). and separated from the remainder of the property. Often, the space
Based on the above considerations, the authors use the follow- is a larger unit that includes several apartments or offices or a
ing four categories for classification: Legal, Technical, Registration space that is used for infrastructure facilities, such as tunnels.
and Organizational. The condominium 3D property concept can be found throughout
Legal: The legal category contains publications on topics such as the world. A condominium is typically a combination of the own-
real property rights, restrictions, responsibilities, real property, ership right to a specific part of a building combined with a share
superficies solo credit, security of tenure, legislation, subdivision, in the common property that surrounds the condominium (the
spatial planning, legal objects and the legal framework. land on which the building stands, the staircases and other facili-
Technical: The technical category contains publications on top- ties) and mandatory membership in the owners’ association. The
ics such as database management, spatial data infrastructure, data concept is used to subdivide a building into several separately
models, GIS, visualization and geometrical representation, cadas- owned apartment units. Two main sub-types of condominium
tral surveying, geometry, topology, exchange formats and the tech- ownership are the condominium ownership model and the condo-
nical aspects of distribution and delivery. minium user right model. In the condominium ownership model,
Registration: The registration category contains publications on the apartment is owned independently, similar to a piece of land,
matters that concern the registration of 3D property in land admin- and regarded as a real property unit, whereas the land on which
istration systems, such as the content, storage, structure and main- the apartments stand and the common parts of the building are
tenance of 3D property information. ‘‘Land administration system’’ jointly owned. In the condominium user right model, the condo-
refers to any system that stores 3D property information, such as minium owners jointly own the building and the surrounding
land registers and purpose cadastres. grounds. The individual owner possesses only a certain share in
Organizational: The organizational category contains publica- the common property, to which an exclusive right to use a specific
tions on institutional, management and capacity-building issues. apartment in the building is connected (Paulsson, 2007).
Organization is primarily a question of efficiency and how to orga- Other types of 3D property rights are, e.g., the indirect ownership
nize and manage 3D property. Examples of organizational issues forms, including tenant-ownership, where a tenant-owner associa-
include good governance, operational aspects and financial tion owns the apartment building and the land on which the build-
aspects. ing stands and the members provide capital for the right to use the
apartment. This concept is common in Sweden. Another example is

4
See von Bar (2004), Bogdan (2004), David et al. (1974, Chap. 2), Van Hoecke
(2004) and Zweigert and Kötz (1998).
3 5
See Lemmen (2012) for an introduction. For a more detailed survey of these concepts and types, see Paulsson (2007).
10 J. Paulsson, J.M. Paasch / Computers, Environment and Urban Systems 40 (2013) 7–13

the limited company system, where a joint stock company owns the 4. Analysis
property, whereas the residents, by acquiring shares in this com-
pany, obtain the right to exclusively use one of the building’s apart- 4.1. Legal research
ments. This concept is common in Finland.
The structure, principles and rules for 3D property are basically Technical, registration and organizational issues are important
similar for different countries and legal systems. The actual prob- if 3D property information is to be transferred, registered, orga-
lems appear to be the same but are typically solved differently in nized and presented in a socially acceptable manner. However,
each country (van der Merwe, 1994, chap. 5). From the perspective these activities cannot be performed without a legal foundation.
of international studies, a number of key factors related to 3D All transferred, registered, and visualized information is based on
property that seem to be important to problem-solving and com- legislation. As can be observed in Table 1, many publications de-
mon to most forms and systems can be discerned. These factors in- scribed more than one subject. Legal issues were often described
clude the delimitation of property units, the definition of common as secondary subjects, for example, as an introduction to technical
property, the forms of cooperation between property unit owners, and registration issues. Perhaps these introductory descriptions of
management and regulation issues, as well as the settlement of legal issues cannot (and should not) be avoided in non-legal publi-
disputes and insurance solutions (Paulsson, 2007). Case studies cations. However, certain researchers could have assumed that the
have shown that more or less substantial amendments to statutes legal foundation already exists and described problems and appli-
have been required in these areas, with shortcomings persisting cations based on that assumption, which may be one explanation
after many years of use and changes continuing to be made (Pauls- for the low number of legal contributions to 3D property research
son, 2007). during the investigated period.
