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Cochrane Database of Systematic Reviews

The effects of oral vitamin D supplementation on linear


growth and non-communicable diseases among infants and
children younger than five years of age (Protocol)

Yu EA, Huey SL, Peña-Rosas JP, Mehta S

Yu EA, Huey SL, Peña-Rosas JP, Mehta S.


The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger than
five years of age.
Cochrane Database of Systematic Reviews 2017, Issue 11. Art. No.: CD012875.
DOI: 10.1002/14651858.CD012875.

www.cochranelibrary.com

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
TABLE OF CONTENTS
HEADER . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
ABSTRACT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
BACKGROUND . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
OBJECTIVES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
METHODS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
ACKNOWLEDGEMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
REFERENCES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
ADDITIONAL TABLES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
APPENDICES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
CONTRIBUTIONS OF AUTHORS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
DECLARATIONS OF INTEREST . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
SOURCES OF SUPPORT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger i
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
[Intervention Protocol]

The effects of oral vitamin D supplementation on linear


growth and non-communicable diseases among infants and
children younger than five years of age

Elaine A Yu1 , Samantha L Huey1a , Juan Pablo Peña-Rosas2 , Saurabh Mehta1

1 Division of Nutritional Sciences, Cornell University, Ithaca, NY, USA. 2 Evidence and Programme Guidance, Department of Nutrition

for Health and Development, World Health Organization, Geneva, Switzerland

a Shares first authorship

Contact address: Saurabh Mehta, Division of Nutritional Sciences, Cornell University, 316 Savage Hall, Ithaca, NY, 14853, USA.
smehta@cornell.edu.

Editorial group: Cochrane Developmental, Psychosocial and Learning Problems Group.


Publication status and date: New, published in Issue 11, 2017.

Citation: Yu EA, Huey SL, Peña-Rosas JP, Mehta S. The effects of oral vitamin D supplementation on linear growth and non-
communicable diseases among infants and children younger than five years of age. Cochrane Database of Systematic Reviews 2017, Issue
11. Art. No.: CD012875. DOI: 10.1002/14651858.CD012875.

Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

ABSTRACT

This is a protocol for a Cochrane Review (Intervention). The objectives are as follows:

To assess effects of oral vitamin D supplementation on preventing and treating stunting and non-communicable diseases among infants
and children younger than five years of age.

BACKGROUND malnutrition and other non-communicable diseases (UNICEF,


WHO, World Bank, UN 2015).

Description of the condition Stunting


Stunting is the most prevalent form of undernutrition globally
among children younger than five years of age (UNICEF, WHO,
Improving health among children younger than five World Bank 2017). Nearly 155 million children younger than
years of age five years of age had stunting in 2016 (UNICEF, WHO, World
Suboptimal health among children younger than five years of age Bank 2017); furthermore, two of every three of these children live
remains a major global challenge (UNICEF, WHO, World Bank, in low- and middle-income countries (UNICEF, WHO, World
UN 2015; WHO 2016). Most of the 5.9 million deaths among Bank 2017).
children younger than five years of age in 2015 could be attributed Child stunting, defined as measurements more than two standard
to preventable causes with available treatment options, including deviations (SDs) below the World Health Organization (WHO)
The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 1
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
reference standard (length- or height-for-age z-score [LAZ or posure all year round, low vitamin D status is a global problem
HAZ, respectively]; WHO 2006), reflects poor cumulative nu- among all age groups (Palacios 2014). Consequences of low vi-
trition in utero and postnatally (Dewey 2011). With prolonged tamin D include poor skeletal and extraskeletal health outcomes
undernourishment, the human body conserves energy in various (Holick 2008a; Holick 2010).
ways, including reducing the rate of linear growth during child- Low circulating 25(OH)D serum concentration is widely regarded
hood (Dewey 2011). Critically, childhood stunting is associated as the biomarker for vitamin D status (Heaney 2009), although
with numerous indicators of poor health (shorter adult height, re- cutoff values indicating deficiency and insufficiency are debated
duced lean body mass, lower cognitive function, decreased physical (Holick 2011; Ross 2011). Between 30% and 50% of children in
work capacity) and low socioeconomic status (lower educational numerous countries in Africa, Asia, Europe, and North America
attainment, decreased earnings and wages) during later life (Black (Holick 2010), including geographic areas with ample sunlight
2008; Dewey 2011; Haas 1996; Victora 2008). In terms of in- and heterogeneous economic resources, have 25(OH)D less than
tergenerational implications, short maternal stature is linked with 20 ng/mL. In the context of vitamin D deficiency, infants and
stunted offspring and other adverse birth outcomes (Martorell young children are considered a high-risk population, given that
2012; Prendergast 2014). vitamin D intake is low during exclusive breastfeeding, and early
Given the widely recognized burden of disease caused by child- life represents a critical period for linear growth and development
hood stunting in diverse populations (Black 2008; Black 2013; of the immune system (Leroy 2014 and Shrimpton 2001; Adkins
De Onis 2012; Prendergast 2014), many global research and pol- 2004 and Levy 2007, respectively). As further detailed in the next
icy efforts have sought to reduce growth faltering (Victora 2010; section, pleiotropic actions of vitamin D can impact skeletal, mus-
WHO 2014a). It has been estimated that improved understanding cular, and immunological functions, all of which are related to
and scaling up of effective evidence-informed safe and effective optimal growth.
interventions can prevent stunting among 33.5 million children
(Bhutta 2013; Huey 2016; WHO 2014a). In particular, investiga-
tors have explored vitamin D supplementation as an intervention Vitamin D sources
to prevent and mitigate childhood stunting (Kumar 2011). Op- Vitamin D can be acquired through consumption of a diet con-
timal vitamin D status, which is often assessed by measuring cal- taining naturally vitamin D-rich and fortified foods, or vitamin
cifediol (i.e. 25[OH]D), allows calcium absorption and growth to D supplements, or through endogenous production via skin ex-
support active vitamin D (i.e. calcitriol [1,25{OH}2 D3 ]) (Holick posure to ultraviolet irradiation (Holick 2010). In this review, we
2010). Prolonged inadequate status of vitamin D impairs tran- focus on vitamin D supplementation, given that it overcomes the
scriptional regulation of skeletal homeostasis and linear growth, challenges of inadequate sunlight at some geographic latitudes, as
which could result in stunting (Holick 2010). well as minimal sun exposure based on individual lifestyle deci-
Prior observational studies have provided evidence that stunting sions and limited consumption of naturally vitamin D-rich or for-
is associated with suboptimal vitamin D (status or dietary intake) tified foods (Holick 2010). Vitamin D supplements are available in
among children (Walli 2017). Therefore, vitamin D supplemen- two chemical forms (ergocalciferol [D2 ] and cholecalciferol [D3 ]),
tation as a potentially modifiable risk factor that can prevent or which differ in their side-chain structure (Holick 2010). Vitamins
treat stunting requires further evaluation. D2 and D3 have been observed to increase serum 25(OH)D; al-
though at high doses (50,000 IU), vitamin D2 appears less potent
than equivalent doses of D3 in maintaining serum 25(OH)D lev-
Non-communicable diseases
els (Holick 2010).
Non-communicable diseases are the leading causes of death glob-
ally (68%; WHO 2014b), affecting children as well as adults.
These diseases include diabetes, cancers, autoimmune disorders, Vitamin D requirements
and musculoskeletal disorders. Previous studies have noted respec-
According to the WHO and the Food and Agriculture Organi-
tive associations between 25(OH)D and these non-communica-
zation (FAO), 200 international units (IU) is the daily recom-
ble outcomes (Holick 2010).
mended nutrient intake (RNI) among children younger than five
years of age (WHO, FAO 2004). In the United States, the Insti-
tute of Medicine recommends that children between one and five
Description of the intervention years of age should consume a recommended dietary allowance of
600 IU per day and have an estimated average requirement (EAR)
of 400 IU per day (Institute of Medicine 2011). From birth to
Vitamin D status 12 months, it is recommended that children in the United States
One billion people have suboptimal vitamin D status, according consume an adequate intake (AI) of 400 IU per day (Institute of
to global estimates (Holick 2010). Even in countries with sun ex- Medicine 2011).

