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Journal of Alzheimer’s Disease 48 (2015) 1–12 1

DOI 10.3233/JAD-142766
IOS Press

Review

Stress, Meditation, and Alzheimer’s Disease


Prevention: Where The Evidence Stands
Dharma Singh Khalsaa,b,∗
a Alzheimer’s
Research and Prevention Foundation, Tucson, AZ, USA
b Departmentof Internal/Integrative Medicine, University of New Mexico School of Medicine,
Albuquerque, NM, USA

Handling Associate Editor: J. Wesson Ashford

Accepted 26 May 2015

Abstract. Although meditation is believed to be over five thousand years old, scientific research on it is in its infancy. Mitigating
the extensive negative biochemical effects of stress is a superficially discussed target of Alzheimer’s disease (AD) prevention,
yet may be critically important. This paper reviews lifestyle and stress as possible factors contributing to AD and meditation’s
effects on cognition and well-being for reduction of neurodegeneration and prevention of AD. This review highlights Kirtan
Kriya (KK), an easy, cost effective meditation technique requiring only 12 minutes a day, which has been successfully employed
to improve memory in studies of people with subjective cognitive decline, mild cognitive impairment, and highly stressed
caregivers, all of whom are at increased risk for subsequent development of AD. KK has also been shown to improve sleep,
decrease depression, reduce anxiety, down regulate inflammatory genes, upregulate immune system genes, improve insulin
and glucose regulatory genes, and increase telomerase by 43%; the largest ever recorded. KK also improves psycho-spiritual
well-being or spiritual fitness, important for maintenance of cognitive function and prevention of AD. KK is easy to learn and
practice by aging individuals. It is the premise of this review that meditation in general, and KK specifically, along with other
modalities such as dietary modification, physical exercise, mental stimulation, and socialization, may be beneficial as part of an
AD prevention program.

Keywords: Alzheimer’s disease, lifestyle, meditation, memory loss improvement, prevention, stress, psychospiritual well-being,
reduction of risk factors

LIFESTYLE AND ALZHEIMER’S DISEASE repair neuronal damage, and prevent the type of cogni-
PREVENTION tive disability that could lead to AD, are at the forefront
of the discussion of AD prevention. Emerging research
This is a critically important time in the field of suggests that lifestyle choices can make a difference,
Alzheimer’s disease (AD) prevention. As the search when it comes to AD prevention [2, 3]. In a recent
for a drug to prevent and/or cure AD continues to study of lifestyle modification, The Finnish Geriatric
be elusive [1], low cost lifestyle measures that create Intervention Study To Prevent Cognitive Impairment
high levels of brain health, stop ongoing degeneration, and Disability (The FINGER Study), the effects of
a 2-year multi-domain intervention targeting several
∗ Correspondence to: Dharma Singh Khalsa, MD, Founding Pres- lifestyle and vascular risk factors were studied simul-
ident and Medical Director, Alzheimer’s Research and Prevention
Foundation, P.O. Box 30783, Tucson, AZ 85751-0783, USA. Tel.:
taneously. FINGER included 1,260 participants aged
+1 520 749 8374; Fax: +1 520 838 9855; E-mail: drdharma@ 60–77 years. The initial study, which ended in 2014,
alzheimersprevention.org. will continue with an extended 7 year follow up period.
ISSN 1387-2877/15/$35.00 © 2015 – IOS Press and the authors. All rights reserved
This article is published online with Open Access and distributed under the terms of the Creative Commons Attribution Non-Commercial License.
2 D.S. Khalsa / Stress, Meditation and AD Prevention