Of the 28 publications assigned to the legal category, the major-
ity addressed more than one legal aspect. These aspects include, to
3. The literature survey a greater or lesser extent, the development and description of na-
tional 3D property legislation, the international comparison of 3D
3.1. Results property concepts and legislation, terminology, studies on domes-
tic 3D property solutions, studies on other national legal 3D prop-
The results of the literature survey are divided into two parts. erty systems and comparative analysis, and the practical use and
The number of publications that belong to each category and the implementation of legislation. The contributions were evenly dis-
content of the legal category are presented. tributed among these themes. However, most of the contributions
described national legislation and the practical use of (national)
legislation.
3.1.1. Distribution between categories
A total of 28 of the 156 analyzed publications were assigned to
the legal category, 63 to the technical category, 59 to the registra- 4.2. Classification
tion category and six to the organizational category. The number of
contributions in the categories varies during the studied decade According to the survey, the legal aspects constitute a small
(Table 1). The largest number of contributions was in 2011, the last portion of the current research on 3D property. Particularly when
year of the period, when 52 publications were published in total. the legal category is contrasted with the other three categories
The years 2001 and 2011 were the most productive years during (technical, registration and organizational) combined, the differ-
the surveyed period due to the first and second special conferences ence is considerable. In the classification, it was occasionally diffi-
on 3D cadastre that occurred in those years. The year 2007 pro- cult to determine to which of the technical and registration
duced the lowest number of publications during the surveyed per- categories a publication should be assigned.
iod with one publication in the legal and technical categories each. According to the survey, there is a tendency for several publica-
The legal category is the second-least researched among the cate- tions to address more than a single topic. Therefore, it was difficult
gories. With six publications, the organizational category is smal- to classify all of the publications precisely. Of course, a discussion
ler. The legal contributions increased numerically in 2011, as of certain aspects might have been required to introduce a topic.
have the contributions in the other categories. In addition, the sur- However, the scientific contribution would be more focused if pub-
vey revealed that most publications could be assigned to more lications would present one or perhaps two topics and not include
than one category, e.g., legal and registration or technical and reg- legal, technical, registration and organizational topics in the same
istration. These secondary subjects are marked with () in Table 1. article. For example, several publications start by briefly mention-
ing legal aspects in the introduction but proceed to a technical or
registration aspect without connecting these new topics to the le-
gal aspects. Therefore, it is questionable whether such publications
Table 1 should be included in the legal category.
Surveyed 3D property publications, 2001–2011. () = secondary subjects. In the publications that are assigned to the legal category or the
Year Legal Technical Registration Organizational Total/year other groups, there are few contributions that concern terminol-
ogy. These results agree with the conclusions of Paasch and Pauls-
2001 7 (9) 10 (5) 11 (6) 2 (7) 30 (27)
2002 2 (1) 2 (2) 4 (3) 0 (1) 8 (7) son (2011). The first 3D Delft workshop 2001 discussed the
2003 3 (5) 8 (0) 4 (7) 1 (3) 16 (15) terminology problems to a certain extent. However, since then, lit-
2004 0 (3) 5 (3) 4 (3) 0 (1) 9 (10) tle research related to this problem seems to have been performed
2005 0 (3) 4 (1) 6 (0) 0 (0) 10 (4) until the contributions to this topic of the second 3D Delft work-
2006 2 (2) 3 (1) 4 (3) 0 (0) 9 (6)
2007 1 (0) 1 (0) 0 (0) 0 (1) 2 (1)
shop 2011. The lack of a clear, primary terminology for the general
2008 2 (0) 0 (1) 2 (0) 0 (3) 4 (4) concepts of 3D property makes it difficult to standardize what ‘‘3D
2009 1 (1) 3 (0) 2 (1) 0 (0) 6 (2) property’’ means. For example, the term ‘‘3D cadastre’’ is occasion-
2010 2 (4) 5 (2) 3 (1) 0 (2) 10 (9) ally used to describe the actual property registration system(s).
