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doi:10.1111/pcn.

12322

Schizophrenia in 2020: Trends in diagnosis and therapy


1,2 1,2
Wolfgang Gaebel, MD * and Jürgen Zielasek, MD
1
Department of Psychiatry and Psychotherapy, Medical Faculty, Heinrich Heine University, and 2WHO Collaborating
Center for Quality Assurance and Empowerment in Mental Health, Düsseldorf, Germany

Schizophrenia research is providing an increasing stimulation, an additional hope is to improve early


number of studies and important insights into the detection and prevention. As the results of new
condition’s etiopathogenesis based on genetic, neu- research into the etiopathogenesis of schizophrenia
ropsychological and cranial neuroimaging studies. are promising to improve diagnosis, classification
However, research progress has not yet led to the and therapy in the future, a picture of complex
incorporation of such findings into the revised clas- brain dysfunction is currently emerging requiring
sification criteria of mental disorders or everyday sophisticated mathematical methods of analysis. The
clinical practice. By 2020, schizophrenia will most imminent clinical challenge will be to develop com-
likely still be a clinically defined primary psychotic prehensive diagnostic and treatment modules
disorder. While there is some hope that treatment individually tailored to the time-variable needs of
will be improved with new antipsychotic drugs, drugs patients and their families.
addressing negative symptoms, more refined psy-
chotherapy approaches and the introduction of Key words: etiopathogenesis, classification, psycho-
new treatment modalities like transcranial magnetic ses, psychotic disorders, schizophrenia.

LINICAL AND BASIC research has been provid- This indicates that schizophrenia research is
C ing increasingly detailed information about the
etiopathogenesis, diagnosis, classification and treat-
picking up pace. New genome-wide association
studies and sophisticated methods to analyze func-
ment of schizophrenia. The number of published tional neuroimaging data are being used. New detec-
studies in schizophrenia research has been rapidly tion methods, like magnetic resonance spectroscopy,
increasing over the last 25 years and an analysis of are being introduced in schizophrenia research. The
MEDLINE, a relevant database of international scien- main challenges to clinical psychiatrists and research-
tific publications, shows that the increase of ers in the field of primary psychotic disorders are not
schizophrenia-related publications since 1990 is only to keep abreast of the rising stack of schizophre-
much larger than the increase of the total number of nia research publications on their desks, but also to
all research publications included in MEDLINE (Fig. 1). evaluate this vast amount of knowledge as regards its
pertinence to everyday clinical diagnostic and thera-
peutic practice. This review aims to: (i) describe the
major findings of schizophrenia research over the last
*Correspondence: Wolfgang Gaebel, MD, Department of Psychiatry 5–10 years, which may be of importance for shaping
and Psychotherapy, LVR-Klinikum Düsseldorf, Bergische Landstr. 2,
D-40629 Düsseldorf, Germany. Email:
the next 5 years of schizophrenia research and clinical
wolfgang.gaebel@uni-duesseldorf.de practice; and (ii) describe the scientific challenges to
Accepted 22 May 2015. the fields of schizophrenia research and clinical prac-

© 2015 The Authors 661


Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
662 W. Gaebel and J. Zielasek Psychiatry and Clinical Neurosciences 2015; 69: 661–673

6000

5000

4000

3000

2000

1000

0
1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014

Number of publications “schizophrenia” per year

Figure 1. Number of publications indexed in MEDLINE per year with the term ‘schizophrenia’ in the title and/or the abstract. The
number of annual publications related to ‘schizophrenia’ has quadrupled in the last 25 years from 958 in 1990 to 5054 in 2014.
The total number of all publications indexed in MEDLINE only rose from 408 502 in 1990 to 1 084 367 in 2014, which means that
the total number of all publications increased by a factor of approximately 2.5. Thus, the increase of the annual number of
publications about schizophrenia rose disproportionately faster than the general number of publications in MEDLINE. Date of
analysis: 26 February 2015.