FINGER indicated that utilizing nutritional interven- responses are highly deleterious when activated chron-
tion, physical exercise, cognitive training, and social ically [14].
activities together resulted in a significant beneficial Furthermore, aging is a time of decreased ability to
effect on overall cognitive performance. The study was handle stress and, untreated, chronic stress accelerates
the first large randomized controlled trial that sug- many of the degenerative aspects of aging, including
gested that it is possible to prevent cognitive decline cognitive decline. In contrast, meditation may counter-
and thus delay or prevent AD using an integrative med- balance many aspects of the stress response and protect
ical program among older, at-risk individuals [4–6]. the brain specifically from the ravages of aging com-
This review will initially focus on a lifestyle factor bined with stress overload [11, 18, 19].
common today: chronic stress. Stress, via the cortisol Stress may injure hippocampal cells via the release
connection, causes neurotoxic damage to cells in the of the hormone cortisol from the adrenal gland in
hippocampus and elsewhere in the brain which may response to hypothalamic and pituitary stimulatory sig-
increase AD risk. Beyond that, stress has a causative nals, such as CRF and ACTH. Such injury could lead
association with multiple risk factors for AD, including to dysfunction and atrophy of that critically impor-
inflammation, calcium dysregulation, cardiovascular tant memory and emotional brain structure [20, 21].
disease including hypertension, diabetes/insulin resis- Beyond that, hippocampal cellular loss is dramatically
tance, depression, anxiety, physical inactivity, sleep exacerbated because of the destruction of the specific
deprivation, and smoking [7, 8]. A recent study of neurons that control cortisol secretion from the adrenal
1,796 elderly people with AD compared to 7,184 with- gland [14].
out an AD diagnosis highlighted the direct connection This loss of feedback inhibition may lead to a per-
between anxiety, insomnia, benzodiazepine use, and sistent toxic cortisol level, thus causing the further
AD [9]. Previously, a number of these drugs were injury or death of hippocampal cells by activating
shown to turn on AD promoting genes [10]. NMDA receptors, which may allow excessive extracel-
How meditation acts to reduce stress and cortisol lular calcium ion to pass through now open channels,
levels and improve multiple aspects of health and cog- flooding the interior of the cell with markedly exces-
nition will then be reviewed. Beyond the basics of this sive calcium ion. This excessive intracellular calcium
discussion, this article will discuss research on a sim- leads to cytosolic injury, mitochondrial damage, severe
ple, twelve-minute, meditation technique called Kirtan oxidative stress, and possibly inflammation, which
Kriya (KK), that positively impacts brain and mem- may ultimately lead to significant cognitive decline
ory function, cellular health, genetic expression, and [22]. Current research also indicates that chronic stress
well-being. Moreover, KK may reverse memory loss arousal activates multiple inflammatory mediators,
in subjects with subjective cognitive decline (SCD) and including the NF-␬B system, leading to widespread
mild cognitive impairment (MCI), both of which may brain inflammation, especially in the hippocampus [8,
progress to dementia [11–13]. 23–25]. These disturbances of central inflammation
have been shown to be a hallmark of AD [26].
The negative effects of chronic stress are consid-
STRESS, AGING, AND NEURON DEATH erable. Beyond cognitive decline and memory loss,
stress also affects numerous neurobehavioral phenom-
According to leading stress researcher Robert ena, from anxiety to depression to various abnormal
Sapolsky Ph.D., a stressor can be defined physiologi- behaviors and unconscious self-defeating compulsive
cally as any perturbation from the outside world that actions. Some of these behaviors may lead to premature
disrupts homeostasis [14]. Beyond the physical, stress cognitive decline and AD [27]. Significantly, Lupien
can also be psychological or emotional and the potency argues that it is not simply isolated episodes of stress
and pathogenicity of psychological stress cannot be that do damage to the brain. Rather, it is the magni-
ignored, as it may increase the risk of developing tude of cortisol exposure over the lifetime, especially
AD [15]. middle age and beyond, that is linked to AD and pro-
Modern stress research is considered to have motes emotional and cognitive dysfunction, including
begun in the last century with the work of Walter B. disruption of hippocampal-dependent selective atten-
Cannon [16], and later recognized as the first stage tion and explicit short term memory loss, SCD, MCI,
of Selye’s general adaptation syndrome [17]. This and AD [18, 28, 29].
work led Sapolsky and others to appreciate that while Further evidence links decreased memory perfor-
acute stress actually heightens cognition, these same mance and a greater risk of AD in people reporting
D.S. Khalsa / Stress, Meditation and AD Prevention 3

