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Life-Cycle Environmental Analysis

for Evaluation of Pavement


Rehabilitation Options
Stephen A. Cross, Warren H. Chesner, Henry G. Justus,
and Edward R. Kearney

Transportation engineers, planners, and policy makers are currently faced highway operational strategies (construction, maintenance, and agency
with the need to incorporate sustainability issues such as energy use, operations) can assist in reducing greenhouse gas emissions. The
greenhouse gas emissions, and overall health impacts into the decision- development of more efficient highway operational strategies is
making process. Life-cycle environmental analysis (LCEA) is one of hampered by the lack of empirical information and methodologies
the evolving tools available to assist in this effort. LCEA differs from to assist planners in improving such strategies (2).
traditional environmental analysis in that LCEA takes a more compre- The results are presented of a New York State Department of
hensive look, or global perspective, at the environmental and resource Transportation (New York State DOT) study that employed a life-
burden of specific management decisions as opposed to traditional envi- cycle environmental assessment model to provide information on
ronmental analysis, which tends to focus almost exclusively on specific energy use, greenhouse gas emissions, and environmental emissions
impacts at the activity or in the immediate geographic vicinity of the associated with pavement rehabilitation maintenance options cur-
activity. The results of a study are presented: the computer program rently employed in New York State. Maintenance options considered
Pavement Life-Cycle Assessment Tool for Environmental and Economic included cold in-place recycling (CIPR) with and without add-stone,
Effects (PaLATE) was used to compare the environmental burden of mill and fill, and a two-course hot-mix asphalt (HMA) overlay. The
employing cold in-place recycling with the environmental burden of results are examined of the analysis and the current limitations
the conventional maintenance options of a 3-in. mill and fill and a 3-in.
associated with life-cycle environmental analysis (LCEA) to evaluate
hot-mix asphalt overlay. The results illustrate the potential of life-cycle
highway construction and maintenance practices.
environmental models to assist transportation officials in developing
21st century transportation policy as well as the current limitations
associated with their use.
BACKGROUND

In the U.S. economy, transportation is second only to electricity Environmental assessment methods have historically focused on
generation in terms of the volume and rate of growth of greenhouse air emissions, wastewater discharges, and solid waste generated
gas emissions. Transportation accounts for approximately one-third in the immediate vicinity of the prescribed action. For example,
of all U.S. end-use sector carbon dioxide (CO2) emissions. Each rehabilitation of an existing pavement can be expected to induce
year the U.S. transportation sector produces more CO2 emissions air emissions associated with construction equipment operations,
than the entire economy of any other nation except China. Highway fugitive dust emissions associated with pavement demolition activ-
vehicles (fuel consumption) are the primary source of these emissions, ities, water emissions associated with dust control operations, and
accounting for over 70% of total greenhouse gas transportation solid waste generation due to the removal of the old pavement. The
emissions (1). As a result, prior strategies to reduce greenhouse gas environmental burden on air, water, and land resources resulting from
emissions and energy use in the transportation sector have focused on these emissions can then be projected through the use of environ-
fuel consumption through vehicular energy efficiency improvements, mental models or direct calculations. In addition, it is a straightforward
low-carbon fuel alternatives, increased operating efficiency of the process to calculate the energy consumed (fuel used) to implement
transportation system, and reduced travel. such a process. This approach is sometimes referred to as a process-
More recently, and perhaps more relevant to the highway planning based environmental analysis, in which the major material and energy
and engineering community, it has been recognized that more efficient inputs and outputs are identified and quantified, and the impacts from
the resulting environmental emissions are estimated.
LCEA provides a more comprehensive assessment of the envi-
S. A. Cross, School of Civil and Environmental Engineering, 207 Engineering South,
ronmental burden resulting from a specific industrial activity. The
Oklahoma State University, Stillwater, OK 74078. W. H. Chesner, H. G. Justus,
and E. R. Kearney, Chesner Engineering, P.C., 38 West Park Avenue, Suite 200, LCEA approach differs from traditional environmental analysis
Long Beach, NY 11561. Corresponding author: S. A. Cross, steve.cross@ in that the environmental impacts are not limited to the immediate
okstate.edu. geographic vicinity where the activity is occurring. The development
and application of LCEA models are an outgrowth of the desire to
Transportation Research Record: Journal of the Transportation Research Board,
No. 2227, Transportation Research Board of the National Academies, Washington,
develop a more global perspective on the environmental and resource
D.C., 2011, pp. 43–52. burden imposed by specific industrial activities. LCEA is particularly
DOI: 10.3141/2227-05 useful for policy makers who must address issues such as energy