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 2
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
No adverse effects occur at vitamin D intakes recommended by promoting skeletal health, muscle development and growth, and
WHO and by FAO (WHO, FAO 2004). In the United States, immune function. We have provided further details in the follow-
the recommended upper limits of vitamin D consumption are ing sections (Bikle 2014; Christakos 2016; Holick 2010).
based on age: 1000 IU (birth to six months), 1500 IU (six to 1,25(OH)2 D functions through genomic and non-genomic
12 months), 2500 IU (one to three years), and 3000 IU (four to mechanisms (Bikle 2014; Christakos 2016; Holick 2010). First,
five years) (Institute of Medicine 2011). Vitamin D toxicity has genomic effects occur through binding of 1,25(OH)2D to vitamin
been observed in a few rare cases with long-term consumption D receptor and retinoid X receptor, which results in a heterodimer
of extreme pharmaceutical dosages (Barrueto 2005; Blank 1995; complex that regulates gene activity (Bikle 2014; Christakos 2016;
Holick 2011; Klontz 2007; Vieth 1999). Excess vitamin D may Holick 2010). At least 100 to 1250 target genes of vitamin D
contribute to hypercalciuria, hypercalcemia, hyperphosphatemia, are known (Adams 2010; Holick 2007; Hossein-nezhad 2013;
and kidney stones (nephrolithiasis) (Holick 2010). Vitamin D tox- Ramagopalan 2010; Tarroni 2012). These are directly targeted by
icity is caused primarily by excessive intestinal calcium absorption vitamin D (via a vitamin D response element; e.g. 1,25[OH]2D
and bone resorption (Holick 2010). has been shown to bind to vitamin D response element in the
calcium-sensing receptor gene and subsequently to modulate
calcium-sensing receptor expression [Bikle 2014; Canaff 2002;
Metabolism of vitamin D Christakos 2016; Holick 2010]). Second, “rapid” or non-genomic
Evidence from mechanistic and dose-response studies suggests that responses occur extracellularly via interaction with plasma mem-
increasing intake of vitamin D (via consumption [supplemen- brane vitamin D receptor (VDR) (Bikle 2014; Christakos 2016;
tation, dietary intake] or cutaneous synthesis) improves serum Holick 2010). Examples of these include stimulation of intesti-
25(OH)D concentration (Holick 2010; Holick 2011). After it nal calcium absorption and inhibition of apoptosis in osteoblasts
enters the body, vitamin D is stored in fat or is metabolized by the (Bikle 2014; Christakos 2016; Holick 2010). This nuclear recep-
liver (Holick 2010; Holick 2011). A 25-hydroxylase (CYP27B1) tor has been identified in nearly all human tissues and cells assessed
in the liver converts vitamin D to 25(OH)D, which is the major (Bikle 2014; Christakos 2016; Holick 2010).
circulating form (Holick 2010; Holick 2011).
Available data from dose-response studies show that vitamin D
supplementation increases serum 25(OH)D concentration, re- Skeletal homeostasis and linear growth
gardless of age (Heaney 2003; Holick 2008b; Holick 2010; Vitamin D has well-established effects on skeletal health, includ-
Institute of Medicine 2011). A non-linear response of 25(OH)D ing bone mineralization and maintenance (Holick 2010). Ac-
to vitamin D has been observed in murine and human models tive vitamin D (1,25[OH]2 D) functions in conjunction with two
(Institute of Medicine 2011). Dosages greater than or equal to other hormones (parathyroid hormone and calcitonin) to main-
1000 IU daily have resulted in more gradual responses (e.g. 0.95 tain endocrine control of calcium and phosphorus concentrations
nmol/L to 1.4 nmol/L for every 100 IU; Smith 2009), and dosages (Holick 2010). This tight regulation of calcium and phosphorus
below 1000 IU daily have achieved steeper responses (e.g. approx- flux (extracellular [bones, blood], intracellular) is critical for devel-
imately 2.0 nmol/L for every 40 IU; Cashman 2008; Cashman opment and maintenance of bones (Holick 2010), which prevents
2009) (Institute of Medicine 2011). Moreover, studies including and addresses growth faltering. Specific roles of active vitamin
young children with stunting have confirmed that vitamin D sup- D include increasing intestinal calcium absorption (Christakos
plementation increases 25(OH)D (Kumar 2011). Widely rang- 2012), renal calcium reabsorption, and skeletal calcium resorption
ing vitamin D supplementation dosages across studies have in- (in conjunction with parathyroid hormone) (Holick 2010).
cluded daily physiological doses (200 IU to 400 IU; Fort 2016; Previous studies have demonstrated that vitamin D deficiency is
Hollis 2015), as well as pharmacological doses (50,000 IU at birth; associated with stunting (Holick 2010), including stunting among
Moodley 2015), and even a single dose of 100,000 IU (Gupta children (Holick 2006; Wacker 2013). Maternal vitamin D de-
2016). In summary, preliminary data highlight the need for assess- ficiency has been associated with greater risk of stunting among
ment of potential beneficial effects of vitamin D supplementation neonates and children (Finkelstein 2012; Toko 2016).
on stunting among children.