tice for the next 5 years, and how these challenges schizophrenia) of the World Health Organization
may be addressed. (WHO) International Classification of Disorders
(ICD). ICD-11 is due to be published in 2017 and at
the time of writing, a preliminary beta version of
TRENDS IN SCHIZOPHRENIA ICD-11 was available for review on the Internet
CLASSIFICATION AND DIAGNOSIS 2020 (http://apps.who.int/classifications/icd11/browse/f/
en, last accessed 26 February 2015). The develop-
ICD-11 and DSM-5: Revision of the ment of both ICD-11 and DSM-5 were and are
classification criteria for schizophrenia characterized by disorder group-specific working
This field has mainly been influenced by the work to groups of clinical and research experts, who reviewed
prepare a revised version of the Diagnostic and Statis- the available evidence for classification issues
tical Manual for Mental Disorders, which was pub- of schizophrenia, and prepared suggestions for
lished by the American Psychiatric Association in changes.2–4 Several common and divergent
2013.1 In addition, there is a currently ongoing revi- approaches to the classification of schizophrenia in
sion process of the 10th version of the clinical DSM-5 and ICD-11 are evident. Both classification
diagnostic criteria for mental disorders (including systems omit the traditional clinical subtypes of

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Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
Psychiatry and Clinical Neurosciences 2015; 69: 661–673 Schizophrenia in 2020 663

DSM-5

A. Two (or more) of the following, each present for a significant portion of time during a 1-month period (or less if successfully
treated).
At least one of these must be (1), (2), or (3):

1. Delusions.
2. Hallucinations.
3. Disorganized speech (e.g., frequent derailment or incoherence).
4. Grossly disorganized or catatonic behavior.
5. Negative symptoms (i.e., diminished emotional expression or avolition).
B. Social/occupational dysfunction
C. Duration (6 months)
D. Schizoaffective and Mood Disorder Exclusion
E. Substance/General Medical Condition Exclusion
F. Relationship to a Pervasive Developmental Disorder

ICD-11

At least two of the following (one of which must be from the list of [a] to [d]) must be present (by patient report or observation by the
clinician or other informants) most of the time for a period of 1 month or more:

a. Persistent delusions (e.g., grandiose delusions, delusions of reference, persecutory delusions).


b. Persistent hallucinations (most commonly auditory, although they may be in any sensory modality).
c. Disorganized thinking (formal thought disorder) (e.g., tangentiality and loose associations,irrelevant speech, neologisms). When
severe, the person’s speech may be so incoherent as to be incomprehensible (‘word salad’).
d. Experiences of influence, passivity or control (e.g., the experience that thoughts are not generated by the person, are beingplaced
in one’s mind or withdrawn from one’s mind by others, or that thoughts are being broadcast to others).
e. Negative symptoms, such as affective flattening, alogia or paucity of speech, avolition, asociality and anhedonia.
f. Grossly disorganized behavior, which may be noted in any form of goal-directed activity (e.g., unpredictable or inappropriate
emotional responses, behavior that appears bizarre or purposeless).
g. Psychomotor disturbances, such as catatonic restlessness or agitation, posturing, waxy flexibility, negativism, mutism, or stupor.

Figure 2. Clinical diagnostic criteria for schizophrenia in DSM-51 and ICD-11 (preliminary beta version, to be finalized by 2017;
http://apps.who.int/classifications/icd11/browse/f/en, last accessed 26 February 2015).

schizophrenia (paranoid, hebephrenic), because a the two classification systems, which includes func-
number of studies indicated that such clinical tional impairments in DSM-5, whereas WHO dis-
subtyping had little relevance for determining prog- courages the use of functional impairments as criteria
nosis or therapy. Similarly, first-rank symptoms were for a mental disorder.
de-emphasized in both classification systems follow- Both classification systems took steps in the direc-
ing studies, indicating that these had little prognostic tion of a ‘dimensional’ clinical assessment of schizo-
relevance.5 The classification in both systems will rely phrenia symptoms using severity ratings for positive
on the assessment of the clinical symptoms of schizo- symptoms, negative symptoms, mood symptoms,
phrenia, a minimum disease duration (different in psychomotor symptoms and cognitive impairments,
both systems: 6 months in DSM-5 and 1 month sug- with some differences in the details of the two
gested for ICD-11, Fig. 2), and the exclusion of other systems (Fig. 2). Of note, in both systems, affective
somatic disorders or the effects of drugs or their with- symptoms, catatonia and cognitive impairment now
drawal as reasons for the appearance of psychotic form parts of the assessment of schizophrenia, with
symptoms. catatonia not a clinical subtype of schizophrenia, but
Importantly, DSM-5 requires the occurrence of one of the clinical manifestations without the status
functional impairments as a mandatory diagnostic of a separate clinical subtype. Recent research sug-
criterion, whereas ICD-11 will not include this as a gests that the classification criteria of DSM-5 for cata-
mandatory criterion. This difference reflects differ- tonia may not be sufficient and may lead to
ences of the general definition of a mental disorder in underdiagnosis,6 which is one of the reasons that in

