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Novel phylogeny of the raccoon family (Procyonidae: Carnivora) based on


nuclear and mitochondrial DNA evidence

Article  in  Molecular Phylogenetics and Evolution · July 2007


DOI: 10.1016/j.ympev.2006.10.019 · Source: PubMed

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Molecular Phylogenetics and Evolution 43 (2007) 1171–1177
www.elsevier.com/locate/ympev

Short communication

Novel phylogeny of the raccoon family (Procyonidae: Carnivora) based


on nuclear and mitochondrial DNA evidence
Tara L. Fulton ¤, Curtis Strobeck
Department of Biological Sciences, CW405 Biological Sciences Building, University of Alberta, Edmonton, Alta., Canada T6G 2E9

Received 11 May 2006; revised 24 October 2006; accepted 26 October 2006


Available online 6 November 2006

1. Introduction The Procyonidae have one of the poorest fossil records


of any of the carnivoran families (Baskin, 1982), exempli-
The raccoon family, Procyonidae, is the least studied of Wed by the fact that no fossils resembling Bassaricyon (Bas-
the caniform (dog-like) carnivore families. Often repre- saricyonoides) or Potos (Parapotos) were described until
sented by two or three species in carnivore phylogenetic recently (Baskin, 2003). The earliest procyonid, Pseudobass-
studies, to date, no molecular study has focused on the pro- aris riggsi, is known from the late Oligocene in France
cyonids themselves. The family Procyonidae is sister to (Wolsan, 1993; Wolsan and Lange-Badre, 1996) approxi-
Mustelidae (weasels, badgers, otters, and relatives) within mately 28 million years ago (see Sato et al., 2003 and refer-
the superfamily Musteloidea, which also includes the fami- ences therein); New World procyonids Wrst occur in early
lies Ailuridae (monotypic red panda, Ailurus fulgens) and Miocene North America, and late Miocene South America,
Mephitidae (skunks). The Wrst complete phylogeny of the representing the Wrst South American carnivorans (Baskin,
recent procyonids (Decker and Wozencraft, 1991) based on 1998, 2003, 2004; Flynn and Wesley-Hunt, 2005). Diver-
129 morphological characters delineated two subfamilies, gences leading to extant genera are thought to have
Potosinae and Procyoninae, which were upheld (as the occurred at approximately this time in the New World,
tribal designations Potosini and Procyonini) in the mor- from early Miocene to early Pliocene (Simpson, 1945;
phology-based phylogeny of Baskin (2004), including both Baskin, 1989, 2003, 2004). However, relationships among
extant and fossil procyonids. The red panda has sometimes fossil procyonids were relatively unclear until recently, as
been included in the Procyonidae as a third subfamily phylogenetic studies of these taxa have had some problem-
(Simpson, 1945; Baskin, 1998, 2003), but while the phyloge- atic limitations. Baskin (1982) provided the Wrst phyloge-
netic aYnity of the red panda within the musteloids is netic study of the Procyonidae (including fossil taxa), but
unknown (Flynn et al., 2000, 2005; Delisle and Strobeck, included Bassariscus as an outgroup and did not include
2005; Flynn and Wesley-Hunt, 2005; Fulton and Strobeck, Potos. This study was also heavily biased toward dental
2006; Sato et al., 2006), it is no longer generally accepted as characters (»80%), an unavoidable problem as many fossil
a member of the Procyonidae. The subfamily Potosinae genera and species are known only from dentition. Out-
contains two genera, Potos (kinkajou) and Bassaricyon group selection was corrected in Baskin (1989), but Bassari-
(olingos), while Procyoninae contains three: Bassariscus cyon was then omitted. Character polarity may also be
(ringtails), Nasua (coatis), and Procyon (raccoons). A puta- problematic when Ailuridae is included as a subfamily
tive sixth genus contains the monotypic mountain coati, (Ailurinae) within Procyonidae (with recent Procyonidae as
Nasuella olivaceae. Found only in the Andes, N. olivaceae is Procyoninae), to the exclusion of Mustelidae (Baskin,
smaller than, but otherwise similar to, the ring-tailed coati, 1998), given more recent contradictory molecular (Flynn
Nasua nasua, and is often considered a species of Nasua, et al., 2000, 2005; Delisle and Strobeck, 2005; Fulton and
rather than a distinct genus (Nowak, 1991). Strobeck, 2006; Sato et al., 2006) and fossil evidence (Wol-
san, 1993; Salesa et al., 2006). Sampling and outgroup selec-
tion issues are corrected in the most recent procyonid
*
Corresponding author. Fax: +1 780 492 9234. phylogeny (Baskin, 2004) based on 40 morphological
E-mail address: tara.fulton@ualberta.ca (T.L. Fulton). characters (75% dental characters), for all extant (except