Muscle development and growth


How the intervention might work Vitamin D may influence muscle mass and function, as well as
Cells of kidney, immune system, bone, epithelium and of other related indicators (weight-for-height [WFH] and -age [WFA]).
tissues in the body use 1-OHase (CYP27R1) to metabolize Observational studies have corroborated the link between severe
25(OH)D to the biologically active steroid hormone 1,25(OH)2 D vitamin D deficiency (≤ 8 ng/mL) and poor muscle health among
(Bikle 2014; Christakos 2016; Holick 2010). In its hormonally individuals aged 10 to 65 years (Plotnikoff 2003). As an exam-
active form, vitamin D plays pleiotropic roles in the human body, ple, among infants with HIV exposure and no infection, low

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 3
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
25(OH)D concentration (< 10 ng/mL or ~ 25 nmol/L) was asso- The systematic method of our review is intended to achieve com-
ciated with a higher incidence of wasting (hazard ratio 1.71, 95% prehensive assessment of current evidence on effects of vitamin D
confidence interval [CI] 1.20 to 2.43; Sudfeld 2015). supplementation on growth faltering and other health outcomes
Previous studies have identified mechanisms that link vitamin D among children. This approach facilitates consideration of other
with myopathy (Bischoff-Ferrari 2012). In vitro studies have as- modulatory factors, particularly in subgroup analyses. Given the
sessed human muscle tissues and isolated VDR (Bischoff-Ferrari multifactorial origin of stunting, which needs further elucidation
2004; Bischoff-Ferrari 2012; Ceglia 2010; Simpson 1985), which (Stewart 2013), accounting for other factors is important. Aside
facilitate genomic and non-genomic effects (Haussler 1998; from nutritional factors that affect stunting, potential influences
McDonnell 1987; Norman 2004; Vazquez 1998). Furthermore, include repeated infections, poor sanitation, household environ-
murine models have demonstrated that deletion of VDR (via gene mental contamination, mycotoxin exposure, the gut, and associ-
knockout) resulted in impaired skeletal muscle growth and muscle- ated enteropathy (Casanovas 2013; Owino 2016; Semba 2016;
related gene expression (Bouillon 2008a; Bouillon 2008b; Endo Stewart 2013; Waterlow 1994).
2003). Mice without VDR had smaller muscle fibers in all striated Separately, an estimated one billion people have suboptimal vita-
muscles (Endo 2003). min D status (Holick 2007), which is linked to numerous skeletal
and extraskeletal outcomes (Holick 2010). Despite the multitude
of studies that focus on vitamin D supplementation and clinical
Immunity and other non-communicable diseases health indicators (Ferguson 2014; Jagannath 2010), particularly
among adults (Avenell 2014; Bjelakovic 2014a; Bjelakovic 2014b;
Vitamin D is an important immunomodulator that may affect
De-Regil 2016; Straube 2015), evidence regarding growth and
non-communicable diseases such as atopy and cancers (Holick
stunting among children younger than five years of age remains
2010). Immune cells (including macrophages) express the enzyme
unclear. In summary, it is crucial to delineate modifiable risk fac-
that converts 25(OH)D to the active form, which facilitates the
tors and causes, as well as effective interventions against stunting,
immunological role of 1,25(OH)2 D (Holick 2007; Holick 2010).
including vitamin D supplementation.
Given this information, another systematic review considered pre-
vious studies focusing on effects of vitamin D supplementation on
infections among children younger than five years of age (Yakoob
2016). Separately, 25(OH)D serum concentrations were associ-
ated with atopic diseases (Jones 2015), cancers, and chronic dis- OBJECTIVES
ease indicators (blood pressure [Scragg 2007], low- and high-den- To assess effects of oral vitamin D supplementation on prevent-
sity lipoprotein concentration ratio [Carbone 2008], and diabetes ing and treating stunting and non-communicable diseases among
[Christensen 2016; Holick 2010]). However, findings are incon- infants and children younger than five years of age.
sistent and limited, especially among children.