© 2015 The Authors


Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
664 W. Gaebel and J. Zielasek Psychiatry and Clinical Neurosciences 2015; 69: 661–673

Symptom Specifiers ICD-11 DSM-5


0 Positive symptoms • Hallucinations
1 Negative symptoms • Delusions
2 Depressive symptoms • Disorganized speech
3 Manic symptoms • Abnormal psychomotor
4 Psychomotor symptoms behavior
5 Cognitive impairment • Negative symptoms
• Impaired cognition
• Depression
• Mania

Course Specifiers 0 First episode, currently in acute episode


(harmonized for use in both 1 First episode, currently in partial remission
ICD-11 and DSM-5) 2 First episode, currently in full remission
3 Multiple episodes, currentlly in acute episode Figure 3. Symptom and source
4 Multiple episodes, currentlly in partial remission specifiers of ICD-11 (beta version,
5 Multiple episodes, currentlly in full remission
http://apps.who.int/classifications/
6 Continuous
icd11/browse/f/en, last accessed 26
7 Unspecified
February, 2015) and DSM-5.1

ICD-11, more comprehensive clinical feature lists of led to major paradigmatic changes, but rather to
catatonia are currently being developed. An impor- subtle moves in the direction of dimensional assess-
tant area of harmonization between ICD-11 and ments in the classification process and a clarification
DSM-5 regarding the schizophrenia criteria are the of course and symptom specifiers.
novel course criteria, which were developed in close
collaboration of the development teams of both
systems, and which are now formulated in a way to
cover all disease stages (Fig. 3).
Elucidation of the etiopathogenesis of
An attenuated psychosis syndrome was not consid-
schizophrenia
ered as a new diagnostic entity in DSM-5 given the Although the etiopathogenesis of schizophrenia is
lack of certainty about the progression rate of those still unknown, evidence from many lines of research
who experience such symptoms.7 The syndrome was (genetic, psychophysiology, neurobiology etc.)
included as a condition for further study in the indicates that there are probably many roads of
appendix of DSM-5. ICD-11 will probably reach a etiopathogenesis leading to the diverse clinical mani-
similar conclusion. However, the classification crite- festations of schizophrenia. Genetic research impli-
ria may need to be re-revised, as a Swiss study recently cates a large number of genetic variants in
showed that the current DSM-5 symptom list may schizophrenia, ranging from major copy number
exclude persons who have a stable prodromal variations to single gene polymorphisms. The multi-
syndrome, but no current progression, and who are tude of described genetic alterations (most of which
help-seeking.8 have a low penetrance) in patients with schizophre-
Notable is the absence of any etiopathogenetic nia is large and several challenges have arisen:9–13
aspects in the schizophrenia classification criteria of
DSM-5 and the current suggestions for ICD-11. Obvi- • The number of risk-associated loci in schizophrenia
ously, the currently available evidence was not con- is estimated to be at about 850 loci. All of these
sidered robust enough by the expert panels to warrant genetic risk markers may explain around 10% of all
the inclusion for example of genetic or other schizophrenia cases.
biomarker information in the classification process • Some rare copy number variations, especially those
(with the exception of the ruling out of somatic dis- involving partial deletions of the long arm of chro-
orders, for example by using cranial neuroimaging mosome 22 (22q11.2), show a high penetrance in
techniques to exclude a brain tumor as the reason for schizophrenia, but these cases only amount to
the occurrence of psychotic symptoms in an indi- approximately 0.2–0.3% of all patients with
vidual). Altogether, neither of the revision processes schizophrenia.

