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Abstract Traditional survey methods have long been used in the field of highway
engineering to measure the cross-slope, longitudinal grade, rut depth, and ride
quality of existing roadways. However, these methods are slow, tedious, labor
intensive, and almost always require partial or full lane closure resulting in traffic
delays, increase in costs, and inconvenience to the traveling public. Advances in
inertial sensor and inertial navigation technologies have allowed their implemen-
tation as state-of-the-art mobile data collection systems. The Florida Department of
Transportation (FDOT) operates two mobile data collection systems referred to as
Multi-Purpose Survey Vehicles (MPSVs). They collect pavement data including
but not limited to cross-slope, longitudinal grade, and wheel-paths’ rut depth at
typical highway speeds. The MPSVs are equipped with a position and orientation
system (POS) coupled with an inertial profiler unit. The core of the POS consists of
a tightly-coupled Inertial Measurement Unit (IMU) and a Differential Global
Positioning System (DGPS). This paper presents a methodology for the develop-
ment of an Automated Roadway Deficiency Information System using Geograph-
ical Information System (GIS) software to map areas prone to hydroplaning. The
functionality of the developed information system was tested on a pilot project
using MPSV collected data. Highway agencies can successfully implement this
methodology to complement and enhance their existing safety and pavement
management programs.
A. Mraz (✉)
Palacky University Olomouc, Olomouc, Czech Republic
e-mail: alexander.mraz@upol.cz
A. Nazef
Florida Department of Transportation, Gainesville, FL, USA
1 Introduction
Traditional pavement survey methods have long been used in the field of highway
engineering to measure and evaluate the cross-slope, longitudinal grade, rut depth,
and ride quality of existing roadways. Analysis of the data helps engineers to
identify problem-prone areas or hot spots with deficient cross slope and inadequate
surface drainage. However, these traditional methods are costly, tedious, and labor
intensive. Moreover, survey crews often operate in a travel lane, creating potentially
hazardous conditions. A high-speed automated data collection system equipped
with multiple sensors subsystems offers an efficient and cost-effective alternative
with the added safety of the field survey personnel and motorists.
The Florida Department of Transportation (FDOT) conducts annual pavement
condition surveys to assess the condition and performance of its State Highway
System and to predict future rehabilitation needs. The main pavement condition
parameters used for the assessment include ride quality, rut depth, and cracking.
Pavement friction characteristics are also evaluated to identify spot hazard
conditions.
In 2003, the FDOT acquired its first automated multi-sensor system, referred to
as Multi-purpose Survey Vehicle (MPSV) to measure cross-slope (CS), longitu-
dinal grade (LG), smoothness, and rut depth at typical highway speeds (Gunaratne
et al. 2003). Currently, the FDOT operates two upgraded MPSVs that incorporate
position and orientation systems (POS) and two additional outside-angled laser
sensors as an enhancement to the original 3-sensor inertial profiling system. Fur-
thermore, the Florida Department of Transportation 2012 Plans Preparation Manual
(PPM) recommends using a vehicle-mounted system for CS verification in the
pre-design phase of projects and to identify roadway limits where the CS is out of
tolerance (FDOT 2016).
The FDOT develops, maintains, and makes available a plethora of GIS tools,
base data layers, maps, and services throughout its offices. However, there is no
specific tool or Geographic Information System (GIS) data layer to assess areas
prone to hydroplaning due to improper roadway geometry, or excessive rutting, or
both. This paper presents a methodology and computer application for detecting
and mapping accident prone areas by fusing multi-sensor system rich data and the
functionality of GIS.
2 Related Work
features and events for the purpose of an LRS. ArcGIS geodatabase supports a new
model for dynamic segmentation route system using “Polyline with Measure”
feature class (Goodman 2001). The dynamic segmentation methods divide network
links into segments that are homogenous for the specified set of link attributes. It is
dynamic because the linear feature is split into a new set of segments whenever its
attributes change (Jelokhani-Niaraki et al. 2009). Some LRSs use absolute distance
to describe location which is based on the distance measured from the beginning of
the linear elements. Other LRSs use relative distance where the event location is
described as an offset distance from a pre-defined reference point along the linear
element. Relative measurements can be achieved using mileposts or reference posts
(Scarponcini 2002).
