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CURRENT DIRECTIONS IN PSYCHOLOGICAL SCIENCE

It’s Fascinating Research


The Cognition of Verbal Irony
Penny M. Pexman

University of Calgary

ABSTRACT—Verbal irony is nonliteral language that makes Irony depends on the fact that things do not always turn out as
salient a discrepancy between expectations and reality. hoped or as expected. Our expectations tend to be positive
For researchers who study verbal irony, a critical question (Perloff, 1987), so failed expectations usually involve things
is: How do we grasp the meaning of ironic language? The going less well than expected: Your plane is delayed, it rains on
parallel-constraint-satisfaction approach holds promise your picnic, you don’t win the lottery. Verbal irony provides a
as an answer to this question. By this account, multiple means of highlighting failed expectations or dashed hopes, in
cues to ironic intent, such as tone of voice, incongruity, and terms of our own and others’ behavior, or the outcome of events.
knowledge of the speaker, are processed rapidly and in As a result, ironic remarks tend to be negative, but ironic intent
parallel and this information is coordinated with the is not necessarily negative. One can also use irony to highlight
utterance itself in order to construct a coherent interpre- the fact that things have turned out even better than expected:
tation that is the best fit for the activated information. For instance, you might say ‘‘That’s rotten luck’’ to a friend who
Recently, research with individuals who struggle with has just won a large cash prize in a drawing.
irony comprehension (typically developing children, indi- Irony is not new; the term’s origins are traced to the tradition of
viduals with autism-spectrum disorder, individuals with Greek comedy, and to Socrates and his practice of feigning ig-
brain injury) has provided new clues about the complex norance and using understatement in order to reveal weakness
process by which ironic meaning is inferred. in the arguments of an adversary (Hutchens, 1960). Further, ironic
language is not strictly a Western phenomenon (e.g., Okamoto,
KEYWORDS—verbal irony; sarcasm; figurative language;
2002). It is used with some frequency in everyday language; Gibbs
parallel constraint satisfaction; communicative intent;
(2000) reported that irony was used on 8% of turns in conversa-
humor
tions between friends. At the same time, to be ironic is to take a
risk (Gibbs & Colston, 2001). Since irony involves saying some-
thing that is not literally true, the risk is that the meaning may
Imagine that you have boarded a transatlantic flight and are not be perceived as intended. The statement may be interpreted
waiting for pushback, when the pilot announces that departure to mean something opposite to the meaning intended.
will be delayed. Your traveling companion turns to you and Given the ambiguity inherent in ironic language, the puzzle for
says ‘‘Fantastic! We’ll get to spend more time on this plane.’’ In researchers has been to understand how we grasp the meaning
deciding what the speaker means by this remark, you will of ironic remarks. Certainly, the process is complex. The per-
likely consider the speaker’s choice of words, tone of voice, ceiver must draw inferences from the speaker’s words, judge the
facial expression, attitude about flying (does he or she have speaker’s attitude about the situation and about his or her
a love of close quarters and in-flight snacks?), and various words, and assess how the speaker intends his or her words to
other cues. After weighing this information you will likely be perceived by others. A number of theories of irony have
decide that the remark is not intended to be taken literally. been proposed by researchers in different fields, including
Instead, it is intended as irony, a nonliteral utterance used to psychology, philosophy, and linguistics (for a review, see Gibbs
highlight a discrepancy between expected or desired outcomes & Colston, 2007). Each of these solutions, however, has been
and reality. criticized for explaining only a piece of the puzzle—for instance,
the social functions of ironic language (but not the cognitive
processes involved) or the comprehension of particular sub-
types of irony (but not all subtypes). Recently, an overarching
Address correspondence to Penny M. Pexman, Department of Psy-
chology, University of Calgary, 2500 University Drive NW, Calgary, and potentially unifying framework has emerged (e.g., Katz,
Alberta, Canada T2N 1N4; e-mail: pexman@ucalgary.ca. 2005).