© 2015 The Authors


Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
Psychiatry and Clinical Neurosciences 2015; 69: 661–673 Schizophrenia in 2020 665

• Genome-wide association studies in schizophrenia tions of the topological network structures, which
have added new risk loci and recently increased the involve the normally observed modular structure of
number of probably relevant genetic polymor- connectivity of brain regions via hubs as central
phisms into the range of n = 8500, but also increas- nodes of communication channeling between
ing the explained variance of liability to about modules.19,20 Such analyses may open new roads to
32%. therapeutic interventions by correcting altered con-
• None of the genetic polymorphisms demonstrated nectivity or modular brain topology using tech-
in schizophrenia is disease-specific or can be used niques developed in neurology for the treatment of
for individual diagnostic purposes or the classifi- Parkinson’s disease motor symptoms.19 However,
cation of schizophrenia. two aspects of caution need to be considered: (i) in
schizophrenia, it is still unclear if disturbed connec-
Recent genome-wide association studies converge tivity and disturbed modular topology are the
on genes involved in the regulation of synaptic causes or the consequences of the pathophysiology
activities, neurodevelopment and immune func- of schizophrenia; and (ii) altered brain network
tions.11 An interesting new aspect here is the finding topologies may represent attempts by the brain to
of immunity-related genes, which seems to compensate for schizophrenia-induced brain dys-
vindicate theories about an involvement of functions.21 Therefore, further studies are needed
neuroimmunologic processes in the pathogenesis of to prove that such dysfunctions are causes of
schizophrenia.14,15 Also, there is now a subtype of symptoms, and not (beneficial) compensatory
patients with symptoms of schizophrenia, who have mechanisms.
autoantibodies against the N-methyl-D-aspartate Besides such (neuro)biologic factors, psychosocial
receptor, and whose psychotic symptoms respond to factors are obviously also involved. Among the psy-
immunologic therapies.16 Clearly, more work is chological disease mechanisms, studies implicate
needed to characterize the clinical features of this factors like aberrant salience,22 jumping to conclu-
subgroup of patients, in whom autoantibody testing sions23 and biases in evidence integration24 in the
is needed to indicate immunologic therapy. formation of psychotic symptoms, and therapeuti-
However, it is still largely unknown how much and cally addressing such psychological dysfunctions for
by which pathomechanisms such genetic or immu- example with psychotherapeutic methods may lead
nologic variation contributes to the pathophysi- to novel therapies in the future, but will probably
ologic process of schizophrenia, except in the few not influence the diagnostic process in the next 5
cases of antineuronal-antibody-associated psychosis, years. Another aspect may emerge through research
in which the binding of the autoantibody to its on socioenvironmental pathogenic processes, which
brain receptors seems to be implicated (although may be detectable with techniques of epigenetic
this would still need to be elucidated in detail). One changes like altered DNA-methylation25 or through
of the common final pathways of the etiopathogen- effects on the brain of socioenvironmental
esis of schizophrenia is a disturbance of brain dopa- factors.26,27 However, these approaches are still far
mine neurotransmitter pathways, and investigations from clinical relevance. For clinical routine use, sen-
to subtype schizophrenia by responsiveness to anti- sitivity, specificity, and the positive and negative
dopaminergic (antipsychotic) treatment are under- predictive values would need to be available, and
way, which may lead to novel classification criteria such information is still lacking. Thus, while prog-
in the future.17 New technologies, like magnetic ress in the field of the etiopathogenesis of schizo-
resonance spectroscopy, are adding information on phrenia has been considerable, it has supported
dopamine and other neurotransmitters in the Bleuler’s assumption that schizophrenia will most
pathogenesis of schizophrenia, but so far, this has probably not have a unitary etiopathogenesis, and
no immediate bearing on the individual diagnostic that several pathogenic factors may converge to a
process.18 Neuro/psychophysiological evidence common final pathway like the disturbance of brain
obtained using sophisticated graph-analytic proce- neurotransmitter functions and brain network
dures to disentangle network structures in func- topologies. While the elucidation of details of these
tional or structural neuroimaging of the brain processes are pending, Bleuler’s formulation of the
indicates that there are complex, inter-individually schizophrenias in the plural form may be an
variable (and probably also time-dynamic) altera- adequate reflection on these findings.