Many agencies create transportation GIS to query and analyze spatially-enabled
data, display trends and patterns in the data, and create maps and reports. A 2003
study by Tsai et al. (2013) evaluated the use of LiDAR technology presented a
GIS-based application to identify road sections with sub-standard cross-slope using
a 1 % cross-slope threshold. The Georgia DOT has integrated pavement condition
survey data with GIS technology to visualize statewide pavement condition and to
perform spatial data analysis (Tsai and Gratton 2004). The Illinois DOT has
developed the ILLIPIMS system containing unique mapping and graphing capa-
bilities allowing the user to display, analyze, and update data for the entire Illinois
Interstate Highway Network (Bham et al. 2001).
3 Objective
Since 2003, FDOT has been collecting CS, LG, rut depth, and ride data using the
MPSV. The collected data have been evaluated on a project basis, and the results
have typically been provided to the Districts in the form of tables and graphs.
Integrating MPSV data into a GIS-based transportation information system for the
entire roadway network would greatly improve this process.
The primary objective of this paper is to present a GIS application for mapping
areas prone to hydroplaning. The secondary objective is to present a GIS appli-
cation design that provides a seamless integration with existing FDOT pavement
evaluation databases. The paper also presents the results of a pilot project used to
test the functionality of this application using MPSV collected data.
4 Applied Methodology
and environmental factors. However, they have more control identifying causal or
contributing factors to roadway departure or hydroplaning by analyzing roadway
geometry and surface drainage characteristics.
The cross-slope influences water drainage across the pavement and thus affects
the operational characteristics of a vehicle moving along the road. Other factors that
can also affect surface drainage are longitudinal grade and rutting. The wheel path
CS may change over time due to surface deformation caused by traffic loads,
environmental effects, and pavement settlement. Also, the in situ CS magnitude can
differ significantly from the design values. Therefore, knowledge of existing CS and
LG is essential for the evaluation of roadway geometry of existing and newly built
or resurfaced roads.
Mobile data collection systems like MPSVs collect CS and LG data simulta-
neously. These data provide critical information about a roadway’s ability to drain
surface runoff and, therefore, minimize the potential for hydroplaning. The drainage
path length (DP) relates cross-slope (CS), longitudinal grade (LG), and pavement
drainage width (W) using the following equation (Guven and Melville 1999):
v"ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
u
u 2 #
t LG
DP = W 1+ ð1Þ
CS
where:
DP drainage path length (ft or m)
W pavement drainage width (ft or m)
CS cross-slope (ft/ft or m/m)
LG longitudinal grade (ft/ft or m/m)
Drainage path length, which is computed at discrete station locations, is the
relative distance runoff travels on the sloped pavement surface before it leaves the
pavement. A longer DP, sometimes combined with roadway depressions like wheel
ruts, creates areas susceptible to hydroplaning especially on high-speed roads. DP
increases with steeper LG and decreases with increasing CS. It is also significantly
influenced by the pavement drainage width (Glennon 2007). Figure 1 illustrates an
example of pavement with good surface drainage characterized by short DP (DP1)
due to adequate cross-slope while the pavement area with poor surface drainage is
represented by a relatively long DP (DP2). Since the CS runs in the same direction
in both lanes, all surface runoff is carried by lane 2 which amplifies the drainage
problem in lane 2 resulting in a relatively long DP2 before draining off the pave-
ment. The longitudinal grade prolongs the DP when it has a substantially larger
magnitude than the CS. It also impacts heavy vehicle operation by reducing their
stopping and passing distances. Therefore, the longitudinal grade as shown in Eq. 1
is a significant factor in roadway geometry evaluation.