higher levels of work-related stress, having stress- additional point in the hypothalamus that, when
prone personalities, enduring early childhood stress stimulated, caused the exact opposite of the stress
such as abuse, trauma, and neglect and/or suffering response. He called it the trophotrophic center, which
from midlife stress as well. In a study specific to was associated with parasympathetic activation, relax-
women, for each additional stressor reported, the risk ation, sleepiness, and withdrawal from activities. The
of later developing AD increased 20% [30–33]. trophotrophic system protects against stress over-
In a study by Wilson, those subjects who scored high load and allows for recovery and regeneration [42].
in distress proneness (90th percentile) had twice the This dichotomy suggests that there exists an innate,
risk of developing AD than those in low distress prone- natural way to reduce the deleterious effects of
ness (10th percentile) suggesting that an increased stress.
vulnerability to psychological distress may be a risk Approximately twenty years later, Herbert Benson,
factor for AD. MD, further elucidated the physiological underpin-
A randomized, double blind, placebo controlled nings of the trophotrophic center. First he described
comparison of two fixed oral doses of cortisol (40 mg/d what he called “The Four States”: awake, sleep,
and 160 mg/d using split doses to approximate circa- dream, and the fourth state. The difference between
dian rhythm) in volunteers over four days to a matched the first three states and the fourth state is that the first
group of healthy subjects (n = 51) showed reversible three happen spontaneously, while specific actions are
impaired verbal, declarative, and short term mem- required to enter into the fourth state or what Ben-
ory in those subjects receiving the higher or stress son initially called “eliciting the relaxation response
dose of cortisol [34]. Additionally, Wang showed that (RR)” [43]:
psychological stress in the workplace as manifest by
low job control and high job strain was associated 1. Comfort: Sit easily in a chair or on the floor.
with increased risk of AD in late life, independent 2. Quiet: Be alone in a spot where you will not be
of other risk factors [35]. Chronic stress is associated disturbed, i.e., no texts, emails, cell phones, etc.,
with multiple brain anatomic abnormalities, including while eliciting the relaxation response.
a decreased size of the anterior cingulate cortex, which 3. Tool: Focus on a word, thought, breathing, sound,
leads to impaired hypothalamic-pituitary-adrenal axis or short prayer.
regulation and perhaps an increased vulnerability to 4. Attitude: When other thoughts enter your mind,
the effects of chronic stress [36]. re-focus on your tool to the exclusion of every-
Finally, recent stress research by Epel and Black- thing else for 10 to 20 minutes twice a day.
burn shows that stress has a pronounced negative
effect on genetic health, diminishing telomerase levels, Meditation is not blanking out your mind, for
the enzyme responsible for maintenance of telomere that is virtually impossible. Rather, it is a wakeful,
length, the protective cap of DNA. Shorter telomeres hypo-metabolic state that is produced by following
are associated with inflammation, accelerated aging, these four steps, especially the last one [43, 44].
and AD [37, 38]. Moreover, telomeres are shorter in Recently, Benson modified his original approach to
those with childhood maltreatment [39, 40]. two steps required to elicit the RR: Repetition of
a word, sound or movement and the passive dis-
regard of everyday thoughts when they come to
MEDITATION AS ALZHEIMER’S DISEASE mind during the practice of the chosen technique.
PREVENTION MEDICINE Through four decades of research, Benson and col-
leagues have shown that the RR impacts genomic,
In 1949, Swiss physiologist Walter Hess, PhD, was structural, physical, psychological, and functional out-
awarded the Nobel Prize in Medicine and Physiology comes [45–52].
for his description of two centers in the hypothala- Other meditation techniques that have been stud-
mus of the cat [41]. One of the points, which he ied prominently include the Transcendental Meditation
called the ergotrophic center, when stimulated elec- technique (TM) as taught by Maharishi Mahesh
trically, produced the typical physiological features Yogi, which uses a secret, silent, prescribed sound
of the sympathetic stress response: rise in blood or mantra as its tool, and mindfulness meditation or
pressure, increase in pulse, faster respiratory rate, Mindfulness Based Stress Reduction (MBSR), a Bud-
and an increase in oxygen consumption or MVO2. dhist approach with the focus on the breath as its
He broke new ground when he demonstrated an tool.
4 D.S. Khalsa / Stress, Meditation and AD Prevention