© 2015 The Authors


Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
666 W. Gaebel and J. Zielasek Psychiatry and Clinical Neurosciences 2015; 69: 661–673

the latter receiving due increased attention given the


Deconstructing schizophrenia high disease burden of somatic disorders in people
For elucidating the etiopathogenesis of schizophre- with schizophrenia and its role in excess mortality.36
nia, it may be necessary to focus on the etiopatho- This may be due to late diagnosis and
genesis of specific psychotic symptoms rather than undertreatment, unhealthy lifestyles, and drug side-
on the complex complete clinical picture. While still effects, although it has also been shown that
clinically useful, the concept of ‘schizophrenia’ may adequate use of antipsychotic medication reduces
obfuscate biological markers simply by providing the ‘mortality gap’ of patients with schizophrenia.37
a too heterogenous population of individuals Therefore, any future program to improve the
with similar symptoms but of very different quality of schizophrenia diagnostics will need to
etiopathogenetic background. Genetic and other include the aspect of attention to somatic
(neuro)biological endophenotypes may need to be comorbidity.
identified to establish objective markers of the pro-
cesses leading to particular psychotic symptoms
like hallucinations or delusions.28,29 However,
there will still be a long way from biomarkers/
SCHIZOPHRENIA 2020: TRENDS
endophenotypes to clinical practice.30 The National
IN THERAPY
Institutes of Mental Health has initiated a large-scale Treatment modalities in schizophrenia have changed
research program to develop, for research purposes, with the concepts of schizophrenia over the decades
new ways of classifying mental disorders based on and are currently shaped by the biopsychosocial
dimensions of observable behavior and neurobio- model leading to three pillars of schizophrenia
logical measures. The range of dimensions to be therapy:
assessed encompasses positive and negative valence
systems, cognitive systems, social systems and 1 Biological therapeutic methods employing anti-
arousal/regulatory systems, which will all be psychotic drugs, which act via blockade of brain
assessed in a comprehensive analysis of the genetic dopamine receptors and modulating effects on
backgrounds of these systems, the cellular level, the other brain neurotransmitter systems.
brain network level, physiology, behavior and 2 Psychotherapeutic approaches increasingly
patient self-reports.31 This ambitious project has informed by research on specific psychological
yielded the first information on the pathophysiol- aspects of the pathophysiology of schizophrenia as
ogy of hallucinations,32,33 but whether this ‘Research mentioned before (like aberrant salience and
Domain Criteria’ (RDoC) project will ultimately jumping to conclusions38 and cognitive training
lead to new (and more technology-driven?) classifi- techniques to overcome cognitive impairments,
cation criteria remains to be seen and seems for example of working memory functions).
unlikely to be fully operational for schizophrenia in 3 Psychosocial treatments addressing aspects of
2020. An advantage of this approach is that it may workplace rehabilitation (like supported employ-
provide patient-driven analyses, and genetic-driven ment programs).
analyses, which may then converge on common
pathways of disease development.34 The constraints Current trends in developing new treatments for
imposed upon research by the boundaries of tradi- schizophrenia can be found in five areas:
tional classification concepts, like ‘schizophrenia’,
can be overcome using the RDoC approach. 1 Novel pharmacologic agents
2 Further development of psychotherapy for schizo-
phrenia
Addressing somatic comorbidity in the 3 New somatic therapies like transcranial magnetic
diagnostic process stimulation or deep brain stimulation
A final clinical-practical aspect for the diagnostic 4 Improving the quality of mental health care by
process in patients with schizophrenia is the implementing guidelines and developing more
increased attention to somatic comorbidity. The effective care models
increased mortality of patients with schizophrenia is 5 Developing early need-based, personalized
mainly caused by suicides and somatic disorders35 – interventions.

© 2015 The Authors


Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
Psychiatry and Clinical Neurosciences 2015; 69: 661–673 Schizophrenia in 2020 667