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44 Transportation Research Record 2227

use, greenhouse gas emissions, and overall health impacts induced PaLATE was previously used by the Transportation Ministry in
by specific policy decisions. Ontario, Canada, which undertook extensive modeling to assess the
The LCEA model is based on the use of economic input–output energy and greenhouse gas emission benefits of using CIPR versus
life-cycle assessment (EIO-LCA) models. The EIO-LCA method was alternative pavement rehabilitation options (7 ). Additional studies
originally intended as a tool to estimate both direct and supply chain were undertaken at the Recycled Materials Resource Center at the
economic effects for commodities by using average U.S. Department University of New Hampshire, which presented comparisons of
of Commerce data (3). The objective is to provide a means to project CIPR and hot in-place recycling (8). Robinette and Epps (9) pre-
the effect of economic activities in one sector of the economy on sented a detailed evaluation of the environmental burden factors in
other sectors of the economy. The method is similarly applied to LCEA PaLATE in a review of the benefits of flexible pavement recycling.
by projecting the environmental burden imposed on secondary They found that environmental burden factors for asphalt cement were
sectors due to activity in a selected source sector of the economy. different and considerably larger than those reported in two previous
For example, the use of asphalt cement in HMA paving induces an studies (10, 11).
environmental burden not only at the construction site where the The EIO-LCA method of analysis for LCEA is a potentially
pavement is being constructed but also at the HMA plant where the powerful tool that provides a much broader picture of overall envi-
aggregate and asphalt cement are mixed. HMA production in turn ronmental and resource impacts than conventional environmental
induces impacts at the crude oil refinery where the asphalt cement assessment approaches do. The EIO-LCA method is, however, a
used in the HMA is produced, at power-generating facilities where relatively recent development in environmental analysis, whose
power is generated to run the refinery, and in oil and gas extraction application has accelerated over the past decade. As a result, to avoid
operations that must pump, store, and transport the crude oil. All of improper interpretation of results, numerous limitations need to be
these environmental impacts result from the increased demand for recognized when EIO-LCA models such as PaLATE are used.
asphalt cement generated by the roadway construction project.
Similar supply chain impacts are induced because of the need for
aggregate materials in the HMA. MODELING REHABILITATION OPTIONS
The EIO-LCA modeling approach was refined for use online by WITH PaLATE
researchers at the Green Design Institute of Carnegie Mellon Uni-
versity (4). Further adaptation of the EIO-LCA modeling approach To utilize PaLATE, a design pavement or model pavement is first
for highway construction and maintenance evaluations was undertaken selected and different rehabilitation options (or pavement treatments)
at the University of California, Berkeley, under FHWA sponsorship are modeled to compare the environmental outputs of each option.
(3). Work at Berkeley resulted in the development of the computer For this study, the modeled pavement was a two-lane, 24-ft-wide
program Pavement Life-Cycle Assessment Tool for Environmental pavement. The comparison was made on a centerline-mile basis for
and Economic Effects (PaLATE) (5). the mainline pavement only.
PaLATE is a hybrid model that uses the two aforementioned In New York State, CIPR is one of a series of asphalt pavement
analytical methods to characterize and quantify energy (fuel) rehabilitation options designed to extend the service life of pavements.
use, water use, emissions, and health risks. These models include The objective of the modeling presented here was to compare the
the process-based LCA (PB-LCA) and EIO-LCA. The EIO-LCA energy, greenhouse gas, and environmental emissions of CIPR,
method used by PaLATE is based on industrial sector data main- mill and fill, and a two-course HMA overlay and to examine the
tained at Carnegie Mellon University, which are available online sensitivity of PaLATE to selected inputs, particularly asphalt cement
(4). An excellent description of the EIO-LCA method is presented use. Four different treatment options were analyzed:
by Hendrickson et al. (6). In general, the EIO-LCA model works
as follows: 1. CIPR with 4-in. mill depth and 1.5-in. HMA overlay (CIPR-4),
2. CIPR with 4-in. mill depth incorporating 20% add-stone with
1. When a demand for a product (e.g., HMA) is initiated in any 1.5-in. HMA overlay (CIPR-4-AS),
one sector, the demand can generate demand in up to 500 economic 3. Mill and fill with 3-in. mill depth and 3-in. HMA overlay
sectors (only a few will be measurably affected). placed in two equal lifts (MF-3), and
2. The demand is characterized monetarily (in dollars). For 4. Two-course overlay consisting of a 3-in. HMA overlay placed
example, if a contractor purchases $100 of HMA, the contractor can in two equal lifts (TCO).
induce demand defined in terms of dollars in petroleum refined,
power generation, pipeline transport, sand and gravel mining, Asphalt content, recycled asphalt pavement usage, and haul dis-
and so on. tances of materials are a few of the many input parameters required
3. Each dollar demand in a particular sector generates some by PaLATE. Pavement design data used as input into PaLATE were
environmental burden (expressed in terms of resource use or pollution as follows:
emission). For example, in sand and gravel mining, each $100 spent
could result in the use of 10 gal of water, 20 kWh of power, 50 g of 1. All HMA had 6.0% asphalt cement and contained 10% recycled
particle emissions less than 10 microns, and so on. asphalt pavement with 6.0% asphalt cement;
4. In effect, each industrial sector has environmental burden 2. CIPR-4-AS had 3.0% asphalt emulsion, based on dry mass of
factors built into the EIO-LCA database that are defined in terms of, the millings;
for example, emissions per dollar of demand or water use per dollar 3. CIPR-4 had 2.5% asphalt emulsion, based on dry mass of
or energy use per dollar. the millings; the reduced emulsion content provides the same
5. By summing the environmental burden across all economic emulsion content for all CIPR when based on total mass of material
sectors associated with a specific activity, the total environmental (millings + add-stone);
burden can be determined. 4. Asphalt emulsion had a residual asphalt content of 67%;
Cross, Chesner, Justus, and Kearney 45