238 A. Mraz and A. Nazef
R L = h2 − h1 ð2Þ
RR = h3 − h1 ð3Þ
where:
RL rut depth in left wheelpath, LWP (inch or mm)
RR rut depth in right wheelpath, RWP (inch or mm)
h1 relative elevation from the reference plane to the pavement surface close to the
roadway centerline (inch or mm)
h2 relative elevation from the reference plane to the pavement surface in the LWP
(inch or mm)
h3 relative elevation from the reference plane to the pavement surface in the RWP
(inch or mm)
The rut depth calculations presented in Eqs. 2 and 3 cannot be used if pavement
surfaces experience rutting in the center of a lane. In such situation, only average rut
depth (RAVE) can be calculated as shown in Eq. 4:
h2 + h3
RAVE = − h1 ð4Þ
2
An inertial profiler system with at least five laser sensors is required when rut
depth is calculated for each wheel path under any surface conditions. The left
wheelpath (LWP), right wheelpath (RWP), and average rut depth can then be
calculated as:
h4 + h1
R L = h2 − ð5Þ
2
h5 + h1
R R = h3 − ð6Þ
2
1 1
RAVE = ðh2 + h3 − h1 Þ − ðh5 + h4 Þ ð7Þ
2 4
240 A. Mraz and A. Nazef
where:
RL rut depth in LWP (inch or mm)
RR rut depth in RWP (inch or mm)
h1 relative elevation from the reference plane to the pavement surface in the
middle of the roadway (inch or mm)
h2 relative elevation from the reference plane to the pavement surface in the LWP
(inch or mm)
h3 relative elevation from the reference plane to the pavement surface in the RWP
(inch or mm)
h4 relative elevation from the reference plane to the crown of pavement surface
(inch or mm)
h5 relative elevation from the reference plane to the edge of pavement surface
(inch or mm)
The rut depth calculated from the data collected with an inertial profiler system
does not directly account for the ability of the road rutting to carry or hold the
water. Therefore, the measured rut depth must be adjusted for the cross-slope
(Glennon 2007). The maximum water depth (WD) which determines the capacity
of water a roadway rutting can hold is calculated as:
WD = d − 1 ̸ 2W tanðαÞ ð8Þ
where:
d rut depth calculated using Eqs. 2–7 (inch or mm)
W wheel path rut width, Fig. 4 (inch or mm)
α cross-slope measured with inertial navigation system (deg)
5 Implementation
Fig. 7 Correction of IMU measured CS for suspension movement using laser sensors
where:
CS roadway CS (deg)
CSIMU CS sensed by the IMU (deg)
CSIP CS correction calculated from inertial profiler’s side laser sensors (deg)
h4 relative elevation from the reference plane to one side of the pavement
surface (inch or mm)
h5 relative elevation from the reference plane to the other side of the
pavement surface (inch or mm)
L lane width (inch or mm)
The MPSV collects a large amount of sensor data which, if processed manually,
would require a considerable amount of time. The authors used FDOT developed
Automated Cross-slope Analysis Program (ACAP) to import and simultaneously
process POS, GNSS, and profile data. The program outputs CS, LG, DP, rutting, and
ride measurements in tabular and in graphical form at any user-defined distance
interval (Mraz and Nazef 2008). Each measurement record is provided with a
geographic coordinates provided by the POS, as illustrated in Fig. 8. The ACAP was
244 A. Mraz and A. Nazef
Fig. 8 Sample MPSV cross-slope and longitudinal grade raw data output from ACAP
updated to calculate maximum water depth from rut data, as described in Chap. 4.2.
Also, the application uploads the collected data into an SQL Server database.
5.3.1 Methodology
The Geographic Information System (GIS) is an information system that deals with
digital geographic data (Longley et al. 2005). The GIS can pre-process the data for
the further query, perform spatial data analysis, display trends and patterns in the
data, and create maps and reports. The spatial nature of roadway data also promotes
the use of GIS (Kiema and Mwangi 2009). Therefore, GIS has a potential for
modeling processes in pavement evaluation, including the detection of areas prone
to hydroplaning.
The authors developed the Automated Roadway Deficiency Information System
(ARDIS) in Esri ArcMap 10.3.1 by importing a shapefile of the Florida State
Highway System and database tables holding MPSV collected data. Development of
the ARDIS involved the collection of spatial data with MPSV, the design and creation
of attribute tables for Microsoft SQL Server database, followed by GIS implemen-
tation, data analysis, and reporting for determining areas prone to hydroplaning due
to poor roadway geometry, or excessive rutting, or both using the GIS software.
The spatial data included FDOT GIS Basemap Route and MPSV collected data that
were processed using the ACAP. The FDOT GIS Basemap Route feature class
Development of a Road Deficiency GIS … 245
provides spatial information on Florida roads and attributes compatible with the
Roadway Characteristics Inventory database which contains information about
roadway location, classification, physical characteristics, traffic information, and
traffic control device inventory. The basemap dataset includes lines representing
each roadway within the inventory. It is a representation of the roadway system
which is comprised of individual features (intersections, bridges, auxiliary lanes,
medians, etc.) positioned along the roadway segments (Jacobs 2015). The data
collected with MPSVs included information about linear location, road geometry,
rutting, and geographical coordinates for each tested segment and they were pro-
cessed to 52.8 ft (16.1 m) interval. The ACAP program calculated drainage path
length and maximum water depth for measured road rutting using the MPSV data.