cal practice in order to overcome traditional but


Novel pharmacologic agents outdated nihilistic attitudes towards the psycho-
Current antipsychotic therapy mainly relies on target- therapy of schizophrenia.
ing brain dopamine D2 receptors, but novel drugs are
being developed that work via glutamate receptors,
glycine transporters or the alpha-7-nicotinic acetyl-
New somatic therapies
choline receptor.39 However, so far none of these One of the most promising approaches is the use of
novel approaches has led to therapeutic break- repetitive transcranial magnetic stimulation (rTMS)
throughs. Besides hallucinations and delusions, therapy to control the symptoms of psychosis.
against which the current antipsychotic drugs show However, the therapeutic efficacy of the currently
sufficient activity, new therapeutic targets will be available protocols was limited in controlled, ran-
‘negative’ symptoms like avolition and anhedonia, domized trials,45,46 and treatment effects were vari-
and cognitive symptoms, like working memory able on the different symptom dimensions with
impairments. Another important aspect will be to some notable therapeutic effects for mimic affect rec-
reduce the side-effects of the current antipsychotic ognition.47 It may be hoped that by carefully selecting
drugs, which may lead to dyskinesias, cardiac patients who are likely to respond to rTMS by using
arrhythmias or the metabolic syndrome, all of which clinical profiles or biomarkers, and by optimizing the
frequently limit the clinical acceptance of these drugs. treatment protocols, this therapeutic alternative will
Another aspect is that pharmaceutical companies are become more widely available and acceptable. For
reducing their engagements for antipsychotic drug example, a recent review showed that the stimulation
developments, as developing drugs for brain disor- site and the stimulation type were important for
ders like schizophrenia is complex, time-consuming determining the efficacy of rTMS in reducing the
and expensive, and may thus appear as a less attrac- intensity of auditory hallucinations.48 Another area of
tive area for investment compared to other areas of research is the development of deep brain stimula-
drug development.40 Changing policies that regulate tion (DBS) techniques for the treatment of the symp-
market returns may be one way to address this chal- toms of psychosis. This is mainly driven by the
lenge, and clearly another approach would be to observation that in Parkinson’s disease, the elucida-
provide convincing results about the etiopathogen- tion of disturbed neurocircuitry led to the develop-
esis of schizophrenia to drug developers. Other ment of DBS treatment algorithms. While modeling
aspects could be to establish biomarkers for stratifi- studies showed that in principle this would be a fea-
cation of schizophrenia patients, to develop predic- sible therapeutic approach to correct the disturbed
tive models and to enhance data sharing and brain network topology in schizophrenia,19 it
collaboration.41 Such measures are urgently needed remains to be determined which patients may profit
to ascertain the future of drug development for the and to address the potential side-effects of such new
treatment of schizophrenia. therapies. Obviously, the invasiveness of the proce-
dure will be an issue and the emerging ethical issues
about invasive brain procedures in patients with psy-
Further development of psychotherapy chotic disorders need to be addressed.
for schizophrenia
In the last 20 years, a number of studies have shown
that cognitive-behavioral psychotherapy is effective
Improving health care for people
to reduce the symptoms of schizophrenia, especially
with schizophrenia
when combined with antipsychotic drug therapy, While the previous sections have shown that the
while psychodynamic therapy is not effective.42 Prog- developments of new pharmacologic antipsychotic
ress in the area of psychological therapies for schizo- agents, of new psychotherapeutic methods and of
phrenia is currently emerging in that there is evidence new somatic therapies addressing the disturbed
for psychotherapeutic treatment of specific symp- neurocircuitry in schizophrenia are underway, none
toms of psychosis like auditory hallucinations43 or of these approaches is promising to provide short-
mimic affect recognition.44 An important aspect will term success on a broad basis before 2020. Therefore,
be to implement such new psychotherapeutic strate- alternatives are needed that may be more readily
gies in schizophrenia health care and everyday clini- available and one area of potential improvement of

© 2015 The Authors


Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
668 W. Gaebel and J. Zielasek Psychiatry and Clinical Neurosciences 2015; 69: 661–673