5. The modeled pavements were located 25 mi from the HMA ifications, will preferentially relieve specific functional distresses
plant; (e.g., reflective cracking), and will extend the life of the pavement
6. The HMA plant was located 25 mi from the quarry, so the for a given period. It is unlikely that such periods will be equal.
aggregate haul distance from quarry to plant was 25 mi; Comparative environmental analysis tends to imply equivalency,
7. The haul distance from the refinery–asphalt terminal to the HMA but this interpretation may not necessarily be accurate. From a
plant was 100 mi; and structural perspective, TCO adds the most structure followed by CIPR
8. The haul distance from the asphalt emulsion plant to the and MF-3. However, CIPR and MF are not generally considered
modeled pavements was 100 mi. treatment options for structural distresses but for functional distress.
CIPR provides the thickest depth of treatment and removes the great-
PaLATE categorizes the highway construction process into est depth of existing pavement, both of which would be important
three operations: in treating functional distress.

• Material production,
• Material transportation, and EIO-LCA MODEL QUALIFICATIONS
• Process (equipment).
The development of EIO-LCA models for LCEA as noted earlier
Table 1 shows the three PaLATE highway construction operations is a relatively new process. The databases currently available to
and the activities that fall under each operation. For each activity in predict supply chain environmental impacts are in the early stages
Table 1, PaLATE generates output data on 12 different environmental of development and generally rely on simplifying assumptions and
parameters (5): aggregate or average resource use and pollutant release data associated
with broad industrial sectors to project environmental burdens.
1. Energy consumption (MJ), Data available from many industrial sectors to project an accurate
2. CO2 emissions (kg), environmental burden are currently limited. In some instances
3. Water consumption (kg), available data may be outdated, incomplete, or nonspecific. As
4. Nitrogen oxide (NOx) emissions (kg), reported by Robinette and Epps (9), absolute values predicted
5. Particle size less than 10 µm (PM10) emissions (kg), by a highway construction model such as PaLATE can be highly
6. Sulfur dioxide (SO2) emissions (kg), inaccurate. The approach at this stage of model development would
7. Carbon monoxide (CO) emissions (kg), appear to be best suited for comparative analysis such as the one
8. Mercury (Hg) emissions (g), presented here.
9. Lead (Pb) emissions (g), One of the more notable features in EIO-LCA models is the
10. Resource Conservation Recovery Act hazardous waste gen- assumption of proportionality in the translation of production from
erated (kg), one sector to the next and, hence, of proportionality in environmental
11. Human toxicity potential cancerous (g), and burden. What this assumption means is that a $1,000 economic demand
12. Human toxicity potential noncancerous (kg). in one industrial sector will have 10 times the environmental burden
of a $100 demand. This linear assumption can introduce significant
error if the relationship between demand and environmental burden
TREATMENT EQUIVALENCIES is nonlinear. When this is the case, the readjustment or reallocation
of environmental burden factors is a necessary procedure. This par-
Comparative environmental analysis of preselected maintenance ticular feature was identified as an area of concern in projecting the
treatment options is complicated by the fact that the respective options impacts associated with the use of asphalt cement in the construction
are rarely equivalent. Each option will have specific structural ram- or rehabilitation process.