METHODS
Why it is important to do this review
Global stunting remains a critical and complex challenge in nu-
merous geographic regions (De Onis 2013; Prendergast 2014; Criteria for considering studies for this review
UNICEF 2013; UNICEF, WHO, World Bank 2017). This is re-
flected in the World Health Assembly nutrition target to reduce
stunting by 40% among children younger than five years of age Types of studies
by 2025 (WHO 2012; WHO 2014a). Although stunting among Randomized controlled trials (RCTs) and quasi-RCTs. Quasi-
children younger than five years of age has decreased from 39.7% RCTs include studies that do not involve a treatment regimen
(in 1990) to 26.7% (in 2010) (De Onis 2012), the World Health assignment with simple randomization but systematically utilize
Assembly nutrition target will not be achieved at this current tra- another aspect of the study design (e.g. alternating assignments
jectory (De Onis 2013). based on sequential study enrolment, medical record number). We
Linear growth is considered an important overall indicator of will include cluster-randomized and cross-over trials that meet all
child development (De Onis 2016). Critically, many children with other criteria.
stunting often show minimal (if any) catch-up growth in later life
(Martorell 1994). However, nutritional interventions have been
seen to allow catch-up growth among children (Martorell 1994), Types of participants
especially during key developmental windows (including between Infants and children younger than five years of age who live in
birth and five years; Prentice 2013). any country. We will include studies of children younger than five

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 4
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
years of age and five years of age and older (e.g. birth to 10 years) Secondary outcomes
if study authors report stratified outcomes; we will extract results 1. Weight-for-age (reported as a continuous WHO z-score,
among children younger than five years of age. We will include i.e. WAZ; WHO 2006)
only studies with vitamin D supplementation among infants and 2. Weight-for-height (reported as a continuous WHO z-score,
children younger than five years; we will exclude studies that pro- i.e. WHZ; WHO 2006)
vide vitamin D supplementation only to mothers and not to their 3. Vitamin D status (based on serum 25[OH]D concentration
offspring. [nmol/L]; considered as continuous and categorical variables,
according to current recommended cutoffs from the Institute of
Medicine and the Endocrine Society [United States]). Usage of a
Types of interventions wide spectrum of vitamin D assay instruments, including
Studies reporting any of the comparisons between intervention immunoassays (e.g. radioimmunoassays) and chromatographic
and comparator groups (direct comparisons indicated by the same methods (e.g. liquid chromatography-tandem mass
numbers) (Table 1) described below. spectrometry)
4. Rickets (as defined by trialists)
5. Atopic diseases (i.e. asthma, including recurring wheeze,
Interventions dermatitis, and/or rhinitis; as defined by trialists)
Oral vitamin D (cholecalciferol D3 , ergocalciferol D2 , calcitriol) 6. Other non-communicable disease outcomes (i.e. bone
supplementation (Table 1). We will include any form of oral con- health, number of fractures, bone mineral density, any type of
sumption of vitamin D (such as capsules, soft gels, liquids, and cancer, type 1 and type 2 diabetes mellitus, insulin resistance,
powders) and will exclude alternative administration of vitamin D and other autoimmune disorders; as defined by trialists)
(e.g. intravenous injection, food fortification, dietary intake of vi-
tamin D-rich foods). We will consider studies providing other mi-
cronutrients that include oral vitamin D, but only if intervention Search methods for identification of studies
and control groups differ by vitamin D supplementation. We will
document key differences across interventions (including treat-
ment dosage, duration, and frequency) during data extraction. Electronic searches
We will search international and regional electronic databases and
trial registers as listed below.
Comparators
1. Cochrane Central Register of Controlled Trials
Study participants who receive placebo or no intervention (Table (CENTRAL; current issue) in the Cochrane Library, which
1). Additionally, for studies with other micronutrient supplemen- includes the Cochrane Developmental, Psychosocial and
tation that include vitamin D as the intervention, we will use the Learning Problems Specialised Register.
same other micronutrients without vitamin D as the reference 2. PubMed National Library of Medicine (
group. www.ncbi.nlm.nih.gov/pubmed).
3. Embase Ovid (1980 onwards).
4. Cumulative Index to Nursing and Allied Health Literature
Types of outcome measures EBSCO (CINAHL; 1982 onwards).
5. Centre for Agriculture and Biosciences International
(CABI): CAB Abstracts and Global Health Web of Science
Primary outcomes (1973 onwards).
1. Linear growth (reported continuously in centimeters) 6. Conference Proceedings Citation Index - Science Web of
2. Height (or length)-for-age (reported continuously as WHO Science (CPCI-S; 1990 onwards).
z-score, i.e. HAZ [or LAZ]; WHO 2006) 7. Conference Proceedings Citation Index - Social Science &
3. Stunting (categorical outcome defined as HAZ [or LAZ] Humanities Web of Science (CPCI-SS&H; 1990 onwards).
more than two SDs below the reference WHO standard; WHO 8. Science Citation Index - EXPANDED Web of Science
2006) (SCI-EXPANDED; 1970 onwards).
4. Adverse effects relevant to excessive vitamin D (as 9. Social Sciences Citation Index Web of Science (SSCI; 1970
categorical outcomes) onwards).
i) Hypercalciuria 10. Cochrane Database of Systematic Reviews (CDSR; current
ii) Hypercalcemia issue), part of the Cochrane Library.
iii) Hyperphosphatemia 11. Database of Abstracts of Reviews of Effects (DARE; current
iv) Kidney stones issue), part of the Cochrane Library.