1055-7903/$ - see front matter © 2006 Elsevier Inc. All rights reserved.
doi:10.1016/j.ympev.2006.10.019
1172 T.L. Fulton, C. Strobeck / Molecular Phylogenetics and Evolution 43 (2007) 1171–1177

Nasuella) and extinct New World genera, including the Biosystems) following the manufacturer’s protocol using
recently described ‘potosin’ fossils (Baskin, 2003). Though the ampliWcation primers. Fragments were resolved using
unavoidably heavily based on dental characters (see above an Applied Biosystems 3730 sequencer. All other sequences
discussion), a single most parsimonious tree was obtained, were obtained from GenBank (see Supplementary Material
supporting the distinction between Potosinae and Procyon- 1 for accession numbers) and new sequences have been
inae, as well as a sister relationship of New World taxa with entered into GenBank (Accession Nos.: DQ533934 to
the early Miocene European Broiliana (Baskin, 2004). DQ533952).
Here, we present the Wrst molecular-based phylogeny
investigating the relationships within the extant Procyoni- 2.2. Phylogenetic analyses
dae using three nuclear and three mitochondrial (mt) genes.
Sequences were analyzed, basecalled, and aligned using
2. Materials and methods Foundation Data Collection v.3.0 and Sequence Navigator
v.1.0.1 (both from Applied Biosystems). Heterozygous sites
2.1. Samples, ampliWcation, and sequencing strategy in nuclear regions (equal peak heights in electropherograms
observed in both directions of sequence) were coded as
17 samples representing 7 procyonids and 10 additional polymorphisms. The new B. gabbii sequences were added
caniform carnivores as outgroup taxa were included in this by eye to existing alignments (Fulton and Strobeck, 2006)
study (Table 1). Sequences were obtained for two sequence- available in TreeBASE (accession S1532) for the nuclear
tagged sites (STS), cholinergic receptor, nicotinic, alpha genes and mt sequences were aligned by eye. Both STS
polypeptide 1 precursor (CHRNA1) intron 8, and growth regions contained informative insertion/deletion events
hormone receptor (GHR) intron 9; one nuclear exon, inter- (indels); these were coded as 0/1 (absence/presence of
photoreceptor retinoid-binding protein (IRBP) exon 1; and DNA) regardless of length (Barriel, 1994) and included in
three mitochondrial genes, cytochrome c oxidase I (COI), maximum parsimony analyses. To ensure congruence
NADH dehydrogenase subunit 2 (ND2), and cytochrome b among data sets prior to concatenation, partition homoge-
(CYTB). All sequences for Bassaricyon gabbii (except neity tests (ILD test, Farris et al., 1995) were performed in
CYTB), COI and ND2 for Bassariscus astutus and Potos PAUP¤ v.4.10b (SwoVord, 2003) comparing each gene to
Xavus, and CYTB, COI, and ND2 for Nasua narica, Enhy- the other Wve genes combined, pair-wise comparisons
dra lutris, and Mustela nivalis were newly generated for this between all genes, and between coding positions for CYTB,
study. AmpliWcation PCR procedures were used for ND2, COI, and IRBP. All tests were non-signiWcant at
CHRNA1 and GHR as in KoepXi and Wayne (2003), for  D 0.05. Due to limitations of the ILD test to accurately
IRBP as in Stanhope et al. (1992), and for ND2, CYTB, and assess congruence and therefore, data combinability, (Dol-
COI as in Delisle and Strobeck (2002). Bi-directional phin et al., 2000; Barker and Lutzoni, 2002; Darlu and
sequencing was performed using BigDye v.3.1.1 (Applied Lecointre, 2002), maximum parsimony bootstrap analysis
of each gene partition separately was also performed, using
Table 1 1000 pseudoreplicates with 10 random sequence addition
Species included in study replicates. No signiWcant (770% BP) conXicts were
ClassiWcation Species name Common name observed, thus, gene partitions were combined where
Carnivora: Caniformia appropriate. ModelTest v.3.7 (Posada and Crandall, 1998)
Canoidea was employed for each gene separately and for all regions
Canidae Canis lupus Gray wolf concatenated to determine the most appropriate DNA evo-
Arctoidea lution model, as selected by hierarchical likelihood ratio
Ursidae Ursus maritimus Polar bear
Musteloidea
tests.
Procyonidae Potos Xavus Kinkajou Maximum parsimony heuristic searching with TBR
Procyon lotor North American raccoon branch-swapping on 10 random sequence addition repli-
Procyon cancrivorous Crab-eating raccoon cate starting trees was employed in PAUP* (SwoVord,
Nasua nasua Ring-tailed coati 2003), including indels and delineating alignment gaps as
Nasua narica White-nosed coati
‘missing.’ Maximum parsimony bootstrap (MP BP) heuris-
Bassariscus astutus Ringtail
Bassaricyon gabbii Olingo tic searching was also employed in PAUP*, using the same
Mustelidae search parameters for 10 000 bootstrap replicates. An itera-
Lutrinae Enhydra lutris Sea otter tive approach to maximum likelihood (ML) heuristic
Taxidiinae Taxidea taxus American badger searching (Sullivan et al., 2005 and references therein) was
Mustelinae Martes americana American marten
employed in PAUP*, whereby the parameters estimated
Mustela nivalis Least weasel
Mephitidae Mephitis mephitis Striped skunk from ModelTest on the MP topology were Wxed and the
Ailuridae Ailurus fulgens Red panda topology was estimated using heuristic searching (TBR
Pinnipedia branch-swapping) from a randomly generated topology.
Odobenidae Odobenus rosmarus Walrus Then, holding the topology constant, parameters were esti-
Phocidae Lobodon carcinophagus Crabeater seal
mated. This iteration was repeated twice to ensure that the
T.L. Fulton, C. Strobeck / Molecular Phylogenetics and Evolution 43 (2007) 1171–1177 1173

