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The Arms of The Ypiranga. The German Side
The Arms of The Ypiranga. The German Side
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THE ARMS OF THE YPIRANGA: THE GERMAN SIDE
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2 THE ARMS OF THE "YPIRANGA"
2F. Katz in Deutschland, Diaz und die mexikanische Revolution (Berlin, 1964),
p. 302 et seq., has used German records in relating his version of the Ypiranga affair,
but he did not use the archives of the HAPAG. See also Katz, Hamburger Schiffahrt
nach Mexiko 1870-1914 (K61n, 1965), p. 104 et seq.
The present article is based on documents from the following archives: Politisches
Archiv des AuswHrtigen Amtes Bonn (hereafter cited as AA Bonn), Deutsches Zentral-
archiv Potsdam (hereafter cited as DZA), Bundesarchiv Koblenz, Milit~irgeschichtliches
Forschungsamt Freiburg (hereafter cited as MGFA), Staatsarchiv Hamburg, Archiv
der Hamburg-Amerika-Linie (hereafter cited as HAPAG Archiv). Record Groups
59, 94, and 141 in the National Archives in Washington, D. C., were also checked in
regard to the Ypiranga affair. The research for this article was undertaken in preparing
a book about German foreign policy towards Mexico. That book has recently been
published by the Colloquium Verlag in Berlin as Die deutsche Mexikopolitik 1913/14
(Berlin, 1971).
3AA Bonn, Mexiko 16, vol. 1, Quadt (minister to Hamburg) to Auswlirtiges Amt
(hereafter cited as AA), March 6, 1917. See also AA Bonn, Mexiko 16, vol. 1,
Aktennotiz: Vorglinge fiber De Kay, April 10, 1914.
4 AA Bonn, Mexiko 16, vol. 1, Romberg to AA, March 4, 1917. De Kay called on
Romberg to offer the German Empire weapons stored in Bilbao, Spain. He explained
that those were part of the weapons he had bought in the spring of 1914 for Huerta
but which could not be shipped to Mexico after the events of April 1914. De Kay
was offering the weapons in the expectation (Romberg to Bethmann Hollweg, March
21, 1917) ". . . that Germany, in case of war with the United States, would like to
exploit every possibility that might present a chance for the Mexicans to get weapons."
The Foreign Office did not respond to this offer because all information it could get
about de Kay was very negative.
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THOMAS BAECKER 3
5 AA Bonn, Mexiko 16, vol. 1, Romberg to Bethmann Hollweg, March 21, 1917.
De Kay also told Romberg that he had all the records about the events and could
produce them any time. Romberg received the impression that de Kay would show
him the records only for money, and the Foreign Office refused to pay.
6The accuracy of de Kay's account is attested to by all despatches that Paul von
Hintze, the German minister to Mexico at the time of the Ypiranga affair, sent about
these events. What M. C. Meyer has written in his article about the origin of the
weapons and the persons involved in this business is a quite different and a certainly
more profound story (Meyer, "The Arms of the Ypiranga," Hispanic American His-
torical Review, vol. L, p. 546 et seq.). Meyer does not mention de Kay, and Raast
and Ratner in Meyer's account play no role in the German records. How these two
stories fit together has yet to be answered. The following pages of this article are
important in this respect mainly because they show how much or, rather, how little
the German side knew about the background of the whole affair.
7De Kay had close connections with the London banking house of Bruno Schroeder,
which played a central role in financing the arms purchases. AA Bonn, Mexiko 16,
vol. 1, Romberg to AA, March 4, 1917.
8 AA Bonn, Mexiko 1, vol. 44, Romberg to Bethmann Hollweg, March 24, 1914.
9 AA Bonn, Mexiko 13, vol. 1, Romberg to Bethmann Hollweg, March 24, 1914.
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4 THE ARMS OF THE " YPIRANGA"
The arrival of the ship (despite its cargo of weapons, it passed through
the Dardanelles without difficulty) aroused some excitement in Odessa.
Moreover, it became known that the ship's cargo was not at all intended
for Russia; rather, as Ohnesseit correctly discovered, the cargo was
to proceed to Hamburg on the German steamer Pernau through the
agency of the Levante Line. Ohnesseit further reported that another
shipment from New York similar to that on the Pernau was under
way." On February 7 Ohnesseit communicated that the Russian
Government had permitted the munitions to leave Odessa and that the
Pernau was en route to Hamburg." Finally, on February 18 Ohnesseit
telegraphed, and with that the circle closes, that the weapons on the
Pernau had been purchased by the President of Mexico.'"