TO REVIEW More than 350 peer-reviewed research studies on


the TM technique have been published in over 160 sci-
1. RR: The person selects their own tool. Time entific journals. In recent research, there was a 48%
depends on technique but generally may be for reduction in heart disease deaths in people practicing
20 minutes twice a day. TM; further studies confirmed its effect on hyper-
2. TM: A personalized silent sound is prescribed. tension, and a heightened reduction of anxiety [60].
20 minutes twice a day. Reducing these risk factors may help in the preven-
3. MBSR: The focus is on the breath for up to 40 tion of dementia and AD. TM has also been shown
minutes at a time. to improve brain functioning and stress reactivity in
college students, as well as improve psychological
Following a discussion of the research surrounding functioning [61]. To date, no TM studies have been
these meditation techniques, KK, as taught by Yogi conducted with patients diagnosed with SCD, MCI, or
Bhajan, PhD, Master of Kundalini and White Tantric AD.
Yoga, will be reviewed. KK has unique characteristics
that make it precise in its actions. Beyond that, KK MBSR
takes only one 12-minute session a day to create its
multiple salubrious benefits. Mindfulness meditation is said to involve the devel-
opment of awareness of present-moment experience
with a compassionate, non-judgmental stance [62].
RR
MBSR training consists of eight group meetings
lasting two and a half hours each, plus one full day (6.5
Elicitation of the RR, regardless of the technique
hours) during the sixth week of the course. The train-
used, has been proven to have multiple general and
ing also incorporates a visualized body scan, where the
cognitive health benefits from decreasing hyperten-
practitioner tries to identify areas of physical stress,
sion, and improving heart disease, to maximizing gene
and easy stretching, and meditation. MBSR typically
expression including the upregulation of insulin path-
begins with awareness of breathing, and then evolves
way genes, which could help prevent dementia, as
to include the perception of different sensations, such
insulin resistance may be risk factor for AD [19, 44–47,
as sound, sight, taste, thoughts, and emotions [62, 63].
53–55].
Participants also receive audio recordings containing
In Bhasin’s 8-week genomic study of 19 long-term
45 minutes of guided mindfulness exercises to practice
RR practitioners, 19 healthy controls, and 20 new
at home. Although 40 minutes per day are typically
meditators, the molecular mechanisms underlying RR-
required, in one study the time of subject participa-
induced physiological changes were elucidated and
tion averaged 27 minutes a day. This particular study
shown to induce gene expression differences that are
showed changes in brain structure, especially the hip-
the opposite to transcriptional alterations induced by
pocampus [63]. MBSR has also been shown to impact
chronic stress. RR practice enhanced gene expression
sleep, mood, stress, and fatigue [64].
associated with energy metabolism and mitochondrial
A MBSR pilot study in 14 subjects with MCI
function, thus improving mitochondrial energy pro-
showed interesting results in regards to the prevention
duction and resiliency. The significance of this work
of advancement to dementia. While imaging studies
lies in the fact that mitochondrial energy dysfunction
were positive, showing reduced hippocampal atrophy
has also been postulated to be an associated causative
among adults with MCI and increased functional con-
factor of AD development [56].
nectivity between the posterior cingulate cortex and
bilateral medial prefrontal cortex, memory tests were
TM inconclusive. The subjects meditated for 30 minutes
a day and also utilized the other aspects of MBSR
In contrast to stress, meditation studies, starting with mentioned above [65].
TM, have been shown to lower cortisol levels [57, 58]. In a MBSR research study called “Shamatha
Moreover, the TM program has been shown to have Project”, 30 subjects practiced mindfulness meditation
multiple benefits, not unlike the RR mentioned above. for 6 hours a day for three months in a retreat setting
In a landmark study, it was shown that as a group, long- and were compared to 30 matched wait-list controls.
term TM program participants were physiologically 12 The results showed an increase in the DNA-protecting
years younger than their chronological age [59]. enzyme telomerase. Measurements of salivary cortisol,
D.S. Khalsa / Stress, Meditation and AD Prevention 5