the diagnosis and therapy of schizophrenia is the 4 Offer individualized, need-adapted and stage-
optimization of the use of the currently available specific combinations of diagnostic and treatment
evidence and therapeutic methods. First, there is still modules
a treatment gap indicating that only about half of all 5 Provide a ‘holistic’, person- and recovery-centered
patients with schizophrenia receive treatment. This approach addressing clinical symptoms, func-
could be addressed by information campaigns about tional abilities, quality of life, mental health lit-
the nature and symptoms of the disorder, the avail- eracy, trust in services and empowerment for the
able treatment options and the mental health-care patient and his/her family.
services, which provide such services. Improving trust
in mental health-care services may be a central issue Such novel models of mental health care for
here, as was shown by a recent review and recom- schizophrenia can be conceptualized integrating the
mendations to increase trust in mental health-care biopsychosocial model (Fig. 4).
services developed in the framework of the Guidance This could then be used to devise an integrated
Project of the European Psychiatric Association.49 care model for patients with schizophrenia based
Along this line of reasoning, fighting stigma and dis- on evidence-informed diagnostic and treatment
crimination of people with mental disorders and the modules that transgress traditional boundaries of in-
people and institutions providing mental health care and outpatient care sectors, and which are tailored to
will be important elements of such programs.50 the disease-stage-specific needs of the individual
(Fig. 5).
Improving the quality of mental health care by These needs may vary greatly over time and the
implementing guidelines main advantage of such a modular system is its flex-
ibility and adaptiveness to the most current mental
Another aspect will be to implement existing guide-
health care needs of the individual affected by schizo-
lines, which summarize the available evidence and
phrenia. It is also adaptable to different health-care
provide recommendations for clinical practice.
systems, in that different (national) mental health-
Schizophrenia guidelines are available worldwide51
care systems may adopt different diagnostic or treat-
and there is a need to increase their implementation
ment contents in the various models, considering the
in clinical practice and to evaluate the efficacy of their
regional or national availability of mental health-care
implementation. Research in this field is scarce but
service types, traditions of mental health care and the
indicates that guideline implementation and guide-
continuous evaluation of novel treatment strategies
line adherence improve the outcome of schizophre-
in schizophrenia. Therefore, the contents of the
nia health care.52,53
modules will have to be reviewed and adapted con-
stantly following new evidence or the introduction of
A novel health-care model for schizophrenia new service types.
Optimally, guideline implementation would be part
of a more comprehensive model to implement best-
evidence practices in mental health care, which may
Early need-based, personalized interventions
also include developing new structures like enhanced A final aspect regarding the mental health care aspect
outpatient services and to tailor the therapeutic which bridges into the area of basic research into the
program to patients’ individual – and time-variable – etiopathogenesis of schizophrenia is the develop-
needs. Such models may also help to close the treat- ment of personalized interventions in the early phase
ment gap, which indicates that approximately half of of the disorder with a view to either completely
all persons in need of schizophrenia treatment actu- prevent or considerably ameliorate the initial phase
ally receive treatment.54 Such a new care model of psychosis. Currently, the clinical criteria for the
should: early phases of schizophrenia are being refined, but
biomarkers allowing individual risk predictions
1 Be evidence-based and should be used to transfer would be needed to bring about decisive progress in
scientific progress quickly into clinical practice this field.55 One promising approach is to use cranial
2 Use all levels of information sources neuroimaging data of persons at risk of developing
3 Form an integrated network of local mental schizophrenia, and use machine-learning algorithms
health-care providers to obtain computerized predictions based on

© 2015 The Authors


Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
Psychiatry and Clinical Neurosciences 2015; 69: 661–673 Schizophrenia in 2020 669

Bio Psycho Social

Level of Personal and


Etiology Psychological
information mental health-care
Pathophysiology mechanisms
source system level

New therapies developed New therapies developed New therapies addressing


based on novel based on findings about recovery and empowerment,
Examples mechanisms of etiology the role of cognitive including and going beyond
of novel and pathophysiology, like processes in symptom classical outcome assessments
approaches information on brain formation like symptom assessments
network disturbances in Demonstrated efficacy of
schizophrenia elements of mental health care
like CMHT or supported
employment

Resulting Deep brain stimulation Cognitive training Comprehensive Community


health-care rTMS treatment for negative symptoms Mental Health Centers,
modules Assertive Community
Treatment, home treatment,
crisis intervention,
psychoeducation and
empowerment training

Figure 4. The biopsychosocial foundations of a novel health-care model for schizophrenia. CMHT, community mental health
treatment; rTMS, repetitive transcranial magnetic stimulation.

Examples of modules:
Acute Module Remission-stabilizing Chronic Phase Module
(e.g., clarification of Module (e.g., cognitive training,
Relapse Module
differential (e.g., home supported employment,
(e.g., crisis
diagnosis, initiation treatment if patient rehabilitation modules to
intervention)
of antipsychotic does not attend to assess and improve recovery
medication) appointments) and empowerment)

In-patient Out-patient In-patient Out-patient

Symptom First
severity episode

Relapse
Diagnostic
threshold

Partial Note that modules transgress


remission traditional boundaries of in-
and out-patient health-care
service sectors

Time [years]

Figure 5. Course-stage specific, individualized modular mental health-care model for schizophrenia.

