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ORIGINAL ARTICLE

Survival and success rates of autotransplanted


premolars: A prospective study of the protocol
for developing teeth
Pawe1 Plakwicz,a Andrzej Wojtowicz,b and Ewa Monika Czochrowskac
Warsaw, Poland

Introduction: The aim of this prospective clinical trial was to examine the predictability of the protocol for pre-
molar transplantation when applied by an inexperienced surgeon. Additional objectives were to examine the
hard and soft tissues and to compare the findings with control premolars and also to record the patients' opinions
of the treatment provided. Methods: The sample comprised 23 consecutively transplanted developing premo-
lars in 19 patients. Their mean age at surgery was 12 years 8 months (range, 9 years 10 months-17 years). The
mean observation time was 35 months (range, 6-78 months). Plaque accumulation, pocket depth, gingival
recession, mobility, and pulp sensitivity were recorded for the transplanted and the control teeth.
Standardized radiographs were used to examine hard tissues and crown-to-root ratios. Questionnaires were
used to register each patient’s opinion about the treatment and its outcome. Results: The survival rate was
100%, and the success rate was 91.3%. No significant differences were recorded between transplanted and
control teeth. The patients' perceptions of the surgical management and the treatment outcome were favorable.
Conclusions: The protocol for autotransplantation of developing premolars in growing patients was success-
fully adopted, regardless of lack of previous experience with this type of treatment. (Am J Orthod Dentofacial
Orthop 2013;144:229-37)

P
rotocols for tooth transplantation described in the In the1960s, Slagsvold and Bjercke10-12 established
literature differ regarding the type of donor teeth a protocol for autotransplanting teeth at the University
and their stage of root development,1-5 the of Oslo in Norway. It includes indications for
surgical technique,3,6-8 and the storage of the donor transplantation, the surgical procedure, and follow-up
teeth before transplantation.6,9 The high diversity of guidelines described in these articles. The predictability
the examined samples results in differing survival and of this method was further supported in a long-term
success rates of treatment outcomes. Tooth follow-up of their material, which demonstrated that
transplantation might be perceived as an unpredictable the transplanted teeth had a survival rate of 90% and
alternative by surgeons unfamiliar with the procedure. generally did not differ from normal teeth 2 to 4 decades
It is therefore important for the orthodontist to later.13
reassure the surgeons that a predictable and simple The general orthodontic indication for selecting
transplantation protocol exists; with their help, this a donor tooth is a need or a possibility of a tooth extrac-
exciting approach can be used for many orthodontic tion. Surgical indications require sufficient space at the
patients with missing teeth. donor and recipient sites and favorable root morphol-
ogy, enabling atraumatic removal of the graft without
From Medical University of Warsaw, Warsaw, Poland. damage to the root surface. Developing, unerupted, or
a
Assistant lecturer, Department of Periodontology. erupting premolars with half to three quarters of the
b
Professor and chair, Department of Oral Surgery.
c
Adjunct professor, Department of Orthodontics. final root length are preferable donors because they
All authors have completed and submitted the ICMJE Form for Disclosure of have a high potential for pulp revascularization, normal
Potential Conflicts of Interest and none were reported. healing of the periodontal tissues, and further root
Reprint requests to: Ewa Monika Czochrowska, Department of Orthodontics,
Medical University of Warsaw, ul. Nowogrodzka 59, 02-005 Warsaw, Poland; growth. Premolars are often extracted for orthodontic
e-mail, ewa.czochrowska@magres.pl. purposes. Their morphology and position in the dental
Submitted, November 2012; revised and accepted, March 2013. arch facilitate atraumatic removal when selected as
0889-5406/$36.00
Copyright Ó 2013 by the American Association of Orthodontists. donor teeth.6,14 Zachrisson et al15 described the main or-
http://dx.doi.org/10.1016/j.ajodo.2013.03.019 thodontic indications for transplantation of premolars:
229
230 Plakwicz, Wojtowicz, and Czochrowska