likelihood score and parameter estimates had stabilized. and RI values of »0.75, illustrating their lower level of
Maximum likelihood bootstrapping (ML BP) was also per- homoplasy and consequent utility in phylogenetic recon-
formed, holding all model parameters constant as estimated struction. ML estimation was performed under the general
on the Wnal ML tree (Douady et al., 2003), using neighbour- time reversible (GTR) model with estimation of the propor-
joining starting trees and TBR branch swapping for 100 tion of invariant sites (I) and  distributed rate variation
pseudoreplicates. MtDNA and nuclear partitions were (). Ln likelihood was ¡36759.90893, estimated base fre-
analyzed in the same way, but with 50 pseudoreplicates. quencies were A D 0.291, C D 0.280, G D 0.179, T D 0.250,
Bayesian analysis was performed using MrBayes v.3.1.2 I D 0.436499, and  shape D 0.723478. Transitions and trans-
(Huelsenbeck and Ronquist, 2001; Ronquist and Huelsen- versions were observed at drastically diVerent rates within
beck, 2003), with each region as its own separate, unlinked, the concatenated data set: based on the reference GT D 1.0,
partition with parameters free to vary under the appropri- transversion rates ranged from CG D 0.68 to AC D 2.35,
ate DNA evolution model as selected using ModelTest. while transition rates were AG D 8.87 and CT D 20.06. On
Four chains (using default temperature D 0.2 for three average, Ts:Tv was approximately 9:1.
heated chains) were run for 2,000,000 generations, sampling
the cold chain every 100 generations. The Wrst 10% of the 3.2. Phylogeny of the Procyonidae
samples were discarded as burn-in after visualization using
the sump command in MrBayes. Two runs were performed All analysis methods strongly supported three lineages
to ensure proper convergence of each chain—average stan- within Procyonidae: Potos as most basal, a
dard deviation of split frequencies after two million genera- Nasua + Bassaricyon clade, and a Procyon + Bassariscus
tions was »0.0009 and the potential scale reduction factor clade (Fig. 1a). All nodes within the family were supported
was »1.0 for all parameters. by BPP of 1.0 and 100% MP and ML BP support, except
the clade joining the four procyonid genera excluding
3. Results Potos, which was still strongly supported by MP BP D 96,
ML BP D 100, BPP D 1.0, and a four bp deletion in GHR.
3.1. General sequence results and insertion/deletion The Bassaricyon + Nasua clade was supported by a 12 bp
information deletion in CHRNA1.