TABLE 1 Highway Construction Operations and Activities Defined in PaLATE

CIPR-4-AS CIPR-4 MF-3 TCO

Construction Operation Activity HMA CIPR HMA CIPR HMA Cold Milling HMA

Material production Virgin aggregates X X X X X


Asphalt cement X X X X
Asphalt emulsion X X
RAP a in HMA mix X X X X
Run HMA plant X X X X
Cold milling X
Material transportation Haul aggregates X X X X X
Haul asphalt cement X X X X
Haul asphalt emulsion X X
Haul HMA from plant to project X X X X
Haul cold millings to plant X X X X X
Processes (equipment) HMA paving X X X X
CIPR X X

a
RAP = recycled asphalt pavement.
46 Transportation Research Record 2227

Asphalt cement is a byproduct material in the petroleum refining 1. The results of using a complete 100% asphalt cement environ-
process. In this process, crude petroleum is separated into its various mental burden as projected by PaLATE;
fractions through a distillation process at the oil refinery. After sep- 2. The results of using a 50% asphalt cement environmental
aration, these fractions are further refined into other products, which burden, which assumes that one-half of PaLATE’s projections are
include asphalt cement, paraffin, gasoline, naphtha, lubricating oil, appropriate; and
kerosene, and diesel oil. Since asphalt cement is the base or heavy 3. A 0% asphalt cement environmental burden, which assumes that
constituent of crude petroleum, asphalt cement does not evaporate or there is no life-cycle asphalt cement burden (this condition essentially
boil off during the distillation process. Asphalt cement is essentially reverts to the PB-LCA model without the EIO-LCA component for
the heavy residue of the oil-refining process. Asphalt cement is asphalt).
not the primary product or even a major secondary product. It is
a residue byproduct that would be generated whether a demand
existed for it or did not exist. As a result, the vast majority of the RESULTS
energy and emissions in an oil refinery would occur with or without
a demand for the product. When such a condition exists, unless Table 2 presents PaLATE-generated energy demand and green-
special industrial-specific factors are incorporated into the EIO-LCA, house gas emissions for the four maintenance options evaluated
a linear assumption will be assumed that will result in a proportional at 100%, 50%, and 0% asphalt demand. The results of the data
increase in petroleum refinery emissions with increases in asphalt in Table 2 are shown graphically in Figures 1 through 5. Figure 1
demand. shows the energy consumed for each treatment option expressed
To examine the effect of asphalt cement–related environmental in terms of megajoules per mile. Greenhouse gases included in
burden estimates on the LCEA, a sensitivity analysis was undertaken PaLATE are CO2, CO, and NOx. CO2 is by far the predominant
to examine asphalt cement assumptions on the comparative analysis component, accounting for approximately 98% of greenhouse gas
of the four rehabilitation options modeled in the study. The following emissions. (NOx and CO are also precursors for photochemical smog
three scenarios were developed for the analysis: production.) Total greenhouse gas emissions for material production,