(1) agenesis of the mandibular second premolars in low- comparisons in the subsample having control teeth (12
angle face types (normal or weak profiles) (Fig 1), (2) pairs). No control premolars were available for 11 trans-
traumatic loss of maxillary incisors (Fig 2), and (3) un- plants (subsample without available controls) because 4
evenly distributed multiple agenesis (Fig 2). The trans- patients (8 transplants) had agenesis of both mandibular
planted teeth should be observed for a minimum of 2 second premolars; consequently, both maxillary second
years to monitor eruption, pulp healing, and root devel- premolars were transplanted (Fig 1, A-E), and 3 patients
opment, which are required for a successful outcome. (3 transplants) had agenesis or previous extraction of the
When a premolar is transplanted to replace a missing contralateral premolar (Fig 2, B and F).
maxillary incisor, its crown needs to be reshaped with All transplantations were performed under local an-
composite resin or porcelain veneer to match the natural esthesia (articaine 4% with epinephrine 1:100,000).
contralateral incisor (Fig 2, D). The clinical and radio- The first stage of the surgery aimed to gain access to
logic statuses of premolars transplanted to the maxillary a developing donor tooth because all teeth, except for
incisor region were similar to those of the neighboring 2 premolars in 1 patient, had not erupted (Figs 1, A, 2,
incisors in a follow-up study.16 Premolars replacing inci- B, and 3, A). When a deciduous molar was present at
sors have the potential for satisfactory esthetics from the donor or recipient site, it was extracted at the begin-
both the patient’s and a professional perspective.17 ning of the surgery. The first incision was made along
This protocol was adopted in Poland, a country with- the gingival margin followed by a vertical release of
out previous experience in tooth transplantation. The a flap on the buccal side at the donor site. The labial
aim of this prospective clinical trial was to examine its cortical plate covering the donor tooth was carefully de-
predictability when used by an inexperienced surgeon. marcated with a bur under copious saline-solution irri-
The study was performed by assessing the survival and gation. A thin layer of trabecular bone adjacent to the
success rates of a consecutive sample of autotrans- graft was gently removed with an excavator to prevent
planted developing premolars. Additional objectives any damage to the root surface. The donor tooth was as-
were to examine the hard and soft tissues, to compare sessed for whether it could be removed atraumatically
the findings with control premolars, and also to record with intact dental follicle, cementum, and Hertwig’s ep-
the patients’ opinions of the treatment provided. ithelial root sheath. If this assessment was positive, then
the recipient site (second stage of the surgery) was pre-
pared using a conical bur under copious saline-solution
MATERIAL AND METHODS irrigation until the size of the new socket could easily ac-
The sample included 23 consecutively autotrans- commodate the donor tooth with surplus space of 1 mm
planted second premolars with developing roots. The around the root. When a recipient site was prepared in
mean stage of root development was 4 (two thirds of the anterior maxilla, the new socket was sometimes par-
the final root length), ranging from 2 (a quarter of the tially open on the labial side, as the result of bone loss
final root length) to 6 (full root length, wide open after trauma and surgical dehiscence created by the
apex).1,18 The mean observation time after surgery was preparation. If a further adjustment in size or shape of
35 months (range, 6-78 months). The teeth were the recipient bed was necessary, the donor tooth was
transplanted in 19 patients (10 girls, 9 boys); the mean kept in the saline solution to protect it from drying for
age at the surgery was 12 years 8 months (range, 9 a maximum of 15 minutes.
years 10 months-17 years). Seventeen maxillary and 6 In the third stage of the surgery, the donor tooth was
mandibular second premolars served as donor teeth to transferred and positioned in the recipient site, ensuring
replace 2 maxillary and 13 congenitally missing mandib- no occlusal contacts during the initial healing. The
ular second premolars and 4 maxillary central incisors donor was stabilized with sutures that crossed over the
lost from trauma. One maxillary and 3 mandibular premolar’s cusps.19 When the transplantation was per-
ectopic second premolars were transplanted to a correct formed in the anterior maxilla, the bone dehiscences
position (transalveolar transplantation) because ortho- on the labial aspect were filled with remnants of the
dontic traction was considered impossible (Fig 3). All donor’s follicle.
premolars were transplanted by the same oral surgeon The operating time was approximately 60 to 90 min-
(P.P.) and had 2 months of clinical follow-up of tooth utes. In all patients, healing was uneventful, with no
transplantation at the Department of the Oral Surgery signs of edema or inflammation.
and Oral Medicine at the University of Oslo in 2000 The patients were recalled 2 weeks after the surgery
before this study. for suture removal, at 1 month and every 3 months dur-
Twelve second premolars, contralateral to the donor ing the first year, and then once a year. Intraoral radio-
sites, served as the controls for intraindividual graphs, mobility tests, and electric pulp testing were