The complete alignment of the six regions yielded a total 3.3. Alternate topologies recovered for familial relationships
of 5918 aligned base pairs (bp), consisting of IRBP within Musteloidea
(1187 bp), COI (1545 bp), CYTB (1140 bp), ND2 (1044),
GHR (632 bp), and CHRNA1 (370 bp). GHR contained Wve Likelihood-based analyses (ML and Bayesian) and MP
parsimony-informative indels; CHRNA1 contained two analysis recovered diVerent, well-supported placements of
(Fig. 1a). All indels supported clades that were strongly the red panda (Ailuridae) within Musteloidea (Fig. 1b and
supported by all other methods, except a homoplasious 4 c). Likelihood-based methods weakly support (BPP D 0.81,
bp deletion in GHR shared by P. Xavus and Lobodon carcin- ML BP D 43) the branching order Ailuridae, Mephitidae,
ophagus. Length variation was observed in two of the newly then Procyonidae + Mustelidae, whereas parsimony analy-
generated sequences. COI is two amino acids (a.a.) longer in sis strongly supported (MP BP D 99) Ailuridae and
P. Xavus and CYTB is two a.a. longer in N. narica. In P. Mephitidae as sister. Parsimony also recovers the same
Xavus, the TAA termination found in all other taxa exam- topology when only nuclear DNA was analyzed (results
ined for COI is replaced by CAA (Gln), then GAA (Glu), not shown) indicating that mtDNA signal supporting a sis-
and an AGG termination (vertebrate mitochondrial code). ter relationship between Mephitidae and Ailuridae is not
For CYTB in N. narica, the AGA termination observed in ‘swamping’ the parsimony analysis due to the inclusion of
all other taxa (except Bassaricyon gabbii, which has GGG, approximately 5-fold more parsimony-informative sites.
(Gly)) is replaced by AAA (Lys), then ACT (Thr), and a ML analysis of only nuclear DNA supports (ML BP D 61)
TAA termination. CYTB sequence for B. gabbii was not Mephitidae as the most basal musteloid, in contrast to only
generated by this study, so the length of this gene cannot be mtDNA, which very weakly (ML BP D 33) recovers the
determined. Both sequences showing length variation were same topology as the concatenated analysis. Tests for base
sequenced multiple times from both directions for conWr- composition diVerences (2 for homogeneity of base fre-
mation, but additional bases were not included in analyses. quencies in PAUP¤) including all taxa with sequence either
All tree search methods using all data yielded the same concatenated or partitioned by nuclear or mtDNA indicate
topology (Fig. 1) with the exception of the placement of the signiWcant base composition bias (all p < 0.001), although
red panda under the parsimony criterion, as described analyses including each gene partition separately do not (all
below. The MP tree required 7186 steps, with consistency p > 0.05). A. fulgens and M. mephitis do not have signiW-
index (CI) D 0.4887 and retention index (RI) D 0.3536. cantly diVerent base composition from one another (all
Excluding all mtDNA third codon positions, MP analysis sequence p D 0.78, mt p D 0.73, nuclear p D 0.91). All com-
recovered the same topology but improved CI to 0.6118 parisons between A. fulgens and/or M. mephitis with other
and RI to 0.4903. Including only nuclear genes yielded CI musteloids (separately or in nearly all combinations) using
1174 T.L. Fulton, C. Strobeck / Molecular Phylogenetics and Evolution 43 (2007) 1171–1177