however, were unchanged [66]. The results were also significantly, it takes only one 12-minute session a
positive for focused attention, depression, anxiety, and day using a recording to obtain the benefits of KK and
psychological well-being [67]. This study was con- requires no other training sessions, seminars, retreats,
ducted in people with no memory complaints. additional practices, or costs.
In a recent MBSR study, Paller showed that there KK is a multifaceted, multisensory exercise
was benefit for patients with cognitive decline and that engages and activates conscious awareness. It
their caregivers in a project involving 37 subjects: 17 increases cerebral blood flow to important anatomi-
patients and 20 caregivers. Post-study analysis indi- cal brain areas and, as discussed below, has numerous
cated increased quality of life ratings, fewer depressive other benefits, both in caregivers and those with cog-
symptoms, and better subjective sleep quality. The nitive decline [69, 71–74].
findings regarding cognition were not significant [68].
In comparison, studies utilizing KK have shown
improved Mini-Mental Status Examination and Trail Posture
Making B scores in stressed dementia caregivers [69].
The effects of MBSR on cognition and emotion The practitioner can sit comfortably in a chair with
without memory concerns in community-based older their feet flat on the floor. The essence of the posture is
adults are reviewed extensively by Kaszniak [70]. to be comfortable and sit with the spine straight with
only the natural curvature.
KK MEDITATION
Breath
In addition to the four steps described above, KK,
utilizes the following five specific actions: The person simply breathes naturally as the medita-
tion unfolds.
1. Breath: In KK, the breath is allowed to come
naturally.
2. Posture: One can sit comfortably in a chair or on Eyes
the floor.
3. Sound: KK prescribes very specific sounds. Eyes are closed.
4. Hand position and finger movements: KK uses a
specific finger tip movement sequence.
5. Focus of concentration: KK utilizes a unique The sounds
focus.
KK uses the sounds, Saa, Taa, Naa, Maa. The tune
KK can be performed by those of any age with to which these sounds are sung is the first four notes of
memory loss and various degrees of impairment, with the familiar children’s song, “Mary had a Little Lamb.”
appropriate supervision. Moreover, the benefits accrue That is, the notes are “Mar-y had a.” See Fig. 1. The
from the very first practice session [71, 72]. Most jaw should remain relaxed as you sing.

Fig. 1. KK: Finger movement and music.


6 D.S. Khalsa / Stress, Meditation and AD Prevention

This will complete the 12-minute meditation. A dig-


ital clock, timer, or watch can be used to time the
exercise, rather than an alarm.
To come out of the exercise, inhale very deeply
through the nose, stretch your hands above your head,
and then bring them down slowly in a sweeping motion
as you exhale through the nose. Take a couple of deep
nasal breaths before opening your eyes and resuming
activity.

Fig. 2. L Form of concentration.


EFFECTS OF KK ON BRAIN AND
COGNITION
The finger movement
KK is an active meditation and there are several
With the hands on the knees, the thumb is touched to mechanisms by which it may work. Practicing it may
each of the other four fingers in sequence. Both hands stabilize brain synapses by increasing important neu-
perform the same movements simultaneously. Figure 1 rotransmitters, such as acetylcholine, norepinephrine,
illustrates: On Saa, touch the index fingers of each hand glutamate, and possibly GABA as well [75–77]. This is
to the thumbs; On Taa, touch the middle fingers to the significant, as previous research suggests that synaptic
thumbs; On Naa, touch the ring fingers to the thumbs; dysfunction is a unique hallmark of AD. Compelling
On Maa, touch the little fingers to the thumbs. data supports the hypothesis that synaptic changes play
The sequence is always forward: thumb to index a key role in its pathogenesis, probably contributing
finger, middle finger, ring finger, and pinky; never directly to the profound cognitive impairment that is
backwards. characteristic of the disease [78, 79].
According to the cortical homunculus, a represen-
tation of anatomical divisions of the motor-sensory
The visualization cortex, the tongue, vocal apparatus, and the dense nerve
endings in the fingertips are associated with a high
The sound is visualized coming down from the top degree of representation [73].
of the head, and out the middle of the forehead in the Therefore, when the practitioner utilizes the finger-
center, lined up with the nose like a capital letter “L”. tips in conjunction with the sound, specific areas in the
One may think of this action as sweeping through like brain, as seen on SPECT scans, are activated. Khalsa
a broom. See Fig. 2. and Newberg showed significant cerebral blood flow
changes during the practice of KK [71, 80]. Such acti-
The sequence vation of the brain with increased blood flow may
have a beneficial effect or provide protection against
The sounds Saa Taa Naa Maa are utilized while also neurodegeneration [81].
performing the movements with the fingers of both As shown in Fig. 3, the frontal lobes exhibited
hands. At the same time, the sound is visualized flow- increased cerebral blood flow [80].
ing in through the top of the head and out the middle As seen in Fig. 4, the posterior cingulate gyrus
of the forehead in an L shape. (PCG) is also activated [80]. This is relevant because
When outside thoughts intrude, simply return your the PCG is highly connected to other important
focus to the sounds and visualization. anatomical areas and one of the most metaboli-
cally active regions in the brain, and it is critically
1. For two minutes, sing out loud. important for many types of memory and emotional
2. For the next two minutes, sing in a stage whisper. functions [82]. Reduced cerebral blood flow and
3. For the next four minutes, say the sound silently hypometabolism in the PCG are early signs of AD
to yourself. and are frequently present before a clinical diagnosis
4. Then whisper the sound for two minutes is evident, indicating a particular vulnerability of this
5. Complete the sequence by singing out loud for structure to neurodegeneration. Moreover, in early AD,
the last two minutes. the connection between the PCG and the hippocampus
D.S. Khalsa / Stress, Meditation and AD Prevention 7

Fig. 3. Changes in the frontal lobe.