August 2013  Vol 144  Issue 2 American Journal of Orthodontics and Dentofacial Orthopedics
Plakwicz, Wojtowicz, and Czochrowska 231

Fig 1. A, Congenitally missing mandibular second premolars (x's) in a 12-year-old girl; developing
maxillary second premolars (circles) were selected as donors to substitute missing teeth. B, Panoramic
radiograph with transplanted maxillary second premolars (arrows) 5 years after surgery; C, orthodontic
treatment for closure of spaces and D, correction of a deepbite; E, no pathology was found 5 years after
surgery; obliteration of the pulp was a typical finding in transplanted teeth; F, no major profile changes
occurred.

American Journal of Orthodontics and Dentofacial Orthopedics August 2013  Vol 144  Issue 2
232 Plakwicz, Wojtowicz, and Czochrowska

Fig 2. A, Loss of maxillary incisor in a 10-year-old girl; B, lack of space and agenesis (x's) of maxillary
and mandibular second premolars; the circled tooth is the donor tooth before transplantation; arrow
shows the transplantation site; C, an unerupted mandibular premolar was transplanted to replace
the missing incisor; D, 5 years 3 months after surgery, the transplant has been reshaped to incisor
morphology by composite buildup; E, the occlusion was normal without orthodontic treatment;
F, panoramic radiograph 5 years 3 months after surgery; arrow shows the transplanted tooth.

performed to detect possible complications (resorption, number of transplanted teeth.13 The criteria included no
arrested root development, or pulp necrosis). At the final progressive root resorption, normal hard and soft peri-
clinical examination, all transplanted and control pre- odontal tissues, and a crown-to-root ratio less than 1.
molars had erupted and were in contact with the oppos- The clinical examination was performed by a trained
ing teeth. All transplants and controls had completed and calibrated examiner (P.P.) using an electronic probe
their root formations. system (Florida Probe, Gainesville, Fla).20 The examina-
Four transplanted premolars were subsequently tion included plaque accumulation (0, not present; 1,
bonded with orthodontic brackets. Three of the 4 pre- present; recordings at 3 locations on the buccal side
molars transplanted to the maxillary anterior segment and 1 on the lingual side of a tooth), gingival recession
were reshaped with composite 12 to 24 months after height, and pocket depths. For each examined tooth,
the surgery. recession height and pocket depths were recorded at 6
The percentage of transplanted premolars present at locations (medial, central, and distal) on the lingual
the examination relative to the number of all transplanted and buccal sides. For 2 transplanted and 2 control pre-
teeth was called the survival rate. The success rate was cal- molars, no pocket depth measurements were available.
culated as the percentage of transplanted premolars ful- Tooth mobility was tested using the M€ uhlemann
filling established success criteria in relation to the index.21 The percussion test, radiographs, and a distinct

August 2013  Vol 144  Issue 2 American Journal of Orthodontics and Dentofacial Orthopedics
Plakwicz, Wojtowicz, and Czochrowska 233

Fig 3. A, Radiograph of the ectopic mandibular second premolar embedded below the medial root of
the first molar in a 15-year-old girl; B, 1 week after surgical repositioning of the mandibular right second
premolar (transalveolar transplantation), the former crypt of the premolar appears as a bony defect; the
transplant was secured with a steel ligature bonded to its crown tip and the neighboring teeth for 10
days; C, 2 years after transplantation, the bony defect has healed; D, 27 months after transplantation,
there was no hard-tissue pathology or pulp obliteration, and the root of the transplant (left) was slightly
shorter root than the control premolar (right); E, normal clinical appearance of the transplant.