© 2015 The Authors


Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
670 W. Gaebel and J. Zielasek Psychiatry and Clinical Neurosciences 2015; 69: 661–673

biomarkers.56 Transition outcomes can be correctly hundred genes identified as being associated with
predicted in about 80% of cases with the current schizophrenia, only one to two may be expected
techniques, but clearly this needs to be improved to yield useful targets for novel therapeutic
probably by using combinations of biomarkers in approaches.59 Estimations based on neuroimaging
order to become clinically more useful. Clinical data indicate that there may be 100–1000 ‘hubs’,
investigations show that there is a long prodromal which are brain centers connecting the ‘modules’ of
phase of many years before overt psychosis occurs, the brain, and that there may be on the order of 5000
and cognitive impairments and negative symptoms to 5 million connections within modules and
like depression or avolition may be present earlier between hubs that will need to be assessed.21 Another
than ‘positive’ symptoms like hallucinations and aspect is that it will be necessary to not only analyze
delusions. Together with neuroimaging data, these biomarkers horizontally, that is, comparing healthy
clinical features suggest that there is a prodromal controls with persons with schizophrenia, but also
period antedating the dopamine-induced psychotic vertically, that is, comparing whole sets of
state by many years, and that this prodromal phase biomarkers in individuals with and without schizo-
may be an opportunity for preventing disease pro- phrenia.30 Such combinatorial assessments may be
gression.57 The challenge here is the identification of guided by target-identified objectives focusing, for
persons at a high risk of developing schizophrenia, example, in one combinatorial study on synaptic
and to determine which therapeutic approaches are protein, synaptic functions and ensuing network
safe and effective at this disease stage. alterations, and in others focusing on immunological
aspects. Thus, several critical open questions remain:
CONCLUSIONS • How can a coherent picture be conceptualized
The following four conceptual trends have become given the highly complex, time-variable and
evident from this review of the current state of the art interindividually variable (neuro)biologic under-
and foreseeable future developments of the diagno- pinnings of schizophrenia?
sis, classification and therapy of schizophrenia: • How can compensatory mechanisms be distin-
guished from etiopathogenic factors?
• The main informant for concepts, classification • How can this information be used in individual
and treatment will be research results on the etio- clinical cases to improve diagnosis or the selection
pathogenesis of schizophrenia. of the most effective therapeutic modalities?
• Personalized early recognition using neuroimaging
will become a reality. Probably, deconstructing schizophrenia using the
• Mental health care optimization will lead to RDoC approach in combination with improved
improved outcomes. mental health care will be shaping the development
• There will be no utterly new principles of schizo- of schizophrenia diagnosis and therapy until 2020.
phrenia concepts – but more and better evidence This phase will also be shaped by the current insight
for the current biopsychosocial conceptualization that there is a bidirectional relation between sophis-
of all mental disorders, including schizophrenia, ticated advances in the diagnosis and treatment of
will emerge. schizophrenia, and the mental health-care system in
the community: Scientific advances will change
A major challenge will be to integrate the findings mental health-care systems, and reforms in the
from genetic research, neuroimaging, neurophysi- mental health-care systems will enhance scientific
ological studies and clinical trials into an evolving advances, for example by providing access for more
coherent picture of the etiopathogenesis, classifica- people with schizophrenia to modern treatment
tion and treatment of schizophrenia. Different modalities and broadening the experience base about
methods of investigation and studies across tradi- the clinical use of innovative treatments.
tional diagnostic boundaries will be necessary to In summary, the following conclusions can be
unravel the etiopathogenesis of the symptoms of drawn:
schizophrenia, to develop new classification criteria
that employ biomarkers, and to target therapy to • Even following the recent revisions of the classifi-
such disturbed neurobiological functions.34,58 Of the cation criteria of schizophrenia in DSM-5 and ICD-

© 2015 The Authors


Psychiatry and Clinical Neurosciences © 2015 Japanese Society of Psychiatry and Neurology
Psychiatry and Clinical Neurosciences 2015; 69: 661–673 Schizophrenia in 2020 671

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