TABLE 2 PaLATE Energy and Greenhouse Gas Outputs with Differing Bitumen Demands

Treatment

Emission or Environmental Effect CIPR-4-ASa CIPR-4a MF-3 TCO

Energy (MJ)
Material production
100% asphalt demand 3,387,941 3,020,074 3,404,972 3,336,275
50% asphalt demand 1,901,205 1,695,383 2,098,678 2,031,340
0% asphalt demand 414,470 370,692 792,383 726,405
Material transportation 98,986 79,847 201,065 142,272
Process (equipment) 91,031 91,031 13,182 13,182
CO2 (kg)
Material production
100% asphalt demand 182,400 160,100 185,700 166,700
50% asphalt demand 100,350 85,750 113,650 94,700
0% asphalt demand 18,300 11,400 41,600 22,700
Material transportation 7,400 5,970 15,030 10,630
Process (equipment) 6,830 6,830 990 990
CO (kg)
Material production
100% asphalt demand 716.9 643.0 692.4 637.9
50% asphalt demand 370.5 329.0 388.5 333.9
0% asphalt demand 24.1 15.0 84.5 30.0
Material transportation 32.9 26.5 66.7 47.2
Process (equipment) 45.1 45.1 7.8 7.8
NOx (kg)
Material production
100% asphalt demand 1,022.0 922.8 1,244.7 991.7
50% asphalt demand 565.7 509.1 844.3 591.3
0% asphalt demand 109.4 95.5 443.9 190.9
Material transportation 394.3 318.0 800.8 566.7
Process (equipment) 209.4 209.4 36.2 36.2

a
Includes 1.5-in. HMA overlay.
Cross, Chesner, Justus, and Kearney 47

4,000,000

3,500,000

3,000,000
Energy (MJ/mile)

2,500,000 Process
Transportation
2,000,000 Production

1,500,000

1,000,000

500,000

0
CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO
100% Asphalt Demand 50% Asphalt Demand 0% Asphalt Demand

FIGURE 1 Energy consumed by treatment (CIPR4-AS and CIPR4 include 1.5-in. HMA overlay).

250,000

200,000
Greenhouse Gas (kg/mile)

Process
150,000
Transportation
Production
100,000

50,000

0
CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO

100% Asphalt Demand 50% Asphalt Demand 0% Asphalt Demand

FIGURE 2 Total greenhouse gas emissions (CIPR4-AS and CIPR4 include 1.5-in. HMA overlay).
48 Transportation Research Record 2227

250,000

200,000
Greenhouse Gas (kg/mile)

Process
150,000
Transportation
Production
100,000

50,000

0
CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO
100% Asphalt Demand 50% Asphalt Demand 0% Asphalt Demand

FIGURE 3 Total CO 2 emissions (CIPR4-AS and CIPR4 include 1.5-in. HMA overlay).

900

800

700 Process
Carbon Monoxide (kg/mile)

Transportation
600
Production
500

400

300

200

100

0
CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO

100% Asphalt Demand 50% Asphalt Demand 0% Asphalt Demand

FIGURE 4 Total CO emissions (CIPR4-AS and CIPR4 include 1.5-in. HMA overlay).
Cross, Chesner, Justus, and Kearney 49

2,500

Process
Transportation
2,000
Production

Nitrous Oxides (kg/mile) 1,500

1,000

500

0
CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO

CIPR-4-AS

CIPR-4

MF-3

TCO
100% Asphalt Demand 50% Asphalt Demand 0% Asphalt Demand

FIGURE 5 Total NO x emissions (CIPR4-AS and CIPR4 include 1.5-in. HMA overlay).