infraocclusion were used to detect signs of ankylosis (re-


Table I. Measurement errors estimated with Dahlberg's
placement resorption). Electric pulp testing was per-
formula22 and Houston's coefficients of reliability23
formed to determine pulp sensitivity when the electric
pulp testing probe was brought into the contact with Houston’s coefficient
Measurement Dahlberg’s calculation of reliability (%)
the buccal surfaces of the tooth.
Crown length (T) 0.18 94
Standardized, intraoral film radiographs (long cone-
Root length (T) 0.19 96
beam parallel technique) were used to examine the hard Crown length (C) 0.20 94
tissues, the outline of the alveolar socket (presence of lam- Root length (C) 0.29 92
ina dura), and the pulp obliteration (Figs 1, E, and 3, D). T, Treatment; C, control.
The radiographs were taken using a positioner (x-ray
holders), which was placed on a film, 30.5 3 40.5 mm,
parallel to the long axis of the tooth and perpendicular Statistical analysis
to the x-ray central cone. The intraoral radiographs were For the intraindividual comparisons (transplants vs
assessed by 2 examiners (P.P. and E.M.C.), and the results controls) in 12 pairs, the exact McNemar test was applied
were registered when both examiners agreed. Crown and to assess differences between the transplanted and con-
root lengths were measured using digital calipers for cal- trol premolars for plaque, gingival recession height, and
culation of the crown-to-root ratios. The measurements mobility.24 Linear mixed-effects models were used to
were repeated twice 8 weeks later, and the measurement test the differences between the transplants and the
errors were estimated using Dahlberg’s formula22 and controls for mean pocket depth.25 The models were ad-
Houston’s coefficients of reliability23 (Table I). justed for correlations between 6 measurements of
All patients were asked to fill in a questionnaire that in- pocket depth and recession height for each tooth (3
cluded 7 questions13 (Fig 4). The questionnaire addressed measurements on the buccal side and 3 on the lingual
how the surgical procedure was perceived (5 questions) side of the transplanted and control teeth) using
and asked the patient’s opinion about the current status treatment*side-specific random intercepts, and they
of the transplanted tooth (2 questions). The answers contained the main effect of the side and the effect of
were recorded using a 57-mm visual analog scale. transplantation nested in the side. The estimates of the

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234 Plakwicz, Wojtowicz, and Czochrowska

Fig 4. Questionnaire used to evaluate the patients' opinions about the surgery and the outcome with
means (boxes) and ranges (arrows) of their responses in red.

probability of sensing the impulse during electrical pulp The Fisher exact test was used to compare the pres-
testing were computed with the Kaplan-Meier ence of plaque, recession height, and mobility.24 Differ-
method.26 The exact Wilcoxon signed rank test was ences in the pocket depths between the subsamples were
used to test differences between the transplanted and investigated using linear mixed-effects models.25 The
control premolars for crown-to-root ratio.27 models were adjusted for correlation between the 6 mea-
The subsample without control teeth (n 5 11) was surements of pocket depth for each transplanted tooth
compared with the subsample having control teeth and control premolar. The exact Wilcoxon rank sum
(n 5 12) to test for any differences between them. test was applied to compare the distribution of the

August 2013  Vol 144  Issue 2 American Journal of Orthodontics and Dentofacial Orthopedics
Plakwicz, Wojtowicz, and Czochrowska 235

Table II. Summary statistics for mean pocket depths (PD) in both subsamples
PD of transplants with control (mm) PD of transplants without control (mm)

Transplant Control Transplant

Overall Buccal Lingual Overall Buccal Lingual Overall Buccal Lingual


n 10 10 10 10 10 10 11 11 11
Mean 2.30 2.47 2.13 2.52 2.30 2.73 2.27 2.36 2.18
SD 0.65 0.80 0.57 0.62 0.51 0.84 0.33 0.59 0.34
Minimum 1.33 1.33 1.33 1.67 1.67 1.67 1.67 1.33 1.67
Quartile 1 1.83 1.67 1.67 2.00 1.67 1.67 2.00 2.00 2.00
Median 2.50 2.50 2.00 2.58 2.50 3.00 2.33 2.33 2.00
Quartile 3 2.83 3.33 2.33 3.00 2.67 3.33 2.50 2.67 2.33
Maximum 3.33 3.67 3.33 3.33 3.00 4.00 2.83 3.33 3.00