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 5
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
12. IBECS (ibecs.isciii.es). studies meet the inclusion and exclusion criteria of this review (
13. Latin American and Caribbean Health Sciences Literature Criteria for considering studies for this review). For records that are
(LILACS; lilacs.bvsalud.org/en). not excluded, SH and EY will subsequently review full-text reports
14. Scientific Electronic Library Online (SciELO; to assess eligibility. We will contact study authors if clarifications
www.scielo.br). are necessary, or if full-text reports are not available. SH and EY will
15. Pan American Health Library (PAHO; www1.paho.org/ resolve discrepancies through discussion and, if necessary, through
english/DD/IKM/LI/library.htm). consultation with a third review author (SM). We will present the
16. WHO Library (WHOLIS; dosei.who.int). study selection procedure in a PRISMA diagram (Moher 2009).
17. Western Pacific Region Index Medicus (WPRO;
www.wprim.org).
18. Index Medicus for the South-East Asia Region (IMSEAR; Data extraction and management
imsear.hellis.org). From studies deemed eligible for inclusion (Criteria for
19. Indian Medical Journals (IndMED; indmed.nic.in). considering studies for this review), two review authors (SH, EY)
20. WHO International Clinical Trials Registry Platform will independently extract onto data extraction templates infor-
(ICTRP; apps.who.int/trialsearch). mation on study design (including intervention, participants, trial
21. EU Clinical Trials Register (www.clinicaltrialsregister.eu/ identification numbers, if available), results, and adverse events.
ctr-search). Data extraction forms will be specifically designed for this review.
22. Epistemonikos (limited to systematic reviews; We will pilot these templates on a small subset of studies and will
www.epistemonikos.org). modify them, if necessary, before commencing data extraction.
23. Scopus (limited to conference papers; www.scopus.com). We will enter study data into Review Manager 5 (Review Manager
We present our search strategy for PubMed in Appendix 1. We 2014).
will modify this search strategy for other databases, as appropriate. We will contact study authors for additional information, if nec-
We will apply no restrictions regarding publication year, language, essary. SH and EY will resolve disagreements through discussion
country, or region. or through consultation with a third review author (SM). For this
In the event of finding additional search terms during the search- review, we will aggregate study design details and findings from
ing and screening process, we will update our electronic search any duplicate or companion documents, as well as from multiple
strategies and will report these in the completed review. publications on a single study.

Searching other resources Assessment of risk of bias in included studies


We will search the reference lists of publications (including trials, For each study, we will rate risk of bias as high, low, or unclear
reviews, meta-analyses, reports) identified through our searches of across the domains listed below, based on criteria provided in the
electronic databases, and will consider any relevant trials included Cochrane Handbook for Systematic Reviews of Interventions (Higgins
in these reference lists. Additionally, we will attempt to obtain in- 2017). We will present our findings in a ’Risk of bias’ table and
formation on relevant ongoing and unpublished trials by contact- summary figure.
ing other entities such as the WHO, the United Nations Children’s
Fund (UNICEF), Nutrition International (formerly Micronutri- Selection bias
ent Initiative), the International Micronutrient Malnutrition Pre-
Each participant in studies included in this review should have
vention and Control Programme (IMMPaCt) from the US Cen-
an equal chance of assignment to study arms. To assess selection
ters for Disease Control and Prevention (CDC), and the Vitamin
bias in terms of random sequence generation, we will identify the
D Workshop Group.
method used to generate the allocation sequence in sufficient detail
to assess whether it could produce comparable groups. The ran-
dom allocation sequence should not be known before randomisa-
Data collection and analysis tion. To measure risk of bias in terms of allocation concealment, we
will consider the method used to conceal the allocation sequence
in detail, to determine whether participants were (or could have
Selection of studies been) aware of the allocation before or during enrollment.
We will design a customized data extraction form for use during Criteria for low risk of bias will involve referring to a random
screening of studies for this review. Using this form, two review number table and using a computer random number generator.
authors (SH, EY) will independently screen studies identified by Examples of low risk of bias include central allocation and sequen-
the electronic search (Electronic searches). Initially, SH and EY tially numbered units (drug containers or opaque and sealed en-
will consider the title and abstract of each record to decide whether velopes) of the intervention that are identical in appearance. We