Fig. 1. (a) Maximum likelihood topology of combined nuclear and mitochondrial genes, including optimized branch lengths, also recovered by Bayesian
analysis and, with a single marked exception (¤¤), by maximum parsimony. All nodes were supported by Bayesian posterior probability (BPP) of 1.0, max-
imum likelihood bootstrap (ML BP) of 100%, and maximum parsimony bootstrap (MP BP) of 100% except where noted as indicated by BPP/ML BP/MP
BP. Grey vertical bars mark the position that indels are mapped onto the tree. (b) The placement of Ailurus fulgens and Mephitis mephitis as recovered by
ML and Bayesian analysis, including BPP/ML BP support. (c) The placement of A. fulgens and M. mephitis as recovered by parsimony, including MP BP
support.

the nuclear DNA partition were non-signiWcant (all nodes within the Procyonidae were supported by 100% MP
p > 0.95), while comparisons of mtDNA were, or were close and ML BP support and BPP D 1.0, except the clade includ-
to, signiWcance (all p » 0.05). ing all genera but Potos, which was still strongly supported
by MP BP D 96, ML BP D 100, BPP D 1.0 and a 4 base pair
4. Discussion deletion in GHR. A 12 base pair deletion in CHRNA1 was
synapomorphic for the Bassaricyon + Nasua clade, provid-
4.1. Phylogeny of the Procyonidae ing strong additional support for the recovered topology.
However, this phylogeny for the recent procyonids is highly
All analysis methods yielded a single, strongly supported discordant with the present subfamilial designations of Pot-
topology for the Procyonidae (Fig. 1a), comprised of osinae (Potos, Bassaricyon) and Procyoninae (Procyon,
three lineages: the kinkajou (P. Xavus), olingos Nasua, Bassariscus) as supported by morphology (Decker
(Bassaricyon) + coatis (Nasua), and ringtails (Bassariscus) + and Wozencraft, 1991; Baskin, 2004). We suggest that the
raccoons (Procyon), with the latter two clades as sister. All morphological characters used to deWne these clades may,
T.L. Fulton, C. Strobeck / Molecular Phylogenetics and Evolution 43 (2007) 1171–1177 1175