Table III. Crown-to-root ratios


Subjects without
Subjects with control tooth control tooth

Transplant Control Transplant Transplant


ratio ratio control ratio
n 12 12 12 11
Mean 0.764 0.658 0.106 0.682
SD 0.199 0.149 0.159 0.062
Minimum 0.541 0.501 0.018 0.621
Quartile 1 0.602 0.546 0.009 0.629
Median 0.694 0.587 0.057 0.667
Quartile 3 0.940 0.776 0.116 0.718
Maximum 1.158 0.977 0.567 0.831

Fig 5. Probability of sensing the impulse (vertical axis) by the subsamples (with and without controls) were not sta-
all transplanted and control premolars for a value smaller tistically significant for plaque (P 5 0.66) and gingival re-
than or equal to that on the horizontal axis.
cession (P 5 0.31). One transplant (in the subsample
without controls) had become ankylosed.
crown-to-root ratios between the subsamples.27 All Table II shows summary statistics for the mean
computations were performed using software (version pocket depths in both subsamples. In the subsample
9.1.3; SAS, Cary, NC). All tests were 2-sided at the 0.05 with controls, the overall mean pocket depth of the
significance level. transplant was not statistically significantly different
from that of the control (P 5 0.26). The difference in
RESULTS the mean pocket depth scores between the transplants
The survival rate was 100%, and the success rate was in the subsamples was 0.03 mm and not statistically
91.3% because 2 transplants did not fulfill the success significant (P 5 0.89).
criteria. Ankylosis was detected in 1 transplant. An unfa- Figure 5 describes the results of the probability of
vorable crown-to-root ratio (1.13) was recorded in 1 sensing the electrical pulp testing impulse (the vertical
transplant, which had been surgically repositioned axis) by all transplanted and control premolars for values
from its initial ectopic position (transalveolar transplan- given on the horizontal axis. The electrical pulp testing
tation). However, the crown-to-root ratio at surgery was values for the curve of the controls were generally
considerably higher (2.6), indicating that substantial slightly larger than those for the transplants, implying
root growth had occurred after transplantation. that for the control teeth, the impulse was sensed at
All transplanted premolars were present within normal a lower voltage (more sensitive). The difference between
alveolus processes at the examinations. The differences the curves, however, was not statistically significant (P 5
between transplanted and control teeth were not statisti- 0.31 for the log rank test).20
cally significant for the presence of plaque (P 5 0.12) and No hard-tissue pathology was detected on the in-
gingival recession (P 5 1). Normal mobility was recorded traoral radiographs. Various degrees of pulp obliteration
in the subsample with controls. The differences between (Figs 1, E, and 3, D) were seen in all transplanted

American Journal of Orthodontics and Dentofacial Orthopedics August 2013  Vol 144  Issue 2
236 Plakwicz, Wojtowicz, and Czochrowska