2011 8 (15) 22 (3) 19 (11) 3 (7) 52 (36)
However, the phrase is also used as a general term for three-
Total 28 (43) 63 (18) 59 (35) 6 (25) 156 (121) dimensional real property. Similarly, it was impossible to use the
J. Paulsson, J.M. Paasch / Computers, Environment and Urban Systems 40 (2013) 7–13 11

keywords of the publications as a guide to classification because Most publications in the legal category describe national legis-
the keywords may signify different things to different researchers. lation. These publications are often limited to describing the
Other terms for 3D property can also be found. Not all of these authors’ own legal system, the need for and development of 3D
terms include ‘‘3D’’ or ‘‘three-dimensional’’, which makes it diffi- property, e.g., in Onsrud (2003), or the forms of 3D property that
cult to discern which publications actually address the 3D property exist nationally and how they are implemented into one’s own le-
issue. Certain publications refer to ‘‘multi-functional’’ or ‘‘multi- gal system, e.g., in Huml (2001). A reason for focusing on national
ple’’, whereas other publications discuss ‘‘space’’, ‘‘volume’’ or 3D property may be that the researchers most likely are more
‘‘horizontal subdivision’’. Three-dimensional property in Australian familiar with their own society’s needs regarding 3D property
legislation is often referred to by the terms ‘‘stratum’’ or ‘‘strata ti- forms and how such property could be implemented in the legal
tle’’. In the United States, ‘‘airspace rights’’ is used as a term for system of the researcher’s country. One advantage that national re-
such property.6 For obvious reasons, terminology from countries search possesses over international research is that the native re-
where little is published in English on 3D property rights is more dif- searcher has access to a larger amount of research material, such
ficult to access and therefore to detect when searching for publica- as legal drafts, ordinances and legal material written in the na-
tions on 3D property research. Terms can also be translated tional language. It is thus easier to start 3D property research at
differently into English, even by different authors from the same home before expanding the research activities internationally. An-
country, thereby increasing the difficulty of conducting comparative other aspect is that 3D property legislation is a relatively new legal
legal 3D property studies. concept, which may explain the focus on the need for national 3D
property legislation and its development and implementation.
Therefore, it is natural to focus on actual case studies when
4.3. Trends in legal 3D property research
describing the implementation of 3D property legislation and the
result of such implementation, such as how legislation is applied
When attempting to identify trends in 3D property research, it
to a certain project or area in the country or state (Eriksson &
is difficult to determine what a new trend is. A trend can be new in
Adolfsson, 2006).
one country but old in another. Ten years is a brief period, and the
Although publications often describe the current system or the
studied publications in the legal category are too few to facilitate a
need for and ways to develop such a system, these publications are
more thorough analysis of the legal content.
not only of interest to domestic readers but also to all researchers
Trends in 3D property research are related to social develop-
in this field who wish to make international comparisons and find
ments, such as a need for new types of 3D property for new pur-
solutions that can be implemented in other legal systems. How-
poses. For example, the development of apartment ownership in
ever, international matters and the comparison of legislative sys-
Sweden was related to political change, and the need to define
tems do not appear as frequently as national studies during the
3D property for infrastructure, such as railway tunnels, results
studied period, although there are slightly more such studies in
from the needs in urban areas for property rights to accommodate
the second half of the period (e.g., Paulsson, 2007) than in the first
infrastructure. Such general trends can be found in the studied
half (e.g., Sandberg, 2003).
publications. Whereas certain trends have existed for a longer per-
Before the second 3D Delft workshop 2011, certain issues were
iod of time, others have emerged recently.