The collected data were linearly referenced to the basemap dataset using
“ROADWAY,” “BEGINPOST,” and “ENDPOST” fields. The location is deter-
mined with regards to the particular roadway at a distance from a documented
feature along the roadway (Jacobs 2015).
The database was designed to contain all attribute information about roadway
geometry and pavement condition including rutting and roughness. It was designed
to give pavement engineers all necessary information to identify pavement seg-
ments prone to hydroplaning. After identifying the potential users and their infor-
mation needs, the logical model in the form of tables and relations was developed
and is presented in Fig. 9. The final step involved populating the database with
MPSV collected data using the ACAP program.
The authors used the Esri ArcMap software to implement the spatial data into GIS.
This choice was made to take advantage of the data management, display func-
tionality, and analysis tools provided by the Esri product. Also, FDOT creates and
maintains its organization-wide GIS using the Esri software and employees have
the most experience working with it. The ARDIS was set up in Esri ArcMap 10.3.1
by connecting to the Microsoft SQL Server database and adding cs_dp and rut_wd
tables to the map as layers. The cs_dp_SELECT and rut_wd_SELECT layers were
created to show pavement sections with drainage path length equal to or greater
than 55 ft (16.7 m) and maximum water depth equal to or greater than 0.1 in
(2.5 mm), respectively. The pavement_ride_cond layer was also created following
four IRI categories: (1) excellent for IRI ≤ 70 inch/mile, (2) good for 70
inch/mile < IRI ≤ 100 inch/mile, (3) fair for 100 inch/mile < IRI ≤ 150
inch/mile, and (4) poor for IRI > 151 inch/mile. Finally, the cs_dp_SELECT
246 A. Mraz and A. Nazef
layer was intersected with the rut_wd_SELECT layer to capture features where both
drainage path length and maximum water depth were deficient. The results were
saved in hp_analysis and pavement_ride_cond layers. The ARDIS components
including layers and their attributes are presented in Fig. 10.
Development of a Road Deficiency GIS … 247
6 Results
The ARDIS database contains both the general view of the entire road network and
specific information about sections with roadway geometry or rut deficiencies. It
also provides information about road sections prone to hydroplaning. Figure 11
shows a typical query on a road with a road segment prone to hydroplaning selected
on the map and the respective attributes displayed in the attribute table. Similarly,
roadway segments prone to hydroplaning and road ride condition can be displayed,
as shown in Figs. 12 and 13, respectively. Such a display of results can help
pavement engineers to localize quickly areas prone to hydroplaning and plan for
short-term and long-term mitigating solutions.
248 A. Mraz and A. Nazef
Fig. 11 Example showing the selection of road section prone to hydroplaning in the map and
attribute table
Fig. 12 Results of identifying road sections prone to hydroplaning obtained for a sample road
section
Development of a Road Deficiency GIS … 249
The ARDIS coupled with a state-of-the-art data collection system provides pave-
ment engineers and highway practitioners a tool for identifying areas with defi-
ciencies in roadway geometry and excessive road rutting that contributes to vehicle
departure. Information can further be used to formulate short-term and long-term
mitigating solutions to reduce the likelihood of roadway departures. Collecting data
using high-speed data collection systems also improves safety while reduces traffic
delays and operational costs because their use does not require partial or full lane
closures. The ARDIS can also be used as an enhancement to existing pavement
evaluation programs as it provides the ability to quickly identify and output the
results for existing and newly resurfaced pavements. Moreover, analytical and
display functions provided by the GIS software gives transportation agencies an
overall view of the road network for future fund allocation.
The ARDIS has been under development and it was tested only on a small
number of projects. The plan is to import all more projects already collected with
MPSVs. The authors have also recognized several areas of improvements to be
implemented in the next software update. The authors realized that some drainage
path length peaks detected as “deficient” locations represent transitions from a
tangent section into and out of super-elevated areas. Therefore, the radius of
250 A. Mraz and A. Nazef
References