286 Copyright r 2008 Association for Psychological Science Volume 17—Number 4


Penny M. Pexman

IRONY COMPREHENSION AS CONSTRAINT


SATISFACTION

According to some earlier models, irony can be detected only


after the literal meaning has been processed and rejected. The
constraint-satisfaction approach, in contrast, suggests that cues
are processed rapidly and in parallel and an ironic interpretation
is considered as soon as there is sufficient evidence that it might
be supported. This framework is similar to a solution that has
been applied to many other types of ambiguity resolution, for
which people make decisions or judgments based on complex
and ambiguous information (for a review, see Thagard, 2000);
these include interpretation of ambiguous images, visual word
recognition, syntactic ambiguity resolution, cognitive disso-
nance, and decision making.
Parallel constraint satisfaction can be instantiated in a con- Fig. 1. The parallel-constraint-satisfaction framework for verbal irony
interpretation. Multiple cues are activated by a statement (e.g., ‘‘Fan-
nectionist neural network, with the interconnected units in the tastic! We’ll get to spend more time on this plane’’; bottom), and these cues
network representing possible solutions for the comprehension are considered in parallel. The possible interpretations are represented in
problem. In processing the comprehension problem, activations of the interpretation space (top). The representations in the interpretation
space are depicted as they would appear at the start of processing for the
units in the model are adjusted by a relaxation mechanism until statement. By the constraint satisfaction process, the system would settle
the network settles into a stable state. When the model achieves on one of the possible interpretations (i.e., that the statement is a literal
a stable state of activation, comprehension is achieved. The final compliment, an ironic criticism, or a lie). If the activated cues support an
ironic interpretation, the ironic-criticism interpretation would, over time,
state of the system represents the best solution to the compre- receive more activation and the other interpretive possibilities would be
hension problem given the input and also the knowledge captured deactivated. Deactivation would be achieved by the inhibitory connections
in the connections between units in the network. In the case of between interpretive possibilities. Connections between cues and inter-
pretations (which, for simplicity, are not depicted) would be weighted to
irony comprehension (Fig. 1), the message is processed along with reflect learned predictability or reliability of the different cues.
multiple cues from context, and, through constraint satisfaction,
the system settles on a coherent interpretation of the utterance. from that literally conveyed by his or her words (for a review, see
Evidence for this kind of processing comes from a self-paced Pexman & Glenwright, 2007). Children’s appreciation for the
reading study reported by Pexman, Ferretti, and Katz (2000). forms and functions of irony continues to develop into adoles-
Pexman et al. presented participants with short text passages in cence. Like adults, children can use a number of cues to judge
which one character made a remark to another about an event. whether a speaker intends to be ironic. There is evidence that
Cues to ironic intent were described in the text and word-by- children’s judgments of ironic intent can be influenced by the
word reading times were measured. Results showed that reading speaker’s tone of voice and by the extent to which a statement
times varied (as a function of the cues) in the earliest moments of echoes stated or implicit expectations for event outcomes.
processing the remarks, suggesting that participants were inte- Further, children’s impressions of speaker intent for irony are
grating all available information as soon as it was relevant, in modulated by what they know about the speaker’s personality;
order to derive a coherent representation of the speaker’s intent. if told that the speaker of a statement like ‘‘you are so careful’’ is a
The constraint-satisfaction approach seems to have potential mean person (vs. a nice person), children are more likely to judge
as an explanatory framework for irony comprehension. At that the speaker is intending to be ironic (Pexman, Glenwright,
present, a weakness of this approach is that it is not sufficiently Hala, Kowbel, & Jungen, 2006). Children do not seem to
specific. In part, this is because we do not fully understand all of consider any of these cues to be necessary conditions for irony.
the cues and cognitive achievements that support the process of Rather, in making judgments about speaker intent, children
irony comprehension. Recently, however, new insights have consider and integrate multiple cues. This type of cue integra-
been provided by research with populations who struggle to tion is consistent with a constraint-satisfaction framework
comprehend ironic language, including typically developing for irony comprehension, but does not rule out literal-first
children and individuals with autism or brain injury. processing. The predictions of constraint satisfaction and literal-
first accounts could be better differentiated by examining
IRONY COMPREHENSION AND TYPICALLY children’s processing of ironic remarks.
DEVELOPING CHILDREN The methods used in studies of adults’ irony processing (e.g., self-
paced reading) are not ideal for children. As such, researchers have
At about 5 or 6 years of age, typically developing children begin devised other ways to study the processes involved in children’s
to understand that an ironic speaker intends a meaning different language comprehension. For instance, tasks have been devised in