The Hamburg police informed the Senate Commission for Reich and
Foreign Affairs of the American consul general's inquiry. At the same
time they made a report to the Commission about the size of the ship-
ment: 20 cases of machineguns, 100 cases of carbines, and 15,649 cases
10o AA Bonn RuBland 72, vol. 96, Ohnesseit to AA, January 1, 1914. Compare to the
following account Meyer, loc. cit., p. 547 et seq., as well as National Archives, RG 59,
M274, roll 35, and M353, roll 5.
11 AA Bonn, Ruiland 72, vol. 96. Probably these are the weapons that did not get
to Mexico because of the events of April 1914 and that ended up in Bilbao.
12 Ibid. Ohnesseit to AA, February 7, 1914.
3a Ibid. Ohnesseit to AA, February 18, 1914.
14Staatsarchiv Hamburg, CI d 26, Die Polizeibeh6rde an die Senatskommission fiir
die Reichs- und auswairtigen Angelegenheiten, March 2, 1914.
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THOMAS BAECKER 5
The arms have been shipped on a British steamer from New York to
Odessa in order to convey them to Mexico circuitously, undoubtedly
with the intention of concealing their destination and preventing the
American Government from pursuing the cargo. Up to now, the consul
general's request has not been met because, in the interest of the com-
merce and trade of Hamburg, I consider imparting such information to
a representative of a foreign country a delicate matter.15
The Senate Commission would have informed the American consul
general of what the Hamburg police knew, but the repeal of the U.
embargo on arms to Mexico held it back.' Moreover, in view of th
legal situation, exact details concerning the cargo would have b
difficult to ascertain.7
The Ypiranga made first port in Le Havre; there, through the firm of
Vairon & Co. and by order of Huerta's agent, John de Kay, it received
for the military commandant of Veracruz 717 cases of shrapnel shells,
78 cases of cartridge shells, and 1 case of artillery ammunition.20
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6 THE ARMS OF THE "YPIRANGA"
22Whether the order was imparted to the HAPAG that in case of diplomatic diffi-
culties German policy towards Mexico would be discredited can only be surmised.
There is nothing in the German records that supports such an idea. See Katz, Deutsch-
land ... , p. 303, and Katz, Schiffahrt ... , p. 105.
28 The Foreign Office paid special attention to the following two articles: "Der
Zwischenfall von Tampico," in Berliner Lokal-Anzeiger, April 12, 1914, and "Mexique,"
in Le Figaro, April 15, 1914.
24AA Bonn, Mexiko 1, vol. 45, Chef des Admiralstabes der Marine to Jagow [Secre-
tary of Foreign Affairs], April 14, 1914.
25 Ibid., Hintze to AA, April 19, 1914.
26 Ibid., Bernstorff to AA, April 20, 1914.
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THOMAS BAECKER 7
At the time Captain Kohler sent that telegram he did not yet kno
that the American landing at Veracruz had been caused by the arriv
of the HAPAG ship. Neither was this fact known in Berlin, where
was remembered that on April 20 Ambassador Bernstorff had predic
that the Americans might occupy Mexican customhouses.
On April 21 and 22 the State Department came to the realizati
that detaining the Ypiranga was illegal: war had not been declar
nor had a blockade been proclaimed. Therefore, on April 22, befor
Ambassador Bernstorff had a chance to protest the detention,29 h
received a visit from Secretary of State Bryan. In the ambassador'
27HAPAG Archiv, Dampfschiff "Ypiranga," Rapport des Kapitains, 26. Reise, Ma
6, 1914.
28 MGFA, R-M-A, 637 PG 65 130 M.B. der "Dresden," Nr. 731, April 28, 1914.
29J. Daniels in The Wilson Era, Years of Peace 1910-1917 (Chapel Hill, 1944), p. 200,
writes that Bernstorff had protested the detaining of the steamer. See also Meyer, loc.
cit, p. 552. Bernstorff's despatches, however, contain no mention of the protest.
Kemnitz in the Foreign Office emphasized several times that Bernstorff had made no
representation and that the American Government had apologized "voluntarily." AA
Bonn, Mexiko 1, vol. 45, AA to Hintze, April 25, 1914. See also AA Bonn, Mexiko 1,
vol. 45, Zusammenfassung (Kemnitz), April 29, 1914.