in fact, be resultant from convergent evolution as opposed A. fulgens. Ailuridae has been proposed as sister to
to shared evolutionary history. Mephitidae based primarily on mtDNA sequence analysis
Habitat and diet are highly variable across the Procyoni- (Flynn et al., 2000; Delisle and Strobeck, 2005), as sister to
dae. Potos and Bassaricyon both contain arboreal, mainly Procyonidae + Mustelidae based on analysis of nuclear
frugivorous, nocturnal species that inhabit the same niche— DNA alone (Fulton and Strobeck, 2006; Sato et al., 2006),
the upper canopy of the Central American rainforests—to or as the most basal musteloid lineage when both types of
the extent that they are often competitors for resources DNA markers are combined (Flynn et al., 2005). Consistent
(Kays, 2000). Potos are the most autapomorphic of all the with the last hypothesis, our model-based analyses of com-
procyonids and are highly adapted for their arboreal, frugiv- bined mt and nuclear DNA weakly support (BPP D 0.81,
orous, lifestyle with a fully prehensile tail and elongate ML BP D 43) a sister relationship between Mephitidae and
tongue for obtaining nectar and honey (Ford and HoVman, Procyonidae + Mustelidae (Fig. 1b). This is in contrast to
1988; Nowak, 1991). Bassariscus are omnivorous and pri- our parsimony analysis, which recovers Ailuridae and
marily arboreal, with B. astutus being the only caniform car- Mephitidae as sister (Fig. 1c) with unusually strong support
nivore to have semi-retractile claws (Poglayen-Neuwall and (MP BP D 99). When nuclear and mtDNA partitions
Toweill, 1988). Procyon and Nasua are considerably more are analyzed separately, MP always recovers
terrestrial than the other genera. Like Bassariscus, Procyon Ailuridae + Mephitidae, but ML diVers based on the parti-
species are omnivorous, while Nasua are insectivorous. Sev- tion analyzed. ML analysis of the three nuclear genes sup-
eral characters related to shared ecology were used to deWne ports (ML BP D 61) Mephitidae as the most basal
the two morphology-based subfamilies, but in light of our musteloid lineage, consistent with previous ‘nuclear-only’
molecular evidence, it is possible that some of these charac- studies that rejected both other hypotheses (SH test, Fulton
ters are homoplasious, rather than synapomorphic. Bassari- and Strobeck, 2006). Conversely, ML analysis of the three
cyon and Potos were placed as sister based on a reduced mt genes very weakly supports (ML BP D 33) Ailuridae as
number of cusps on molars, four auditory-related characters the most basal lineage, as in the combined analysis. The
including short, rounded (vs. long, pointed) ears, three cra- incongruent topologies from parsimony and likelihood
nial characteristics (two of which are orbit-related), and a mtDNA analyses are the same as those of Flynn et al.’s
sharply-angled (vs. straight) acromion process in the shoul- (2000) analysis of three mt and one nuclear gene. Given
der. Of the nine characters used to deWne the Procyoninae by that our concatenated data ML analysis is consistent with
Decker and Wozencraft (1991), the three molar cusp charac- the mtDNA ML analysis, it is possible that while support is
ters may be problematic (Baskin, 2004) and a fourth charac- increased in the concatenated analysis, the mtDNA signal is
ter, the presence of banded tail rings, is more consistent with overwhelming the combined analysis, biasing our species
our topology since although less prominent, are also present level interpretations toward what could be considered a sin-
in some Bassaricyon species. Some of the characters used to gle gene tree and leading to the inconsistency with the
group Bassaricyon and Potos have been shown to evolve in ‘nuclear’ topology.
parallel in other species, such as reduction of cusps on molars DiVerences between parsimony and model-based analy-
and grooved canines in frugivores and the forward place- ses are potentially attributed to some problems for which
ment of the eyes for increased stereoscopic vision in arboreal parsimony can be more susceptible. Divergence between
species (Decker and Wozencraft, 1991). For example, these Ailuridae and Mephitidae occurred early in the radiation of
‘frugivorous’ dental characteristics are also observed in the the musteloid families »30 MYA (Salesa et al., 2006), over
small-toothed palm civet, Arctogalidia trivirgata, a distantly a short period of evolutionary time, yielding relatively long,
related feliform carnivore (Decker and Wozencraft, 1991). unbroken branches (Fig. 1a). These long branches in com-
Potos has also been described as “convergently resembling” bination with the very short internal branch joining the two
another viverrid, Arctictis binturong, due to its arboreal and create a ‘Felsenstein zone’ type topology, for which parsi-
nocturnal adapations including a prehensile tail (Ford and mony has been shown to be inconsistent, increasingly sup-
HoVman, 1988). Because morphological studies must rely porting an incorrect tree (Felsenstein, 2004). This problem
heavily on dental and cranial characteristics, they can be may be exacerbated in this study due to the inclusion of
strongly aVected by undetected parallel evolution interpreted only a single mephitid, as studies including more skunks
as shared evolution, as is likely the case of the Procyonidae. It recover lower parsimony based support (3 mephitids: Ful-
is also possible, though less likely, that some of the character- ton and Strobeck, 2006) or remain unresolved (4 mephitids:
istics shared by Potos and Bassaricyon are actually plesio- Flynn et al., 2005) for this relationship, likely due to the
morphic, as most fossil procyonids were hypocarnivorous additional mephitids ‘breaking up’ one of the long
(omnivorous or frugivorous) and potentially arboreal branches. Though Ailuridae + Mephitidae is obtained via
(Baskin, 2003). parsimony regardless of codon partitioning strategy (Ful-
ton, unpublished), it remains possible that transition muta-
4.2. Alternate phylogenetic placements of the red panda tional saturation may also be having an eVect, supported by
the lower consistency index of mtDNA compared to
All analyses yielded the same topology (Fig. 1), with the nuclear DNA alone and the propensity for mt genes to
exception of the placement of the ‘enigmatic’ red panda, more quickly accumulate mutations, especially at the third
1176 T.L. Fulton, C. Strobeck / Molecular Phylogenetics and Evolution 43 (2007) 1171–1177

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