premolars except for one, which still responded normally good potential for a successful outcome, even for
to the electrical pulp testing. No endodontic treatment a surgeon without previous clinical experience. One
was performed or required in any transplanted tooth. author, an orthodontist (E.M.C.), had previous
A normal lamina dura, which confirmed the transforma- experience with tooth transplantation in terms of
tion of an artificial socket into a new root socket, was patient selection, monitoring after surgery, and
found in all but the 1 transplant that was ankylosed. adjunctive orthodontic treatment; this could have had
Crown-to-root ratios for both subsamples are shown a positive influence on the results.
in Table III. In the subsample with controls, the ratio was Donors with short roots are easier to remove and ac-
on average higher by about 0.106 (P 5 0.005). The commodate in a new socket; this is especially important
crown-to-root ratio for the subsample without control for ectopically positioned teeth (Fig 3, A). Unerupted
teeth was on average slightly smaller than that of the teeth have a wide dental follicle that protects the root
other subsample (mean ratio, 0.682 vs 0.764 [P 5 0.74]). surface from injury during their removal, thus reducing
Figure 4 shows the means and ranges of the patients' the risk of ankylosis after transplantation.14 These favor-
responses to the questionnaire. Most of the means were able factors are not present in fully erupted teeth with
located between 0 and 13 mm of the visual analog scale closed root apices. Watanabe et al4 concluded that
(almost 80% reported positive responses), and 6 means “when possible, clinicians should consider autotrans-
reached nearly 90%. plantation before root formation is complete.” The risk
associated with transplanting teeth with developing
DISCUSSION roots is restricted root growth that might affect the suc-
The same high survival and success rates reported in cess rate. The comparison of transplanted and control
studies from the University of Oslo were obtained when teeth in the subsample with control teeth indicates
developing teeth, especially premolars, were used as do- that the crown-to-root ratio is on average smaller by
nors.12,13,16 Our results of the first 23 consecutively 11% than that of the control teeth, as was reported pre-
autotransplanted developing premolars also confirm viously.31,32 This difference might not be clinically
the high predictability of this protocol. Tooth significant because it represents roots about 1 to 1.25
transplantation was not an established treatment mm shorter for transplanted teeth.
modality in Poland, and it is not included in the Generally, the patients experienced low to moderate
undergraduate and postgraduate training programs in discomfort during surgery, and they were satisfied with
dental schools.28 Therefore, the oral surgeon who per- the outcome. The lowest mean score was recorded for
formed all surgeries in this study had no clinical experi- the question related to the decision about the transplan-
ence in tooth transplantation and only a short tation (question 2), indicating that it was a surprisingly
observation period in Norway before starting this study easy decision to make for most patients. The team ap-
in Poland. Schwartz at al29 reported that higher survival proach included initial consultation with an orthodon-
and success rates of tooth transplantation were obtained tist and an oral surgeon, in which the orthodontic and
when more experienced surgeons were operating. How- surgical indications were discussed based on regular or-
ever, we did not observe the effect of a surgical learning thodontic documentation. If the response was positive,
curve that could cause a higher failure rate for the first the patient and the parents who were interested in this
transplanted teeth.30 Two teeth that were regarded as treatment option were referred for a surgical consulta-
unsuccessful (ankylosis, short root) were recorded as tion. Good communication between an orthodontist
teeth numbers 6 and 8. These failures were associated and a surgeon before surgery and during follow-up
with their less favorable stages of root development at might have contributed to the positive decisions about
the surgery (full length) and their positions in the dental surgery by young patients and their parents, and to
arch (severely ectopic) rather than with the surgeon’s the successful outcomes.
experience.31,32 The main problem regarding tooth
transplantation is that few patients are suitable for this CONCLUSIONS
type of surgery compared with, for example, A protocol for autotransplantation of developing
implantation because the orthodontic and surgical premolars was successfully adopted, despite the lack of
indications for selection of appropriate candidates are previous experience with this type of treatment. The sur-
limited; this affects a surgeon’s experience. However, vival and success rates of a consecutive sample of trans-
the surgical protocol adopted from the University of plants were similar to those obtained at the University in
Oslo, tested in our prospective study of the 23 first Oslo. The hard and soft tissues of the transplanted pre-
consecutively transplanted developing premolars, has molars generally did not differ significantly from the

August 2013  Vol 144  Issue 2 American Journal of Orthodontics and Dentofacial Orthopedics
Plakwicz, Wojtowicz, and Czochrowska 237

control teeth. The patients responded favorably regard- 14. Andreasen JO, Paulsen HU, Yu Z, Schwartz O. A long-term
ing their perception of the surgery and the outcome. study of 370 autotransplanted premolars. Part III. Periodontal
healing subsequent to transplantation. Eur J Orthod 1990;12:
25-37.
ACKNOWLEDGMENTS
15. Zachrisson BU, Stenvik A, Haanaes HR. Management of missing
maxillary anterior teeth with emphasis on autotransplantation.
We thank Tomasz Burzykowski from the Hasselt Uni- Am J Orthod Dentofacial Orthop 2004;126:284-8.
versity, Diepenbeek, Belgium, for his invaluable help 16. Czochrowska EM, Stenvik A, Album B, Zachrisson BU. Autotrans-
with the statistical analysis. plantation of premolars to replace maxillary incisors: a comparison
with natural incisors. Am J Orthod Dentofacial Orthop 2000;118:
592-600.
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American Journal of Orthodontics and Dentofacial Orthopedics August 2013  Vol 144  Issue 2

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