material transportation, and process operations expressed in terms highest ranking (e.g., 4) to the greatest burden. The sum of the indi-
of kilograms released per mile are shown in Figure 2, and individ- vidual rankings yields a total ranking score (Table 5). The sum
ual plots of the component parts of greenhouse gas are shown in of the rankings by treatment for each effect provides an overall,
Figures 3 through 5. but not completely scientific, picture of the environmental impact
The results of the PaLATE outputs for the remaining eight of each treatment option. This type of total ranking gives equal
environmental factors are shown in Table 3. A complete discus- weight to each environmental parameter, which is a simplifying
sion of each of these factors can be found in the final report by the assumption.
authors (12). The data in Tables 4 and 5 reveal the following:
Examination of these data highlights the following:
• CIPR-4 generates the least environmental burden (lowest rank-
• The absolute values of energy consumed and greenhouse gas ing values) regardless of the asphalt cement–related burden. This
emissions projected by PaLATE decrease significantly with a finding is due to CIPR-4’s lower asphalt content compared with the
reduction in asphalt-related impacts and other options.
• This finding suggests that asphalt-related life-cycle impacts • The addition of add-stone to CIPR-4 (CIPR-4-AS) removes the
represent the overriding factor in the LCEA analysis as defined by distinct environmental advantage of CIPR as a maintenance option
PaLATE. (This finding is discussed later.) over TCO.
• As the environmental burden associated with asphalt cement is
The comparative values of energy consumption and greenhouse reduced, the CIPR options have the lowest environmental effect and
gas emissions between each of the individual treatments appear to the environmental burden of TCO increases. The environmental
maintain their relative ranking. A closer examination reveals that the impact of MF-3 increases as the asphalt burden is reduced.
differing asphalt burden assumptions affect the relative rankings
between each of the treatment options. PaLATE attributes the major fraction (well over 90%) of the envi-
The total environmental burden and impact of reducing the envi- ronmental burden of HMA and emulsion mixes used in roadway
ronmental burden of asphalt projected by PaLATE can be examined construction to the presence of asphalt cement. The data and figures
by developing a relative ranking table for each environmental factor. presented here reflect the fact that as the environmental burden attrib-
The table can then be used to assess the degree to which each respec- uted to asphalt cement use is reduced, there is a significant reduction
tive maintenance option is affected by the magnitude of the asphalt in overall resource use and environmental emissions.
environmental burden. Figure 6 shows the quantity of asphalt cement used by each main-
Table 4 provides a ranking from 1 to 4 for each environmen- tenance option examined in the report by Cross et al. (12). The total
tal parameter included in the PaLATE analysis (and shown in new asphalt cement shown below each bar is the sum of the asphalt
Tables 2 and 3) for each treatment option. The lowest-ranked value cement in the HMA overlays and residual asphalt in the asphalt
(e.g., 1) corresponds to the lowest environmental burden and the emulsion from the CIPR.
TABLE 3 Remaining PaLATE Outputs

Treatment

Emission or Environmental Effect CIPR-4-ASa CIPR-4a MF-3 TCO

Water Consumption (kg)


Material production
100% asphalt burden 1,248.3 1,121.2 1,107.6 1,107.6
50% asphalt burden 641.8 571.4 575.5 575.5
0% asphalt burden 35.30 21.66 43.30 43.30
Material transportation 16.85 13.59 23.11 24.22
Process (equipment) 8.85 8.85 1.28 1.28
PM10 (kg)

Material production
100% asphalt burden 411.7 298.2 469.7 451.7
50% asphalt burden 334.4 228.1 401.8 383.9
0% asphalt burden 257.0 158.0 333.9 316.0
Material transportation 77.9 63.0 158.2 112.5
Process (equipment) 14.90 14.90 2.60 2.57
SO2 (kg)
Material production
100% asphalt burden 18,874 18,790 36,823 36,806
50% asphalt burden 18,461 18,415 36,461 36,444
0% asphalt burden 18,047 18,040 36,098 36,081
Material transportation 23.70 19.08 48.00 34.00
Process (equipment) 13.80 13.80 2.39 2.39
Hg (g)
Material production
100% asphalt burden 5.15 4.67 4.57 4.52
50% asphalt burden 2.58 2.34 2.29 2.26
0% asphalt burden 0.00 0.00 0.00 0.00
Material transportation 0.07 0.06 0.10 0.10
Process (equipment) 0.00 0.00 0.00 0.00
Pb (g)
Material production
100% asphalt burden 244.7 220.3 218.9 216.6
50% asphalt burden 125.0 111.8 113.9 111.50
0% asphalt burden 5.22 3.22 8.80 6.40
Material transportation 3.33 2.68 4.56 4.78
Process (equipment) 0.00 0.00 0.00 0.00
RCRAb Hazardous Waste (kg)
Material production
100% asphalt burden 51,640 46,726 45,918 45,423
50% asphalt burden 25,972 23,458 23,396 22,901
0% asphalt burden 303 190 874 379
Material transportation 713 575 978 1,025
Process (equipment) 0.0 0.0 0.0 0.0
HTP c Cancerous (g)
Material production
100% asphalt burden 374,530 365,272 730,545 730,545
50% asphalt burden 200,141 190,883 381,766 381,766
0% asphalt burden 25,751 16,493 32,986 32,986
Material transportation 2,122 1,712 4,310 3,050
Process (equipment) 0.0 0.0 0.0 0.0
HTP c Noncancerous (kg)
Material production
100% asphalt burden 306,366 189,491 378,982 378,982
50% asphalt burden 306,294 189,419 378,838 378,838
0% asphalt burden 306,221 189,347 378,694 378,694
Material transportation 2,603 2,100 5,288 3,742
Process (equipment) 0.0 0.0 0.0 0.0

a
Includes 1.5-in. HMA overlay.
b
RCRA = Resource Conservation Recovery Act.
c
HTP = human toxicity potential.
Cross, Chesner, Justus, and Kearney 51