identified to be investigated in detail and to define the scope of a
Based only on the publications surveyed in this study, there are
future 3D cadastre. These issues included what type of 3D cadastral
certain countries where researchers seem to focus more on legal
objects must be registered, the subdivision of subsurface infra-
than non-legal aspects. For example, the Scandinavian countries
structure objects and the representation of the 3D cadastral object
seem to be particularly active in this area (e.g., Eriksson & Jansson,
(van Oosterom, 2011). These issues relate to legal aspects, although
2010; Valstad, 2010). Other countries where such research is per-
the issues are primarily focused on registration. The position paper
formed include, for example, Israel (e.g., Caine, 2009), Australia
on the legal framework of 3D cadastres presented at the second 3D
(e.g., Aien et al., 2011), Canada (e.g., Ng’ang’a et al., 2001), Turkey
Delft workshop 2011 addressed the need for increased attention on
(e.g., Doner, Demir, & Biyik, 2011), the Czech Republic (e.g., Huml,
legal aspects and the absence of common rules and terminology
2001) and the Netherlands (e.g., Ploeger, 2011). This scholarly
(Ploeger, 2011). Many research issues noted in the present study
activity correlates to a certain extent with countries that have al-
also include registration in relation to legal aspects, e.g., Sandberg
ready fully developed a system for 3D property rights, particularly
(2003) and Viitanen (2001).
with respect to independent 3D property and condominium types.
Another noted trend is research on standardization in the field
In contrast, other countries seem to have more researchers active
of 3D property rights, such as the study performed by the FIG
in the field of non-legal 3D property research.
Working Group on 3D cadastres with a global inventory of the sta-
Certain themes reappear regularly in the publications during
tus of 3D cadastres, future plans and expectations (van Oosterom,
the studied period, and some of these themes are evenly distrib-
Stoter, Ploeger, Thompson, & Karki, 2011). Additionally, there have
uted over the years. These themes indicate the trends in legal 3D
been discussions, for example, during the second 3D Delft work-
property research activity during the studied period. The major
shop 2011, with the purpose of exchanging (national) knowledge
trends can be related to the following categories:
and promoting consensus on important aspects of and methods
to solve different problems related to 3D property (Banut, 2011).
 Description of the need for national 3D property.
The modeling (or description) and standardization approaches
 Development of national 3D property legislation.
gained increased awareness during the research period. This
 Implementation of national 3D property legislation.
awareness seems due to a focus on the international exchange of
 Case studies on national 3D property.
property information in general, e.g., regarding the LADM standard.
 Practical application of 3D property concepts.
The LADM includes the legal aspects of land administration, such
 Registration of 3D property.
as ‘‘rights’’, ‘‘restrictions’’, and ‘‘responsibilities’’ (ISO, 2012, sec-
 Modeling of 3D property.
tions 4.1.18–4.1.20). EULIS, the European Land Information Ser-
 Standardization of 3D property.
vice,7 is an initiative that provides land and real property

6 7
See Paulsson (2007) for references. See http://eulis.eu/ (accessed September 29th, 2012).
12 J. Paulsson, J.M. Paasch / Computers, Environment and Urban Systems 40 (2013) 7–13

information (Ploeger & van Loenen, 2004;2005). The use of modeling during the second 3D Delft workshop 2011 (cf., e.g., Banut, 2011;
principles to describe and document complex relations is not a new Ploeger, 2011) might also result in increased future research activ-
legal tool. For example, modeling was used 12 years ago and de- ity on these topics, which could develop comparative 3D property
scribed as ‘‘finally adding method to madness’’ (Blackwell, 2000) research into a trend.
by creating legal interaction diagrams that illustrate legal relations. In addition to publication in the local language, research on
Another important initiative is INSPIRE, Infrastructure for Spatial national systems and legislation should be written from an inter-
Information in the European Community (INSPIRE, 2007), which pro- national perspective and, to an increased degree, be (re)pub-
vides, for example, data specifications for specific spatial themes, lished in English or at least provide an English summary of the
such as administrative units and cadastral parcels.8 Another indica- main results to reach an international audience and promote
tion that modeling and standardization in 3D property are an the exchange of knowledge. An increased international perspec-
increasing trend in 3D property research can be noted in the pro- tive and an increased interest in international comparative re-
gram for the third international FIG workshop on 3D cadastres in search on 3D property rights is required to construct a
Shenzhen, China, October 2012.9 An entire section of this conference theoretical foundation for existing 3D property concepts and
has been devoted to modeling, which has not been the case in pre- their development.