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 6
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
will consider studies with inadequate concealment of allocation the true outcome or an ’as-treated’ analysis done with departure
before assignment to have high risk of selection bias. Examples of of the intervention received from that assigned at randomization
inadequate concealment (e.g. a systematic, non-random approach) to indicate high risk of attrition bias. We will categorize studies as
include an open random allocation schedule and assignment by having unclear risk of bias when we find insufficient information
date of birth or case record number. When information is insuf- to permit a judgement of low or high risk.
ficient to permit a judgement of low or high risk of bias, we will
categorize studies as having unclear risk of bias.
Reporting bias
Among all studies in this review, we will evaluate the possibility of
Performance bias selective outcome reporting (Sterne 2011). Criteria for low risk of
We will consider all measures and methods used to keep study par- bias include that the study protocol is available and that prespeci-
ticipants and personnel blinded from intervention or comparator fied outcomes have been reported in some way. We will assign high
allocation, as well as information related to effectiveness of blind- risk of reporting bias if not all of the study’s prespecified primary
ing. We will consider a study to have low risk of performance bias if outcomes were reported; primary outcome(s) were reported via
it appears that lack of blinding does not influence the outcome, or methods not prespecified; outcomes were not prespecified; out-
if blinding was ensured and was not broken. If study participants comes were not reported completely and thus cannot be entered
or personnel, or both, may have been aware of assignment of the into the meta-analysis; or investigators failed to include results
intervention or comparator among participants (e.g. no blinding, for a key expected outcome. We will categorize studies as having
incomplete blinding, broken blinding), causing the outcome to be unclear risk of bias when information is insufficient to permit a
influenced by lack of blinding, we will consider the study to have judgement of low or high risk of bias.
high risk of performance bias. We will perform this assessment for
each main outcome or class of outcomes. We will consider studies
to be at unclear risk of bias when information is insufficient to Other sources of bias
permit a judgement of low or high risk of bias. In addition to the sources of bias described above, we will assess
studies for risk of any other type of bias. We will categorize a study
as having high risk of bias if we detect at least one important risk
Detection bias of bias. Examples include bias related to a specific study design
We will identify all measures used to blind those assessing each and claims of fraudulence. We will consider studies to have low
main outcome or class of outcomes from knowledge of which in- risk of bias if it appears they do not have other sources of bias; we
tervention a participant may have received, as well as whether in- will consider studies to have unclear risk of bias if information is
tended blinding was effective. We will categorize a study as having inadequate to permit a judgement of high or low risk.
high risk of detection bias if outcome assessors knew of the allo-
cated interventions, leading to influence on the outcome by way
of no blinding or broken blinding. We will consider a study to be Measures of treatment effect
at low risk of bias if blinding was ensured and was unlikely to have
been broken. We will categorize studies as having unclear risk of
Continuous outcomes
bias if information is insufficient to permit a judgement of high
or low risk of bias. We will report continuous outcomes as mean differences (MDs)
with corresponding 95% CIs (Deeks 2011). Specifically, these will
include primary (linear growth; HAZ or LAZ) and secondary
Attrition bias (WAZ, WHZ, serum 25[OH]D) outcomes. If trialists use differ-
For each study, we will consider the completeness of described ent scales to measure the same continuous outcome across studies,
outcome data for each main outcome or class of outcomes, in- we will use standardized mean differences (SMDs) with 95% CIs,
cluding loss to follow-up (i.e. attrition) and exclusions from anal- when possible (Deeks 2011).
ysis. We will state explicitly whether attrition and exclusions were
reported, along with numbers in each intervention group as com-
Categorical outcomes
pared with total sample size, reasons for attrition and exclusion,
and reasons for any re-inclusions in analyses as performed by the For categorical outcomes, we will present data as measures of asso-
review authors. We will consider no missing outcome data, reasons ciation (risk, rate, odds ratios with corresponding 95% CIs; Deeks
for any missing outcome data unlikely related to true outcomes, 2011). These will include primary (stunting, adverse effects [hy-
and balanced missing data across groups to indicate low risk of percalciuria, hypercalcemia, hyperphosphatemia, kidney stones])
bias. We will consider the quantity, nature, or handling of incom- and secondary (vitamin D status, rickets, atopic diseases, other
plete outcome data, including missing data likely to be related to non-communicable disease measures) outcomes.

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 7
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
Unit of analysis issues on study participants who did not complete the trial or follow the
For each study included in this review, we will document the unit protocol.
of randomization during data extraction. For example, the unit We will consider all outcomes based on the intention-to-treat ap-
of randomization could include individual children or clusters proach, when possible. In summarizing across studies, for every
(households, communities, schools, classes). We will also consider outcome, the denominator will represent the total number of study
whether individuals undergo more than one intervention, as in a participants randomized to a treatment regimen (minus any par-
cross-over trial, and whether trialists report multiple observations ticipants with missing outcomes).
for the same outcome(s), including repeated measurements or re-
curring events.
Assessment of heterogeneity
We will quantify statistical heterogeneity across studies by using
Cluster-randomized trials forest plots, Chi2 (significance of α [alpha] = 0.10) testing, I2 (≥
Among cluster-randomized trials, we will account for randomiza- 75%) statistics, and Tau2 values (Deeks 2011). We will also con-
tion of study participant groups by conducting analysis at the clus- sider critical differences between study designs (including study
ter level. We will calculate effect estimates (with respective stan- population characteristics) and risk of bias. In the event that we
dard errors [SEs]) by using the generic inverse variance method observe substantial heterogeneity, we will consider performing pre-
presented in Review Manager 2014 (Higgins 2011). Depending specified subgroup analyses to gain a better understanding of the
on analyses of included studies, we will conduct approximately differences (Subgroup analysis and investigation of heterogeneity).
correct analyses, when possible (Higgins 2011). For outcomes with substantial heterogeneity (according to our as-
sessments), we will not report a pooled estimate.