TABLE 4 Relative Ranking of Asphalt Bitumen Burden Effects

Asphalt Burden (%)

CIPR-4-ASa CIPR-4a MF-3 TCO

Parameter 100 50 0 100 50 0 100 50 0 100 50 0

Energy 3 2 2 1 1 1 4 4 4 2 3 3
Water 4 4 2 3 1 1 1 2 3 2 3 4
CO2 3 3 2 1 1 1 4 4 4 2 2 3
NOx 3 2 2 1 1 1 4 4 4 2 3 3
PM10 2 2 2 1 1 1 4 4 4 3 3 3
SO2 2 2 2 1 1 1 4 4 4 3 3 3
CO 4 3 3 2 2 2 3 4 4 1 1 1
Hg 4 4 2 3 3 1 2 2 3 1 1 4
Pb 4 4 4 1 1 1 3 3 3 2 2 2
RCRA waste 4 4 2 3 2 1 2 3 4 1 1 3
HTP-C 2 2 2 1 1 1 4 4 4 3 3 3
HTP-NC 2 2 2 1 1 1 4 4 4 3 3 3
Total 37 34 27 19 16 13 39 42 45 25 28 35

a
Includes 1.5-in. HMA overlay.

When the CIPR options are compared with the MF-3 and TCO ity issues such as energy use, greenhouse gas emissions, and
options, the data reveal that overall health impacts are incorporated into the decision-making
process.
• MF-3 and TCO options use the same quantity of asphalt cement
• The current database available to support life-cycle models that
per mile of pavement (each option in the analysis uses two 1.5-in.
use EIO-LCA procedures to support LCEA models does not have
HMA overlays);
sufficient accuracy to support absolute value projections of energy
• CIPR-4-AS requires almost the same total amount of asphalt
consumption, greenhouse gas emissions, or environmental emissions
(asphalt cement and residual asphalt from asphalt emulsion) as
for highway maintenance planning.
MF-3 and TCO, 127.8 tons/mi to 128.3 tons/mile; and
• EIO-LCA models are better suited for relative comparisons
• CIPR-4 uses the least amount of asphalt, approximately 9.0%,
9.0%, and 9.5% less than MF-3, TCO, and CIPR-4-AS, respectively. between available options.
• PaLATE, because of the lack of sufficient EIO-LCA data,
attributes well over 90% of the total environmental burden to the
presence of asphalt cement. This amount is likely an overestimate of
CONCLUSIONS the actual environmental burden due to asphalt cement. The authors
supplied data at a 50% asphalt burden and the New York State DOT
The following conclusions are drawn:
suggested a 10% burden (12).
• LCEA, including the use of models such as PaLATE, has • From a life-cycle environmental perspective, CIPR-4 was
the potential to assist transportation officials when sustainabil- determined to be the best of the four treatment options analyzed.
• The TCO maintenance option was found to be similar to CIPR-4
if add-stone is included in the mix (CIPR-4-AS).

TABLE 5 Total Score and Rankings

Total Score Ranking ACKNOWLEDGMENTS

Asphalt Burden (%) Asphalt Burden (%) The members of the research team gratefully acknowledge spon-
sorship of this project by the New York State Energy Research and
Treatment 100 50 0 100 50 0
Development Authority (NYSERDA) and the New York State DOT,
CIPR-4-AS a
37 34 27 3 3 2 under the direction of Joseph D. Tario of NYSERDA and Michael
CIPR-4a 19 16 13 1 1 1 A. Rossi of New York State DOT. They also acknowledge the help-
MF-3 39 42 45 4 4 4 ful input and technical support throughout the course of the project
TCO 25 28 35 2 2 3 provided by Thomas Kane, materials engineer, and Gary Frederick,
director of transportation research and development, of New York
a
Includes 1.5-in. HMA overlay. State DOT.
52 Transportation Research Record 2227

140

120

New Asphalt Cement (tons/mile)


100

80

60

40

20

0
CIPR-4-AS CIPR-4 MF-3 TCO

Asphalt From HMA Asphalt From EAC

FIGURE 6 Total asphalt consumed by each treatment (EAC ⴝ emulsified asphalt cement).

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