vious 3D cadastre workshops. One particular problem related to the need for legal research
is the lack of clear standardized terminology in the field (Paasch
5. Future research & Paulsson, 2011). Only a small number of papers have dis-
cussed terminological aspects or implementation issues, e.g.,
There are several ways in which the quantity of legal research Paasch and Paulsson (2011) and Eriksson and Jansson (2010).
could be increased, such as increasing the awareness of the distri- The authors are aware that it may be practically impossible to
bution of research issues and their foci and promoting interna- establish domain-specific keywords that cover all aspects of 3D
tional discussions at conferences. To make the research results property research. The use of words and their correct interpreta-
available to an international audience, increased contribution to tion has always played a central role in communication, and the
and participation in international land management conferences legal domain is no exception (Glenn, 2004). The common
is required combined with the publication of research in appropri- denominator is that legal terms may be mistranslated. Therefore,
ate journals. In addition, conferences and journals not traditionally any study of legal systems must address the question of to what
used to communicate 3D property research topics should be extent that the words compared in the studied systems share
exploited. Participating in discussions with other researchers is the same meaning (Paasch & Paulsson, 2011; Van Hoecke,
fruitful in this respect. In other words, it may be useful for the 2004). To promote the international exchange of information
development of legal 3D property research to persuade new con- and experiences and to make it easier to find and understand re-
ferences and journals as well as legal researchers not traditionally search publications in the field of 3D property, the field’s termi-
involved in cadastral research to pay more attention to 3D prop- nology must be more consistent and standardized to a certain
erty. One important aspect is to increase the awareness of the need degree.
for legal research and why legal research can be considered to be Strongly related to terminology is the question of the delim-
the foundation for research on other, more technical aspects. itation and definition of 3D property. Without agreement regard-
As mentioned earlier, certain themes reappeared during the ing the delimitation and definition of 3D property, it is
surveyed period. However, the same questions persisted, as also impossible to exchange or compare information. For example,
noted in Banut (2011). These questions concern, e.g., the absence the traditional (2D) property concept can also be termed three-
of a common terminology and rules, which makes it difficult to dimensional because in most legislation, there is no delimitation
compare solutions and develop guidelines (Banut, 2011, p. 2). of property’s extension below or above the surface (Paasch &
The previous section described the general trends in legal re- Paulsson, 2011). Suggested definitions of 3D property, e.g., that
search that could be identified in the studied publications. How- 3D property be delimited horizontally and vertically (Paulsson,
ever, attention should also be directed to other legal aspects, 2007, p. 31), form the basis for further discussion and research.
such as the following: Cooperation between 3D property unit owners is also a topic
that deserves more attention. When studying different systems
 Comparative studies on the use of 3D property concepts. for 3D property internationally, there are, as mentioned in Sec-
 An international perspective on publications. tion 3, certain key factors that seem to be important for a suc-
 3D property terminology. cessful and lasting system for 3D property, regardless of the
 Delimitation and definition of 3D property. form of 3D property and the legal system. Many of the factors
 Cooperation between 3D property unit owners. relate to management aspects, which can be identified as an
important area that requires new rules. In this study, the man-
The survey has revealed a minor interest in comparative re- agement aspects have been assigned to the organizational cate-
search on the use of 3D property concepts. It would be beneficial gory, including dispute resolution and insurance solutions.
for the research community if the number of studies that compare These aspects are important. However, in the studied publica-
national systems were increased and augmented by an interna- tions, these aspects are not addressed to a significant extent.
tional perspective on the national systems that considered their In addition, these aspects are related to 3D property’s legal as-
strengths and weaknesses. However, the authors do not consider pects. Other key factors are related to the delimitation of prop-
the important but sporadic comparative research published during erty units, the definition of common property, the creation of
the study period as a current trend. Such research merely indicates easements and the forms of cooperation between property unit
an increased awareness toward this topic, which may relate to the owners, which are issues that belong to the legal category. Be-
creation of the LADM standard. Issues addressed by the discussions cause these factors have created problems in 3D property sys-
tems and resulted in amendments to the legislation of several
8
countries (Paulsson, 2007), these questions must be discussed
See http://inspire.jrc.ec.europa.eu/index.cfm for INSPIRE data specifications,
guidelines and regulations (accessed September 29th, 2012).
and solved within the scientific community and therefore in-
9
See http://www.cadastre2012.org/eProgramme.aspx (accessed September 29th, cluded in future research.