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8 THE ARMS OF THE " YPIRANGA"
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THOMAS BAECKER 9
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10 THE ARMS OF THE "YPIRANGA"
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THOMAS BAECKER 11
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12 THE ARMS OF THE "YPIRANGA"
In the middle of May it became clear that the United States did n
intend to take further military measures against Mexico. The shippin
agents and Huerta therefore pressed for delivery in Puerto M6xico o
the war material loaded on the HAPAG ships.52 At this time both th
agent of the HAPAG in Veracruz and Hintze believed that the Germ
Government, acting in concert with the American Government, h
prohibited unloading the munitions..1 The HAPAG agent therefore
recommended unloading them in Veracruz. Hintze, who fores
complications, was also opposed to letting the ship steer for Puerto
M6xico.6' Therefore, the German minister, whose only instruction
regarding the Ypiranga read "settled, " - inquired of Berlin what h
should do. He reported the shipping agent's and Huerta's wishe
cabling:
Agent Hamburg-American-Line suggests that if Americans are against
unloading in Puerto M6xico, both [arms and munitions] be unloaded
in Veracruz and delivered up into the temporary control of the Ameri-
cans. Mexican Government naturally wants delivery, so far I have
represented it as a private affair of the consignee, cannot get American
position."6
When one considers that Hintze himself did not know the American
Government's position on the arms delivery, the confusion that prevailed
on the German side becomes apparent. Only against this background
can one understand Zimmermann's telegram sent in reply to Hintze:
Obviously Hamburg-American-Line wants to avoid any conflict with
the United States. Local representative [of the HAPAG] is to get
instruction from the [HAPAG] board of directors, which as yet has
not made any application.57
With that the Foreign Office declared the arms deliveries a matter
between private parties. Because neither the American Government
nor the HAPAG addressed themselves to the German Foreign Office,
Foreign Office's reaction is noted in marginal remarks. Hintze's precautions were felt
to be extreme. Cf. HAPAG Archiv, Dampfschiff "Ypiranga," Rapport des Kapitins,
26. Reise, May 6, 1914.
52AA Bonn, Mexiko 1, vol. 49, Hintze to Bethmann Hollweg, June 3, 1914.
53 Ibid., Heynen [HAPAG agent in Mexico] to HAPAG, June 4, 1914.
54 Ibid.
55 Ibid., Hintze to Bethmann Hollweg, June 5, Tagebuch Hintze, Tell 2, June 17, 1914.
56 Ibid., vol. 47, Hintze to AA, May 17, 1914.
7 Ibid., AA to Hintze, May 19, 1914.
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THOMAS BAECKER 13
58 When the Foreign Office learned on May 26 from Billow in Hamburg that the
weapons would be unloaded in Puerto Mexico, it made a feeble effort to persuade the
HAPAG not to accept further cargoes of weapons for Mexico. Not that the Foreign
Office was aware of the political dangers involved in discharging the weapons; rather,
it acted only because Hintze had in the meantime described the terrible consequences
of a renewed civil war for German commercial interests in Mexico. AA Bonn, Mexiko
1, vol. 47, Biulow to Bethmann Hollweg, May 25, 1914 and ibid., AA to Bilow, May 27,
1914.
59 Ibid., vol. 49, Hintze to Bethmann Hollweg, June 3, 1914. Next to Huerta there
was no one happier about the delivery of the weapons than the English Minister,
Carden. When he heard the news, he jumped up and shouted triumphantly: "Then
Huerta will stick! " Ibid., vol. 50, Hintze to Bethmann Hollweg, June 25, 1913, Tage-
buch Hintze, Tell 3, May 24, 1914.
60o Ibid., Hintze to Bethmann Hollweg, June 25, 1914.
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14 THE ARMS OF THE "YPIRANGA"
The captain pointed out to the commanding officer of the harbor the
possibility that the Mexican Government could request the delivery of
the arms in Puerto M6xico. Because, according to the American view,
there was no state of war, the ship was not subject to any restrictions.
Nevertheless, a settlement conforming to the wishes of the United
States would still have been possible if the Americans had given some
hints in that direction. Instead, the harbor officers in Veracruz were so
little obliging towards the HAPAG agents that the agents saw no
reason to make any suggestions in the interests of the United States.