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Verbal Irony

This procedure allowed us to test whether children’s pro-


cessing of irony fits better with the literal-first or the parallel-
constraint-satisfaction framework (Climie & Pexman, in press).
Contrary to the literal-first account, we found no evidence that
children looked first to the ‘‘literal’’ response object when
judging speaker intent for ironic statements. Instead, results
showed that even the youngest children in our sample (5-year-
olds) almost always looked first to the ‘‘ironic’’ response object
following ironic statements, matching the frequency with which
they looked first to the ‘‘literal’’ response object following literal
statements. These findings suggest that children consider ironic
intent in the earliest moments of processing, lending support
to parallel constraint satisfaction as a model for children’s
processing of ironic language.
It has been suggested that children’s understanding of an
ironic speaker’s intent depends on their theory-of-mind skills.
Filippova and Astington (in press) reported that children’s
performance on a second-order false-belief task (a measure of
advanced theory-of-mind understanding, assumed to measure
second-order mental-state reasoning because a child must track
what one person thinks another person thinks) was a significant
predictor of irony comprehension. These recursive mental-state
inferences may be important component skills for irony com-
prehension and could be incorporated in a constraint-satisfac-
Fig. 2. Procedure used to measure children’s processing of ironic lan- tion model of irony comprehension as factors that influence
guage (Climie & Pexman, in press). The experimenter (top) sits across a
small table from the participant (bottom). A video camera is positioned to activated cues (Fig. 1). With a capacity for second-order mental-
monitor the participant’s eye gaze. The experimenter presents a series of state reasoning, children are likely to include the speaker’s
short puppet shows to the participant. Each show ends with one puppet beliefs about the listener’s or target’s beliefs as cues to inter-
making an ironic or literal remark. For each remark, the child judges
whether the speaker intended to be nice or mean, and indicates this pretation. As such, the ability to make inferences about others’
judgment by picking up the corresponding response object and placing it in minds creates the possibility of ironic interpretation. While
the answer box (nice 5 duck, mean 5 shark). By monitoring children’s eye this type of cognitive ability may support irony comprehension, it
gaze, it is possible to draw inferences about the extent to which children
consider each interpretation as they reason about speaker intent. is likely not a sufficient condition for irony understanding. That
is, social experience with ironic language is also important.
Children need to have opportunities to experience and observe
which children respond to spoken language by moving objects in ironic language and reactions to it in order to construct a mental
an array. The array is structured such that different objects are category for this type of utterance.
appropriate to different interpretations of an utterance. Children’s
eye movements are monitored as they listen to the spoken words IRONY COMPREHENSION AND ATYPICAL
and decide which object should be selected. The number and POPULATIONS
duration of children’s looks to each object are assumed to reflect the
extent to which children considered each interpretation in the Individuals With Autism
comprehension process (e.g., Trueswell, Sekerina, Hill, & Logrip, There is evidence that individuals with autism have difficulty un-
1999). We recently devised such a task in order to study children’s derstanding ironic language, and this difficulty has been attributed
processing of ironic remarks. Children were first trained to asso- to impaired theory of mind (Papp, 2006). This difficulty with
ciate the intent to be nice with a smiling yellow duck and the intent irony comprehension could also stem from a broader impairment
to be mean with a snarling gray shark. When children judged that a of executive control (a set of cognitive skills that includes inhib-
speaker said something nice they were to place the duck in an itory control, planning, attentional flexibility, error detection,
answer box and when a speaker said something mean to place the and resistance to interference; Carlson, 2005). Either of these
shark in the answer box. Children were then presented with literal explanations could be incorporated in the constraint-satisfac-
and ironic remarks in the context of short puppet shows (Fig. 2). tion framework. That is, either impaired theory-of-mind skills
After each remark, the children were asked whether the speaker or executive dysfunction could lead to activation of partial or
was like the shark or the duck. We recorded eye movements to each inaccurate information about the speaker’s beliefs and intent,
response object as children made their judgments. resulting in misinterpretation of ironic language.