Cross-over trials
If suitable data are available, we will consider a paired analysis of Data synthesis
continuous data from cross-over trials. Specifically, we will assess Among comparable studies in this review (including similar out-
data from a two-period, two-intervention cross-over trial by using comes and populations), we may conduct a meta-analysis to es-
a paired t-test to evaluate the difference between two measure- timate summary measures across studies. Specifically, these will
ments (subtracting the control measurement from the experimen- include studies with outcomes reported on the same scale (or as
tal measurement) for each study participant (Higgins 2011). For values that can be converted or standardized). For each outcome
studies with potential carry-over effects, we will consider only the of interest, we will consider reporting both continuous and cate-
first period of trial intervention follow-up (Higgins 2011). gorical values across studies; we will convert to either continuous
or categorical values to facilitate comparability as recommended
by the Cochrane Handbook for Systematic Reviews of Interventions
Studies with more than two treatment groups (Deeks 2011).
When studies include more than two intervention groups, we We will conduct meta-analysis via Review Manager 2014 and will
will combine groups to perform a single pair-wise comparison. utilize the inverse variance method. Additionally, we will conduct
Specifically, we will combine all relevant experimental groups into a random-effects meta-analysis to account for differences across
one group, and all relevant control intervention groups into a study designs (including intervention dosages, durations, and fre-
second group. Our approach to meta-analysis will be based on quencies, as well as study populations). We will anticipate het-
information provided in the Cochrane Handbook for Systematic erogeneity of reported time points (by reporting endpoint data,
Reviews of Interventions (Higgins 2011). change from baseline data, etc.). In the event that studies are too
few or study data cannot be pooled, we will provide a narrative
description of trial results.
Dealing with missing data We will extract and report the following information from each
As necessary, we will contact study authors to obtain unreported study.
data that are of key interest for our review. We will not impute data 1. Age at time of intervention.
that are missing and that we are unable to obtain. From each study, 2. Supplementation provided (frequency [daily, weekly]).
we will document the missingness of key data and study participant 3. Pharmacological versus physiological doses.
information (including loss to follow-up) in ’Risk of bias’ tables. 4. Form of vitamin D supplemented: vitamin D2 versus D3 .
Examples of unreported data include means and SDs of study 5. Dosage: low versus high dosages.
participant subgroups. We will record attrition as part of the ’Risk 6. Duration of supplementation.
of bias’ assessment. Loss to follow-up data may include additional 7. Dose per body weight.
information regarding attrition and treatment adherence; or data 8. Serum 25(OH)D concentration at study baseline.

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 8
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
9. Geographic latitude (between Tropics of Cancer and 4. Geographic latitude (between Tropics of Cancer and
Capricorn, compared with north of Tropic of Cancer and south Capricorn, compared with north of Tropic of Cancer and south
of Tropic of Capricorn). of Tropic of Capricorn).
10. Season at start of supplementation or data collection for 5. Season at start of supplementation or data collection for
each outcome (spring, summer, fall, winter). each outcome (spring, summer, fall, winter).
11. Race or ethnicity of participants. 6. Baseline HAZ or LAZ.
12. Baseline HAZ or LAZ. All subgroup analyses will include categories for studies with un-
known, unreported, or mixed data; we will conduct these analyses
on primary outcomes for which we find more than three studies
Summary of findings contributing data.
For each primary outcome, two review authors (SH and EY) will
use the GRADE approach to rate the quality of evidence as high,
moderate, low, or very low, according to the presence of the fol- Sensitivity analysis
lowing factors: within-study risk of bias and limitations due to We will perform sensitivity analyses to explore the influence of
study design, directness of evidence, assessment of heterogeneity specific factors (listed below) on effect size.
between studies, precision of effect estimates, and risk of publica- 1. Restricting analysis to published studies.
tion bias (GRADEpro 2014; Guyatt 2011). For example, we will 2. Accounting for risk and impact of bias (including removing
assign high quality to evidence from RCTs and will decrease this studies at high risk of bias).
by one quality rating for each factor present, up to a maximum 3. Determining the influence of studies with longer
of three levels for all factors. In the event of disagreement, we will intervention durations or greater sample sizes.
consult a third review author (SM or JP-R), who will facilitate 4. Considering the influence of methods (including study
consensus through discussion. We will assess risk of bias for each design, such as differences between cluster-randomized trials,
included study using Cochrane’s ’Risk of bias’ tool (Higgins 2017); cross-over trials, other intervention trials) and sufficiency of
see Assessment of risk of bias in included studies. We will present allocation concealment and blinding status, along with
quality ratings for primary outcomes in a GRADE ’Summary of percentage of attrition.
findings’ table, which will include the outcomes of interest. 5. Use of filters such as imputation, language of publication,
We will create the ’Summary of findings’ table using GRADEpro source of funding (industry versus other), and country.
2014 or Review Manager 2014. As a brief summary, tables will in- As specific examples, for outcomes with an adequate number of
clude information on the following: comparisons of interest; study comparable studies (≥ 10), we will create funnel plots in Review
design (population, intervention, comparison, outcome [PICO]; Manager 2014. We will perform statistical tests (including Egger’s
location; follow-up duration); and outcome measurements. Ad- test) to assess asymmetry of funnel plots and as indicators of bias
ditionally, for each primary outcome, we will include the evi- (Egger 1997).
dence quality rating, as assessed through the GRADE approach
(Guyatt 2011). We will include in table footnotes a rationale for
the GRADE quality rating.
ACKNOWLEDGEMENTS
Subgroup analysis and investigation of heterogeneity We gratefully acknowledge the Cochrane Developmental, Psy-
We plan to conduct the following subgroup analyses. chosocial and Learning Problems Review Group and the follow-
1. Age at time of intervention (birth to 6 months of age versus ing individuals for their contributions: CDPLPG editors, external
7 months to 12 months of age, 13 months to 36 months of age, referees, statistician, and Ms Sarah Young (for her expertise and
and 37 months to 59 months of age). assistance in developing the initial search strategy). This proto-
2. Frequency of supplementation (daily versus intermittent col was developed during the WHO/Cochrane/Cornell University
versus other). Summer Institute for Systematic Reviews in Nutrition for Global
3. Serum 25(OH)D concentration at study baseline (current Policy Making, hosted at the Division of Nutritional Sciences,
cutoff levels recommended by the Institute of Medicine and the Cornell University, Ithaca, New York, USA, in 2015 (27 July to 7
Endocrine Society). August).