General Funston, the commander-in-chief of Veracruz, later on
expressed his disapproval of the harbor authorities' behavior and very
much regretted not having seen the agents of the ship himself.62
61 Ibid., Tagebuch Hintze, Teil 3, May 23, 1914. It was not only the German side
that understood the American attitude in this way. See ibid., vol. 49, Hintze to Beth-
mann Hollweg, June 3, 1914. The HAPAG explained the American's release of the
Ypiranga and its weapons similarly. Biilow wrote from Hamburg to Berlin: "The
board of directors of the HAPAG explained the attitude of the American admiral
[Badger] as follows: that Washington, unsatisfied at that time, in April, with the
conduct of the rebel leaders Villa and Carranza, might well have intended to let
Huerta gain a stronger position for a while." Ibid., vol. 47, Billow to Bethmann
Hollweg, May 30, 1914.
62 MGFA, R-M-A. 637 PG 65 130, M. B. der "Dresden," G. B. Nr. 395, June 20, 1914.
68 MGFA, Kaiserliche Admiralitiit, 4321 XVII 1.5.-6, H. C. Lodge to Senator Lodge,
May 29, 1914, Anlage zum Washingtoner Marine-Bericht Nr. 87, June 11, 1914. Ac-
cording to Heynen, the American captain in authority at Veracruz mentioned after
the return of the Ypiranga: ". . . had he had any idea that the weapons and munitions
were going to be unloaded, he would have denied the despatch, but that he never had
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THOMAS BAECKER 15
such an idea because he was firmly convinced that the weapons would return to
Hamburg, for he had seen copies of cables from Hamburg in which this had been
instructed." AA Bonn, Mexiko 1, vol. 49, Heynen to HAPAG, June 4, 1914.
64See also in this regard AA Bonn, Mexiko 1, vol. 47, Biilow to Bethmann Hollweg,
May 29, 1914.
65HAPAG Archiv, Telegrammwechsel mit den Herren C. Heynen, Mexiko City,
und G. Bising, Vera Cruz, betreffend Munition in den D. "Ypiranga" und "Bavaria."
Both telegrams are in this compilation. So is the telegram of confirmation from Heynen
to the HAPAG. The HAPAG wrote on June 4 to Undersecretary of State Zimmer-
man: "Had there been any indication from the Americans that they did not want
the landing at Puerto M6xico, we certainly would have respected such a wish." AA
Bonn, Mexiko 1, vol. 48, HAPAG to Zimmermann, June 4, 1914.
66 AA Bonn, Mexiko 1, vol. 49, Heynen to HAPAG, June 4, 1914.
67 Cf. Katz, Deutschland . . . , p. 305, and Katz, Schifffahrt . .. , p. 107.
68 See Baecker, op. cit., pp. 67-109.
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16 THE ARMS OF THE " YPIRANGA"
When it became known in the United States that the arms of the
Ypiranga, on account of which 19 Americans had been killed, and t
arms on the Bavaria had been landed in Puerto M6xico, a storm
indignation broke out. A correspondent of the Kiilnische Zeit
reported from Washington: "During the past week German-Ameri
relations once again were not far from being broken. "I The Germ
consul in New York reported the "great excitement" and the "l
complaints" expressed in all American newspapers about the ar
shipment. In the American press, he continued, there was talk
"painful disappointment" with the German position, even of a Germ
"breach of faith. "17 The American public had expected the arms
be returned to Germany, as had Bryan and the American Governm
Bryan told Bernstorff that he was "very unpleasantly affected
because it is now difficult to withhold arms from constitutionalists. " 71
Hintze's apprehensions, too, threatened to be fulfilled. After hearing
that the war material had arrived, Huerta again thought of resuming
the fight,7 and Villa threatened to expel all Germans.
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THOMAS BAECKER 17
THOMAS BAECKER
for the German press which read to the effect (ibid., Kemnitz to Zimmermann, Jun
1914): "Had the American authorities indicated that they would not welcom
discharge at Puerto M6xico, it can be supposed that the Hamburg-American-Line wou
have respected such a wish out of consideration for the larger interest it has in
United States."
76 An egregious example can be found in Alec Tweedie, Mexico, From Diaz to the
Kaiser (New York, 1918), pp. 163, 176, and 268.
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