Fig. 4. Changes in the posterior cingulate gyrus.

is disrupted [82]. Perhaps it is reasonable to consider, described positive effects of KK on cognitive function
therefore, that regular activation of the PCG may lead and cerebral blood flow. The experimental group prac-
to a decreased risk for AD over time. ticed KK for 12 minutes per day while the comparison
Shown in Fig. 5 is the before and after picture group listened to music for an equal amount of time.
of a subject’s brain on KK [80]. The brain on the The 15 experimental participants ranged in age from
left is smaller and has dimples in the top part of the 52 to 77 (mean 64, s.d. 8). Seven had SCD, five had
brain. These dimples signify a lack of blood flow. The MCI, and three had AD. However, one of those with
after scan shows a symmetrical brain with increased AD was found to be incapable of following the direc-
blood flow, potentially representing an improvement of tions for performing KK and this data was not included
function. further in the results. Thus, 14 participants consti-
In the first study in which meditation was explored tuted the final experimentation group, two of whom
in subjects with memory impairment, Newberg [71] had AD.
8 D.S. Khalsa / Stress, Meditation and AD Prevention

Fig. 5. Enhanced cerebral blood flow.

The experimental group participants were scanned


and then individually instructed in how to perform KK
meditation. The participants then performed KK for
a 12-minute period while supervised by a researcher
and were re-scanned. They were given a CD of the
technique and told to practice it 12 minutes daily for
eight weeks at home.
The comparison group comprised three subjects Fig. 6. Enhanced cerebral blood flow in the prefrontal cortex (PFC)
with SCD and two with MCI, ranging from 56 to 79 and anterior cingulate gyrus.
years old (mean 65, s.d.10). They listened daily to
a 12-minute long CD containing two Mozart violin who practiced KK [71, 72, 83]. Finally, the enhance-
concertos. ment of the prefrontal cortex is especially important
After 8-weeks of at-home practice, participants were because the diminished prefrontal cortex activity is
re-scanned both before and after practicing KK. They associated with MCI [71, 72].
were also given a battery of neuropsychological tests. Beyond the scanning results, utilizing the POMS test,
The testing demonstrated a significant improvement in it was shown that KK boosted mood, energy, and emo-
scores on a verbal fluency test, Animal Naming, and tional well-being in those subjects with memory loss
a test of divided attention, Trail Making, Part B. Sub- [69, 71, 72]. This is important because, as discussed
jectively, the experimental participants also reported above, other meditation techniques require extensive
improvement in their overall memory functioning. This trainingandlongmeditationperiodstoproducethesame
is important, given Reisberg’s findings that people with effects.
SCD are at higher risk for progression to MCI and later
AD [12]. ADDITIONAL BENEFITS OF KK
As can be seen in the scans below in Fig. 6, from
Newberg [71, 72], KK practice produced a difference Beyond the above studies, additional research on
in activation in the prefrontal cortex, the frontal lobe KK demonstrates a diminished loss of brain volume
(also seen above in Fig. 3), and the anterior cingulate with age [71, 72], which is consistent with other obser-
gyrus, both the first time the subjects practiced it and, vations on meditation [84]. Additionally, in a study
more prominently, after eight weeks of doing KK 12 of 37 stressed family dementia caregivers, the effects
minutes a day. of KK on mental health, cognition, and immune cell
As MacLullich’s [36] finding on the association telomerase activity were examined. The experimen-
between the anterior cingulate cortex and stress regula- tal group practiced KK for 12 minutes a day for 8
tion demonstrates, this increased activity may improve weeks while the control group listened to relaxation
hypothalamic-pituitary-adrenal axis function. Of inter- music [69]. The outcome revealed that the KK group
est is that the recent Super Ager study revealed that had significantly lower levels of depressive symptoms,
the oldest old who maintained optimal memory func- and greater improvement of mental health, well-being,
tion had a larger anterior cingulate gyrus and cerebral and memory, compared with the control group. More-
cortex; these same two findings were seen in people over, the KK group showed a 43% improvement in
D.S. Khalsa / Stress, Meditation and AD Prevention 9