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 9
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
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ADDITIONAL TABLES
Table 1. Intervention and comparator groups

Comparison

Intervention group Comparator group

1. Oral vitamin D (cholecalciferol D3 , ergocalciferol D2 , calcitriol) 1a. No intervention


supplementationa
1b. Placebo

2. Other micronutrientsb , including oral vitamin D (cholecalcif- 2. Other micronutrientsb not including vitamin D
erol D3 , ergocalciferol D2 , calcitriol) supplementationa
a Any form, including capsules, soft gels, liquids, or powders.
b Comparisons will include intervention and comparator groups with the same combination of various micronutrients, to isolate the
effect of vitamin D.

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 15
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
APPENDICES

Appendix 1. PubMed search strategy


#10 #3 AND #6 AND #9
#9 #7 NOT #8
#8 animals [mh] NOT humans [mh]
#7 randomised controlled trial [pt] OR controlled clinical trial [pt] OR randomized [tiab] OR randomised [tiab] OR placebo [tiab]
OR drug therapy [sh] OR randomly [tiab] OR trial [tiab] OR groups [tiab]
#6 #4 OR #5
#5 Infant*[tiab] OR baby[tiab] OR babies[tiab] OR newborn*[tiab] OR neonat*[tiab] OR toddler*[tiab] OR child*[tiab] OR
preschool*[tiab] OR schoolchild*[tiab] OR boy*[tiab] OR girl*[tiab] OR pre-school*[tiab]
#4 infant[MeSH] OR child[MeSH]
#3 #1 AND #2
#2 Dietary supplements[mh] OR supplement*[tiab] OR capsul*[tiab] OR gel[tiab] OR liquid[tiab] OR powder* [tiab] OR tablet*[tiab]
OR syrup[tiab] OR drop*[tiab] OR spray*[tiab] OR mist*[tiab] OR pill*[tiab]
#1 Vitamin D[mh] OR Vitamin D deficiency [mh] OR Vitamin D*[tiab] OR ergocalciferol*[tiab] OR cholecalciferol*[tiab] OR
calcifediol*[tiab] OR calcitriol*[tiab] OR dihydrotachysterol*[tiab] OR “hydroxyvitamin D”[tiab] OR alfacalcidol*[tiab] OR alpha-
calcidol*[tiab] OR colecalciferol*[tiab]

CONTRIBUTIONS OF AUTHORS
Elaine Yu and Samantha Huey drafted the protocol.
Juan Peña-Rosas and Saurabh Mehta (SM) revised and critically reviewed the protocol.
All review authors contributed to writing of the protocol, as well as to extensive feedback and revisions.
SM is the guarantor for the review.

DECLARATIONS OF INTEREST
Elaine Yu - none known.
Samantha Huey - none known.
Juan Peña-Rosas declares that the Evidence and Programme Guidance Unit, Department of Nutrition for Health and Development, at
the World Health Organization (WHO), receives financial resources from several external sources for biennium 2016 to 2017 from the
Bill & Melinda Gates Foundation (2016 to 2019); US Centers for Disease Control and Prevention (CDC; 2014 to 2019); Nutrition
International (formerly Micronutrient Initiative; 2014 to 2017), and the US Agency for International Development (USAID; 2014 to
2018). Donors do not fund specific guidelines and do not participate in any decisions related to the guideline development process,
including composition of policy questions, membership of guideline groups, conduct and interpretation of systematic reviews, or
formulation of recommendations.
Saurabh Mehta (SM) is an unpaid board member of a diagnostic start-up company that is focused on developing assays for low-
cost and point-of-care measurement of certain nutrients from a drop of blood, using results from his research as a faculty member at
Cornell University. SM is also the principal investigator on competitive grants from the HarvestPlus/International Food Policy Research
Institute to conduct efficacy trials for bio-fortified crops among children in India, for which one of the outcomes consists of child
growth. SM received partial financial support for this work from the WHO.
Disclaimer: Juan Peña-Rosas is a full-time staff member at the Evidence and Programme Guidance Unit, Department of Nutrition for
Health and Development, at the WHO. The review authors alone are responsible for the views expressed in this publication, which
do not necessarily represent the official position, decisions, policy, or views of the WHO.

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 16
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
SOURCES OF SUPPORT

Internal sources
• Division of Nutritional Sciences, Cornell University, USA.
SM is faculty, and SH and EY are doctoral candidates of the Division of Nutritional Sciences at Cornell University.
• Evidence and Programme Guidance, Department of Nutrition for Health and Development, World Health Organization
(WHO), Switzerland.
JP-R is a full-time member of staff of the Department of Nutrition for Health and Development at the WHO.

External sources
• Bill & Melinda Gates Foundation, USA.
WHO gratefully acknowledges financial support from the Bill & Melinda Gates Foundation.
• Nutrition International (formerly Micronutrient Initiative), Canada.
WHO acknowledges the financial contribution of Nutrition International for commissioning of systematic reviews of evidence on the
effects of nutrition interventions.
• Global Affairs Canada, Canada.
WHO gratefully acknowledges the financial support provided by Global Affairs Canada to the Department of Nutrition for Health
and Development for this work.

The effects of oral vitamin D supplementation on linear growth and non-communicable diseases among infants and children younger 17
than five years of age (Protocol)
Copyright © 2017 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

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