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Penny M. Pexman

Additional insights about irony comprehension are provided irony interpretation for both children and adults. For instance,
by findings reported by Wang, Lee, Sigman, and Dapretto (2006). differences in the reliability of these cues need to be deter-
Wang et al. used brain imaging (functional magnetic resonance mined and incorporated in the framework, such that more
imaging, fMRI) to examine neural activity associated with pro- predictive cues are given stronger weights in the constraint-
cessing ironic language. Results showed that, while typically satisfaction process. This work will likely be facilitated by
developing children and children with autism-spectrum disor- advances in processing-time measures and neuroimaging
der relied on the same network of areas in order to make judg- technology. These tools will provide finer-grained analyses of
ments of speaker intent, children with autism showed stronger the activation and integration that occurs in the process of
recruitment of prefrontal and temporal regions. The authors understanding irony.
concluded that this could be attributed to more effortful The constraint-satisfaction approach described here for ver-
processing for children with autism—in particular, more effort bal irony holds promise as an explanatory framework for closely
expended in the process of integrating contextual cues with the related phenomena such as recognition of situational irony
utterance information in order to interpret speaker intent. (e.g., Shelley, 2001) and nonverbal irony (for example, sarcastic
clapping at a referee’s bad call). Further, it may offer a useful
framework for phenomena like deception, faux pas, and hy-
Individuals With Brain Injury pocrisy. In all of these cases, comprehension is achieved when
Irony-comprehension difficulties have also been demonstrated multiple cues are integrated to derive a coherent interpretation.
for some individuals with brain injury. For instance, Martin and Verbal irony will continue to be a salient feature of everyday
McDonald (2005) compared the performance of patients with communication, and one that poses challenges for some mem-
traumatic brain injury to a control group of healthy adults on bers of society. The findings from research on children and adults
tests of irony comprehension, theory of mind, and executive who struggle with irony comprehension highlight the demands of
functioning. While patients with traumatic brain injury showed this process. Irony understanding depends on complex social,
some impairment on all of these tasks, the only significant pre- emotional, and cognitive inferences that are made possible by a
dictor of irony comprehension was performance on the non- comprehension system that is capable of rapid coordination
mental inferencing task, an executive-functioning measure that of this information and by knowledge of a broad range of inter-
requires multiple-step nonmental inferences (inferences drawn pretive possibilities.
from cause and effect reasoning, such as where to look for a lost
object). Martin and McDonald concluded that the poor irony
comprehension demonstrated by patients with traumatic brain Recommended Reading
injury is not due to specific deficits in theory of mind but rather to Gibbs, R.W., & Colston, H.L. (Eds.). (2007). (See References). A col-
more general problems with executive-function abilities. lection of articles that have advanced irony research, as well as
useful synthesis and points for future research.
Similarly, Shamay-Tsoory, Tomer, Berger, Goldsher, and Aha-
Read, S.J., & Miller, L.C. (Eds.). (1998). Connectionist models of social
ron-Peretz (2005) described a group of patients with intact second-
reasoning and behavior. Mahwah, NJ: Erlbaum. A collection of
order theory-of-mind skills but impaired irony comprehension. papers that provide examples of social-reasoning problems to
Shamay-Tsoory et al. argued that this dissociation arises because which the constraint-satisfaction approach has been applied.
irony comprehension requires a higher level of emotional Thagard, P. (2000). (See References). A comprehensive description of
processing than does the second-order false-belief task. Irony the theory of coherence as constraint satisfaction.
comprehension depends on integration of cognitive and emotional
inferences. Since these patients all had damage in the ventrome-
dial prefrontal cortex, this area may be the locus of this integration.
These studies with brain-injured adults suggest that irony REFERENCES
comprehension depends on more than theory-of-mind skills. Yet
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