telomerase activity, the largest ever reported, compared neurodegeneration, and meditation’s striking effects
with 3.7% in the relaxation group. These findings sug- on cognition and well-being. It discusses multiple
gest an improvement in stress-induced cellular aging. forms of meditation and highlights KK, which has
This study also demonstrates positive epigenetic been successfully employed in studies of people with
effects with an upregulation of 19 genes related to SCD and MCI, as well as highly stressed care-
positive immune function and a down regulation of givers. Research suggests that KK enhances memory
49 genes associated with inflammation, such as pro- and reduces AD risk by improving sleep, decreas-
inflammatory cytokines [85], potentially indicating ing depression, increasing well-being, down regulating
lower AD risk. Additionally, 9 of the subjects were inflammatory genes, upregulating immune system
randomized to receive FDG-Pet Scans at baseline and genes, improving insulin and glucose metabolism,
post-intervention, and the analysis of the results from and increasing telomerase by 43%; the largest ever
these scans confirms that KK activates the whole brain recorded. Moreover, Newberg discovered objective
including the occipital cortex [86]. evidence of memory loss reversal when studying KK
Finally, KK improves sleep. This is important [71, 72]. KK also improves a number of aspects of
because poor sleep hygiene is a risk factor for AD [87]. mental health; all important for maintenance of cogni-
A recent study showed that AD patients and their care- tive function [93]. KK, therefore, reduces multiple risk
givers who practiced KK reported less stress and better factors for AD [94].
sleep. This study also reports improved psychological Most noteworthy is the fact that KK is a self-directed
well -being with KK [8, 23]. training program using a CD with the amount of time
necessary being only 12 minutes a day for these results
to be observable. Based on these studies, KK is a safe,
SPIRITUAL FITNESS: THE NEW
affordable, easy to learn in all age groups, fast acting,
DIMENSION IN AD PREVENTION
and side-effect free meditation exercise that should be
considered for inclusion as part of an AD prevention
A well-known and vitally important benefit of
program, right alongside other potentially beneficial
meditation is the cultivation of higher levels of psycho-
modalities such as diet, exercise, mental stimulation,
spiritual well-being. Acceptance, independence, and
and social activity. KK may also be utilized as a stand-
socialization, as well as discovering meaning and pur-
alone therapy in those for whom a complete lifestyle
pose in life, all part of spiritual fitness, may reduce risk
modification program is impractical. Finally, KK can
for the development of MCI and AD [88, 89]. Addi-
theoretically be combined with pharmacological ther-
tionally, one of the above mentioned aspects of spiritual
apy, thereby possibly increasing the drug’s preventive
fitness, having meaning in life, has been shown to
or therapeutic benefit. Further studies are ongoing
reduce AD risk by itself [90]. Higher levels of psycho-
and results and observations including memory, sleep,
logical well-being also increase telomere length and
mood, well-being, and stress, are being tested in larger
are inversely associated with amyloid plaques and tau
studies on subjects with SCD and MCI.
tangles deposition in the posterior cingulate gyrus [91].
Moreover, in preliminary studies, having a sense of
Human and animals experimentation guidelines
spirituality, regardless of its origin, reduces risk and
slows AD progression [92]. This heightened level of Compliance with guidelines on human experimenta-
consciousness and cognition is an important frontier in tion as well as protocol approval by a local Institutional
AD prevention, and a dimension that should be pursued Review Board was obtained in all the research cited in
further. this review. No animals were utilized.

CONCLUSION ACKNOWLEDGMENTS

The brain appears to respond favorably to regular This is a review article, and the financial support for
meditation practice. Although meditation is believed the research done is mentioned in each referenced arti-
to be over five thousand years old, scientific research cle. The author is the President and Medical Director of
on it is in its infancy. Mitigating the extensive nega- the Alzheimer’s Research and Prevention Foundation,
tive biochemical effects of stress is a rarely discussed which helped support research on KK.
target of AD prevention and treatment. This paper The author’s disclosures available online (http://
reviews lifestyle and AD prevention, stress, and j-alz.com/manuscript-disclosures/14-2766r4).
10 D.S. Khalsa / Stress, Meditation and AD Prevention

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