2012).
J. Paulsson, J.M. Paasch / Computers, Environment and Urban Systems 40 (2013) 7–13 13

6. Conclusions on 3D cadastres, 2001, Delft (pp. 293–299). Copenhagen: International


Federation of Surveyors (FIG).
INSPIRE (2007). Directive 2007/2/EC of the European parliament and of the council
Based on a survey of research on 3D property and the categories of 14 March 2007 establishing an infrastructure for spatial information in the
’’legal’’, ’’technical’’, ’’registration’’ and ’’organizational’’ into which European community (INSPIRE). Official journal of the European Union, L 108/1,
25.4.2007.
the surveyed publications were classified, it could be noted that
ISO (2012). ISO 19152:2012. Geographic information - Land Administration Domain
the legal category constitutes a small part relative to the topic’s Model (LADM). International Organization for Standardization (ISO).
importance and its role as a foundation for other, more technical Lemmen, C. (2012). A domain model for land administration. Doctoral thesis. Delft:
Delft University of Technology.
aspects. A problem identified in the survey concerns whether there
Ng’ang’a, S., Sutherland, M., Cockburn, S., & Nichols, S. (2001). Toward a 3D marine
should be more specific legal research on 3D property or if it suf- Cadastre in support of good ocean governance. In Proceedings of the international
fices to include legal questions in the research of other non-legal workshop on 3D cadastres, 2001, Delft (pp. 99–114). Copenhagen: International
topics that can be found in the publications. Federation of Surveyors (FIG).
Onsrud, H. (2003). Making a cadastre law for 3D properties in Norway. Computers,
A foundation of results has been established by research and Environment and Urban Systems, 27(July). 375–283.
other work on the legal aspects of 3D property, e.g., the develop- Paasch, J., & Paulsson, J. (2011). Terminological aspects concerning three-
ment of an ISO standard for land administration and the continuing dimensional real property. Nordic journal of surveying and real estate research,
8(1), 81–97.
research of the FIG 3D cadastres working group. However, based on Paulsson, J. (2007). 3D property rights – An analysis of key factors based on
this study’s results, further fundamental legal research on 3D prop- international experience. Report 4:99. Doctoral thesis. Stockholm: KTH Royal
erty is required. Increased attention should be directed to interna- Institute of Technology.
Paulsson, J., & Paasch, J. (2011). 3D property research – A survey of the occurrence of
tional matters, such as comparative studies on the use of 3D legal topics in publications. In Proceedings of the 2nd international workshop on
property concepts, the development of an (international) 3D prop- 3D cadastres, 16–18 November 2011, Delft, The Netherlands. Copenhagen:
erty terminology (including the delimitation and definition of 3D International Federation of Surveyors (FIG).
Ploeger, H. (2011). Legal framework 3D cadastres. Position paper 1. In Proceedings of
property) and cooperation between 3D property unit owners. This
the 2nd international workshop on 3D cadastres, 16–18 November 2011, Delft.
statement does not imply that existing research should be ne- Copenhagen: International Federation of Surveyors (FIG).
glected or transformed into legal studies. Instead, legal aspects Ploeger, H., & van Loenen, B. (2005). Harmonization of land registry in Europe. In
Proceedings of the FIG working week 2005 and 8th international conference on the
should form an independent research topic and not serve simply
global spatial data infrastructure (GSDI-8), 16–21 April 2005, Cairo, Egypt.
as a background for or introduction to more technical and non-le- Copenhagen: International Federation of Surveyors (FIG).
gal research topics. Ploeger, H., & van Loenen, B. (2004). EULIS – At the beginning of the road to
harmonization of land registry in Europe. European review of private law, 3,
379–387.
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